UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 12/31/12 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
3M Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMM | CUSIP 88579Y101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
3 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||||
11 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect William Kimsey | Mgmt | For | For | For | ||||
3 | Elect Robert Lipp | Mgmt | For | For | For | ||||
4 | Elect Pierre Nanterme | Mgmt | For | For | For | ||||
5 | Elect Gilles Pelisson | Mgmt | For | For | For | ||||
6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | ||||
10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Advance Auto Parts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAP | CUSIP 00751Y106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | ||||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | ||||
1.4 | Elect Darren R. Jackson | Mgmt | For | For | For | ||||
1.5 | Elect William S. Oglesby | Mgmt | For | For | For | ||||
1.6 | Elect J. Paul Raines | Mgmt | For | For | For | ||||
1.7 | Elect Gilbert T. Ray | Mgmt | For | For | For | ||||
1.8 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||||
1.9 | Elect Jimmie L. Wade | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alleghany Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
Y | CUSIP 017175100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen P. Bradley | Mgmt | For | For | For | ||||
2 | Elect Karen Brenner | Mgmt | For | For | For | ||||
3 | Elect Thomas S. Johnson | Mgmt | For | For | For | ||||
4 | Elect James F. Will | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings, AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Scott Hunter | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits | Mgmt | For | For | For | ||||
7 | Dividend from Reserves | Mgmt | For | For | For | ||||
8 | Amendment to Cancel Treasury Shares | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
11 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
6 | Elect Alain Monie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 02/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven H. Collis | Mgmt | For | For | For | ||||
2 | Elect Douglas R. Conant | Mgmt | For | For | For | ||||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
7 | Elect Michael J. Long | Mgmt | For | For | For | ||||
8 | Elect Henry W. McGee | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
Analog Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADI | CUSIP 032654105 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ray Stata | Mgmt | For | For | For | ||||
2 | Elect Jerald G. Fishman | Mgmt | For | For | For | ||||
3 | Elect James A. Champy | Mgmt | For | For | For | ||||
4 | Elect John C. Hodgson | Mgmt | For | For | For | ||||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||||
6 | Elect Neil S. Novich | Mgmt | For | For | For | ||||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | ||||
8 | Elect Paul J. Severino | Mgmt | For | For | For | ||||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Executive Section 162(m) Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Ares Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCC | CUSIP 04010L103 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank E. O'Bryan | Mgmt | For | Abstain | Against | ||||
2 | Elect Antony P. Ressler | Mgmt | For | Abstain | Against | ||||
3 | Elect Eric B. Siegel | Mgmt | For | Abstain | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | ||||
Arthur J. Gallagher & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AJG | CUSIP 363576109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William L. Bax | Mgmt | For | For | For | ||||
2 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||||
4 | Elect Elbert O. Hand | Mgmt | For | For | For | ||||
5 | Elect David S. Johnson | Mgmt | For | For | For | ||||
6 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||||
7 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||||
8 | Elect James R. Wimmer | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
AutoZone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sue Gove | Mgmt | For | For | For | ||||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | ||||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | ||||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||||
6 | Elect George Mrkonic | Mgmt | For | For | For | ||||
7 | Elect Luis Nieto | Mgmt | For | For | For | ||||
8 | Elect William Rhodes III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||||
6 | Elect Justine Lien | Mgmt | For | For | For | ||||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Axiall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | ||||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | ||||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | ||||
8 | Elect William L. Mansfield | Mgmt | For | For | For | ||||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | ||||
10 | Elect Robert Ripp | Mgmt | For | For | For | ||||
11 | Elect David N. Weinstein | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ball Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLL | CUSIP 058498106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | ||||
1.2 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Bank of Hawaii Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOH | CUSIP 062540109 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | ||||
1.2 | Elect Mary G.F. Bitterman | Mgmt | For | For | For | ||||
1.3 | Elect Mark A. Burak | Mgmt | For | For | For | ||||
1.4 | Elect Michael J. Chun | Mgmt | For | For | For | ||||
1.5 | Elect Clinton R. Churchill | Mgmt | For | For | For | ||||
1.6 | Elect David A. Heenan | Mgmt | For | For | For | ||||
1.7 | Elect Peter S. Ho | Mgmt | For | For | For | ||||
1.8 | Elect Robert A. Huret | Mgmt | For | For | For | ||||
1.9 | Elect Kent T. Lucien | Mgmt | For | For | For | ||||
1.10 | Elect Martin A. Stein | Mgmt | For | For | For | ||||
1.11 | Elect Donald M. Takaki | Mgmt | For | For | For | ||||
1.12 | Elect Barbara J. Tanabe | Mgmt | For | For | For | ||||
1.13 | Elect Raymond P. Vara, Jr. | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Robert W. Wo | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bemis Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMS | CUSIP 081437105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David S. Haffner | Mgmt | For | For | For | ||||
1.2 | Elect Holly A. Van Deursen | Mgmt | For | For | For | ||||
1.3 | Elect David T. Szczupak | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
BlackRock, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLK | CUSIP 09247X101 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Dennis D. Dammerman | Mgmt | For | For | For | ||||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
5 | Elect Fabrizio Freda | Mgmt | For | For | For | ||||
6 | Elect David H. Komansky | Mgmt | For | For | For | ||||
7 | Elect James E. Rohr | Mgmt | For | For | For | ||||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
BMC Software, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | Against | Against | ||||
2 | Elect Jon Barfield | Mgmt | For | Against | Against | ||||
3 | Elect Gary Bloom | Mgmt | For | Against | Against | ||||
4 | Elect John Dillon | Mgmt | For | Against | Against | ||||
5 | Elect Meldon Gafner | Mgmt | For | Against | Against | ||||
6 | Elect Mark Hawkins | Mgmt | For | Against | Against | ||||
7 | Elect Stephan James | Mgmt | For | Against | Against | ||||
8 | Elect P. Thomas Jenkins | Mgmt | For | Against | Against | ||||
9 | Elect Louis Lavigne, Jr. | Mgmt | For | Against | Against | ||||
10 | Elect Kathleen O'Neil | Mgmt | For | Against | Against | ||||
11 | Elect Carl Schaper | Mgmt | For | Against | Against | ||||
12 | Elect Tom Tinsley | Mgmt | For | Against | Against | ||||
13 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Brinker International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAT | CUSIP 109641100 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | ||||
1.2 | Elect Joseph DePinto | Mgmt | For | For | For | ||||
1.3 | Elect Michael Dixon | Mgmt | For | For | For | ||||
1.4 | Elect Harriet Edelman | Mgmt | For | For | For | ||||
1.5 | Elect Jon Luther | Mgmt | For | For | For | ||||
1.6 | Elect John Mims | Mgmt | For | For | For | ||||
1.7 | Elect George Mrkonic | Mgmt | For | For | For | ||||
1.8 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
C.H. Robinson Worldwide, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHRW | CUSIP 12541W209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott P. Anderson | Mgmt | For | Against | Against | ||||
2 | Elect Mary J. Steele Guilfoile | Mgmt | For | Against | Against | ||||
3 | Elect Jodee A. Kozlak | Mgmt | For | Against | Against | ||||
4 | Elect ReBecca K. Roloff | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
C.R. Bard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCR | CUSIP 067383109 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Barrett | Mgmt | For | For | For | ||||
2 | Elect Anthony Welters | Mgmt | For | For | For | ||||
3 | Elect Tony L. White | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Approval of the 2012 Long Term Incentive Plan as Amended and Restated | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Clayton Jones | Mgmt | For | For | For | ||||
9 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
10 | Elect David King | Mgmt | For | For | For | ||||
11 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | ||||
1.4 | Elect William A. Owens | Mgmt | For | For | For | ||||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | ||||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | ||||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John D. Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | ||||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Cintas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTAS | CUSIP 172908105 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald Adolph | Mgmt | For | For | For | ||||
2 | Elect John Barrett | Mgmt | For | For | For | ||||
3 | Elect Melanie Barstad | Mgmt | For | For | For | ||||
4 | Elect Richard Farmer | Mgmt | For | For | For | ||||
5 | Elect Scott Farmer | Mgmt | For | For | For | ||||
6 | Elect James Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
9 | Elect Ronald Tysoe | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Conagra Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAG | CUSIP 205887102 | 09/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | ||||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | ||||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | ||||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | ||||
1.6 | Elect William Jurgensen | Mgmt | For | For | For | ||||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | ||||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Consolidated Edison, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ED | CUSIP 209115104 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Burke | Mgmt | For | For | For | ||||
2 | Elect Vincent A. Calarco | Mgmt | For | For | For | ||||
3 | Elect George Campbell, Jr. | Mgmt | For | For | For | ||||
4 | Elect Gordon J. Davis | Mgmt | For | For | For | ||||
5 | Elect Michael J. Del Giudice | Mgmt | For | For | For | ||||
6 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
7 | Elect John F. Hennessy III | Mgmt | For | For | For | ||||
8 | Elect John F. Killian | Mgmt | For | For | For | ||||
9 | Elect Eugene R. McGrath | Mgmt | For | For | For | ||||
10 | Elect Sally H. Pinero | Mgmt | For | For | For | ||||
11 | Elect Michael W. Ranger | Mgmt | For | For | For | ||||
12 | Elect L. Frederick Sutherland | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce S. Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford H. Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard W. Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick B. Frost | Mgmt | For | For | For | ||||
1.8 | Elect David J. Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen E. Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard M. Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles W. Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Danaher Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHR | CUSIP 235851102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||||
2 | Elect Linda P. Hefner | Mgmt | For | For | For | ||||
3 | Elect Teri List-Stoll | Mgmt | For | For | For | ||||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||||
5 | Elect Steven M. Rales | Mgmt | For | For | For | ||||
6 | Elect John T. Schwieters | Mgmt | For | For | For | ||||
7 | Elect Alan G. Spoon | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | ||||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | ||||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | ||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | ||||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | ||||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar Tree Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLTR | CUSIP 256746108 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arnold S. Barron | Mgmt | For | For | For | ||||
1.2 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||||
1.4 | Elect H. Ray Compton | Mgmt | For | For | For | ||||
1.5 | Elect Conrad M Hall | Mgmt | For | For | For | ||||
1.6 | Elect Lemuel E. Lewis | Mgmt | For | For | For | ||||
1.7 | Elect J. Douglas Perry | Mgmt | For | For | For | ||||
1.8 | Elect Bob Sasser | Mgmt | For | For | For | ||||
1.9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | ||||
1.10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | ||||
1.11 | Elect Carl P. Zeithaml | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Director Deferred Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
DTE Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CUSIP 233331107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||||
1.3 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Gail J. McGovern | Mgmt | For | For | For | ||||
1.5 | Elect James B. Nicholson | Mgmt | For | For | For | ||||
1.6 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Dunkin' Brands Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNKN | CUSIP 265504100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect Anthony DiNovi | Mgmt | For | For | For | ||||
1.3 | Elect Nigel Travis | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ecolab Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ECL | CUSIP 278865100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Barbara J. Beck | Mgmt | For | For | For | ||||
3 | Elect Leslie S. Biller | Mgmt | For | For | For | ||||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||||
5 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | ||||
6 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
7 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
9 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||
10 | Elect Robert L. Lumpkins | Mgmt | For | For | For | ||||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | ||||
12 | Elect Mary M. VanDeWeghe | Mgmt | For | For | For | ||||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
EQT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQT | CUSIP 26884L109 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Vicky A. Bailey | Mgmt | For | For | For | ||||
2 | Elect Kenneth M. Burke | Mgmt | For | For | For | ||||
3 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen A. Thorington | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
Equifax Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFX | CUSIP 294429105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert D. Daleo | Mgmt | For | For | For | ||||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
4 | Elect Mark L. Feidler | Mgmt | For | For | For | ||||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | ||||
7 | Elect John A. McKinley | Mgmt | For | For | For | ||||
8 | Elect Richard F. Smith | Mgmt | For | For | For | ||||
9 | Elect Mark B. Templeton | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
12 | Re-approval of Performance Criteria Under the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Essex Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESS | CUSIP 297178105 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | ||||
1.2 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | ||||
1.3 | Elect Thomas E. Randlett | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2013 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | ||||
1.2 | Elect John J. Amore | Mgmt | For | For | For | ||||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | ||||
1.4 | Elect Joseph V. Taranto | Mgmt | For | For | For | ||||
1.5 | Elect John A. Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Federal Realty Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRT | CUSIP 313747206 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | ||||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | ||||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | ||||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | ||||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | ||||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | ||||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/15/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Dissident Nominee Pierre Legault | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Dissident Nominee Andrew Fromkin | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect Dissident Nominee Daniel Ninivaggi | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Management Nominee Howard Solomon | Mgmt | N/A | TNA | N/A | ||||
1.6 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | TNA | N/A | ||||
1.7 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | TNA | N/A | ||||
1.8 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | TNA | N/A | ||||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | TNA | N/A | ||||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | N/A | TNA | N/A | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | ||||
1.2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
1.4 | Elect Dan Goldwasser | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Goodman | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Lieberman | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Olanoff | Mgmt | For | For | For | ||||
1.8 | Elect Lester Salans | Mgmt | For | For | For | ||||
1.9 | Elect Brenton Saunders | Mgmt | For | For | For | ||||
1.10 | Elect Peter Zimetbaum | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
H.J. Heinz Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HNZ | CUSIP 423074103 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Health Care Reit, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCN | CUSIP 42217K106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect George L. Chapman | Mgmt | For | For | For | ||||
3 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | ||||
5 | Elect Peter J. Grua | Mgmt | For | For | For | ||||
6 | Elect Fred S. Klipsch | Mgmt | For | For | For | ||||
7 | Elect Sharon M. Oster | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Otten | Mgmt | For | For | For | ||||
9 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
10 | Elect R. Scott Trumbull | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Henry Schein, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSIC | CUSIP 806407102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stanley M. Bergman | Mgmt | For | For | For | ||||
1.2 | Elect Gerald A. Benjamin | Mgmt | For | For | For | ||||
1.3 | Elect James P. Breslawski | Mgmt | For | For | For | ||||
1.4 | Elect Mark E. Mlotek | Mgmt | For | For | For | ||||
1.5 | Elect Steven Paladino | Mgmt | For | For | For | ||||
1.6 | Elect Barry J. Alperin | Mgmt | For | For | For | ||||
1.7 | Elect Paul Brons | Mgmt | For | For | For | ||||
1.8 | Elect Donald J. Kabat | Mgmt | For | For | For | ||||
1.9 | Elect Philip A. Laskawy | Mgmt | For | For | For | ||||
1.10 | Elect Karyn Mashima | Mgmt | For | For | For | ||||
1.11 | Elect Norman S. Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Carol Raphael | Mgmt | For | For | For | ||||
1.13 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
1.14 | Elect Louis W. Sullivan | Mgmt | For | For | For | ||||
2 | Amendment to the Cash Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 1994 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
IAC InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory R. Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael D. Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald R. Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan G. Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard F. Zannino | Mgmt | For | For | For | ||||
2 | 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
IntercontinentalExchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICE | CUSIP 45865V100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles R. Crisp | Mgmt | For | For | For | ||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||||
3 | Elect Judd A. Gregg | Mgmt | For | For | For | ||||
4 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||||
5 | Elect Terrence F. Martell | Mgmt | For | For | For | ||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | ||||
7 | Elect Robert Reid | Mgmt | For | For | For | ||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||||
11 | Elect Vincent Tese | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Omnibus Employee Incentive Plan | Mgmt | For | For | For | ||||
14 | 2013 Non-Employee Director Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
IntercontinentalExchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICE | CUSIP 45865V100 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amount and Classes of Authorized Stock | Mgmt | For | For | For | ||||
3 | Limitations on Ownership and Voting of the Company's Stock | Mgmt | For | For | For | ||||
4 | Disqualification of Officers and Directors and Certain Powers of the Board | Mgmt | For | For | For | ||||
5 | Considerations of the Board | Mgmt | For | For | For | ||||
6 | Amendments to the Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Flavors & Fragrances Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFF | CUSIP 459506101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||||
6 | Elect Christina A. Gold | Mgmt | For | For | For | ||||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | ||||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Intuit Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTU | CUSIP 461202103 | 01/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher Brody | Mgmt | For | For | For | ||||
2 | Elect William Campbell | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Diane Greene | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||||
8 | Elect Brad Smith | Mgmt | For | For | For | ||||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Approval of Performance Goals under the Senior Executive Incentive Plan | Mgmt | For | For | For | ||||
Itochu Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8001 | CINS J2501P104 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | ||||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | ||||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | ||||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | ||||
9 | Elect Tohru Matsushima | Mgmt | For | For | For | ||||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | ||||
11 | Elect Ichiroh Nakamura | Mgmt | For | For | For | ||||
12 | Elect Tomofumi Yoshida | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Okamoto | Mgmt | For | For | For | ||||
14 | Elect Takao Shiomi | Mgmt | For | For | For | ||||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | ||||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | ||||
17 | Elect Shingo Majima as statutory auditor | Mgmt | For | For | For | ||||
18 | Elect Hideo Miki as alternate statutory auditor | Mgmt | For | For | For | ||||
J.B. Hunt Transport Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBHT | CUSIP 445658107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | ||||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | ||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | ||||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | ||||
5 | Elect Gary C. George | Mgmt | For | For | For | ||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | ||||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||||
8 | Elect John N. Roberts III | Mgmt | For | For | For | ||||
9 | Elect James L. Robo | Mgmt | For | For | For | ||||
10 | Elect Kirk Thompson | Mgmt | For | For | For | ||||
11 | Elect John A. White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Kellogg Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 487836108 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gordon Gund | Mgmt | For | For | For | ||||
1.2 | Elect Mary Laschinger | Mgmt | For | For | For | ||||
1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||||
1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Kimberly-Clark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John R. Alm | Mgmt | For | For | For | ||||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kinder Morgan, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMI | CUSIP 49456B101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||||
1.2 | Elect C. Park Shaper | Mgmt | For | For | For | ||||
1.3 | Elect Steven J. Kean | Mgmt | For | For | For | ||||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||||
1.6 | Elect Michael Miller | Mgmt | For | For | For | ||||
1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | ||||
1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||||
1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||||
1.10 | Elect John Stokes | Mgmt | For | For | For | ||||
1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||||
1.4 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kohl's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSS | CUSIP 500255104 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Boneparth | Mgmt | For | TNA | N/A | ||||
2 | Elect Steven Burd | Mgmt | For | TNA | N/A | ||||
3 | Elect Dale Jones | Mgmt | For | TNA | N/A | ||||
4 | Elect Kevin Mansell | Mgmt | For | TNA | N/A | ||||
5 | Elect John Schlifske | Mgmt | For | TNA | N/A | ||||
6 | Elect Frank Sica | Mgmt | For | TNA | N/A | ||||
7 | Elect Peter Sommerhauser | Mgmt | For | TNA | N/A | ||||
8 | Elect Stephanie Streeter | Mgmt | For | TNA | N/A | ||||
9 | Elect Nina Vaca | Mgmt | For | TNA | N/A | ||||
10 | Elect Stephen Watson | Mgmt | For | TNA | N/A | ||||
11 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
13 | Shareholder Proposal Regarding Fur Policy | ShrHldr | Against | TNA | N/A | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | TNA | N/A | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Anstice | Mgmt | For | For | For | ||||
1.2 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.4 | Elect Youssef El-Mansy | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | ||||
1.10 | Elect William Spivey | Mgmt | For | For | For | ||||
1.11 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lockheed Martin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||||
3 | Elect David B. Burritt | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||||
8 | Elect James M. Loy | Mgmt | For | Against | Against | ||||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||||
10 | Elect Joseph W. Ralston | Mgmt | For | Against | Against | ||||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marubeni Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8002 | CINS J39788138 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Teruo Asada | Mgmt | For | For | For | ||||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | ||||
4 | Elect Shigeru Yamazoe | Mgmt | For | For | For | ||||
5 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | ||||
6 | Elect Yutaka Nomura | Mgmt | For | For | For | ||||
7 | Elect Daisuke Okada | Mgmt | For | For | For | ||||
8 | Elect Shohji Kuwayama | Mgmt | For | For | For | ||||
9 | Elect Kazuaki Tanaka | Mgmt | For | For | For | ||||
10 | Elect Yukihiko Matsumura | Mgmt | For | For | For | ||||
11 | Elect Masumi Kakinoki | Mgmt | For | For | For | ||||
12 | Elect Takao Kitabata | Mgmt | For | For | For | ||||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | ||||
14 | Elect Masahiro Enoki | Mgmt | For | Against | Against | ||||
15 | Elect Takashi Suetsuna | Mgmt | For | For | For | ||||
16 | Elect Yoshizumi Nezu | Mgmt | For | For | For | ||||
MasterCard Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MA | CUSIP 57636Q104 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||||
6 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
7 | Elect Marc Olivié | Mgmt | For | For | For | ||||
8 | Elect Rima Qureshi | Mgmt | For | For | For | ||||
9 | Elect José Octavio Reyes Lagunes | Mgmt | For | For | For | ||||
10 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
11 | Elect Jackson P. TAI | Mgmt | For | For | For | ||||
12 | Elect Edward Suning Tian | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Maxim Integrated Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | ||||
1.3 | Elect James Bergman | Mgmt | For | For | For | ||||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||||
1.5 | Elect Robert Grady | Mgmt | For | For | For | ||||
1.6 | Elect William Watkins | Mgmt | For | For | For | ||||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
Microchip Technology Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCHP | CUSIP 595017104 | 08/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | ||||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | ||||
1.3 | Elect L. B. Day | Mgmt | For | For | For | ||||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | ||||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | ||||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Conversion of Debt Instruments | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Mitsubishi Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8058 | CINS J43830116 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yorihiko Kojima | Mgmt | For | For | For | ||||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Hideyuki Nabeshima | Mgmt | For | For | For | ||||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | ||||
7 | Elect Jun Yanai | Mgmt | For | For | For | ||||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | ||||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | ||||
10 | Elect Yasuo Nagai | Mgmt | For | For | For | ||||
11 | Elect Shuma Uchino | Mgmt | For | For | For | ||||
12 | Elect Kunio Itoh | Mgmt | For | For | For | ||||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | ||||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | ||||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | ||||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
17 | Bonus | Mgmt | For | For | For | ||||
Mitsui & Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MITSY | CINS J44690139 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Hiroyasu Watanabe as Statutory Auditor | Mgmt | For | For | For | ||||
Motorola Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSI | CUSIP 620076307 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||||
2 | Elect William J. Bratton | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Dahlberg | Mgmt | For | For | For | ||||
4 | Elect David W. Dorman | Mgmt | For | For | For | ||||
5 | Elect Michael V. Hayden | Mgmt | For | For | For | ||||
6 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
9 | Elect Bradley E. Singer | Mgmt | For | For | For | ||||
10 | Elect John A. White | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
MSC Industrial Direct Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSM | CUSIP 553530106 | 01/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | ||||
1.2 | Elect David Sandler | Mgmt | For | For | For | ||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | ||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | ||||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | ||||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | ||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | ||||
1.8 | Elect Philip Peller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Northern Trust Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTRS | CUSIP 665859104 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Linda Walker Bynoe | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Nicholas Chabraja | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Crown | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Dipak Jain | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert Lane | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Edward Mooney | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jose Luis Prado | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Rowe | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Martin Slark | Mgmt | For | Withhold | Against | ||||
1.10 | Elect David Smith, Jr. | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Charles Tribbett III | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Frederick Waddell | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
O'Reilly Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORLY | CUSIP 67103H107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawrence P. O'Reilly | Mgmt | For | For | For | ||||
2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | ||||
3 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Technical Article Amendments Related to the Expired Rights Plan and Indemnification | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGE | CUSIP 670837103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | ||||
1.2 | Elect Wayne H. Brunetti | Mgmt | For | For | For | ||||
1.3 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
1.4 | Elect Peter B. Delaney | Mgmt | For | For | For | ||||
1.5 | Elect John D. Groendyke | Mgmt | For | For | For | ||||
1.6 | Elect Kirk Humphreys | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||||
1.8 | Elect Robert O. Lorenz | Mgmt | For | For | For | ||||
1.9 | Elect Judy R. McReynolds | Mgmt | For | For | For | ||||
1.10 | Elect Leroy C. Richie | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
Omnicom Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMC | CUSIP 681919106 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Wren | Mgmt | For | For | For | ||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | ||||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | ||||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||||
7 | Elect Errol M. Cook | Mgmt | For | For | For | ||||
8 | Elect Susan S. Denison | Mgmt | For | For | For | ||||
9 | Elect Michael A. Henning | Mgmt | For | For | For | ||||
10 | Elect John R. Murphy | Mgmt | For | For | For | ||||
11 | Elect John R. Purcell | Mgmt | For | For | For | ||||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||||
13 | Elect Gary L. Roubos | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Incentive Award Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Panera Bread Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNRA | CUSIP 69840W108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry J. Franklin | Mgmt | For | For | For | ||||
1.2 | Elect Diane Hessan | Mgmt | For | For | For | ||||
1.3 | Elect William W. Moreton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Partnerre Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
People's United Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBCT | CUSIP 712704105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin T. Bottomley | Mgmt | For | For | For | ||||
1.2 | Elect John K. Dwight | Mgmt | For | For | For | ||||
1.3 | Elect Janet M. Hansen | Mgmt | For | For | For | ||||
1.4 | Elect Mark W. Richards | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Perrigo Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGO | CUSIP 714290103 | 11/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David Gibbons | Mgmt | For | For | For | ||||
1.3 | Elect Ran Gottfried | Mgmt | For | For | For | ||||
1.4 | Elect Ellen Hoffing | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Petsmart, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETM | CUSIP 716768106 | 06/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angel Cabrera | Mgmt | For | For | For | ||||
2 | Elect Rita V. Foley | Mgmt | For | For | For | ||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | ||||
6 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
7 | Elect Robert F. Moran | Mgmt | For | For | For | ||||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | ||||
9 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Pinnacle West Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNW | CUSIP 723484101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Basha | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald E. Brandt | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis A. Cortese | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael L. Gallagher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Roy A. Herberger, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Dale E. Klein | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Humberto S. Lopez | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kathryn L. Munro | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Bruce J. Nordstrom | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPG Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPG | CUSIP 693506107 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James G. Berges | Mgmt | For | For | For | ||||
1.2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSA | CUSIP 74460D109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||||
1.3 | Elect Uri P. Harkham | Mgmt | For | For | For | ||||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||||
1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||||
1.7 | Elect Ronald P. Spogli | Mgmt | For | For | For | ||||
1.8 | Elect Daniel C. Staton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Abstain | For | Against | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Rayonier Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RYN | CUSIP 754907103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect John E. Bush | Mgmt | For | For | For | ||||
3 | Elect Thomas I. Morgan | Mgmt | For | For | For | ||||
4 | Re-Approval of the Material Terms under the Non-Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Realty Income Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O | CUSIP 756109104 | 01/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
RenaissanceRe Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RNR | CUSIP G7496G103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian G. J. Gray | Mgmt | For | For | For | ||||
1.2 | Elect Henry Klehm III | Mgmt | For | For | For | ||||
1.3 | Elect Ralph B. Levy | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas L. Trivisonno | Mgmt | For | For | For | ||||
1.5 | Elect Edward J. Zore | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Republic Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSG | CUSIP 760759100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James W. Crownover | Mgmt | For | For | For | ||||
2 | Elect William J. Flynn | Mgmt | For | For | For | ||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||||
7 | Elect Donald W. Slager | Mgmt | For | For | For | ||||
8 | Elect Allan C. Sorensen | Mgmt | For | For | For | ||||
9 | Elect John M. Trani | Mgmt | For | For | For | ||||
10 | Elect Michael W. Wickham | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Reynolds American Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAI | CUSIP 761713106 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel M. Delen | Mgmt | For | For | For | ||||
2 | Elect Martin D. Feinstein | Mgmt | For | For | For | ||||
3 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||||
4 | Elect Neil R. Withington | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Roper Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROP | CUSIP 776696106 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David W. Devonshire | Mgmt | For | For | For | ||||
1.2 | Elect John F. Fort, III | Mgmt | For | For | For | ||||
1.3 | Elect Brian D. Jellison | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ross Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROST | CUSIP 778296103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||||
3 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||||
4 | Elect Michael J. Bush | Mgmt | For | For | For | ||||
5 | Elect Norman A. Ferber | Mgmt | For | For | For | ||||
6 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||||
7 | Amendment to 2008 Equity Incentive Plan for 162(m) Purposes | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Royal Gold, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGLD | CUSIP 780287108 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stanley Dempsey | Mgmt | For | For | For | ||||
2 | Elect Tony Jensen | Mgmt | For | For | For | ||||
3 | Elect Gordon Bogden | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
SCANA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCG | CUSIP 80589M102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin B. Marsh | Mgmt | For | For | For | ||||
1.2 | Elect Joshua W. Martin, III | Mgmt | For | For | For | ||||
1.3 | Elect James M. Micali | Mgmt | For | For | For | ||||
1.4 | Elect Harold C. Stowe | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Scripps Networks Interactive Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNI | CUSIP 811065101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David A. Galloway | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Sagansky | Mgmt | For | For | For | ||||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | ||||
Sherwin-Williams Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHW | CUSIP 824348106 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | ||||
1.2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
1.3 | Elect David F. Hodnik | Mgmt | For | For | For | ||||
1.4 | Elect Thomas G. Kadien | Mgmt | For | For | For | ||||
1.5 | Elect Richard J. Kramer | Mgmt | For | For | For | ||||
1.6 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
1.7 | Elect Richard K. Smucker | Mgmt | For | For | For | ||||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwest Airlines Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||||
5 | Elect John G. Denison | Mgmt | For | For | For | ||||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||||
8 | Elect John T. Montford | Mgmt | For | For | For | ||||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectra Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SE | CUSIP 847560109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William T. Esrey | Mgmt | For | For | For | ||||
2 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||||
3 | Elect Austin A. Adams | Mgmt | For | For | For | ||||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | ||||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||||
6 | Elect F. Anthony Comper | Mgmt | For | For | For | ||||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||||
8 | Elect Dennis R. Hendrix | Mgmt | For | For | For | ||||
9 | Elect Michael McShane | Mgmt | For | For | For | ||||
10 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHldr | Against | Against | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||||
6 | Elect Olden Lee | Mgmt | For | For | For | ||||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||||
9 | Elect Clara Shih | Mgmt | For | For | For | ||||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
Sumitomo Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8053 | CINS J77282119 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Kuniharu Nakamura | Mgmt | For | For | For | ||||
5 | Elect Shinichi Sasaki | Mgmt | For | For | For | ||||
6 | Elect Takuroh Kawahara | Mgmt | For | For | For | ||||
7 | Elect Kazuhisa Togashi | Mgmt | For | For | For | ||||
8 | Elect Yasuyuki Abe | Mgmt | For | For | For | ||||
9 | Elect Tohru Furihata | Mgmt | For | For | For | ||||
10 | Elect Michihiko Kanegae | Mgmt | For | For | For | ||||
11 | Elect Kazuo Ohmori | Mgmt | For | For | For | ||||
12 | Elect Naoki Hidaka | Mgmt | For | For | For | ||||
13 | Elect Hiroyuki Inohara | Mgmt | For | For | For | ||||
14 | Elect Akio Harada | Mgmt | For | For | For | ||||
15 | Elect Kazuo Matsunaga | Mgmt | For | For | For | ||||
16 | Elect Takahiro Moriyama | Mgmt | For | For | For | ||||
17 | Elect Mutsuo Nitta | Mgmt | For | For | For | ||||
18 | Elect Haruo Kasami | Mgmt | For | For | For | ||||
19 | Bonus | Mgmt | For | For | For | ||||
20 | Equity Compensation Plan | Mgmt | For | For | For | ||||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
T. Rowe Price Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROW | CUSIP 74144T108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward C. Bernard | Mgmt | For | For | For | ||||
2 | Elect James T. Brady | Mgmt | For | For | For | ||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | ||||
5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For | ||||
6 | Elect James A.C. Kennedy | Mgmt | For | For | For | ||||
7 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||||
8 | Elect Brian C. Rogers | Mgmt | For | For | For | ||||
9 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
10 | Elect Dwight S. Taylor | Mgmt | For | For | For | ||||
11 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tanger Factory Outlet Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKT | CUSIP 875465106 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Africk | Mgmt | For | For | For | ||||
2 | Elect William G. Benton | Mgmt | For | For | For | ||||
3 | Elect Bridget Ryan Berman | Mgmt | For | For | For | ||||
4 | Elect Donald G. Drapkin | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Reddin | Mgmt | For | For | For | ||||
6 | Elect Thomas E. Robinson | Mgmt | For | For | For | ||||
7 | Elect Allan L. Schuman | Mgmt | For | For | For | ||||
8 | Elect Steven B. Tanger | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | ||||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | ||||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | ||||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | ||||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | ||||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | ||||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | ||||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | ||||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Stock Split | Mgmt | For | For | For | ||||
The Hershey Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSY | CUSIP 427866108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | ||||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||||
1.6 | Elect James M. Mead | Mgmt | For | For | For | ||||
1.7 | Elect James E. Nevels | Mgmt | For | For | For | ||||
1.8 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||||
1.9 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||||
1.10 | Elect David L. Shedlarz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | ||||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | ||||
The McGraw-Hill Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pedro Aspe | Mgmt | For | Against | Against | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect William D. Green | Mgmt | For | For | For | ||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||||
14 | Company Name Change | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The Scotts Miracle-Gro Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SMG | CUSIP 810186106 | 01/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adam Hanft | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Johnson | Mgmt | For | For | For | ||||
1.3 | Elect Katherine Littlefield | Mgmt | For | For | For | ||||
1.4 | Elect Michael Porter | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Towers Watson & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CUSIP 891894107 | 11/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Victor Ganzi | Mgmt | For | For | For | ||||
2 | Elect John Haley | Mgmt | For | For | For | ||||
3 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
4 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
5 | Elect Linda Rabbitt | Mgmt | For | For | For | ||||
6 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
7 | Elect Paul Thomas | Mgmt | For | For | For | ||||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tractor Supply Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSCO | CUSIP 892356106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James F. Wright | Mgmt | For | For | For | ||||
1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | ||||
1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | ||||
1.4 | Elect Jack C. Bingleman | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Frost | Mgmt | For | For | For | ||||
1.6 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||||
1.7 | Elect George MacKenzie | Mgmt | For | For | For | ||||
1.8 | Elect Edna K. Morris | Mgmt | For | For | For | ||||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Parcel Service, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ventas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTR | CUSIP 92276F100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | ||||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | ||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | ||||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||||
9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | ||||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||||
11 | Elect James D. Shelton | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
Verisk Analytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | ||||
5 | Elect Michael T. Duke | Mgmt | For | For | For | ||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
11 | Elect Jim C. Walton | Mgmt | For | For | For | ||||
12 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Xilinx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||||
3 | Elect John Doyle | Mgmt | For | For | For | ||||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2012 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Capital Opportunities Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Aaron's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAN | CUSIP 002535300 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gilbert L. Danielson | Mgmt | For | For | For | ||||
1.2 | Elect David L. Kolb | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia N. Day | Mgmt | For | For | For | ||||
1.4 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Actuant Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATU | CUSIP 00508X203 | 01/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | ||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | ||||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.5 | Elect William Hall | Mgmt | For | For | For | ||||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | ||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Officer Bonus Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aeropostale Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARO | CUSIP 007865108 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald R. Beegle | Mgmt | For | For | For | ||||
1.2 | Elect Robert B. Chavez | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | ||||
1.5 | Elect Janet E. Grove | Mgmt | For | For | For | ||||
1.6 | Elect John N. Haugh | Mgmt | For | For | For | ||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | ||||
1.8 | Elect John D. Howard | Mgmt | For | For | For | ||||
1.9 | Elect Thomas P. Johnson | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Rubinfeld | Mgmt | For | For | For | ||||
1.11 | Elect David B. Vermylen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
AeroVironment, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVAV | CUSIP 008073108 | 10/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Conver | Mgmt | For | For | For | ||||
1.2 | Elect Arnold Fishman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect George E. Minnich | Mgmt | For | For | For | ||||
5 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
6 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
7 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
8 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
9 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | ||||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | ||||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | ||||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Allegiant Travel Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALGT | CUSIP 01748X102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Montie Brewer | Mgmt | For | For | For | ||||
1.2 | Elect Gary Ellmer | Mgmt | For | For | For | ||||
1.3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
1.4 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Linda A. Marvin | Mgmt | For | For | For | ||||
1.6 | Elect Charles W. Pollard | Mgmt | For | For | For | ||||
1.7 | Elect John Redmond | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | ||||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | ||||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliant Techsystems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATK | CUSIP 018804104 | 08/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | ||||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | ||||
1.3 | Elect Martin Faga | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | ||||
1.5 | Elect April Foley | Mgmt | For | For | For | ||||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | ||||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | ||||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | ||||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John B. Berding | Mgmt | For | For | For | ||||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | ||||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | ||||
1.7 | Elect James E. Evans | Mgmt | For | For | For | ||||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | ||||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | ||||
1.10 | Elect William W. Verity | Mgmt | For | For | For | ||||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | ||||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | ||||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmTrust Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFSI | CUSIP 032359309 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
ANSYS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANSS | CUSIP 03662Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||||
2 | Elect Michael Thurk | Mgmt | For | For | For | ||||
3 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Dorsman | Mgmt | For | For | For | ||||
1.2 | Elect J. Michael Moore | Mgmt | For | For | For | ||||
1.3 | Elect Vincent Petrella | Mgmt | For | For | For | ||||
1.4 | Elect Jerry Thornton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Brendan Cummins | Mgmt | For | For | For | ||||
2 | Elect Mark Rohr | Mgmt | For | For | For | ||||
3 | Elect Janice Teal | Mgmt | For | For | For | ||||
4 | Elect Michael Ward | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Aspen Insurance Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Bucknall | Mgmt | For | For | For | ||||
1.2 | Elect Peter O'Flinn | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | ||||
1.4 | Elect Gordon Ireland | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2013 Share Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Associated Banc-Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASBC | CUSIP 045487105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | ||||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | ||||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | ||||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | ||||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | ||||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | ||||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | ||||
1.9 | Elect J. Douglas Quick | Mgmt | For | For | For | ||||
1.10 | Elect Karen T. Van Lith | Mgmt | For | For | For | ||||
1.11 | Elect John B. Williams | Mgmt | For | For | For | ||||
2 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Assurant, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIZ | CUSIP 04621X108 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | ||||
2 | Elect Howard L. Carver | Mgmt | For | For | For | ||||
3 | Elect Juan N. Cento | Mgmt | For | For | For | ||||
4 | Elect Elyse Douglas | Mgmt | For | For | For | ||||
5 | Elect Lawrence V. Jackson | Mgmt | For | For | For | ||||
6 | Elect David B. Kelso | Mgmt | For | For | For | ||||
7 | Elect Charles J. Koch | Mgmt | For | For | For | ||||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
9 | Elect Robert B. Pollock | Mgmt | For | For | For | ||||
10 | Elect Paul J. Reilly | Mgmt | For | For | For | ||||
11 | Elect Robert W. Stein | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Atwood Oceanics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATW | CUSIP 050095108 | 02/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | ||||
1.2 | Elect George Dotson | Mgmt | For | For | For | ||||
1.3 | Elect Jack Golden | Mgmt | For | For | For | ||||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | ||||
1.5 | Elect James Montague | Mgmt | For | For | For | ||||
1.6 | Elect Robert Saltiel | Mgmt | For | For | For | ||||
1.7 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Certificate of Formation | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Autodesk Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Bass | Mgmt | For | For | For | ||||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||||
4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | Against | Against | ||||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||||
9 | Elect Steven M. West | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | ||||
1.2 | Elect Bo I Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Wolfgang Ziebart | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bank of Hawaii Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOH | CUSIP 062540109 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | ||||
1.2 | Elect Mary G.F. Bitterman | Mgmt | For | For | For | ||||
1.3 | Elect Mark A. Burak | Mgmt | For | For | For | ||||
1.4 | Elect Michael J. Chun | Mgmt | For | For | For | ||||
1.5 | Elect Clinton R. Churchill | Mgmt | For | For | For | ||||
1.6 | Elect David A. Heenan | Mgmt | For | For | For | ||||
1.7 | Elect Peter S. Ho | Mgmt | For | For | For | ||||
1.8 | Elect Robert A. Huret | Mgmt | For | For | For | ||||
1.9 | Elect Kent T. Lucien | Mgmt | For | For | For | ||||
1.10 | Elect Martin A. Stein | Mgmt | For | For | For | ||||
1.11 | Elect Donald M. Takaki | Mgmt | For | For | For | ||||
1.12 | Elect Barbara J. Tanabe | Mgmt | For | For | For | ||||
1.13 | Elect Raymond P. Vara, Jr. | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Robert W. Wo | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bank Of The Ozarks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OZRK | CUSIP 063904106 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Gleason | Mgmt | For | For | For | ||||
1.2 | Elect Jean Arehart | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas Brown | Mgmt | For | For | For | ||||
1.4 | Elect Richard Cisne | Mgmt | For | For | For | ||||
1.5 | Elect Robert East | Mgmt | For | For | For | ||||
1.6 | Elect Linda Gleason | Mgmt | For | For | For | ||||
1.7 | Elect Peter Kenny | Mgmt | For | For | For | ||||
1.8 | Elect Henry Mariani | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Proost | Mgmt | For | For | For | ||||
1.10 | Elect R. L. Qualls | Mgmt | For | For | For | ||||
1.11 | Elect John Reynolds | Mgmt | For | For | For | ||||
1.12 | Elect Dan Thomas | Mgmt | For | For | For | ||||
1.13 | Elect Sherece West-Scantlebury | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Restricted Stock Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Non-Employee Director Stock Option Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Big Lots, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIG | CUSIP 089302103 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | ||||
1.2 | Elect James R. Chambers | Mgmt | For | For | For | ||||
1.3 | Elect Steven S. Fishman | Mgmt | For | For | For | ||||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | ||||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | ||||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | ||||
1.7 | Elect Russell Solt | Mgmt | For | For | For | ||||
1.8 | Elect James R. Tener | Mgmt | For | For | For | ||||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Black Hills Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKH | CUSIP 092113109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack W. Eugster | Mgmt | For | For | For | ||||
1.2 | Elect Gary L. Pechota | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Zeller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Boise Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZ | CUSIP 09746Y105 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jonathan W. Berger | Mgmt | For | For | For | ||||
1.2 | Elect Jack Goldman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BOK Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOKF | CUSIP 05561Q201 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory S. Allen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Alan S. Armstrong | Mgmt | For | Withhold | Against | ||||
1.3 | Elect C. Fred Ball, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Sharon J. Bell | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Peter C. Boylan, III | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Chester Cadieux, III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Joseph W. Craft III | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John W. Gibson | Mgmt | For | Withhold | Against | ||||
1.9 | Elect David F. Griffin | Mgmt | For | Withhold | Against | ||||
1.10 | Elect V. Burns Hargis | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Douglas D Hawthorne | Mgmt | For | Withhold | Against | ||||
1.12 | Elect E. Carey Joullian, IV | Mgmt | For | Withhold | Against | ||||
1.13 | Elect George B. Kaiser | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Robert J. LaFortune | Mgmt | For | Withhold | Against | ||||
1.15 | Elect Stanley A. Lybarger | Mgmt | For | Withhold | Against | ||||
1.16 | Elect Steven J. Malcolm | Mgmt | For | Withhold | Against | ||||
1.17 | Elect E.C. Richards | Mgmt | For | Withhold | Against | ||||
1.18 | Elect John Richels | Mgmt | For | Withhold | Against | ||||
1.19 | Elect Michael C. Turpen | Mgmt | For | Withhold | Against | ||||
1.20 | Elect R.A. Walker | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWA | CUSIP 099724106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jere A. Drummond | Mgmt | For | For | For | ||||
2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
4 | Elect James R. Verrier | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
Brandywine Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDN | CUSIP 105368203 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Walter D'Alessio | Mgmt | For | For | For | ||||
1.2 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | ||||
1.3 | Elect Gerard H. Sweeney | Mgmt | For | For | For | ||||
1.4 | Elect Wyche Fowler | Mgmt | For | For | For | ||||
1.5 | Elect Michael J. Joyce | Mgmt | For | For | For | ||||
1.6 | Elect Charles P. Pizzi | Mgmt | For | For | For | ||||
1.7 | Elect James C. Diggs | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bruker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKR | CUSIP 116794108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wolf-Dieter Emmerich | Mgmt | For | For | For | ||||
1.2 | Elect Brenda J. Furlong | Mgmt | For | For | For | ||||
1.3 | Elect Frank H. Laukien | Mgmt | For | For | For | ||||
1.4 | Elect Richard A. Packer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
CATO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATO | CUSIP 149205106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect D. Harding Stowe | Mgmt | For | For | For | ||||
1.2 | Elect Edward I. Weisiger, Jr. | Mgmt | For | For | For | ||||
2 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
CBOE Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBOE | CUSIP 12503M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Brodsky | Mgmt | For | For | For | ||||
1.2 | Elect James Boris | Mgmt | For | For | For | ||||
1.3 | Elect Frank English Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Edward Fitzpatrick | Mgmt | For | For | For | ||||
1.5 | Elect Janet Froetscher | Mgmt | For | For | For | ||||
1.6 | Elect Jill Goodman | Mgmt | For | For | For | ||||
1.7 | Elect Duane Kullberg | Mgmt | For | For | For | ||||
1.8 | Elect R. Eden Martin | Mgmt | For | For | For | ||||
1.9 | Elect Roderick Palmore | Mgmt | For | For | For | ||||
1.10 | Elect Susan Phillips | Mgmt | For | For | For | ||||
1.11 | Elect Douglas Shulman | Mgmt | For | For | For | ||||
1.12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
1.13 | Elect Carole Stone | Mgmt | For | For | For | ||||
1.14 | Elect Eugene Sunshine | Mgmt | For | For | For | ||||
1.15 | Elect Edward Tilly | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cheesecake Factory Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAKE | CUSIP 163072101 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Overton | Mgmt | For | For | For | ||||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | ||||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | ||||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | ||||
5 | Elect David B. Pittaway | Mgmt | For | For | For | ||||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | ||||
7 | Elect Herbert Simon | Mgmt | For | For | For | ||||
8 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Chemed Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHE | CUSIP 16359R103 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | ||||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | ||||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | ||||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | ||||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | ||||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | ||||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | ||||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | ||||
9 | Elect George J. Walsh III | Mgmt | For | For | For | ||||
10 | Elect Frank E. Wood | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Choice Hotels International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHH | CUSIP 169905106 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William L. Jews | Mgmt | For | For | For | ||||
1.2 | Elect John T. Schwieters | Mgmt | For | For | For | ||||
1.3 | Elect John P. Tague | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Executive Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Showerheads | ShrHldr | N/A | For | N/A | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | ||||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | ||||
3 | Elect Peter Thomas | Mgmt | For | For | For | ||||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | ||||
5 | Elect Russell Goldsmith | Mgmt | For | For | For | ||||
6 | Elect Ronald Olson | Mgmt | For | Against | Against | ||||
7 | Elect Robert Tuttle | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Bottling Co. Consolidated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COKE | CUSIP 191098102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Frank Harrison, III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect H.W. McKay Belk | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alexander B. Cummings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Sharon A. Decker | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William B. Elmore | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Morgan H. Everett | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Deborah H. Everhart | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Henry W. Flint | Mgmt | For | Withhold | Against | ||||
1.9 | Elect William H. Jones | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James H. Morgan | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John W. Murrey, III | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Dennis A. Wicker | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Commerce Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBSH | CUSIP 200525103 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Earl H. Devanny, III | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin F. Rassieur, III | Mgmt | For | For | For | ||||
1.3 | Elect Todd R. Schnuck | Mgmt | For | For | For | ||||
1.4 | Elect Andrew C. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Stock Purchase Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 11/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
Crocs Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CROX | CUSIP 227046109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond D. Croghan | Mgmt | For | For | For | ||||
1.2 | Elect Peter Jacobi | Mgmt | For | For | For | ||||
1.3 | Elect Doreen A. Wright | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CSS Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSS | CUSIP 125906107 | 07/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | ||||
1.2 | Elect James Bromley | Mgmt | For | For | For | ||||
1.3 | Elect Jack Farber | Mgmt | For | For | For | ||||
1.4 | Elect John Gavin | Mgmt | For | For | For | ||||
1.5 | Elect Rebecca Matthias | Mgmt | For | For | For | ||||
1.6 | Elect Christopher Munyan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cubic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CUB | CUSIP 229669106 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter C. Zable | Mgmt | For | For | For | ||||
1.2 | Elect Bruce G. Blakley | Mgmt | For | For | For | ||||
1.3 | Elect William W. Boyle | Mgmt | For | For | For | ||||
1.4 | Elect Edwin A. Guiles | Mgmt | For | For | For | ||||
1.5 | Elect Robert S. Sullivan | Mgmt | For | For | For | ||||
1.6 | Elect John H. Warner, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | ||||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce S. Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford H. Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard W. Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick B. Frost | Mgmt | For | For | For | ||||
1.8 | Elect David J. Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen E. Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard M. Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles W. Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cyberonics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYBX | CUSIP 23251P102 | 09/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Guy Jackson | Mgmt | For | For | For | ||||
1.2 | Elect Joseph E. Laptewicz | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Moore | Mgmt | For | For | For | ||||
1.4 | Elect Hugh Morrison | Mgmt | For | For | For | ||||
1.5 | Elect Alfred Novak | Mgmt | For | For | For | ||||
1.6 | Elect Arthur Rosenthal | Mgmt | For | For | For | ||||
1.7 | Elect John Tremmel | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Stock Plan | Mgmt | For | Against | Against | ||||
3 | 2013 Executive Bonus Program | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Deckers Outdoor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DECK | CUSIP 243537107 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | ||||
1.2 | Elect Rex A. Licklider | Mgmt | For | For | For | ||||
1.3 | Elect John M. Gibbons | Mgmt | For | For | For | ||||
1.4 | Elect John G. Perenchio | Mgmt | For | For | For | ||||
1.5 | Elect Maureen Conners | Mgmt | For | For | For | ||||
1.6 | Elect Karyn O. Barsa | Mgmt | For | For | For | ||||
1.7 | Elect Michael F. Devine III | Mgmt | For | For | For | ||||
1.8 | Elect James Quinn | Mgmt | For | For | For | ||||
1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DiamondRock Hospitality Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRH | CUSIP 252784301 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William W. McCarten | Mgmt | For | For | For | ||||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | ||||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | ||||
1.4 | Elect Maureen L. McAvey | Mgmt | For | For | For | ||||
1.5 | Elect Gilbert T. Ray | Mgmt | For | For | For | ||||
1.6 | Elect Bruce D. Wardinski | Mgmt | For | For | For | ||||
1.7 | Elect Mark W. Brugger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dolby Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLB | CUSIP 25659T107 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||||
1.3 | Elect David Dolby | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Micheline Chau | Mgmt | For | For | For | ||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Robert E Apple | Mgmt | For | For | For | ||||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | ||||
6 | Elect David G. Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John D. Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
E TRADE Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul T. Idzik | Mgmt | For | For | For | ||||
2 | Elect Frederick W. Kanner | Mgmt | For | For | For | ||||
3 | Elect James Lam | Mgmt | For | For | For | ||||
4 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
5 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Sclafani | Mgmt | For | For | For | ||||
7 | Elect Joseph M. Velli | Mgmt | For | For | For | ||||
8 | Elect Donna L. Weaver | Mgmt | For | For | For | ||||
9 | Elect Stephen H. Willard | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | For | For | ||||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew S. Kane | Mgmt | For | For | For | ||||
1.6 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | ||||
1.7 | Elect John Lee | Mgmt | For | For | For | ||||
1.8 | Elect Herman Y. Li | Mgmt | For | For | For | ||||
1.9 | Elect Jack C. Liu | Mgmt | For | For | For | ||||
1.10 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.11 | Elect Keith W. Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | ||||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
5 | Elect Julie F. Holder | Mgmt | For | For | For | ||||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | ||||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Endurance Specialty Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENH | CUSIP G30397106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John T. Baily | Mgmt | For | For | For | ||||
2 | Elect Norman Barham | Mgmt | For | For | For | ||||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | ||||
4 | Elect Scott D. Moore | Mgmt | For | For | For | ||||
5 | Elect William H. Bolinder* | Mgmt | For | For | For | ||||
6 | Elect David Cash* | Mgmt | For | For | For | ||||
7 | Elect John V. Del Col* | Mgmt | For | For | For | ||||
8 | Elect Alan Barlow** | Mgmt | For | For | For | ||||
9 | Elect William H. Bolinder** | Mgmt | For | For | For | ||||
10 | Elect David Cash** | Mgmt | For | For | For | ||||
11 | Elect Simon Minshall** | Mgmt | For | For | For | ||||
12 | Elect Brendan R. O'Neill** | Mgmt | For | For | For | ||||
13 | Elect Alan Barlow*** | Mgmt | For | For | For | ||||
14 | Elect William H. Bolinder*** | Mgmt | For | For | For | ||||
15 | Elect David Cash*** | Mgmt | For | For | For | ||||
16 | Elect Simon Minshall*** | Mgmt | For | For | For | ||||
17 | Elect Brendan R. O'Neill*** | Mgmt | For | For | For | ||||
18 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Bundled Amendments to the Company's Bye-Laws | Mgmt | For | For | For | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Heinrich | Mgmt | For | For | For | ||||
2 | Elect R. David Hoover | Mgmt | For | For | For | ||||
3 | Elect John Hunter III | Mgmt | For | For | For | ||||
4 | Elect John Klein | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ensign Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENSG | CUSIP 29358P101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Antoinette T. Hubenette | Mgmt | For | For | For | ||||
1.2 | Elect Clayton M. Christensen | Mgmt | For | For | For | ||||
1.3 | Elect Lee A. Daniels | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exponent, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPO | CUSIP 30214U102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel H. Armacost | Mgmt | For | For | For | ||||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||||
3 | Elect Michael R. Gaulke | Mgmt | For | For | For | ||||
4 | Elect Paul R. Johnston | Mgmt | For | For | For | ||||
5 | Elect Stephen C. Riggins | Mgmt | For | For | For | ||||
6 | Elect John B. Shoven | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Reapproval of the Performance Measures under the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
F.N.B. Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FNB | CUSIP 302520101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William B. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect James D. Chiafullo | Mgmt | For | For | For | ||||
1.3 | Elect Vincent J. Delie, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Laura E. Ellsworth | Mgmt | For | For | For | ||||
1.5 | Elect Robert B. Goldstein | Mgmt | For | For | For | ||||
1.6 | Elect Stephen J. Gurgovits | Mgmt | For | For | For | ||||
1.7 | Elect David J. Malone | Mgmt | For | For | For | ||||
1.8 | Elect D. Stephen Martz | Mgmt | For | For | For | ||||
1.9 | Elect Robert J. McCarthy, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Arthur J. Rooney II | Mgmt | For | For | For | ||||
1.11 | Elect John W. Rose | Mgmt | For | For | For | ||||
1.12 | Elect John S. Stanik | Mgmt | For | For | For | ||||
1.13 | Elect William J. Strimbu | Mgmt | For | For | For | ||||
1.14 | Elect Earl K. Wahl, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Factset Research Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDS | CUSIP 303075105 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Billeadeau | Mgmt | For | For | For | ||||
1.2 | Elect Philip Hadley | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Braden Kelly | Mgmt | For | For | For | ||||
4 | Elect James Kirsner | Mgmt | For | For | For | ||||
5 | Elect William Lansing | Mgmt | For | For | For | ||||
6 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
7 | Elect David Rey | Mgmt | For | For | For | ||||
8 | Elect Duane White | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Citizens BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCNCA | CUSIP 31946M103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John M. Alexander, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Victor E. Bell III | Mgmt | For | For | For | ||||
1.3 | Elect Hope H. Connell | Mgmt | For | For | For | ||||
1.4 | Elect Hubert M. Craig III | Mgmt | For | For | For | ||||
1.5 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Daniel L. Heavner | Mgmt | For | For | For | ||||
1.7 | Elect Frank B. Holding | Mgmt | For | For | For | ||||
1.8 | Elect Frank B. Holding, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Lucius S. Jones | Mgmt | For | For | For | ||||
1.10 | Elect Robert E. Mason IV | Mgmt | For | For | For | ||||
1.11 | Elect Robert T. Newcomb | Mgmt | For | For | For | ||||
1.12 | Elect James M. Parker | Mgmt | For | For | For | ||||
1.13 | Elect Ralph K. Shelton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Flir Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLIR | CUSIP 302445101 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Carter | Mgmt | For | For | For | ||||
2 | Elect Michael T. Smith | Mgmt | For | For | For | ||||
3 | Elect John W. Wood, Jr. | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
FMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Forward Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FWRD | CUSIP 349853101 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce A. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect C. Robert Campbell | Mgmt | For | For | For | ||||
1.3 | Elect C. John Langley, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||||
1.5 | Elect Larry D. Leinweber | Mgmt | For | For | For | ||||
1.6 | Elect G. Michael Lynch | Mgmt | For | For | For | ||||
1.7 | Elect Ray A. Mundy | Mgmt | For | For | For | ||||
1.8 | Elect Gary L. Paxton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fresh Del Monte Produce Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDP | CUSIP G36738105 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amir Abu-Ghazaleh | Mgmt | For | For | For | ||||
2 | Elect Salvatore Alfiero | Mgmt | For | For | For | ||||
3 | Elect Edward Boykin | Mgmt | For | For | For | ||||
4 | Approval of Financial Statements | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Allocation of Dividends | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Genworth Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William H. Bolinder | Mgmt | For | For | For | ||||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | ||||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
5 | Elect Christine B. Mead | Mgmt | For | For | For | ||||
6 | Elect David M. Moffett | Mgmt | For | For | For | ||||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||||
8 | Elect James A. Parke | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Global Payments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPN | CUSIP 37940X102 | 09/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex Hart | Mgmt | For | For | For | ||||
1.2 | Elect William Jacobs | Mgmt | For | For | For | ||||
1.3 | Elect Alan Silberstein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Greatbatch, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GB | CUSIP 39153L106 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | ||||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | ||||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | ||||
1.5 | Elect Rudy A. Mazzocchi | Mgmt | For | For | For | ||||
1.6 | Elect Kevin C. Melia | Mgmt | For | For | For | ||||
1.7 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Bill R. Sanford | Mgmt | For | For | For | ||||
1.9 | Elect Peter H. Soderberg | Mgmt | For | For | For | ||||
1.10 | Elect William B. Summers, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Guess Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GES | CUSIP 401617105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Chidoni | Mgmt | For | For | For | ||||
1.2 | Elect Paul Marciano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hanger Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGR | CUSIP 41043F208 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vinit K. Asar | Mgmt | For | For | For | ||||
1.2 | Elect Thomas P. Cooper | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | ||||
1.4 | Elect Eric A. Green | Mgmt | For | For | For | ||||
1.5 | Elect Stephen E. Hare | Mgmt | For | For | For | ||||
1.6 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
1.7 | Elect Thomas F. Kirk | Mgmt | For | For | For | ||||
1.8 | Elect Patricia B. Shrader | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Harman International Industries, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAR | CUSIP 413086109 | 12/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jiren Liu | Mgmt | For | For | For | ||||
2 | Elect Edward Meyer | Mgmt | For | For | For | ||||
3 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
4 | Elect Hellene Runtagh | Mgmt | For | For | For | ||||
5 | Elect Frank Sklarsky | Mgmt | For | For | For | ||||
6 | Elect Gary Steel | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
HCC Insurance Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCC | CUSIP 404132102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Emmanuel T. Ballases | Mgmt | For | For | For | ||||
1.2 | Elect Judy C. Bozeman | Mgmt | For | For | For | ||||
1.3 | Elect Frank J. Bramanti | Mgmt | For | For | For | ||||
1.4 | Elect Walter M. Duer | Mgmt | For | For | For | ||||
1.5 | Elect James C. Flagg | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.7 | Elect Leslie S. Heisz | Mgmt | For | For | For | ||||
1.8 | Elect John N. Molbeck, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Robert A. Rosholt | Mgmt | For | For | For | ||||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | ||||
1.11 | Elect Christopher J. B. Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Re-Approval of the Performance Goals Under the 2008 Flexible Incentive Plan | Mgmt | For | For | For | ||||
Heartland Express, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTLD | CUSIP 422347104 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Gerdin | Mgmt | For | For | For | ||||
1.2 | Elect Richard O. Jacobson | Mgmt | For | For | For | ||||
1.3 | Elect Benjamin J. Allen | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence D. Crouse | Mgmt | For | For | For | ||||
1.5 | Elect James G. Pratt | Mgmt | For | For | For | ||||
1.6 | Elect Tahira K. Hira | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 08/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
2 | Elect John Butterworth | Mgmt | For | For | For | ||||
3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
4 | Elect Gerald Rubin | Mgmt | For | For | For | ||||
5 | Elect William Susetka | Mgmt | For | For | For | ||||
6 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
7 | Elect Darren Woody | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Owen Kratz | Mgmt | For | For | For | ||||
1.2 | Elect John V. Lovoi | Mgmt | For | For | For | ||||
1.3 | Elect Jan Rask | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hexcel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HXL | CUSIP 428291108 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David E. Berges | Mgmt | For | For | For | ||||
2 | Elect Joel S. Beckman | Mgmt | For | For | For | ||||
3 | Elect Lynn Brubaker | Mgmt | For | For | For | ||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||||
5 | Elect Sandra L. Derickson | Mgmt | For | For | For | ||||
6 | Elect W. Kim Foster | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Gendron | Mgmt | For | For | For | ||||
8 | Elect Jeffrey A. Graves | Mgmt | For | For | For | ||||
9 | Elect David C. Hill | Mgmt | For | For | For | ||||
10 | Elect David L. Pugh | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Highwoods Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIW | CUSIP 431284108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas W. Adler | Mgmt | For | For | For | ||||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Edward J. Fritsch | Mgmt | For | For | For | ||||
1.4 | Elect David J. Hartzell | Mgmt | For | For | For | ||||
1.5 | Elect Sherry A. Kellett | Mgmt | For | For | For | ||||
1.6 | Elect Mark F. Mulhern | Mgmt | For | For | For | ||||
1.7 | Elect L. Glenn Orr, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRC | CUSIP 431475102 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | ||||
1.2 | Elect James R. Giertz | Mgmt | For | For | For | ||||
1.3 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
1.4 | Elect John J. Greisch | Mgmt | For | For | For | ||||
1.5 | Elect W. August Hillenbrand | Mgmt | For | For | For | ||||
1.6 | Elect William H. Kucheman | Mgmt | For | For | For | ||||
1.7 | Elect Ronald A. Malone | Mgmt | For | For | For | ||||
1.8 | Elect Eduardo R. Menasce | Mgmt | For | For | For | ||||
1.9 | Elect Joanne C. Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HollyFrontier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFC | CUSIP 436106108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | ||||
2 | Elect Buford P. Berry | Mgmt | For | For | For | ||||
3 | Elect Leldon E. Echols | Mgmt | For | For | For | ||||
4 | Elect R. Kevin Hardage | Mgmt | For | For | For | ||||
5 | Elect Michael C. Jennings | Mgmt | For | For | For | ||||
6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | ||||
7 | Elect James H. Lee | Mgmt | For | For | For | ||||
8 | Elect Robert G. McKenzie | Mgmt | For | For | For | ||||
9 | Elect Franklin Myers | Mgmt | For | For | For | ||||
10 | Elect Michael E. Rose | Mgmt | For | For | For | ||||
11 | Elect Tommy A. Valenta | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Horace Mann Educators Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HMN | CUSIP 440327104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary H. Futrell | Mgmt | For | For | For | ||||
2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | ||||
3 | Elect Peter H. Heckman | Mgmt | For | For | For | ||||
4 | Elect Ronald J. Helow | Mgmt | For | For | For | ||||
5 | Elect Beverley McClure | Mgmt | For | For | For | ||||
6 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||||
7 | Elect Roger J. Steinbecker | Mgmt | For | For | For | ||||
8 | Elect Robert Stricker | Mgmt | For | For | For | ||||
9 | Elect Charles R. Wright | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hospitality Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPT | CUSIP 44106M102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William A. Lamkin | Mgmt | For | Against | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510201 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||||
1.2 | Elect Lynn J. Good | Mgmt | For | For | For | ||||
1.3 | Elect Anthony J. Guzzi | Mgmt | For | For | For | ||||
1.4 | Elect Neal J. Keating | Mgmt | For | For | For | ||||
1.5 | Elect John F. Malloy | Mgmt | For | For | For | ||||
1.6 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.7 | Elect David G. Nord | Mgmt | For | For | For | ||||
1.8 | Elect Timothy H. Powers | Mgmt | For | For | For | ||||
1.9 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.10 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||||
1.11 | Elect John G. Russell | Mgmt | For | For | For | ||||
1.12 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
IAC InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory R. Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael D. Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald R. Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan G. Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard F. Zannino | Mgmt | For | For | For | ||||
2 | 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
IAMGOLD Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMG | CUSIP 450913108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John E. Caldwell | Mgmt | For | For | For | ||||
1.2 | Elect Donald K. Charter | Mgmt | For | For | For | ||||
1.3 | Elect W. Robert Dengler | Mgmt | For | For | For | ||||
1.4 | Elect Guy G. Dufresne | Mgmt | For | For | For | ||||
1.5 | Elect Richard J. Hall | Mgmt | For | For | For | ||||
1.6 | Elect Stephen J.J. Letwin | Mgmt | For | For | For | ||||
1.7 | Elect Mahendra Naik | Mgmt | For | For | For | ||||
1.8 | Elect William D. Pugliese | Mgmt | For | For | For | ||||
1.9 | Elect John T. Shaw | Mgmt | For | For | For | ||||
1.10 | Elect Timothy R. Snider | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to By-Laws Regarding Advance Notice Provisions and Quorum Requirements | Mgmt | For | For | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen R. Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Inter Parfums, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPAR | CUSIP 458334109 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean Madar | Mgmt | For | For | For | ||||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | ||||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | ||||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | ||||
1.6 | Elect Jean Levy | Mgmt | For | For | For | ||||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | For | For | ||||
1.8 | Elect Serge Rosinoer | Mgmt | For | For | For | ||||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
International Flavors & Fragrances Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFF | CUSIP 459506101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||||
6 | Elect Christina A. Gold | Mgmt | For | For | For | ||||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | ||||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
iRobot Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRBT | CUSIP 462726100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George C. McNamee | Mgmt | For | For | For | ||||
1.2 | Elect Paul Sagan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
j2 GLOBAL, INC. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCOM | CUSIP 48123V102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | ||||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | ||||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | ||||
4 | Elect Richard S. Ressler | Mgmt | For | For | For | ||||
5 | Elect Stephen Ross | Mgmt | For | For | For | ||||
6 | Elect Michael P. Schulhof | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Jarden Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAH | CUSIP 471109108 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Ashken | Mgmt | For | For | For | ||||
1.2 | Elect William P. Lauder | Mgmt | For | For | For | ||||
1.3 | Elect Robert L. Wood | Mgmt | For | For | For | ||||
2 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect DeAnne S. Julius | Mgmt | For | For | For | ||||
4 | Elect Kate S. Lavelle | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||||
8 | Elect David B. Rickard | Mgmt | For | For | For | ||||
9 | Elect Roger T. Staubach | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jos. A. Bank Clothiers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOSB | CUSIP 480838101 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Ferstl | Mgmt | For | For | For | ||||
2 | Elect Sidney H. Ritman | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
Kaiser Aluminum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KALU | CUSIP 483007704 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alfred E. Osborne, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Jack Quinn | Mgmt | For | For | For | ||||
1.3 | Elect Thomas M. Van Leeuwen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kaiser Federal Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KFFG | CUSIP 483056107 | 10/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Giovani Dacumos | Mgmt | For | For | For | ||||
1.2 | Elect Michael Sacher | Mgmt | For | For | For | ||||
1.3 | Elect Robert Steinbach | Mgmt | For | For | For | ||||
1.4 | Elect Dustin Luton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kennametal Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMT | CUSIP 489170100 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect William Newlin | Mgmt | For | For | For | ||||
1.3 | Elect Lawrence Stranghoener | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | ||||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | ||||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
4 | Elect William F. Owens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIM | CUSIP 49446R109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | ||||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | ||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | ||||
1.5 | Elect David B. Henry | Mgmt | For | For | For | ||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | ||||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | ||||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | ||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||||
1.4 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Anstice | Mgmt | For | For | For | ||||
1.2 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.4 | Elect Youssef El-Mansy | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | ||||
1.10 | Elect William Spivey | Mgmt | For | For | For | ||||
1.11 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Landstar System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LSTR | CUSIP 515098101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
1.2 | Elect Diana M. Murphy | Mgmt | For | For | For | ||||
1.3 | Elect Larry J. Thoele | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Stock Compensation Plan | Mgmt | For | For | For | ||||
LaSalle Hotel Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHO | CUSIP 517942108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Denise M. Coll | Mgmt | For | For | For | ||||
1.2 | Elect Stuart L. Scott | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | ||||
1.2 | Elect Barry Huff | Mgmt | For | For | For | ||||
1.3 | Elect John Koerner III | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lennar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEN | CUSIP 526057302 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | ||||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | ||||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | ||||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | ||||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | ||||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Liberty Property Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRY | CUSIP 531172104 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | ||||
1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | ||||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | ||||
1.5 | Elect William P. Hankowsky | Mgmt | For | For | For | ||||
1.6 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | ||||
1.8 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mack-Cali Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLI | CUSIP 554489104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
1.2 | Elect Vincent Tese | Mgmt | For | For | For | ||||
1.3 | Elect Roy J. Zuckerberg | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Incentive Stock Plan | Mgmt | For | For | For | ||||
Magellan Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGLN | CUSIP 559079207 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael P. Ressner | Mgmt | For | For | For | ||||
1.2 | Elect Michael S. Diament | Mgmt | For | For | For | ||||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Dan J. Lautenbach | Mgmt | For | For | For | ||||
1.3 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mednax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MD | CUSIP 58502B106 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | ||||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | ||||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | ||||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | ||||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | ||||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | ||||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | ||||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.4 | Elect John Floren | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.9 | Elect John Reid | Mgmt | For | For | For | ||||
1.10 | Elect Janice Rennie | Mgmt | For | For | For | ||||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MSC Industrial Direct Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSM | CUSIP 553530106 | 01/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | ||||
1.2 | Elect David Sandler | Mgmt | For | For | For | ||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | ||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | ||||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | ||||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | ||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | ||||
1.8 | Elect Philip Peller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MSCI Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSCI | CUSIP 55354G100 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Benjamin F. duPont | Mgmt | For | For | For | ||||
2 | Elect Henry A. Fernandez | Mgmt | For | For | For | ||||
3 | Elect Alice W. Handy | Mgmt | For | For | For | ||||
4 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
5 | Elect Linda H. Riefler | Mgmt | For | For | For | ||||
6 | Elect George W Siguler | Mgmt | For | For | For | ||||
7 | Elect Patrick Tierney | Mgmt | For | For | For | ||||
8 | Elect Rodolphe M. Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nash-Finch Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAFC | CUSIP 631158102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
1.2 | Elect Alec C. Covington | Mgmt | For | For | For | ||||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | ||||
1.4 | Elect Douglas A. Hacker | Mgmt | For | For | For | ||||
1.5 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | ||||
1.6 | Elect William R. Voss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Bank Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | ||||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | ||||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | ||||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | ||||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Justin Hutchens | Mgmt | For | For | For | ||||
2 | Elect James R. Jobe | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
NetGear, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTGR | CUSIP 64111Q104 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick C.S. Lo | Mgmt | For | For | For | ||||
1.2 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||||
1.3 | Elect Ralph E. Faison | Mgmt | For | For | For | ||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | ||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | ||||
1.6 | Elect Linwood A. Lacy, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Gregory J. Rossmann | Mgmt | For | For | For | ||||
1.8 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||||
1.9 | Elect Julie A. Shimer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Renewal of the Executive Bonus Plan | Mgmt | For | For | For | ||||
NeuStar Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gareth Chang | Mgmt | For | For | For | ||||
2 | Elect Lisa A. Hook | Mgmt | For | For | For | ||||
3 | Elect Hellene S. Runtagh | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles E. Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert C. Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred E. Festa | Mgmt | For | For | For | ||||
6 | Elect Ed Grier | Mgmt | For | For | For | ||||
7 | Elect Manuel H. Johnson | Mgmt | For | For | For | ||||
8 | Elect Mel Martinez | Mgmt | For | For | For | ||||
9 | Elect William A. Moran | Mgmt | For | For | For | ||||
10 | Elect David A. Preiser | Mgmt | For | For | For | ||||
11 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | ||||
13 | Elect Paul W. Whetsell | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Lowenthal | Mgmt | For | For | For | ||||
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
OmniAmerican Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OABC | CUSIP 68216R107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elaine Anderson | Mgmt | For | For | For | ||||
1.2 | Elect James Herring | Mgmt | For | For | For | ||||
1.3 | Elect Wesley R. Turner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Jeng | Mgmt | For | For | For | ||||
1.2 | Elect Dwight Steffensen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Open Text Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OTC | CUSIP 683715106 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
1.2 | Elect Mark Barrenechea | Mgmt | For | For | For | ||||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | ||||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||||
1.8 | Elect Katharine Stevenson | Mgmt | For | For | For | ||||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | For | For | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 01/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Donnelly | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grebe | Mgmt | For | For | For | ||||
1.3 | Elect Peter Hamilton | Mgmt | For | For | For | ||||
1.4 | Elect Kathleen Hempel | Mgmt | For | For | For | ||||
1.5 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
1.6 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | ||||
1.8 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
1.9 | Elect Duncan Palmer | Mgmt | For | For | For | ||||
1.10 | Elect John Shiely | Mgmt | For | For | For | ||||
1.11 | Elect Richard Sim | Mgmt | For | For | For | ||||
1.12 | Elect Charles Szews | Mgmt | For | For | For | ||||
1.13 | Elect William Wallace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Owens & Minor Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMI | CUSIP 690732102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard E. Fogg | Mgmt | For | For | For | ||||
1.2 | Elect John W. Gerdelman | Mgmt | For | For | For | ||||
1.3 | Elect Lemuel E. Lewis | Mgmt | For | For | For | ||||
1.4 | Elect Martha H. Marsh | Mgmt | For | For | For | ||||
1.5 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect James E. Rogers | Mgmt | For | For | For | ||||
1.7 | Elect Robert C. Sledd | Mgmt | For | For | For | ||||
1.8 | Elect Craig R. Smith | Mgmt | For | For | For | ||||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Panera Bread Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNRA | CUSIP 69840W108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry J. Franklin | Mgmt | For | For | For | ||||
1.2 | Elect Diane Hessan | Mgmt | For | For | For | ||||
1.3 | Elect William W. Moreton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
PAREXEL International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRXL | CUSIP 699462107 | 12/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eduard Holdener | Mgmt | For | For | For | ||||
1.2 | Elect Richard Love | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Parker Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKD | CUSIP 701081101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jonathan M. Clarkson | Mgmt | For | For | For | ||||
1.2 | Elect George J. Donnelly | Mgmt | For | For | For | ||||
1.3 | Elect Gary R. King | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack B. Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect H. Russell Frisby | Mgmt | For | For | For | ||||
1.3 | Elect Terence C. Golden | Mgmt | For | For | For | ||||
1.4 | Elect Patrick T. Harker | Mgmt | For | For | For | ||||
1.5 | Elect Frank O. Heintz | Mgmt | For | For | For | ||||
1.6 | Elect Barbara J. Krumsiek | Mgmt | For | For | For | ||||
1.7 | Elect George F. MacCormack | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | ||||
1.9 | Elect Patricia A. Oelrich | Mgmt | For | For | For | ||||
1.10 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||||
1.11 | Elect Frank K. Ross | Mgmt | For | For | For | ||||
1.12 | Elect Pauline A. Schneider | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Lester P. Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Piedmont Office Realty Trust Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PDM | CUSIP 720190206 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | ||||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | ||||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | ||||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | ||||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PNM Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNM | CUSIP 69349H107 | 05/09/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adelmo Archuleta | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Patricia Collawn | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Julie Dobson | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Alan Fohrer | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Robert Nordhaus | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Bonnie Reitz | Mgmt | For | TNA | N/A | ||||
1.7 | Elect Donald Schwanz | Mgmt | For | TNA | N/A | ||||
1.8 | Elect Bruce Wilkinson | Mgmt | For | TNA | N/A | ||||
1.9 | Elect Joan Woodard | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | TNA | N/A | ||||
Polaris Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PII | CUSIP 731068102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian C. Cornell | Mgmt | For | For | For | ||||
1.2 | Elect Bernd F. Kessler | Mgmt | For | For | For | ||||
1.3 | Elect Scott W. Wine | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | ||||
2 | Elect David Goel | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Portfolio Recovery Associates | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRAA | CUSIP 73640Q105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John H. Fain | Mgmt | For | For | For | ||||
1.2 | Elect David Roberts | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Annual Non-Equity Incentive Plan | Mgmt | For | For | For | ||||
Primoris Services Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRIM | CUSIP 74164F103 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen C. Cook | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter J. Moerbeek | Mgmt | For | Withhold | Against | ||||
2 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Protective Life Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PL | CUSIP 743674103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert O. Burton | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | ||||
4 | Elect John D. Johns | Mgmt | For | For | For | ||||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | ||||
6 | Elect Charles D. McCrary | Mgmt | For | Against | Against | ||||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | ||||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | ||||
9 | Elect Malcolm Portera | Mgmt | For | For | For | ||||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | ||||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | ||||
12 | Elect William A. Terry | Mgmt | For | For | For | ||||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | ||||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | ||||
15 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
Provident New York Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBNY | CUSIP 744028101 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Deutsch | Mgmt | For | For | For | ||||
1.2 | Elect William Helmer | Mgmt | For | For | For | ||||
1.3 | Elect R. Michael Kennedy | Mgmt | For | For | For | ||||
1.4 | Elect Jack Kopnisky | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | ||||
2 | Elect H.K. Desai | Mgmt | For | For | For | ||||
3 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
4 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect George Wells | Mgmt | For | For | For | ||||
7 | Elect William Zeitler | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Reliance Steel & Aluminum Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RS | CUSIP 759509102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sarah J Anderson | Mgmt | For | For | For | ||||
1.2 | Elect John G. Figueroa | Mgmt | For | For | For | ||||
1.3 | Elect Thomas W. Gimbel | Mgmt | For | For | For | ||||
1.4 | Elect David H. Hannah | Mgmt | For | For | For | ||||
1.5 | Elect Douglas M. Hayes | Mgmt | For | For | For | ||||
1.6 | Elect Mark V. Kaminski | Mgmt | For | For | For | ||||
1.7 | Elect Gregg J. Mollins | Mgmt | For | For | For | ||||
1.8 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | ||||
1.9 | Elect Leslie A. Waite | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Republic Airways Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RJET | CUSIP 760276105 | 08/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | ||||
1.3 | Elect Neal Cohen | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Lambert | Mgmt | For | For | For | ||||
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | ||||
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | ||||
1.7 | Elect David Siegel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
RF Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RFMD | CUSIP 749941100 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | ||||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | ||||
1.5 | Elect John Harding | Mgmt | For | For | For | ||||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | ||||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Schweitzer-Mauduit | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWM | CUSIP 808541106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederic P. Villoutreix | Mgmt | For | For | For | ||||
1.2 | Elect Anderson D. Warlick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
SEI Investments Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEIC | CUSIP 784117103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alfred P. West, Jr. | Mgmt | For | Against | Against | ||||
2 | Elect William M. Doran | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Signature Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBNY | CUSIP 82669G104 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judith Huntington | Mgmt | For | For | For | ||||
1.2 | Elect Michael V. Pappagallo | Mgmt | For | For | For | ||||
1.3 | Elect John Tamberlane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Silicon Laboratories Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLAB | CUSIP 826919102 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William G. Bock | Mgmt | For | For | For | ||||
1.2 | Elect R. Ted Enloe, III | Mgmt | For | For | For | ||||
1.3 | Elect Jack R. Lazar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David J. McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David J. Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Timothy R. Furey | Mgmt | For | For | For | ||||
1.5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||||
1.6 | Elect Thomas C. Leonard | Mgmt | For | For | For | ||||
1.7 | Elect David P. McGlade | Mgmt | For | For | For | ||||
1.8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony J. Best | Mgmt | For | For | For | ||||
3 | Elect Larry W. Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen R. Brand | Mgmt | For | For | For | ||||
5 | Elect William J. Gardiner | Mgmt | For | For | For | ||||
6 | Elect Loren M. Leiker | Mgmt | For | For | For | ||||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | ||||
8 | Elect John M. Seidl | Mgmt | For | For | For | ||||
9 | Elect William D. Sullivan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
13 | Re-Approval of the Cash Bonus Plan | Mgmt | For | For | For | ||||
Sotheby's | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BID | CUSIP 835898107 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Angelo | Mgmt | For | For | For | ||||
2 | Elect Steven Dodge | Mgmt | For | For | For | ||||
3 | Elect The Duke of Devonshire | Mgmt | For | For | For | ||||
4 | Elect Daniel Meyer | Mgmt | For | For | For | ||||
5 | Elect Allen Questrom | Mgmt | For | For | For | ||||
6 | Elect William Ruprecht | Mgmt | For | For | For | ||||
7 | Elect Marsha Simms | Mgmt | For | For | For | ||||
8 | Elect Michael Sovern | Mgmt | For | For | For | ||||
9 | Elect Robert Taubman | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect Dennis Weibling | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Restricted Stock Unit Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Spirit Airlines Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAVE | CUSIP 848577102 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | ||||
1.2 | Elect Carlton D. Donaway | Mgmt | For | For | For | ||||
1.3 | Elect David G. Elkins | Mgmt | For | For | For | ||||
1.4 | Elect Horacio Scapparone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
StanCorp Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFG | CUSIP 852891100 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Deborah D. Horvath | Mgmt | For | For | For | ||||
2 | Elect Duane C. McDougall | Mgmt | For | For | For | ||||
3 | Elect E. Kay Stepp | Mgmt | For | For | For | ||||
4 | Elect Michael G. Thorne | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Steelcase Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCS | CUSIP 858155203 | 07/11/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Crawford | Mgmt | For | TNA | N/A | ||||
1.2 | Elect R. David Hoover | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Elizabeth Long | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Robert Pew III | Mgmt | For | TNA | N/A | ||||
1.5 | Elect P. Craig Welch, Jr. | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the Management Incentive Plan | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
Steven Madden, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHOO | CUSIP 556269108 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | ||||
1.2 | Elect John L. Madden | Mgmt | For | For | For | ||||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | ||||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | ||||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George R. Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter D. Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John P. Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Robert S. Murley | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Pattarozzi | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Donald E. Powell | Mgmt | For | For | For | ||||
1.8 | Elect Kay G. Priestly | Mgmt | For | For | For | ||||
1.9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | ||||
1.10 | Elect David H. Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Superior Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | ||||
1.2 | Elect Enoch L. Dawkins | Mgmt | For | For | For | ||||
1.3 | Elect David D. Dunlap | Mgmt | For | For | For | ||||
1.4 | Elect James M. Funk | Mgmt | For | For | For | ||||
1.5 | Elect Terence E. Hall | Mgmt | For | For | For | ||||
1.6 | Elect Ernest E. Howard, III | Mgmt | For | For | For | ||||
1.7 | Elect Peter D. Kinnear | Mgmt | For | For | For | ||||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||||
1.9 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
1.10 | Elect Justin L. Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Surmodics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRDX | CUSIP 868873100 | 02/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Benson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Brainerd | Mgmt | For | For | For | ||||
1.3 | Elect Gerald Fischer | Mgmt | For | For | For | ||||
2 | Authorization of Board to Set Board Size | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
SVB Financial Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIVB | CUSIP 78486Q101 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||||
1.3 | Elect David M. Clapper | Mgmt | For | For | For | ||||
1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||||
1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||||
1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | ||||
1.7 | Elect Lata Krishnan | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||||
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | ||||
1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||||
1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James W. Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael A. Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel W. Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy E. Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tesoro Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSO | CUSIP 881609101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||||
2 | Elect Gregory J. Goff | Mgmt | For | For | For | ||||
3 | Elect Robert W. Goldman | Mgmt | For | For | For | ||||
4 | Elect Steven H. Grapstein | Mgmt | For | For | For | ||||
5 | Elect David Lilley | Mgmt | For | For | For | ||||
6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||||
7 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
8 | Elect Susan Tomasky | Mgmt | For | For | For | ||||
9 | Elect Michael E. Wiley | Mgmt | For | For | For | ||||
10 | Elect Patrick Y. Yang | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tetra Tech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTEK | CUSIP 88162G103 | 02/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | ||||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | ||||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | ||||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | ||||
1.5 | Elect Albert E. Smith | Mgmt | For | For | For | ||||
1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.7 | Elect Richard H. Truly | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter T. Beach | Mgmt | For | For | For | ||||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William H. Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect John C. Chrystal | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Buckle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James E. Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Management Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Approval of Material Terms Under the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
The Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William W. Crouse | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John C. Kelly | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hiroaki Shigeta | Mgmt | For | Withhold | Against | ||||
2 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Valspar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAL | CUSIP 920355104 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Willam Cook | Mgmt | For | For | For | ||||
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Mae Jemison | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Thoratec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THOR | CUSIP 885175307 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | ||||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | ||||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | ||||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | ||||
1.5 | Elect D. Keith Grossman | Mgmt | For | For | For | ||||
1.6 | Elect William A. Hawkins, III | Mgmt | For | For | For | ||||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | ||||
1.8 | Elect Daniel M. Mulvena | Mgmt | For | For | For | ||||
1.9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
TIBCO Software Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIBX | CUSIP 88632Q103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | ||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Eric C.W. Dunn | Mgmt | For | For | For | ||||
1.4 | Elect Narendra K. Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Peter J. Job | Mgmt | For | For | For | ||||
1.6 | Elect Philip K. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Torchmark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMK | CUSIP 891027104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles E. Adair | Mgmt | For | For | For | ||||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||||
3 | Elect David L. Boren | Mgmt | For | For | For | ||||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | ||||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | ||||
6 | Elect Larry M. Hutchinson | Mgmt | For | For | For | ||||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | ||||
8 | Elect Mark S. McAndrew | Mgmt | For | For | For | ||||
9 | Elect Lloyd W. Newton | Mgmt | For | For | For | ||||
10 | Elect Wesley D. Protheroe | Mgmt | For | For | For | ||||
11 | Elect Darren M. Rebelez | Mgmt | For | For | For | ||||
12 | Elect Lamar C. Smith | Mgmt | For | For | For | ||||
13 | Elect Paul J. Zucconi | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Management Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Towers Watson & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CUSIP 891894107 | 11/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Victor Ganzi | Mgmt | For | For | For | ||||
2 | Elect John Haley | Mgmt | For | For | For | ||||
3 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
4 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
5 | Elect Linda Rabbitt | Mgmt | For | For | For | ||||
6 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
7 | Elect Paul Thomas | Mgmt | For | For | For | ||||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
TrueBlue, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBI | CUSIP 89785X101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | ||||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | ||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | ||||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | ||||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | ||||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | ||||
7 | Elect William W. Steele | Mgmt | For | For | For | ||||
8 | Elect Craig E. Tall | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William B. Morgan | Mgmt | For | For | For | ||||
1.2 | Elect John H. Williams | Mgmt | For | For | For | ||||
1.3 | Elect Larry D. Pinkston | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Universal Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UVV | CUSIP 913456109 | 08/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Adams, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Diana Cantor | Mgmt | For | For | For | ||||
1.3 | Elect Robert Sledd | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
Valassis Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCI | CUSIP 918866104 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph B. Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Kenneth V. Darish | Mgmt | For | For | For | ||||
3 | Elect Robert A. Mason | Mgmt | For | For | For | ||||
4 | Elect Robert L. Recchia | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Reddin | Mgmt | For | For | For | ||||
6 | Elect Alan F. Schultz | Mgmt | For | For | For | ||||
7 | Elect Wallace S. Snyder | Mgmt | For | For | For | ||||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | ||||
9 | Elect Faith Whittlesey | Mgmt | For | For | For | ||||
10 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
11 | Amendment to the 2008 Senior Executives Bonus Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valley National Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLY | CUSIP 919794107 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew B. Abramson | Mgmt | For | For | For | ||||
1.2 | Elect Peter J. Baum | Mgmt | For | For | For | ||||
1.3 | Elect Pamela R. Bronander | Mgmt | For | For | For | ||||
1.4 | Elect Peter Crocitto | Mgmt | For | For | For | ||||
1.5 | Elect Eric P. Edelstein | Mgmt | For | For | For | ||||
1.6 | Elect Alan D. Eskow | Mgmt | For | For | For | ||||
1.7 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||||
1.8 | Elect Graham O. Jones | Mgmt | For | For | For | ||||
1.9 | Elect Walter H. Jones, III | Mgmt | For | For | For | ||||
1.10 | Elect Gerald Korde | Mgmt | For | For | For | ||||
1.11 | Elect Michael L. LaRusso | Mgmt | For | For | For | ||||
1.12 | Elect Marc J. Lenner | Mgmt | For | For | For | ||||
1.13 | Elect Gerald H. Lipkin | Mgmt | For | For | For | ||||
1.14 | Elect Barnett Rukin | Mgmt | For | For | For | ||||
1.15 | Elect Suresh L. Sani | Mgmt | For | For | For | ||||
1.16 | Elect Robert C. Soldoveri | Mgmt | For | For | For | ||||
1.17 | Elect Jeffrey S. Wilks | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | ||||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | ||||
1.3 | Elect Martin T. Hart | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | ||||
1.5 | Elect James R. Peters | Mgmt | For | For | For | ||||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | ||||
1.7 | Elect John Giuliani | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
W.R. Berkley Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRB | CUSIP 084423102 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Robert Berkley, Jr | Mgmt | For | For | For | ||||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||||
3 | Elect Mark E. Brockbank | Mgmt | For | For | For | ||||
4 | Elect George G. Daly | Mgmt | For | For | For | ||||
5 | Elect Mary C. Farrell | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Esculier | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth J. Martin | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Waddell & Reed Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDR | CUSIP 930059100 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Henry J. Herrmann | Mgmt | For | For | For | ||||
1.2 | Elect James M. Raines | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whiting Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLL | CUSIP 966387102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | ||||
1.2 | Elect Michael B Walen | Mgmt | For | For | For | ||||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
World Fuel Services Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INT | CUSIP 981475106 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | ||||
1.2 | Elect Paul H. Stebbins | Mgmt | For | For | For | ||||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | ||||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | ||||
1.5 | Elect Myles Klein | Mgmt | For | For | For | ||||
1.6 | Elect John L. Manley | Mgmt | For | For | For | ||||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Reapproval of the 2008 Executive Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Diversified Income Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 03/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Certificate of Incorporation to Restrict Share Transfers | Mgmt | For | Against | Against | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 11/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2.1 | Elect Stephen McCall | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Robert Symington | Mgmt | For | Withhold | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Equity Income Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | ||||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | ||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | ||||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | ||||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | ||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | ||||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
13 | Elect David Gary Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||||
2 | Elect Chansoo Joung | Mgmt | For | For | For | ||||
3 | Elect William C. Montgomery | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Brendan Cummins | Mgmt | For | For | For | ||||
2 | Elect Mark Rohr | Mgmt | For | For | For | ||||
3 | Elect Janice Teal | Mgmt | For | For | For | ||||
4 | Elect Michael Ward | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | ||||
1.2 | Elect Bo I Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Wolfgang Ziebart | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Bunge Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CUSIP G16962105 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bernard de La Tour d'Auvergne Lauraguais | Mgmt | For | For | For | ||||
2 | Elect William Engels | Mgmt | For | For | For | ||||
3 | Elect L. Patrick Lupo | Mgmt | For | For | For | ||||
4 | Elect Soren Schroder | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jens Alder | Mgmt | For | For | For | ||||
2 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
3 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
4 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
5 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
6 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
7 | Elect William McCracken | Mgmt | For | For | For | ||||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
9 | Elect Laura Unger | Mgmt | For | For | For | ||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
11 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2012 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | ||||
1.4 | Elect William A. Owens | Mgmt | For | For | For | ||||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | ||||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | ||||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Adams | Mgmt | For | For | For | ||||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin A. Adams | Mgmt | For | For | For | ||||
2 | Elect John W. Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
4 | Elect James N. Fernandez | Mgmt | For | For | For | ||||
5 | Elect Paul R. Garcia | Mgmt | For | For | For | ||||
6 | Elect Sara Mathew | Mgmt | For | For | For | ||||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Right to Act by Written Consent | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CUSIP 26874R108 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | ||||
1.2 | Elect John J. Amore | Mgmt | For | For | For | ||||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | ||||
1.4 | Elect Joseph V. Taranto | Mgmt | For | For | For | ||||
1.5 | Elect John A. Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William W. Helman IV | Mgmt | For | For | For | ||||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
12 | Elect Alan Mulally | Mgmt | For | For | For | ||||
13 | Elect Homer A. Neal | Mgmt | For | For | For | ||||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
15 | Elect John L. Thornton | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartford Financial Services Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam E. McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | ||||
Hatteras Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTS | CUSIP 41902R103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | ||||
1.3 | Elect David W. Berson | Mgmt | For | For | For | ||||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey D. Miller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas D. Wren | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rodney Chase | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Harvey Golub | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Karl Kurz | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect David McManus | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Marshall Smith | Mgmt | N/A | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
4 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | N/A | TNA | N/A | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | N/A | TNA | N/A | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Kevin Meyers | Mgmt | For | For | For | ||||
1.3 | Elect Frederic Reynolds | Mgmt | For | For | For | ||||
1.4 | Elect William Schrader | Mgmt | For | For | For | ||||
1.5 | Elect Mark Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | Against | For | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||||
6 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | ||||
8 | Elect John F. Turner | Mgmt | For | For | For | ||||
9 | Elect William G. Walter | Mgmt | For | For | For | ||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Right to Act by Written Consent | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill M. Considine | Mgmt | For | For | For | ||||
3 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
7 | Elect William T. Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael I. Roth | Mgmt | For | For | For | ||||
9 | Elect David M. Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||||
1.4 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David B. Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | ||||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect James A. Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | ||||
1.2 | Elect Barry Huff | Mgmt | For | For | For | ||||
1.3 | Elect John Koerner III | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marathon Petroleum Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPC | CUSIP 56585A102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.2 | Elect William L. Davis, III | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Usher | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||||
3 | Elect John M. Keane | Mgmt | For | For | For | ||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
7 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Brodsky | Mgmt | For | For | For | ||||
2 | Elect Alan L. Gosule | Mgmt | For | For | For | ||||
3 | Elect Stewart Zimmerman | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
3 | Elect James L. Camaren | Mgmt | For | For | For | ||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||||
7 | Elect James L. Robo | Mgmt | For | For | For | ||||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||||
9 | Elect John L. Skolds | Mgmt | For | For | For | ||||
10 | Elect William H. Swanson | Mgmt | For | For | For | ||||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | ||||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | ||||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | ||||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | ||||
7 | Elect Egon Durban | Mgmt | For | Against | Against | ||||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||||
10 | Elect Ian Loring | Mgmt | For | Against | Against | ||||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | ||||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Partnerre Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Popular, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | ||||
2 | Elect David Goel | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect William V. Hickey | Mgmt | For | For | For | ||||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | ||||
8 | Elect William J. Marino | Mgmt | For | For | For | ||||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | ||||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | ||||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | ||||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | ||||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The McGraw-Hill Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pedro Aspe | Mgmt | For | Against | Against | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect William D. Green | Mgmt | For | For | For | ||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||||
14 | Company Name Change | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CUSIP 89151E109 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
6 | Elect Gunnar Brock | Mgmt | For | Against | Against | ||||
7 | Elect Gerard Lamarche | Mgmt | For | Against | Against | ||||
8 | Elect Charles Keller | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | Mgmt | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | Mgmt | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Diversity Label | Mgmt | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | Mgmt | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Loyalty Dividend | Mgmt | Against | Against | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
10 | Elect Gunnar Brock | Mgmt | For | Against | Against | ||||
11 | Elect Gerard Lamarche | Mgmt | For | Against | Against | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect Charles Keller | Mgmt | For | Against | Against | ||||
14 | Elect Philippe Marchandise | Mgmt | Against | Against | For | ||||
15 | Directors' Fees | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Diversity Label | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | ||||
1.2 | Elect John C. Plant | Mgmt | For | For | For | ||||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | ||||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
3 | Elect William R. Klesse | Mgmt | For | For | For | ||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | ||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CUSIP 92857W209 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | ||||
2 | Elect Gerard Kleisterlee | Mgmt | N/A | For | N/A | ||||
3 | Elect Vittorio Colao | Mgmt | N/A | For | N/A | ||||
4 | Elect Andy Halford | Mgmt | N/A | For | N/A | ||||
5 | Elect Steve Pusey | Mgmt | N/A | For | N/A | ||||
6 | Elect Renee James | Mgmt | N/A | For | N/A | ||||
7 | Elect Alan Jebson | Mgmt | N/A | For | N/A | ||||
8 | Elect Samuel Jonah | Mgmt | N/A | For | N/A | ||||
9 | Elect Nick Land | Mgmt | N/A | For | N/A | ||||
10 | Elect Anne Lauvergeon | Mgmt | N/A | For | N/A | ||||
11 | Elect Luc Vandevelde | Mgmt | N/A | For | N/A | ||||
12 | Elect Anthony Watson | Mgmt | N/A | For | N/A | ||||
13 | Elect Philip Yea | Mgmt | N/A | For | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
15 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | ||||
20 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | ||||
21 | Authorisation of Political Donations | Mgmt | N/A | For | N/A | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | ||||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | ||||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
3M Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMM | CUSIP 88579Y101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
3 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||||
11 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | ||||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | ||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | ||||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | ||||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | ||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | ||||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
13 | Elect David Gary Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alcoa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AA | CUSIP 013817101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
2 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
3 | Elect E. Stanley O'Neal | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen F. Brauer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James C. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas R. Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American Express Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | ||||
1.8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||||
1.12 | Elect Robert D. Walter | Mgmt | For | For | For | ||||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard L. George | Mgmt | For | For | For | ||||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | ||||
8 | Elect John R. Gordon | Mgmt | For | For | For | ||||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect R. A. Walker | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||||
1.7 | Elect Ann S. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | 2013 - 2017 Executive Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Product Safety | ShrHldr | Against | Against | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Bank of New York Mellon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BK | CUSIP 064058100 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | ||||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
4 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
5 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
6 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||||
9 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
10 | Elect William C. Richardson | Mgmt | For | For | For | ||||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
12 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John A. Allison IV | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jennifer S. Banner | Mgmt | For | Withhold | Against | ||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Anna R. Cablik | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Ronald E. Deal | Mgmt | For | Withhold | Against | ||||
1.6 | Elect James A. Faulkner | Mgmt | For | Withhold | Against | ||||
1.7 | Elect I. Patricia Henry | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John P. Howe III | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Eric C. Kendrick | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Kelly S. King | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Louis B. Lynn | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Edward C. Milligan | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Charles A. Patton | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Nido R. Qubein | Mgmt | For | Withhold | Against | ||||
1.15 | Elect Tollie W. Rich, Jr. | Mgmt | For | Withhold | Against | ||||
1.16 | Elect Thomas E. Skains | Mgmt | For | Withhold | Against | ||||
1.17 | Elect Thomas N. Thompson | Mgmt | For | Withhold | Against | ||||
1.18 | Elect Edwin H. Welch Ph.D. | Mgmt | For | Withhold | Against | ||||
1.19 | Elect Stephen T. Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Terms of Preferred Stock | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
CareFusion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip L. Francis | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||||
4 | Elect Pier L. Foschi | Mgmt | For | For | For | ||||
5 | Elect Howard S. Frank | Mgmt | For | For | For | ||||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect Sir John Parker | Mgmt | For | For | For | ||||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Accounts and Reports | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John D. Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | ||||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMA | CUSIP 200340107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | ||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | ||||
6 | Elect Alfred A. Piergallini | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | ||||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | ||||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2006 Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William I. Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Dominion Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William P. Barr | Mgmt | For | For | For | ||||
2 | Elect Peter W. Brown | Mgmt | For | For | For | ||||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect John W. Harris | Mgmt | For | For | For | ||||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark J. Kington | Mgmt | For | For | For | ||||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||||
12 | Elect David A. Wollard | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHldr | Against | Against | For | ||||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | ||||
Duke Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Barnet III | Mgmt | For | For | For | ||||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | ||||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | ||||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | ||||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | ||||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect John T. Herron | Mgmt | For | For | For | ||||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | ||||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | ||||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | ||||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | ||||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
E.I. du Pont de Nemours and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DD | CUSIP 263534109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Richard H. Brown | Mgmt | For | For | For | ||||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
7 | Elect Eleuthere I. Du Pont | Mgmt | For | For | For | ||||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Emerson Electric Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMR | CUSIP 291011104 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clemens Boersig | Mgmt | For | For | For | ||||
1.2 | Elect Joshua Bolton | Mgmt | For | For | For | ||||
1.3 | Elect Mathew Levatich | Mgmt | For | For | For | ||||
1.4 | Elect Randall Stephenson | Mgmt | For | For | For | ||||
1.5 | Elect August Busch III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | ||||
2 | Elect Leo P. Denault | Mgmt | For | For | For | ||||
3 | Elect Gary W. Edwards | Mgmt | For | For | For | ||||
4 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
5 | Elect Donald C. Hintz | Mgmt | For | For | For | ||||
6 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart C. Myers | Mgmt | For | For | For | ||||
9 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
10 | Elect Steven V. Wilkinson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Equity Residential Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQR | CUSIP 29476L107 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | ||||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | ||||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | ||||
1.6 | Elect John E. Neal | Mgmt | For | For | For | ||||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | ||||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | ||||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | ||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William W. Helman IV | Mgmt | For | For | For | ||||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
12 | Elect Alan Mulally | Mgmt | For | For | For | ||||
13 | Elect Homer A. Neal | Mgmt | For | For | For | ||||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
15 | Elect John L. Thornton | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | ||||
General Mills, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIS | CUSIP 370334104 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | ||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||||
3 | Elect Paul Danos | Mgmt | For | For | For | ||||
4 | Elect William Esrey | Mgmt | For | For | For | ||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | ||||
7 | Elect Heidi Miller | Mgmt | For | For | For | ||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
9 | Elect Steve Odland | Mgmt | For | For | For | ||||
10 | Elect Kendall Powell | Mgmt | For | For | For | ||||
11 | Elect Michael Rose | Mgmt | For | For | For | ||||
12 | Elect Robert Ryan | Mgmt | For | For | For | ||||
13 | Elect Dorothy Terrell | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CUSIP 37733W105 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect William W. George | Mgmt | For | For | For | ||||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond. Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Illinois Tool Works Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITW | CUSIP 452308109 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||||
2 | Elect Susan Crown | Mgmt | For | For | For | ||||
3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect James W. Griffith | Mgmt | For | For | For | ||||
5 | Elect Robert C. McCormack | Mgmt | For | For | For | ||||
6 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
7 | Elect E. Scott Santi | Mgmt | For | For | For | ||||
8 | Elect James A. Skinner | Mgmt | For | For | For | ||||
9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||||
10 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||||
11 | Elect Kevin M. Warren | Mgmt | For | For | For | ||||
12 | Elect Anre D. Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
2 | Elect John G. Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
7 | Elect Michael Lamach | Mgmt | For | For | For | ||||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | ||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | ||||
10 | Elect John P. Surma | Mgmt | For | For | For | ||||
11 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
12 | Elect Tony L. White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | ||||
16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | ||||
17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | ||||
18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | ||||
19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
J.C. Penney Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCP | CUSIP 708160106 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William A. Ackman | Mgmt | For | For | For | ||||
2 | Elect Colleen C. Barrett | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Engibous | Mgmt | For | For | For | ||||
4 | Elect Kent B. Foster | Mgmt | For | For | For | ||||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | ||||
6 | Elect Leonard H. Roberts | Mgmt | For | For | For | ||||
7 | Elect Steven Roth | Mgmt | For | For | For | ||||
8 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
9 | Elect R. Gerald Turner | Mgmt | For | For | For | ||||
10 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
11 | Elect Mary Beth West | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | ||||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||||
3 | Elect William F. Meehan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kellogg Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 487836108 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gordon Gund | Mgmt | For | For | For | ||||
1.2 | Elect Mary Laschinger | Mgmt | For | For | For | ||||
1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||||
1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Kimberly-Clark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John R. Alm | Mgmt | For | For | For | ||||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||||
1.4 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lockheed Martin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||||
3 | Elect David B. Burritt | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||||
8 | Elect James M. Loy | Mgmt | For | Against | Against | ||||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||||
10 | Elect Joseph W. Ralston | Mgmt | For | Against | Against | ||||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | ||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marriott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAR | CUSIP 571903202 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||||
2 | Elect John W. Marriott III | Mgmt | For | For | For | ||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Debra L. Lee | Mgmt | For | For | For | ||||
7 | Elect George Munoz | Mgmt | For | For | For | ||||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | ||||
11 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
12 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||||
3 | Elect John M. Keane | Mgmt | For | For | For | ||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
7 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Newell Rubbermaid, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | ||||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||||
4 | Elect Michael B. Polk | Mgmt | For | For | For | ||||
5 | Elect Michael A. Todman | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
News Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWS | CUSIP 65248E104 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
3 | Elect James L. Camaren | Mgmt | For | For | For | ||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||||
7 | Elect James L. Robo | Mgmt | For | For | For | ||||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||||
9 | Elect John L. Skolds | Mgmt | For | For | For | ||||
10 | Elect William H. Swanson | Mgmt | For | For | For | ||||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Noble Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NE | CUSIP H5833N103 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael A. Cawley | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Gordon T. Hall | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Ashley Almanza | Mgmt | For | Withhold | Against | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Discharge of Directors & Officers for Fiscal Year 2012 | Mgmt | For | For | For | ||||
6 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CUSIP 66987V109 | 02/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Compensation Policy | Mgmt | For | For | For | ||||
5 | Elect Verena Briner | Mgmt | For | For | For | ||||
6 | Elect Jorg Reinhardt | Mgmt | For | For | For | ||||
7 | Elect Charles Sawyers | Mgmt | For | Against | Against | ||||
8 | Elect William Winters | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Miscellaneous Shareholder Proposals or Countermotions | Mgmt | For | For | For | ||||
Nucor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | ||||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||||
1.10 | Elect John H. Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | ||||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | ||||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | ||||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | ||||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | ||||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | ||||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | ||||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | ||||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | ||||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | ||||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | ||||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
PPG Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPG | CUSIP 693506107 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James G. Berges | Mgmt | For | For | For | ||||
1.2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGR | CUSIP 743315103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||||
2 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||||
3 | Elect Peter B. Lewis | Mgmt | For | For | For | ||||
4 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||||
5 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prologis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | ||||
2 | Elect George L. Fotiades | Mgmt | For | For | For | ||||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | ||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | ||||
7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | ||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
9 | Elect Carl B. Webb | Mgmt | For | For | For | ||||
10 | Elect William D. Zollars | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas J. Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||||
5 | Elect James G. Cullen | Mgmt | For | For | For | ||||
6 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark B. Grier | Mgmt | For | For | For | ||||
8 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine A. Poon | Mgmt | For | For | For | ||||
12 | Elect John R. Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James A. Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Abstain | For | Against | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CUSIP 767204100 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert E. Brown | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
5 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
6 | Elect Guy Elliott | Mgmt | For | For | For | ||||
7 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
8 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
9 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||||
10 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
11 | Elect Chris J. Lynch | Mgmt | For | For | For | ||||
12 | Elect Paul M. Tellier | Mgmt | For | For | For | ||||
13 | Elect John S. Varley | Mgmt | For | For | For | ||||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Performance Share Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Gass | Mgmt | For | For | For | ||||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | ||||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | ||||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | ||||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | ||||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | ||||
3 | Elect Drew G. Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | ||||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
11 | Elect Raul Vazquez | Mgmt | For | For | For | ||||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Srikant M. Datar | Mgmt | For | Against | Against | ||||
3 | Elect Roch Doliveux | Mgmt | For | Against | Against | ||||
4 | Elect Louis L. Francesconi | Mgmt | For | Against | Against | ||||
5 | Elect Allan C. Golston | Mgmt | For | Against | Against | ||||
6 | Elect Howard L. Lance | Mgmt | For | Against | Against | ||||
7 | Elect Kevin A. Lobo | Mgmt | For | Against | Against | ||||
8 | Elect William U. Parfet | Mgmt | For | Against | Against | ||||
9 | Elect Ronda E. Stryker | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sun Life Financial Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLF | CUSIP 866796105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Richard H. Booth | Mgmt | For | For | For | ||||
1.3 | Elect John H. Clappison | Mgmt | For | For | For | ||||
1.4 | Elect Dean A. Connor | Mgmt | For | For | For | ||||
1.5 | Elect David A. Ganong | Mgmt | For | For | For | ||||
1.6 | Elect Martin J.G. Glynn | Mgmt | For | For | For | ||||
1.7 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | ||||
1.8 | Elect Idalene F. Kesner | Mgmt | For | For | For | ||||
1.9 | Elect Real Raymond | Mgmt | For | For | For | ||||
1.10 | Elect Hugh D. Segal | Mgmt | For | For | For | ||||
1.11 | Elect Barbara G. Stymiest | Mgmt | For | For | For | ||||
1.12 | Elect James H. Sutcliffe | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | ||||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | ||||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | ||||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | ||||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | ||||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | ||||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | ||||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | ||||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | ||||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | ||||
7 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
9 | Elect John W. Rowe | Mgmt | For | For | For | ||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Stock Split | Mgmt | For | For | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | ||||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | ||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect William Demchak | Mgmt | For | For | For | ||||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||||
10 | Elect James Rohr | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Travelers Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRV | CUSIP 89417E109 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Beller | Mgmt | For | For | For | ||||
2 | Elect John H. Dasburg | Mgmt | For | For | For | ||||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | ||||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | ||||
8 | Elect William J. Kane | Mgmt | For | For | For | ||||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | ||||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||||
11 | Elect Laurie J. Thomsen | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Authorization of Preferred Stock | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||||
2 | Elect John S. Chen | Mgmt | For | For | For | ||||
3 | Elect Judith L. Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin C. Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHldr | Against | For | Against | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Cable, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carole Black | Mgmt | For | For | For | ||||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||||
4 | Elect David C. Chang | Mgmt | For | For | For | ||||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||||
7 | Elect Donna A. James | Mgmt | For | For | For | ||||
8 | Elect Don Logan | Mgmt | For | For | For | ||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CUSIP 89151E109 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
6 | Elect Gunnar Brock | Mgmt | For | Against | Against | ||||
7 | Elect Gerard Lamarche | Mgmt | For | Against | Against | ||||
8 | Elect Charles Keller | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | Mgmt | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | Mgmt | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Diversity Label | Mgmt | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | Mgmt | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Loyalty Dividend | Mgmt | Against | Against | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
United Parcel Service, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | ||||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
3 | Elect William R. Klesse | Mgmt | For | For | For | ||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | ||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CUSIP 92857W209 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | ||||
2 | Elect Gerard Kleisterlee | Mgmt | N/A | For | N/A | ||||
3 | Elect Vittorio Colao | Mgmt | N/A | For | N/A | ||||
4 | Elect Andy Halford | Mgmt | N/A | For | N/A | ||||
5 | Elect Steve Pusey | Mgmt | N/A | For | N/A | ||||
6 | Elect Renee James | Mgmt | N/A | For | N/A | ||||
7 | Elect Alan Jebson | Mgmt | N/A | For | N/A | ||||
8 | Elect Samuel Jonah | Mgmt | N/A | For | N/A | ||||
9 | Elect Nick Land | Mgmt | N/A | For | N/A | ||||
10 | Elect Anne Lauvergeon | Mgmt | N/A | For | N/A | ||||
11 | Elect Luc Vandevelde | Mgmt | N/A | For | N/A | ||||
12 | Elect Anthony Watson | Mgmt | N/A | For | N/A | ||||
13 | Elect Philip Yea | Mgmt | N/A | For | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
15 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | ||||
20 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | ||||
21 | Authorisation of Political Donations | Mgmt | N/A | For | N/A | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | ||||
5 | Elect Michael T. Duke | Mgmt | For | For | For | ||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
11 | Elect Jim C. Walton | Mgmt | For | For | For | ||||
12 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Weyerhaeuser Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WY | CUSIP 962166104 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||||
2 | Elect Mark Emmert | Mgmt | For | For | For | ||||
3 | Elect Daniel Fulton | Mgmt | For | For | For | ||||
4 | Elect John Kieckhefer | Mgmt | For | For | For | ||||
5 | Elect Wayne Murdy | Mgmt | For | For | For | ||||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | ||||
7 | Elect Doyle Simons | Mgmt | For | For | For | ||||
8 | Elect Richard Sinkfield | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Kim Williams | Mgmt | For | For | For | ||||
11 | Elect Charles Williamson | Mgmt | For | For | For | ||||
12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Yahoo! Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 07/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alfred Amoroso | Mgmt | For | For | For | ||||
2 | Elect John Hayes | Mgmt | For | For | For | ||||
3 | Elect Susan James | Mgmt | For | For | For | ||||
4 | Elect David Kenny | Mgmt | For | For | For | ||||
5 | Elect Peter Liguori | Mgmt | For | For | For | ||||
6 | Elect Daniel Loeb | Mgmt | For | For | For | ||||
7 | Elect Thomas McInerney | Mgmt | For | For | For | ||||
8 | Elect Brad Smith | Mgmt | For | For | For | ||||
9 | Elect Maynard Webb, Jr. | Mgmt | For | For | For | ||||
10 | Elect Harry Wilson | Mgmt | For | For | For | ||||
11 | Elect Michael Wolf | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
ABB Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBN | CINS H0010V101 | 04/25/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect Roger Agnelli | Mgmt | For | TNA | N/A | ||||
9 | Elect Louis R. Hughes | Mgmt | For | TNA | N/A | ||||
10 | Elect Hans U. Marki | Mgmt | For | TNA | N/A | ||||
11 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | ||||
12 | Elect Michael Treschow | Mgmt | For | TNA | N/A | ||||
13 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | ||||
14 | Elect Ying Yeh | Mgmt | For | TNA | N/A | ||||
15 | Elect Hubertus von Grunberg | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Transaction of Other Business | Mgmt | N/A | TNA | N/A | ||||
ABIOMED, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABMD | CUSIP 003654100 | 08/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Louis Lataif | Mgmt | For | For | For | ||||
1.2 | Elect Henri Termeer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Acacia Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACTG | CUSIP 003881307 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Harris II | Mgmt | For | For | For | ||||
1.2 | Elect Fred deBoom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
ACE Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
2 | Elect Peter Menikoff | Mgmt | For | For | For | ||||
3 | Elect Robert Ripp | Mgmt | For | For | For | ||||
4 | Elect Theodore Shasta | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | 2012 Annual Report | Mgmt | For | For | For | ||||
7 | Statutory Financial Statements | Mgmt | For | For | For | ||||
8 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Discharge of Board of Directors | Mgmt | For | For | For | ||||
11 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
12 | PricewaterhouseCoopers | Mgmt | For | For | For | ||||
13 | BDO AG, Zurich | Mgmt | For | For | For | ||||
14 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Distribution Via Par Value Reduction | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Actuate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIRT | CUSIP 00508B102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter I. Cittadini | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth E. Marshall | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas C. Nierenberg | Mgmt | For | For | For | ||||
1.4 | Elect Arthur C. Patterson | Mgmt | For | For | For | ||||
1.5 | Elect Steven D. Whiteman | Mgmt | For | For | For | ||||
1.6 | Elect Raymond L. Ocampo, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Timothy B. Yeaton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Acxiom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACXM | CUSIP 005125109 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Battelle | Mgmt | For | For | For | ||||
2 | Elect Ann Hasselmo | Mgmt | For | For | For | ||||
3 | Elect William Henderson | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Admiral Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CINS G0110T106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alastair D. Lyons | Mgmt | For | For | For | ||||
5 | Elect Henry Engelhardt | Mgmt | For | For | For | ||||
6 | Elect David Stevens | Mgmt | For | For | For | ||||
7 | Elect Kevin Chidwick | Mgmt | For | For | For | ||||
8 | Elect Martin Jackson | Mgmt | For | For | For | ||||
9 | Elect Margaret Johnson | Mgmt | For | For | For | ||||
10 | Elect Lucy Kellaway | Mgmt | For | For | For | ||||
11 | Elect John Sussens | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Aldag | Mgmt | For | For | For | ||||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | ||||
14 | Elect Roger Abravanel | Mgmt | For | For | For | ||||
15 | Elect Annette Court | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Advance Auto Parts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAP | CUSIP 00751Y106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | ||||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | ||||
1.4 | Elect Darren R. Jackson | Mgmt | For | For | For | ||||
1.5 | Elect William S. Oglesby | Mgmt | For | For | For | ||||
1.6 | Elect J. Paul Raines | Mgmt | For | For | For | ||||
1.7 | Elect Gilbert T. Ray | Mgmt | For | For | For | ||||
1.8 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||||
1.9 | Elect Jimmie L. Wade | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
AECOM Technology Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACM | CUSIP 00766T100 | 03/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Dionisio | Mgmt | For | For | For | ||||
1.2 | Elect Robert Lowe | Mgmt | For | For | For | ||||
1.3 | Elect William Rutledge | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Tishman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aegean Marine Petroleum Network, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANW | CUSIP Y0017S102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Konstantinos Koutsomitopoulos | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aeon Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8267 | CINS J00288100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Naoki Hayashi | Mgmt | For | For | For | ||||
4 | Elect Motoya Okada | Mgmt | For | For | For | ||||
5 | Elect Yoshiki Mori | Mgmt | For | For | For | ||||
6 | Elect Masaaki Toyoshima | Mgmt | For | For | For | ||||
7 | Elect Masaharu Ikuta | Mgmt | For | For | For | ||||
8 | Elect Takejiroh Sueyoshi | Mgmt | For | For | For | ||||
9 | Elect Keiichi Tadaki | Mgmt | For | For | For | ||||
10 | Elect Ken Satoh | Mgmt | For | For | For | ||||
11 | Elect Yukako Uchinaga | Mgmt | For | For | For | ||||
AFC Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFCE | CUSIP 00104Q107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Krishnan Anand | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Victor Arias, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Cheryl A. Bachelder | Mgmt | For | For | For | ||||
1.4 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | ||||
1.5 | Elect John M. Cranor, III | Mgmt | For | For | For | ||||
1.6 | Elect R. William Ide, III | Mgmt | For | For | For | ||||
1.7 | Elect Kelvin J. Pennington | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AG Mortgage Investment Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MITT | CUSIP 001228105 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | ||||
1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | ||||
1.3 | Elect Joesph LaManna | Mgmt | For | For | For | ||||
1.4 | Elect Jonathan Lieberman | Mgmt | For | For | For | ||||
1.5 | Elect Peter Linneman | Mgmt | For | For | For | ||||
1.6 | Elect David Roberts | Mgmt | For | For | For | ||||
1.7 | Elect Frank Stadelmaier | Mgmt | For | For | For | ||||
1.8 | Elect James M. Voss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect George E. Minnich | Mgmt | For | For | For | ||||
5 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
6 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
7 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
8 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
9 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ageas NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGS | CINS B0148L138 | 03/28/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Authority to Reduce Capital through the Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
8 | Issuance of Treasury Shares | Mgmt | For | TNA | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Ageas NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGS | CINS B0148L138 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits (2011) | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
8 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
10 | Elect Jane Murphy | Mgmt | For | TNA | N/A | ||||
11 | Elect Steve Broughton | Mgmt | For | TNA | N/A | ||||
12 | Elect Bart De Smet | Mgmt | For | TNA | N/A | ||||
13 | Elect Shaoliang Jin | Mgmt | For | TNA | N/A | ||||
14 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | ||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
17 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | ||||
Agree Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADC | CUSIP 008492100 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joey Agree | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Leon M. Schurgin | Mgmt | For | Withhold | Against | ||||
1.3 | Elect William S. Rubenfaer | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Capital Stock | Mgmt | For | Against | Against | ||||
5 | Amendment to Charter to Grant Authority to the Board to Change the Number of Authorized Shares of Capital Stock Without Shareholder Approval | Mgmt | For | Against | Against | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | ||||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | ||||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | ||||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | ||||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | ||||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | ||||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | ||||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | ||||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | ||||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | ||||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | ||||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | ||||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | ||||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | ||||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | ||||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | ||||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | ||||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | ||||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | ||||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | ||||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | ||||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | ||||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | ||||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | ||||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Barry CHEUNG Chun-yuen | Mgmt | For | Against | Against | ||||
6 | Elect YEO George Yong-Boon | Mgmt | For | Against | Against | ||||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | ||||
8 | Elect QIN Xiao | Mgmt | For | Against | Against | ||||
9 | Elect Mark E. Tucker | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Amendment to Restricted Share Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
Air Methods Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIRM | CUSIP 009128307 | 12/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common and Preferred Stock Followed by Stock Split | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Compensation Plan | Mgmt | For | For | For | ||||
Ajinomoto Co. Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2802 | CINS J00882126 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Norio Yamaguchi | Mgmt | For | For | For | ||||
4 | Elect Masatoshi Itoh | Mgmt | For | For | For | ||||
5 | Elect Yutaka Kunimoto | Mgmt | For | For | For | ||||
6 | Elect Tamotsu Iwamoto | Mgmt | For | For | For | ||||
7 | Elect Kohji Igarashi | Mgmt | For | For | For | ||||
8 | Elect Hiromichi Ohno | Mgmt | For | For | For | ||||
9 | Elect Etsuhiro Takatoh | Mgmt | For | For | For | ||||
10 | Elect Hideaki Shinada | Mgmt | For | For | For | ||||
11 | Elect Takeshi Kimura | Mgmt | For | For | For | ||||
12 | Elect Takaaki Nishii | Mgmt | For | For | For | ||||
13 | Elect Masaya Tochio | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Fukushi | Mgmt | For | For | For | ||||
15 | Elect Takashi Nagamachi | Mgmt | For | For | For | ||||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
17 | Elect Yasuo Saitoh | Mgmt | For | For | For | ||||
Alaska Air Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALK | CUSIP 011659109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William S. Ayer | Mgmt | For | For | For | ||||
2 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||||
3 | Elect Marion C. Blakey | Mgmt | For | For | For | ||||
4 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | ||||
6 | Elect R. Marc Langland | Mgmt | For | For | For | ||||
7 | Elect Dennis F. Madsen | Mgmt | For | For | For | ||||
8 | Elect Byron I. Mallott | Mgmt | For | For | For | ||||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | ||||
11 | Elect Eric K. Yeaman | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Align Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALGN | CUSIP 016255101 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David E. Collins | Mgmt | For | For | For | ||||
2 | Elect Joseph Lacob | Mgmt | For | For | For | ||||
3 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||||
4 | Elect George J. Morrow | Mgmt | For | For | For | ||||
5 | Elect David C. Nagel | Mgmt | For | For | For | ||||
6 | Elect Thomas M. Prescott | Mgmt | For | For | For | ||||
7 | Elect Greg J. Santora | Mgmt | For | For | For | ||||
8 | Elect Warren S. Thaler | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | ||||
Alleghany Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
Y | CUSIP 017175100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen P. Bradley | Mgmt | For | For | For | ||||
2 | Elect Karen Brenner | Mgmt | For | For | For | ||||
3 | Elect Thomas S. Johnson | Mgmt | For | For | For | ||||
4 | Elect James F. Will | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
Allied World Assurance Company Holdings, AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Scott Hunter | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits | Mgmt | For | For | For | ||||
7 | Dividend from Reserves | Mgmt | For | For | For | ||||
8 | Amendment to Cancel Treasury Shares | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
11 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
Allot Communications Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALLT | CUSIP M0854Q105 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rami Hadar | Mgmt | For | Against | Against | ||||
2 | Elect Yigal Jacoby | Mgmt | For | Against | Against | ||||
3 | Election of External Director Nurit Benjamini | Mgmt | For | Against | Against | ||||
4 | Cash Compensation of Non-Employee Directors | Mgmt | For | For | For | ||||
5 | Stock Option Plan Grants to Non-Employee Directors | Mgmt | For | For | For | ||||
6 | Amendment to the 2006 Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Mgmt | For | For | For | ||||
7 | Remuneration of External Directors | Mgmt | For | For | For | ||||
8 | Remuneration of External Directors in the Minimum Amount Allowed by Israeli Law | Mgmt | For | For | For | ||||
9 | Equity Grants to External Directors | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for External Directors | Mgmt | For | For | For | ||||
11 | CEO Salary Increase | Mgmt | For | For | For | ||||
12 | Bonus to President and CEO who is a Director | Mgmt | For | For | For | ||||
13 | 2006 Incentive Compensation Plan Grants to President and CEO who is a Director | Mgmt | For | For | For | ||||
14 | Amendments to Articles Regarding Indemnification of Directors | Mgmt | For | For | For | ||||
15 | Amendment to Indemnification of Directors | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | ||||
2 | Elect Angelo C. Brisimitzakis | Mgmt | For | For | For | ||||
3 | Elect William J. Crowley, Jr. | Mgmt | For | For | For | ||||
4 | Elect E. Linn Draper Jr. | Mgmt | For | For | For | ||||
5 | Elect Glenn A. Eisenberg | Mgmt | For | For | For | ||||
6 | Elect Deborah M. Fretz | Mgmt | For | For | For | ||||
7 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
8 | Elect L. Patrick Hassey | Mgmt | For | For | For | ||||
9 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
10 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Water Management Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
Altra Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIMC | CUSIP 02208R106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | ||||
1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | ||||
1.4 | Elect Michael L. Hurt | Mgmt | For | For | For | ||||
1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For | ||||
1.6 | Elect Larry McPherson | Mgmt | For | For | For | ||||
1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amadeus It Holding S.A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS E04908112 | 06/19/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Elect Dame Clara Furse | Mgmt | For | Against | Against | ||||
7 | Elect Guillermo de la Dehesa Romero | Mgmt | For | Against | Against | ||||
8 | Remuneration Report | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lars Ekman | Mgmt | For | For | For | ||||
2 | Elect Carl Gordon | Mgmt | For | For | For | ||||
3 | Elect Jan van Heek | Mgmt | For | For | For | ||||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William F. Borne | Mgmt | For | For | For | ||||
1.2 | Elect Linda J. Hall | Mgmt | For | For | For | ||||
1.3 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.4 | Elect Jake L. Netterville | Mgmt | For | For | For | ||||
1.5 | Elect David R. Pitts | Mgmt | For | For | For | ||||
1.6 | Elect Peter Ricchuiti | Mgmt | For | For | For | ||||
1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of the Material Terms under the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Capital Agency Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert M Couch | Mgmt | For | For | For | ||||
2 | Elect Morris A. Davis | Mgmt | For | For | For | ||||
3 | Elect Randy E. Dobbs | Mgmt | For | For | For | ||||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | ||||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | ||||
6 | Elect Alvin N. Puryear | Mgmt | For | For | For | ||||
7 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
8 | Elect John R. Erickson | Mgmt | For | For | For | ||||
9 | Elect Samuel A Flax | Mgmt | For | For | For | ||||
10 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Capital Mortgage Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTGE | CUSIP 02504A104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert M. Couch | Mgmt | For | For | For | ||||
1.2 | Elect Morris A. Davis | Mgmt | For | For | For | ||||
1.3 | Elect Randy E. Dobbs | Mgmt | For | For | For | ||||
1.4 | Elect Larry K. Harvey | Mgmt | For | For | For | ||||
1.5 | Elect Prue B. Larocca | Mgmt | For | For | For | ||||
1.6 | Elect Alvin N. Puryear | Mgmt | For | For | For | ||||
1.7 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
1.8 | Elect John R. Erickson | Mgmt | For | For | For | ||||
1.9 | Elect Samuel A. Flax | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Hanson | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Ketteler | Mgmt | For | For | For | ||||
3 | Elect Cary D. McMillan | Mgmt | For | For | For | ||||
4 | Elect David M. Sable | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American Equity Investment Life Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEL | CUSIP 025676206 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alexander M. Clark | Mgmt | For | For | For | ||||
1.2 | Elect John M. Matovina | Mgmt | For | For | For | ||||
1.3 | Elect Gerald D. Neugent | Mgmt | For | For | For | ||||
2 | 2013 Director Equity and Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Short-Term Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John B. Berding | Mgmt | For | For | For | ||||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | ||||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | ||||
1.7 | Elect James E. Evans | Mgmt | For | For | For | ||||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | ||||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | ||||
1.10 | Elect William W. Verity | Mgmt | For | For | For | ||||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
American Safety Insurance Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASI | CUSIP G02995101 | 07/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Cody Birdwell | Mgmt | For | For | For | ||||
2 | Elect Steven Groot | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Material Terms of the Performance Goals under the 2007 Incentive Stock Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Vanguard Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVD | CUSIP 030371108 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence S. Clark | Mgmt | For | For | For | ||||
1.2 | Elect Debra F. Edwards | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alfred F. Ingulli | Mgmt | For | For | For | ||||
1.4 | Elect John L. Killmer | Mgmt | For | For | For | ||||
1.5 | Elect Carl R. Soderlind | Mgmt | For | For | For | ||||
1.6 | Elect Irving J. Thau | Mgmt | For | For | For | ||||
1.7 | Elect Eric G. Wintemute | Mgmt | For | For | For | ||||
1.8 | Elect Esmail Zirakparvar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | ||||
American Water Works Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | ||||
2 | Elect Martha C. Goss | Mgmt | For | For | For | ||||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | ||||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | ||||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | ||||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
7 | Elect George MacKenzie | Mgmt | For | For | For | ||||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | ||||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 02/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven H. Collis | Mgmt | For | For | For | ||||
2 | Elect Douglas R. Conant | Mgmt | For | For | For | ||||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
7 | Elect Michael J. Long | Mgmt | For | For | For | ||||
8 | Elect Henry W. McGee | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | ||||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | ||||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
Amsurg Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMSG | CUSIP 03232P405 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James A. Deal | Mgmt | For | For | For | ||||
1.2 | Elect Steven I. Geringer | Mgmt | For | For | For | ||||
1.3 | Elect Claire M. Gulmi | Mgmt | For | For | For | ||||
1.4 | Elect Joey A. Jacobs | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmTrust Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFSI | CUSIP 032359309 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Andersons, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANDE | CUSIP 034164103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Gerard M Anderson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Catherine M. Kilbane | Mgmt | For | For | For | ||||
1.4 | Elect Robert J. King, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ross W. Manire | Mgmt | For | For | For | ||||
1.6 | Elect Donald L. Mennel | Mgmt | For | For | For | ||||
1.7 | Elect David L. Nichols | Mgmt | For | For | For | ||||
1.8 | Elect John T. Stout, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Jacqueline F. Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | ||||
11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
12 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
13 | Stock Option Plan for US Employees | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Change of Control Clause Regarding the EMNT Program | Mgmt | For | TNA | N/A | ||||
16 | Change of Control Clause Regarding the Senior Facilities Agreement | Mgmt | For | TNA | N/A | ||||
17 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Anixter International Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXE | CUSIP 035290105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Blyth | Mgmt | For | For | For | ||||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | ||||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||||
4 | Elect Robert J. Eck | Mgmt | For | For | For | ||||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | ||||
6 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | ||||
8 | Elect George Munoz | Mgmt | For | For | For | ||||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | ||||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | ||||
11 | Elect Samuel Zell | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ann Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANN | CUSIP 035623107 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michelle Gass | Mgmt | For | For | For | ||||
2 | Elect Daniel W. Yih | Mgmt | For | For | For | ||||
3 | Elect Michael C. Plansky | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||||
AOL Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AOL | CUSIP 00184X105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
2 | Elect Richard Dalzell | Mgmt | For | For | For | ||||
3 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
4 | Elect Hugh F. Johnston | Mgmt | For | For | For | ||||
5 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
6 | Elect Patricia E. Mitchell | Mgmt | For | For | For | ||||
7 | Elect Fredric Reynolds | Mgmt | For | For | For | ||||
8 | Elect James R. Stengel | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Approval of the Company's Tax Asset Protection Plan | Mgmt | For | For | For | ||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||||
Apollo Commercial Real Estate Finance, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARI | CUSIP 03762U105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas D. Abbey | Mgmt | For | For | For | ||||
1.2 | Elect Joseph F. Azrack | Mgmt | For | For | For | ||||
1.3 | Elect Mark C. Biderman | Mgmt | For | For | For | ||||
1.4 | Elect Alice Connell | Mgmt | For | For | For | ||||
1.5 | Elect Eric L. Press | Mgmt | For | For | For | ||||
1.6 | Elect Michael E. Salvati | Mgmt | For | For | For | ||||
1.7 | Elect Stuart A. Rothstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apollo Residential Mortgage, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMTG | CUSIP 03763V102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marc E. Becker | Mgmt | For | For | For | ||||
1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | ||||
1.3 | Elect Frederick N. Khedouri | Mgmt | For | For | For | ||||
1.4 | Elect Justin Stevens | Mgmt | For | For | For | ||||
1.5 | Elect Hope S. Taitz | Mgmt | For | For | For | ||||
1.6 | Elect Frederick J. Kleisner | Mgmt | For | For | For | ||||
1.7 | Elect Thomas D. Christopoul | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Dorsman | Mgmt | For | For | For | ||||
1.2 | Elect J. Michael Moore | Mgmt | For | For | For | ||||
1.3 | Elect Vincent Petrella | Mgmt | For | For | For | ||||
1.4 | Elect Jerry Thornton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | Against | Against | ||||
3 | Elect Mollie Hale Carter | Mgmt | For | For | For | ||||
4 | Elect Terrell K. Crews | Mgmt | For | For | For | ||||
5 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
6 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
7 | Elect Antonio Maciel Neto | Mgmt | For | For | For | ||||
8 | Elect Patrick J. Moore | Mgmt | For | For | For | ||||
9 | Elect Thomas F. O'Neill | Mgmt | For | Against | Against | ||||
10 | Elect Daniel Shih | Mgmt | For | For | For | ||||
11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | ||||
2 | Elect George Buckley | Mgmt | For | For | For | ||||
3 | Elect Mollie Carter | Mgmt | For | For | For | ||||
4 | Elect Terrell Crews | Mgmt | For | For | For | ||||
5 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
6 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
7 | Elect Antonio Maciel Neto | Mgmt | For | For | For | ||||
8 | Elect Patrick Moore | Mgmt | For | For | For | ||||
9 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
10 | Elect Daniel Shih | Mgmt | For | For | For | ||||
11 | Elect Kelvin Westbrook | Mgmt | For | For | For | ||||
12 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Arkema S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Losses | Mgmt | For | For | For | ||||
8 | Dividend | Mgmt | For | For | For | ||||
9 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||||
10 | Elect Thierry Morin | Mgmt | For | For | For | ||||
11 | Elect Marc Pandraud | Mgmt | For | For | For | ||||
12 | Elect Philippe Vassor | Mgmt | For | For | For | ||||
13 | Ratification of the Co-option of Victoire de Margerie | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
16 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
Arlington Asset Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AI | CUSIP 041356205 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric F. Billings | Mgmt | For | For | For | ||||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | ||||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | ||||
1.4 | Elect David W. Faeder | Mgmt | For | For | For | ||||
1.5 | Elect Peter A. Gallagher | Mgmt | For | For | For | ||||
1.6 | Elect Ralph S. Michael III | Mgmt | For | For | For | ||||
1.7 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Armour Residential REIT Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARR | CUSIP 042315101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | ||||
1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | ||||
1.4 | Elect Marc H. Bell | Mgmt | For | For | For | ||||
1.5 | Elect Thomas K. Guba | Mgmt | For | For | For | ||||
1.6 | Elect Robert C. Hain | Mgmt | For | For | For | ||||
1.7 | Elect John P. Hollihan III | Mgmt | For | For | For | ||||
1.8 | Elect Stewart J. Paperin | Mgmt | For | For | For | ||||
1.9 | Elect Jordan Zimmerman | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aruba Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARUN | CUSIP 043176106 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic Orr | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Keerti Melkote | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bernard Guidon | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Kourey | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Willem Roelandts | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Juergen Rottler | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Daniel Warmenhoven | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ashford Hospitality Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHT | CUSIP 044103109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Monty J. Bennett | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | For | For | ||||
1.3 | Elect Thomas E. Callahan | Mgmt | For | For | For | ||||
1.4 | Elect Martin L. Edelman | Mgmt | For | For | For | ||||
1.5 | Elect Kamal Jafarnia | Mgmt | For | For | For | ||||
1.6 | Elect Douglas A. Kessler | Mgmt | For | For | For | ||||
1.7 | Elect W. Michael Murphy | Mgmt | For | For | For | ||||
1.8 | Elect Alan L. Tallis | Mgmt | For | For | For | ||||
1.9 | Elect Philip S. Payne | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Ashmore Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASHM | CINS G0609C101 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michael Benson | Mgmt | For | Against | Against | ||||
4 | Elect Mark Coombs | Mgmt | For | Against | Against | ||||
5 | Elect Graeme Dell | Mgmt | For | Against | Against | ||||
6 | Elect Nick Land | Mgmt | For | Against | Against | ||||
7 | Elect Melda Donnelly | Mgmt | For | Against | Against | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | For | For | ||||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | ||||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||||
11 | Elect W. Ziebart | Mgmt | For | For | For | ||||
12 | Elect D.A. Grose | Mgmt | For | For | For | ||||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CINS N07059202 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Management Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Remuneration Policy | Mgmt | For | For | For | ||||
9 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||||
10 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||||
11 | Stock Option Grant to Employees | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||||
14 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||||
15 | Elect W. Ziebart | Mgmt | For | For | For | ||||
16 | Elect D.A. Grose | Mgmt | For | For | For | ||||
17 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||||
26 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CINS N07059178 | 09/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
4 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
5 | Creation of New Share Class | Mgmt | For | Against | Against | ||||
6 | Amendment to Par Value | Mgmt | For | For | For | ||||
7 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | ||||
8 | Reverse Stock Split | Mgmt | For | For | For | ||||
9 | Cancellation of Shares | Mgmt | For | For | For | ||||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
14 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Aspen Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZPN | CUSIP 045327103 | 12/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Fusco | Mgmt | For | For | For | ||||
1.2 | Elect Gary Haroian | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASSA-B | CINS W0817X105 | 04/25/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
17 | Board Size | Mgmt | For | TNA | N/A | ||||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
19 | Election of Directors | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase and Issue Shares | Mgmt | For | TNA | N/A | ||||
23 | 2013 Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Associated Banc-Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASBC | CUSIP 045487105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | ||||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | ||||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | ||||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | ||||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | ||||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | ||||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | ||||
1.9 | Elect J. Douglas Quick | Mgmt | For | For | For | ||||
1.10 | Elect Karen T. Van Lith | Mgmt | For | For | For | ||||
1.11 | Elect John B. Williams | Mgmt | For | For | For | ||||
2 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Associated British Foods plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABF | CINS G05600138 | 12/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Emma Adamo | Mgmt | For | For | For | ||||
5 | Elect John Bason | Mgmt | For | For | For | ||||
6 | Elect Timothy Clarke | Mgmt | For | For | For | ||||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | ||||
8 | Elect Javier Ferran | Mgmt | For | For | For | ||||
9 | Elect Charles Sinclair | Mgmt | For | For | For | ||||
10 | Elect Peter Smith | Mgmt | For | For | For | ||||
11 | Elect George Weston | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Astra Agro Lestari Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AALI | CINS Y7116Q119 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Directors and/or Commissioners (Slate) and Determination of their Remuneration | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | ||||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||||
11 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | ||||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
13 | Elect Nancy Rothwell | Mgmt | For | For | For | ||||
14 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
15 | Elect John S. Varley | Mgmt | For | For | For | ||||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Athenahealth, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATHN | CUSIP 04685W103 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles D. Baker | Mgmt | For | For | For | ||||
1.2 | Elect Dev Ittycheria | Mgmt | For | For | For | ||||
1.3 | Elect John A. Kane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Australia and New Zealand Banking Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANZ | CINS Q09504137 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | ||||
4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
5 | Elect Paula Dwyer | Mgmt | For | For | For | ||||
6 | Re-elect John Morschel | Mgmt | For | For | For | ||||
7 | Re-elect Hsien Yang LEE | Mgmt | For | For | For | ||||
8 | Elect Robert Reeves | Mgmt | Against | Against | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
AvalonBay Communities, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVB | CUSIP 053484101 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | ||||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | ||||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | ||||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | ||||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Avery Dennison Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVY | CUSIP 053611109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||||
3 | Elect Rolf Borjesson | Mgmt | For | For | For | ||||
4 | Elect John T. Cardis | Mgmt | For | For | For | ||||
5 | Elect David E.I. Pyott | Mgmt | For | For | For | ||||
6 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||||
7 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||||
8 | Elect Julia A. Stewart | Mgmt | For | For | For | ||||
9 | Elect Martha Sullivan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAR | CUSIP 053774105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald L. Nelson | Mgmt | For | For | For | ||||
2 | Elect Alun Cathcart | Mgmt | For | For | For | ||||
3 | Elect Mary C. Choksi | Mgmt | For | For | For | ||||
4 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||||
5 | Elect John D. Hardy, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | ||||
7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | ||||
9 | Elect Stender E. Sweeney | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CS | CINS F06106102 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Ramon de Oliveira | Mgmt | For | For | For | ||||
9 | Elect Dominique Reiniche | Mgmt | For | For | For | ||||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | ||||
11 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | ||||
12 | Elect Paul Hermelin | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | ||||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
25 | Authority to Issue Restricted Shares to Overseas Employees | Mgmt | For | For | For | ||||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Axiall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | ||||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | ||||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | ||||
8 | Elect William L. Mansfield | Mgmt | For | For | For | ||||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | ||||
10 | Elect Robert Ripp | Mgmt | For | For | For | ||||
11 | Elect David N. Weinstein | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Axis Capital Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXS | CUSIP G0692U109 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Geoffrey Bell | Mgmt | For | For | For | ||||
1.2 | Elect Albert A. Benchimol | Mgmt | For | For | For | ||||
1.3 | Elect Christopher V. Greetham | Mgmt | For | For | For | ||||
1.4 | Elect Maurice Keane | Mgmt | For | For | For | ||||
1.5 | Elect Henry B. Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
AZZ Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZZ | CUSIP 002474104 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dingus | Mgmt | For | For | For | ||||
1.2 | Elect Dana Perry | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Berce | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ball Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLL | CUSIP 058498106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | ||||
1.2 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | ||||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | ||||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | ||||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | ||||
7 | Merger by Absorption | Mgmt | For | For | For | ||||
8 | Bonus Issue | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Bonus Issue | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Annual Incentive Plan | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco Latinoamericano De Comercio Exterior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLX | CUSIP P16994132 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3.1 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | ||||
3.2 | Elect Maria da Graca Franca | Mgmt | For | For | For | ||||
3.3 | Elect William D. Hayes | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Banco Santander S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS E19790109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Guillermo de la Dehesa Romero | Mgmt | For | Against | Against | ||||
5 | Elect Abel Matutes Juan | Mgmt | For | Against | Against | ||||
6 | Elect Angel Jado Becerro de Bengoa | Mgmt | For | Against | Against | ||||
7 | Elect Francisco Javier Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | ||||
8 | Elect Isabel Tocino Biscarolasaga | Mgmt | For | Against | Against | ||||
9 | Elect Fernando de Asua Alvarez | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Approval of Corporate Website | Mgmt | For | For | For | ||||
12 | Banesto Merger | Mgmt | For | For | For | ||||
13 | Merger by Absorption - Banif | Mgmt | For | For | For | ||||
14 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Corporate Website | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Scrip Dividend - 2012 Supplemental Dividend | Mgmt | For | For | For | ||||
19 | Scrip Dividend - First 2013 Interim Dividend | Mgmt | For | For | For | ||||
20 | Scrip Dividend - Second 2013 Interim Dividend | Mgmt | For | For | For | ||||
21 | Scrip Dividend - Third 2013 Interim Dividend | Mgmt | For | For | For | ||||
22 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | ||||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||||
25 | Deferred and Conditional Delivery Share Plan | Mgmt | For | For | For | ||||
26 | Employee Share Purchase Plan | Mgmt | For | For | For | ||||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
28 | Remuneration Report | Mgmt | For | For | For | ||||
Bank of Ireland plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Archie G. Kane | Mgmt | For | Against | Against | ||||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect V. Prem Watsa | Mgmt | For | Against | Against | ||||
6 | Elect Kent Atkinson | Mgmt | For | Against | Against | ||||
7 | Elect Richie Boucher | Mgmt | For | Against | Against | ||||
8 | Elect Pat Butler | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Haren | Mgmt | For | Against | Against | ||||
10 | Elect Andrew Keating | Mgmt | For | Against | Against | ||||
11 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | ||||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | ||||
14 | Elect Davida Marston | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | ||||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bank of Yokohama Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8332 | CINS J04242103 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Tatsumaro Terazawa | Mgmt | For | For | For | ||||
3 | Elect Chiyuki Ohkubo | Mgmt | For | For | For | ||||
4 | Elect Kengo Takano | Mgmt | For | For | For | ||||
5 | Elect Atsushi Mochizuki | Mgmt | For | For | For | ||||
6 | Elect Susumu Koshida | Mgmt | For | For | For | ||||
7 | Elect Yasuyoshi Ohya | Mgmt | For | For | For | ||||
8 | Elect Kenichi Kawamura | Mgmt | For | For | For | ||||
9 | Elect Yasuhiro Shibuya | Mgmt | For | For | For | ||||
10 | Elect Harumi Sakamoto | Mgmt | For | For | For | ||||
11 | Elect Minoru Morio | Mgmt | For | For | For | ||||
12 | Elect Michio Ayuse as Statutory Auditor | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Barrett Business Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBSI | CUSIP 068463108 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Carley | Mgmt | For | For | For | ||||
1.2 | Elect Michael L. Elich | Mgmt | For | For | For | ||||
1.3 | Elect James B. Hicks | Mgmt | For | For | For | ||||
1.4 | Elect Rodger L. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Jon L. Justesen | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Meeker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Bayerische Motoren Werke AG (BMW) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMW | CINS D12096109 | 05/14/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Reinhard Huttl | Mgmt | For | TNA | N/A | ||||
10 | Elect Karl-Ludwig Kley | Mgmt | For | TNA | N/A | ||||
11 | Elect Renate Kocher | Mgmt | For | TNA | N/A | ||||
12 | Elect Joachim Milberg | Mgmt | For | TNA | N/A | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
BCE Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCE | CUSIP 05534B760 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||||
1.2 | Elect Andre Berard | Mgmt | For | For | For | ||||
1.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||||
1.5 | Elect Robert E. Brown | Mgmt | For | For | For | ||||
1.6 | Elect George A. Cope | Mgmt | For | For | For | ||||
1.7 | Elect David F. Denison | Mgmt | For | For | For | ||||
1.8 | Elect Anthony S. Fell | Mgmt | For | For | For | ||||
1.9 | Elect Edward C. Lumley | Mgmt | For | For | For | ||||
1.10 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||||
1.11 | Elect James Prentice | Mgmt | For | For | For | ||||
1.12 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||||
1.13 | Elect Carole Taylor | Mgmt | For | For | For | ||||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Board Gender Parity | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Disclosure of Information Regarding Executive Compensation | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Gender Diversity Initiatives | Mgmt | Against | Against | For | ||||
Beacon Roofing Supply, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BECN | CUSIP 073685109 | 02/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Buck | Mgmt | For | For | For | ||||
1.2 | Elect Paul Isabella | Mgmt | For | For | For | ||||
1.3 | Elect Richard Frost | Mgmt | For | For | For | ||||
1.4 | Elect James Gaffney | Mgmt | For | For | For | ||||
1.5 | Elect Peter Gotsch | Mgmt | For | For | For | ||||
1.6 | Elect Neil Novich | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Randle | Mgmt | For | For | For | ||||
1.8 | Elect Wilson Sexton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Beazer Homes USA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZH | CUSIP 07556Q881 | 02/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elizabeth Acton | Mgmt | For | For | For | ||||
2 | Elect Laurent Alpert | Mgmt | For | For | For | ||||
3 | Elect Brian Beazer | Mgmt | For | For | For | ||||
4 | Elect Peter Leemputte | Mgmt | For | For | For | ||||
5 | Elect Allan Merrill | Mgmt | For | For | For | ||||
6 | Elect Norma Provencio | Mgmt | For | For | For | ||||
7 | Elect Larry Solari | Mgmt | For | For | For | ||||
8 | Elect Stephen Zelnak, Jr. | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||||
12 | Extension of Share Transfer Restrictions | Mgmt | For | For | For | ||||
13 | Adoption of a New Rights Plan | Mgmt | For | Against | Against | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Beijing Capital Int Airport | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y07717104 | 06/28/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Beijing Enterprises Water Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
371 | CINS G0957L109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect JIANG Xinhao | Mgmt | For | Against | Against | ||||
6 | Elect HU Xiaoyong | Mgmt | For | Against | Against | ||||
7 | Elect HOU Feng | Mgmt | For | Against | Against | ||||
8 | Elect GUO Rui | Mgmt | For | Against | Against | ||||
9 | Elect HANG Shijun | Mgmt | For | Against | Against | ||||
10 | Elect WANG Kaijun | Mgmt | For | Against | Against | ||||
11 | Elect YU Ning | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Beijing Enterprises Water Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
371 | CINS G0957L109 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Whitewash Waiver | Mgmt | For | For | For | ||||
Belo Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLC | CUSIP 080555105 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judith Craven | Mgmt | For | For | For | ||||
1.2 | Elect Dealey Herndon | Mgmt | For | For | For | ||||
1.3 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
1.4 | Elect McHenry Tichenor, Jr. | Mgmt | For | For | For | ||||
2 | 2013 Executive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bemis Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMS | CUSIP 081437105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David S. Haffner | Mgmt | For | For | For | ||||
1.2 | Elect Holly A. Van Deursen | Mgmt | For | For | For | ||||
1.3 | Elect David T. Szczupak | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Den Jones | Mgmt | For | For | For | ||||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
11 | Elect John Hood | Mgmt | For | For | For | ||||
12 | Elect Martin Houston | Mgmt | For | For | For | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BHP Billiton Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHP | CINS Q1498M100 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Pat Davies (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Re-elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Re-elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
15 | Appoint Auditor and Authorise Board to Set Fees | Mgmt | For | For | For | ||||
16 | Authorise Board to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authorise Board to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Authorise Board to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
19 | Remuneration Report | Mgmt | For | For | For | ||||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BHP Billiton plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLT | CINS G10877101 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
19 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
Big Lots, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIG | CUSIP 089302103 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | ||||
1.2 | Elect James R. Chambers | Mgmt | For | For | For | ||||
1.3 | Elect Steven S. Fishman | Mgmt | For | For | For | ||||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | ||||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | ||||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | ||||
1.7 | Elect Russell Solt | Mgmt | For | For | For | ||||
1.8 | Elect James R. Tener | Mgmt | For | For | For | ||||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Biosensors International Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
B20 | CINS G11325100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Elect AW Soon Beng | Mgmt | For | Against | Against | ||||
4 | Elect ZHANG Hua Wei | Mgmt | For | Against | Against | ||||
5 | Elect JIANG Qiang | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
Biosensors International Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
B20 | CINS G11325100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Memorandum | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
4 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||||
Black Earth Farming Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEF | CINS G1311M114 | 11/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Increase in Share Capital | Mgmt | For | Against | Against | ||||
11 | Amendments to Articles Regarding Share Capital | Mgmt | For | Against | Against | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Bluegreen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BXG | CUSIP 096231105 | 12/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Levan | Mgmt | For | For | For | ||||
1.2 | Elect John Abdo | Mgmt | For | For | For | ||||
1.3 | Elect James Allmand III | Mgmt | For | For | For | ||||
1.4 | Elect Norman Becker | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence Cirillo | Mgmt | For | For | For | ||||
1.6 | Elect Mark Nerenhausen | Mgmt | For | For | For | ||||
1.7 | Elect Arnold Sevell | Mgmt | For | For | For | ||||
1.8 | Elect Orlando Sharpe | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BMC Software, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | Against | Against | ||||
2 | Elect Jon Barfield | Mgmt | For | Against | Against | ||||
3 | Elect Gary Bloom | Mgmt | For | Against | Against | ||||
4 | Elect John Dillon | Mgmt | For | Against | Against | ||||
5 | Elect Meldon Gafner | Mgmt | For | Against | Against | ||||
6 | Elect Mark Hawkins | Mgmt | For | Against | Against | ||||
7 | Elect Stephan James | Mgmt | For | Against | Against | ||||
8 | Elect P. Thomas Jenkins | Mgmt | For | Against | Against | ||||
9 | Elect Louis Lavigne, Jr. | Mgmt | For | Against | Against | ||||
10 | Elect Kathleen O'Neil | Mgmt | For | Against | Against | ||||
11 | Elect Carl Schaper | Mgmt | For | Against | Against | ||||
12 | Elect Tom Tinsley | Mgmt | For | Against | Against | ||||
13 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Boeing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
BofI Holding, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOFI | CUSIP 05566U108 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jerry Englert | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Garrabrants | Mgmt | For | For | For | ||||
1.3 | Elect Paul Grinberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bottomline Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPAY | CUSIP 101388106 | 01/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Bottomline Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPAY | CUSIP 101388106 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Curran | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Mullen | Mgmt | For | For | For | ||||
1.3 | Elect James Zilinski | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BP plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BP | CINS G12793108 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||||
4 | Elect Iain C. Conn | Mgmt | For | For | For | ||||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||||
6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||||
8 | Elect Antony Burgmans | Mgmt | For | For | For | ||||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||||
10 | Elect George David | Mgmt | For | For | For | ||||
11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||||
14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||||
15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | ||||
BRF - Brasil Foods S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRFS3 | CUSIP 10552T107 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | ||||
2 | Distribution of Interest on Capital | Mgmt | For | For | For | ||||
3 | Distribution of Dividends | Mgmt | For | For | For | ||||
4 | Board Size | Mgmt | For | Against | Against | ||||
5 | Election of Directors | Mgmt | For | Against | Against | ||||
6 | Orientation of Votes for Multiple Vote | Mgmt | For | Abstain | Against | ||||
7 | Election of Chairman and Vice Chairman of the Board | Mgmt | For | Against | Against | ||||
8 | Elect Attilio Guaspari | Mgmt | For | For | For | ||||
9 | Elect Decio Magno Andrade Stochiero | Mgmt | For | For | For | ||||
10 | Elect Susana Hanna Stiphan Jabra | Mgmt | For | For | For | ||||
11 | Change of Company Name | Mgmt | For | For | For | ||||
12 | Remuneration Policy | Mgmt | For | Against | Against | ||||
13 | Amendment to Stock Option Plan | Mgmt | For | Against | Against | ||||
BRF - Brasil Foods S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRFS3 | CUSIP 10552T107 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
2 | Merger Agreements and Valuation Reports | Mgmt | For | For | For | ||||
3 | Mergers by Absorption - Sadia and Heloisa Industria e Comercio de Produtos Lacteos | Mgmt | For | For | For | ||||
4 | Amendments to Articles Regarding Novo Mercado Listing Regulations and Corporate Purpose | Mgmt | For | For | For | ||||
Bridgestone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5108 | CINS J04578126 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | ||||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | ||||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | ||||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | ||||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
8 | Elect Takao Enkawa | Mgmt | For | For | For | ||||
9 | Elect Kimiko Murofushi | Mgmt | For | For | For | ||||
10 | Elect Scott Davis | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1114 | CINS G1368B102 | 12/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Revised Caps for Revised Continuing Connected Transaction | Mgmt | For | For | For | ||||
4 | Cross Guarantee Agreement | Mgmt | For | For | For | ||||
Brinker International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAT | CUSIP 109641100 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | ||||
1.2 | Elect Joseph DePinto | Mgmt | For | For | For | ||||
1.3 | Elect Michael Dixon | Mgmt | For | For | For | ||||
1.4 | Elect Harriet Edelman | Mgmt | For | For | For | ||||
1.5 | Elect Jon Luther | Mgmt | For | For | For | ||||
1.6 | Elect John Mims | Mgmt | For | For | For | ||||
1.7 | Elect George Mrkonic | Mgmt | For | For | For | ||||
1.8 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
British American Tobacco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||||
7 | Elect John P. Daly | Mgmt | For | For | For | ||||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||||
15 | Elect Ben Stevens | Mgmt | For | For | For | ||||
16 | Elect Richard Tubb | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
British Land Company plc (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLND | CINS G15540118 | 07/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Aubrey Adams | Mgmt | For | For | For | ||||
4 | Elect Lucinda Bell | Mgmt | For | For | For | ||||
5 | Elect Simon Borrows | Mgmt | For | For | For | ||||
6 | Elect Christopher Gibson-Smith | Mgmt | For | For | For | ||||
7 | Elect John Gildersleeve | Mgmt | For | For | For | ||||
8 | Elect Chris Grigg | Mgmt | For | For | For | ||||
9 | Elect Dido Harding | Mgmt | For | For | For | ||||
10 | Elect William Jackson | Mgmt | For | For | For | ||||
11 | Elect Charles Maudsley | Mgmt | For | For | For | ||||
12 | Elect Richard Pym | Mgmt | For | For | For | ||||
13 | Elect Tim Roberts | Mgmt | For | For | For | ||||
14 | Elect Stephen Smith | Mgmt | For | For | For | ||||
15 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Broadcom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCM | CUSIP 111320107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | ||||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
1.5 | Elect John E. Major | Mgmt | For | For | For | ||||
1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||||
1.7 | Elect William T. Morrow | Mgmt | For | For | For | ||||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||||
1.9 | Elect Robert E. Switz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
BroadSoft Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSFT | CUSIP 11133B409 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John J. Gavin, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Charles L. Ill, III | Mgmt | For | For | For | ||||
1.3 | Elect Michael Tessler | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brocade Communications Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCD | CUSIP 111621306 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Judy Bruner | Mgmt | For | For | For | ||||
2 | Elect Lloyd Carney | Mgmt | For | For | For | ||||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | ||||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | ||||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | ||||
6 | Elect David L. House | Mgmt | For | For | For | ||||
7 | Elect Glenn C. Jones | Mgmt | For | For | For | ||||
8 | Elect L. William Krause | Mgmt | For | For | For | ||||
9 | Elect Sanjay Vaswani | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2009 Director Plan | Mgmt | For | For | For | ||||
12 | Performance Bonus Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect David C. Everitt | Mgmt | For | For | For | ||||
3 | Elect Roger J. Wood | Mgmt | For | For | For | ||||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
BT Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BT.A | CINS G16612106 | 07/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
5 | Elect Ian Livingston | Mgmt | For | For | For | ||||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | ||||
7 | Elect Gavin Patterson | Mgmt | For | For | For | ||||
8 | Elect Tony Ball | Mgmt | For | For | For | ||||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | ||||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | ||||
11 | Elect Nicholas Rose | Mgmt | For | For | For | ||||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | ||||
13 | Elect Karen Richardson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Buckeye Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKI | CUSIP 118255108 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Red Cavaney | Mgmt | For | For | For | ||||
1.2 | Elect John Crowe | Mgmt | For | For | For | ||||
1.3 | Elect David Ferraro | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bunge Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CUSIP G16962105 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bernard de La Tour d'Auvergne Lauraguais | Mgmt | For | For | For | ||||
2 | Elect William Engels | Mgmt | For | For | For | ||||
3 | Elect L. Patrick Lupo | Mgmt | For | For | For | ||||
4 | Elect Soren Schroder | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bureau Veritas SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVI | CINS F96888114 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Frank Piedelievre | Mgmt | For | Against | Against | ||||
9 | Elect Stephane Bacquaert | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Michel Ropert | Mgmt | For | Against | Against | ||||
11 | Elect Frederic Lemoine | Mgmt | For | Against | Against | ||||
12 | Elect Lucia Sinapi-Thomas | Mgmt | For | Against | Against | ||||
13 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | ||||
14 | Elect Ieda Gommes Yell | Mgmt | For | Against | Against | ||||
15 | Directors' Fees | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Greenshoe | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
25 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
28 | Increase in Par Value | Mgmt | For | For | For | ||||
29 | Stock Split | Mgmt | For | For | For | ||||
30 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jens Alder | Mgmt | For | For | For | ||||
2 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
3 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
4 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
5 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
6 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
7 | Elect William McCracken | Mgmt | For | For | For | ||||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
9 | Elect Laura Unger | Mgmt | For | For | For | ||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
11 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2012 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||||
Cabela's Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAB | CUSIP 126804301 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Theodore M. Armstrong | Mgmt | For | For | For | ||||
2 | Elect James W. Cabela | Mgmt | For | For | For | ||||
3 | Elect John Edmondson | Mgmt | For | For | For | ||||
4 | Elect John Gottschalk | Mgmt | For | For | For | ||||
5 | Elect Dennis Highby | Mgmt | For | For | For | ||||
6 | Elect Reuben Mark | Mgmt | For | For | For | ||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | ||||
9 | Elect Beth M. Pritchard | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Stock Plan | Mgmt | For | For | For | ||||
13 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | 2013 Performance Bonus Plan | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Calbee,Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2229 | CINS J05190103 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect WEI Hong Ming as Director | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
Caltex Australia Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTX | CINS Q19884107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Remuneration Report | Mgmt | For | For | For | ||||
2 | Elect Richard Brown | Mgmt | For | Against | Against | ||||
3 | Elect Barbara Burger | Mgmt | For | Against | Against | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cambrex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBM | CUSIP 132011107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | ||||
2 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | ||||
3 | Elect Leon J. Hendrix, Jr. | Mgmt | For | For | For | ||||
4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
5 | Elect Steven M. Klosk | Mgmt | For | For | For | ||||
6 | Elect William B. Korb | Mgmt | For | For | For | ||||
7 | Elect John R. Miller | Mgmt | For | For | For | ||||
8 | Elect Peter G. Tombros | Mgmt | For | For | For | ||||
9 | Elect Shlomo Yanai | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Campbell Soup Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPB | CUSIP 134429109 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Paul Charron | Mgmt | For | For | For | ||||
1.3 | Elect Bennett Dorrance | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence Karlson | Mgmt | For | For | For | ||||
1.5 | Elect Randall Larrimore | Mgmt | For | For | For | ||||
1.6 | Elect Mary Alice Malone | Mgmt | For | For | For | ||||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
1.8 | Elect Denise Morrison | Mgmt | For | For | For | ||||
1.9 | Elect Charles Perrin | Mgmt | For | For | For | ||||
1.10 | Elect A. Barry Rand | Mgmt | For | For | For | ||||
1.11 | Elect Nick Shreiber | Mgmt | For | For | For | ||||
1.12 | Elect Tracey Travis | Mgmt | For | For | For | ||||
1.13 | Elect Archbold van Beuren | Mgmt | For | For | For | ||||
1.14 | Elect Les Vinney | Mgmt | For | For | For | ||||
1.15 | Elect Charlotte Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith A.J. MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Stock Option Plan Renewal | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canon Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7751 | CINS J05124144 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | ||||
4 | Elect Toshizoh Tanaka | Mgmt | For | For | For | ||||
5 | Elect Toshiaki Ikoma | Mgmt | For | For | For | ||||
6 | Elect Kunio Watanabe | Mgmt | For | For | For | ||||
7 | Elect Yohroku Adachi | Mgmt | For | For | For | ||||
8 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | ||||
9 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | ||||
10 | Elect Toshio Homma | Mgmt | For | For | For | ||||
11 | Elect Masaki Nakaoka | Mgmt | For | For | For | ||||
12 | Elect Haruhisa Honda | Mgmt | For | For | For | ||||
13 | Elect Hideki Ozawa | Mgmt | For | For | For | ||||
14 | Elect Masaya Maeda | Mgmt | For | For | For | ||||
15 | Elect Yasuhiro Tani | Mgmt | For | For | For | ||||
16 | Elect Makoto Araki | Mgmt | For | For | For | ||||
17 | Elect Hiroyuki Suematsu | Mgmt | For | For | For | ||||
18 | Elect Shigeyuki Uzawa | Mgmt | For | For | For | ||||
19 | Elect Kenichi Nagasawa | Mgmt | For | For | For | ||||
20 | Elect Naoji Ohtsuka | Mgmt | For | For | For | ||||
21 | Elect Masanori Yamada | Mgmt | For | For | For | ||||
22 | Elect Aitake Wakiya | Mgmt | For | For | For | ||||
23 | Elect Kazuto Ohno | Mgmt | For | For | For | ||||
24 | Special Allowances for Directors | Mgmt | For | For | For | ||||
25 | Directors' Fees | Mgmt | For | For | For | ||||
26 | Bonus | Mgmt | For | For | For | ||||
Cap Gemini SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAP | CINS F13587120 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Daniel Bernard | Mgmt | For | Against | Against | ||||
9 | Elect Bernard Liautaud | Mgmt | For | Against | Against | ||||
10 | Elect Pierre Pringuet | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Cardinal Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFNL | CUSIP 14149F109 | 04/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect B. G. Beck | Mgmt | For | For | For | ||||
1.2 | Elect William J. Nassetta | Mgmt | For | For | For | ||||
1.3 | Elect Alice M. Starr | Mgmt | For | For | For | ||||
1.4 | Elect Steven M. Wiltse | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Carmike Cinemas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CKEC | CUSIP 143436400 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark R. Bell | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey W. Berkman | Mgmt | For | For | For | ||||
1.3 | Elect Sean T. Erwin | Mgmt | For | For | For | ||||
1.4 | Elect James A. Fleming | Mgmt | For | For | For | ||||
1.5 | Elect Alan J. Hirschfield | Mgmt | For | For | For | ||||
1.6 | Elect S. David Passman III | Mgmt | For | For | For | ||||
1.7 | Elect Roland C. Smith | Mgmt | For | For | For | ||||
1.8 | Elect Patricia A. Wilson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Carrefour | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CINS F13923119 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Sebastien Bazin | Mgmt | For | Against | Against | ||||
8 | Elect Thierry Breton | Mgmt | For | Against | Against | ||||
9 | Elect Charles Edelstenne | Mgmt | For | Against | Against | ||||
10 | Elect Anne-Claire Taittinger | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Amendment to Article 20 | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Cash America International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSH | CUSIP 14754D100 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | ||||
1.2 | Elect Jack R. Daugherty | Mgmt | For | For | For | ||||
1.3 | Elect Daniel R. Feehan | Mgmt | For | For | For | ||||
1.4 | Elect James H. Graves | Mgmt | For | For | For | ||||
1.5 | Elect B.D. Hunter | Mgmt | For | For | For | ||||
1.6 | Elect Timothy J. McKibben | Mgmt | For | For | For | ||||
1.7 | Elect Alfred M. Micallef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CBL & Associates Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBL | CUSIP 124830100 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | ||||
1.2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||||
1.3 | Elect Matthew S. Dominski | Mgmt | For | For | For | ||||
1.4 | Elect Kathleen M. Nelson | Mgmt | For | For | For | ||||
1.5 | Elect Winston W. Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Centene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNC | CUSIP 15135B101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Orlando Ayala | Mgmt | For | For | For | ||||
1.2 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||||
1.3 | Elect Tommy G. Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Central Japan Railway Co | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9022 | CINS J05523105 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | Against | Against | ||||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | ||||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | ||||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | ||||
8 | Elect Mary Francis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | ||||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
11 | Elect Nick Luff | Mgmt | For | Against | Against | ||||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | ||||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | ||||
14 | Elect Chris Weston | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | ||||
2 | Elect Stephen J. Hagge | Mgmt | For | For | For | ||||
3 | Elect Edward A. Schmitt | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Chaoda Modern Agriculture (Holdings) Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G2046Q107 | 12/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect KWOK Ho | Mgmt | For | Against | Against | ||||
4 | Elect FUNG Chi Kin | Mgmt | For | Against | Against | ||||
5 | Elect TAM Ching Ho | Mgmt | For | Against | Against | ||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Chart Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTLS | CUSIP 16115Q308 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | ||||
1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||||
1.4 | Elect Steven W. Krablin | Mgmt | For | For | For | ||||
1.5 | Elect Michael W. Press | Mgmt | For | For | For | ||||
1.6 | Elect James M. Tidwell | Mgmt | For | For | For | ||||
1.7 | Elect Thomas L. Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Chase Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCF | CUSIP 16150R104 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adam Chase | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Chase | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Lewis Gack | Mgmt | For | Withhold | Against | ||||
1.5 | Elect George Hughes | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Ronald Levy | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Chase Corporation 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Chemtura Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHMT | CUSIP 163893209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | ||||
1.2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | ||||
1.3 | Elect Anna C. Catalano | Mgmt | For | For | For | ||||
1.4 | Elect Alan S. Cooper | Mgmt | For | For | For | ||||
1.5 | Elect James W. Crownover | Mgmt | For | For | For | ||||
1.6 | Elect Robert A. Dover | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan F. Foster | Mgmt | For | For | For | ||||
1.8 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.9 | Elect John K. Wulff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Deborah M. Fretz | Mgmt | For | For | For | ||||
2 | Elect Michael L. Underwood | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Chico`s Fas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHS | CUSIP 168615102 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Verna K. Gibson | Mgmt | For | For | For | ||||
2 | Elect David F. Dyer | Mgmt | For | For | For | ||||
3 | Elect Janice L. Fields | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
China Communications Construction Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1800 | CINS Y14369105 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Internal Guarantee of the Group | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Deposit Service Framework Agreement | Mgmt | For | Against | Against | ||||
8 | Directors' Report | Mgmt | For | For | For | ||||
9 | Supervisors' Report | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
China Communications Construction Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1800 | CINS Y14369105 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | ||||
4 | Joint Venture | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Budget of 2013 fixed assets investment | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect ZHANG Jianguo | Mgmt | For | Against | Against | ||||
10 | Elect ZHAO Xijun | Mgmt | For | Against | Against | ||||
11 | Elect CHEN Yuanling | Mgmt | For | Against | Against | ||||
12 | Elect ZHU Hongbo | Mgmt | For | Against | Against | ||||
13 | Elect HU Zheyi | Mgmt | For | Against | Against | ||||
14 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against | ||||
15 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | ||||
16 | Elect WIM Kok | Mgmt | For | Against | Against | ||||
17 | Elect Murray Horn | Mgmt | For | Against | Against | ||||
18 | Elect XU Tie | Mgmt | For | Against | Against | ||||
19 | Elect QI Shouyin | Mgmt | For | Against | Against | ||||
20 | Terms of Office for Directors | Mgmt | For | For | For | ||||
21 | Elect ZHANG Furong | Mgmt | For | Against | Against | ||||
22 | Elect LIU Jin | Mgmt | For | Against | Against | ||||
23 | Elect LI Xiaoling | Mgmt | For | Against | Against | ||||
24 | Elect BAI Jianjun | Mgmt | For | Against | Against | ||||
25 | Elect WANG Xinmin | Mgmt | For | Against | Against | ||||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
27 | Amendments to Articles | Mgmt | For | For | For | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Homer Sun | Mgmt | For | Against | Against | ||||
6 | Elect WANG Jian | Mgmt | For | Against | Against | ||||
7 | Elect Xiao Yu | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Chiquita Brands International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CQB | CUSIP 170032809 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Clare M. Hasler-Lewis | Mgmt | For | For | For | ||||
1.4 | Elect Edward F Lonergan | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey N. Simmons | Mgmt | For | For | For | ||||
1.6 | Elect Steven P. Stanbrook | Mgmt | For | For | For | ||||
1.7 | Elect Ronald V. Waters III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | ||||
10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
13 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | ||||
14 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Chubu Electric Power Co Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9502 | CINS J06510101 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshifumi Iwata | Mgmt | For | For | For | ||||
4 | Elect Tomohiko Ohno | Mgmt | For | For | For | ||||
5 | Elect Satoshi Onoda | Mgmt | For | For | For | ||||
6 | Elect Satoru Katsuno | Mgmt | For | For | For | ||||
7 | Elect Hideko Katsumata | Mgmt | For | For | For | ||||
8 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | ||||
9 | Elect Masanori Matsuura | Mgmt | For | For | For | ||||
10 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | ||||
11 | Elect Ryohsuke Mizutani | Mgmt | For | For | For | ||||
12 | Elect Akihisa Mizuno | Mgmt | For | For | For | ||||
13 | Elect Toshio Mita | Mgmt | For | For | For | ||||
14 | Elect Yutaka Watanabe | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Ethical Management | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Restrictions on Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Proposal Regarding Donation Disclosure | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Formation of Nuclear Power Generation Abolition Committee | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Plutonium Sales and Managment | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Hamaoka Nuclear Power Plant | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Cirrus Logic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRUS | CUSIP 172755100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Carter | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Dehne | Mgmt | For | For | For | ||||
1.3 | Elect Jason Rhode | Mgmt | For | For | For | ||||
1.4 | Elect Alan Schuele | Mgmt | For | For | For | ||||
1.5 | Elect William Sherman | Mgmt | For | For | For | ||||
1.6 | Elect Susan Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
CIT Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIT | CUSIP 125581801 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John A. Thain | Mgmt | For | For | For | ||||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||||
3 | Elect William M. Freeman | Mgmt | For | For | For | ||||
4 | Elect David M. Moffett | Mgmt | For | For | For | ||||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||||
6 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect John R. Ryan | Mgmt | For | For | For | ||||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
10 | Elect Peter J. Tobin | Mgmt | For | For | For | ||||
11 | Elect Laura S. Unger | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
Citizens & Northern Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CZNC | CUSIP 172922106 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Bruce Haner | Mgmt | For | For | For | ||||
1.2 | Elect Susan E. Hartley | Mgmt | For | For | For | ||||
1.3 | Elect Leo F. Lambert | Mgmt | For | For | For | ||||
1.4 | Elect Leonard Simpson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Citizens Republic Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRBC | CUSIP 174420307 | 04/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | ||||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | ||||
3 | Elect Peter Thomas | Mgmt | For | For | For | ||||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | ||||
5 | Elect Russell Goldsmith | Mgmt | For | For | For | ||||
6 | Elect Ronald Olson | Mgmt | For | Against | Against | ||||
7 | Elect Robert Tuttle | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | ||||
4 | Elect William D. Harvey | Mgmt | For | For | For | ||||
5 | Elect David W. Joos | Mgmt | For | For | For | ||||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | ||||
8 | Elect John G. Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | ||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | ||||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
CNH Global N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNH | CUSIP N20935206 | 12/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Special Dividend | Mgmt | For | For | For | ||||
3 | Transfer of Reserves | Mgmt | For | For | For | ||||
4 | Compensation of Special Committee | Mgmt | For | For | For | ||||
CNO Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNO | CUSIP 12621E103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | ||||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||||
3 | Elect Robert C. Greving | Mgmt | For | For | For | ||||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | ||||
5 | Elect R. Keith Long | Mgmt | For | For | For | ||||
6 | Elect Neal C. Schneider | Mgmt | For | For | For | ||||
7 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||||
8 | Elect Michael T. Tokarz | Mgmt | For | Against | Against | ||||
9 | Elect John G. Turner | Mgmt | For | For | For | ||||
10 | Extension of NOL Shareholder Rights Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Amatil Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CINS Q2594P146 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Ilana Atlas | Mgmt | For | Against | Against | ||||
4 | Re-elect Catherine M. Brenner | Mgmt | For | Against | Against | ||||
5 | Re-elect Anthony (Tony) G. Froggatt | Mgmt | For | Against | Against | ||||
Coloplast A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COLO-B | CINS K16018184 | 12/11/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Amendment to Par Value | Mgmt | For | TNA | N/A | ||||
9 | Amendments to Articles Regarding Danish Business Authority | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Danish Business Authority | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles Regarding the Change in the Par-Value | Mgmt | For | TNA | N/A | ||||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
14 | Authority to Distribute Special Dividend | Mgmt | For | TNA | N/A | ||||
15 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | ||||
16 | Elect Niels Peter Louis-Hansen | Mgmt | For | TNA | N/A | ||||
17 | Elect Sven Hakan Bjorklund | Mgmt | For | TNA | N/A | ||||
18 | Elect Per Magid | Mgmt | For | TNA | N/A | ||||
19 | Elect Brian Petersen | Mgmt | For | TNA | N/A | ||||
20 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | ||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Comfortdelgro Corporation Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C52 | CINS Y1690R106 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect ONG Ah Heng | Mgmt | For | Against | Against | ||||
5 | Elect TOW Heng Tan | Mgmt | For | Against | Against | ||||
6 | Elect WANG Kai Yuen | Mgmt | For | Against | Against | ||||
7 | Elect LIM Jit Poh | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme | Mgmt | For | Against | Against | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Commonwealth Bank of Australia | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBA | CINS Q26915100 | 10/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Re-elect David Turner | Mgmt | For | For | For | ||||
4 | Re-elect S. Carolyn Kay | Mgmt | For | For | For | ||||
5 | Re-elect Harrison Young | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Ian M. Narev) | Mgmt | For | For | For | ||||
8 | Approve Stapled Securities Buy-Back | Mgmt | For | For | For | ||||
Community Health Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYH | CUSIP 203668108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Larry Cash | Mgmt | For | For | For | ||||
2 | Elect John A. Clerico | Mgmt | For | For | For | ||||
3 | Elect James S. Ely III | Mgmt | For | For | For | ||||
4 | Elect John A. Fry | Mgmt | For | For | For | ||||
5 | Elect William N. Jennings | Mgmt | For | For | For | ||||
6 | Elect Julia B. North | Mgmt | For | For | For | ||||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | ||||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||
6 | Elect Richard Cousins | Mgmt | For | For | For | ||||
7 | Elect Gary Green | Mgmt | For | For | For | ||||
8 | Elect Andrew Martin | Mgmt | For | For | For | ||||
9 | Elect John Bason | Mgmt | For | For | For | ||||
10 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
11 | Elect Susan Murray | Mgmt | For | For | For | ||||
12 | Elect Don Robert | Mgmt | For | For | For | ||||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Computer Programs and Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPSI | CUSIP 205306103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Boyd Douglas | Mgmt | For | Against | Against | ||||
2 | Elect Charles P. Huffman | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Computershare Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPU | CINS Q2721E105 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Christopher Morris | Mgmt | For | Against | Against | ||||
3 | Re-elect Penelope Maclagan | Mgmt | For | Against | Against | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Adopt of New Constitution | Mgmt | For | For | For | ||||
Comtech Telecommunications Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMTL | CUSIP 205826209 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Goldberg | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Paul | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Con-Way, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNW | CUSIP 205944101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John J. Anton | Mgmt | For | For | For | ||||
2 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | ||||
3 | Elect Michael J. Murray | Mgmt | For | For | For | ||||
4 | Elect Edith R. Perez | Mgmt | For | For | For | ||||
5 | Elect P. Cody Phipps | Mgmt | For | For | For | ||||
6 | Elect John C. Pope | Mgmt | For | For | For | ||||
7 | Elect William J. Schroeder | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Stotlar | Mgmt | For | For | For | ||||
9 | Elect Peter W. Stott | Mgmt | For | For | For | ||||
10 | Elect Roy W. Templin | Mgmt | For | For | For | ||||
11 | Elect Chelsea C. White III | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Change in Board Size | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
15 | Amendment of Written Consent | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Conagra Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAG | CUSIP 205887102 | 09/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | ||||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | ||||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | ||||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | ||||
1.6 | Elect William Jurgensen | Mgmt | For | For | For | ||||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | ||||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CONMED Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNMD | CUSIP 207410101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eugene R. Corasanti | Mgmt | For | For | For | ||||
1.2 | Elect Joseph J. Corasanti | Mgmt | For | For | For | ||||
1.3 | Elect Bruce F. Daniels | Mgmt | For | For | For | ||||
1.4 | Elect Jo Ann Golden | Mgmt | For | For | For | ||||
1.5 | Elect Stephen M. Mandia | Mgmt | For | For | For | ||||
1.6 | Elect Stuart J. Schwartz | Mgmt | For | For | For | ||||
1.7 | Elect Mark E. Tryniski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Cooper Tire & Rubber Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTB | CUSIP 216831107 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | ||||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | ||||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | ||||
1.4 | Elect John J. Holland | Mgmt | For | For | For | ||||
1.5 | Elect John F. Meier | Mgmt | For | For | For | ||||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||||
1.7 | Elect John H. Shuey | Mgmt | For | For | For | ||||
1.8 | Elect Richard L. Wambold | Mgmt | For | For | For | ||||
1.9 | Elect Robert D. Welding | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Core-Mark Holding Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CORE | CUSIP 218681104 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | ||||
3 | Elect Gary F. Colter | Mgmt | For | For | For | ||||
4 | Elect Robert G. Gross | Mgmt | For | For | For | ||||
5 | Elect L. William Krause | Mgmt | For | For | For | ||||
6 | Elect Thomas B. Perkins | Mgmt | For | For | For | ||||
7 | Elect Harvey L. Tepner | Mgmt | For | For | For | ||||
8 | Elect Randolph I. Thornton | Mgmt | For | For | For | ||||
9 | Elect J. Michael Walsh | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cornerstone OnDemand Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSOD | CUSIP 21925Y103 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James McGeever | Mgmt | For | For | For | ||||
1.2 | Elect Harold W. Burlingame | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corporate Executive Board Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEB | CUSIP 21988R102 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas L. Monahan III | Mgmt | For | For | For | ||||
1.2 | Elect Gregor S. Bailar | Mgmt | For | For | For | ||||
1.3 | Elect Stephen M. Carter | Mgmt | For | For | For | ||||
1.4 | Elect Gordon J. Coburn | Mgmt | For | For | For | ||||
1.5 | Elect L. Kevin Cox | Mgmt | For | For | For | ||||
1.6 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
1.7 | Elect Daniel O. Leemon | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey R. Tarr | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||||
1.2 | Elect William Gates | Mgmt | For | For | For | ||||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Credicorp Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAP | CUSIP G2519Y108 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Director and Committee Member Fees | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Credit Acceptance Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CACC | CUSIP 225310101 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald A. Foss | Mgmt | For | For | For | ||||
1.2 | Elect Glenda J. Flanagan | Mgmt | For | For | For | ||||
1.3 | Elect Brett A. Roberts | Mgmt | For | For | For | ||||
1.4 | Elect Thomas N. Tryforos | Mgmt | For | For | For | ||||
1.5 | Elect Scott J. Vassalluzzo | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Credit Agricole SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACA | CINS F22797108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses | Mgmt | For | For | For | ||||
7 | Related Party Transactions (Emporiki) | Mgmt | For | For | For | ||||
8 | Related Party Transactions (Banco Espirito Santo) | Mgmt | For | For | For | ||||
9 | Related Party Transactions (Sacam International) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Securitisation Mutual Fund) | Mgmt | For | For | For | ||||
11 | Severance Agreement and Retirement Benefits (Xavier Musca) | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Marie Sander | Mgmt | For | Against | Against | ||||
13 | Elect Philippe Brassac | Mgmt | For | Against | Against | ||||
14 | Elect Veronique Flachaire | Mgmt | For | Against | Against | ||||
15 | Elect Christian Talgorn | Mgmt | For | Against | Against | ||||
16 | Elect Pascale Berger | Mgmt | For | Against | Against | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
22 | Greenshoe | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
25 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
27 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
29 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
30 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Credit Suisse Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSGN | CINS H3698D419 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
9 | Dividend from Reserves; Scrip Dividend | Mgmt | For | TNA | N/A | ||||
10 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
11 | Increase in Conditional Capital for Employee Compensation Plan | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
13 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | ||||
14 | Elect Jassim Bin Hamad Bin Jassim Bin Jabr Al Thani | Mgmt | For | TNA | N/A | ||||
15 | Elect Kaikhushru Shiavax Nargolwala | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | ||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Cresud S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRES | CUSIP 226406106 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
2 | Ratification of Accounting Recognition of Deferred Tax Liability | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Council's Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Election of Supervisory Council | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Debt Instruments Pursuant to Global Note Programme | Mgmt | For | For | For | ||||
13 | Update to Shared Services Agreement | Mgmt | For | For | For | ||||
14 | Income Tax on Personal Assets of Shareholders | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Board Meetings | Mgmt | For | For | For | ||||
16 | Amendments to Articles Regarding Legal Representation | Mgmt | For | For | For | ||||
17 | Update to Incentive Plan | Mgmt | For | Against | Against | ||||
18 | Ratification of Internal Reorganization Prospectus | Mgmt | For | For | For | ||||
Crocs Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CROX | CUSIP 227046109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond D. Croghan | Mgmt | For | For | For | ||||
1.2 | Elect Peter Jacobi | Mgmt | For | For | For | ||||
1.3 | Elect Doreen A. Wright | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CSG Systems International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSGS | CUSIP 126349109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald H. Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Janice I. Obuchowski | Mgmt | For | For | For | ||||
1.3 | Elect Donald B. Reed | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | ||||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William I. Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Cypress Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CY | CUSIP 232806109 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | ||||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||||
1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||||
1.4 | Elect Lloyd Carney | Mgmt | For | For | For | ||||
1.5 | Elect James R. Long | Mgmt | For | For | For | ||||
1.6 | Elect J. Daniel McCranie | Mgmt | For | For | For | ||||
1.7 | Elect J.D. Sherman | Mgmt | For | For | For | ||||
1.8 | Elect Wilbert van den Hoek | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
CYS Investments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYS | CUSIP 12673A108 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | ||||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | ||||
1.3 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey P. Hughes | Mgmt | For | For | For | ||||
1.5 | Elect Stephen P. Jonas | Mgmt | For | For | For | ||||
1.6 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect James A. Stern | Mgmt | For | For | For | ||||
1.8 | Elect David A. Tyson | Mgmt | For | For | For | ||||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cytec Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYT | CUSIP 232820100 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Chris A. Davis | Mgmt | For | For | For | ||||
2 | Elect Shane D. Fleming | Mgmt | For | For | For | ||||
3 | Elect Louis L. Hoynes, Jr. | Mgmt | For | For | For | ||||
4 | Elect William P. Powell | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DAELIM INDUSTRIAL CO.,LTD | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000210 | CINS Y1860N109 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | Against | Against | ||||
4 | Elect KIM Yoon | Mgmt | For | Against | Against | ||||
5 | Elect SHIN Jung Sik | Mgmt | For | Against | Against | ||||
6 | Elect OH Soo Keun | Mgmt | For | Against | Against | ||||
7 | Elect SHIN Young Joon | Mgmt | For | Against | Against | ||||
8 | Elect LIM Sung Kyun | Mgmt | For | Against | Against | ||||
9 | Elect JANG Dal Jung | Mgmt | For | Against | Against | ||||
10 | Election of Board Committee Member: SHIN Jung Sik | Mgmt | For | For | For | ||||
11 | Election of Board Committee Member: OH Soo Keun | Mgmt | For | For | For | ||||
12 | Election of Board Committee Member: LIM Sung Kyun | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | Against | Against | ||||
Daihatsu Motor Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7262 | CINS J09072117 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kohichi Ina | Mgmt | For | For | For | ||||
4 | Elect Masanori Mitsui | Mgmt | For | For | For | ||||
5 | Elect Tatsuya Kaneko | Mgmt | For | For | For | ||||
6 | Elect Takashi Nomoto | Mgmt | For | For | For | ||||
7 | Elect Kenji Baba | Mgmt | For | For | For | ||||
8 | Elect Yasunori Nakawaki | Mgmt | For | For | For | ||||
9 | Elect Naoto Kitagawa | Mgmt | For | For | For | ||||
10 | Elect Sudirman Maman Rusdi | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Okano | Mgmt | For | For | For | ||||
12 | Elect Masahiro Fukutsuka | Mgmt | For | For | For | ||||
13 | Elect Shinichi Mukohda | Mgmt | For | For | For | ||||
14 | Elect Makoto Irie as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
15 | Bonus | Mgmt | For | For | For | ||||
Daikin Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS J10038115 | 06/27/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ryu Yano | Mgmt | For | For | For | ||||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | ||||
5 | Elect Ichiroh Ono As Alternate Statutory Auditor | Mgmt | For | For | For | ||||
6 | Bonus | Mgmt | For | For | For | ||||
Daimler AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | ||||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | ||||
Danaher Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHR | CUSIP 235851102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||||
2 | Elect Linda P. Hefner | Mgmt | For | For | For | ||||
3 | Elect Teri List-Stoll | Mgmt | For | For | For | ||||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||||
5 | Elect Steven M. Rales | Mgmt | For | For | For | ||||
6 | Elect John T. Schwieters | Mgmt | For | For | For | ||||
7 | Elect Alan G. Spoon | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
DBS Group Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D05 | CINS Y20246107 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Final Dividends on the Ordinary shares | Mgmt | For | For | For | ||||
3 | Allocation of Dividends on the Non-Voting Redeemable Convertible Preference Shares | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Elect Danny TEOH Leong Kay | Mgmt | For | Against | Against | ||||
7 | Elect Euleen GOH Yiu Kiang | Mgmt | For | Against | Against | ||||
8 | Elect Andre Sekulic | Mgmt | For | Against | Against | ||||
9 | Elect OW Foong Pheng | Mgmt | For | Against | Against | ||||
10 | Authority to Grant Awards and Issue Shares under Share Option Plan and Share Plan | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Issue Shares under Scrip Dividend Scheme for 2012 | Mgmt | For | For | For | ||||
17 | Approval to Issue Shares under Scrip Dividend Scheme for 2013 | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
DBS Group Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D05 | CINS Y20246107 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Deckers Outdoor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DECK | CUSIP 243537107 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | ||||
1.2 | Elect Rex A. Licklider | Mgmt | For | For | For | ||||
1.3 | Elect John M. Gibbons | Mgmt | For | For | For | ||||
1.4 | Elect John G. Perenchio | Mgmt | For | For | For | ||||
1.5 | Elect Maureen Conners | Mgmt | For | For | For | ||||
1.6 | Elect Karyn O. Barsa | Mgmt | For | For | For | ||||
1.7 | Elect Michael F. Devine III | Mgmt | For | For | For | ||||
1.8 | Elect James Quinn | Mgmt | For | For | For | ||||
1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DE | CUSIP 244199105 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||||
7 | Elect Joachim Milberg | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||||
10 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Re-approval of Mid-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delek US Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DK | CUSIP 246647101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | ||||
1.2 | Elect Asaf Bartfeld | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | ||||
1.4 | Elect Gabriel Last | Mgmt | For | For | For | ||||
1.5 | Elect Charles H. Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Philip L. Maslowe | Mgmt | For | For | For | ||||
1.7 | Elect Shlomo Zohar | Mgmt | For | For | For | ||||
2 | Elimination of Written Consent | Mgmt | For | Against | Against | ||||
3 | Adoption of Supermajority Requirement to Remove Directors | Mgmt | For | Against | Against | ||||
4 | Exclusive Forum Provision | Mgmt | For | For | For | ||||
5 | Adoption of Supermajority Requirement to Amend Bylaws | Mgmt | For | Against | Against | ||||
6 | Adoption of Supermajority Requirement to Certificate of Incorporation | Mgmt | For | Against | Against | ||||
7 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DELL | CUSIP 24702R101 | 07/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Breyer | Mgmt | For | For | For | ||||
2 | Elect Donald Carty | Mgmt | For | For | For | ||||
3 | Elect Janet Clark | Mgmt | For | For | For | ||||
4 | Elect Laura Conigliaro | Mgmt | For | For | For | ||||
5 | Elect Michael Dell | Mgmt | For | For | For | ||||
6 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
7 | Elect William Gray, III | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Klaus Luft | Mgmt | For | For | For | ||||
10 | Elect Alex Mandl | Mgmt | For | For | For | ||||
11 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
12 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
Delphi Automotive PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLPH | CUSIP G27823106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | ||||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | ||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
5 | Elect John A. Krol | Mgmt | For | For | For | ||||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | ||||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | ||||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | ||||
4 | Elect John S. Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
6 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
7 | Elect William H. Easter III | Mgmt | For | For | For | ||||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | ||||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | ||||
10 | Elect David R. Goode | Mgmt | For | For | For | ||||
11 | Elect George N. Mattson | Mgmt | For | For | For | ||||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | ||||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | ||||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | ||||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Demand Media, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DMD | CUSIP 24802N109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard M. Rosenblatt | Mgmt | For | For | For | ||||
2 | Elect Fredric W. Harman | Mgmt | For | For | For | ||||
3 | Elect James R. Quandt | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dena Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2432 | CINS J1257N107 | 06/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Makoto Haruta | Mgmt | For | For | For | ||||
5 | Elect Isao Moriyasu | Mgmt | For | For | For | ||||
6 | Elect Shuhei Kawasaki | Mgmt | For | For | For | ||||
7 | Elect Kenji Kobayashi | Mgmt | For | For | For | ||||
8 | Elect Tomoko Namba | Mgmt | For | For | For | ||||
9 | Elect Rehito Hatoyama | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Destination Maternity Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DEST | CUSIP 25065D100 | 01/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | ||||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | ||||
1.3 | Elect Barry Erdos | Mgmt | For | For | For | ||||
1.4 | Elect Joseph Goldblum | Mgmt | For | For | For | ||||
1.5 | Elect Edward Krell | Mgmt | For | For | For | ||||
1.6 | Elect Melissa Payner-Gregor | Mgmt | For | For | For | ||||
1.7 | Elect William Schwartz, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect B. Allen Weinstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Management Incentive Program | Mgmt | For | For | For | ||||
5 | 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 04/11/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Confirmation of the Allocation of Profits/Dividends from 2012 AGM | Mgmt | For | TNA | N/A | ||||
7 | Confirmation of the Appointment of Auditor from 2012 AGM | Mgmt | For | TNA | N/A | ||||
8 | Elect Paul Achleitner | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Loscher | Mgmt | For | TNA | N/A | ||||
10 | Elect Klaus Trutzschler | Mgmt | For | TNA | N/A | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | ||||
14 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
15 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
16 | Elect John Cryan | Mgmt | For | TNA | N/A | ||||
17 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | ||||
18 | Elect Suzanne B. Labarge | Mgmt | For | TNA | N/A | ||||
19 | Elect Johannes Teyssen | Mgmt | For | TNA | N/A | ||||
20 | Elect George F. Thoma | Mgmt | For | TNA | N/A | ||||
21 | Elect Tilman Todenhofer | Mgmt | For | TNA | N/A | ||||
22 | Elect Dina Dublon | Mgmt | For | TNA | N/A | ||||
23 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
24 | Intra-company Control Agreement | Mgmt | For | TNA | N/A | ||||
Deutsche Lufthansa AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHA | CINS D1908N106 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Contracts | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Elect Jacques Aigrain | Mgmt | For | TNA | N/A | ||||
13 | Elect Werner Brandt | Mgmt | For | TNA | N/A | ||||
14 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | ||||
15 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
16 | Elect Robert Kimmitt | Mgmt | For | TNA | N/A | ||||
17 | Elect Karl-Ludwig Kley | Mgmt | For | TNA | N/A | ||||
18 | Elect Martin Koehler | Mgmt | For | TNA | N/A | ||||
19 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
20 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA | N/A | ||||
21 | Elect Matthias Wissmann | Mgmt | For | TNA | N/A | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | ||||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
Deutsche Telekom AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CINS D2035M136 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | ||||
12 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
14 | Cancellation of Conditional Capital II | Mgmt | For | TNA | N/A | ||||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
16 | Intra-company Control Agreement (PASM Power and AirCondition Solution Management Gmbh) | Mgmt | For | TNA | N/A | ||||
17 | Amendment to Profit-and-Loss Transfer Agreement (GMG Generalmietgesellschaft mbH) | Mgmt | For | TNA | N/A | ||||
18 | Amendment to Profit-and-Loss Transfer Agreement (DeTeMedien) | Mgmt | For | TNA | N/A | ||||
19 | Amendment to Intra-company Control Agreement (GMG Generalmietgesellschaft mbH) | Mgmt | For | TNA | N/A | ||||
20 | Amendment to Intra-company Control Agreement (DeTeMedien) | Mgmt | For | TNA | N/A | ||||
DEXUS PROPERTY GROUP | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXS | CINS Q3190P100 | 11/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Board Spill | Mgmt | Against | For | Against | ||||
4 | Approve Transitional Performance Rights Plan | Mgmt | For | For | For | ||||
5 | Approve Short Term Incentive Performance Rights Plan and Long Term Incentive Performance Rights Plan | Mgmt | For | For | For | ||||
6 | Equity Grant (MD/CEO Darren Steinberg) | Mgmt | For | For | For | ||||
7 | Ratify Richard Sheppard as a Director | Mgmt | For | For | For | ||||
8 | Ratify Christopher Beare as a Director | Mgmt | For | For | For | ||||
9 | Ratify John Conde as a Director | Mgmt | For | For | For | ||||
10 | Ratify Peter St. George as a Director | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
DFC Global Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLLR | CUSIP 23324T107 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Jessick | Mgmt | For | For | For | ||||
1.2 | Elect Michael Kooper | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Diageo plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGE | CINS G42089113 | 10/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||||
5 | Elect Laurence Danon | Mgmt | For | For | For | ||||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||||
7 | Elect Betsey Holden | Mgmt | For | For | For | ||||
8 | Elect Franz Humer | Mgmt | For | For | For | ||||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||||
10 | Elect Philip Scott | Mgmt | For | For | For | ||||
11 | Elect H. Todd Stitzer | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Elect HO Kwon Ping | Mgmt | For | For | For | ||||
14 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Dillard's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DDS | CUSIP 254067101 | 05/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | ||||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | ||||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Nick White | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Distribuidora Internacional de Alimentacion SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIA | CINS E3685C104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Elect Ana Maria Llopis Rivas | Mgmt | For | Against | Against | ||||
6 | Elect Ricardo Curras de don Pablos | Mgmt | For | Against | Against | ||||
7 | Elect Nicolas Brunel | Mgmt | For | Against | Against | ||||
8 | Elect Pierre Cuilleret | Mgmt | For | Against | Against | ||||
9 | Elect Julian Diaz Gonzalez | Mgmt | For | Against | Against | ||||
10 | Elect Rosalia Portela | Mgmt | For | Against | Against | ||||
11 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Amend the Maximum Award Amount under the Long-Term Incentive Plan (Participants Excluding Executive Directors) | Mgmt | For | For | For | ||||
14 | Amend the Maximum Award Amount under the Long-Term Incentive Plan (All Participants) | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Dolby Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLB | CUSIP 25659T107 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||||
1.3 | Elect David Dolby | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Micheline Chau | Mgmt | For | For | For | ||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domino's Pizza, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPZ | CUSIP 25754A201 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Patrick Doyle | Mgmt | For | For | For | ||||
1.2 | Elect James A. Goldman | Mgmt | For | For | For | ||||
1.3 | Elect Gregory A. Trojan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Robert E Apple | Mgmt | For | For | For | ||||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | ||||
6 | Elect David G. Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John D. Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
Dongfang Electric Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1072 | CINS Y20958107 | 12/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | H Share Appreciation Rights Scheme | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Amendments to Article 191 | Mgmt | For | For | For | ||||
5 | Amendments to Article 198 | Mgmt | For | For | For | ||||
6 | Amendments to Article 124 | Mgmt | For | For | For | ||||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||||
8 | Liability Insurance | Mgmt | For | Against | Against | ||||
DTE Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CUSIP 233331107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||||
1.3 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Gail J. McGovern | Mgmt | For | For | For | ||||
1.5 | Elect James B. Nicholson | Mgmt | For | For | For | ||||
1.6 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
DXP Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXPE | CUSIP 233377407 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dynex Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DX | CUSIP 26817Q506 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas A. Akin | Mgmt | For | For | For | ||||
1.2 | Elect Byron L. Boston | Mgmt | For | For | For | ||||
1.3 | Elect Michael R. Hughes | Mgmt | For | For | For | ||||
1.4 | Elect Barry Igdaloff | Mgmt | For | For | For | ||||
1.5 | Elect James C. Wheat III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Technical Amendment to Articles of Incorporation | Mgmt | For | For | For | ||||
5 | Technical Amendment to Articles of Incorporation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
E TRADE Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul T. Idzik | Mgmt | For | For | For | ||||
2 | Elect Frederick W. Kanner | Mgmt | For | For | For | ||||
3 | Elect James Lam | Mgmt | For | For | For | ||||
4 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
5 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Sclafani | Mgmt | For | For | For | ||||
7 | Elect Joseph M. Velli | Mgmt | For | For | For | ||||
8 | Elect Donna L. Weaver | Mgmt | For | For | For | ||||
9 | Elect Stephen H. Willard | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
EADS:European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS F17114103 | 03/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Cancellation of Shares | Mgmt | For | For | For | ||||
7 | Elect Thomas Enders | Mgmt | For | For | For | ||||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | ||||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | ||||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
14 | Elect Sir John Parker | Mgmt | For | For | For | ||||
15 | Elect Michel Pebereau | Mgmt | For | For | For | ||||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | ||||
17 | Elect Denis Ranque | Mgmt | For | For | For | ||||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||||
10 | Appointment of KPMG | Mgmt | For | For | For | ||||
11 | Compensation Guidelines | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Eagle Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGBN | CUSIP 268948106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert P. Pincus | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Leland M. Weinstein | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | For | For | ||||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew S. Kane | Mgmt | For | For | For | ||||
1.6 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | ||||
1.7 | Elect John Lee | Mgmt | For | For | For | ||||
1.8 | Elect Herman Y. Li | Mgmt | For | For | For | ||||
1.9 | Elect Jack C. Liu | Mgmt | For | For | For | ||||
1.10 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.11 | Elect Keith W. Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | ||||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
5 | Elect Julie F. Holder | Mgmt | For | For | For | ||||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | ||||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
EchoStar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATS | CUSIP 278768106 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael T. Dugan | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Anthony M. Federico | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Pradman P. Kaul | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of General and Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Auditor Acts | Mgmt | For | For | For | ||||
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | ||||
9 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
10 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
11 | Elect Augusto Carlos Serra Ventura Mateus | Mgmt | For | Against | Against | ||||
12 | Elect Nuno Manuel da Silva Amado | Mgmt | For | Against | Against | ||||
13 | Election of Environment and Sustainability Committee Chairman | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repurchase of Shares | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Elect Robert A. Ingram | Mgmt | For | Against | Against | ||||
4 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | ||||
5 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
6 | Elect G. Kelly Martin | Mgmt | For | Against | Against | ||||
7 | Elect Kieran McGowan | Mgmt | For | Against | Against | ||||
8 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | ||||
9 | Elect Donal O'Connor | Mgmt | For | Against | Against | ||||
10 | Elect Richard Pilnik | Mgmt | For | Against | Against | ||||
11 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Reduction in Share Capital | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Prothena Spin-Off | Mgmt | For | For | For | ||||
Elders Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELD | CINS Q3414A103 | 12/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect Mark Allison | Mgmt | For | For | For | ||||
Electric Power Development | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
6 | Elect Minoru Hino | Mgmt | For | For | For | ||||
7 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
8 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
9 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
10 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
11 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
12 | Elect Masato Uchiyama | Mgmt | For | For | For | ||||
13 | Elect Fukuda Naori | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Akira Samata as Statutory Auditor | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Directors | Mgmt | For | For | For | ||||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | Against | Against | ||||
6 | Supervisory Council's Fees | Mgmt | For | For | For | ||||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | ||||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Emerson Electric Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMR | CUSIP 291011104 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clemens Boersig | Mgmt | For | For | For | ||||
1.2 | Elect Joshua Bolton | Mgmt | For | For | For | ||||
1.3 | Elect Mathew Levatich | Mgmt | For | For | For | ||||
1.4 | Elect Randall Stephenson | Mgmt | For | For | For | ||||
1.5 | Elect August Busch III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Endo Health Solutions Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP 29264F205 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | ||||
3 | Elect John J. Delucca | Mgmt | For | For | For | ||||
4 | Elect Nancy J. Hutson | Mgmt | For | For | For | ||||
5 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
6 | Elect William P. Montague | Mgmt | For | For | For | ||||
7 | Elect David B. Nash | Mgmt | For | For | For | ||||
8 | Elect Joseph C. Scodari | Mgmt | For | For | For | ||||
9 | Elect Jill D. Smith | Mgmt | For | For | For | ||||
10 | Elect William F. Spengler | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Enel S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENEL | CINS T3679P115 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | List present by The Ministry of Economy and Finance | Mgmt | For | For | For | ||||
6 | List Presented by Shareholders Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
8 | Remuneration report | Mgmt | For | For | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Enersys | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENS | CUSIP 29275Y102 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hwan-yoon Chung | Mgmt | For | For | For | ||||
2 | Elect Arthur Katsaros | Mgmt | For | For | For | ||||
3 | Elect Robert Magnus | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 07/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Entegris, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENTG | CUSIP 29362U104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | ||||
2 | Elect Marvin D. Burkett | Mgmt | For | For | For | ||||
3 | Elect R. Nicholas Burns | Mgmt | For | For | For | ||||
4 | Elect Daniel W. Christman | Mgmt | For | For | For | ||||
5 | Elect Bertrand Loy | Mgmt | For | For | For | ||||
6 | Elect Roger D. McDaniel | Mgmt | For | For | For | ||||
7 | Elect Paul L.H. Olson | Mgmt | For | For | For | ||||
8 | Elect Brian F. Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | ||||
2 | Elect Leo P. Denault | Mgmt | For | For | For | ||||
3 | Elect Gary W. Edwards | Mgmt | For | For | For | ||||
4 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
5 | Elect Donald C. Hintz | Mgmt | For | For | For | ||||
6 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart C. Myers | Mgmt | For | For | For | ||||
9 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
10 | Elect Steven V. Wilkinson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
EPL Oil & Gas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPL | CUSIP 26883D108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles O. Buckner | Mgmt | For | For | For | ||||
1.2 | Elect Scott A. Griffiths | Mgmt | For | For | For | ||||
1.3 | Elect Gary C. Hanna | Mgmt | For | For | For | ||||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | ||||
1.5 | Elect Steven J. Pully | Mgmt | For | For | For | ||||
1.6 | Elect William F. Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EPR Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 26884U109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barrett Brady | Mgmt | For | For | For | ||||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Thomas M. Bloch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Evraz Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G33090104 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alexander Abramov | Mgmt | For | Against | Against | ||||
4 | Elect Duncan Baxter | Mgmt | For | Against | Against | ||||
5 | Elect Alexander Frolov | Mgmt | For | Against | Against | ||||
6 | Elect James Karl Gruber | Mgmt | For | Against | Against | ||||
7 | Elect Alexander Izosimov | Mgmt | For | Against | Against | ||||
8 | Elect Sir Michael Peat | Mgmt | For | Against | Against | ||||
9 | Elect Olga Pokrovskaya | Mgmt | For | Against | Against | ||||
10 | Elect Terry Robinson | Mgmt | For | Against | Against | ||||
11 | Elect Eugene Shvidler | Mgmt | For | Against | Against | ||||
12 | Elect Eugene Tenenbaum | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Expedia Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPE | CUSIP 30212P303 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | ||||
1.10 | Elect José Antonio Tazón Garcia | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | 2013 Employee Stock Plan and 2013 International Employee Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | ||||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | ||||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | ||||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Braden Kelly | Mgmt | For | For | For | ||||
4 | Elect James Kirsner | Mgmt | For | For | For | ||||
5 | Elect William Lansing | Mgmt | For | For | For | ||||
6 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
7 | Elect David Rey | Mgmt | For | For | For | ||||
8 | Elect Duane White | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Federal Realty Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRT | CUSIP 313747206 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | ||||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | ||||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | ||||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | ||||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | ||||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | ||||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
FEI Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FEIC | CUSIP 30241L109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arie Hujiser | Mgmt | For | For | For | ||||
1.2 | Elect Don R. Kania | Mgmt | For | For | For | ||||
1.3 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||||
1.4 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | ||||
1.5 | Elect Gerhard H. Parker | Mgmt | For | For | For | ||||
1.6 | Elect James T. Richardson | Mgmt | For | For | For | ||||
1.7 | Elect Richard H. Wills | Mgmt | For | For | For | ||||
1.8 | Elect Homa Bahrami | Mgmt | For | For | For | ||||
1.9 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | ||||
2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fidelity National Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FNF | CUSIP 31620R105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel D. Lane | Mgmt | For | For | For | ||||
1.2 | Elect Richard N. Massey | Mgmt | For | For | For | ||||
1.3 | Elect John D. Rood | Mgmt | For | For | For | ||||
1.4 | Elect Cary H. Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Permit Shareholder Action by Written Consent | Mgmt | For | For | For | ||||
5 | Elimination of Supermajority Voting Provisions | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fiesta Restaurant Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRGI | CUSIP 31660B101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy P. Taft | Mgmt | For | For | For | ||||
1.2 | Elect Stacey Rauch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Financial Institutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISI | CUSIP 317585404 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel M. Gullo | Mgmt | For | For | For | ||||
1.2 | Elect James L. Robinson | Mgmt | For | For | For | ||||
1.3 | Elect James H. Wyckoff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
First Community Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCBC | CUSIP 31983A103 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Mendez | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Johnson | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Industrial Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CUSIP 32054K103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Amendment to Charter Regarding Removal of Directors | Mgmt | For | For | For | ||||
3 | Amendment to Charter Relating to REIT Ownership and Transfer Restrictions | Mgmt | For | For | For | ||||
4 | Amendment to Charter Relating to Definition of anIndependent Director | Mgmt | For | For | For | ||||
5 | Amendment to Charter Relating to the Maryland Business Combination Act | Mgmt | For | For | For | ||||
6 | Elect Matthew S. Dominski | Mgmt | For | For | For | ||||
7 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||||
8 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | ||||
9 | Elect John E. Rau | Mgmt | For | For | For | ||||
10 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | ||||
11 | Elect W. Ed Tyler | Mgmt | For | For | For | ||||
12 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | ||||
13 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | ||||
14 | Elect Matthew S. Dominski | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | ||||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | ||||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | ||||
1.7 | Elect William J. Post | Mgmt | For | For | For | ||||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Flushing Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIC | CUSIP 343873105 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John R. Buran | Mgmt | For | For | For | ||||
1.2 | Elect James D. Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Vincent F. Nicolosi | Mgmt | For | For | For | ||||
1.4 | Elect Gerard P. Tully, Sr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fomento Economico Mexicano SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FEMSA | CUSIP 344419106 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | Against | Against | ||||
2 | Report on Tax Compliance | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | ||||
6 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | ||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
8 | Minutes | Mgmt | For | For | For | ||||
Foot Locker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FL | CUSIP 344849104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ken C. Hicks | Mgmt | For | For | For | ||||
1.2 | Elect Guillermo G. Marmol | Mgmt | For | For | For | ||||
1.3 | Elect Dona D. Young | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Clark | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Employees Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/15/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Dissident Nominee Pierre Legault | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Dissident Nominee Andrew Fromkin | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect Dissident Nominee Daniel Ninivaggi | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Management Nominee Howard Solomon | Mgmt | N/A | TNA | N/A | ||||
1.6 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | TNA | N/A | ||||
1.7 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | TNA | N/A | ||||
1.8 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | TNA | N/A | ||||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | TNA | N/A | ||||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | N/A | TNA | N/A | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | ||||
1.2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
1.4 | Elect Dan Goldwasser | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Goodman | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Lieberman | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Olanoff | Mgmt | For | For | For | ||||
1.8 | Elect Lester Salans | Mgmt | For | For | For | ||||
1.9 | Elect Brenton Saunders | Mgmt | For | For | For | ||||
1.10 | Elect Peter Zimetbaum | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | Against | Against | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Cao Huiquan | Mgmt | For | Against | Against | ||||
4 | Re-elect Herb Elliott | Mgmt | For | Against | Against | ||||
5 | Approve Performance Share Plan | Mgmt | For | For | For | ||||
6 | Appoint Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
France Telecom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FTE | CINS F4113C103 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Fonds Strategique d’Investissement (FSI) | Mgmt | For | Against | Against | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendment Regarding Company Name | Mgmt | For | For | For | ||||
11 | Amendments to Article 13 | Mgmt | For | For | For | ||||
12 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | ||||
13 | Amendment Regarding Employee Shareholder Representatives | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
17 | Greenshoe | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares within Framework of Liquidity Contract with Holders of Orange SA Shares and Options | Mgmt | For | For | For | ||||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Franklin Electric Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FELE | CUSIP 353514102 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Scott Trumbull | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas L. Young | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fuji Heavy Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7270 | CINS J14406136 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | ||||
4 | Elect Jun Kondoh | Mgmt | For | For | For | ||||
5 | Elect Akira Mabuchi | Mgmt | For | For | For | ||||
6 | Elect Naoto Mutoh | Mgmt | For | For | For | ||||
7 | Elect Tomohiko Ikeda | Mgmt | For | For | For | ||||
8 | Elect Mitsuru Takahashi | Mgmt | For | For | For | ||||
9 | Elect Takeshi Tachimori | Mgmt | For | For | For | ||||
10 | Elect Toshio Arima | Mgmt | For | For | For | ||||
11 | Elect Masakazu Kimura | Mgmt | For | Against | Against | ||||
12 | Elect Norio Saitoh | Mgmt | For | Against | Against | ||||
13 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Gamestop Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GME | CUSIP 36467W109 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerome L. Davis | Mgmt | For | For | For | ||||
2 | Elect R. Richard Fontaine | Mgmt | For | For | For | ||||
3 | Elect Steven R. Koonin | Mgmt | For | For | For | ||||
4 | Elect Stephanie M. Shern | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | ||||
Gannett Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCI | CUSIP 364730101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John E. Cody | Mgmt | For | For | For | ||||
2 | Elect Howard D Elias | Mgmt | For | For | For | ||||
3 | Elect John J. Louis | Mgmt | For | For | For | ||||
4 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
5 | Elect Gracia C. Martore | Mgmt | For | For | For | ||||
6 | Elect Scott K McCune | Mgmt | For | For | For | ||||
7 | Elect Duncan M. McFarland | Mgmt | For | For | For | ||||
8 | Elect Susan Ness | Mgmt | For | For | For | ||||
9 | Elect Neal Shapiro | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Gap Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPS | CUSIP 364760108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||||
2 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
3 | Elect Robert J. Fisher | Mgmt | For | For | For | ||||
4 | Elect William S. Fisher | Mgmt | For | For | For | ||||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | ||||
6 | Elect Bob L. Martin | Mgmt | For | For | For | ||||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
8 | Elect Glenn K. Murphy | Mgmt | For | For | For | ||||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
10 | Elect Katherine Tsang | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
GDF Suez | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSZ | CINS F42768105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | Against | Against | ||||
11 | Elect Jonathan R. Reynolds | Mgmt | For | Against | Against | ||||
12 | Elect Caroline Simon | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHldr | Against | Against | For | ||||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
15 | Authority to Increase Capital Under Employee Savings Plan For Overseas Employees | Mgmt | For | For | For | ||||
16 | Authority to Issue Restricted Shares (Global Plan) | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares to Senior Executives | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | For | For | ||||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||||
6 | Elect John Ormerod | Mgmt | For | For | For | ||||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Generac Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNRC | CUSIP 368736104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aaron Jagdfeld | Mgmt | For | For | For | ||||
1.2 | Elect John D. Bowlin | Mgmt | For | For | For | ||||
1.3 | Elect Timothy J. Walsh | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | ||||
Genesco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCO | CUSIP 371532102 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James S. Beard | Mgmt | For | For | For | ||||
1.2 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.3 | Elect William F. Blaufuss, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect James W. Bradford | Mgmt | For | For | For | ||||
1.5 | Elect Robert J. Dennis | Mgmt | For | For | For | ||||
1.6 | Elect Matthew C. Diamond | Mgmt | For | For | For | ||||
1.7 | Elect Marty G. Dickens | Mgmt | For | For | For | ||||
1.8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Kathleen Mason | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
GenMark Diagnostics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNMK | CUSIP 372309104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Gleeson | Mgmt | For | For | For | ||||
1.2 | Elect Stephen T. Worland | Mgmt | For | For | For | ||||
2 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Gentium S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GENT | CUSIP 37250B104 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gigliola Bertoglio | Mgmt | For | Against | Against | ||||
3 | Elect Marco Brughera | Mgmt | For | Against | Against | ||||
4 | Elect Laura Ferro | Mgmt | For | Against | Against | ||||
5 | Elect Khalid Islam | Mgmt | For | Against | Against | ||||
6 | Elect Bobby W. Sandage, Jr. | Mgmt | For | Against | Against | ||||
7 | Elect Elmar Schnee | Mgmt | For | Against | Against | ||||
8 | Elect Joyce Victoria Bigio | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
Genworth Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William H. Bolinder | Mgmt | For | For | For | ||||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | ||||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
5 | Elect Christine B. Mead | Mgmt | For | For | For | ||||
6 | Elect David M. Moffett | Mgmt | For | For | For | ||||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||||
8 | Elect James A. Parke | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Geo Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GEO | CUSIP 36159R103 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | ||||
1.2 | Elect Norman A. Carlson | Mgmt | For | For | For | ||||
1.3 | Elect Anne N. Foreman | Mgmt | For | For | For | ||||
1.4 | Elect Richard H. Glanton | Mgmt | For | For | For | ||||
1.5 | Elect Christopher C. Wheeler | Mgmt | For | For | For | ||||
1.6 | Elect George C. Zoley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Georgia Gulf Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GGC | CUSIP 373200302 | 01/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity and Performance Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Glanbia Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GL9 | CINS G39021103 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Joint Venture | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Glencore International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | ||||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | ||||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | ||||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | ||||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Murray | Mgmt | For | Against | Against | ||||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | ||||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | ||||
15 | Elect LI Ning | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Glimcher Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRT | CUSIP 379302102 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy J. O'Brien | Mgmt | For | For | For | ||||
1.2 | Elect Niles C. Overly | Mgmt | For | For | For | ||||
1.3 | Elect William S. Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Global Cash Access Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCA | CUSIP 378967103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Geoff Judge | Mgmt | For | For | For | ||||
1.2 | Elect Michael D. Rumbolz | Mgmt | For | For | For | ||||
1.3 | Elect Ronald V. Congemi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Goldcorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G | CUSIP 380956409 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John P. Bell | Mgmt | For | For | For | ||||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | ||||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | ||||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | ||||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | ||||
1.6 | Elect P. Randy Reifel | Mgmt | For | For | For | ||||
1.7 | Elect A. Dan Rovig | Mgmt | For | For | For | ||||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | ||||
1.9 | Elect Blanca Triveno de Vega | Mgmt | For | For | For | ||||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Golden Agri-Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
E5H | CINS V39076134 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mauritius | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Rafael Buhay Concepcion, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Muktar Widjaja | Mgmt | For | Against | Against | ||||
6 | Elect HONG Pian Tee | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | Against | Against | ||||
Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect William W. George | Mgmt | For | For | For | ||||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Graincorp Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNC | CINS Q42655102 | 12/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect Don Taylor | Mgmt | For | For | For | ||||
5 | Re-elect David Trebeck | Mgmt | For | For | For | ||||
6 | Re-elect Donald McGauchie | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Alison Watkins) and Amendment to Terms of Incentive Plans | Mgmt | For | For | For | ||||
8 | Approve Financial Assistance | Mgmt | For | For | For | ||||
Grand Canyon Education, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOPE | CUSIP 38526M106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brent D. Richardson | Mgmt | For | For | For | ||||
1.2 | Elect Brian E. Mueller | Mgmt | For | For | For | ||||
1.3 | Elect David J. Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jack A. Henry | Mgmt | For | For | For | ||||
1.5 | Elect Bradley A. Casper | Mgmt | For | For | For | ||||
1.6 | Elect Kevin F. Warren | Mgmt | For | For | For | ||||
1.7 | Elect Sara R. Dial | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Great Lakes Dredge & Dock Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLDD | CUSIP 390607109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl A. Albert | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jonathan W. Berger | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Greatbatch, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GB | CUSIP 39153L106 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | ||||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | ||||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | ||||
1.5 | Elect Rudy A. Mazzocchi | Mgmt | For | For | For | ||||
1.6 | Elect Kevin C. Melia | Mgmt | For | For | For | ||||
1.7 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Bill R. Sanford | Mgmt | For | For | For | ||||
1.9 | Elect Peter H. Soderberg | Mgmt | For | For | For | ||||
1.10 | Elect William B. Summers, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Greek Organisation Of Football Prognostics S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS X3232T104 | 06/21/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Board of Directors' and Auditor's Report | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Directors' and Auditors' Acts | Mgmt | For | For | For | ||||
6 | 2012 Directors' Fees | Mgmt | For | For | For | ||||
7 | 2013 Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Board Transactions | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Contracts/Compensation) | Mgmt | For | For | For | ||||
11 | Announcements | Mgmt | For | For | For | ||||
Green Dot Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDOT | CUSIP 39304D102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven W. Streit | Mgmt | For | For | For | ||||
1.2 | Elect Timothy R. Greenleaf | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Moritz | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | ||||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
5 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Special Dividend | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | ||||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | ||||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | ||||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | ||||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | ||||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | ||||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | ||||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | ||||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | ||||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | ||||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | ||||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | ||||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | ||||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | ||||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | ||||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | ||||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | ||||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | ||||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | ||||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | ||||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | ||||
32 | Directors' Fees | Mgmt | For | For | For | ||||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | ||||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | ||||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | ||||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | ||||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | ||||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | ||||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | ||||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | ||||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | ||||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | ||||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | ||||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | ||||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | ||||
50 | Certification of Articles | Mgmt | For | For | For | ||||
51 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
52 | Minutes | Mgmt | For | For | For | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Haier Electronics Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1169 | CINS G42313125 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Logistics Services Agreement | Mgmt | For | For | For | ||||
4 | Products Procurement Agreement | Mgmt | For | For | For | ||||
5 | Materials Procurement Agreement | Mgmt | For | For | For | ||||
6 | Export Agreement | Mgmt | For | For | For | ||||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hammerson plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HMSO | CINS G4273Q107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect David Tyler | Mgmt | For | For | For | ||||
5 | Elect Jean-Philippe Mouton | Mgmt | For | For | For | ||||
6 | Elect Gwyn Burr | Mgmt | For | For | For | ||||
7 | Elect David Atkins | Mgmt | For | For | For | ||||
8 | Elect Peter Cole | Mgmt | For | For | For | ||||
9 | Elect Timon Drakesmith | Mgmt | For | For | For | ||||
10 | Elect Terry Duddy | Mgmt | For | For | For | ||||
11 | Elect Jacques Espinasse | Mgmt | For | For | For | ||||
12 | Elect Judy Gibbons | Mgmt | For | For | For | ||||
13 | Elect John Hirst | Mgmt | For | For | For | ||||
14 | Elect Anthony Watson | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Directors' Fees | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hang Seng Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
11 | CINS Y30327103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect John CHAN Cho Chak | Mgmt | For | Against | Against | ||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | Against | Against | ||||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | ||||
7 | Elect Vincent LO Hong Sui | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Hanmi Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAFC | CUSIP 410495204 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect I. Joon Ahn | Mgmt | For | For | For | ||||
1.2 | Elect John Hall | Mgmt | For | For | For | ||||
1.3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | ||||
1.4 | Elect Joon Lee | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Rho | Mgmt | For | For | For | ||||
1.6 | Elect William Stolte | Mgmt | For | For | For | ||||
1.7 | Elect Jay Yoo | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hartalega Holdings Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HARTA | CINS Y31139101 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | For | For | ||||
3 | Elect KUAN Mun Leong | Mgmt | For | Against | Against | ||||
4 | Elect LIEW Ben Poh | Mgmt | For | Against | Against | ||||
5 | Elect TAN Guan Cheong | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Hatteras Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTS | CUSIP 41902R103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | ||||
1.3 | Elect David W. Berson | Mgmt | For | For | For | ||||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey D. Miller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas D. Wren | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
HCA Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCA | CUSIP 40412C101 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard M. Bracken | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. Milton Johnson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John P. Connaughton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Freeman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Thomas F. Frist, III | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William R. Frist | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Christopher R. Gordon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Jay O. Light | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Geoffrey G. Meyers | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Michael W. Michelson | Mgmt | For | Withhold | Against | ||||
1.11 | Elect James C. Momtazee | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Stephen G. Pagliuca | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Wayne J. Riley | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Health Care Reit, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCN | CUSIP 42217K106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect George L. Chapman | Mgmt | For | For | For | ||||
3 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | ||||
5 | Elect Peter J. Grua | Mgmt | For | For | For | ||||
6 | Elect Fred S. Klipsch | Mgmt | For | For | For | ||||
7 | Elect Sharon M. Oster | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Otten | Mgmt | For | For | For | ||||
9 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
10 | Elect R. Scott Trumbull | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Health Net, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HNT | CUSIP 42222G108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||||
2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
3 | Elect Vicki B. Escarra | Mgmt | For | For | For | ||||
4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | ||||
5 | Elect Patrick Foley | Mgmt | For | For | For | ||||
6 | Elect Jay M. Gellert | Mgmt | For | For | For | ||||
7 | Elect Roger F. Greaves | Mgmt | For | For | For | ||||
8 | Elect Douglas M. Mancino | Mgmt | For | For | For | ||||
9 | Elect Bruce G. Willison | Mgmt | For | For | For | ||||
10 | Elect Frederick C. Yeager | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
HealthSouth Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLS | CUSIP 421924408 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | ||||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | ||||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | ||||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | ||||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.6 | Elect Jon F. Hanson | Mgmt | For | For | For | ||||
1.7 | Elect Joan E. Herman | Mgmt | For | For | For | ||||
1.8 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Leslye G. Katz | Mgmt | For | For | For | ||||
1.10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Heartland Financial USA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTLF | CUSIP 42234Q102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark C. Falb | Mgmt | For | For | For | ||||
1.2 | Elect John K. Schmidt | Mgmt | For | For | For | ||||
1.3 | Elect Duane E. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Heineken Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEIO | CINS N39338194 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
7 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
8 | Elect Maarten Das | Mgmt | For | Against | Against | ||||
9 | Elect A.A.C. de Carvalho | Mgmt | For | Against | Against | ||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 08/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
2 | Elect John Butterworth | Mgmt | For | For | For | ||||
3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
4 | Elect Gerald Rubin | Mgmt | For | For | For | ||||
5 | Elect William Susetka | Mgmt | For | For | For | ||||
6 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
7 | Elect Darren Woody | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Owen Kratz | Mgmt | For | For | For | ||||
1.2 | Elect John V. Lovoi | Mgmt | For | For | For | ||||
1.3 | Elect Jan Rask | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helmerich & Payne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HP | CUSIP 423452101 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hans Helmerich | Mgmt | For | For | For | ||||
1.2 | Elect John W. Lindsay | Mgmt | For | For | For | ||||
1.3 | Elect Paula Marshall | Mgmt | For | For | For | ||||
1.4 | Elect Randy A. Foutch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | ||||
Heritage Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBOS | CUSIP 42726X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Keith Land | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Douglas J. McGinley | Mgmt | For | Withhold | Against | ||||
1.3 | Elect J. Lee Stanley | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HFF, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HF | CUSIP 40418F108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deborah H. McAneny | Mgmt | For | For | For | ||||
1.2 | Elect John H. Pelusi, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Steven E. Wheeler | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hi-Tech Pharmacal Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HITK | CUSIP 42840B101 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Seltzer | Mgmt | For | For | For | ||||
1.2 | Elect Reuben Seltzer | Mgmt | For | For | For | ||||
1.3 | Elect Martin Goldwyn | Mgmt | For | For | For | ||||
1.4 | Elect Yashar Hirshaut | Mgmt | For | For | For | ||||
1.5 | Elect Jack Van Hulst | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Puglisi | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Simpson | Mgmt | For | For | For | ||||
2 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hino Motors Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7205 | CINS 433406105 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Masakazu Ichikawa | Mgmt | For | For | For | ||||
3 | Elect Yasuhiko Ichihashi | Mgmt | For | For | For | ||||
4 | Elect Seiei Okazaki | Mgmt | For | For | For | ||||
5 | Elect Kenji Wagu | Mgmt | For | For | For | ||||
6 | Elect Kohichi Ojima | Mgmt | For | For | For | ||||
7 | Elect Kenji Suzuki | Mgmt | For | For | For | ||||
8 | Elect Yoshihide Maeda | Mgmt | For | For | For | ||||
9 | Elect Hiroshi Kokaji | Mgmt | For | For | For | ||||
10 | Elect Shin Endoh | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Kajikawa | Mgmt | For | For | For | ||||
12 | Elect Susumu Mita | Mgmt | For | For | For | ||||
13 | Elect Akihiko Yoshikawa | Mgmt | For | For | For | ||||
14 | Elect Toshiya Suzuki | Mgmt | For | For | For | ||||
15 | Elect Akimasa Yamamoto | Mgmt | For | Against | Against | ||||
16 | Elect Toshitaka Hagiwara | Mgmt | For | For | For | ||||
17 | Bonus | Mgmt | For | For | For | ||||
HollyFrontier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFC | CUSIP 436106108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | ||||
2 | Elect Buford P. Berry | Mgmt | For | For | For | ||||
3 | Elect Leldon E. Echols | Mgmt | For | For | For | ||||
4 | Elect R. Kevin Hardage | Mgmt | For | For | For | ||||
5 | Elect Michael C. Jennings | Mgmt | For | For | For | ||||
6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | ||||
7 | Elect James H. Lee | Mgmt | For | For | For | ||||
8 | Elect Robert G. McKenzie | Mgmt | For | For | For | ||||
9 | Elect Franklin Myers | Mgmt | For | For | For | ||||
10 | Elect Michael E. Rose | Mgmt | For | For | For | ||||
11 | Elect Tommy A. Valenta | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hon Hai Precision Industry | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | ||||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | ||||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | ||||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | ||||
19 | Elect LU Fang-ming | Mgmt | For | For | For | ||||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | ||||
21 | Elect WU Yu-chi | Mgmt | For | For | For | ||||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | ||||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | ||||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | ||||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
26 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Honda Motor | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7267 | CINS J22302111 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Fumihiko Ike | Mgmt | For | For | For | ||||
5 | Elect Takanobu Itoh | Mgmt | For | For | For | ||||
6 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||||
7 | Elect Takashi Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | ||||
9 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||||
10 | Elect Kensaku Hohgen | Mgmt | For | For | For | ||||
11 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||||
12 | Elect Takeo Fukui | Mgmt | For | For | For | ||||
13 | Elect Yuji Shiga | Mgmt | For | For | For | ||||
14 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||||
15 | Elect Shinji Aoyama | Mgmt | For | For | For | ||||
16 | Elect Noriya Kaihara | Mgmt | For | For | For | ||||
17 | Elect Kunio Endoh as Statutory Auditor | Mgmt | For | Against | Against | ||||
Hongkong Land Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
H78 | CINS G4587L109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Lord Rodney Leach | Mgmt | For | Against | Against | ||||
3 | Elect Richard Lee | Mgmt | For | Against | Against | ||||
4 | Elect Y. K. Pang | Mgmt | For | Against | Against | ||||
5 | Elect Lord James Sassoon | Mgmt | For | Against | Against | ||||
6 | Elect John R. Witt | Mgmt | For | Against | Against | ||||
7 | Elect Michael WEI Kuo Wu | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Horsehead Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZINC | CUSIP 440694305 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James M. Hensler | Mgmt | For | For | For | ||||
1.2 | Elect George A. Schreiber, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Housing Development Finance Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDFC | CINS Y37246207 | 07/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shirish Patel | Mgmt | For | Against | Against | ||||
4 | Elect Bansidhar Mehta | Mgmt | For | Against | Against | ||||
5 | Elect Surendra Dave | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect Jamshed Irani | Mgmt | For | Against | Against | ||||
10 | Amendment to Compensation of Managing Directors | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
HSBC Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSBA | CINS G4634U169 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Safra A. Catz | Mgmt | For | For | For | ||||
5 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
6 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||||
7 | Elect James B. Comey | Mgmt | For | For | For | ||||
8 | Elect John Coombe | Mgmt | For | For | For | ||||
9 | Elect Joachim Faber | Mgmt | For | For | For | ||||
10 | Elect Rona Fairhead | Mgmt | For | For | For | ||||
11 | Elect Renato Fassbind | Mgmt | For | For | For | ||||
12 | Elect Douglas J. Flint | Mgmt | For | For | For | ||||
13 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||||
14 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | ||||
15 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||||
16 | Elect John P Lipsky | Mgmt | For | For | For | ||||
17 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||||
18 | Elect Iain J. Mackay | Mgmt | For | For | For | ||||
19 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||||
20 | Elect John L. Thornton | Mgmt | For | For | For | ||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
HSN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSNI | CUSIP 404303109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Costello | Mgmt | For | For | For | ||||
1.2 | Elect James M. Follo | Mgmt | For | For | For | ||||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | ||||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Ann Sarnoff | Mgmt | For | For | For | ||||
1.9 | Elect Courtnee Ulrich | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Huntsman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Hyflux Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
600 | CINS Y3817K105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LEE Joo Hai | Mgmt | For | Against | Against | ||||
4 | Elect GAY Chee Cheong | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Grant Awards and Issue Shares under the Hyflux Employees' Share Option Scheme 2001 and Scheme 2011 | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Hyster-Yale Materials Handling, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HY | CUSIP 449172204 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carolyn Corvi | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John P. Jumper | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Claiborne R. Rankin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Michael E. Shannon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Britton T. Taplin | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | ||||
2 | Approval of the NACCO Materials Handling Group, Inc. Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Approval of the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Approval of the Hyster-Yale Materials Handling, Inc. Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
IAC InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory R. Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael D. Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald R. Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan G. Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard F. Zannino | Mgmt | For | For | For | ||||
2 | 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
IHI Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7013 | CINS J2398N105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kazuaki Kama | Mgmt | For | For | For | ||||
4 | Elect Tamotsu Saitoh | Mgmt | For | For | For | ||||
5 | Elect Fusayoshi Nakamura | Mgmt | For | For | For | ||||
6 | Elect Kazuo Tsukahara | Mgmt | For | For | For | ||||
7 | Elect Sadao Degawa | Mgmt | For | For | For | ||||
8 | Elect Johji Sakamoto | Mgmt | For | For | For | ||||
9 | Elect Ichiroh Terai | Mgmt | For | For | For | ||||
10 | Elect Tatsumi Kawaratani | Mgmt | For | For | For | ||||
11 | Elect Izumi Imoto | Mgmt | For | For | For | ||||
12 | Elect Toshinori Sekido | Mgmt | For | For | For | ||||
13 | Elect Hiroshi Iwamoto | Mgmt | For | For | For | ||||
14 | Elect Hiromitsu Hamamura | Mgmt | For | For | For | ||||
15 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | ||||
16 | Elect Tadashi Okamura | Mgmt | For | For | For | ||||
17 | Elect Eiichi Yoshida | Mgmt | For | For | For | ||||
18 | Elect Makoto Serizawa | Mgmt | For | Against | Against | ||||
19 | Elect Toshiharu Watanabe | Mgmt | For | Against | Against | ||||
IMI plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMI | CINS G47152106 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
3 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Phil Bentley | Mgmt | For | For | For | ||||
8 | Elect Carl-Peter Forster | Mgmt | For | For | For | ||||
9 | Elect Birgit W. Norgaard | Mgmt | For | For | For | ||||
10 | Elect Douglas Hurt | Mgmt | For | For | For | ||||
11 | Elect Martin J. Lamb | Mgmt | For | For | For | ||||
12 | Elect Roy M. Twite | Mgmt | For | For | For | ||||
13 | Elect Anita Frew | Mgmt | For | For | For | ||||
14 | Elect Roberto Quarta | Mgmt | For | For | For | ||||
15 | Elect Bob J. Stack | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Impax Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPXL | CUSIP 45256B101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | ||||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | ||||
1.3 | Elect Allen Chao | Mgmt | For | For | For | ||||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | ||||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | ||||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | ||||
1.7 | Elect Peter R. Terreri | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Imperial Tobacco Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMT | CINS G4721W102 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ken Burnett | Mgmt | For | For | For | ||||
5 | Elect Alison Cooper | Mgmt | For | For | For | ||||
6 | Elect Robert Dyrbus | Mgmt | For | For | For | ||||
7 | Elect David Haines | Mgmt | For | For | For | ||||
8 | Elect Michael Herlihy | Mgmt | For | For | For | ||||
9 | Elect Susan Murray | Mgmt | For | For | For | ||||
10 | Elect Iain Napier | Mgmt | For | For | For | ||||
11 | Elect Matthew Phillips | Mgmt | For | For | For | ||||
12 | Elect Berge Setrakian | Mgmt | For | For | For | ||||
13 | Elect Mark Williamson | Mgmt | For | For | For | ||||
14 | Elect Malcolm Wyman | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Share Matching Scheme | Mgmt | For | For | For | ||||
20 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
21 | International Sharesave Plan | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Incitec Pivot Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPL | CINS Q4887E101 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Paul Brasher | Mgmt | For | For | For | ||||
3 | Re-elect Graham Smorgon | Mgmt | For | For | For | ||||
4 | Equity Grant (MD/CEO James Fazzino) | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Elect Tju Lie Sukanto | Mgmt | For | Against | Against | ||||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 11/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of the member of the Board of Commissioners and the Board of Directors | Mgmt | For | Against | Against | ||||
Industria De Diseno Textil SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITX | CINS E6282J109 | 07/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||||
4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Gartler, S.L. (Flora Perez Marcote) | Mgmt | For | Against | Against | ||||
7 | Elect Jose Arnau Sierra | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Approval of Corporate Website | Mgmt | For | For | For | ||||
13 | Remuneration Report | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Infoblox Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLOX | CUSIP 45672H104 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Laura Conigliaro | Mgmt | For | For | For | ||||
1.2 | Elect Fred Gerson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
ING Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | ||||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | ||||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | ||||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | ||||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | ||||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
2 | Elect John G. Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
7 | Elect Michael Lamach | Mgmt | For | For | For | ||||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | ||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | ||||
10 | Elect John P. Surma | Mgmt | For | For | For | ||||
11 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
12 | Elect Tony L. White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | ||||
16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | ||||
17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | ||||
18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | ||||
19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | ||||
Ingredion Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGR | CUSIP 457187102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard J. Almeida | Mgmt | For | For | For | ||||
2 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | ||||
3 | Elect David B. Fischer | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Paul Hanrahan | Mgmt | For | For | For | ||||
6 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||||
7 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||||
8 | Elect Barbara A. Klein | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Innerworkings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INWK | CUSIP 45773Y105 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric D. Belcher | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Linda S. Wolf | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles K. Bobrinskoy | Mgmt | For | Withhold | Against | ||||
1.5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Fisher | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Julie M. Howard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen R. Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Innospec Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IOSP | CUSIP 45768S105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Williams | Mgmt | For | For | For | ||||
1.2 | Elect Martin Hale | Mgmt | For | For | For | ||||
1.3 | Elect Lawrence J. Padfield | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Insurance Australia Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IAG | CINS Q49361100 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Yasmin Allen | Mgmt | For | For | For | ||||
3 | Re-elect Hugh Fletcher | Mgmt | For | For | For | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Equity Grant (MD/CEO Michael Wilkins) | Mgmt | For | For | For | ||||
6 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
Intact Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFC | CUSIP 45823T106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | ||||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | ||||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | ||||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | ||||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | ||||
1.6 | Elect Eileen A. Mercier | Mgmt | For | For | For | ||||
1.7 | Elect Timothy H. Penner | Mgmt | For | For | For | ||||
1.8 | Elect Louise Roy | Mgmt | For | For | For | ||||
1.9 | Elect Stephen G. Snyder | Mgmt | For | For | For | ||||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | ||||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Integrated Silicon Solution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSI | CUSIP 45812P107 | 02/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jimmy Lee | Mgmt | For | For | For | ||||
1.2 | Elect Scott Howarth | Mgmt | For | For | For | ||||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | ||||
1.4 | Elect Paul Chien | Mgmt | For | For | For | ||||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | ||||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | ||||
1.8 | Elect Bruce Wooley | Mgmt | For | For | For | ||||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Interdigital Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IDCC | CUSIP 45867G101 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
2 | Elect Jeffrey K. Belk | Mgmt | For | For | For | ||||
3 | Elect Steven Terrell Clontz | Mgmt | For | For | For | ||||
4 | Elect Edward B. Kamins | Mgmt | For | For | For | ||||
5 | Elect John A. Kritzmacher | Mgmt | For | For | For | ||||
6 | Elect William J. Merritt | Mgmt | For | For | For | ||||
7 | Elect Jean F. Rankin | Mgmt | For | For | For | ||||
8 | Elect Robert S. Roath | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Consolidated Airlines Group SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS E67674106 | 06/20/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
7 | Elect Manuel Lagares Gómez-Abascal | Mgmt | For | For | For | ||||
8 | Elect Luis Gallego Martín | Mgmt | For | For | For | ||||
9 | Elect Martin Broughton | Mgmt | For | For | For | ||||
10 | Elect Patrick Cescau | Mgmt | For | For | For | ||||
11 | Elect John Snow | Mgmt | For | Against | Against | ||||
12 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Disapplication of Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
21 | Variable Incentive Equity Limit | Mgmt | For | For | For | ||||
22 | Remuneration Report | Mgmt | For | For | For | ||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Interxion Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | ||||
3 | Elect John C. Baker | Mgmt | For | Against | Against | ||||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | ||||
5 | Elect David Ruberg | Mgmt | For | Against | Against | ||||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | ||||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Intrepid Potash, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPI | CUSIP 46121Y102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Landis Martin | Mgmt | For | For | For | ||||
2 | Elect Barth E. Whitham | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Invensys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISYS | CINS G49133161 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Disposal | Mgmt | For | For | For | ||||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
Invesco Mortgage Capital Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVR | CUSIP 46131B100 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect G. Mark Armour | Mgmt | For | For | For | ||||
2 | Elect James S. Balloun | Mgmt | For | For | For | ||||
3 | Elect John S. Day | Mgmt | For | For | For | ||||
4 | Elect Karen D. Kelley | Mgmt | For | For | For | ||||
5 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Investor AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INVE | CINS W48102128 | 04/15/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Number of Auditors | Mgmt | For | TNA | N/A | ||||
18 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
20 | Election of Directors | Mgmt | For | TNA | N/A | ||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
23 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
25 | Issuance of Treasury Shares Pursuant to Long Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Investors Real Estate Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRET | CUSIP 461730 | 09/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Mihalick | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Miller | Mgmt | For | For | For | ||||
1.3 | Elect John Reed | Mgmt | For | For | For | ||||
1.4 | Elect W. David Scott | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Stenehjem | Mgmt | For | For | For | ||||
1.6 | Elect John Stewart | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Wentz, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey Woodbury | Mgmt | For | For | For | ||||
1.9 | Elect Linda Keller | Mgmt | For | For | For | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
IOI Corporation Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IOICORP | CINS Y41763106 | 10/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect LEE Yeow Chor | Mgmt | For | Against | Against | ||||
2 | Elect LEE Cheng Leang | Mgmt | For | Against | Against | ||||
3 | Elect CHEAH Tek Kuang | Mgmt | For | Against | Against | ||||
4 | Elect LEE Shin Cheng | Mgmt | For | Against | Against | ||||
5 | Elect Mohd Khalil Mohd Noor | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
Israel Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ILCO | CINS M8785N109 | 07/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Israel | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authorize Settlement of Lawsuit | Mgmt | For | For | For | ||||
iStar Financial Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFI | CUSIP 45031U408 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | ||||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | ||||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Isuzu Motors Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7202 | CINS J24994105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masanori Katayama | Mgmt | For | For | For | ||||
4 | Elect Katsumasa Nagai | Mgmt | For | For | For | ||||
5 | Elect Haruki Mizutani | Mgmt | For | For | For | ||||
6 | Elect Chikao Mitsuzaki | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Miyagaki | Mgmt | For | For | For | ||||
8 | Elect Yasuharu Nagashima | Mgmt | For | For | For | ||||
9 | Elect Tetsuhiko Shindoh | Mgmt | For | For | For | ||||
10 | Elect Tadashi Takahashi | Mgmt | For | Against | Against | ||||
Itochu Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8001 | CINS J2501P104 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | ||||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | ||||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | ||||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | ||||
9 | Elect Tohru Matsushima | Mgmt | For | For | For | ||||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | ||||
11 | Elect Ichiroh Nakamura | Mgmt | For | For | For | ||||
12 | Elect Tomofumi Yoshida | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Okamoto | Mgmt | For | For | For | ||||
14 | Elect Takao Shiomi | Mgmt | For | For | For | ||||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | ||||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | ||||
17 | Elect Shingo Majima as statutory auditor | Mgmt | For | For | For | ||||
18 | Elect Hideo Miki as alternate statutory auditor | Mgmt | For | For | For | ||||
ITV plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITV | CINS G4984A110 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Special Dividend | Mgmt | For | For | For | ||||
5 | Elect Roger Faxon | Mgmt | For | For | For | ||||
6 | Elect Mike Clasper | Mgmt | For | For | For | ||||
7 | Elect Adam Crozier | Mgmt | For | For | For | ||||
8 | Elect Ian Griffiths | Mgmt | For | For | For | ||||
9 | Elect Andy Haste | Mgmt | For | For | For | ||||
10 | Elect Lucy Neville-Rolfe | Mgmt | For | For | For | ||||
11 | Elect Archie Norman | Mgmt | For | For | For | ||||
12 | Elect John Ormerod | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Performance Share Plan 2013 | Mgmt | For | For | For | ||||
21 | Savings Related Share Option Scheme Renewal | Mgmt | For | For | For | ||||
IXIA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XXIA | CUSIP 45071R109 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Victor Alston | Mgmt | For | For | For | ||||
1.2 | Elect Laurent Asscher | Mgmt | For | For | For | ||||
1.3 | Elect Jonathan Fram | Mgmt | For | For | For | ||||
1.4 | Elect Errol Ginsberg | Mgmt | For | For | For | ||||
1.5 | Elect Gail E. Hamilton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Jarden Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAH | CUSIP 471109108 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Ashken | Mgmt | For | For | For | ||||
1.2 | Elect William P. Lauder | Mgmt | For | For | For | ||||
1.3 | Elect Robert L. Wood | Mgmt | For | For | For | ||||
2 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Jazz Pharmaceuticals Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZZ | CUSIP G50871105 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth O'Keefe | Mgmt | For | For | For | ||||
2 | Elect Alan Sebulsky | Mgmt | For | For | For | ||||
3 | Elect Catherine Sohn | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Jazztel plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZ | CINS G5085M234 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | Against | Against | ||||
4 | Elect María Elena Gil García | Mgmt | For | For | For | ||||
5 | Elect María Luisa Jordá Castro | Mgmt | For | For | For | ||||
6 | Elect María Antonia Otero Quintás | Mgmt | For | For | For | ||||
7 | Elect Mireia Pérez Sales | Mgmt | For | For | For | ||||
8 | Elect Leopoldo Fernández Pujals | Mgmt | For | For | For | ||||
9 | Elect José Miguel García Fernández | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Extraordinary Variable Remuneration Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Preemptive Rights | Mgmt | For | For | For | ||||
JDA Software Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JDAS | CUSIP 46612K108 | 11/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Michael Gullard | Mgmt | For | Against | Against | ||||
2 | Elect Richard Haddrill | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of Provisions of the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
JGC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1963 | CINS J26945105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Keisuke Takeuchi | Mgmt | For | For | For | ||||
4 | Elect Kohichi Kawana | Mgmt | For | For | For | ||||
5 | Elect Tadashi Ishizuka | Mgmt | For | For | For | ||||
6 | Elect Masayuki Satoh | Mgmt | For | For | For | ||||
7 | Elect Yutaka Yamazaki | Mgmt | For | For | For | ||||
8 | Elect Tsutomu Akabane | Mgmt | For | For | For | ||||
9 | Elect Hideaki Miura | Mgmt | For | For | For | ||||
10 | Elect Satoshi Satoh | Mgmt | For | For | For | ||||
11 | Elect Yasumasa Isetani | Mgmt | For | For | For | ||||
12 | Elect Hiroyasu Fukuyama | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Kitagawa | Mgmt | For | For | For | ||||
14 | Elect Yasushi Momose | Mgmt | For | For | For | ||||
15 | Elect Takehito Hidaka | Mgmt | For | For | For | ||||
16 | Elect Hiroyuki Miyoshi | Mgmt | For | For | For | ||||
17 | Elect Shigeru Endoh | Mgmt | For | For | For | ||||
18 | Elect Toyohiko Shimada as Statutory Auditor | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect DeAnne S. Julius | Mgmt | For | For | For | ||||
4 | Elect Kate S. Lavelle | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||||
8 | Elect David B. Rickard | Mgmt | For | For | For | ||||
9 | Elect Roger T. Staubach | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Joyo Bank Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8333 | CINS J28541100 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kunio Onizawa | Mgmt | For | For | For | ||||
4 | Elect Kazuyoshi Terakado | Mgmt | For | For | For | ||||
5 | Elect Mikio Kawamata | Mgmt | For | For | For | ||||
6 | Elect Shigeru Ichimura | Mgmt | For | For | For | ||||
7 | Elect Hideo Sakamoto | Mgmt | For | For | For | ||||
8 | Elect Katsuhiko Itoh | Mgmt | For | For | For | ||||
9 | Elect Atsuyuki Kurosawa | Mgmt | For | For | For | ||||
10 | Elect Eiji Murashima | Mgmt | For | For | For | ||||
11 | Elect Makoto Sasanuma | Mgmt | For | For | For | ||||
12 | Elect Ritsuo Sasajima | Mgmt | For | For | For | ||||
13 | Elect Toshihiko Kawamura | Mgmt | For | For | For | ||||
14 | Elect Ryuzaburoh Kikuchi | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Antoinette Aris | Mgmt | For | For | For | ||||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | ||||
11 | Elect Paul Stodden | Mgmt | For | For | For | ||||
12 | Elect Torsten Winkler | Mgmt | For | For | For | ||||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | ||||
Kadant Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAI | CUSIP 48282T104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jonathan W. Painter | Mgmt | For | For | For | ||||
1.2 | Elect William A. Rainville | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kansai Electric Power Company Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9503 | CINS J30169106 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohsuke Mori | Mgmt | For | For | For | ||||
4 | Elect Makoto Yagi | Mgmt | For | For | For | ||||
5 | Elect Masao Ikoma | Mgmt | For | For | For | ||||
6 | Elect Hideki Toyomatsu | Mgmt | For | For | For | ||||
7 | Elect Jiroh Kagawa | Mgmt | For | For | For | ||||
8 | Elect Shigeki Iwane | Mgmt | For | For | For | ||||
9 | Elect Yuzuru Hiroe | Mgmt | For | For | For | ||||
10 | Elect Noriaki Hashimoto | Mgmt | For | For | For | ||||
11 | Elect Yohichi Mukae | Mgmt | For | For | For | ||||
12 | Elect Yoshihiro Doi | Mgmt | For | For | For | ||||
13 | Elect Masahiro Iwatani | Mgmt | For | For | For | ||||
14 | Elect Yasuhiro Yashima | Mgmt | For | For | For | ||||
15 | Elect Ryohhei Shirai | Mgmt | For | For | For | ||||
16 | Elect Tatsuya Kawabe | Mgmt | For | For | For | ||||
17 | Elect Noriyuki Inoue | Mgmt | For | For | For | ||||
18 | Elect Akio Tsujii | Mgmt | For | For | For | ||||
19 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Thermal Fuel Sources | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Mission Statement | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Size of the Board of Directors (1) | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Size of the Board of Statutory Auditors | ShrHldr | Against | Against | For | ||||
26 | Shareholder Proposal Regarding Environmental Responsibility | ShrHldr | Against | Against | For | ||||
27 | Shareholder Proposal Regarding Employee Well-Being | ShrHldr | Against | Against | For | ||||
28 | Shareholder Proposal Regarding Investment in Infrastructure and Workforce | ShrHldr | Against | Against | For | ||||
29 | Shareholder Proposal Regarding Energy Efficient Appliances | ShrHldr | Against | Against | For | ||||
30 | Shareholder Proposal Regarding Removal of Makoto Yagi | ShrHldr | Against | Against | For | ||||
31 | Shareholder Proposal Regarding Safety Philosophy | ShrHldr | Against | Against | For | ||||
32 | Shareholder Proposal Regarding Radiation Safety | ShrHldr | Against | Against | For | ||||
33 | Shareholder Proposal Regarding Individual Compensation Disclosure (1) | ShrHldr | Against | Against | For | ||||
34 | Shareholder Proposal Regarding Denuclearization (1) | ShrHldr | Against | Against | For | ||||
35 | Shareholder Proposal Regarding Withdrawal from Chemical Reprocessing | ShrHldr | Against | Against | For | ||||
36 | Shareholder Proposal Regarding Restrictions on Spending | ShrHldr | Against | Against | For | ||||
37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHldr | Against | Against | For | ||||
38 | Shareholder Proposal Regarding Individual Compensation Disclosure (2) | ShrHldr | Against | Against | For | ||||
39 | Shareholder Proposal Regarding Limitation of Outside Directors' Liabilities | ShrHldr | Against | For | Against | ||||
40 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHldr | Against | Against | For | ||||
41 | Shareholder Proposal Regarding Separation of Business Activities | ShrHldr | Against | Against | For | ||||
42 | Shareholder Proposal Regarding Energy Demand and Promotion of Environmentally-Friendly Energy | ShrHldr | Against | Against | For | ||||
43 | Shareholder Proposal Regarding Prohibition of Re-Employing Government Employees | ShrHldr | Against | Against | For | ||||
44 | Shareholder Proposal Regarding Size of the Board of Directors (2) | ShrHldr | Against | Against | For | ||||
45 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHldr | Against | Against | For | ||||
46 | Shareholder Proposal Regarding Corporate Culture | ShrHldr | Against | Against | For | ||||
47 | Shareholder Proposal Regarding Election of Dissident Nominee | ShrHldr | Against | Against | For | ||||
48 | Shareholder Proposal Regarding Denuclearization (2) | ShrHldr | Against | Against | For | ||||
Kao Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4452 | CINS J30642169 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Motoki Ozaki | Mgmt | For | For | For | ||||
4 | Elect Michitaka Sawada | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Kanda | Mgmt | For | For | For | ||||
6 | Elect Tatsuo Takahashi | Mgmt | For | For | For | ||||
7 | Elect Toshihide Saitoh | Mgmt | For | For | For | ||||
8 | Elect Ken Hashimoto | Mgmt | For | For | For | ||||
9 | Elect Hisao Mitsui | Mgmt | For | For | For | ||||
10 | Elect Teruhiko Ikeda | Mgmt | For | For | For | ||||
11 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | ||||
12 | Elect Tohru Nagashima | Mgmt | For | For | For | ||||
13 | Elect Shohji Kobayashi | Mgmt | For | For | For | ||||
14 | Elect Norio Igarashi | Mgmt | For | For | For | ||||
Kapstone Paper and Packaging Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KS | CUSIP 48562P103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian R. Gamache | Mgmt | For | For | For | ||||
1.2 | Elect S. Jay Stewart | Mgmt | For | For | For | ||||
1.3 | Elect David P. Storch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For | ||||
KAR Auction Services Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAR | CUSIP 48238T109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David J. Ament | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Ryan M. Birtwell | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas J. Carella | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Brian T. Clingen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert M. Finlayson | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Peter R. Formanek | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Michael B. Goldberg | Mgmt | For | Withhold | Against | ||||
1.8 | Elect James P. Hallett | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Sanjeev K. Mehra | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Church M. Moore | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Thomas C. O'Brien | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Gregory P. Spivy | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Jonathan P. Ward | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kawasaki Heavy Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7012 | CINS J31502107 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | For | For | ||||
5 | Election of Directors | Mgmt | For | For | For | ||||
6 | Elect Kyohhei Matsuoka | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Takata | Mgmt | For | For | For | ||||
8 | Elect Makoto Sonoda | Mgmt | For | For | For | ||||
9 | Elect Shigeru Murayama | Mgmt | For | For | For | ||||
10 | Elect Jyohji Iki | Mgmt | For | For | For | ||||
11 | Election of Directors | Mgmt | For | For | For | ||||
12 | Elect Eiji Inoue | Mgmt | For | For | For | ||||
13 | Elect Yoshinori Kanehana | Mgmt | For | For | For | ||||
14 | Elect Minoru Makimura | Mgmt | For | For | For | ||||
15 | Elect Akio Murakami | Mgmt | For | For | For | ||||
16 | Elect Yoshihiko Morita | Mgmt | For | For | For | ||||
17 | Elect Tatsuyoshi Ohgushi | Mgmt | For | Against | Against | ||||
18 | Elect Michio Oka | Mgmt | For | For | For | ||||
19 | Elect Nobuyuki Fujikake | Mgmt | For | For | For | ||||
20 | Elect Satoru Kohdera as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | ||||
1.5 | Elect Jack B. Moore | Mgmt | For | For | For | ||||
1.6 | Elect William P. Utt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS F7440G127 | 06/18/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Change in Company Name | Mgmt | For | For | For | ||||
5 | Amendment to Article Regarding Tax Equalization | Mgmt | For | For | For | ||||
6 | Amendment to Article Regarding Form of Dividend | Mgmt | For | For | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends; Spin-off of Groupe Fnac | Mgmt | For | For | For | ||||
10 | Elect François-Henri Pinault | Mgmt | For | Against | Against | ||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | ||||
12 | Elect Patricia Barbizet | Mgmt | For | Against | Against | ||||
13 | Elect Jean-François Palus | Mgmt | For | Against | Against | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Supplementary Pension Grant (Jean-François Palus) | Mgmt | For | Against | Against | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
23 | Greenshoe | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
25 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | ||||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect James C Kenny | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
25 | Amendment to Articles | Mgmt | For | For | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | ||||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | ||||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
4 | Elect William F. Owens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kinder Morgan, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMI | CUSIP 49456B101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||||
1.2 | Elect C. Park Shaper | Mgmt | For | For | For | ||||
1.3 | Elect Steven J. Kean | Mgmt | For | For | For | ||||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||||
1.6 | Elect Michael Miller | Mgmt | For | For | For | ||||
1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | ||||
1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||||
1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||||
1.10 | Elect John Stokes | Mgmt | For | For | For | ||||
1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G5256E441 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Elect Philippe Tible | Mgmt | For | For | For | ||||
14 | Elect Karen Witts | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||||
1.4 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kodiak Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||||
2 | Elect James E. Catlin | Mgmt | For | For | For | ||||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | ||||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | ||||
5 | Elect William J. Krysiak | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Konica Minolta Holding Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4902 | CINS J36060119 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
Konica Minolta Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4902 | CINS J36060119 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshikatsu Ohta | Mgmt | For | Against | Against | ||||
3 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | ||||
4 | Elect Nobuhiko Itoh | Mgmt | For | Against | Against | ||||
5 | Elect Shohji Kondoh | Mgmt | For | Against | Against | ||||
6 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | ||||
7 | Elect Takashi Enomoto | Mgmt | For | Against | Against | ||||
8 | Elect Yasuo Matsumoto | Mgmt | For | Against | Against | ||||
9 | Elect Akio Kitani | Mgmt | For | Against | Against | ||||
10 | Elect Shohei Yamana | Mgmt | For | Against | Against | ||||
11 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | ||||
12 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | ||||
Koninklijke Ahold NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AH | CINS N0139V142 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Jan H.M. Hommen | Mgmt | For | For | For | ||||
9 | Elect Derk C. Doijer | Mgmt | For | For | For | ||||
10 | Elect Stephanie M. Shern | Mgmt | For | For | For | ||||
11 | Elect B.J. Noteboom | Mgmt | For | For | For | ||||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||||
13 | Supervisory Board Fees | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Cancellation of shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Koppers Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOP | CUSIP 50060P106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David M. Hillenbrand | Mgmt | For | For | For | ||||
1.2 | Elect Louis L Testoni | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Kraft Foods Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRFT | CUSIP 50076Q106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
2 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||||
3 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Reapproval of the 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Kraton Performance Polymers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRA | CUSIP 50077C106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anna C. Catalano | Mgmt | For | For | For | ||||
1.2 | Elect Barry J. Goldstein | Mgmt | For | For | For | ||||
1.3 | Elect Dan F. Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kuala Lumpur Kepong Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLK | CINS Y47153104 | 02/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE Oi Hian | Mgmt | For | Against | Against | ||||
3 | Elect KWOK Kian Hai | Mgmt | For | Against | Against | ||||
4 | Elect THONG Yaw Hong | Mgmt | For | Against | Against | ||||
5 | Elect Raja Muhammad Alias bin Raja Muhammad Ali | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
KWS Saat AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KWS | CINS D39062100 | 12/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Andreas Buchting | Mgmt | For | TNA | N/A | ||||
9 | Elect Arend Oetker | Mgmt | For | TNA | N/A | ||||
10 | Elect Hubertus von Baumbach | Mgmt | For | TNA | N/A | ||||
11 | Elect Cathrina Claas-Muhlhauser | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L.B. Foster Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSTR | CUSIP 350060109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert P. Bauer | Mgmt | For | For | For | ||||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | ||||
1.3 | Elect Peter McIlroy II | Mgmt | For | For | For | ||||
1.4 | Elect G. Thomas McKane | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Owen | Mgmt | For | For | For | ||||
1.6 | Elect William H. Rackoff | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Rowland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Executive Annual Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
La-Z-Boy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LZB | CUSIP 505336107 | 08/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | ||||
1.2 | Elect John Foss | Mgmt | For | For | For | ||||
1.3 | Elect Janet Kerr | Mgmt | For | For | For | ||||
1.4 | Elect H. George Levy | Mgmt | For | For | For | ||||
1.5 | Elect W. Alan McCollough | Mgmt | For | For | For | ||||
1.6 | Elect Nido Qubein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to Articles | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Anstice | Mgmt | For | For | For | ||||
1.2 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.4 | Elect Youssef El-Mansy | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | ||||
1.10 | Elect William Spivey | Mgmt | For | For | For | ||||
1.11 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Landec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNDC | CUSIP 514766104 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Change in Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Gary Steele | Mgmt | For | For | For | ||||
2.2 | Elect Frederick Frank | Mgmt | For | For | For | ||||
2.3 | Elect Steven Goldby | Mgmt | For | For | For | ||||
2.4 | Elect Stephen Halprin | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yutaka Kyohya as Director | Mgmt | For | For | For | ||||
5 | Elect Atsuhiko Seki as Statutory Auditor | Mgmt | For | For | For | ||||
Lear Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEA | CUSIP 521865204 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas P. Capo | Mgmt | For | For | For | ||||
2 | Elect Jonathan F. Foster | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | ||||
4 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | ||||
5 | Elect Donald L. Runkle | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Simoncini | Mgmt | For | For | For | ||||
7 | Elect Gregory C. Smith | Mgmt | For | For | For | ||||
8 | Elect Henry D. G. Wallace | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Leggett & Platt, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEG | CUSIP 524660107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | ||||
2 | Elect Ralph W. Clark | Mgmt | For | For | For | ||||
3 | Elect Robert G. Culp, III | Mgmt | For | For | For | ||||
4 | Elect Robert Ted Enloe, III | Mgmt | For | For | For | ||||
5 | Elect Richard T. Fisher | Mgmt | For | For | For | ||||
6 | Elect Matthew C. Flanigan | Mgmt | For | For | For | ||||
7 | Elect Karl G. Glassman | Mgmt | For | For | For | ||||
8 | Elect David S. Haffner | Mgmt | For | For | For | ||||
9 | Elect Joseph W. McClanathan | Mgmt | For | For | For | ||||
10 | Elect Judy C. Odom | Mgmt | For | For | For | ||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Lexicon Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXRX | CUSIP 528872104 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond Debbane | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert J. Lefkowitz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alan S. Nies | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lexington Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXP | CUSIP 529043101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect E. Robert Roskind | Mgmt | For | For | For | ||||
1.2 | Elect T. Wilson Eglin | Mgmt | For | For | For | ||||
1.3 | Elect Clifford Broser | Mgmt | For | For | For | ||||
1.4 | Elect Harold First | Mgmt | For | For | For | ||||
1.5 | Elect Richard S. Frary | Mgmt | For | For | For | ||||
1.6 | Elect James Grosfeld | Mgmt | For | For | For | ||||
1.7 | Elect Kevin W. Lynch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lexmark International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXK | CUSIP 529771107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
2 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
3 | Elect Paul A. Rooke | Mgmt | For | For | For | ||||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | 2013 Equity Compensation Plan | Mgmt | For | For | For | ||||
Liberty Interactive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LINTA | CUSIP 53071M880 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | ||||
1.3 | Elect Andrea L. Wong | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lindsay Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNN | CUSIP 535555106 | 01/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.3 | Elect William Welsh II | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LivePerson, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPSN | CUSIP 538146101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William G. Wesemann | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lloyds Banking Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLOY | CINS G5533W248 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lord Blackwell | Mgmt | For | For | For | ||||
4 | Elect Carolyn Fairbairn | Mgmt | For | For | For | ||||
5 | Elect Nicholas Luff | Mgmt | For | For | For | ||||
6 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
7 | Elect George Culmer | Mgmt | For | For | For | ||||
8 | Elect Anita Frew | Mgmt | For | For | For | ||||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||||
10 | Elect David L. Roberts | Mgmt | For | For | For | ||||
11 | Elect Anthony Watson | Mgmt | For | For | For | ||||
12 | Elect Sara Weller | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lloyds Banking Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLOY | CINS G5533W248 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Regulatory Capital Convertible Instruments | Mgmt | For | For | For | ||||
2 | Disapply Preemption Rights (Regulatory Capital Instruments) | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lockheed Martin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||||
3 | Elect David B. Burritt | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||||
8 | Elect James M. Loy | Mgmt | For | Against | Against | ||||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||||
10 | Elect Joseph W. Ralston | Mgmt | For | Against | Against | ||||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | ||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
LS Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
006260 | CINS Y5274S109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendment to Articles | Mgmt | For | For | For | ||||
3 | Elect GU Ja Yeop | Mgmt | For | Against | Against | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Webster L. Benham | Mgmt | For | For | For | ||||
1.2 | Elect Robert A. Butkin | Mgmt | For | For | For | ||||
1.3 | Elect Charles A. Burtch | Mgmt | For | For | For | ||||
1.4 | Elect Steven J. Golsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LTC Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTC | CUSIP 502175102 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andre C. Dimitriadis | Mgmt | For | For | For | ||||
1.2 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Edmund C. King | Mgmt | For | For | For | ||||
1.4 | Elect Devra G. Shapiro | Mgmt | For | For | For | ||||
1.5 | Elect Wendy L. Simpson | Mgmt | For | For | For | ||||
1.6 | Elect Timothy J. Triche | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lumber Liquidators Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LL | CUSIP 55003T107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John M. Presley | Mgmt | For | For | For | ||||
1.3 | Elect Thomas D. Sullivan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Warne | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
5 | Approve Issue of Securities | Mgmt | For | For | For | ||||
6 | Approve Share Buy-back | Mgmt | For | For | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Magellan Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGLN | CUSIP 559079207 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael P. Ressner | Mgmt | For | For | For | ||||
1.2 | Elect Michael S. Diament | Mgmt | For | For | For | ||||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Magnit OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | ||||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | ||||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | ||||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | ||||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | ||||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | ||||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | ||||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | ||||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | ||||
14 | Elect Denis Fedotov | Mgmt | For | For | For | ||||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | ||||
17 | Election of Counting Commission | Mgmt | For | For | For | ||||
18 | Amendments to Charter | Mgmt | For | For | For | ||||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | ||||
20 | Related Party Major Transaction | Mgmt | For | For | For | ||||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | ||||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | ||||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | ||||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | ||||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Magnit OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNT | CINS 55953Q202 | 09/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Interim Dividend | Mgmt | For | For | For | ||||
Maiden Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHLD | CUSIP G5753U112 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | ||||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | ||||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | ||||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | ||||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | ||||
1.6 | Elect David A. Lamneck | Mgmt | For | For | For | ||||
1.7 | Elect John Marshaleck | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||||
1.10 | Elect Patrick J. Haveron | Mgmt | For | For | For | ||||
1.11 | Elect Ronald M. Judd | Mgmt | For | For | For | ||||
1.12 | Elect John Marshaleck | Mgmt | For | For | For | ||||
1.13 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||||
1.14 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
MainSource Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFG | CUSIP 56062Y102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | ||||
1.2 | Elect William G. Barron | Mgmt | For | For | For | ||||
1.3 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Brian J. Crall | Mgmt | For | For | For | ||||
1.5 | Elect Philip A. Frantz | Mgmt | For | For | For | ||||
1.6 | Elect D. J. Hines | Mgmt | For | For | For | ||||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | ||||
1.9 | Elect John G. Seale | Mgmt | For | For | For | ||||
1.10 | Elect Charles J. Thayer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Dan J. Lautenbach | Mgmt | For | For | For | ||||
1.3 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ManTech International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANT | CUSIP 564563104 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George J. Pedersen | Mgmt | For | For | For | ||||
1.2 | Elect Richard L. Armitage | Mgmt | For | For | For | ||||
1.3 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
1.4 | Elect Barry G. Campbell | Mgmt | For | For | For | ||||
1.5 | Elect Walter R. Fatzinger, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David E. Jeremiah | Mgmt | For | For | For | ||||
1.7 | Elect Richard J. Kerr | Mgmt | For | For | For | ||||
1.8 | Elect Kenneth A. Minihan | Mgmt | For | For | For | ||||
1.9 | Elect Stephen W. Porter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Maple Leaf Foods Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFI | CUSIP 564905107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
1.2 | Elect Gregory A. Boland | Mgmt | For | For | For | ||||
1.3 | Elect John L. Bragg | Mgmt | For | For | For | ||||
1.4 | Elect David L. Emerson | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Gandz | Mgmt | For | For | For | ||||
1.6 | Elect Claude R. Lamoureux | Mgmt | For | For | For | ||||
1.7 | Elect J. Scott McCain | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Michael H. McCain | Mgmt | For | For | For | ||||
1.9 | Elect Diane E. McGarry | Mgmt | For | For | For | ||||
1.10 | Elect James P. Olson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to By-Laws Regarding Quorum | Mgmt | For | For | For | ||||
5 | 2013 Share Purchase and Deferred Share Unit Plan | Mgmt | For | For | For | ||||
Marathon Petroleum Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPC | CUSIP 56585A102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.2 | Elect William L. Davis, III | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Usher | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Marubeni Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8002 | CINS J39788138 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Teruo Asada | Mgmt | For | For | For | ||||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | ||||
4 | Elect Shigeru Yamazoe | Mgmt | For | For | For | ||||
5 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | ||||
6 | Elect Yutaka Nomura | Mgmt | For | For | For | ||||
7 | Elect Daisuke Okada | Mgmt | For | For | For | ||||
8 | Elect Shohji Kuwayama | Mgmt | For | For | For | ||||
9 | Elect Kazuaki Tanaka | Mgmt | For | For | For | ||||
10 | Elect Yukihiko Matsumura | Mgmt | For | For | For | ||||
11 | Elect Masumi Kakinoki | Mgmt | For | For | For | ||||
12 | Elect Takao Kitabata | Mgmt | For | For | For | ||||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | ||||
14 | Elect Masahiro Enoki | Mgmt | For | Against | Against | ||||
15 | Elect Takashi Suetsuna | Mgmt | For | For | For | ||||
16 | Elect Yoshizumi Nezu | Mgmt | For | For | For | ||||
Marvell Tech Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRVL | CUSIP G5876H105 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | ||||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||||
3 | Elect John G. Kassakian | Mgmt | For | For | For | ||||
4 | Elect Arturo Krueger | Mgmt | For | For | For | ||||
5 | Elect Randhir Thakur | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Matahari Department Store Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7139L105 | 06/14/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
5 | Composition of Shareholders | Mgmt | For | For | For | ||||
MAXIMUS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMS | CUSIP 577933104 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul R. Lederer | Mgmt | For | For | For | ||||
2 | Elect Peter B. Pond | Mgmt | For | For | For | ||||
3 | Elect James R. Thompson, Jr. | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDermott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | ||||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | ||||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | ||||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | ||||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | ||||
1.8 | Elect David A. Trice | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
MedAssets Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDAS | CUSIP 584045108 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John A. Bardis | Mgmt | For | For | For | ||||
1.2 | Elect Harris Hyman IV | Mgmt | For | For | For | ||||
1.3 | Elect Terrence J. Mulligan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Long Term Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Mentor Graphics Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MENT | CUSIP 587200106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | ||||
1.2 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect J. Daniel McCranie | Mgmt | For | For | For | ||||
1.5 | Elect Kevin C. McDonough | Mgmt | For | For | For | ||||
1.6 | Elect Patrick B. McManus | Mgmt | For | For | For | ||||
1.7 | Elect Walden C. Rhines | Mgmt | For | For | For | ||||
1.8 | Elect David S. Schechter | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
Merck KGAA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Financial Statements | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | ||||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | ||||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | ||||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | ||||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | ||||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | ||||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
MetroPCS Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCS | CUSIP 591708102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Recapitalization | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Director Designation Agreement | Mgmt | For | For | For | ||||
5 | Director Removal | Mgmt | For | For | For | ||||
6 | Deutsche Telekom Approvals | Mgmt | For | For | For | ||||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
8 | Action by Written Consent | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | ||||
10 | Exclusive Forum Provision | Mgmt | For | For | For | ||||
11 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Metso Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO1V | CINS X53579102 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Nomination Committee | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Brodsky | Mgmt | For | For | For | ||||
2 | Elect Alan L. Gosule | Mgmt | For | For | For | ||||
3 | Elect Stewart Zimmerman | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MGM China Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2282 | CINS G60744102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect James Joseph Murren | Mgmt | For | Against | Against | ||||
5 | Elect Grant R. Bowie | Mgmt | For | Against | Against | ||||
6 | Elect Kenneth A. Rosevear | Mgmt | For | Against | Against | ||||
7 | Elect Tommei MEI Kuen Tong | Mgmt | For | Against | Against | ||||
8 | Elect Peter WONG Man Kong | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
MGM China Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2282 | CINS G60744102 | 11/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Michelin SCA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ML | CINS F61824144 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendment to Article 15 | Mgmt | For | For | For | ||||
5 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Elect Barbara Dalibard | Mgmt | For | Against | Against | ||||
12 | Elect Louis Gallois | Mgmt | For | Against | Against | ||||
13 | Elect Anne-Sophie de La Bigne | Mgmt | For | Against | Against | ||||
14 | Elect Jean-Pierre Duprieu | Mgmt | For | Against | Against | ||||
15 | Elect Olivier Bazil | Mgmt | For | Against | Against | ||||
16 | Elect Michel Rollier | Mgmt | For | Against | Against | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Microsemi Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSCC | CUSIP 595137100 | 02/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Peterson | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Leibel | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Anderson | Mgmt | For | For | For | ||||
1.4 | Elect William Bendush | Mgmt | For | For | For | ||||
1.5 | Elect Paul Folino | Mgmt | For | For | For | ||||
1.6 | Elect William Healey | Mgmt | For | For | For | ||||
1.7 | Elect Matthew Massengill | Mgmt | For | For | For | ||||
1.8 | Elect James Mazzo | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
MicroStrategy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSTR | CUSIP 594972408 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Saylor | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Sanju K. Bansal | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Matthew W. Calkins | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert H. Epstein | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David W. LaRue | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jarrod M. Patten | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Carl J. Rickertsen | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas P. Spahr | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Miller Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MLR | CUSIP 600551204 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Theodore H. Ashford III | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey I. Badgley | Mgmt | For | For | For | ||||
1.3 | Elect A. Russell Chandler, III | Mgmt | For | For | For | ||||
1.4 | Elect William G. Miller | Mgmt | For | For | For | ||||
1.5 | Elect Richard H. Roberts | Mgmt | For | For | For | ||||
2 | Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Minerals Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CUSIP 603158106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph C. Muscari | Mgmt | For | For | For | ||||
1.2 | Elect Barbara R. Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Mission West Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSW | CUSIP 605203108 | 12/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Recapitalization | Mgmt | For | For | For | ||||
2 | Sale of Assets | Mgmt | For | For | For | ||||
3 | Liquidation | Mgmt | For | For | For | ||||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Mitcham Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MIND | CUSIP 606501104 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Billy Mitcham, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Blum | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Capps | Mgmt | For | Withhold | Against | ||||
1.4 | Elect R. Dean Lewis | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Schwalbe | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Robert Albers | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
653 | CINS J43873116 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
5 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
6 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
7 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
8 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | ||||
9 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
10 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
11 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
12 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
13 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | ||||
Mitsubishi Estate Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8802 | CINS J43916113 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | ||||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||
8 | Elect Joh Katoh | Mgmt | For | For | For | ||||
9 | Elect Naoto Aiba | Mgmt | For | For | For | ||||
10 | Elect Masamichi Ono | Mgmt | For | For | For | ||||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | ||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | ||||
15 | Elect Shu Tomioka | Mgmt | For | For | For | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Mitsubishi Motors Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7211 | CINS J44131100 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval to Reduce Capital Reserve | Mgmt | For | For | For | ||||
3 | Authority to Reduce Other Capital Surplus | Mgmt | For | For | For | ||||
4 | Reverse Stock Split | Mgmt | For | For | For | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
6 | Elect Takashi Nishioka | Mgmt | For | For | For | ||||
7 | Elect Osamu Masuko | Mgmt | For | For | For | ||||
8 | Elect Hiizu Ichikawa | Mgmt | For | For | For | ||||
9 | Elect Hiroshi Harunari | Mgmt | For | For | For | ||||
10 | Elect Gayu Uesugi | Mgmt | For | For | For | ||||
11 | Elect Tetsuroh Aikawa | Mgmt | For | For | For | ||||
12 | Elect Shuichi Aoto | Mgmt | For | For | For | ||||
13 | Elect Ryugo Nakao | Mgmt | For | For | For | ||||
14 | Elect Mikio Sasaki | Mgmt | For | For | For | ||||
15 | Elect Hidetoshi Yajima | Mgmt | For | For | For | ||||
16 | Elect Toshihiko Hattori | Mgmt | For | For | For | ||||
17 | Elect Seiji Izumisawa | Mgmt | For | For | For | ||||
18 | Elect Harumi Sakamoto | Mgmt | For | For | For | ||||
19 | Elect Takitaroh Fukuda as Statutory Auditor | Mgmt | For | Against | Against | ||||
20 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | For | For | ||||
Mitsubishi UFJ Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
5 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
7 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
8 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
9 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
10 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
11 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | ||||
13 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
14 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
15 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
16 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
17 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
18 | Elect Yuko Kawamoto | Mgmt | For | For | For | ||||
19 | Elect Takashi Mikumo | Mgmt | For | For | For | ||||
20 | Elect Kunie Okamoto | Mgmt | For | For | For | ||||
21 | Elect Yasushi Ikeda | Mgmt | For | For | For | ||||
22 | Elect Hideo Kojima | Mgmt | For | For | For | ||||
23 | Amendment to Equity Compensation Plan and Directors' and Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
Mitsui & Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Hiroyasu Watanabe as Statutory Auditor | Mgmt | For | For | For | ||||
Molson Coors Brewing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TAP | CUSIP 60871R209 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roger Eaton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | ||||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | ||||
2 | Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Morrison (Wm.) Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G62748119 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Trevor Strain | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
9 | Elect Penny Hughes | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
MTS Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTSC | CUSIP 553777103 | 02/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Jean-Lou Chameau | Mgmt | For | For | For | ||||
1.3 | Elect Jefferey Graves | Mgmt | For | For | For | ||||
1.4 | Elect Brendan Hegarty | Mgmt | For | For | For | ||||
1.5 | Elect Emily Liggett | Mgmt | For | For | For | ||||
1.6 | Elect William Murray | Mgmt | For | For | For | ||||
1.7 | Elect Barb Samardzich | Mgmt | For | For | For | ||||
1.8 | Elect Gail Steinel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
Muenchener Rueckversicherungs AG (Munich Re) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MUV2 | CINS D55535104 | 04/25/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
11 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
12 | Elect Ann-Kristin Achleitner | Mgmt | For | TNA | N/A | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
14 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
NACCO Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NC | CUSIP 629579103 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Jumper | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Dennis LaBarre | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Richard de Osborne | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Alfred Rankin, Jr. | Mgmt | For | Withhold | Against | ||||
1.5 | Elect James Ratner | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Britton Taplin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Taplin | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Turben | Mgmt | For | Withhold | Against | ||||
1.9 | Elect David Williams | Mgmt | For | Withhold | Against | ||||
2 | Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Namco Bandai Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7832 | CINS J48454102 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shukuo Ishikawa | Mgmt | For | For | For | ||||
4 | Elect Kazunori Ueno | Mgmt | For | For | For | ||||
5 | Elect Shuji Ohtsu | Mgmt | For | For | For | ||||
6 | Elect Yuji Asako | Mgmt | For | For | For | ||||
7 | Elect Satoshi Ohshita | Mgmt | For | For | For | ||||
8 | Elect Masahiro Tachibana | Mgmt | For | For | For | ||||
9 | Elect Manabu Tazaki | Mgmt | For | For | For | ||||
10 | Elect Nobuo Sayama | Mgmt | For | For | For | ||||
11 | Elect Tomohisa Tabuchi | Mgmt | For | For | For | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CINS G6375K151 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Thomas King | Mgmt | For | For | For | ||||
7 | Elect Nick Winser | Mgmt | For | For | For | ||||
8 | Elect Kenneth Harvey | Mgmt | For | For | For | ||||
9 | Elect Linda Adamany | Mgmt | For | For | For | ||||
10 | Elect Philip Aiken | Mgmt | For | Against | Against | ||||
11 | Elect Nora Brownell | Mgmt | For | For | For | ||||
12 | Elect Paul Golby | Mgmt | For | For | For | ||||
13 | Elect Ruth Kelly | Mgmt | For | For | For | ||||
14 | Elect Maria Richter | Mgmt | For | For | For | ||||
15 | Elect George Rose | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Justin Hutchens | Mgmt | For | For | For | ||||
2 | Elect James R. Jobe | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nationstar Mortgage Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSM | CUSIP 63861C109 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy A. Guthrie | Mgmt | For | For | For | ||||
1.2 | Elect Michael D. Malone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
NEC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6701 | CINS J48818124 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kaoru Yano | Mgmt | For | For | For | ||||
3 | Elect Nobuhiro Endoh | Mgmt | For | For | For | ||||
4 | Elect Takashi Niino | Mgmt | For | For | For | ||||
5 | Elect Junji Yasui | Mgmt | For | For | For | ||||
6 | Elect Isamu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Takaaki Shimizu | Mgmt | For | For | For | ||||
8 | Elect Takeshi Kunibe | Mgmt | For | For | For | ||||
9 | Elect Hitoshi Ogita | Mgmt | For | For | For | ||||
10 | Elect Kaori Sasaki | Mgmt | For | For | For | ||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | ||||
12 | Elect Kunio Noji | Mgmt | For | For | For | ||||
13 | Elect Fujio Okada as Statutory Auditor | Mgmt | For | For | For | ||||
14 | Bonus | Mgmt | For | For | For | ||||
Nelnet, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNI | CUSIP 64031N108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | ||||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | ||||
3 | Elect James P. Abel | Mgmt | For | For | For | ||||
4 | Elect William R. Cintani | Mgmt | For | For | For | ||||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | ||||
6 | Elect Thomas E. Henning | Mgmt | For | For | For | ||||
7 | Elect Kimberly K. Rath | Mgmt | For | For | For | ||||
8 | Elect Michael D. Reardon | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | ||||
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | ||||
9 | Elect Titia de Lange | Mgmt | For | TNA | N/A | ||||
10 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||
11 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
15 | Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
16 | Abstain | Mgmt | For | TNA | N/A | ||||
NetScout Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTCT | CUSIP 64115T104 | 08/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Victor DeMarines | Mgmt | For | For | For | ||||
1.2 | Elect Vincent Mullarkey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NeuStar Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gareth Chang | Mgmt | For | For | For | ||||
2 | Elect Lisa A. Hook | Mgmt | For | For | For | ||||
3 | Elect Hellene S. Runtagh | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Newcrest Mining Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NCM | CINS Q6651B114 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Gerard Bond | Mgmt | For | Against | Against | ||||
3 | Re-elect Vince Gauci | Mgmt | For | Against | Against | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
Next plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXT | CINS G6500M106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect John Barton | Mgmt | For | For | For | ||||
6 | Elect Christos Angelides | Mgmt | For | For | For | ||||
7 | Elect Steve Barber | Mgmt | For | For | For | ||||
8 | Elect Christine Cross | Mgmt | For | For | For | ||||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | ||||
10 | Elect David Keens | Mgmt | For | For | For | ||||
11 | Elect Caroline Goodall | Mgmt | For | For | For | ||||
12 | Elect Francis Salway | Mgmt | For | For | For | ||||
13 | Elect Andrew Varley | Mgmt | For | For | For | ||||
14 | Elect Simon Wolfson | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
NIC Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGOV | CUSIP 62914B100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | ||||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | ||||
1.3 | Elect Daniel J. Evans | Mgmt | For | For | For | ||||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | ||||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | ||||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | ||||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | ||||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | ||||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nintendo Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | ||||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | ||||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | ||||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | ||||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | ||||
Nippon Telegraph & Telephone Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
NN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNBR | CUSIP 629337106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard G. Fanelli | Mgmt | For | For | For | ||||
1.2 | Elect Michael E. Werner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Northern Trust Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTRS | CUSIP 665859104 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Linda Walker Bynoe | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Nicholas Chabraja | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Crown | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Dipak Jain | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert Lane | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Edward Mooney | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jose Luis Prado | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Rowe | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Martin Slark | Mgmt | For | Withhold | Against | ||||
1.10 | Elect David Smith, Jr. | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Charles Tribbett III | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Frederick Waddell | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/22/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
7 | Elect Verena Briner | Mgmt | For | TNA | N/A | ||||
8 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | ||||
9 | Elect Charles Sawyers | Mgmt | For | TNA | N/A | ||||
10 | Elect William Winters | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Miscellaneous Shareholder Proposals or Countermotions | ShrHldr | N/A | TNA | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Novo Nordisk A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVO-B | CINS K7314N152 | 03/20/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Report of the Auditor | Mgmt | For | TNA | N/A | ||||
5 | Directors' Fees (Fiscal Year 2012) | Mgmt | For | TNA | N/A | ||||
6 | Directors' Fees (Fiscal Year 2013) | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Goran A. Ando | Mgmt | For | TNA | N/A | ||||
9 | Elect Jeppe Christiansen | Mgmt | For | TNA | N/A | ||||
10 | Elect Henrik Gurtler | Mgmt | For | TNA | N/A | ||||
11 | Elect Bruno Angelici | Mgmt | For | TNA | N/A | ||||
12 | Elect Hannu Ryopponen | Mgmt | For | TNA | N/A | ||||
13 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | ||||
14 | Elect Thomas P Koestler | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | TNA | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
NTT Data Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9613 | CINS J59386102 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Toshio Iwamoto | Mgmt | For | For | For | ||||
5 | Elect Eiji Yamada | Mgmt | For | For | For | ||||
6 | Elect Yoshinori Hagino | Mgmt | For | For | For | ||||
7 | Elect Satoshi Kurishima | Mgmt | For | For | For | ||||
8 | Elect Masanori Shiina | Mgmt | For | For | For | ||||
9 | Elect Hironobu Sagae | Mgmt | For | For | For | ||||
10 | Elect Eiji Ueki | Mgmt | For | For | For | ||||
11 | Elect Tohru Yamashita | Mgmt | For | For | For | ||||
12 | Elect Yoichiroh Takaya | Mgmt | For | For | For | ||||
NTT DoCoMo Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Kiyoshi Tokuhiro | Mgmt | For | For | For | ||||
5 | Elect Teruyasu Murakami | Mgmt | For | For | For | ||||
6 | Elect Takashi Nakamura | Mgmt | For | For | For | ||||
7 | Elect Kenji Ohta | Mgmt | For | Against | Against | ||||
8 | Elect Naoto Shiotsuka | Mgmt | For | Against | Against | ||||
Nufarm Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUF | CINS Q7007B105 | 12/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Bruce Goodfellow | Mgmt | For | Against | Against | ||||
4 | Elect Frank Ford | Mgmt | For | Against | Against | ||||
5 | Equity Grant (MD/CEO Doug Rathbone) | Mgmt | For | For | For | ||||
NVIDIA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVDA | CUSIP 67066G104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Tench Coxe | Mgmt | For | For | For | ||||
2 | Elect James C. Gaither | Mgmt | For | For | For | ||||
3 | Elect Jen-Hsun Huang | Mgmt | For | For | For | ||||
4 | Elect Mark L. Perry | Mgmt | For | For | For | ||||
5 | Elect A. Brooke Seawell | Mgmt | For | For | For | ||||
6 | Elect Mark A. Stevens | Mgmt | For | For | For | ||||
7 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | ||||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | ||||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | ||||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | ||||
7 | Elect Egon Durban | Mgmt | For | Against | Against | ||||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||||
10 | Elect Ian Loring | Mgmt | For | Against | Against | ||||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | ||||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
O'Reilly Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORLY | CUSIP 67103H107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawrence P. O'Reilly | Mgmt | For | For | For | ||||
2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | ||||
3 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Technical Article Amendments Related to the Expired Rights Plan and Indemnification | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ocwen Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCN | CUSIP 675746309 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||||
1.2 | Elect Ronald M. Faris | Mgmt | For | For | For | ||||
1.3 | Elect Ronald J. Korn | Mgmt | For | For | For | ||||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | ||||
1.5 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Robert A. Salcetti | Mgmt | For | For | For | ||||
1.7 | Elect Barry N. Wish | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGE | CUSIP 670837103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | ||||
1.2 | Elect Wayne H. Brunetti | Mgmt | For | For | For | ||||
1.3 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
1.4 | Elect Peter B. Delaney | Mgmt | For | For | For | ||||
1.5 | Elect John D. Groendyke | Mgmt | For | For | For | ||||
1.6 | Elect Kirk Humphreys | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||||
1.8 | Elect Robert O. Lorenz | Mgmt | For | For | For | ||||
1.9 | Elect Judy R. McReynolds | Mgmt | For | For | For | ||||
1.10 | Elect Leroy C. Richie | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 01/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Payment of Sub-underwriting Commission | Mgmt | For | For | For | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mark Daniell | Mgmt | For | Against | Against | ||||
4 | Elect Andy TSE Po Shing | Mgmt | For | Against | Against | ||||
5 | Elect WONG Heng Tew | Mgmt | For | Against | Against | ||||
6 | Elect Sridhar Krishnan | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | ||||
Om Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMG | CUSIP 670872100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Katharine L. Plourde | Mgmt | For | For | For | ||||
1.2 | Elect Patrick S. Mullin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Lowenthal | Mgmt | For | For | For | ||||
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Jeng | Mgmt | For | For | For | ||||
1.2 | Elect Dwight Steffensen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
On Assignment, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASGN | CUSIP 682159108 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William E. Brock | Mgmt | For | For | For | ||||
1.2 | Elect Edwin A. Sheridan, IV | Mgmt | For | For | For | ||||
1.3 | Elect Brian J. Callaghan | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
One Liberty Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLP | CUSIP 682406103 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph A. Amato | Mgmt | For | For | For | ||||
2 | Elect Jeffrey A. Gould | Mgmt | For | For | For | ||||
3 | Elect Matthew J. Gould | Mgmt | For | For | For | ||||
4 | Elect J. Robert Lovejoy | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ONEOK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OKE | CUSIP 682680103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James C. Day | Mgmt | For | For | For | ||||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | ||||
3 | Elect William L. Ford | Mgmt | For | For | For | ||||
4 | Elect John W. Gibson | Mgmt | For | For | For | ||||
5 | Elect Bert H. Mackie | Mgmt | For | For | For | ||||
6 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||||
7 | Elect Jim W. Mogg | Mgmt | For | For | For | ||||
8 | Elect Pattye L. Moore | Mgmt | For | For | For | ||||
9 | Elect Gary D. Parker | Mgmt | For | For | For | ||||
10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHldr | Against | Against | For | ||||
OPAP S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPAP | CINS X3232T104 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Election of Audit Committee Members | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | For | For | ||||
OpenTable, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPEN | CUSIP 68372A104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Layton | Mgmt | For | For | For | ||||
1.2 | Elect Matthew Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Oriental Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OFG | CUSIP 68618W100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Rafael Fernandez | Mgmt | For | For | For | ||||
1.2 | Elect Jose E. Rossi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Company Name Change | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orion Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORNBV | CINS X6002Y112 | 03/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | For | For | ||||
13 | Election of Directors | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | ||||
3 | Elect Makoto Inoue | Mgmt | For | For | For | ||||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | ||||
5 | Elect Tamio Umaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | ||||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | ||||
Otsuka Holdings Co.,Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4578 | CINS J63117105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Akihiko Ohtsuka | Mgmt | For | For | For | ||||
3 | Elect Tatsuo Higuchi | Mgmt | For | For | For | ||||
4 | Elect Ichiroh Ohtsuka | Mgmt | For | For | For | ||||
5 | Elect Atsumasa Makise | Mgmt | For | For | For | ||||
6 | Elect Yoshiroh Matsuo | Mgmt | For | For | For | ||||
7 | Elect Yujiroh Ohtsuka | Mgmt | For | For | For | ||||
8 | Elect Yukio Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Yasuyuki Hirotomi | Mgmt | For | For | For | ||||
10 | Elect Junichi Kawaguchi | Mgmt | For | For | For | ||||
11 | Elect Sadanobu Tobe as Statutory Auditor | Mgmt | For | Against | Against | ||||
Pacific Premier Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPBI | CUSIP 69478X105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | ||||
1.2 | Elect John J Carona | Mgmt | For | For | For | ||||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | ||||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | ||||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | ||||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | ||||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Packaging Corporation of America | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKG | CUSIP 695156109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | ||||
2 | Elect Hasan Jameel | Mgmt | For | For | For | ||||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | ||||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | ||||
5 | Elect Samuel Mencoff | Mgmt | For | For | For | ||||
6 | Elect Roger B. Porter | Mgmt | For | For | For | ||||
7 | Elect Thomas S. Souleles | Mgmt | For | For | For | ||||
8 | Elect Paul T. Stecko | Mgmt | For | For | For | ||||
9 | Elect James D. Woodrum | Mgmt | For | For | For | ||||
10 | Amendment to the 1999 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Papa John's International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PZZA | CUSIP 698813102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Norborne P. Cole, Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Christopher L. Coleman | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | ||||
Partnerre Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PDL BioPharma, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PDLI | CUSIP 69329Y104 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold E. Selick | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Peabody Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BTU | CUSIP 704549104 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
1.2 | Elect William A. Coley | Mgmt | For | For | For | ||||
1.3 | Elect William E. James | Mgmt | For | For | For | ||||
1.4 | Elect Robert B. Karn III | Mgmt | For | For | For | ||||
1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | ||||
1.6 | Elect Robert A. Malone | Mgmt | For | For | For | ||||
1.7 | Elect William C. Rusnack | Mgmt | For | For | For | ||||
1.8 | Elect John F. Turner | Mgmt | For | For | For | ||||
1.9 | Elect Sandra A. Van Trease | Mgmt | For | For | For | ||||
1.10 | Elect Alan H. Washkowitz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Pegatron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | ||||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | ||||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | ||||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | ||||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | ||||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | ||||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | ||||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | ||||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Pentair Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNR | CUSIP H6169Q108 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect T. Michael Glenn | Mgmt | For | For | For | ||||
2 | Elect David H. Y. Ho | Mgmt | For | For | For | ||||
3 | Elect Ronald L. Merriman | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
9 | Allocation of Net Loss | Mgmt | For | For | For | ||||
10 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Approval of Performance Goals and Related Matters under the 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Peoples Bancorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEBO | CUSIP 709789101 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David L. Mead | Mgmt | For | For | For | ||||
1.2 | Elect Susan D. Rector | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Wolf | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perficient, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRFT | CUSIP 71375U101 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | ||||
1.2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | ||||
1.3 | Elect John S. Hamlin | Mgmt | For | For | For | ||||
1.4 | Elect James R. Kackley | Mgmt | For | For | For | ||||
1.5 | Elect David S. Lundeen | Mgmt | For | For | For | ||||
1.6 | Elect David D. May | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pericom Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSEM | CUSIP 713831105 | 12/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex Chiming Hui | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Chi-Hung Hui | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hau Lee | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Michael Sophie | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Siu-Weng Simon Wong | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Edward Yang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pernod Ricard SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RI | CINS F72027109 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | ||||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | ||||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | ||||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | ||||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | ||||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | ||||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | ||||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | ||||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | ||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | ||||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
5 | Elect Mike Killoran | Mgmt | For | For | For | ||||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | ||||
7 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
8 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
9 | Elect Mark Preston | Mgmt | For | For | For | ||||
10 | Elect Marion Sears | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 10/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
8 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | ||||
14 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Petsmart, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETM | CUSIP 716768106 | 06/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angel Cabrera | Mgmt | For | For | For | ||||
2 | Elect Rita V. Foley | Mgmt | For | For | For | ||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | ||||
6 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
7 | Elect Robert F. Moran | Mgmt | For | For | For | ||||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | ||||
9 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | ||||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | ||||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | ||||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | ||||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | ||||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | ||||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | ||||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | ||||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | ||||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Pharmacyclics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCYC | CUSIP 716933106 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert F. Booth | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth A. Clark | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert W. Duggan | Mgmt | For | For | For | ||||
1.4 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||||
1.5 | Elect Minesh P. Mehta | Mgmt | For | For | For | ||||
1.6 | Elect David D. Smith | Mgmt | For | For | For | ||||
1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pharmacyclics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCYC | CUSIP 716933106 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Booth | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Clark | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Duggan | Mgmt | For | For | For | ||||
1.4 | Elect Eric Halvorson | Mgmt | For | For | For | ||||
1.5 | Elect Minesh Mehta | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Smith | Mgmt | For | For | For | ||||
1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
PharMerica Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMC | CUSIP 71714F104 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory S. Weishar | Mgmt | For | For | For | ||||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Frank E. Collins | Mgmt | For | For | For | ||||
1.4 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||||
1.5 | Elect Marjorie W. Dorr | Mgmt | For | For | For | ||||
1.6 | Elect Thomas P. Gerrity | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Oakley | Mgmt | For | For | For | ||||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||||
1.9 | Elect Patrick G. LePore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phh Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PHH | CUSIP 693320202 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Jon A. Boscia | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | ||||
1.8 | Elect James O. Egan | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Photronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLAB | CUSIP 719405102 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Fiederowicz | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Fiorita, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | ||||
1.4 | Elect Constantine Macricostas | Mgmt | For | For | For | ||||
1.5 | Elect George Macricostas | Mgmt | For | For | For | ||||
1.6 | Elect Mitchell Tyson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Plantronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLT | CUSIP 727493108 | 08/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marv Tseu | Mgmt | For | For | For | ||||
2 | Elect Ken Kannappan | Mgmt | For | For | For | ||||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | ||||
4 | Elect Robert Hagerty | Mgmt | For | For | For | ||||
5 | Elect Greggory Hammann | Mgmt | For | For | For | ||||
6 | Elect John Hart | Mgmt | For | For | For | ||||
7 | Elect Marshall Mohr | Mgmt | For | For | For | ||||
8 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
PolyOne Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POL | CUSIP 73179P106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
1.2 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Fearon | Mgmt | For | For | For | ||||
1.4 | Elect Gregory J. Goff | Mgmt | For | For | For | ||||
1.5 | Elect Gordon D. Harnett | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Lorraine | Mgmt | For | For | For | ||||
1.7 | Elect Stephen D. Newlin | Mgmt | For | For | For | ||||
1.8 | Elect William H. Powell | Mgmt | For | For | For | ||||
1.9 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
1.10 | Elect William A. Wulfsohn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | ||||
2 | Elect David Goel | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Portfolio Recovery Associates | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRAA | CUSIP 73640Q105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John H. Fain | Mgmt | For | For | For | ||||
1.2 | Elect David Roberts | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Annual Non-Equity Incentive Plan | Mgmt | For | For | For | ||||
Potash Corp. Of Saskatchewan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POT | CUSIP 73755L107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | ||||
1.4 | Elect William J. Doyle | Mgmt | For | For | For | ||||
1.5 | Elect John W. Estey | Mgmt | For | For | For | ||||
1.6 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||||
1.7 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||||
1.8 | Elect Dallas J. Howe | Mgmt | For | For | For | ||||
1.9 | Elect Alice D. Laberge | Mgmt | For | For | For | ||||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Performance Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PPG Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPG | CUSIP 693506107 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James G. Berges | Mgmt | For | For | For | ||||
1.2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Prada S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1913HK | CINS T7733C101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Procera Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKT | CUSIP 74269U203 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott McClendon | Mgmt | For | For | For | ||||
1.2 | Elect James F. Brear | Mgmt | For | For | For | ||||
1.3 | Elect Staffan Hillberg | Mgmt | For | For | For | ||||
1.4 | Elect Alan B. Lefkof | Mgmt | For | For | For | ||||
1.5 | Elect Mary Losty | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Saponas | Mgmt | For | For | For | ||||
1.7 | Elect William H. Slavin | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Reincorporation from Nevada to Delaware | Mgmt | For | For | For | ||||
Procera Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKT | CUSIP 74269U203 | 08/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott McClendon | Mgmt | For | For | For | ||||
1.2 | Elect James Brear | Mgmt | For | For | For | ||||
1.3 | Elect Staffan Hillberg | Mgmt | For | For | For | ||||
1.4 | Elect B. Kumar | Mgmt | For | For | For | ||||
1.5 | Elect Alan B. Lefkof | Mgmt | For | For | For | ||||
1.6 | Elect Mary Losty | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Saponas | Mgmt | For | For | For | ||||
1.8 | Elect William Slavin | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Protective Life Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PL | CUSIP 743674103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert O. Burton | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | ||||
4 | Elect John D. Johns | Mgmt | For | For | For | ||||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | ||||
6 | Elect Charles D. McCrary | Mgmt | For | Against | Against | ||||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | ||||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | ||||
9 | Elect Malcolm Portera | Mgmt | For | For | For | ||||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | ||||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | ||||
12 | Elect William A. Terry | Mgmt | For | For | For | ||||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | ||||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | ||||
15 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
Providence Service Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRSC | CUSIP 743815102 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard A. Kerley | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Christopher S. Shackelton | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
PS Business Parks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSB | CUSIP 69360J107 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jennifer H. Dunbar | Mgmt | For | For | For | ||||
1.4 | Elect James H. Kropp | Mgmt | For | For | For | ||||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||||
1.6 | Elect Michael V. McGee | Mgmt | For | For | For | ||||
1.7 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||||
1.8 | Elect Peter Schultz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | ||||
2 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
3 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 10/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors and Commissioners | Mgmt | For | Against | Against | ||||
PTC Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMTC | CUSIP 699173209 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas F. Bogan | Mgmt | For | For | For | ||||
1.2 | Elect Michael E. Porter | Mgmt | For | For | For | ||||
1.3 | Elect Robert P. Schechter | Mgmt | For | For | For | ||||
2 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSA | CUSIP 74460D109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||||
1.3 | Elect Uri P. Harkham | Mgmt | For | For | For | ||||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||||
1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||||
1.7 | Elect Ronald P. Spogli | Mgmt | For | For | For | ||||
1.8 | Elect Daniel C. Staton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PulteGroup, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PHM | CUSIP 745867101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | ||||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect James J. Postl | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
Qlik Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLIK | CUSIP 74733T105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Gavin, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Alexander Ott | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | ||||
2 | Elect H.K. Desai | Mgmt | For | For | For | ||||
3 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
4 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect George Wells | Mgmt | For | For | For | ||||
7 | Elect William Zeitler | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Quality Distribution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLTY | CUSIP 74756M102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | ||||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | ||||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | ||||
1.4 | Elect M. Ali Rashid | Mgmt | For | For | For | ||||
1.5 | Elect Annette M. Sandberg | Mgmt | For | For | For | ||||
1.6 | Elect Alan H. Schumacher | Mgmt | For | For | For | ||||
1.7 | Elect Thomas M. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Quality Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QSII | CUSIP 747582104 | 08/16/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ahmed Hussein | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Murray Brennan | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Patrick Cline | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect John J. Mueller | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect John McDuffie | Mgmt | N/A | TNA | N/A | ||||
1.6 | Elect Thomas DiBenedetto | Mgmt | N/A | TNA | N/A | ||||
1.7 | Elect Ian Gordon | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
Quality Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QSII | CUSIP 747582104 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Craig Barbarosh | Mgmt | For | For | For | ||||
1.2 | Elect George Bristol | Mgmt | For | For | For | ||||
1.3 | Elect Mark Davis | Mgmt | For | For | For | ||||
1.4 | Elect Russell Pflueger | Mgmt | For | For | For | ||||
1.5 | Elect Steven Plochocki | Mgmt | For | For | For | ||||
1.6 | Elect Sheldon Razin | Mgmt | For | For | For | ||||
1.7 | Elect Lance Rosenzweig | Mgmt | For | For | For | ||||
1.8 | Elect Maureen Spivak | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Questcor Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOR | CUSIP 74835Y101 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don M. Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Neal C. Bradsher | Mgmt | For | For | For | ||||
1.3 | Elect Stephen C. Farrell | Mgmt | For | For | For | ||||
1.4 | Elect Louis Silverman | Mgmt | For | For | For | ||||
1.5 | Elect Virgil D. Thompson | Mgmt | For | For | For | ||||
1.6 | Elect Scott M. Whitcup | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Rakuten Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4755 | CINS J64264104 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||
2 | Elect Atsushi Kunishige | Mgmt | For | For | For | ||||
3 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Tohru Shimada | Mgmt | For | For | For | ||||
5 | Elect Akio Sugihara | Mgmt | For | For | For | ||||
6 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||
7 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||
8 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||
9 | Elect Charles B. Baxter | Mgmt | For | For | For | ||||
10 | Elect Kohichi Kusano | Mgmt | For | For | For | ||||
11 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||
12 | Elect Joshua G. James | Mgmt | For | For | For | ||||
13 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||
14 | Elect Jun Murai | Mgmt | For | For | For | ||||
15 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | ||||
16 | Elect Tanekiyo Kunitake as Statutory Auditor | Mgmt | For | Against | Against | ||||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Randstad Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAND | CINS N7291Y137 | 01/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Authority to Issue Preference C Shares | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Francois Beharel to the Management Board | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Randstad Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAND | CINS N7291Y137 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Suppression of Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||||
13 | Performance Share Plan | Mgmt | For | For | For | ||||
14 | Elect Ton Risseeuw to the Stichting | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Realogy Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RLGY | CUSIP 75605Y106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect V. Ann Hailey | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Ali Rashid | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Brett White | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reckitt Benckiser Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RB | CINS G74079107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Adrian D.P. Bellamy | Mgmt | For | Against | Against | ||||
5 | Elect Gerd Peter Harf | Mgmt | For | Against | Against | ||||
6 | Elect Richard Cousins | Mgmt | For | Against | Against | ||||
7 | Elect Kenneth Hydon | Mgmt | For | Against | Against | ||||
8 | Elect Rakesh Kapoor | Mgmt | For | Against | Against | ||||
9 | Elect Andre Lacroix | Mgmt | For | Against | Against | ||||
10 | Elect Graham Mackay | Mgmt | For | Against | Against | ||||
11 | Elect Judith A. Sprieser | Mgmt | For | Against | Against | ||||
12 | Elect Warren G. Tucker | Mgmt | For | Against | Against | ||||
13 | Elect Adrian Hennah | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Red Electrica Corporación, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REE | CINS E42807102 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Approval of Balance Sheet | Mgmt | For | For | For | ||||
6 | Elect Maria de los Angeles Amador Millan | Mgmt | For | Against | Against | ||||
7 | Ratification of the Co-Option of Maria Jose Garcia Beato | Mgmt | For | Against | Against | ||||
8 | Amendments to Articles Regarding the Electricity Sector Law | Mgmt | For | For | For | ||||
9 | Amendments to Articles Regarding Counterweights to Combined Chairman/CEO | Mgmt | For | For | For | ||||
10 | Amendments to Articles Regarding Board Committees | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Share Purchase Plan | Mgmt | For | For | For | ||||
14 | Revocation of Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
16 | Directors' Fees 2012 | Mgmt | For | Against | Against | ||||
17 | Director's Fees 2013 | Mgmt | For | Against | Against | ||||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Regus plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | ||||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | ||||
10 | Elect Lance Browne | Mgmt | For | Against | Against | ||||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | ||||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | ||||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | ||||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | ||||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Repsol, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REP | CINS E8471S130 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Approval of Updated Balance Sheet | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Second Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Elect Luis Suarez de Lezo Mantilla | Mgmt | For | Against | Against | ||||
12 | Elect Maria Isabel Gabarro Miquel | Mgmt | For | Against | Against | ||||
13 | Elect Manuel Manrique Cecilia | Mgmt | For | Against | Against | ||||
14 | Elect Rene Dahan | Mgmt | For | Against | Against | ||||
15 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Amendments to Articles Regarding Delegate Committee | Mgmt | For | For | For | ||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Republic Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBCAA | CUSIP 760281204 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Craig A. Greenberg | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael T. Rust | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Sandra Metts Snowden | Mgmt | For | Withhold | Against | ||||
1.4 | Elect R. Wayne Stratton | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Susan Stout Tamme | Mgmt | For | Withhold | Against | ||||
1.6 | Elect A. Scott Trager | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Steven E. Trager | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Resmed Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RMD | CUSIP 761152107 | 11/15/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Farrell | Mgmt | For | TNA | N/A | ||||
2 | Elect Gary Pace | Mgmt | For | TNA | N/A | ||||
3 | Elect Ronald Taylor | Mgmt | For | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
5 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Resona Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8308 | CINS J6448E106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding Public Funds Full Repayment Plan | Mgmt | For | For | For | ||||
3 | Authority to Reduce Other Earned Surplus, Stated Capital and Capital Reserves | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Elect Kazuhiro Higashi | Mgmt | For | For | For | ||||
6 | Elect Toshiki Hara | Mgmt | For | For | For | ||||
7 | Elect Tetsuya Kan | Mgmt | For | For | For | ||||
8 | Elect Kaoru Isono | Mgmt | For | For | For | ||||
9 | Elect Tsutomu Okuda | Mgmt | For | For | For | ||||
10 | Elect Shuhsai Nagai | Mgmt | For | For | For | ||||
11 | Elect Emi Ohsono | Mgmt | For | For | For | ||||
12 | Elect Toshio Arima | Mgmt | For | For | For | ||||
13 | Elect Yohko Sanuki | Mgmt | For | For | For | ||||
14 | Elect Mitsudo Urano | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Public Funds Full Repayment Plan | Mgmt | For | For | For | ||||
Rio Tinto Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS Q81437107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect Robert E. Brown | Mgmt | For | For | For | ||||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | ||||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | ||||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | ||||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Re-elect Richard R. Goodmanson | Mgmt | For | For | For | ||||
11 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
12 | Re-elect Chris J. Lynch | Mgmt | For | For | For | ||||
13 | Re-elect Paul M. Tellier | Mgmt | For | For | For | ||||
14 | Re-elect John S. Varley | Mgmt | For | For | For | ||||
15 | Re-elect Samuel M.C. Walsh | Mgmt | For | For | For | ||||
16 | Appoint Auditor | Mgmt | For | For | For | ||||
17 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Approve Performance Share Plan | Mgmt | For | For | For | ||||
19 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert E. Brown | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
5 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
6 | Elect Guy Elliott | Mgmt | For | For | For | ||||
7 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
8 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
9 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||||
10 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
11 | Elect Chris J. Lynch | Mgmt | For | For | For | ||||
12 | Elect Paul M. Tellier | Mgmt | For | For | For | ||||
13 | Elect John S. Varley | Mgmt | For | For | For | ||||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Performance Share Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Riverbed Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RVBD | CUSIP 768573107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Floyd | Mgmt | For | For | For | ||||
2 | Elect Christopher Schaepe | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Robert Half International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHI | CUSIP 770323103 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | ||||
1.4 | Elect Robert Pace | Mgmt | For | For | For | ||||
1.5 | Elect Fredrick Richman | Mgmt | For | For | For | ||||
1.6 | Elect M. Keith Waddell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rosetta Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROSE | CUSIP 777779109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Beckler | Mgmt | For | For | For | ||||
2 | Elect James Craddock | Mgmt | For | For | For | ||||
3 | Elect Matthew Fitzgerald | Mgmt | For | For | For | ||||
4 | Elect Philip Frederickson | Mgmt | For | For | For | ||||
5 | Elect D. Henry Houston | Mgmt | For | For | For | ||||
6 | Elect Carin Knickel | Mgmt | For | For | For | ||||
7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Rovi Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROVI | CUSIP 779376102 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Carson | Mgmt | For | For | For | ||||
1.2 | Elect Alan L. Earhart | Mgmt | For | For | For | ||||
1.3 | Elect Andrew K. Ludwick | Mgmt | For | For | For | ||||
1.4 | Elect James E. Meyer | Mgmt | For | For | For | ||||
1.5 | Elect James P. O'Shaughnessy | Mgmt | For | For | For | ||||
1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Royal Boskalis Westminster NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOKA | CINS N14952266 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Opportunity to Recommend Nominees to the Supervisory Board | Mgmt | For | For | For | ||||
12 | Elect M. Niggebrugge | Mgmt | For | Against | Against | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Option to Recommend Nominees to the Supervisory Board | Mgmt | For | For | For | ||||
15 | Elect A. Baan | Mgmt | For | Against | Against | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A118 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
RTI Biologics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTIX | CUSIP 74975N105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julianne Bowler | Mgmt | For | For | For | ||||
1.2 | Elect Roy D. Crowninshield | Mgmt | For | For | For | ||||
1.3 | Elect Brian K. Hutchison | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rudolph Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTEC | CUSIP 781270103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel H. Berry | Mgmt | For | For | For | ||||
2 | Elect Thomas G. Greig | Mgmt | For | For | For | ||||
3 | Elect Richard F. Spanier | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ryland Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RYL | CUSIP 783764103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William L. Jews | Mgmt | For | For | For | ||||
2 | Elect Ned Mansour | Mgmt | For | For | For | ||||
3 | Elect Robert E. Mellor | Mgmt | For | For | For | ||||
4 | Elect Norman J. Metcalfe | Mgmt | For | For | For | ||||
5 | Elect Larry T. Nicholson | Mgmt | For | For | For | ||||
6 | Elect Charlotte St. Martin | Mgmt | For | For | For | ||||
7 | Elect Robert G. Van Schoonenberg | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Amendment to Senior Executive Performance Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sabmiller plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAB | CINS G77395104 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alan Clark | Mgmt | For | Against | Against | ||||
4 | Elect Mark Armour | Mgmt | For | Against | Against | ||||
5 | Elect Geoffrey Bible | Mgmt | For | Against | Against | ||||
6 | Elect Dinyar Devitre | Mgmt | For | Against | Against | ||||
7 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
8 | Elect Graham Mackay | Mgmt | For | Against | Against | ||||
9 | Elect John Manser | Mgmt | For | Against | Against | ||||
10 | Elect John Manzoni | Mgmt | For | Against | Against | ||||
11 | Elect Miles Morland | Mgmt | For | Against | Against | ||||
12 | Elect Dambisa Moyo | Mgmt | For | Against | Against | ||||
13 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | ||||
14 | Elect Cyril Ramaphosa | Mgmt | For | Against | Against | ||||
15 | Elect Alejandro Santo Domingo Davila | Mgmt | For | Against | Against | ||||
16 | Elect Helen Weir | Mgmt | For | Against | Against | ||||
17 | Elect Howard Willard | Mgmt | For | Against | Against | ||||
18 | Elect Jamie Wilson | Mgmt | For | Against | Against | ||||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Safeguard Scientifics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFE | CUSIP 786449207 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julie A. Dobson | Mgmt | For | For | For | ||||
1.2 | Elect Keith B. Jarrett | Mgmt | For | For | For | ||||
1.3 | Elect Andrew E. Lietz | Mgmt | For | For | For | ||||
1.4 | Elect George MacKenzie | Mgmt | For | For | For | ||||
1.5 | Elect George D. McClelland | Mgmt | For | For | For | ||||
1.6 | Elect Jack L. Messman | Mgmt | For | For | For | ||||
1.7 | Elect John J. Roberts | Mgmt | For | For | For | ||||
1.8 | Elect Robert J. Rosenthal | Mgmt | For | For | For | ||||
1.9 | Elect Stephen T. Zarrilli | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Safran SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | ||||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | ||||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | ||||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
19 | Greenshoe | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | ||||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | ||||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Salix Pharmaceuticals Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLXP | CUSIP 795435106 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Chappell | Mgmt | For | For | For | ||||
1.2 | Elect Thomas W. D'Alonzo | Mgmt | For | For | For | ||||
1.3 | Elect William P. Keane | Mgmt | For | For | For | ||||
1.4 | Elect Carolyn J. Logan | Mgmt | For | For | For | ||||
1.5 | Elect Mark A. Sirgo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | ||||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | ||||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | ||||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Santarus, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNTS | CUSIP 802817304 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel D. Burgess | Mgmt | For | For | For | ||||
1.2 | Elect Michael G. Carter | Mgmt | For | For | For | ||||
1.3 | Elect Alessandro Della Cha | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | N/A | For | N/A | ||||
2 | Accounts | Mgmt | N/A | For | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | ||||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | ||||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | ||||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | ||||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | ||||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | ||||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | ||||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | ||||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | ||||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | ||||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | ||||
Scania AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCVB | CINS W76082119 | 05/03/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
17 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
18 | Incentive Plan | Mgmt | For | TNA | N/A | ||||
19 | Board Size | Mgmt | For | TNA | N/A | ||||
20 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
21 | Election of Directors | Mgmt | For | TNA | N/A | ||||
22 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
23 | Abolishment of the Nomination Committee | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Scholastic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHL | CUSIP 807066105 | 09/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Barge | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Marianne Caponnetto | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John McDonald | Mgmt | For | Withhold | Against | ||||
SCOR S.E. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCR | CINS F15561677 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | Against | Against | ||||
8 | Elect Gerard Andreck | Mgmt | For | For | For | ||||
9 | Elect Charles Gave | Mgmt | For | For | For | ||||
10 | Elect Thierry Derez | Mgmt | For | For | For | ||||
11 | Elect Fields Wick-Miurin | Mgmt | For | For | For | ||||
12 | Elect Kory Sorenson | Mgmt | For | For | For | ||||
13 | Elect Andreas Brandstetter | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
23 | Authority to Issue Warrants as Contingent Capital | Mgmt | For | For | For | ||||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
29 | Amendments to Article 5 | Mgmt | For | For | For | ||||
30 | Amendments to Articles Regarding Director Terms | Mgmt | For | For | For | ||||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect William V. Hickey | Mgmt | For | For | For | ||||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | ||||
8 | Elect William J. Marino | Mgmt | For | For | For | ||||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Select Comfort Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCSS | CUSIP 81616X103 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael J. Harrison | Mgmt | For | For | For | ||||
2 | Elect Shelly R. Ibach | Mgmt | For | For | For | ||||
3 | Elect David T. Kollat | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Semtech Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SMTC | CUSIP 816850101 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Glen M. Antle | Mgmt | For | For | For | ||||
1.2 | Elect W. Dean Baker | Mgmt | For | For | For | ||||
1.3 | Elect James P. Burra | Mgmt | For | For | For | ||||
1.4 | Elect Bruce C. Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Rockell N. Hankin | Mgmt | For | For | For | ||||
1.6 | Elect James T. Lindstrom | Mgmt | For | For | For | ||||
1.7 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | ||||
1.8 | Elect John L. Piotrowski | Mgmt | For | For | For | ||||
1.9 | Elect Carmelo J. Santoro | Mgmt | For | For | For | ||||
1.10 | Elect Sylvia Summers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
Shanghai Fosun Pharmaceutical (Group) Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7682D112 | 06/28/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | For | ||||
4 | Absorption of Subsidiary | Mgmt | For | For | For | ||||
5 | Annual Report | Mgmt | For | For | For | ||||
6 | Directors' Report | Mgmt | For | For | For | ||||
7 | Supervisors' Report | Mgmt | For | For | For | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Director Remuneration Policy | Mgmt | For | For | For | ||||
14 | Fee Adjustment for Independent Non-executive Directors | Mgmt | For | For | For | ||||
15 | Approval of Entrusted Loans to Subsidiaries | Mgmt | For | Against | Against | ||||
16 | Authority to Give Guarantees | Mgmt | For | For | For | ||||
17 | Elect CHEN Qiyu | Mgmt | For | Against | Against | ||||
18 | Elect YAO Fang | Mgmt | For | Against | Against | ||||
19 | Elect GUO Guangcang | Mgmt | For | Against | Against | ||||
20 | Elect WANG Qunbin | Mgmt | For | Against | Against | ||||
21 | Elect ZHANG Guozheng | Mgmt | For | Against | Against | ||||
22 | Elect WANG Pinliang | Mgmt | For | Against | Against | ||||
23 | Elect KANG Lan | Mgmt | For | Against | Against | ||||
24 | Elect HAN Tong | Mgmt | For | Against | Against | ||||
25 | Elect ZHANG Weitong | Mgmt | For | Against | Against | ||||
26 | Elect LI Minqiao | Mgmt | For | Against | Against | ||||
27 | Elect CAO Huimin | Mgmt | For | Against | Against | ||||
28 | Elect CAO Genxing | Mgmt | For | Against | Against | ||||
29 | Elect LI Haifeng | Mgmt | For | Against | Against | ||||
30 | Amendments to the Administrative Measures for Related Party Transaction | Mgmt | For | For | For | ||||
31 | Amendments to the Administrative Measures for Management of Raised Funds | Mgmt | For | For | For | ||||
Shanghai Prime Machinery Co Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2345 | CINS Y7687Y103 | 02/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Qiang | Mgmt | For | Against | Against | ||||
Shanghai Prime Machinery Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7687Y103 | 06/14/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
9 | Elect ZHOU Zhiyan | Mgmt | For | Against | Against | ||||
10 | Elect CHEN Hui | Mgmt | For | Against | Against | ||||
11 | Elect DONG Jianhua as Supervisor | Mgmt | For | Against | Against | ||||
12 | Elect WEI Li as Supervisor | Mgmt | For | Against | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sherwin-Williams Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHW | CUSIP 824348106 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | ||||
1.2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
1.3 | Elect David F. Hodnik | Mgmt | For | For | For | ||||
1.4 | Elect Thomas G. Kadien | Mgmt | For | For | For | ||||
1.5 | Elect Richard J. Kramer | Mgmt | For | For | For | ||||
1.6 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
1.7 | Elect Richard K. Smucker | Mgmt | For | For | For | ||||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Shire plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CINS G8124V108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William M. Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
9 | Elect Anne Minto | Mgmt | For | For | For | ||||
10 | Elect David M. Stout | Mgmt | For | For | For | ||||
11 | Elect Steven Gillis | Mgmt | For | For | For | ||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | ||||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | ||||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | ||||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | ||||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | ||||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | ||||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | ||||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Silicon Graphics International Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGI | CUSIP 82706L108 | 12/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jorge Titinger | Mgmt | For | For | For | ||||
1.2 | Elect Michael Hagee | Mgmt | For | For | For | ||||
1.3 | Elect Charles Boesenberg | Mgmt | For | For | For | ||||
1.4 | Elect Gary Griffiths | Mgmt | For | For | For | ||||
1.5 | Elect Hagi Schwartz | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Verdoorn | Mgmt | For | For | For | ||||
1.7 | Elect Douglas King | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Silicon Image, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIMG | CUSIP 82705T102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.2 | Elect John Hodge | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sinclair Broadcast Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBGI | CUSIP 829226109 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David D. Smith | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Frederick G. Smith | Mgmt | For | Withhold | Against | ||||
1.3 | Elect J. Duncan Smith | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert E. Smith | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Basil A. Thomas | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Lawrence E. McCanna | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Daniel C. Keith | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Martin R. Leader | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of 2013 Executive Incentive Plan | Mgmt | For | For | For | ||||
Singapore Technologies Engineering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S63 | CINS Y7996W103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Stanley LAI Tze Chang | Mgmt | For | For | For | ||||
4 | Elect QUEK Poh Huat | Mgmt | For | For | For | ||||
5 | Elect Davinder Singh | Mgmt | For | For | For | ||||
6 | Elect KWA Chong Seng | Mgmt | For | For | For | ||||
7 | Elect CHAN Yeng Kit | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Grant Awards and Issue Shares under Employee Incentive Plan | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Singapore Technologies Engineering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S63 | CINS Y7996W103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 12/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect LI Ling | Mgmt | For | Against | Against | ||||
Six Flags Entertainment Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIX | CUSIP 83001A102 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Baker | Mgmt | For | For | For | ||||
1.2 | Elect Kurt M. Cellar | Mgmt | For | For | For | ||||
1.3 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||||
1.4 | Elect Jon L. Luther | Mgmt | For | For | For | ||||
1.5 | Elect Usman Nabi | Mgmt | For | For | For | ||||
1.6 | Elect Stephen D. Owens | Mgmt | For | For | For | ||||
1.7 | Elect James Reid-Anderson | Mgmt | For | For | For | ||||
1.8 | Elect Richard W. Roedel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
SJM Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
880 | CINS Y8076V106 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect NG Chi Sing | Mgmt | For | Against | Against | ||||
6 | Elect CHAU Tak Hay | Mgmt | For | Against | Against | ||||
7 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | ||||
8 | Elect Henry CHENG Kar-Shun | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
SK Hynix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
SkyWest, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKYW | CUSIP 830879102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | ||||
2 | Elect J. Ralph Atkin | Mgmt | For | For | For | ||||
3 | Elect Margaret S. Billson | Mgmt | For | For | For | ||||
4 | Elect Henry J. Eyring | Mgmt | For | For | For | ||||
5 | Elect Robert G. Sarver | Mgmt | For | For | For | ||||
6 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||||
7 | Elect James L. Welch | Mgmt | For | For | For | ||||
8 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Slc Agricola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLCE3 | CINS P8711D107 | 04/17/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | N/A | TNA | N/A | ||||
Smith & Wesson Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWHC | CUSIP 831756101 | 10/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Monheit | Mgmt | For | For | For | ||||
1.2 | Elect Robert Scott | Mgmt | For | For | For | ||||
1.3 | Elect Michael Golden | Mgmt | For | For | For | ||||
1.4 | Elect Robert Brust | Mgmt | For | For | For | ||||
1.5 | Elect P. James Debney | Mgmt | For | For | For | ||||
1.6 | Elect John Furman | Mgmt | For | For | For | ||||
1.7 | Elect Mitchell Saltz | Mgmt | For | For | For | ||||
1.8 | Elect I. Marie Wadecki | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Smithfield Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFD | CUSIP 832248108 | 09/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Luter, III | Mgmt | For | For | For | ||||
2 | Elect C. Larry Pope | Mgmt | For | For | For | ||||
3 | Elect Wendell Murphy | Mgmt | For | For | For | ||||
4 | Elect Paul Trible, Jr. | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sociedad Quimica y Minera de Chile SA - SQM | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQM-A | CUSIP 833635105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Account Inspectors | Mgmt | For | For | For | ||||
3 | Related Party Transactions | Mgmt | For | For | For | ||||
4 | Investment and Finance Policy | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends; Dividend Policy | Mgmt | For | For | For | ||||
6 | Presentation of Report on Board of Directors' Expenses | Mgmt | For | For | For | ||||
7 | Election of Directors; Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Matters Regarding the Directors' Committee | Mgmt | For | Against | Against | ||||
9 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Societe Generale | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLE | CINS F43638141 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Scrip Dividend | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | ||||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Softbank Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||||
8 | Elect Yun MA | Mgmt | For | For | For | ||||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||||
Sonic Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAH | CUSIP 83545G102 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | ||||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | ||||
1.3 | Elect David B. Smith | Mgmt | For | For | For | ||||
1.4 | Elect William I. Belk | Mgmt | For | For | For | ||||
1.5 | Elect William R. Brooks | Mgmt | For | For | For | ||||
1.6 | Elect Victor H. Doolan | Mgmt | For | For | For | ||||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | ||||
1.8 | Elect Robert L. Rewey | Mgmt | For | For | For | ||||
1.9 | Elect David C. Vorhoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sourcefire, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIRE | CUSIP 83616T108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John C. Becker | Mgmt | For | For | For | ||||
1.2 | Elect Kevin M. Klausmeyer | Mgmt | For | For | For | ||||
1.3 | Elect Arnold L. Punaro | Mgmt | For | For | For | ||||
2 | Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwest Airlines Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||||
5 | Elect John G. Denison | Mgmt | For | For | For | ||||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||||
8 | Elect John T. Montford | Mgmt | For | For | For | ||||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spartan Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPTN | CUSIP 846822104 | 08/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | ||||
1.2 | Elect Wendy Beck | Mgmt | For | For | For | ||||
1.3 | Elect Frank Gambino | Mgmt | For | For | For | ||||
1.4 | Elect Yvonne Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Elizabeth Nickels | Mgmt | For | For | For | ||||
1.6 | Elect Timothy O'Donovan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectrum Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPPI | CUSIP 84763A108 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond W. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Gilles Gagnon | Mgmt | For | For | For | ||||
1.3 | Elect Stuart M. Krassner | Mgmt | For | For | For | ||||
1.4 | Elect Luigi Lenaz | Mgmt | For | For | For | ||||
1.5 | Elect Anthony E. Maida, III | Mgmt | For | For | For | ||||
1.6 | Elect Rajesh C. Shrotriya | Mgmt | For | For | For | ||||
1.7 | Elect Dolatrai Vyas | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Spreadtrum Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leo Li | Mgmt | For | Against | Against | ||||
2 | Elect Carol Yu | Mgmt | For | Against | Against | ||||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
SS&C Technologies Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSNC | CUSIP 78467J100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Stone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
STAAR Surgical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAA | CUSIP 852312305 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don M. Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Barry G. Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Charles P. Slacik | Mgmt | For | For | For | ||||
1.4 | Elect Mark B. Logan | Mgmt | For | For | For | ||||
1.5 | Elect Richard A. Meier | Mgmt | For | For | For | ||||
1.6 | Elect John Moore | Mgmt | For | For | For | ||||
2 | Amendment to the 2003 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Standard Chartered plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CINS G84228157 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Om Prakash Bhatt | Mgmt | For | For | For | ||||
5 | Elect Louis CHEUNG Chi Yan | Mgmt | For | For | For | ||||
6 | Elect Margaret Ewing | Mgmt | For | For | For | ||||
7 | Elect Lars H. Thunell | Mgmt | For | For | For | ||||
8 | Elect Steve P. Bertamini | Mgmt | For | For | For | ||||
9 | Elect Jaspal S. Bindra | Mgmt | For | For | For | ||||
10 | Elect Jamie F.T. Dundas | Mgmt | For | For | For | ||||
11 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||||
12 | Elect Simon J. Lowth | Mgmt | For | For | For | ||||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
14 | Elect Ruth Markland | Mgmt | For | For | For | ||||
15 | Elect Richard H. Meddings | Mgmt | For | For | For | ||||
16 | Elect John G.H. Paynter | Mgmt | For | For | For | ||||
17 | Elect John Peace | Mgmt | For | For | For | ||||
18 | Elect A. Michael G. Rees | Mgmt | For | For | For | ||||
19 | Elect Peter A. Sands | Mgmt | For | For | For | ||||
20 | Elect Viswanathan Shankar | Mgmt | For | For | For | ||||
21 | Elect Paul D. Skinner | Mgmt | For | For | For | ||||
22 | Elect Oliver Stocken | Mgmt | For | For | For | ||||
23 | Appointment of Auditor | Mgmt | For | For | For | ||||
24 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
25 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Issue Repurchased Shares w/ Preemptive rights | Mgmt | For | For | For | ||||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
30 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
32 | 2013 Sharesave Plan | Mgmt | For | For | For | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Standard Life Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SL | CINS G84278103 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Special dividend | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
7 | Election of Directors | Mgmt | For | For | For | ||||
8 | Elect Colin Buchan | Mgmt | For | For | For | ||||
9 | Elect Pierre Danon | Mgmt | For | For | For | ||||
10 | Elect Crawford Gillies | Mgmt | For | For | For | ||||
11 | Elect David J. Grigson | Mgmt | For | For | For | ||||
12 | Elect Jacqueline Hunt | Mgmt | For | For | For | ||||
13 | Elect David Nish | Mgmt | For | For | For | ||||
14 | Elect John G.H. Paynter | Mgmt | For | For | For | ||||
15 | Elect Lynne Peacock | Mgmt | For | For | For | ||||
16 | Elect Keith Skeoch | Mgmt | For | For | For | ||||
17 | Elect Noel Harwerth | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Standard Motor Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SMP | CUSIP 853666105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | ||||
1.2 | Elect Joseph W. McDonnell | Mgmt | For | For | For | ||||
1.3 | Elect Alisa C. Norris | Mgmt | For | For | For | ||||
1.4 | Elect Arthur S. Sills | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence I. Sills | Mgmt | For | For | For | ||||
1.6 | Elect Peter J. Sills | Mgmt | For | For | For | ||||
1.7 | Elect Frederick D. Sturdivant | Mgmt | For | For | For | ||||
1.8 | Elect William H. Turner | Mgmt | For | For | For | ||||
1.9 | Elect Richard S. Ward | Mgmt | For | For | For | ||||
1.10 | Elect Roger M. Widmann | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Standard Parking Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CUSIP 853790103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Biggs | Mgmt | For | For | For | ||||
1.2 | Elect Karen Garrison | Mgmt | For | For | For | ||||
1.3 | Elect Paul Halpern | Mgmt | For | For | For | ||||
1.4 | Elect Robert Roath | Mgmt | For | For | For | ||||
1.5 | Elect Michael Roberts | Mgmt | For | For | For | ||||
1.6 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
1.7 | Elect Myron Warshauer | Mgmt | For | For | For | ||||
1.8 | Elect James Wilhelm | Mgmt | For | For | For | ||||
1.9 | Elect Gordon Woodward | Mgmt | For | For | For | ||||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Management Incentive Program | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Standard Parking Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CUSIP 853790103 | 09/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Standex International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SXI | CUSIP 854231107 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Cannon, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Gerald Fickenscher | Mgmt | For | For | For | ||||
1.3 | Elect Edward Trainor | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | ||||
3 | Elect Drew G. Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | ||||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
11 | Elect Raul Vazquez | Mgmt | For | For | For | ||||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Starwood Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STWD | CUSIP 85571B105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey F. DiModica | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | ||||
1.4 | Elect Camille J. Douglas | Mgmt | For | For | For | ||||
1.5 | Elect Boyd W. Fellows | Mgmt | For | For | For | ||||
1.6 | Elect Barry S. Sternlicht | Mgmt | For | For | For | ||||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to Equity Plan | Mgmt | For | For | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Statoil ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STL | CINS R8413J103 | 05/14/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
8 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | ||||
9 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
10 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
11 | Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands | ShrHldr | Against | TNA | N/A | ||||
12 | Shareholder Proposal Regarding Arctic Operations | ShrHldr | Against | TNA | N/A | ||||
13 | Corporate Governance Report | Mgmt | For | TNA | N/A | ||||
14 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
16 | Amendment to Articles | Mgmt | For | TNA | N/A | ||||
17 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | ||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
19 | Nominating Committee Fees | Mgmt | For | TNA | N/A | ||||
20 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | ||||
21 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Stockland | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGP | CINS Q8773B105 | 10/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Terry Williamson | Mgmt | For | For | For | ||||
3 | Re-elect Carolyn Hewson | Mgmt | For | For | For | ||||
4 | Appoint Auditor | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Approve Termination Payments | Mgmt | For | For | For | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George R. Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter D. Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John P. Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Robert S. Murley | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Pattarozzi | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Donald E. Powell | Mgmt | For | For | For | ||||
1.8 | Elect Kay G. Priestly | Mgmt | For | For | For | ||||
1.9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | ||||
1.10 | Elect David H. Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Stoneridge, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRI | CUSIP 86183P102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John C. Corey | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | ||||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | ||||
1.5 | Elect Kim Korth | Mgmt | For | For | For | ||||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | ||||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Directors' Restricted Shares Plan | Mgmt | For | For | For | ||||
Stratasys, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSYS | CUSIP M85548101 | 02/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of External Directors and Ratification of Compensation (Slate) | Mgmt | For | Against | Against | ||||
2 | Appoint S. Scott Crump as Chief Innovation Officer | Mgmt | For | For | For | ||||
3 | Amendment to the 2012 Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||||
Sturm Ruger & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGR | CUSIP 864159108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C. Michael Jacobi | Mgmt | For | For | For | ||||
1.2 | Elect John A. Cosentino, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James E. Service | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Amir P. Rosenthal | Mgmt | For | For | For | ||||
1.5 | Elect Ronald C. Whitaker | Mgmt | For | For | For | ||||
1.6 | Elect Phillip C. Widman | Mgmt | For | For | For | ||||
1.7 | Elect Michael O. Fifer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sumitomo Metal Mining Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5713 | CINS J77712123 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Nobumasa Kemori | Mgmt | For | For | For | ||||
4 | Elect Yoshiaki Nakazato | Mgmt | For | For | For | ||||
5 | Elect Yukio Kawaguchi | Mgmt | For | For | For | ||||
6 | Elect Takeshi Kubota | Mgmt | For | For | For | ||||
7 | Elect Naoyuki Tsuchida | Mgmt | For | For | For | ||||
8 | Elect Mikinobu Ogata | Mgmt | For | For | For | ||||
9 | Elect Hajime Satoh | Mgmt | For | For | For | ||||
10 | Elect Tsutomu Ushijima | Mgmt | For | For | For | ||||
11 | Elect Hitoshi Taimatsu as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
13 | Bonus | Mgmt | For | For | For | ||||
Sumitomo Mitsui Financial Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8316 | CINS J7771X109 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayuki Oku | Mgmt | For | For | For | ||||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | ||||
6 | Elect Ken Kubo | Mgmt | For | For | For | ||||
7 | Elect Yujiroh Itoh | Mgmt | For | For | For | ||||
8 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | ||||
9 | Elect Manabu Narita | Mgmt | For | For | For | ||||
10 | Elect Kohzoh Ogino | Mgmt | For | For | For | ||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | ||||
13 | Elect Kohichi Minami | Mgmt | For | Against | Against | ||||
14 | Elect Ikuo Uno | Mgmt | For | For | For | ||||
15 | Elect Satoshi Itoh | Mgmt | For | For | For | ||||
16 | Elect Daiken Tsunoda as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Summit Hotel Properties Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN | CUSIP 866082100 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | ||||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | ||||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | ||||
1.4 | Elect David S. Kay | Mgmt | For | For | For | ||||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | ||||
1.6 | Elect Wayne W. Wielgus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sun Hung Kai Properties Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | ||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | ||||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | ||||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | ||||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | ||||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | ||||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | ||||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | ||||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | ||||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suncorp Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUN | CINS Q8802S103 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (MD/CEO Patrick Snowball) | Mgmt | For | For | For | ||||
4 | Re-elect Ziggy Switkowski | Mgmt | For | Against | Against | ||||
5 | Re-elect Ewoud Kulk | Mgmt | For | Against | Against | ||||
6 | Elect Michael Cameron | Mgmt | For | Against | Against | ||||
7 | Elect Douglas McTaggart | Mgmt | For | Against | Against | ||||
8 | Elect Audette Exel | Mgmt | For | Against | Against | ||||
9 | Amendments to Constitution | Mgmt | For | For | For | ||||
Surya Semesta Internusa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSIA | CINS Y7147Y131 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Election of Directors | Mgmt | For | Against | Against | ||||
6 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Suzuken Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9987 | CINS J78454105 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Yoshiki Bessho | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Ohta | Mgmt | For | For | For | ||||
5 | Elect Takahito Itoh | Mgmt | For | For | For | ||||
6 | Elect Nobuo Suzuki | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Ohba | Mgmt | For | For | For | ||||
8 | Elect Harutaka Yamashita | Mgmt | For | For | For | ||||
9 | Elect Hiromi Miyata | Mgmt | For | For | For | ||||
10 | Elect Keisuke Ueda | Mgmt | For | For | For | ||||
11 | Elect Takashi Nagai as Statutory Auditor | Mgmt | For | Against | Against | ||||
12 | Elect Meiji Katoh as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Suzuki Motor Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7269 | CINS J78529138 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | ||||
4 | Elect Minoru Tamura | Mgmt | For | For | For | ||||
5 | Elect Osamu Honda | Mgmt | For | For | For | ||||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | ||||
7 | Elect Yasuhito Harayama | Mgmt | For | For | For | ||||
8 | Elect Naoki Aizawa | Mgmt | For | For | For | ||||
9 | Elect Eiji Mochizuki | Mgmt | For | For | For | ||||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | ||||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | ||||
12 | Bonus | Mgmt | For | For | For | ||||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Swatch Group Ltd. (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHR | CINS H83949133 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Election of Directors | Mgmt | For | TNA | N/A | ||||
6 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
7 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | For | TNA | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Swatch Group Ltd. (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHR | CINS H83949141 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Election of Directors | Mgmt | For | TNA | N/A | ||||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
6 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | For | TNA | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Swedbank AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWED | CINS W9423X102 | 03/20/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Additional Management Proposal Regarding Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
18 | Board Size | Mgmt | For | TNA | N/A | ||||
19 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
21 | Election of Directors | Mgmt | For | TNA | N/A | ||||
22 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
23 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
24 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
26 | Authority to Issue Contingent Convertible Bonds | Mgmt | For | TNA | N/A | ||||
27 | Long-Term Incentive Plan 2013 (Eken 2013) | Mgmt | For | TNA | N/A | ||||
28 | Long-Term Incentive Plan 2013 (IP 2013) | Mgmt | For | TNA | N/A | ||||
29 | Authority to Issue Treasury Shares for Equity Based Compensation Plans | Mgmt | For | TNA | N/A | ||||
30 | Shareholder Proposal Regarding Dividend and Strategy | ShrHldr | N/A | TNA | N/A | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | ||||
1.2 | Elect Bruce H. Vincent | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Swift Transportation Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWFT | CUSIP 87074U101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William J. Post | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | ||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | ||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SWS Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWS | CUSIP 78503N107 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Buchholz | Mgmt | For | For | For | ||||
1.2 | Elect Brodie Cobb | Mgmt | For | For | For | ||||
1.3 | Elect J. Taylor Crandall | Mgmt | For | For | For | ||||
1.4 | Elect Christie Flanagan | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Larry Jobe | Mgmt | For | For | For | ||||
1.7 | Elect Tyree Miller | Mgmt | For | For | For | ||||
1.8 | Elect Mike Moses | Mgmt | For | For | For | ||||
1.9 | Elect James Ross | Mgmt | For | For | For | ||||
1.10 | Elect Joel Williams III | Mgmt | For | For | For | ||||
2 | 2012 Restricted Stock Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Symantec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYMC | CUSIP 871503108 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
2 | Elect Michael Brown | Mgmt | For | For | For | ||||
3 | Elect Frank Dangeard | Mgmt | For | For | For | ||||
4 | Elect Stephen Gillett | Mgmt | For | For | For | ||||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | ||||
6 | Elect David Mahoney | Mgmt | For | For | For | ||||
7 | Elect Robert Miller | Mgmt | For | For | For | ||||
8 | Elect Daniel Schulman | Mgmt | For | For | For | ||||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Symetra Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYA | CUSIP 87151Q106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David T. Foy | Mgmt | For | For | For | ||||
1.2 | Elect Lois W. Grady | Mgmt | For | For | For | ||||
1.3 | Elect Thomas M. Marra | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Michael Mack | Mgmt | For | TNA | N/A | ||||
8 | Elect Jacques Vincent | Mgmt | For | TNA | N/A | ||||
9 | Elect Eleni Gabre-Madhin | Mgmt | For | TNA | N/A | ||||
10 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | ShrHldr | For | TNA | N/A | ||||
Synovus Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNV | CUSIP 87161C105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | ||||
2 | Elect Stephen T. Butler | Mgmt | For | For | For | ||||
3 | Elect Elizabeth W. Camp | Mgmt | For | For | For | ||||
4 | Elect T. Michael Goodrich | Mgmt | For | For | For | ||||
5 | Elect V. Nathaniel Hansford | Mgmt | For | For | For | ||||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | ||||
8 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | ||||
9 | Elect J. Neal Purcell | Mgmt | For | For | For | ||||
10 | Elect Kessel D. Stelling | Mgmt | For | For | For | ||||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
12 | Elect Barry L. Storey | Mgmt | For | For | For | ||||
13 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
14 | Elect James D. Yancey | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | 2013 Omnibus Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
TAL International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TAL | CUSIP 874083108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian M. Sondey | Mgmt | For | For | For | ||||
1.2 | Elect Malcolm P. Baker | Mgmt | For | For | For | ||||
1.3 | Elect A. Richard Caputo, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Claude Germain | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Hannau | Mgmt | For | For | For | ||||
1.6 | Elect Helmut Kaspers | Mgmt | For | For | For | ||||
1.7 | Elect Frederic H. Lindeberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tanger Factory Outlet Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKT | CUSIP 875465106 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Africk | Mgmt | For | For | For | ||||
2 | Elect William G. Benton | Mgmt | For | For | For | ||||
3 | Elect Bridget Ryan Berman | Mgmt | For | For | For | ||||
4 | Elect Donald G. Drapkin | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Reddin | Mgmt | For | For | For | ||||
6 | Elect Thomas E. Robinson | Mgmt | For | For | For | ||||
7 | Elect Allan L. Schuman | Mgmt | For | For | For | ||||
8 | Elect Steven B. Tanger | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tangoe Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TNGO | CUSIP 87582Y108 | 06/05/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David M. Coit | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Jackie R. Kimzey | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Noah J. Walley | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | TNA | N/A | ||||
Tate & Lyle plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATE | CINS G86838128 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||||
5 | Elect Javed Ahmed | Mgmt | For | For | For | ||||
6 | Elect Tim Lodge | Mgmt | For | For | For | ||||
7 | Elect Liz Airey | Mgmt | For | For | For | ||||
8 | Elect William Camp | Mgmt | For | For | For | ||||
9 | Elect Evert Henkes | Mgmt | For | For | For | ||||
10 | Elect Douglas Hurt | Mgmt | For | For | For | ||||
11 | Elect Ajai Puri | Mgmt | For | For | For | ||||
12 | Elect Robert Walker | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Performance Share Plan 2012 | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
TDC A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDC | CINS K94545116 | 03/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Vagn Ove Sorensen | Mgmt | For | TNA | N/A | ||||
10 | Elect Pierre Danon | Mgmt | For | TNA | N/A | ||||
11 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
12 | Elect Angus Porter | Mgmt | For | TNA | N/A | ||||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | ||||
14 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | ||||
15 | Elect Pieter Knook | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
19 | Director's Fees | Mgmt | For | TNA | N/A | ||||
20 | Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
TearLab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEAR | CUSIP 878193101 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elias Vamvakas | Mgmt | For | For | For | ||||
1.2 | Elect Anthony E. Altig | Mgmt | For | For | For | ||||
1.3 | Elect Thomas N. Davidson, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Adrienne L. Graves | Mgmt | For | For | For | ||||
1.5 | Elect Paul M. Karpecki | Mgmt | For | For | For | ||||
1.6 | Elect Richard L. Lindstrom | Mgmt | For | For | For | ||||
1.7 | Elect Donald Rindell | Mgmt | For | For | For | ||||
1.8 | Elect Brock Wright | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tele2 AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL2-B | CINS W95878117 | 05/13/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
22 | Amendments to Articles Regarding Share Capital Limits | Mgmt | For | TNA | N/A | ||||
23 | Stock Split | Mgmt | For | TNA | N/A | ||||
24 | Capital Reduction of Share Capital through Redemption and Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
25 | Bonus Issue | Mgmt | For | TNA | N/A | ||||
26 | Shareholder Proposal Regarding Board Representation for Minority Shareholders | ShrHldr | N/A | TNA | N/A | ||||
27 | Shareholder Proposal Regarding a Shareholder's Association | ShrHldr | N/A | TNA | N/A | ||||
28 | Shareholder Proposal Regarding an Independent Investigation of Customer Policy | ShrHldr | N/A | TNA | N/A | ||||
29 | Shareholder Proposal Regarding an Independent Investigation of Investor Relations Policy | ShrHldr | N/A | TNA | N/A | ||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Tele2 AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL2-B | CINS W95878117 | 05/13/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
14 | Issuance of Treasury Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Telecom Italia S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIT | CINS T92778108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Loss/Dividends | Mgmt | For | For | For | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Election of Statutory Auditors | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telefonica SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEF | CINS 879382109 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Jose Maria Abril Perez | Mgmt | For | Against | Against | ||||
4 | Elect Jose Fernando de Almansa Moreno-Barreda | Mgmt | For | Against | Against | ||||
5 | Elect Maria Eva Castillo Sanz | Mgmt | For | Against | Against | ||||
6 | Elect Luiz Fernando Furlan | Mgmt | For | Against | Against | ||||
7 | Elect Francisco Javier de Paz Mancho | Mgmt | For | Against | Against | ||||
8 | Elect Santiago Fernandez Valbuena | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Consolidation of Articles | Mgmt | For | For | For | ||||
13 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
14 | Special Dividend | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
17 | Remuneration Report | Mgmt | For | For | For | ||||
Telenor ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CINS R21882106 | 05/15/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Notice of Meeting; Agenda | Mgmt | For | TNA | N/A | ||||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
8 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
9 | Cancellation and Redemption of Shares | Mgmt | For | TNA | N/A | ||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
11 | Elect Anders Skjævestad | Mgmt | For | TNA | N/A | ||||
12 | Elect John Gordon Bernander | Mgmt | For | TNA | N/A | ||||
13 | Elect Kirsten Ideboen | Mgmt | For | TNA | N/A | ||||
14 | Elect Didrik Munch | Mgmt | For | TNA | N/A | ||||
15 | Elect Elin Merete Myrmel-Johansen | Mgmt | For | TNA | N/A | ||||
16 | Elect Widar Salbuvik | Mgmt | For | TNA | N/A | ||||
17 | Elect Tore Onshuus Sandvik | Mgmt | For | TNA | N/A | ||||
18 | Elect Silvija Seres | Mgmt | For | TNA | N/A | ||||
19 | Elect Siri Pettersen Strandenes | Mgmt | For | TNA | N/A | ||||
20 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | ||||
21 | Elect Gry Molleskog as Deputy Member | Mgmt | For | TNA | N/A | ||||
22 | Elect Nils-Edvard Olsen as Deputy Member | Mgmt | For | TNA | N/A | ||||
23 | Elect Ingvild Nybo Holth as Deputy Member | Mgmt | For | TNA | N/A | ||||
24 | Elect Mette I. Wikborg | Mgmt | For | TNA | N/A | ||||
25 | Elect Rune Selmar | Mgmt | For | TNA | N/A | ||||
26 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | ||||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||||
Tempur-Pedic International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPX | CUSIP 88023U101 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | ||||
2 | Elect Francis A. Doyle | Mgmt | For | For | For | ||||
3 | Elect John Heil | Mgmt | For | For | For | ||||
4 | Elect Peter K. Hoffman | Mgmt | For | For | For | ||||
5 | Elect Sir Paul Judge | Mgmt | For | For | For | ||||
6 | Elect Nancy F. Koehn | Mgmt | For | For | For | ||||
7 | Elect Christopher A. Masto | Mgmt | For | For | For | ||||
8 | Elect P. Andrews McLane | Mgmt | For | For | For | ||||
9 | Elect Mark Sarvary | Mgmt | For | For | For | ||||
10 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Company Name Change | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James W. Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael A. Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel W. Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy E. Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | ||||
2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | ||||
4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | ||||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | ||||
7 | Elect David A. Sachs | Mgmt | For | For | For | ||||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | ||||
9 | Elect David C. Wang | Mgmt | For | For | For | ||||
10 | Elect Scott W. Wine | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2009 Omnibus Plan | Mgmt | For | For | For | ||||
13 | Amendment to Deferred Compensation Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tesco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G87621101 | 06/28/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Olivia Garfield | Mgmt | For | For | For | ||||
5 | Elect Sir Richard Broadbent | Mgmt | For | For | For | ||||
6 | Elect Philip Clarke | Mgmt | For | For | For | ||||
7 | Elect Gareth Bullock | Mgmt | For | For | For | ||||
8 | Elect Patrick Cescau | Mgmt | For | For | For | ||||
9 | Elect Stuart Chambers | Mgmt | For | For | For | ||||
10 | Elect Ken Hanna | Mgmt | For | For | For | ||||
11 | Elect Laurie McIlwee | Mgmt | For | For | For | ||||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | ||||
13 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tesoro Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSO | CUSIP 881609101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||||
2 | Elect Gregory J. Goff | Mgmt | For | For | For | ||||
3 | Elect Robert W. Goldman | Mgmt | For | For | For | ||||
4 | Elect Steven H. Grapstein | Mgmt | For | For | For | ||||
5 | Elect David Lilley | Mgmt | For | For | For | ||||
6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||||
7 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
8 | Elect Susan Tomasky | Mgmt | For | For | For | ||||
9 | Elect Michael E. Wiley | Mgmt | For | For | For | ||||
10 | Elect Patrick Y. Yang | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tetra Tech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTEK | CUSIP 88162G103 | 02/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | ||||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | ||||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | ||||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | ||||
1.5 | Elect Albert E. Smith | Mgmt | For | For | For | ||||
1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.7 | Elect Richard H. Truly | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
The AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | ||||
2 | Elect Guo Bao Zhang | Mgmt | For | Against | Against | ||||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||||
4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
5 | Elect John A. Koskinen | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||||
9 | Elect Moises Naim | Mgmt | For | For | For | ||||
10 | Elect Charles O. Rossotti | Mgmt | For | For | For | ||||
11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
The Buckle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James E. Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Management Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Approval of Material Terms Under the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Stock Split | Mgmt | For | For | For | ||||
The Finish Line, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FINL | CUSIP 317923100 | 07/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bill Kirkendall | Mgmt | For | For | For | ||||
1.2 | Elect William Carmichael | Mgmt | For | For | For | ||||
1.3 | Elect Richard Crystal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Foschini Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TFG | CINS S29260155 | 09/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Re-elect David Nurek | Mgmt | For | Against | Against | ||||
4 | Re-elect W. Cuba | Mgmt | For | Against | Against | ||||
5 | Re-elect M. Lewis | Mgmt | For | Against | Against | ||||
6 | Re-elect Peter Meiring | Mgmt | For | Against | Against | ||||
7 | Elect Audit Committee Member (S. Abrahams) | Mgmt | For | Abstain | Against | ||||
8 | Elect Audit Committee Member (Cuba) | Mgmt | For | Abstain | Against | ||||
9 | Elect Audit Committee Member (Oblowitz) | Mgmt | For | Abstain | Against | ||||
10 | Elect Audit Committee Member (Simamane) | Mgmt | For | Abstain | Against | ||||
11 | Approve Remuneration Policy | Mgmt | For | For | For | ||||
12 | Increase NEDs' Fees | Mgmt | For | For | For | ||||
13 | Adopt Memorandum of Incorporation | Mgmt | For | Abstain | Against | ||||
14 | Specific Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
16 | Approve Financial Assistance | Mgmt | For | Abstain | Against | ||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
The Greenbrier Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GBX | CUSIP 393657101 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Duane McDougall | Mgmt | For | For | For | ||||
1.2 | Elect A. Daniel O'Neal, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | ||||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | ||||
The McGraw-Hill Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pedro Aspe | Mgmt | For | Against | Against | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect William D. Green | Mgmt | For | For | For | ||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||||
14 | Company Name Change | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
The Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William W. Crouse | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John C. Kelly | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hiroaki Shigeta | Mgmt | For | Withhold | Against | ||||
2 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Mosaic Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOS | CUSIP 61945C103 | 10/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Cochran | Mgmt | For | For | For | ||||
2 | Elect Gregory Ebel | Mgmt | For | For | For | ||||
3 | Elect Robert Lumpkins | Mgmt | For | For | For | ||||
4 | Elect William Monahan | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven D. Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John D. Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn A. McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | Mgmt | For | For | For | ||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect William Demchak | Mgmt | For | For | For | ||||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||||
10 | Elect James Rohr | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The St. Joe Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOE | CUSIP 790148100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | ||||
2 | Elect Bruce R. Berkowitz | Mgmt | For | For | For | ||||
3 | Elect Park Brady | Mgmt | For | For | For | ||||
4 | Elect Howard S. Frank | Mgmt | For | For | For | ||||
5 | Elect Jeffrey C. Keil | Mgmt | For | For | For | ||||
6 | Elect Stanley Martin | Mgmt | For | For | For | ||||
7 | Elect Thomas P. Murphy, Jr. | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Valspar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAL | CUSIP 920355104 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Willam Cook | Mgmt | For | For | For | ||||
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Mae Jemison | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Thomas Cook Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCG | CINS G88471100 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Placing and Rights Issue | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tokio Marine Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8766 | CINS J86298106 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | ||||
4 | Elect Takaaki Tamai | Mgmt | For | For | For | ||||
5 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | ||||
6 | Elect Masashi Ohba | Mgmt | For | For | For | ||||
7 | Elect Hirokazu Fujita | Mgmt | For | For | For | ||||
8 | Elect Kunio Itoh | Mgmt | For | For | For | ||||
9 | Elect Akio Mimura | Mgmt | For | For | For | ||||
10 | Elect Toshifumi Kitazawa | Mgmt | For | For | For | ||||
11 | Elect Mikio Sasaki | Mgmt | For | For | For | ||||
12 | Elect Takashi Itoh | Mgmt | For | For | For | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
Tokyu Land Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8815 | CINS J88849120 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Restructuring/Capitalization | Mgmt | For | For | For | ||||
4 | Elect Masatake Ueki | Mgmt | For | For | For | ||||
5 | Elect Kiyoshi Kanazashi | Mgmt | For | For | For | ||||
6 | Elect Ushio Okamoto | Mgmt | For | For | For | ||||
7 | Elect Satoshi Ogura | Mgmt | For | For | For | ||||
8 | Elect Iwao Ohtaki | Mgmt | For | For | For | ||||
9 | Elect Toshiyuki Saegusa | Mgmt | For | For | For | ||||
10 | Elect Hitoshi Uemura | Mgmt | For | For | For | ||||
11 | Elect Yuji Ohkuma | Mgmt | For | For | For | ||||
12 | Elect Hirofumi Nomoto | Mgmt | For | For | For | ||||
13 | Elect Yoshihiro Nakajima | Mgmt | For | For | For | ||||
14 | Elect Motonori Nakamura | Mgmt | For | For | For | ||||
Tom Tailor Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTI | CINS D83837100 | 06/03/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Increase in Conditional Capital; Stock Option Plan | Mgmt | For | TNA | N/A | ||||
11 | Profit-and-Loss Transfer Agreement with BONITA Deutschland Holding GmbH | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Intra-Company Control Agreement with Tom Tailor GmbH | Mgmt | For | TNA | N/A | ||||
13 | Increase in Authorized Capital 2013/I | Mgmt | For | TNA | N/A | ||||
14 | Increase in Authorized Capital 2013/II | Mgmt | For | TNA | N/A | ||||
Toronto-Dominion Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TD | CUSIP 891160509 | 04/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||||
1.2 | Elect Hugh J. Bolton | Mgmt | For | For | For | ||||
1.3 | Elect John L. Bragg | Mgmt | For | For | For | ||||
1.4 | Elect Amy W. Brinkley | Mgmt | For | For | For | ||||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | ||||
1.6 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||||
1.7 | Elect Henry H. Ketcham | Mgmt | For | For | For | ||||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||||
1.9 | Elect Harold H. MacKay | Mgmt | For | For | For | ||||
1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||||
1.11 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.12 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||||
1.13 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||||
1.14 | Elect Helen K. Sinclair | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Pay Ratio | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Executive Gender Equality | Mgmt | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Disclosure of Summary of Annual Meeting | Mgmt | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Director Elections | Mgmt | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Vote on Director and Executive Compensation | Mgmt | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Restricting Compensation | Mgmt | Against | Against | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
10 | Elect Gunnar Brock | Mgmt | For | Against | Against | ||||
11 | Elect Gerard Lamarche | Mgmt | For | Against | Against | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect Charles Keller | Mgmt | For | Against | Against | ||||
14 | Elect Philippe Marchandise | Mgmt | Against | Against | For | ||||
15 | Directors' Fees | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Diversity Label | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | ||||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John T. Turner | Mgmt | For | For | For | ||||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James D. Yancey | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Towers Watson & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CUSIP 891894107 | 11/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Victor Ganzi | Mgmt | For | For | For | ||||
2 | Elect John Haley | Mgmt | For | For | For | ||||
3 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
4 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
5 | Elect Linda Rabbitt | Mgmt | For | For | For | ||||
6 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
7 | Elect Paul Thomas | Mgmt | For | For | For | ||||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Town Sports International Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLUB | CUSIP 89214A102 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Giardina | Mgmt | For | For | For | ||||
1.2 | Elect Paul N. Arnold | Mgmt | For | For | For | ||||
1.3 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | ||||
1.4 | Elect J. Rice Edmonds | Mgmt | For | For | For | ||||
1.5 | Elect John H. Flood III | Mgmt | For | For | For | ||||
1.6 | Elect Thomas J. Galligan III | Mgmt | For | For | For | ||||
1.7 | Elect Kevin McCall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Toyota Tsusho Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8015 | CINS J92719111 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Junzoh Shimizu | Mgmt | For | For | For | ||||
4 | Elect Yoshio Shirai | Mgmt | For | For | For | ||||
5 | Elect Jun Karube | Mgmt | For | For | For | ||||
6 | Elect Mikio Asano | Mgmt | For | For | For | ||||
7 | Elect Yasuhiko Yokoi | Mgmt | For | For | For | ||||
8 | Elect Hiroki Sawayama | Mgmt | For | For | For | ||||
9 | Elect Takumi Shirai | Mgmt | For | For | For | ||||
10 | Elect Kuniaki Yamagiwa | Mgmt | For | For | For | ||||
11 | Elect Sohichiroh Matsudaira | Mgmt | For | For | For | ||||
12 | Elect Takashi Hattori | Mgmt | For | For | For | ||||
13 | Elect Yoshiki Miura | Mgmt | For | For | For | ||||
14 | Elect Yuuichi Ohi | Mgmt | For | For | For | ||||
15 | Elect Hideki Yanase | Mgmt | For | For | For | ||||
16 | Elect Seiichiroh Adachi as Statutory Auditor | Mgmt | For | Against | Against | ||||
17 | Bonus | Mgmt | For | For | For | ||||
Trex Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TREX | CUSIP 89531P105 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul A. Brunner | Mgmt | For | For | For | ||||
1.2 | Elect Michael F. Golden | Mgmt | For | For | For | ||||
1.3 | Elect Richard E. Posey | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Trimas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
Trinity Biotech Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRIB | CUSIP 896438306 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Clinton H. Severson | Mgmt | For | Against | Against | ||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Renewal of the Employee Share Option Plan | Mgmt | For | For | For | ||||
6 | Authority to Repurchase Shares Not to Exceed 10% of Aggregate Nominal Value | Mgmt | For | For | For | ||||
7 | Authority to Set Minimum Share Repurchase Price | Mgmt | For | For | For | ||||
8 | Authority to Set Maximum Share Repurchase Price | Mgmt | For | For | For | ||||
9 | Authority to Set Maximum Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
10 | Authority to Set Minimum Price of Reissued Treasury Shares | Mgmt | For | Against | Against | ||||
Triple-S Management Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTS | CUSIP 896749108 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Antonio F. Faria-Soto | Mgmt | For | For | For | ||||
2 | Elect Manuel Figueroa-Collazo | Mgmt | For | For | For | ||||
3 | Elect David H. Chafey, Jr. | Mgmt | For | For | For | ||||
4 | Elect Joseph A. Frick | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tronox Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | ||||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | ||||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | ||||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | ||||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
TrueBlue, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBI | CUSIP 89785X101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | ||||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | ||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | ||||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | ||||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | ||||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | ||||
7 | Elect William W. Steele | Mgmt | For | For | For | ||||
8 | Elect Craig E. Tall | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 03/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Certificate of Incorporation to Restrict Share Transfers | Mgmt | For | Against | Against | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 11/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2.1 | Elect Stephen McCall | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Robert Symington | Mgmt | For | Withhold | Against | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
13 | Elect Janis Kong | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Turkcell Iletisim Hizmetleri A.S. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCELL | CINS M8903B102 | 05/22/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | ||||
5 | Reports of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | ||||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | ||||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | ||||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | ||||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | ||||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | ||||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | ||||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | ||||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | ||||
28 | Election of Directors | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | ||||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | ||||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
33 | Dividend Policy | Mgmt | For | TNA | N/A | ||||
34 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
35 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | ||||
38 | Closing | Mgmt | For | TNA | N/A | ||||
Turkcell Iletisim Hizmetleri A.S. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCELL | CINS M8903B102 | 06/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | ||||
5 | Report of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | ||||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | ||||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | ||||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | ||||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | ||||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | ||||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | ||||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | ||||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | ||||
28 | Election of Directors | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | ||||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | ||||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
33 | Dividend Policy | Mgmt | For | TNA | N/A | ||||
34 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
35 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | ||||
38 | Closing | Mgmt | For | TNA | N/A | ||||
TW Telecom Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWTC | CUSIP 87311L104 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory J. Attorri | Mgmt | For | For | For | ||||
1.2 | Elect Spencer B. Hays | Mgmt | For | For | For | ||||
1.3 | Elect Larissa L. Herda | Mgmt | For | For | For | ||||
1.4 | Elect Kevin W. Mooney | Mgmt | For | For | For | ||||
1.5 | Elect Kirby G. Pickle | Mgmt | For | For | For | ||||
1.6 | Elect Roscoe C. Young II | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Tyler Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYL | CUSIP 902252105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||||
1.2 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect G. Stuart Reeves | Mgmt | For | For | For | ||||
1.5 | Elect Michael D. Richards | Mgmt | For | For | For | ||||
1.6 | Elect Dustin R. Womble | Mgmt | For | For | For | ||||
1.7 | Elect John M. Yeaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tyson Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSN | CUSIP 902494103 | 02/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Tyson | Mgmt | For | For | For | ||||
2 | Elect Kathleen Bader | Mgmt | For | For | For | ||||
3 | Elect Gaurdie Banister, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jim Kever | Mgmt | For | For | For | ||||
5 | Elect Kevin McNamara | Mgmt | For | For | For | ||||
6 | Elect Brad Sauer | Mgmt | For | For | For | ||||
7 | Elect Robert Thurber | Mgmt | For | For | For | ||||
8 | Elect Barbara Tyson | Mgmt | For | For | For | ||||
9 | Elect Albert Zapanta | Mgmt | For | For | For | ||||
10 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
UBS AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | ||||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | ||||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | ||||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | ||||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | ||||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | ||||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | ||||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Ultimate Software Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ULTI | CUSIP 90385D107 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Scherr | Mgmt | For | For | For | ||||
2 | Elect Alois Leiter | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ultra Clean Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCTT | CUSIP 90385V107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clarence L. Granger | Mgmt | For | For | For | ||||
1.2 | Elect Susan H. Billat | Mgmt | For | For | For | ||||
1.3 | Elect John Chenault | Mgmt | For | For | For | ||||
1.4 | Elect David T. ibnAle | Mgmt | For | For | For | ||||
1.5 | Elect Leonid Mezhvinsky | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | ||||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | ||||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | ||||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Remuneration Report | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ULVR | CINS G92087165 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Paul Polman | Mgmt | For | For | For | ||||
4 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||||
5 | Elect Louise O. Fresco | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
8 | Elect Byron E. Grote | Mgmt | For | For | For | ||||
9 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||||
10 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||||
11 | Elect Kees J. Storm | Mgmt | For | For | For | ||||
12 | Elect Michael Treschow | Mgmt | For | For | For | ||||
13 | Elect Paul S. Walsh | Mgmt | For | For | For | ||||
14 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
15 | Elect Mary Ma | Mgmt | For | For | For | ||||
16 | Elect John Rishton | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William B. Morgan | Mgmt | For | For | For | ||||
1.2 | Elect John H. Williams | Mgmt | For | For | For | ||||
1.3 | Elect Larry D. Pinkston | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
United Therapeutics Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Causey | Mgmt | For | For | For | ||||
1.2 | Elect Richard Giltner | Mgmt | For | For | For | ||||
1.3 | Elect R. Paul Gray | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Universal Health Realty Income Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHT | CUSIP 91359E105 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Miles L. Berger | Mgmt | For | For | For | ||||
1.2 | Elect Elliot J. Sussman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Universal Truckload Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UACL | CUSIP 91388P105 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald B. Cochran | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Matthew T. Moroun | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Manuel J. Moroun | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Frederick P. Calderone | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Joseph J. Casaroll | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Daniel J. Deane | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Michael A. Regan | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Daniel C. Sullivan | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Richard P. Urban | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Ted B. Wahby | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
URS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URS | CUSIP 903236107 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mickey P. Foret | Mgmt | For | For | For | ||||
2 | Elect William H. Frist | Mgmt | For | For | For | ||||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||||
4 | Elect Donald R. Knauss | Mgmt | For | For | For | ||||
5 | Elect Martin M. Koffel | Mgmt | For | For | For | ||||
6 | Elect Timothy R. McLevish | Mgmt | For | For | For | ||||
7 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||||
8 | Elect John D. Roach | Mgmt | For | For | For | ||||
9 | Elect Douglas W. Stotlar | Mgmt | For | For | For | ||||
10 | Elect William P. Sullivan | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
USANA Health Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USNA | CUSIP 90328M107 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Anciaux | Mgmt | For | For | For | ||||
1.2 | Elect Gilbert Fuller | Mgmt | For | For | For | ||||
1.3 | Elect Jerry McClain | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Poelman | Mgmt | For | For | For | ||||
1.5 | Elect Myron Wentz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
VAALCO Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGY | CUSIP 91851C201 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert L. Gerry III | Mgmt | For | For | For | ||||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | ||||
1.3 | Elect Robert H. Allen | Mgmt | For | For | For | ||||
1.4 | Elect Frederick W. Brazelton | Mgmt | For | For | For | ||||
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | ||||
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | ||||
1.7 | Elect John J. Myers, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | ||||
7 | Elect Michael Jay | Mgmt | For | Against | Against | ||||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
15 | Greenshoe | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | ||||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
3 | Elect William R. Klesse | Mgmt | For | For | For | ||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | ||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valmont Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VMI | CUSIP 920253101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kaj den Daas | Mgmt | For | For | For | ||||
1.2 | Elect James B. Milliken | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Stock Plan | Mgmt | For | For | For | ||||
4 | 2013 Executive Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | ||||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | ||||
1.3 | Elect Martin T. Hart | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | ||||
1.5 | Elect James R. Peters | Mgmt | For | For | For | ||||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | ||||
1.7 | Elect John Giuliani | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Veidekke ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VEI | CINS R9590N107 | 05/06/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
6 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
7 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
8 | Presentation of Management Report | Mgmt | For | TNA | N/A | ||||
9 | Report of the Board of Directors, Committees, and Auditor | Mgmt | For | TNA | N/A | ||||
10 | Questions | Mgmt | For | TNA | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
17 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
Ventas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTR | CUSIP 92276F100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | ||||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | ||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | ||||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||||
9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | ||||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||||
11 | Elect James D. Shelton | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
Veolia Environnement | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Scrip Dividend | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | ||||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | ||||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | ||||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | ||||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Vilmorin & Cie SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIN | CINS F9768K102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Related Party Transactions | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
14 | Authority to Use Capital Increase Authorities as an Anti-Takeover Device | Mgmt | For | Against | Against | ||||
15 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Elect Michael Pragnell | Mgmt | For | Against | Against | ||||
9 | Elect Yannick Assouad | Mgmt | For | Against | Against | ||||
10 | Elect Graziella Gavezotti | Mgmt | For | Against | Against | ||||
11 | Appointment of Deloitte | Mgmt | For | For | For | ||||
12 | Appointment of KPMG Audit IS | Mgmt | For | For | For | ||||
13 | Appointment of BEAS as Alternate Auditor | Mgmt | For | For | For | ||||
14 | Appointment of KPMG Audit ID as Alternate Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Related Party Transactions (Sale of Cegelec Entreprise Holdings) | Mgmt | For | For | For | ||||
17 | Related Party Transactions (Renewal of Service Agreement with YTSeuropaconsultants) | Mgmt | For | Against | Against | ||||
18 | Related Party Transactions (Renewal of Agreement with VINCI Deutschland GmbH) | Mgmt | For | For | For | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
26 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | Against | Against | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Virgin Media Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Claypool | Mgmt | For | For | For | ||||
1.2 | Elect Julie H McHugh | Mgmt | For | For | For | ||||
2 | Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Virtus Investment Partners Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRTS | CUSIP 92828Q109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Baio | Mgmt | For | For | For | ||||
1.2 | Elect Susan S. Fleming | Mgmt | For | For | For | ||||
1.3 | Elect Russel C. Robertson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
VistaPrint N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPRT | CUSIP N93540107 | 11/08/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Thomas | Mgmt | For | TNA | N/A | ||||
2 | Elect Hauke Hansen | Mgmt | For | TNA | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
6 | Authority to Repurchase 20% of Shares | Mgmt | For | TNA | N/A | ||||
7 | Authority to Repurchase 10% of Shares | Mgmt | For | TNA | N/A | ||||
8 | Authority to Reduce Authorized Ordinary and Preferred Share Capital | Mgmt | For | TNA | N/A | ||||
9 | Cancellation of Ordinary Shares | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
4 | Elect Andy Halford | Mgmt | For | For | For | ||||
5 | Elect Steve Pusey | Mgmt | For | For | For | ||||
6 | Elect Renee James | Mgmt | For | For | For | ||||
7 | Elect Alan Jebson | Mgmt | For | For | For | ||||
8 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
9 | Elect Nick Land | Mgmt | For | For | For | ||||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
12 | Elect Anthony Watson | Mgmt | For | For | For | ||||
13 | Elect Philip Yea | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Voestalpine AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOE | CINS A9101Y103 | 07/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Heinrich Schaller | Mgmt | For | Against | Against | ||||
Vornado Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VNO | CUSIP 929042109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | ||||
1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | ||||
1.3 | Elect David Mandelbaum | Mgmt | For | For | For | ||||
1.4 | Elect Richard R. West | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
VOXX International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOXX | CUSIP 91829F104 | 07/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Kreuch, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Dennis McManus | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter Lesser | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Shalam | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Patrick Lavelle | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Charles Stoehr | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Philip Christopher | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Ari Shalam | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Fred Klipsch | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
W&T Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTI | CUSIP 92922P106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert I. Israel | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Stuart B. Katz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Tracy W. Krohn | Mgmt | For | Withhold | Against | ||||
1.5 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Material Terms of the Performance Goals Under the Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Esculier | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth J. Martin | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
WageWorks Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAGE | CUSIP 930427109 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard M. Berkeley | Mgmt | For | For | For | ||||
1.2 | Elect Jerome D. Gramaglia | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Executive Bonus Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | ||||
5 | Elect Michael T. Duke | Mgmt | For | For | For | ||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
11 | Elect Jim C. Walton | Mgmt | For | For | For | ||||
12 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | ||||
1.2 | Elect Andrew C. Florance | Mgmt | For | For | For | ||||
1.3 | Elect Mitchell M. Gaynor | Mgmt | For | For | For | ||||
1.4 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | ||||
1.5 | Elect Michael D. Malone | Mgmt | For | For | For | ||||
1.6 | Elect John Rice | Mgmt | For | For | For | ||||
1.7 | Elect Dana L. Schmaltz | Mgmt | For | For | For | ||||
1.8 | Elect Howard W. Smith | Mgmt | For | For | For | ||||
1.9 | Elect Edmund F. Taylor | Mgmt | For | For | For | ||||
1.10 | Elect William Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 08/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Walter Investment Management Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAC | CUSIP 93317W102 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven R. Berrard | Mgmt | For | For | For | ||||
1.2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Denmar J. Dixon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the REIT-Related Provisions | Mgmt | For | For | For | ||||
5 | Amendment to Charter to Provide Various Ministerial Revisions | Mgmt | For | For | For | ||||
6 | Revisions to charter to conform to subsequently adopted Articles Supplementary | Mgmt | For | For | For | ||||
7 | Revision of Indemnification Provisions | Mgmt | For | For | For | ||||
8 | Amendments to Charter | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Warner Chilcott plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCRX | CUSIP G94368100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John P. Connaughton | Mgmt | For | For | For | ||||
2 | Elect Tamar D. Howson | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Washington Banking Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBCO | CUSIP 937303105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rhoda L. Altom | Mgmt | For | For | For | ||||
1.2 | Elect Mark D. Crawford | Mgmt | For | For | For | ||||
1.3 | Elect Deborah J. Gavin | Mgmt | For | For | For | ||||
1.4 | Elect Jay T. Lien | Mgmt | For | For | For | ||||
1.5 | Elect Gragg E. Miller | Mgmt | For | For | For | ||||
1.6 | Elect Anthony B. Pickering | Mgmt | For | For | For | ||||
1.7 | Elect Robert T. Severns | Mgmt | For | For | For | ||||
1.8 | Elect John L. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wellcare Health Plans, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCG | CUSIP 94946T106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol J. Burt | Mgmt | For | For | For | ||||
2 | Elect Roel C. Campos | Mgmt | For | For | For | ||||
3 | Elect Alec Cunningham | Mgmt | For | For | For | ||||
4 | Elect David J. Gallitano | Mgmt | For | For | For | ||||
5 | Elect D. Robert Graham | Mgmt | For | For | For | ||||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | ||||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | ||||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | ||||
9 | Elect William L. Trubeck | Mgmt | For | For | For | ||||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | ||||
11 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | ||||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Wendel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MF | CINS F98370103 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Package (Frederic Lemoine) | Mgmt | For | Against | Against | ||||
9 | Severance Package (Bernard Gautier) | Mgmt | For | Against | Against | ||||
10 | Elect Edouard de l’Espee | Mgmt | For | Against | Against | ||||
11 | Elect Benedicte Coste | Mgmt | For | Against | Against | ||||
12 | Elect Priscilla de Moustier | Mgmt | For | Against | Against | ||||
13 | Elect Laurent Burelle | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | ||||
15 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | ||||
16 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
21 | Greenshoe | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
27 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Western Digital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDC | CUSIP 958102105 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathleen Cote | Mgmt | For | For | For | ||||
2 | Elect John Coyne | Mgmt | For | For | For | ||||
3 | Elect Henry DeNero | Mgmt | For | For | For | ||||
4 | Elect William Kimsey | Mgmt | For | For | For | ||||
5 | Elect Michael Lambert | Mgmt | For | For | For | ||||
6 | Elect Len Lauer | Mgmt | For | For | For | ||||
7 | Elect Matthew Massengill | Mgmt | For | For | For | ||||
8 | Elect Roger Moore | Mgmt | For | For | For | ||||
9 | Elect Kensuke Oka | Mgmt | For | For | For | ||||
10 | Elect Thomas Pardun | Mgmt | For | For | For | ||||
11 | Elect Arif Shakeel | Mgmt | For | For | For | ||||
12 | Elect Masahiro Yamamura | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Western Refining, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WNR | CUSIP 959319104 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Sanders | Mgmt | For | For | For | ||||
1.2 | Elect Ralph A. Schmidt | Mgmt | For | For | For | ||||
1.3 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Westfield Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDC | CINS Q97062105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Frank P. Lowy | Mgmt | For | Against | Against | ||||
4 | Re-elect Brian M. Schwartz | Mgmt | For | Against | Against | ||||
5 | Re-elect Roy L. Furman | Mgmt | For | Against | Against | ||||
6 | Re-elect Peter K. Allen | Mgmt | For | Against | Against | ||||
7 | Elect Mark G. Johnson | Mgmt | For | Against | Against | ||||
8 | Authorise Board to Repurchase Securities | Mgmt | For | For | For | ||||
Westfield Retail Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRT | CINS Q97145108 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Ratify Richard Warburton as a Director | Mgmt | For | Against | Against | ||||
3 | Ratify Michael F. Ihlein as a Director | Mgmt | For | Against | Against | ||||
Westinghouse Air Brake Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | ||||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | ||||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Westpac Banking Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CINS Q97417101 | 12/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Gordon Cairns | Mgmt | For | For | For | ||||
4 | Elect Robert Elstone | Mgmt | For | For | For | ||||
5 | Amendments to Constitution (Preference Shares) | Mgmt | For | For | For | ||||
6 | Amendments to Constitution (Other Changes) | Mgmt | For | For | For | ||||
Wheelock & Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0020 | CINS Y9553V106 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Stephen NG Tin Hoi | Mgmt | For | Against | Against | ||||
5 | Elect CHAU Tak Hay | Mgmt | For | Against | Against | ||||
6 | Elect CHENG Mignonne | Mgmt | For | Against | Against | ||||
7 | Elect Alan Howard Smith | Mgmt | For | Against | Against | ||||
8 | Elect Richard Y S TANG | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Chairman's Fees | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Audit Committee Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Wolseley plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOS | CINS G9736L108 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Tessa Bamford | Mgmt | For | For | For | ||||
5 | Elect Michael Clarke | Mgmt | For | For | For | ||||
6 | Elect Gareth Davis | Mgmt | For | For | For | ||||
7 | Elect Andrew Duff | Mgmt | For | For | For | ||||
8 | Elect John Martin | Mgmt | For | For | For | ||||
9 | Elect Ian Meakins | Mgmt | For | For | For | ||||
10 | Elect Frank Roach | Mgmt | For | For | For | ||||
11 | Elect Michael Wareing | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Special Dividend and Share Consolidation | Mgmt | For | For | For | ||||
19 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Executive Share Option Plan | Mgmt | For | For | For | ||||
Woolworths Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOW | CINS Q98418108 | 11/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Shareholder Proposal Regarding Electronic Gaming | ShrHldr | Against | Against | For | ||||
Woolworths Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOW | CINS Q98418108 | 11/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect John Astbury | Mgmt | For | For | For | ||||
3 | Re-elect Thomas Pockett | Mgmt | For | For | For | ||||
4 | Elect Christine Cross | Mgmt | For | For | For | ||||
5 | Elect David Mackay | Mgmt | For | For | For | ||||
6 | Elect Michael Ullmer | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Grant O'Brien) | Mgmt | For | For | For | ||||
8 | Equity Grant (Finance Director Tom Pockett) | Mgmt | For | For | For | ||||
9 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | ||||
10 | Remuneration Report | Mgmt | For | For | For | ||||
11 | Capital Reduction | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G9788D103 | 06/12/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
5 | Elect Colin Day | Mgmt | For | For | For | ||||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | ||||
8 | Elect Philip Lader | Mgmt | For | For | For | ||||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
10 | Elect Mark Read | Mgmt | For | For | For | ||||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||||
19 | Elect Sally Susman | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Migration of Tax Residence | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
3 | Change in Company Name | Mgmt | For | For | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wynn Resorts, Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYNN | CUSIP 983134107 | 02/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Removal of Director Kazuo Okada | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Wynn Resorts, Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYNN | CUSIP 983134107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | ||||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | ||||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | ||||
1.4 | Elect Stephen A. Wynn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wynn Resorts, Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYNN | CUSIP 983134107 | 11/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Linda Chen | Mgmt | For | For | For | ||||
1.2 | Elect Marc Schorr | Mgmt | For | For | For | ||||
1.3 | Elect J. Edward Virtue | Mgmt | For | For | For | ||||
1.4 | Elect Elaine Wynn | Mgmt | For | For | For | ||||
2 | Amendment to the Annual Performance Based Incentive Plan for Executive Officers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 09/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 09/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Revised Management Incentive Arrangements | Mgmt | For | Against | Against | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval of New Scheme subject to the Revised Management Incentive Arrangements being Approved at the Further Xstrata General Meeting | Mgmt | For | For | For | ||||
3 | Approval of New Scheme subject to the Revised Management Incentive Arrangements NOT being Approved at the Further Xstrata General Meeting | Mgmt | Against | For | Against | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authorize Directors to Implement New Scheme | Mgmt | For | For | For | ||||
2 | Approve the Revised Management Incentive Arrangements | Mgmt | For | Against | Against | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Yokogawa Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6841 | CINS J97272124 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||||
4 | Elect Takashi Nishijima | Mgmt | For | For | For | ||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | ||||
6 | Elect Hitoshi Nara | Mgmt | For | For | For | ||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | ||||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | ||||
10 | Elect Kiyoshi Makino | Mgmt | For | Against | Against | ||||
11 | Elect Satoru Mishibari | Mgmt | For | Against | Against | ||||
Ziggo NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZIGGO | CINS N9837R105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect Pamela G. Boumeester | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Equity Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Admiral Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CINS G0110T106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alastair D. Lyons | Mgmt | For | For | For | ||||
5 | Elect Henry Engelhardt | Mgmt | For | For | For | ||||
6 | Elect David Stevens | Mgmt | For | For | For | ||||
7 | Elect Kevin Chidwick | Mgmt | For | For | For | ||||
8 | Elect Martin Jackson | Mgmt | For | For | For | ||||
9 | Elect Margaret Johnson | Mgmt | For | For | For | ||||
10 | Elect Lucy Kellaway | Mgmt | For | For | For | ||||
11 | Elect John Sussens | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Aldag | Mgmt | For | For | For | ||||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | ||||
14 | Elect Roger Abravanel | Mgmt | For | For | For | ||||
15 | Elect Annette Court | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Alpine Electronics Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS J01134105 | 06/20/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Hirofumi Morioka | Mgmt | For | For | For | ||||
4 | Elect Seishi Kai | Mgmt | For | For | For | ||||
5 | Elect Naoki Mizuno | Mgmt | For | For | For | ||||
6 | Elect Shuji Taguchi | Mgmt | For | For | For | ||||
7 | Elect Katsumi Tobita as Statutory Auditor | Mgmt | For | Against | Against | ||||
8 | Elect Kenji Yoshino as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
9 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Baron | Mgmt | For | For | For | ||||
1.2 | Elect Francisco L. Borges | Mgmt | For | For | For | ||||
1.3 | Elect G. Lawrence Buhl | Mgmt | For | For | For | ||||
1.4 | Elect Stephen A. Cozen | Mgmt | For | For | For | ||||
1.5 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.6 | Elect Bonnie L. Howard | Mgmt | For | For | For | ||||
1.7 | Elect Patrick W. Kenny | Mgmt | For | For | For | ||||
1.8 | Elect Simon W. Leathes | Mgmt | For | For | For | ||||
1.9 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. O'Kane | Mgmt | For | For | For | ||||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | ||||
1.12 | Election of Howard W. Albert | Mgmt | For | For | For | ||||
1.13 | Election of Robert A. Bailenson | Mgmt | For | For | For | ||||
1.14 | Election of Russell B. Brewer, II | Mgmt | For | For | For | ||||
1.15 | Election of Gary Burnet | Mgmt | For | For | For | ||||
1.16 | Election of Stephen Donnarumma | Mgmt | For | For | For | ||||
1.17 | Election of Dominic J. Frederico | Mgmt | For | For | For | ||||
1.18 | Election of James M. Michener | Mgmt | For | For | For | ||||
1.19 | Election of Robert B. Mills | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
AutoZone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sue Gove | Mgmt | For | For | For | ||||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | ||||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | ||||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||||
6 | Elect George Mrkonic | Mgmt | For | For | For | ||||
7 | Elect Luis Nieto | Mgmt | For | For | For | ||||
8 | Elect William Rhodes III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Axiall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | ||||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | ||||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | ||||
8 | Elect William L. Mansfield | Mgmt | For | For | For | ||||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | ||||
10 | Elect Robert Ripp | Mgmt | For | For | For | ||||
11 | Elect David N. Weinstein | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | ||||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | ||||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | ||||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | ||||
7 | Merger by Absorption | Mgmt | For | For | For | ||||
8 | Bonus Issue | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Bonus Issue | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Annual Incentive Plan | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco Popular Espanol, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POP | CINS E19550206 | 06/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
2 | Elect Francisco Gomez Martin | Mgmt | For | Against | Against | ||||
3 | Elect Jorge Oroviogoicoechea Ortega | Mgmt | For | Against | Against | ||||
4 | Elect Americo Ferreira de Amorim | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
7 | Reverse Stock Split; Increase in Par Value | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ and w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | First Scrip Dividend | Mgmt | For | For | For | ||||
11 | Second Scrip Dividend | Mgmt | For | For | For | ||||
12 | Third Scrip Dividend | Mgmt | For | For | For | ||||
13 | Capitalization of Reserves for Scrip Dividend | Mgmt | For | For | For | ||||
14 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
18 | Share-Based Bonus Plan | Mgmt | For | For | For | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Bank of Ireland plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Archie G. Kane | Mgmt | For | Against | Against | ||||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect V. Prem Watsa | Mgmt | For | Against | Against | ||||
6 | Elect Kent Atkinson | Mgmt | For | Against | Against | ||||
7 | Elect Richie Boucher | Mgmt | For | Against | Against | ||||
8 | Elect Pat Butler | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Haren | Mgmt | For | Against | Against | ||||
10 | Elect Andrew Keating | Mgmt | For | Against | Against | ||||
11 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | ||||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | ||||
14 | Elect Davida Marston | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | ||||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Beazer Homes USA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZH | CUSIP 07556Q105 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reverse Stock Split | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Den Jones | Mgmt | For | For | For | ||||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
11 | Elect John Hood | Mgmt | For | For | For | ||||
12 | Elect Martin Houston | Mgmt | For | For | For | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | ||||
BR Properties S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRPR3 | CINS P1909V120 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger by Absorption Agreements | Mgmt | For | TNA | N/A | ||||
3 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | ||||
4 | Valuation Reports | Mgmt | For | TNA | N/A | ||||
5 | Mergers by Absorption | Mgmt | For | TNA | N/A | ||||
6 | Authority to Carry Out Merger by Absorption Formalities | Mgmt | For | TNA | N/A | ||||
7 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Amendments to Articles Regarding Novo Mercado Definitions | Mgmt | For | TNA | N/A | ||||
9 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BR Properties S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRPR3 | CINS P1909V120 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
5 | Elect Rodolpho Amboss | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Brookdale Senior Living Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKD | CUSIP 112463104 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jackie M. Clegg | Mgmt | For | For | For | ||||
1.2 | Elect Randal A. Nardone | Mgmt | For | For | For | ||||
1.3 | Elect James R. Seward | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect David C. Everitt | Mgmt | For | For | For | ||||
3 | Elect Roger J. Wood | Mgmt | For | For | For | ||||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Cairn Energy plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNE | CINS G17528269 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Sir William (Bill) Gammell | Mgmt | For | For | For | ||||
6 | Elect Todd Hunt | Mgmt | For | For | For | ||||
7 | Elect Iain McLaren | Mgmt | For | For | For | ||||
8 | Elect James W. Buckee | Mgmt | For | For | For | ||||
9 | Elect Alexander Berger | Mgmt | For | For | For | ||||
10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | ||||
11 | Elect Simon Thomson | Mgmt | For | For | For | ||||
12 | Elect Mike J. Watts | Mgmt | For | For | For | ||||
13 | Elect Jann Brown | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Disposal | Mgmt | For | For | For | ||||
Capital Senior Living Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSU | CUSIP 140475104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Moore | Mgmt | For | For | For | ||||
1.2 | Elect Philip Brooks | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Malone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Catamaran Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | ||||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | ||||
1.4 | Elect William J. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | ||||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | ||||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
CBRE Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | ||||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | ||||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | ||||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | ||||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | ||||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | ||||
1.4 | Elect William A. Owens | Mgmt | For | For | For | ||||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | ||||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | ||||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||
6 | Elect Richard Cousins | Mgmt | For | For | For | ||||
7 | Elect Gary Green | Mgmt | For | For | For | ||||
8 | Elect Andrew Martin | Mgmt | For | For | For | ||||
9 | Elect John Bason | Mgmt | For | For | For | ||||
10 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
11 | Elect Susan Murray | Mgmt | For | For | For | ||||
12 | Elect Don Robert | Mgmt | For | For | For | ||||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Emeritus Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESC | CUSIP 291005106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stanley L. Baty | Mgmt | For | For | For | ||||
1.2 | Elect Granger Cobb | Mgmt | For | For | For | ||||
1.3 | Elect Richard W. Macedonia | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Erste Group Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBS | CINS A19494102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
6 | Supervisory Board Size | Mgmt | For | Against | Against | ||||
7 | Elect Theresa Jordis | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Trade in Participation Certificates | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Participation Certificates | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Exco Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XCO | CUSIP 269279402 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas H. Miller | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | ||||
1.3 | Elect Earl E. Ellis | Mgmt | For | For | For | ||||
1.4 | Elect B. James Ford | Mgmt | For | For | For | ||||
1.5 | Elect Samuel A. Mitchell | Mgmt | For | For | For | ||||
1.6 | Elect T. Boone Pickens | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Jeffrey S. Serota | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Stillwell | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | ||||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | ||||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | ||||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Fidessa Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDSA | CINS G3469C104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Special Dividend Issuance | Mgmt | For | For | For | ||||
4 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
5 | Elect John Hamer | Mgmt | For | For | For | ||||
6 | Elect Chris Aspinwall | Mgmt | For | For | For | ||||
7 | Elect Andy Malpass | Mgmt | For | For | For | ||||
8 | Elect Ron Mackintosh | Mgmt | For | For | For | ||||
9 | Elect Philip Hardaker | Mgmt | For | For | For | ||||
10 | Elect Elizabeth Lake | Mgmt | For | For | For | ||||
11 | Elect Mark Foster | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Forestar Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FOR | CUSIP 346233109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James M. DeCosmo | Mgmt | For | For | For | ||||
2 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | ||||
3 | Elect James A. Johnson | Mgmt | For | For | For | ||||
4 | Elect Charles W. Matthews | Mgmt | For | For | For | ||||
5 | Elect Richard M. Smith | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||||
6 | Elect John Ormerod | Mgmt | For | For | For | ||||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Genworth Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William H. Bolinder | Mgmt | For | For | For | ||||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | ||||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
5 | Elect Christine B. Mead | Mgmt | For | For | For | ||||
6 | Elect David M. Moffett | Mgmt | For | For | For | ||||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||||
8 | Elect James A. Parke | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Georgia Gulf Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GGC | CUSIP 373200302 | 01/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity and Performance Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | ||||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
5 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Special Dividend | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | ||||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | ||||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | ||||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | ||||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | ||||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | ||||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | ||||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | ||||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | ||||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | ||||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | ||||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | ||||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | ||||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | ||||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | ||||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | ||||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | ||||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | ||||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | ||||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | ||||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | ||||
32 | Directors' Fees | Mgmt | For | For | For | ||||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | ||||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | ||||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | ||||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | ||||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | ||||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | ||||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | ||||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | ||||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | ||||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | ||||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | ||||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | ||||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | ||||
50 | Certification of Articles | Mgmt | For | For | For | ||||
51 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
52 | Minutes | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee A. Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby J. Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James C. Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica T. Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | ||||
2 | Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
HeidelbergCement AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | ||||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | ||||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | ||||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | ||||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | ||||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | ||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | ||||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | ||||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | ||||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | ||||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | ||||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | ||||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | ||||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | ||||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | ||||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | ||||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | ||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | ||||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | ||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | ||||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | ||||
HomeAway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | ||||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | ||||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hon Hai Precision Industry | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y36861105 | 06/26/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | ||||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | ||||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | ||||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | ||||
19 | Elect LU Fang-ming | Mgmt | For | For | For | ||||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | ||||
21 | Elect WU Yu-chi | Mgmt | For | For | For | ||||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | ||||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | ||||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | ||||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
26 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Iguatemi Empresa de Shopping Centers S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IGTA3 | CINS P5352J104 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Iluka Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ILU | CINS Q4875J104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Stephen Turner | Mgmt | For | For | For | ||||
3 | Re-elect Wayne G. Osborn | Mgmt | For | For | For | ||||
4 | Elect Gregory J.W. Martin | Mgmt | For | For | For | ||||
5 | Elect James H. Ranck | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
Industria De Diseno Textil SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITX | CINS E6282J109 | 07/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||||
4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Gartler, S.L. (Flora Perez Marcote) | Mgmt | For | Against | Against | ||||
7 | Elect Jose Arnau Sierra | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Approval of Corporate Website | Mgmt | For | For | For | ||||
13 | Remuneration Report | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
ING Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | ||||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | ||||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | ||||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | ||||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | ||||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Kodiak Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||||
2 | Elect James E. Catlin | Mgmt | For | For | For | ||||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | ||||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | ||||
5 | Elect William J. Krysiak | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lennar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEN | CUSIP 526057302 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | ||||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | ||||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | ||||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | ||||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | ||||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Masco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAS | CUSIP 574599106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis W. Archer | Mgmt | For | For | For | ||||
2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||||
3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Approval of Performance Metrics under the 2005 Long Term Stock Incentive Plan | Mgmt | For | For | For | ||||
MeadWestvaco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||||
4 | Elect James M. Kilts | Mgmt | For | For | For | ||||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | ||||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | ||||
10 | Elect Jane L. Warner | Mgmt | For | For | For | ||||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||||
MediaTek Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2454 | CINS Y5945U103 | 10/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Merger/Acquisition | Mgmt | For | For | For | ||||
Mitra Adiperkasa Tbk PT | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMDFK | CINS Y71299104 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
2 | Stock Split | Mgmt | For | Against | Against | ||||
3 | Amendments to Articles | Mgmt | For | Against | Against | ||||
Mitra Adiperkasa Tbk PT | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMDFK | CINS Y71299104 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | ||||
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | ||||
9 | Elect Titia de Lange | Mgmt | For | TNA | N/A | ||||
10 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||
11 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
15 | Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
16 | Abstain | Mgmt | For | TNA | N/A | ||||
Nintendo Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | ||||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | ||||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | ||||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | ||||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | ||||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | ||||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | ||||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | ||||
7 | Elect Egon Durban | Mgmt | For | Against | Against | ||||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||||
10 | Elect Ian Loring | Mgmt | For | Against | Against | ||||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | ||||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | ||||
3 | Elect Makoto Inoue | Mgmt | For | For | For | ||||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | ||||
5 | Elect Tamio Umaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | ||||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pegatron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y6784J100 | 06/19/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | ||||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | ||||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | ||||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | ||||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | ||||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | ||||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | ||||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | ||||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Pernod Ricard SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RI | CINS F72027109 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | ||||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | ||||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | ||||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | ||||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | ||||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | ||||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | ||||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | ||||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | ||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | ||||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
5 | Elect Mike Killoran | Mgmt | For | For | For | ||||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | ||||
7 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
8 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
9 | Elect Mark Preston | Mgmt | For | For | For | ||||
10 | Elect Marion Sears | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 10/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
8 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | ||||
14 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Porto Seguro S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSSA3 | CINS P7905C107 | 03/28/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Distribution of Interest on Capital | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Dividends | Mgmt | For | TNA | N/A | ||||
7 | Interest on Capital and Dividend Distribution Date | Mgmt | For | TNA | N/A | ||||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Porto Seguro S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSSA3 | CINS P7905C107 | 03/28/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Cancel Treasury Shares | Mgmt | For | TNA | N/A | ||||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
PulteGroup, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PHM | CUSIP 745867101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | ||||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect James J. Postl | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Radian Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDN | CUSIP 750236101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Wender | Mgmt | For | For | For | ||||
2 | Elect David C. Carney | Mgmt | For | For | For | ||||
3 | Elect Howard B. Culang | Mgmt | For | For | For | ||||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | ||||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | ||||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | ||||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | ||||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | ||||
9 | Elect Jan Nicholson | Mgmt | For | For | For | ||||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | ||||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
14 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | ||||
15 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Regions Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RF | CUSIP 7591EP100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George W. Bryan | Mgmt | For | For | For | ||||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | ||||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | ||||
4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
5 | Elect Eric C. Fast | Mgmt | For | For | For | ||||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | ||||
7 | Elect John D. Johns | Mgmt | For | For | For | ||||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | ||||
9 | Elect James R. Malone | Mgmt | For | For | For | ||||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | ||||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||||
13 | Elect John R. Roberts | Mgmt | For | For | For | ||||
14 | Elect Lee J. Styslinger III | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Executive Incentive Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Regus plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | ||||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | ||||
10 | Elect Lance Browne | Mgmt | For | Against | Against | ||||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | ||||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | ||||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | ||||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | ||||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | ||||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | ||||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | ||||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | N/A | For | N/A | ||||
2 | Accounts | Mgmt | N/A | For | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | ||||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | ||||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | ||||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | ||||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | ||||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | ||||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | ||||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | ||||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | ||||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | ||||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | ||||
Sherwin-Williams Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHW | CUSIP 824348106 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | ||||
1.2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
1.3 | Elect David F. Hodnik | Mgmt | For | For | For | ||||
1.4 | Elect Thomas G. Kadien | Mgmt | For | For | For | ||||
1.5 | Elect Richard J. Kramer | Mgmt | For | For | For | ||||
1.6 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
1.7 | Elect Richard K. Smucker | Mgmt | For | For | For | ||||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Siam Commercial Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCB | CINS Y7905M113 | 04/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Elect Kannikar Chalitaporn | Mgmt | For | Against | Against | ||||
8 | Elect Anand Panyarachun | Mgmt | For | Against | Against | ||||
9 | Elect Vicharn Panich | Mgmt | For | Against | Against | ||||
10 | Elect Chumpol NaLamlieng | Mgmt | For | Against | Against | ||||
11 | Elect Prasan Chuaphanich | Mgmt | For | Against | Against | ||||
12 | Elect Adul Sangsingkeo | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Societe Generale | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLE | CINS F43638141 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Scrip Dividend | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | ||||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Softbank Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||||
8 | Elect Yun MA | Mgmt | For | For | For | ||||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Gass | Mgmt | For | For | For | ||||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Standard Pacific Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPF | CUSIP 85375C101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | ||||
1.2 | Elect Ronald R. Foell | Mgmt | For | For | For | ||||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | ||||
1.5 | Elect John R. Peshkin | Mgmt | For | For | For | ||||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | ||||
1.7 | Elect Scott D. Stowell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sun Hung Kai Properties Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | ||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | ||||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | ||||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | ||||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | ||||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | ||||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | ||||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | ||||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | ||||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | ||||
SXC Health Solutions Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SXCI | CUSIP 78505P100 | 07/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Taylor Wimpey plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CINS G86954107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kevin S. Beeston | Mgmt | For | For | For | ||||
4 | Elect Peter T. Redfern | Mgmt | For | For | For | ||||
5 | Elect Ryan Mangold | Mgmt | For | For | For | ||||
6 | Elect James Jordan | Mgmt | For | For | For | ||||
7 | Elect Kate Barker | Mgmt | For | For | For | ||||
8 | Elect Mike Hussey | Mgmt | For | For | For | ||||
9 | Elect Anthony Reading | Mgmt | For | For | For | ||||
10 | Elect Robert Rowley | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Renew Sharesave Plan | Mgmt | For | For | For | ||||
25 | Renew Share Incentive Plan | Mgmt | For | For | For | ||||
26 | Related Party Transactions (Pete Redfern) | Mgmt | For | For | For | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Techtronic Industries Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
669 | CINS Y8563B159 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Patrick CHAN Kin Wah | Mgmt | For | Against | Against | ||||
6 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | ||||
7 | Elect Joel A. Schleicher | Mgmt | For | Against | Against | ||||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John Hughes | Mgmt | For | For | For | ||||
5 | Elect Michael Tobin | Mgmt | For | For | For | ||||
6 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | ||||
7 | Elect Simon Batey | Mgmt | For | For | For | ||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | ||||
9 | Elect John O'Reilly | Mgmt | For | For | For | ||||
10 | Elect Claudia Arney | Mgmt | For | For | For | ||||
11 | Elect Nancy Cruickshank | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | ||||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | ||||
Thomas Cook Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCG | CINS G88471100 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Placing and Rights Issue | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
Toll Brothers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TOL | CUSIP 889478103 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Robert S. Blank | Mgmt | For | For | For | ||||
1.3 | Elect Edward G. Boehne | Mgmt | For | For | For | ||||
1.4 | Elect Richard J. Braemer | Mgmt | For | For | For | ||||
1.5 | Elect Carl B. Marbach | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Novick | Mgmt | For | For | For | ||||
1.7 | Elect Paul E. Shapiro | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Re-approval of the Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Tronox Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | ||||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | ||||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | ||||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | ||||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
13 | Elect Janis Kong | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | ||||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | ||||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | ||||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Remuneration Report | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
United Utilities Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UU | CINS G92755100 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John McAdam | Mgmt | For | For | For | ||||
5 | Elect Steven Mogford | Mgmt | For | For | For | ||||
6 | Elect Russ Houlden | Mgmt | For | For | For | ||||
7 | Elect Catherine Bell | Mgmt | For | For | For | ||||
8 | Elect Paul Heiden | Mgmt | For | For | For | ||||
9 | Elect Nick Salmon | Mgmt | For | For | For | ||||
10 | Elect Sara Weller | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Verisk Analytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Volvo AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOLV.A | CINS 928856301 | 04/04/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
21 | Shareholder Proposal Regarding Board Gender Representation | ShrHldr | N/A | TNA | N/A | ||||
22 | Shareholder Proposal Regarding Expansion of Internship Program | ShrHldr | N/A | TNA | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
W.W. Grainger, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GWW | CUSIP 384802104 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.3 | Elect William K. Hall | Mgmt | For | For | For | ||||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||||
1.5 | Elect John W. McCarter, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | ||||
1.7 | Elect Michael J. Roberts | Mgmt | For | For | For | ||||
1.8 | Elect Gary L. Rogers | Mgmt | For | For | For | ||||
1.9 | Elect James T. Ryan | Mgmt | For | For | For | ||||
1.10 | Elect E. Scott Santi | Mgmt | For | For | For | ||||
1.11 | Elect James D. Slavik | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Zeon Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4205 | CINS J9886P104 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Naozumi Furukawa | Mgmt | For | For | For | ||||
4 | Elect Kimiaki Tanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshimasa Fushimi | Mgmt | For | For | For | ||||
6 | Elect Masayoshi Ohshima | Mgmt | For | For | For | ||||
7 | Elect Tadayuki Minami | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Takegami | Mgmt | For | For | For | ||||
9 | Elect Yoshiyuki Mitsuhira | Mgmt | For | For | For | ||||
10 | Elect Haruo Itoh | Mgmt | For | For | For | ||||
11 | Elect Hiroyuki Hirakawa | Mgmt | For | For | For | ||||
12 | Elect Kei Itoh | Mgmt | For | For | For | ||||
13 | Elect Jun Hasegawa as Statutory Auditor | Mgmt | For | Against | Against | ||||
Zions Bancorporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZION | CUSIP 989701107 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry Atkin | Mgmt | For | For | For | ||||
2 | Elect R. Cash | Mgmt | For | For | For | ||||
3 | Elect Patricia Frobes | Mgmt | For | For | For | ||||
4 | Elect J. David Heaney | Mgmt | For | For | For | ||||
5 | Elect Roger Porter | Mgmt | For | For | For | ||||
6 | Elect Stephen Quinn | Mgmt | For | For | For | ||||
7 | Elect Harris Simmons | Mgmt | For | For | For | ||||
8 | Elect L. Simmons | Mgmt | For | For | For | ||||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | ||||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Health Care Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lars Ekman | Mgmt | For | For | For | ||||
2 | Elect Carl Gordon | Mgmt | For | For | For | ||||
3 | Elect Jan van Heek | Mgmt | For | For | For | ||||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 02/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven H. Collis | Mgmt | For | For | For | ||||
2 | Elect Douglas R. Conant | Mgmt | For | For | For | ||||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
7 | Elect Michael J. Long | Mgmt | For | For | For | ||||
8 | Elect Henry W. McGee | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
Amicus Therapeutics Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FOLD | CUSIP 03152W109 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Crowley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Essner | Mgmt | For | For | For | ||||
1.3 | Elect Ted W. Love | Mgmt | For | For | For | ||||
1.4 | Elect Margaret G. McGlynn | Mgmt | For | For | For | ||||
1.5 | Elect Michael G. Raab | Mgmt | For | For | For | ||||
1.6 | Elect Glenn P. Sblendorio | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Anthera Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANTH | CUSIP 03674U102 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David E. Thompson | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Sanford S. Zweifach | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Reverse Stock Split | Mgmt | For | TNA | N/A | ||||
4 | Stock Option Plan | Mgmt | For | TNA | N/A | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | Against | ||||
Anthera Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANTH | CUSIP 03674U102 | 10/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
ArQule, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARQL | CUSIP 04269E107 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Susan L Kelley | Mgmt | For | For | For | ||||
1.2 | Elect Michael D. Loberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS J03393105 | 06/19/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Boston Scientific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSX | CUSIP 101137107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katharine T. Bartlett | Mgmt | For | For | For | ||||
2 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||||
3 | Elect Nelda J. Connors | Mgmt | For | For | For | ||||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||||
6 | Elect Ernest Mario | Mgmt | For | Abstain | Against | ||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||||
10 | Elect John E. Sununu | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Clayton Jones | Mgmt | For | For | For | ||||
9 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
10 | Elect David King | Mgmt | For | For | For | ||||
11 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
CareFusion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip L. Francis | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Celldex Therapeutics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLDX | CUSIP 15117B103 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Ellberger | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Marucci | Mgmt | For | For | For | ||||
1.3 | Elect Herbert Conrad | Mgmt | For | For | For | ||||
1.4 | Elect George O. Elston | Mgmt | For | For | For | ||||
1.5 | Elect Harry H. Penner, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Timothy M. Shannon | Mgmt | For | For | For | ||||
1.7 | Elect Karen L. Shoos | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cempra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMP | CUSIP 15130J109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dov A. Goldstein | Mgmt | For | For | For | ||||
1.2 | Elect John H. Johnson | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ChemoCentryx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCXI | CUSIP 16383L106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Geoffrey M. Parker | Mgmt | For | For | For | ||||
1.2 | Elect James L. Tyree | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
China Kanghui Holdings | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KH | CUSIP 16890V100 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Clovis Oncology Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLVS | CUSIP 189464100 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian G. Atwood | Mgmt | For | For | For | ||||
1.2 | Elect James C. Blair | Mgmt | For | For | For | ||||
1.3 | Elect Paul H. Klingenstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Codexis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDXS | CUSIP 192005106 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Byron L. Dorgan | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Pedro I. Mizutani | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Dennis P. Wolf | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Daiichi Sankyo Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4568 | CINS J11257102 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takashi Shohda | Mgmt | For | For | For | ||||
4 | Elect Johji Nakayama | Mgmt | For | For | For | ||||
5 | Elect Takeshi Ogita | Mgmt | For | For | For | ||||
6 | Elect Kazunori Hirokawa | Mgmt | For | For | For | ||||
7 | Elect Yuki Satoh | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
9 | Elect Kunio Ishihara | Mgmt | For | For | For | ||||
10 | Elect Ichiroh Kanazawa | Mgmt | For | For | For | ||||
11 | Elect Seiji Sugiyama | Mgmt | For | For | For | ||||
12 | Elect Manabu Sakai | Mgmt | For | For | For | ||||
13 | Bonus | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bogdan Dziurzynski | Mgmt | For | For | For | ||||
2 | Elect Douglas G. Watson | Mgmt | For | For | For | ||||
3 | Approval of 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the NOLs Rights Agreement | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dyax Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DYAX | CUSIP 26746E103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Henry E. Blair | Mgmt | For | For | For | ||||
1.2 | Elect Gustav Christensen | Mgmt | For | For | For | ||||
1.3 | Elect Marc D. Kozin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect William Roper | Mgmt | For | For | For | ||||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CINS D2734Z107 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of General Partner Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Conversion of Preference Shares | Mgmt | For | TNA | N/A | ||||
10 | Amendments to the 2001 International Employee Participation Program and Conditional Capital | Mgmt | For | TNA | N/A | ||||
11 | Special Resolution for Ordinary Shareholders: Approval of Proposals 6.00 and 7.00 | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CUSIP 358029106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Conversion of Preference Shares | Mgmt | For | For | For | ||||
7 | Amendments to the 2001 International Employee Participation Program and Conditional Capital | Mgmt | For | For | For | ||||
8 | Special Resolution for Ordinary Shareholders: Approval of Proposals 6.00 and 7.00 | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Globus Medical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GMED | CUSIP 379577208 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David C. Paul | Mgmt | For | Against | Against | ||||
2 | Elect Daniel T. Lemaitre | Mgmt | For | Against | Against | ||||
3 | Elect Ann D. Rhoads | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hi-Tech Pharmacal Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HITK | CUSIP 42840B101 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Seltzer | Mgmt | For | For | For | ||||
1.2 | Elect Reuben Seltzer | Mgmt | For | For | For | ||||
1.3 | Elect Martin Goldwyn | Mgmt | For | For | For | ||||
1.4 | Elect Yashar Hirshaut | Mgmt | For | For | For | ||||
1.5 | Elect Jack Van Hulst | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Puglisi | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Simpson | Mgmt | For | For | For | ||||
2 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hospira, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSP | CUSIP 441060100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Connie R. Curran | Mgmt | For | For | For | ||||
2 | Elect William G. Dempsey | Mgmt | For | For | For | ||||
3 | Elect Dennis M. Fenton | Mgmt | For | For | For | ||||
4 | Elect Heino von Prondzynski | Mgmt | For | For | For | ||||
5 | Elect Mark F. Wheeler | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Idenix Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IDIX | CUSIP 45166R204 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | ||||
1.2 | Elect Thomas R. Hodgson | Mgmt | For | For | For | ||||
1.3 | Elect Tamar D. Howson | Mgmt | For | For | For | ||||
1.4 | Elect Denise Pollard-Knight | Mgmt | For | For | For | ||||
1.5 | Elect Ronald C. Renaud, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Rosenberg | Mgmt | For | For | For | ||||
1.7 | Elect Michael S. Wyzga | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Illumina, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ILMN | CUSIP 452327109 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerald Moller | Mgmt | For | For | For | ||||
1.2 | Elect David R. Walt | Mgmt | For | For | For | ||||
1.3 | Elect Robert S. Epstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | Against | Against | ||||
Incyte Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INCY | CUSIP 45337C102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard De Schutter | Mgmt | For | For | For | ||||
1.2 | Elect Barry Ariko | Mgmt | For | For | For | ||||
1.3 | Elect Julian C. Baker | Mgmt | For | For | For | ||||
1.4 | Elect Paul A. Brooke | Mgmt | For | For | For | ||||
1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | ||||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Roy A. Whitfield | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intuitive Surgical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISRG | CUSIP 46120E602 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||||
2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||||
3 | Elect Alan J. Levy | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Life Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIFE | CUSIP 53217V109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George F. Adam, Jr. | Mgmt | For | For | For | ||||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
3 | Elect Donald W. Grimm | Mgmt | For | For | For | ||||
4 | Elect Craig J. Mundie | Mgmt | For | For | For | ||||
5 | Elect Ora H. Pescovitz | Mgmt | For | For | For | ||||
6 | Elect Per A. Peterson | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
9 | 2013 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
Merck KGAA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Financial Statements | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | ||||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | ||||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | ||||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | ||||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | ||||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | ||||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
Merrimack Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MACK | CUSIP 590328100 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | ||||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | ||||
1.3 | Elect James van B. Dresser | Mgmt | For | For | For | ||||
1.4 | Elect Gordon J. Fehr | Mgmt | For | For | For | ||||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | ||||
1.6 | Elect Sarah E. Nash | Mgmt | For | For | For | ||||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | ||||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | ||||
1.9 | Elect Anthony J. Sinskey, Sc.D. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mitsubishi Tanabe Pharma Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
10 | Elect Shigetaka Satoh | Mgmt | For | For | For | ||||
11 | Elect Junji Hamaoka as Statutory Auditor | Mgmt | For | Against | Against | ||||
12 | Elect Hidetaka Tomita as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Neurocrine Biosciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBIX | CUSIP 64125C109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Corinne H. Nevinny | Mgmt | For | For | For | ||||
1.2 | Elect Richard F. Pops | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/22/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
7 | Elect Verena Briner | Mgmt | For | TNA | N/A | ||||
8 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | ||||
9 | Elect Charles Sawyers | Mgmt | For | TNA | N/A | ||||
10 | Elect William Winters | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Miscellaneous Shareholder Proposals or Countermotions | ShrHldr | N/A | TNA | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
OncoGenex Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGXI | CUSIP 68230A106 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | ||||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | ||||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | ||||
1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | ||||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | ||||
1.6 | Elect David Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | ||||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Onyx Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ONXX | CUSIP 683399109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Corinne H. Nevinny | Mgmt | For | For | For | ||||
1.2 | Elect Thomas G. Wiggans | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | 2013 Cash Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | ||||
Pernix Therapeutics Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTX | CUSIP 71426V108 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael C. Pearce | Mgmt | For | For | For | ||||
1.2 | Elect Cooper C. Collins | Mgmt | For | For | For | ||||
1.3 | Elect Anthem Blanchard | Mgmt | For | For | For | ||||
1.4 | Elect Steven A. Elms | Mgmt | For | For | For | ||||
1.5 | Elect James E. Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Pharmacyclics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCYC | CUSIP 716933106 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Booth | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Clark | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Duggan | Mgmt | For | For | For | ||||
1.4 | Elect Eric Halvorson | Mgmt | For | For | For | ||||
1.5 | Elect Minesh Mehta | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Smith | Mgmt | For | For | For | ||||
1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Puma Biotechnology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBYI | CUSIP 74587V107 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan H. Auerbach | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas R. Malley | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jay M. Moyes | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Abstain | For | Against | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sequenom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQNM | CUSIP 817337405 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernst-Gunter Afting | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth F. Buechler | Mgmt | For | For | For | ||||
1.3 | Elect John A. Fazio | Mgmt | For | For | For | ||||
1.4 | Elect Harry F. Hixson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Myla Lai-Goldman | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Lerner | Mgmt | For | For | For | ||||
1.7 | Elect Ronald M. Lindsay | Mgmt | For | For | For | ||||
1.8 | Elect David Pendarvis | Mgmt | For | For | For | ||||
1.9 | Elect Charles P. Slacik | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ShangPharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CUSIP 81943P104 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Going Private Transaction | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Shire plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CINS G8124V108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William M. Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
9 | Elect Anne Minto | Mgmt | For | For | For | ||||
10 | Elect David M. Stout | Mgmt | For | For | For | ||||
11 | Elect Steven Gillis | Mgmt | For | For | For | ||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0460 | CINS G8162K113 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect MENG Xianhui | Mgmt | For | Against | Against | ||||
6 | Elect Patrick SUN | Mgmt | For | Against | Against | ||||
7 | Elect XU Kangsen | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect CHEN Qiyu | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 08/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
5 | Elect ZHOU Bajun | Mgmt | For | Against | Against | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 12/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect LI Ling | Mgmt | For | Against | Against | ||||
Somaxon Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOMX | CUSIP 834453201 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Somaxon Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOMX | CUSIP 834453102 | 10/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reverse Stock Split | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Spectrum Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPPI | CUSIP 84763A108 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond W. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Gilles Gagnon | Mgmt | For | For | For | ||||
1.3 | Elect Stuart M. Krassner | Mgmt | For | For | For | ||||
1.4 | Elect Luigi Lenaz | Mgmt | For | For | For | ||||
1.5 | Elect Anthony E. Maida, III | Mgmt | For | For | For | ||||
1.6 | Elect Rajesh C. Shrotriya | Mgmt | For | For | For | ||||
1.7 | Elect Dolatrai Vyas | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Srikant M. Datar | Mgmt | For | Against | Against | ||||
3 | Elect Roch Doliveux | Mgmt | For | Against | Against | ||||
4 | Elect Louis L. Francesconi | Mgmt | For | Against | Against | ||||
5 | Elect Allan C. Golston | Mgmt | For | Against | Against | ||||
6 | Elect Howard L. Lance | Mgmt | For | Against | Against | ||||
7 | Elect Kevin A. Lobo | Mgmt | For | Against | Against | ||||
8 | Elect William U. Parfet | Mgmt | For | Against | Against | ||||
9 | Elect Ronda E. Stryker | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synta Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNTA | CUSIP 87162T206 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Safi R. Bahcall | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Kovner | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Synutra International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYUT | CUSIP 87164C102 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jinrong Chen | Mgmt | For | Withhold | Against | ||||
1.2 | Election of YIU-CHUN CHAN | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Hui Li | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Tesaro Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSRO | CUSIP 881569107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Mary L. Hedley, Ph.D. | Mgmt | For | For | For | ||||
1.3 | Elect David M. Mott | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | ||||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | ||||
1.6 | Elect Arnold L. Oronsky | Mgmt | For | For | For | ||||
1.7 | Elect Beth C. Seidenberg | Mgmt | For | For | For | ||||
1.8 | Elect Paul A. Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Unilife Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNIS | CUSIP 90478E103 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Slavko James Boskjak | Mgmt | For | For | For | ||||
1.2 | Elect Jeff Carter | Mgmt | For | For | For | ||||
1.3 | Elect William Galle | Mgmt | For | For | For | ||||
1.4 | Elect John Lund | Mgmt | For | For | For | ||||
1.5 | Elect Mary Wold | Mgmt | For | For | For | ||||
1.6 | Elect Alan Shortall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
United Therapeutics Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Causey | Mgmt | For | For | For | ||||
1.2 | Elect Richard Giltner | Mgmt | For | For | For | ||||
1.3 | Elect R. Paul Gray | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Verastem, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VSTM | CUSIP 92337C104 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Aldrich | Mgmt | For | For | For | ||||
1.2 | Elect Michael Kauffman, M.D. | Mgmt | For | For | For | ||||
1.3 | Elect S. Louise Phanstiel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vertex Pharmaceuticals Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRTX | CUSIP 92532F100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joshua S. Boger | Mgmt | For | For | For | ||||
1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||||
1.3 | Elect Yuchun Lee | Mgmt | For | For | For | ||||
1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
2 | 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Warner Chilcott plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCRX | CUSIP G94368100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John P. Connaughton | Mgmt | For | For | For | ||||
2 | Elect Tamar D. Howson | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | ||||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
West Pharmaceutical Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WST | CUSIP 955306105 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | ||||
1.2 | Elect William F. Feehery | Mgmt | For | For | For | ||||
1.3 | Elect Thomas W. Hofmann | Mgmt | For | For | For | ||||
1.4 | Elect L. Robert Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Paula A. Johnson | Mgmt | For | For | For | ||||
1.6 | Elect Douglas A. Michels | Mgmt | For | For | For | ||||
1.7 | Elect Donald E. Morel Jr. | Mgmt | For | For | For | ||||
1.8 | Elect John H. Weiland | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Welters | Mgmt | For | For | For | ||||
1.10 | Elect Patrick J. Zenner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
WuXi PharmaTech (Cayman) Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WX | CUSIP 929352102 | 11/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Xuesong Leng | Mgmt | For | Against | Against | ||||
2 | Elect Zhaohui Zhang | Mgmt | For | Against | Against | ||||
3 | Elect Ning Zhao | Mgmt | For | Against | Against | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Utilities Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Alliant Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNT | CUSIP 018802108 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael L. Bennett | Mgmt | For | For | For | ||||
1.2 | Elect Darryl B. Hazel | Mgmt | For | For | For | ||||
1.3 | Elect David A. Perdue | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen F. Brauer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James C. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas R. Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American Water Works Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | ||||
2 | Elect Martha C. Goss | Mgmt | For | For | For | ||||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | ||||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | ||||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | ||||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
7 | Elect George MacKenzie | Mgmt | For | For | For | ||||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | ||||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | Against | Against | ||||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | ||||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | ||||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | ||||
8 | Elect Mary Francis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | ||||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
11 | Elect Nick Luff | Mgmt | For | Against | Against | ||||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | ||||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | ||||
14 | Elect Chris Weston | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
China Resources Gas Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1193 | CINS G2113B108 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | ||||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
Dominion Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William P. Barr | Mgmt | For | For | For | ||||
2 | Elect Peter W. Brown | Mgmt | For | For | For | ||||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect John W. Harris | Mgmt | For | For | For | ||||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark J. Kington | Mgmt | For | For | For | ||||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||||
12 | Elect David A. Wollard | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHldr | Against | Against | For | ||||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | ||||
Duke Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Barnet III | Mgmt | For | For | For | ||||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | ||||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | ||||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | ||||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | ||||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect John T. Herron | Mgmt | For | For | For | ||||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | ||||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | ||||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | ||||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | ||||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
E.ON SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EOAN | CINS D24914133 | 05/03/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | ||||
12 | Elect Denise Kingsmill | Mgmt | For | TNA | N/A | ||||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | ||||
14 | Elect Rene Obermann | Mgmt | For | TNA | N/A | ||||
15 | Elect Karen de Segundo | Mgmt | For | TNA | N/A | ||||
16 | Elect Theo Siegert | Mgmt | For | TNA | N/A | ||||
17 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||||
18 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
19 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of General and Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Auditor Acts | Mgmt | For | For | For | ||||
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | ||||
9 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
10 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
11 | Elect Augusto Carlos Serra Ventura Mateus | Mgmt | For | Against | Against | ||||
12 | Elect Nuno Manuel da Silva Amado | Mgmt | For | Against | Against | ||||
13 | Election of Environment and Sustainability Committee Chairman | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Electric Power Development | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
6 | Elect Minoru Hino | Mgmt | For | For | For | ||||
7 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
8 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
9 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
10 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
11 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
12 | Elect Masato Uchiyama | Mgmt | For | For | For | ||||
13 | Elect Fukuda Naori | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Akira Samata as Statutory Auditor | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | ||||
2 | Elect Leo P. Denault | Mgmt | For | For | For | ||||
3 | Elect Gary W. Edwards | Mgmt | For | For | For | ||||
4 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
5 | Elect Donald C. Hintz | Mgmt | For | For | For | ||||
6 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart C. Myers | Mgmt | For | For | For | ||||
9 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
10 | Elect Steven V. Wilkinson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
EQT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQT | CUSIP 26884L109 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Vicky A. Bailey | Mgmt | For | For | For | ||||
2 | Elect Kenneth M. Burke | Mgmt | For | For | For | ||||
3 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen A. Thorington | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
Exelon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXC | CUSIP 30161N101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | ||||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | ||||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | ||||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | ||||
11 | Elect Richard W. Mies | Mgmt | For | For | For | ||||
12 | Elect William C. Richardson | Mgmt | For | For | For | ||||
13 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||||
14 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
15 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
16 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
19 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
GDF Suez | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSZ | CINS F42768105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | Against | Against | ||||
11 | Elect Jonathan R. Reynolds | Mgmt | For | Against | Against | ||||
12 | Elect Caroline Simon | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHldr | Against | Against | For | ||||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
15 | Authority to Increase Capital Under Employee Savings Plan For Overseas Employees | Mgmt | For | For | For | ||||
16 | Authority to Issue Restricted Shares (Global Plan) | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares to Senior Executives | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | For | For | ||||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Iberdrola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBE | CINS E6165F166 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts | Mgmt | For | For | For | ||||
3 | Management Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Bonus Share Issuance | Mgmt | For | For | For | ||||
8 | Bonus Share Issuance | Mgmt | For | For | For | ||||
9 | Ratify the Co-option of Manuel Lagares Gomez-Abascal | Mgmt | For | Against | Against | ||||
10 | Authority to Create and Fund Foundations | Mgmt | For | For | For | ||||
11 | Amendment to Article 6 | Mgmt | For | For | For | ||||
12 | Amendments to Articles 39, 42 and 43 | Mgmt | For | For | For | ||||
13 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
ITC Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITC | CUSIP 465685105 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Issuance of Common Stock | Mgmt | For | For | For | ||||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
ITC Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITC | CUSIP 465685105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher H. Franklin | Mgmt | For | For | For | ||||
1.2 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||||
1.3 | Elect William J. Museler | Mgmt | For | For | For | ||||
1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For | ||||
1.5 | Elect Thomas G. Stephens | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | ||||
1.7 | Elect Lee C. Stewart | Mgmt | For | For | For | ||||
1.8 | Elect J.C. Watts | Mgmt | For | For | For | ||||
1.9 | Elect Joseph L. Welch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CUSIP 636274300 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
3 | Elect Sir Peter Gershon | Mgmt | N/A | For | N/A | ||||
4 | Elect Steven Holliday | Mgmt | N/A | For | N/A | ||||
5 | Elect Andrew Bonfield | Mgmt | N/A | For | N/A | ||||
6 | Elect Thomas King | Mgmt | N/A | For | N/A | ||||
7 | Elect Nick Winser | Mgmt | N/A | For | N/A | ||||
8 | Elect Kenneth Harvey | Mgmt | N/A | For | N/A | ||||
9 | Elect Linda Adamany | Mgmt | N/A | For | N/A | ||||
10 | Elect Philip Aiken | Mgmt | N/A | Against | N/A | ||||
11 | Elect Nora Brownell | Mgmt | N/A | For | N/A | ||||
12 | Elect Paul Golby | Mgmt | N/A | For | N/A | ||||
13 | Elect Ruth Kelly | Mgmt | N/A | For | N/A | ||||
14 | Elect Maria Richter | Mgmt | N/A | For | N/A | ||||
15 | Elect George Rose | Mgmt | N/A | For | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | ||||
18 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | ||||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | N/A | For | N/A | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CINS G6375K151 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Thomas King | Mgmt | For | For | For | ||||
7 | Elect Nick Winser | Mgmt | For | For | For | ||||
8 | Elect Kenneth Harvey | Mgmt | For | For | For | ||||
9 | Elect Linda Adamany | Mgmt | For | For | For | ||||
10 | Elect Philip Aiken | Mgmt | For | Against | Against | ||||
11 | Elect Nora Brownell | Mgmt | For | For | For | ||||
12 | Elect Paul Golby | Mgmt | For | For | For | ||||
13 | Elect Ruth Kelly | Mgmt | For | For | For | ||||
14 | Elect Maria Richter | Mgmt | For | For | For | ||||
15 | Elect George Rose | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | For | For | For | ||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
3 | Elect James L. Camaren | Mgmt | For | For | For | ||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||||
7 | Elect James L. Robo | Mgmt | For | For | For | ||||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||||
9 | Elect John L. Skolds | Mgmt | For | For | For | ||||
10 | Elect William H. Swanson | Mgmt | For | For | For | ||||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Northeast Utilities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NU | CUSIP 664397106 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard H. Booth | Mgmt | For | For | For | ||||
1.2 | Elect John S. Clarkeson | Mgmt | For | For | For | ||||
1.3 | Elect Cotton M. Cleveland | Mgmt | For | For | For | ||||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
1.6 | Elect Francis A. Doyle | Mgmt | For | For | For | ||||
1.7 | Elect Charles K. Gifford | Mgmt | For | For | For | ||||
1.8 | Elect Paul A. La Camera | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth R. Leibler | Mgmt | For | For | For | ||||
1.10 | Elect Thomas J. May | Mgmt | For | For | For | ||||
1.11 | Elect Charles W. Shivery | Mgmt | For | Withhold | Against | ||||
1.12 | Elect William C. Van Faasen | Mgmt | For | For | For | ||||
1.13 | Elect Frederica M. Williams | Mgmt | For | For | For | ||||
1.14 | Elect Dennis R. Wraase | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Northeast Utilities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NU | CUSIP 664397106 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Booth | Mgmt | For | For | For | ||||
1.2 | Elect John Clarkeson | Mgmt | For | For | For | ||||
1.3 | Elect Cotton Cleveland | Mgmt | For | For | For | ||||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect James DiStasio | Mgmt | For | For | For | ||||
1.6 | Elect Francis Doyle | Mgmt | For | For | For | ||||
1.7 | Elect Charles Gifford | Mgmt | For | For | For | ||||
1.8 | Elect Paul La Camera | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth Leibler | Mgmt | For | For | For | ||||
1.10 | Elect Thomas May | Mgmt | For | For | For | ||||
1.11 | Elect Charles Shivery | Mgmt | For | For | For | ||||
1.12 | Elect William Van Faasen | Mgmt | For | For | For | ||||
1.13 | Elect Frederica Williams | Mgmt | For | For | For | ||||
1.14 | Elect Dennis Wraase | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of Material Terms of Performance Goals under the Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Change in Board Size | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGE | CUSIP 670837103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | ||||
1.2 | Elect Wayne H. Brunetti | Mgmt | For | For | For | ||||
1.3 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
1.4 | Elect Peter B. Delaney | Mgmt | For | For | For | ||||
1.5 | Elect John D. Groendyke | Mgmt | For | For | For | ||||
1.6 | Elect Kirk Humphreys | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||||
1.8 | Elect Robert O. Lorenz | Mgmt | For | For | For | ||||
1.9 | Elect Judy R. McReynolds | Mgmt | For | For | For | ||||
1.10 | Elect Leroy C. Richie | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | ||||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | ||||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | ||||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | ||||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | ||||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | ||||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | ||||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | ||||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | ||||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Pinnacle West Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNW | CUSIP 723484101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Basha | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald E. Brandt | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis A. Cortese | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael L. Gallagher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Roy A. Herberger, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Dale E. Klein | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Humberto S. Lopez | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kathryn L. Munro | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Bruce J. Nordstrom | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Power Grid Corporation of India Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POWERGRID | CINS Y7028N105 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles Regarding Auditors | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Questar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STR | CUSIP 748356102 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Teresa Beck | Mgmt | For | For | For | ||||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||||
3 | Elect Laurence M. Downes | Mgmt | For | For | For | ||||
4 | Elect Christopher A. Helms | Mgmt | For | For | For | ||||
5 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | ||||
7 | Elect Harris H. Simmons | Mgmt | For | For | For | ||||
8 | Elect Bruce A. Williamson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sempra Energy | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRE | CUSIP 816851109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Boeckmann | Mgmt | For | Against | Against | ||||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | ||||
3 | Elect William D. Jones | Mgmt | For | For | For | ||||
4 | Elect William G. Ouchi | Mgmt | For | Against | Against | ||||
5 | Elect Debra L. Reed | Mgmt | For | For | For | ||||
6 | Elect William C. Rusnack | Mgmt | For | For | For | ||||
7 | Elect William P. Rutledge | Mgmt | For | Against | Against | ||||
8 | Elect Lynn Schenk | Mgmt | For | For | For | ||||
9 | Elect Jack T. Taylor | Mgmt | For | For | For | ||||
10 | Elect Luis M. Tellez | Mgmt | For | Against | Against | ||||
11 | Elect James C. Yardley | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | ||||
Severn Trent plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVT | CINS G8056D159 | 07/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tony Ballance | Mgmt | For | Against | Against | ||||
5 | Elect Bernard Bulkin | Mgmt | For | Against | Against | ||||
6 | Elect Richard Davey | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | ||||
8 | Elect Gordon Fryett | Mgmt | For | Against | Against | ||||
9 | Elect Martin Kane | Mgmt | For | Against | Against | ||||
10 | Elect Martin Lamb | Mgmt | For | Against | Against | ||||
11 | Elect Michael McKeon | Mgmt | For | Against | Against | ||||
12 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | ||||
13 | Elect Andy Smith | Mgmt | For | Against | Against | ||||
14 | Elect Tony Wray | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
28 | Special Dividend | Mgmt | For | For | For | ||||
29 | Share Incentive Plan | Mgmt | For | For | For | ||||
Snam S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRG | CINS T8578L107 | 03/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendments to Articles 2, 5, 6, and 17 | Mgmt | For | For | For | ||||
5 | Amendments to Articles 9 and 12 | Mgmt | For | For | For | ||||
6 | Amendments to Articles 13,16 and 20 | Mgmt | For | For | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Remuneration Report | Mgmt | For | For | For | ||||
10 | Board Size | Mgmt | For | Against | Against | ||||
11 | Board Term | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | List Presented by CDP Reti S.r.L | Mgmt | For | Against | Against | ||||
14 | List Presented by Shareholders Representing 1.06% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
15 | Election of Chairman of Board of Directors | Mgmt | For | For | For | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | List Presented by CDP Reti S.r.L | Mgmt | N/A | For | N/A | ||||
19 | List Presented by Shareholders Representing 1.06% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | ||||
20 | Election of Chairman of Board of Statutory Auditors | Mgmt | For | For | For | ||||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Snam S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRG | CINS T8578L107 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Cancellation of Treasury Shares; Elimination of Par Value | Mgmt | For | For | For | ||||
SSE Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSE | CINS G8842P102 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | ||||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | ||||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | ||||
7 | Elect Ian Marchant | Mgmt | For | For | For | ||||
8 | Elect Gregor Alexander | Mgmt | For | For | For | ||||
9 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | ||||
10 | Elect Lady Susan Rice | Mgmt | For | For | For | ||||
11 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
12 | Elect Thomas Thune Andersen | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
The AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | ||||
2 | Elect Guo Bao Zhang | Mgmt | For | Against | Against | ||||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||||
4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
5 | Elect John A. Koskinen | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||||
9 | Elect Moises Naim | Mgmt | For | For | For | ||||
10 | Elect Charles O. Rossotti | Mgmt | For | For | For | ||||
11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
United Utilities Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UU | CINS G92755100 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John McAdam | Mgmt | For | For | For | ||||
5 | Elect Steven Mogford | Mgmt | For | For | For | ||||
6 | Elect Russ Houlden | Mgmt | For | For | For | ||||
7 | Elect Catherine Bell | Mgmt | For | For | For | ||||
8 | Elect Paul Heiden | Mgmt | For | For | For | ||||
9 | Elect Nick Salmon | Mgmt | For | For | For | ||||
10 | Elect Sara Weller | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wisconsin Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WEC | CUSIP 976657106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | ||||
3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | ||||
4 | Elect Curt S. Culver | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Fischer | Mgmt | For | For | For | ||||
6 | Elect Gale E. Klappa | Mgmt | For | For | For | ||||
7 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||||
8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Growth and Income Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
ACE Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
2 | Elect Peter Menikoff | Mgmt | For | For | For | ||||
3 | Elect Robert Ripp | Mgmt | For | For | For | ||||
4 | Elect Theodore Shasta | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | 2012 Annual Report | Mgmt | For | For | For | ||||
7 | Statutory Financial Statements | Mgmt | For | For | For | ||||
8 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Discharge of Board of Directors | Mgmt | For | For | For | ||||
11 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
12 | PricewaterhouseCoopers | Mgmt | For | For | For | ||||
13 | BDO AG, Zurich | Mgmt | For | For | For | ||||
14 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Distribution Via Par Value Reduction | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | ||||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | ||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | ||||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | ||||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | ||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | ||||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
13 | Elect David Gary Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alcoa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AA | CUSIP 013817101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
2 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
3 | Elect E. Stanley O'Neal | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen F. Brauer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James C. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas R. Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Hanson | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Ketteler | Mgmt | For | For | For | ||||
3 | Elect Cary D. McMillan | Mgmt | For | For | For | ||||
4 | Elect David M. Sable | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard L. George | Mgmt | For | For | For | ||||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | ||||
8 | Elect John R. Gordon | Mgmt | For | For | For | ||||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect R. A. Walker | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||||
2 | Elect Chansoo Joung | Mgmt | For | For | For | ||||
3 | Elect William C. Montgomery | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Baron | Mgmt | For | For | For | ||||
1.2 | Elect Francisco L. Borges | Mgmt | For | For | For | ||||
1.3 | Elect G. Lawrence Buhl | Mgmt | For | For | For | ||||
1.4 | Elect Stephen A. Cozen | Mgmt | For | For | For | ||||
1.5 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.6 | Elect Bonnie L. Howard | Mgmt | For | For | For | ||||
1.7 | Elect Patrick W. Kenny | Mgmt | For | For | For | ||||
1.8 | Elect Simon W. Leathes | Mgmt | For | For | For | ||||
1.9 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. O'Kane | Mgmt | For | For | For | ||||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | ||||
1.12 | Election of Howard W. Albert | Mgmt | For | For | For | ||||
1.13 | Election of Robert A. Bailenson | Mgmt | For | For | For | ||||
1.14 | Election of Russell B. Brewer, II | Mgmt | For | For | For | ||||
1.15 | Election of Gary Burnet | Mgmt | For | For | For | ||||
1.16 | Election of Stephen Donnarumma | Mgmt | For | For | For | ||||
1.17 | Election of Dominic J. Frederico | Mgmt | For | For | For | ||||
1.18 | Election of James M. Michener | Mgmt | For | For | For | ||||
1.19 | Election of Robert B. Mills | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
AutoZone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sue Gove | Mgmt | For | For | For | ||||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | ||||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | ||||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||||
6 | Elect George Mrkonic | Mgmt | For | For | For | ||||
7 | Elect Luis Nieto | Mgmt | For | For | For | ||||
8 | Elect William Rhodes III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Bank of New York Mellon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BK | CUSIP 064058100 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | ||||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
4 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
5 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
6 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||||
9 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
10 | Elect William C. Richardson | Mgmt | For | For | For | ||||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
12 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Best Buy Co. Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | ||||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | ||||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | ||||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | ||||
6 | Elect Hubert Joly | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Boeing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John D. Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | ||||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | ||||
4 | Elect William D. Harvey | Mgmt | For | For | For | ||||
5 | Elect David W. Joos | Mgmt | For | For | For | ||||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | ||||
8 | Elect John G. Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | ||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | ||||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip W. Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William E. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | ||||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect John T. Mills | Mgmt | For | For | For | ||||
1.8 | Elect William P. Powell | Mgmt | For | For | For | ||||
1.9 | Elect Joseph T. Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Climate Change Report | ShrHldr | Against | Against | For | ||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLW | CUSIP 219350105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Seely Brown | Mgmt | For | For | For | ||||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||||
4 | Elect Richard T. Clark | Mgmt | For | For | For | ||||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | ||||
6 | Elect James B. Flaws | Mgmt | For | For | For | ||||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | ||||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | ||||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | ||||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | ||||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
D.R. Horton, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHI | CUSIP 23331A109 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Horton | Mgmt | For | For | For | ||||
2 | Elect Bradley Anderson | Mgmt | For | For | For | ||||
3 | Elect Michael Buchanan | Mgmt | For | For | For | ||||
4 | Elect Michael Hewatt | Mgmt | For | For | For | ||||
5 | Elect Bob Scott | Mgmt | For | For | For | ||||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DALRQ | CUSIP 247361702 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | ||||
4 | Elect John S. Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
6 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
7 | Elect William H. Easter III | Mgmt | For | For | For | ||||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | ||||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | ||||
10 | Elect David R. Goode | Mgmt | For | For | For | ||||
11 | Elect George N. Mattson | Mgmt | For | For | For | ||||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | ||||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Adams | Mgmt | For | For | For | ||||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
E.I. du Pont de Nemours and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DD | CUSIP 263534109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Richard H. Brown | Mgmt | For | For | For | ||||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
7 | Elect Eleuthere I. Du Pont | Mgmt | For | For | For | ||||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Directors | Mgmt | For | For | For | ||||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | Against | Against | ||||
6 | Supervisory Council's Fees | Mgmt | For | For | For | ||||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | ||||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Michael Goodrich | Mgmt | For | For | For | ||||
1.2 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.3 | Elect Frances Powell Hawes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | ||||
2 | Elect Leo P. Denault | Mgmt | For | For | For | ||||
3 | Elect Gary W. Edwards | Mgmt | For | For | For | ||||
4 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
5 | Elect Donald C. Hintz | Mgmt | For | For | For | ||||
6 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart C. Myers | Mgmt | For | For | For | ||||
9 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
10 | Elect Steven V. Wilkinson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Equity LifeStyle Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELS | CUSIP 29472R108 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Calian | Mgmt | For | For | For | ||||
1.2 | Elect David Contis | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Dobrowski | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Heneghan | Mgmt | For | For | For | ||||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | ||||
1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | ||||
1.7 | Elect Howard Walker | Mgmt | For | For | For | ||||
1.8 | Elect Gary Waterman | Mgmt | For | For | For | ||||
1.9 | Elect William Young | Mgmt | For | For | For | ||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | ||||
1.2 | Elect John J. Amore | Mgmt | For | For | For | ||||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | ||||
1.4 | Elect Joseph V. Taranto | Mgmt | For | For | For | ||||
1.5 | Elect John A. Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect William Roper | Mgmt | For | For | For | ||||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Carter | Mgmt | For | For | For | ||||
2 | Elect John C. Compton | Mgmt | For | For | For | ||||
3 | Elect Mark A. Emkes | Mgmt | For | For | For | ||||
4 | Elect Corydon J. Gilchrist | Mgmt | For | For | For | ||||
5 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott M. Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki R. Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin V. Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | ||||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | ||||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | ||||
1.7 | Elect William J. Post | Mgmt | For | For | For | ||||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William W. Helman IV | Mgmt | For | For | For | ||||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
12 | Elect Alan Mulally | Mgmt | For | For | For | ||||
13 | Elect Homer A. Neal | Mgmt | For | For | For | ||||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
15 | Elect John L. Thornton | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||||
6 | Elect John Ormerod | Mgmt | For | For | For | ||||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | ||||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||||
9 | Elect James J. Mulva | Mgmt | For | For | For | ||||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect William W. George | Mgmt | For | For | For | ||||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
1.5 | Elect Thomas D. Hyde | Mgmt | For | For | For | ||||
1.6 | Elect James A. Mitchell | Mgmt | For | For | For | ||||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | ||||
1.8 | Elect John J. Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda H. Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert H. West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
H.B. Fuller Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUL | CUSIP 359694106 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dante C. Parrini | Mgmt | For | For | For | ||||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James J. Owens | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Master Incentive Plan | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartford Financial Services Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam E. McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rodney Chase | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Harvey Golub | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Karl Kurz | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect David McManus | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Marshall Smith | Mgmt | N/A | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
4 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | N/A | TNA | N/A | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | N/A | TNA | N/A | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Kevin Meyers | Mgmt | For | For | For | ||||
1.3 | Elect Frederic Reynolds | Mgmt | For | For | For | ||||
1.4 | Elect William Schrader | Mgmt | For | For | For | ||||
1.5 | Elect Mark Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | Against | For | Against | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond. Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Humana Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||||
5 | Elect David Jones Jr. | Mgmt | For | For | For | ||||
6 | Elect Michael McCallister | Mgmt | For | For | For | ||||
7 | Elect William McDonald | Mgmt | For | For | For | ||||
8 | Elect William Mitchell | Mgmt | For | For | For | ||||
9 | Elect David Nash | Mgmt | For | For | For | ||||
10 | Elect James O'Brien | Mgmt | For | For | For | ||||
11 | Elect Marissa Peterson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Huntsman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
2 | Elect John G. Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
7 | Elect Michael Lamach | Mgmt | For | For | For | ||||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | ||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | ||||
10 | Elect John P. Surma | Mgmt | For | For | For | ||||
11 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
12 | Elect Tony L. White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | ||||
16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | ||||
17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | ||||
18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | ||||
19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||||
6 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | ||||
8 | Elect John F. Turner | Mgmt | For | For | For | ||||
9 | Elect William G. Walter | Mgmt | For | For | For | ||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Right to Act by Written Consent | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Investors Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISBC | CUSIP 46146P102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Plan of Merger | Mgmt | For | For | For | ||||
2.1 | Elect Domenick A. Cama | Mgmt | For | For | For | ||||
2.2 | Elect James J. Garibaldi | Mgmt | For | For | For | ||||
2.3 | Elect Vincent D. Manahan III | Mgmt | For | For | For | ||||
2.4 | Elect James H. Ward III | Mgmt | For | For | For | ||||
3 | Approval of the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
J.C. Penney Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCP | CUSIP 708160106 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William A. Ackman | Mgmt | For | For | For | ||||
2 | Elect Colleen C. Barrett | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Engibous | Mgmt | For | For | For | ||||
4 | Elect Kent B. Foster | Mgmt | For | For | For | ||||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | ||||
6 | Elect Leonard H. Roberts | Mgmt | For | For | For | ||||
7 | Elect Steven Roth | Mgmt | For | For | For | ||||
8 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
9 | Elect R. Gerald Turner | Mgmt | For | For | For | ||||
10 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
11 | Elect Mary Beth West | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Joy Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOY | CUSIP 481165108 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven L. Gerard | Mgmt | For | For | For | ||||
1.2 | Elect John T. Gremp | Mgmt | For | For | For | ||||
1.3 | Elect John N. Hanson | Mgmt | For | For | For | ||||
1.4 | Elect Gale E. Klappa | Mgmt | For | For | For | ||||
1.5 | Elect Richard B. Loynd | Mgmt | For | For | For | ||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | ||||
1.7 | Elect Michael W. Sutherlin | Mgmt | For | For | For | ||||
1.8 | Elect James H. Tate | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | ||||
1.5 | Elect Jack B. Moore | Mgmt | For | For | For | ||||
1.6 | Elect William P. Utt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Keycorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEY | CUSIP 493267108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward P. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | ||||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | ||||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | ||||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | ||||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | ||||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Equity Compensation Plan | Mgmt | For | For | For | ||||
Kirby Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEX | CUSIP 497266106 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Sean Day | Mgmt | For | Against | Against | ||||
2 | Elect William M. Lamont, Jr. | Mgmt | For | For | For | ||||
3 | Elect William M. Waterman | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David B. Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | ||||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect James A. Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Anstice | Mgmt | For | For | For | ||||
1.2 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.4 | Elect Youssef El-Mansy | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | ||||
1.10 | Elect William Spivey | Mgmt | For | For | For | ||||
1.11 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
LeapFrog Enterprises, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LF | CUSIP 52186N106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Barbour | Mgmt | For | For | For | ||||
1.2 | Elect William B. Chiasson | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Kalinske | Mgmt | For | For | For | ||||
1.4 | Elect Stanley E. Maron | Mgmt | For | For | For | ||||
1.5 | Elect E. Stanton McKee, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Theodore R. Mitchell | Mgmt | For | For | For | ||||
1.7 | Elect Randy O. Rissman | Mgmt | For | For | For | ||||
1.8 | Elect Caden Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | ||||
1.2 | Elect Barry Huff | Mgmt | For | For | For | ||||
1.3 | Elect John Koerner III | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | ||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDermott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | ||||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | ||||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | ||||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | ||||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | ||||
1.8 | Elect David A. Trice | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
MeadWestvaco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||||
4 | Elect James M. Kilts | Mgmt | For | For | For | ||||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | ||||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | ||||
10 | Elect Jane L. Warner | Mgmt | For | For | For | ||||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||||
3 | Elect John M. Keane | Mgmt | For | For | For | ||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
7 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Nabors Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Crane | Mgmt | For | For | For | ||||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | ||||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | ||||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CINS G6375K151 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Thomas King | Mgmt | For | For | For | ||||
7 | Elect Nick Winser | Mgmt | For | For | For | ||||
8 | Elect Kenneth Harvey | Mgmt | For | For | For | ||||
9 | Elect Linda Adamany | Mgmt | For | For | For | ||||
10 | Elect Philip Aiken | Mgmt | For | Against | Against | ||||
11 | Elect Nora Brownell | Mgmt | For | For | For | ||||
12 | Elect Paul Golby | Mgmt | For | For | For | ||||
13 | Elect Ruth Kelly | Mgmt | For | For | For | ||||
14 | Elect Maria Richter | Mgmt | For | For | For | ||||
15 | Elect George Rose | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | For | For | For | ||||
Navistar International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Newmont Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEM | CUSIP 651639106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | ||||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | ||||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||||
5 | Elect Noreen Doyle | Mgmt | For | For | For | ||||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||||
8 | Elect Jane Nelson | Mgmt | For | For | For | ||||
9 | Elect Donald C. Roth | Mgmt | For | For | For | ||||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Performance Pay Plan | Mgmt | For | For | For | ||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
3 | Elect James L. Camaren | Mgmt | For | For | For | ||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||||
7 | Elect James L. Robo | Mgmt | For | For | For | ||||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||||
9 | Elect John L. Skolds | Mgmt | For | For | For | ||||
10 | Elect William H. Swanson | Mgmt | For | For | For | ||||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Nordic American Tankers Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAT | CUSIP G65773106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbjørn Hansson | Mgmt | For | Against | Against | ||||
2 | Elect Andreas Ove Ugland | Mgmt | For | Against | Against | ||||
3 | Elect Jim Kelly | Mgmt | For | Against | Against | ||||
4 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | ||||
5 | Elect Paul J. Hopkins | Mgmt | For | Against | Against | ||||
6 | Elect Richard H. K. Vietor | Mgmt | For | Against | Against | ||||
7 | Elect James L. Gibbons | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nucor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | ||||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||||
1.10 | Elect John H. Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | ||||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | ||||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
8 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | ||||
14 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | ||||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | ||||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | ||||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | ||||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | ||||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | ||||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | ||||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | ||||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | ||||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas J. Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||||
5 | Elect James G. Cullen | Mgmt | For | For | For | ||||
6 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark B. Grier | Mgmt | For | For | For | ||||
8 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine A. Poon | Mgmt | For | For | For | ||||
12 | Elect John R. Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James A. Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rexel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | ||||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | ||||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | ||||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | ||||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
21 | Amend Article 23 | Mgmt | For | Against | Against | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert E. Brown | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
5 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
6 | Elect Guy Elliott | Mgmt | For | For | For | ||||
7 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
8 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
9 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||||
10 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
11 | Elect Chris J. Lynch | Mgmt | For | For | For | ||||
12 | Elect Paul M. Tellier | Mgmt | For | For | For | ||||
13 | Elect John S. Varley | Mgmt | For | For | For | ||||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Performance Share Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CUSIP 80105N105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
9 | Greenshoe | Mgmt | For | For | For | ||||
10 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Shire Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CUSIP 82481R106 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William M. Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
9 | Elect Anne Minto | Mgmt | For | For | For | ||||
10 | Elect David M. Stout | Mgmt | For | For | For | ||||
11 | Elect Steven Gillis | Mgmt | For | For | For | ||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Gass | Mgmt | For | For | For | ||||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | ||||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | ||||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | ||||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | ||||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | ||||
3 | Elect Drew G. Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | ||||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
11 | Elect Raul Vazquez | Mgmt | For | For | For | ||||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | ||||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | ||||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | ||||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | ||||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | ||||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | ||||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | ||||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | ||||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | ||||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | ||||
7 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
9 | Elect John W. Rowe | Mgmt | For | For | For | ||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Hillshire Brands Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Todd Becker | Mgmt | For | For | For | ||||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
10 | Elect James White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||||
2 | Elect John S. Chen | Mgmt | For | For | For | ||||
3 | Elect Judith L. Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin C. Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHldr | Against | For | Against | ||||
Time Warner Cable, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carole Black | Mgmt | For | For | For | ||||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||||
4 | Elect David C. Chang | Mgmt | For | For | For | ||||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||||
7 | Elect Donna A. James | Mgmt | For | For | For | ||||
8 | Elect Don Logan | Mgmt | For | For | For | ||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CUSIP 89151E109 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Thierry Desmarest | Mgmt | For | Against | Against | ||||
6 | Elect Gunnar Brock | Mgmt | For | Against | Against | ||||
7 | Elect Gerard Lamarche | Mgmt | For | Against | Against | ||||
8 | Elect Charles Keller | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | Mgmt | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | Mgmt | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Diversity Label | Mgmt | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | Mgmt | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Loyalty Dividend | Mgmt | Against | Against | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | ||||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John T. Turner | Mgmt | For | For | For | ||||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James D. Yancey | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Transocean Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIG | CUSIP H8817H100 | 05/17/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | TNA | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | N/A | TNA | N/A | ||||
3 | Payment of a Dividend in Principle | Mgmt | N/A | TNA | N/A | ||||
4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | TNA | N/A | ||||
6 | Authority to Issue Shares | Mgmt | N/A | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | TNA | N/A | ||||
8 | Elect Frederico Curado | Mgmt | N/A | TNA | N/A | ||||
9 | Elect Steven Newman | Mgmt | N/A | TNA | N/A | ||||
10 | Elect Thomas Cason | Mgmt | N/A | TNA | N/A | ||||
11 | Elect Robert Sprague | Mgmt | N/A | TNA | N/A | ||||
12 | Elect J. Michael Talbert | Mgmt | N/A | TNA | N/A | ||||
13 | Elect John Lipinski | Mgmt | N/A | TNA | N/A | ||||
14 | Elect Jose Maria Alapont | Mgmt | N/A | TNA | N/A | ||||
15 | Elect Samuel Merksamer | Mgmt | N/A | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | TNA | N/A | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
Transocean Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIG | CUSIP H8817H100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Payment of a Dividend in Principle | Mgmt | For | For | For | ||||
4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | Against | N/A | ||||
6 | Authority to Issue Shares | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | For | N/A | ||||
8 | Elect Frederico Curado | Mgmt | For | For | For | ||||
9 | Elect Steven Newman | Mgmt | For | For | For | ||||
10 | Elect Thomas Cason | Mgmt | For | For | For | ||||
11 | Elect Robert Sprague | Mgmt | For | For | For | ||||
12 | Elect J. Michael Talbert | Mgmt | For | Against | Against | ||||
13 | Elect John Lipinski | Mgmt | Against | Against | For | ||||
14 | Elect Jose Maria Alapont | Mgmt | Against | Against | For | ||||
15 | Elect Samuel Merksamer | Mgmt | Against | For | Against | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tronox Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | ||||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | ||||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | ||||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | ||||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | ||||
7 | Elect Michael Jay | Mgmt | For | Against | Against | ||||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
15 | Greenshoe | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CUSIP 92857W209 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | ||||
2 | Elect Gerard Kleisterlee | Mgmt | N/A | For | N/A | ||||
3 | Elect Vittorio Colao | Mgmt | N/A | For | N/A | ||||
4 | Elect Andy Halford | Mgmt | N/A | For | N/A | ||||
5 | Elect Steve Pusey | Mgmt | N/A | For | N/A | ||||
6 | Elect Renee James | Mgmt | N/A | For | N/A | ||||
7 | Elect Alan Jebson | Mgmt | N/A | For | N/A | ||||
8 | Elect Samuel Jonah | Mgmt | N/A | For | N/A | ||||
9 | Elect Nick Land | Mgmt | N/A | For | N/A | ||||
10 | Elect Anne Lauvergeon | Mgmt | N/A | For | N/A | ||||
11 | Elect Luc Vandevelde | Mgmt | N/A | For | N/A | ||||
12 | Elect Anthony Watson | Mgmt | N/A | For | N/A | ||||
13 | Elect Philip Yea | Mgmt | N/A | For | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
15 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | ||||
20 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | ||||
21 | Authorisation of Political Donations | Mgmt | N/A | For | N/A | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | ||||
5 | Elect David J. Butters | Mgmt | For | For | For | ||||
6 | Elect John D. Gass | Mgmt | For | For | For | ||||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | ||||
8 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | ||||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | ||||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | ||||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
4 | Elect William C. Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann N. Reese | Mgmt | For | For | For | ||||
9 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | ||||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | ||||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Growth Opportunities Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | ||||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | ||||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | ||||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
6 | Elect Alain Monie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard L. George | Mgmt | For | For | For | ||||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | ||||
8 | Elect John R. Gordon | Mgmt | For | For | For | ||||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect R. A. Walker | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||||
6 | Elect Justine Lien | Mgmt | For | For | For | ||||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||||
4 | Elect David Mackay | Mgmt | For | For | For | ||||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||||
7 | Elect Robert A. Steele | Mgmt | For | For | For | ||||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
Catamaran Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | ||||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | ||||
1.4 | Elect William J. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | ||||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | ||||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
CBRE Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | ||||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | ||||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | ||||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | ||||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | ||||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||||
2 | Elect John E. Klein | Mgmt | For | For | For | ||||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||||
1.2 | Elect William Gates | Mgmt | For | For | For | ||||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William I. Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | ||||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | ||||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | ||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | ||||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | ||||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | ||||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
5 | Elect Julie F. Holder | Mgmt | For | For | For | ||||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | ||||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Moffett | Mgmt | For | For | For | ||||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repurchase of Shares | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Prothena Spin-Off | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Facebook, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
GenMark Diagnostics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNMK | CUSIP 372309104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Gleeson | Mgmt | For | For | For | ||||
1.2 | Elect Stephen T. Worland | Mgmt | For | For | For | ||||
2 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
GSE Holding Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSE | CUSIP 36191X100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark C. Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Michael G. Evans | Mgmt | For | For | For | ||||
1.3 | Elect Marcus J. George | Mgmt | For | For | For | ||||
1.4 | Elect Robert C. Griffin | Mgmt | For | For | For | ||||
1.5 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||||
1.6 | Elect Charles A. Sorrentino | Mgmt | For | For | For | ||||
1.7 | Elect Craig A. Steinke | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Interxion Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | ||||
3 | Elect John C. Baker | Mgmt | For | Against | Against | ||||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | ||||
5 | Elect David Ruberg | Mgmt | For | Against | Against | ||||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | ||||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | ||||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | ||||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
4 | Elect William F. Owens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kirby Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEX | CUSIP 497266106 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Sean Day | Mgmt | For | Against | Against | ||||
2 | Elect William M. Lamont, Jr. | Mgmt | For | For | For | ||||
3 | Elect William M. Waterman | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | ||||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||||
10 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
11 | Elect Robert S. Singer | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Prothena Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRTA | CUSIP G72800108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lars Ekman | Mgmt | For | Against | Against | ||||
2 | Elect Christopher S. Henney | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rexel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | ||||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | ||||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | ||||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | ||||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
21 | Amend Article 23 | Mgmt | For | Against | Against | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
SS&C Technologies Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSNC | CUSIP 78467J100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Stone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||||
6 | Elect Olden Lee | Mgmt | For | For | For | ||||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||||
9 | Elect Clara Shih | Mgmt | For | For | For | ||||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Stock Split | Mgmt | For | For | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Hillshire Brands Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Todd Becker | Mgmt | For | For | For | ||||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
10 | Elect James White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John M. Ballbach | Mgmt | For | For | For | ||||
1.2 | Elect Phillip R. Cox | Mgmt | For | For | For | ||||
1.3 | Elect Diane C. Creel | Mgmt | For | For | For | ||||
1.4 | Elect James W. Griffith | Mgmt | For | For | For | ||||
1.5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | ||||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | ||||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Ward J. Timken | Mgmt | For | For | For | ||||
1.11 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Jacqueline F. Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Amendment to Regulations to Reduce Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Steel Business | Mgmt | Against | For | Against | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Trimas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | ||||
1.2 | Elect John C. Plant | Mgmt | For | For | For | ||||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Verint Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRNT | CUSIP 92343X100 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | ||||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | ||||
1.3 | Elect John Egan | Mgmt | For | For | For | ||||
1.4 | Elect Larry Myers | Mgmt | For | For | For | ||||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | ||||
1.6 | Elect Howard Safir | Mgmt | For | For | For | ||||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verisk Analytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | ||||
5 | Elect David J. Butters | Mgmt | For | For | For | ||||
6 | Elect John D. Gass | Mgmt | For | For | For | ||||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | ||||
8 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | ||||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | ||||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | ||||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Westinghouse Air Brake Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | ||||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | ||||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whole Foods Market, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | ||||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | ||||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | ||||
1.6 | Elect Walter Robb | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | ||||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | ||||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | ||||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | ||||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xilinx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||||
3 | Elect John Doyle | Mgmt | For | For | For | ||||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT High Yield Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Altra Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIMC | CUSIP 02208R106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | ||||
1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | ||||
1.4 | Elect Michael L. Hurt | Mgmt | For | For | For | ||||
1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For | ||||
1.6 | Elect Larry McPherson | Mgmt | For | For | For | ||||
1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Buffalo Wild Wings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWLD | CUSIP 119848109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sally J. Smith | Mgmt | For | For | For | ||||
1.2 | Elect J. Oliver Maggard | Mgmt | For | For | For | ||||
1.3 | Elect James M. Damian | Mgmt | For | For | For | ||||
1.4 | Elect Dale M. Applequist | Mgmt | For | For | For | ||||
1.5 | Elect Warren E. Mack | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Michael P. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Jerry R. Rose | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
CIT Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIT | CUSIP 125581801 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John A. Thain | Mgmt | For | For | For | ||||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||||
3 | Elect William M. Freeman | Mgmt | For | For | For | ||||
4 | Elect David M. Moffett | Mgmt | For | For | For | ||||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||||
6 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect John R. Ryan | Mgmt | For | For | For | ||||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
10 | Elect Peter J. Tobin | Mgmt | For | For | For | ||||
11 | Elect Laura S. Unger | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Robert E Apple | Mgmt | For | For | For | ||||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | ||||
6 | Elect David G. Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John D. Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
FelCor Lodging Trust Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCH | CUSIP 31430F101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher J. Hartung | Mgmt | For | For | For | ||||
2 | Elect Charles A. Ledsinger, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert H. Lutz, Jr. | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | ||||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||||
9 | Elect James J. Mulva | Mgmt | For | For | For | ||||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Huntsman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Kodiak Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||||
2 | Elect James E. Catlin | Mgmt | For | For | For | ||||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | ||||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | ||||
5 | Elect William J. Krysiak | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Newfield Exploration Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NFX | CUSIP 651290108 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lee K. Boothby | Mgmt | For | For | For | ||||
2 | Elect Pamela J. Gardner | Mgmt | For | For | For | ||||
3 | Elect John R. Kemp III | Mgmt | For | For | For | ||||
4 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||||
5 | Elect Howard H. Newman | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||||
7 | Elect Juanita F. Romans | Mgmt | For | For | For | ||||
8 | Elect Charles E. Shultz | Mgmt | For | For | For | ||||
9 | Elect Richard K. Stoneburner | Mgmt | For | For | For | ||||
10 | Elect J. Terry Strange | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2011 Omnibus Stock Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Guthrie | Mgmt | For | For | For | ||||
2 | Elect Steven M. Shindler | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Quicksilver Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KWK | CUSIP 74837R104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anne Darden Self | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Y. McGovern | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Steven M. Morris | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Plan | Mgmt | For | Against | Against | ||||
4 | Re-Approval of Performance Goals under the 2006 Equity Plan | Mgmt | For | For | For | ||||
Rite Aid Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAD | CUSIP 767754104 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John T. Standley | Mgmt | For | For | For | ||||
2 | Elect Joseph B. Anderson, Jr. | Mgmt | For | For | For | ||||
3 | Elect Bruce G. Bodaken | Mgmt | For | For | For | ||||
4 | Elect François J. Coutu | Mgmt | For | For | For | ||||
5 | Elect David R. Jessick | Mgmt | For | For | For | ||||
6 | Elect Michael N. Regan | Mgmt | For | For | For | ||||
7 | Elect Marcy Syms | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
11 | Shareholder Proposal Regarding Director Independence | ShrHldr | Against | Against | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | ||||
2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | ||||
4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | ||||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | ||||
7 | Elect David A. Sachs | Mgmt | For | For | For | ||||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | ||||
9 | Elect David C. Wang | Mgmt | For | For | For | ||||
10 | Elect Scott W. Wine | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2009 Omnibus Plan | Mgmt | For | For | For | ||||
13 | Amendment to Deferred Compensation Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 03/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Certificate of Incorporation to Restrict Share Transfers | Mgmt | For | Against | Against | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T202 | 11/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2.1 | Elect Stephen McCall | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Robert Symington | Mgmt | For | Withhold | Against | ||||
Vantage Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTG | CUSIP G93205113 | 03/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul A. Bragg | Mgmt | For | For | For | ||||
1.2 | Elect Steven Bradshaw | Mgmt | For | For | For | ||||
1.3 | Elect Jorge E. Estrada | Mgmt | For | For | For | ||||
1.4 | Elect Robert F. Grantham | Mgmt | For | For | For | ||||
1.5 | Elect Marcelo D. Guiscardo | Mgmt | For | For | For | ||||
1.6 | Elect Ong Tian Khiam | Mgmt | For | For | For | ||||
1.7 | Elect Duke R. Ligon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John C.G. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect Steinar Thomassen | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Approve Executive Officer Performance Goals | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Vantage Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTG | CUSIP G93205113 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Bragg | Mgmt | For | For | For | ||||
1.2 | Elect Steven Bradshaw | Mgmt | For | For | For | ||||
1.3 | Elect Jorge Estrada | Mgmt | For | For | For | ||||
1.4 | Elect Robert Grantham | Mgmt | For | For | For | ||||
1.5 | Elect Marcelo Guiscardo | Mgmt | For | For | For | ||||
1.6 | Elect Ong Tian Khiam | Mgmt | For | For | For | ||||
1.7 | Elect Duke Ligon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect Steinar Thomassen | Mgmt | For | For | For | ||||
2 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2012 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Equity Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | ||||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | ||||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | ||||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | ||||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | ||||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | ||||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | ||||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | ||||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | ||||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | ||||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | ||||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | ||||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | ||||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | ||||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | ||||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | ||||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | ||||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | ||||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | ||||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | ||||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | ||||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | ||||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | ||||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | ||||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Associated British Foods plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABF | CINS G05600138 | 12/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Emma Adamo | Mgmt | For | For | For | ||||
5 | Elect John Bason | Mgmt | For | For | For | ||||
6 | Elect Timothy Clarke | Mgmt | For | For | For | ||||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | ||||
8 | Elect Javier Ferran | Mgmt | For | For | For | ||||
9 | Elect Charles Sinclair | Mgmt | For | For | For | ||||
10 | Elect Peter Smith | Mgmt | For | For | For | ||||
11 | Elect George Weston | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Asustek Computer Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2557 | CINS Y04327105 | 06/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Den Jones | Mgmt | For | For | For | ||||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
11 | Elect John Hood | Mgmt | For | For | For | ||||
12 | Elect Martin Houston | Mgmt | For | For | For | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BHP Billiton plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLT | CINS G10877101 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
19 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
BNP Paribas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNP | CINS F1058Q238 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Agreement (Jean-Laurent Bonnafe) | Mgmt | For | Against | Against | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | ||||
11 | Elect Michel J. Tilmant | Mgmt | For | Against | Against | ||||
12 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | ||||
13 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
14 | Elect Marion Guillou | Mgmt | For | Against | Against | ||||
15 | Authorization of Legal Formalities for Statutory Auditors | Mgmt | For | For | For | ||||
16 | Amendments to Articles | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1114 | CINS G1368B102 | 12/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Revised Caps for Revised Continuing Connected Transaction | Mgmt | For | For | For | ||||
4 | Cross Guarantee Agreement | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | Against | Against | ||||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | ||||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | ||||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | ||||
8 | Elect Mary Francis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | ||||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
11 | Elect Nick Luff | Mgmt | For | Against | Against | ||||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | ||||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | ||||
14 | Elect Chris Weston | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
China Communications Construction Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1800 | CINS Y14369105 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | ||||
4 | Joint Venture | Mgmt | For | For | For | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | ||||
10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
13 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | ||||
14 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||
6 | Elect Richard Cousins | Mgmt | For | For | For | ||||
7 | Elect Gary Green | Mgmt | For | For | For | ||||
8 | Elect Andrew Martin | Mgmt | For | For | For | ||||
9 | Elect John Bason | Mgmt | For | For | For | ||||
10 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
11 | Elect Susan Murray | Mgmt | For | For | For | ||||
12 | Elect Don Robert | Mgmt | For | For | For | ||||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Daimler AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | ||||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | ||||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS F17114103 | 03/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Cancellation of Shares | Mgmt | For | For | For | ||||
7 | Elect Thomas Enders | Mgmt | For | For | For | ||||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | ||||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | ||||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
14 | Elect Sir John Parker | Mgmt | For | For | For | ||||
15 | Elect Michel Pebereau | Mgmt | For | For | For | ||||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | ||||
17 | Elect Denis Ranque | Mgmt | For | For | For | ||||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||||
10 | Appointment of KPMG | Mgmt | For | For | For | ||||
11 | Compensation Guidelines | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 07/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | ||||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | ||||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | ||||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||||
6 | Elect John Ormerod | Mgmt | For | For | For | ||||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Glencore International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | ||||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | ||||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | ||||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | ||||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Murray | Mgmt | For | Against | Against | ||||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | ||||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | ||||
15 | Elect LI Ning | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | ||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||||
7 | Elect Belen Villalonga Morenes | Mgmt | For | Against | Against | ||||
8 | Board Size | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Remuneration Report | Mgmt | For | For | For | ||||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 12/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Stock Split | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Secondary Listing | Mgmt | For | For | For | ||||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | ||||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
5 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Special Dividend | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | ||||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | ||||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | ||||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | ||||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | ||||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | ||||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | ||||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | ||||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | ||||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | ||||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | ||||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | ||||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | ||||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | ||||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | ||||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | ||||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | ||||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | ||||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | ||||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | ||||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | ||||
32 | Directors' Fees | Mgmt | For | For | For | ||||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | ||||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | ||||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | ||||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | ||||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | ||||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | ||||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | ||||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | ||||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | ||||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | ||||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | ||||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | ||||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | ||||
50 | Certification of Articles | Mgmt | For | For | For | ||||
51 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
52 | Minutes | Mgmt | For | For | For | ||||
HeidelbergCement AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | ||||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | ||||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | ||||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | ||||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | ||||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | ||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | ||||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | ||||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | ||||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | ||||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | ||||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | ||||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | ||||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | ||||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | ||||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | ||||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | ||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | ||||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | ||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | ||||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | ||||
Honda Motor | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7267 | CINS J22302111 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Fumihiko Ike | Mgmt | For | For | For | ||||
5 | Elect Takanobu Itoh | Mgmt | For | For | For | ||||
6 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||||
7 | Elect Takashi Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | ||||
9 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||||
10 | Elect Kensaku Hohgen | Mgmt | For | For | For | ||||
11 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||||
12 | Elect Takeo Fukui | Mgmt | For | For | For | ||||
13 | Elect Yuji Shiga | Mgmt | For | For | For | ||||
14 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||||
15 | Elect Shinji Aoyama | Mgmt | For | For | For | ||||
16 | Elect Noriya Kaihara | Mgmt | For | For | For | ||||
17 | Elect Kunio Endoh as Statutory Auditor | Mgmt | For | Against | Against | ||||
Housing Development Finance Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDFC | CINS Y37246207 | 07/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shirish Patel | Mgmt | For | Against | Against | ||||
4 | Elect Bansidhar Mehta | Mgmt | For | Against | Against | ||||
5 | Elect Surendra Dave | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect Jamshed Irani | Mgmt | For | Against | Against | ||||
10 | Amendment to Compensation of Managing Directors | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Elect Tju Lie Sukanto | Mgmt | For | Against | Against | ||||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 11/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of the member of the Board of Commissioners and the Board of Directors | Mgmt | For | Against | Against | ||||
ING Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | ||||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | ||||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | ||||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | ||||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | ||||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Jazztel plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZ | CINS G5085M234 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | Against | Against | ||||
4 | Elect María Elena Gil García | Mgmt | For | For | For | ||||
5 | Elect María Luisa Jordá Castro | Mgmt | For | For | For | ||||
6 | Elect María Antonia Otero Quintás | Mgmt | For | For | For | ||||
7 | Elect Mireia Pérez Sales | Mgmt | For | For | For | ||||
8 | Elect Leopoldo Fernández Pujals | Mgmt | For | For | For | ||||
9 | Elect José Miguel García Fernández | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Extraordinary Variable Remuneration Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Preemptive Rights | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Antoinette Aris | Mgmt | For | For | For | ||||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | ||||
11 | Elect Paul Stodden | Mgmt | For | For | For | ||||
12 | Elect Torsten Winkler | Mgmt | For | For | For | ||||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | ||||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect James C Kenny | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
25 | Amendment to Articles | Mgmt | For | For | For | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G5256E441 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Elect Philippe Tible | Mgmt | For | For | For | ||||
14 | Elect Karen Witts | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yutaka Kyohya as Director | Mgmt | For | For | For | ||||
5 | Elect Atsuhiko Seki as Statutory Auditor | Mgmt | For | For | For | ||||
Luxottica Group S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUX | CINS T6444Z110 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Warne | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
5 | Approve Issue of Securities | Mgmt | For | For | For | ||||
6 | Approve Share Buy-back | Mgmt | For | For | For | ||||
Magnit OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | ||||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | ||||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | ||||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | ||||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | ||||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | ||||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | ||||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | ||||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | ||||
14 | Elect Denis Fedotov | Mgmt | For | For | For | ||||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | ||||
17 | Election of Counting Commission | Mgmt | For | For | For | ||||
18 | Amendments to Charter | Mgmt | For | For | For | ||||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | ||||
20 | Related Party Major Transaction | Mgmt | For | For | For | ||||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | ||||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | ||||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | ||||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | ||||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Matahari Department Store Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7139L105 | 06/14/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
5 | Composition of Shareholders | Mgmt | For | For | For | ||||
Merck KGAA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Financial Statements | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | ||||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | ||||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | ||||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | ||||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | ||||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | ||||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
Mitsubishi Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8058 | CINS J43830116 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yorihiko Kojima | Mgmt | For | For | For | ||||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Hideyuki Nabeshima | Mgmt | For | For | For | ||||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | ||||
7 | Elect Jun Yanai | Mgmt | For | For | For | ||||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | ||||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | ||||
10 | Elect Yasuo Nagai | Mgmt | For | For | For | ||||
11 | Elect Shuma Uchino | Mgmt | For | For | For | ||||
12 | Elect Kunio Itoh | Mgmt | For | For | For | ||||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | ||||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | ||||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | ||||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
17 | Bonus | Mgmt | For | For | For | ||||
Mitsubishi Estate Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8802 | CINS J43916113 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | ||||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||
8 | Elect Joh Katoh | Mgmt | For | For | For | ||||
9 | Elect Naoto Aiba | Mgmt | For | For | For | ||||
10 | Elect Masamichi Ono | Mgmt | For | For | For | ||||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | ||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | ||||
15 | Elect Shu Tomioka | Mgmt | For | For | For | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Nintendo Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | ||||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | ||||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | ||||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | ||||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
NSK Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6471 | CINS J55505101 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Norio Ohtsuka | Mgmt | For | Against | Against | ||||
3 | Elect Tsutomu Komori | Mgmt | For | Against | Against | ||||
4 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | ||||
5 | Elect Masahide Matsubara | Mgmt | For | Against | Against | ||||
6 | Elect Hideyuki Shibamoto | Mgmt | For | Against | Against | ||||
7 | Elect Naoki Mitsue | Mgmt | For | Against | Against | ||||
8 | Elect Saimon Nogami | Mgmt | For | Against | Against | ||||
9 | Elect Tatsuo Ichikawa | Mgmt | For | Against | Against | ||||
10 | Elect Yoshikazu Sashida | Mgmt | For | Against | Against | ||||
11 | Elect Toshitaka Hagiwara | Mgmt | For | Against | Against | ||||
12 | Elect Kazuo Suzuki | Mgmt | For | Against | Against | ||||
13 | Elect Yukio Obara | Mgmt | For | Against | Against | ||||
Olympus Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7733 | CINS J61240107 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | ||||
3 | Elect Hiroyuki Sasa | Mgmt | For | For | For | ||||
4 | Elect Hideaki Fujizuka | Mgmt | For | For | For | ||||
5 | Elect Yasuo Takeuchi | Mgmt | For | For | For | ||||
6 | Elect Shigeo Hayashi | Mgmt | For | For | For | ||||
7 | Elect Takuya Gotoh | Mgmt | For | For | For | ||||
8 | Elect Shiroh Hiruta | Mgmt | For | For | For | ||||
9 | Elect Sumitaka Fujita | Mgmt | For | For | For | ||||
10 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | ||||
11 | Elect Hikari Imai | Mgmt | For | For | For | ||||
12 | Elect Kiyotaka Fujii | Mgmt | For | For | For | ||||
13 | Elect Keiko Unotoro | Mgmt | For | For | For | ||||
14 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | ||||
15 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | ||||
3 | Elect Makoto Inoue | Mgmt | For | For | For | ||||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | ||||
5 | Elect Tamio Umaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | ||||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | ||||
Pegatron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | ||||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | ||||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | ||||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | ||||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | ||||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | ||||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | ||||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | ||||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Pernod Ricard SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RI | CINS F72027109 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | ||||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | ||||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | ||||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | ||||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | ||||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | ||||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | ||||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | ||||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | ||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | ||||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Safran SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | ||||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | ||||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | ||||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
19 | Greenshoe | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | ||||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | ||||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | ||||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | ||||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | ||||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sands China Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1928 | CINS G7800X107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect TOH Hup Hock | Mgmt | For | Against | Against | ||||
6 | Elect Michael Alan Leven | Mgmt | For | Against | Against | ||||
7 | Elect Jeffrey H. Schwartz | Mgmt | For | Against | Against | ||||
8 | Elect David M. Turnbull | Mgmt | For | Against | Against | ||||
9 | Elect Victor Patrick Hoog Antink | Mgmt | For | Against | Against | ||||
10 | Elect Steven Zygmunt Strasser | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
16 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | N/A | For | N/A | ||||
2 | Accounts | Mgmt | N/A | For | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | ||||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | ||||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | ||||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | ||||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | ||||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | ||||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | ||||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | ||||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | ||||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | ||||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | ||||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | ||||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | ||||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | ||||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | ||||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | ||||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | ||||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SK Hynix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
Softbank Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||||
8 | Elect Yun MA | Mgmt | For | For | For | ||||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||||
Solvay SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOLB | CINS B82095116 | 05/14/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
9 | Elect Bernard de Laguiche | Mgmt | For | TNA | N/A | ||||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | TNA | N/A | ||||
11 | Elect Nicolas Boel | Mgmt | For | TNA | N/A | ||||
12 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | ||||
13 | Elect Herve Coppens d'Eeckenbrugge | Mgmt | For | TNA | N/A | ||||
14 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Independence (Herve Coppens d'Eeckenbrugge) | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Independence (Evelyn du Monceau) | Mgmt | For | TNA | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Elect Francoise de Viron | Mgmt | For | TNA | N/A | ||||
19 | Ratification of Francoise de Viron's Independence | Mgmt | For | TNA | N/A | ||||
20 | Elect Amparo Moraleda | Mgmt | For | TNA | N/A | ||||
21 | Ratification of Amparo Moraleda's Independence | Mgmt | For | TNA | N/A | ||||
22 | Appointment of Auditor (represented by Eric Nye) | Mgmt | For | TNA | N/A | ||||
23 | Appointment of Auditor (represented by Frank Verhaegen) | Mgmt | For | TNA | N/A | ||||
24 | Authority to Set Auditor Fees | Mgmt | For | TNA | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Spreadtrum Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leo Li | Mgmt | For | Against | Against | ||||
2 | Elect Carol Yu | Mgmt | For | Against | Against | ||||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
SSE Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSE | CINS G8842P102 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | ||||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | ||||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | ||||
7 | Elect Ian Marchant | Mgmt | For | For | For | ||||
8 | Elect Gregor Alexander | Mgmt | For | For | For | ||||
9 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | ||||
10 | Elect Lady Susan Rice | Mgmt | For | For | For | ||||
11 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
12 | Elect Thomas Thune Andersen | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Sumitomo Mitsui Financial Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8316 | CINS J7771X109 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayuki Oku | Mgmt | For | For | For | ||||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | ||||
6 | Elect Ken Kubo | Mgmt | For | For | For | ||||
7 | Elect Yujiroh Itoh | Mgmt | For | For | For | ||||
8 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | ||||
9 | Elect Manabu Narita | Mgmt | For | For | For | ||||
10 | Elect Kohzoh Ogino | Mgmt | For | For | For | ||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | ||||
13 | Elect Kohichi Minami | Mgmt | For | Against | Against | ||||
14 | Elect Ikuo Uno | Mgmt | For | For | For | ||||
15 | Elect Satoshi Itoh | Mgmt | For | For | For | ||||
16 | Elect Daiken Tsunoda as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Sun Hung Kai Properties Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | ||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | ||||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | ||||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | ||||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | ||||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | ||||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | ||||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | ||||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | ||||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
TDC A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDC | CINS K94545116 | 03/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Vagn Ove Sorensen | Mgmt | For | TNA | N/A | ||||
10 | Elect Pierre Danon | Mgmt | For | TNA | N/A | ||||
11 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
12 | Elect Angus Porter | Mgmt | For | TNA | N/A | ||||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | ||||
14 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | ||||
15 | Elect Pieter Knook | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
19 | Director's Fees | Mgmt | For | TNA | N/A | ||||
20 | Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John Hughes | Mgmt | For | For | For | ||||
5 | Elect Michael Tobin | Mgmt | For | For | For | ||||
6 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | ||||
7 | Elect Simon Batey | Mgmt | For | For | For | ||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | ||||
9 | Elect John O'Reilly | Mgmt | For | For | For | ||||
10 | Elect Claudia Arney | Mgmt | For | For | For | ||||
11 | Elect Nancy Cruickshank | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Telstra Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLS | CINS Q8975N105 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Timothy Chen | Mgmt | For | For | For | ||||
3 | Re-elect Geoffrey Cousins | Mgmt | For | For | For | ||||
4 | Re-elect Russell Higgins | Mgmt | For | For | For | ||||
5 | Elect Margaret Seale | Mgmt | For | For | For | ||||
6 | Re-elect Steve Vamos | Mgmt | For | For | For | ||||
7 | Re-elect John Zeglis | Mgmt | For | For | For | ||||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
9 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | ||||
10 | Remuneration Report | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Thomas Cook Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCG | CINS G88471100 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Placing and Rights Issue | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
Toshiba Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6502 | CINS J89752117 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Atsutoshi Nishida | Mgmt | For | Against | Against | ||||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | ||||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | ||||
5 | Elect Hisao Tanaka | Mgmt | For | Against | Against | ||||
6 | Elect Hideo Kitamura | Mgmt | For | Against | Against | ||||
7 | Elect Makoto Kubo | Mgmt | For | Against | Against | ||||
8 | Elect Fumio Muraoka | Mgmt | For | Against | Against | ||||
9 | Elect Takeo Kosugi | Mgmt | For | Against | Against | ||||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | ||||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | ||||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | ||||
13 | Elect Masashi Muromachi | Mgmt | For | Against | Against | ||||
14 | Elect Akira Sudoh | Mgmt | For | Against | Against | ||||
15 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | ||||
16 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | ||||
17 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | ||||
18 | Shareholder Proposal Regarding Voting Rights | ShrHldr | Against | Against | For | ||||
Turk Hava Yollari As | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THYAO | CINS M8926R100 | 03/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
4 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | ||||
5 | Reports (Statutory and Independent Auditors) | Mgmt | For | TNA | N/A | ||||
6 | Accounts | Mgmt | For | TNA | N/A | ||||
7 | Reports (Board of Directors) | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Statutory Auditors' Acts | Mgmt | For | TNA | N/A | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
12 | Election of Directors | Mgmt | For | TNA | N/A | ||||
13 | Ratification of the Co-Option of Auditory Committee Members | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor (Capital Markets Board) | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor (Turkish Commercial Code) | Mgmt | For | TNA | N/A | ||||
16 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
17 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | ||||
18 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
19 | Wishes, Closing | Mgmt | For | TNA | N/A | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
UBS AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | ||||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | ||||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | ||||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | ||||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | ||||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | ||||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | ||||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | ||||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | ||||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | ||||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Remuneration Report | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | ||||
7 | Elect Michael Jay | Mgmt | For | Against | Against | ||||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
15 | Greenshoe | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Veolia Environnement | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Scrip Dividend | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | ||||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | ||||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | ||||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | ||||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
4 | Elect Andy Halford | Mgmt | For | For | For | ||||
5 | Elect Steve Pusey | Mgmt | For | For | For | ||||
6 | Elect Renee James | Mgmt | For | For | For | ||||
7 | Elect Alan Jebson | Mgmt | For | For | For | ||||
8 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
9 | Elect Nick Land | Mgmt | For | For | For | ||||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
12 | Elect Anthony Watson | Mgmt | For | For | For | ||||
13 | Elect Philip Yea | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G9788D103 | 06/12/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
5 | Elect Colin Day | Mgmt | For | For | For | ||||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | ||||
8 | Elect Philip Lader | Mgmt | For | For | For | ||||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
10 | Elect Mark Read | Mgmt | For | For | For | ||||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||||
19 | Elect Sally Susman | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Migration of Tax Residence | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
3 | Change in Company Name | Mgmt | For | For | For | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Ziggo NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZIGGO | CINS N9837R105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect Pamela G. Boumeester | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Growth Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Barry CHEUNG Chun-yuen | Mgmt | For | Against | Against | ||||
6 | Elect YEO George Yong-Boon | Mgmt | For | Against | Against | ||||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | ||||
8 | Elect QIN Xiao | Mgmt | For | Against | Against | ||||
9 | Elect Mark E. Tucker | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Amendment to Restricted Share Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | ||||
11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
12 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
13 | Stock Option Plan for US Employees | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Change of Control Clause Regarding the EMNT Program | Mgmt | For | TNA | N/A | ||||
16 | Change of Control Clause Regarding the Senior Facilities Agreement | Mgmt | For | TNA | N/A | ||||
17 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Ashmore Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASHM | CINS G0609C101 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michael Benson | Mgmt | For | Against | Against | ||||
4 | Elect Mark Coombs | Mgmt | For | Against | Against | ||||
5 | Elect Graeme Dell | Mgmt | For | Against | Against | ||||
6 | Elect Nick Land | Mgmt | For | Against | Against | ||||
7 | Elect Melda Donnelly | Mgmt | For | Against | Against | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | For | For | ||||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | ||||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||||
11 | Elect W. Ziebart | Mgmt | For | For | For | ||||
12 | Elect D.A. Grose | Mgmt | For | For | For | ||||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
Associated British Foods plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABF | CINS G05600138 | 12/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Emma Adamo | Mgmt | For | For | For | ||||
5 | Elect John Bason | Mgmt | For | For | For | ||||
6 | Elect Timothy Clarke | Mgmt | For | For | For | ||||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | ||||
8 | Elect Javier Ferran | Mgmt | For | For | For | ||||
9 | Elect Charles Sinclair | Mgmt | For | For | For | ||||
10 | Elect Peter Smith | Mgmt | For | For | For | ||||
11 | Elect George Weston | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS J03393105 | 06/19/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | ||||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | ||||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | ||||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | ||||
7 | Merger by Absorption | Mgmt | For | For | For | ||||
8 | Bonus Issue | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Bonus Issue | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Annual Incentive Plan | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Beijing Capital Int Airport | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y07717104 | 06/28/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Beijing Enterprises Water Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
371 | CINS G0957L109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect JIANG Xinhao | Mgmt | For | Against | Against | ||||
6 | Elect HU Xiaoyong | Mgmt | For | Against | Against | ||||
7 | Elect HOU Feng | Mgmt | For | Against | Against | ||||
8 | Elect GUO Rui | Mgmt | For | Against | Against | ||||
9 | Elect HANG Shijun | Mgmt | For | Against | Against | ||||
10 | Elect WANG Kaijun | Mgmt | For | Against | Against | ||||
11 | Elect YU Ning | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Beijing Enterprises Water Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
371 | CINS G0957L109 | 12/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Whitewash Waiver | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Den Jones | Mgmt | For | For | For | ||||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||||
11 | Elect John Hood | Mgmt | For | For | For | ||||
12 | Elect Martin Houston | Mgmt | For | For | For | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | ||||
Bridgestone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5108 | CINS J04578126 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | ||||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | ||||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | ||||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | ||||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
8 | Elect Takao Enkawa | Mgmt | For | For | For | ||||
9 | Elect Kimiko Murofushi | Mgmt | For | For | For | ||||
10 | Elect Scott Davis | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1114 | CINS G1368B102 | 12/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Revised Caps for Revised Continuing Connected Transaction | Mgmt | For | For | For | ||||
4 | Cross Guarantee Agreement | Mgmt | For | For | For | ||||
British American Tobacco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||||
7 | Elect John P. Daly | Mgmt | For | For | For | ||||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||||
15 | Elect Ben Stevens | Mgmt | For | For | For | ||||
16 | Elect Richard Tubb | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | Against | Against | ||||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | ||||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | ||||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | ||||
8 | Elect Mary Francis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | ||||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
11 | Elect Nick Luff | Mgmt | For | Against | Against | ||||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | ||||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | ||||
14 | Elect Chris Weston | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
China Communications Construction Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1800 | CINS Y14369105 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Internal Guarantee of the Group | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Deposit Service Framework Agreement | Mgmt | For | Against | Against | ||||
8 | Directors' Report | Mgmt | For | For | For | ||||
9 | Supervisors' Report | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
China Communications Construction Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1800 | CINS Y14369105 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | ||||
4 | Joint Venture | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Budget of 2013 fixed assets investment | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect ZHANG Jianguo | Mgmt | For | Against | Against | ||||
10 | Elect ZHAO Xijun | Mgmt | For | Against | Against | ||||
11 | Elect CHEN Yuanling | Mgmt | For | Against | Against | ||||
12 | Elect ZHU Hongbo | Mgmt | For | Against | Against | ||||
13 | Elect HU Zheyi | Mgmt | For | Against | Against | ||||
14 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against | ||||
15 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | ||||
16 | Elect WIM Kok | Mgmt | For | Against | Against | ||||
17 | Elect Murray Horn | Mgmt | For | Against | Against | ||||
18 | Elect XU Tie | Mgmt | For | Against | Against | ||||
19 | Elect QI Shouyin | Mgmt | For | Against | Against | ||||
20 | Terms of Office for Directors | Mgmt | For | For | For | ||||
21 | Elect ZHANG Furong | Mgmt | For | Against | Against | ||||
22 | Elect LIU Jin | Mgmt | For | Against | Against | ||||
23 | Elect LI Xiaoling | Mgmt | For | Against | Against | ||||
24 | Elect BAI Jianjun | Mgmt | For | Against | Against | ||||
25 | Elect WANG Xinmin | Mgmt | For | Against | Against | ||||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
27 | Amendments to Articles | Mgmt | For | For | For | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Homer Sun | Mgmt | For | Against | Against | ||||
6 | Elect WANG Jian | Mgmt | For | Against | Against | ||||
7 | Elect Xiao Yu | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||
6 | Elect Richard Cousins | Mgmt | For | For | For | ||||
7 | Elect Gary Green | Mgmt | For | For | For | ||||
8 | Elect Andrew Martin | Mgmt | For | For | For | ||||
9 | Elect John Bason | Mgmt | For | For | For | ||||
10 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
11 | Elect Susan Murray | Mgmt | For | For | For | ||||
12 | Elect Don Robert | Mgmt | For | For | For | ||||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Credicorp Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAP | CUSIP G2519Y108 | 03/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Director and Committee Member Fees | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
DAELIM INDUSTRIAL CO.,LTD | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000210 | CINS Y1860N109 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | Against | Against | ||||
4 | Elect KIM Yoon | Mgmt | For | Against | Against | ||||
5 | Elect SHIN Jung Sik | Mgmt | For | Against | Against | ||||
6 | Elect OH Soo Keun | Mgmt | For | Against | Against | ||||
7 | Elect SHIN Young Joon | Mgmt | For | Against | Against | ||||
8 | Elect LIM Sung Kyun | Mgmt | For | Against | Against | ||||
9 | Elect JANG Dal Jung | Mgmt | For | Against | Against | ||||
10 | Election of Board Committee Member: SHIN Jung Sik | Mgmt | For | For | For | ||||
11 | Election of Board Committee Member: OH Soo Keun | Mgmt | For | For | For | ||||
12 | Election of Board Committee Member: LIM Sung Kyun | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | Against | Against | ||||
Daikin Industries Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6367 | CINS J10038115 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ryu Yano | Mgmt | For | For | For | ||||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | ||||
5 | Elect Ichiroh Ono As Alternate Statutory Auditor | Mgmt | For | For | For | ||||
6 | Bonus | Mgmt | For | For | For | ||||
Daimler AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | ||||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | ||||
Delphi Automotive PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLPH | CUSIP G27823106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | ||||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | ||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
5 | Elect John A. Krol | Mgmt | For | For | For | ||||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | ||||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | ||||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | ||||
14 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
15 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
16 | Elect John Cryan | Mgmt | For | TNA | N/A | ||||
17 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | ||||
18 | Elect Suzanne B. Labarge | Mgmt | For | TNA | N/A | ||||
19 | Elect Johannes Teyssen | Mgmt | For | TNA | N/A | ||||
20 | Elect George F. Thoma | Mgmt | For | TNA | N/A | ||||
21 | Elect Tilman Todenhofer | Mgmt | For | TNA | N/A | ||||
22 | Elect Dina Dublon | Mgmt | For | TNA | N/A | ||||
23 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
24 | Intra-company Control Agreement | Mgmt | For | TNA | N/A | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | ||||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
Dongfang Electric Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1072 | CINS Y20958107 | 12/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | H Share Appreciation Rights Scheme | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Amendments to Article 191 | Mgmt | For | For | For | ||||
5 | Amendments to Article 198 | Mgmt | For | For | For | ||||
6 | Amendments to Article 124 | Mgmt | For | For | For | ||||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||||
8 | Liability Insurance | Mgmt | For | Against | Against | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS F17114103 | 03/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Cancellation of Shares | Mgmt | For | For | For | ||||
7 | Elect Thomas Enders | Mgmt | For | For | For | ||||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | ||||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | ||||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
14 | Elect Sir John Parker | Mgmt | For | For | For | ||||
15 | Elect Michel Pebereau | Mgmt | For | For | For | ||||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | ||||
17 | Elect Denis Ranque | Mgmt | For | For | For | ||||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||||
10 | Appointment of KPMG | Mgmt | For | For | For | ||||
11 | Compensation Guidelines | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Directors | Mgmt | For | For | For | ||||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | Against | Against | ||||
6 | Supervisory Council's Fees | Mgmt | For | For | For | ||||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | ||||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | ||||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | ||||
Ezion Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | ||||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | ||||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Fomento Economico Mexicano SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FEMSA | CUSIP 344419106 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | Against | Against | ||||
2 | Report on Tax Compliance | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | ||||
6 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | ||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
8 | Minutes | Mgmt | For | For | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||||
6 | Elect John Ormerod | Mgmt | For | For | For | ||||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Glencore International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | ||||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | ||||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | ||||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | ||||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Murray | Mgmt | For | Against | Against | ||||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | ||||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | ||||
15 | Elect LI Ning | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Goldcorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G | CUSIP 380956409 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John P. Bell | Mgmt | For | For | For | ||||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | ||||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | ||||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | ||||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | ||||
1.6 | Elect P. Randy Reifel | Mgmt | For | For | For | ||||
1.7 | Elect A. Dan Rovig | Mgmt | For | For | For | ||||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | ||||
1.9 | Elect Blanca Triveno de Vega | Mgmt | For | For | For | ||||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | ||||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
5 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Special Dividend | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | ||||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | ||||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | ||||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | ||||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | ||||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | ||||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | ||||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | ||||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | ||||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | ||||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | ||||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | ||||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | ||||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | ||||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | ||||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | ||||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | ||||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | ||||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | ||||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | ||||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | ||||
32 | Directors' Fees | Mgmt | For | For | For | ||||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | ||||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | ||||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | ||||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | ||||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | ||||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | ||||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | ||||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | ||||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | ||||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | ||||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | ||||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | ||||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | ||||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | ||||
50 | Certification of Articles | Mgmt | For | For | For | ||||
51 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
52 | Minutes | Mgmt | For | For | For | ||||
Haier Electronics Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1169 | CINS G42313125 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Logistics Services Agreement | Mgmt | For | For | For | ||||
4 | Products Procurement Agreement | Mgmt | For | For | For | ||||
5 | Materials Procurement Agreement | Mgmt | For | For | For | ||||
6 | Export Agreement | Mgmt | For | For | For | ||||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartalega Holdings Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HARTA | CINS Y31139101 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | For | For | ||||
3 | Elect KUAN Mun Leong | Mgmt | For | Against | Against | ||||
4 | Elect LIEW Ben Poh | Mgmt | For | Against | Against | ||||
5 | Elect TAN Guan Cheong | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Hon Hai Precision Industry | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | ||||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | ||||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | ||||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | ||||
19 | Elect LU Fang-ming | Mgmt | For | For | For | ||||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | ||||
21 | Elect WU Yu-chi | Mgmt | For | For | For | ||||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | ||||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | ||||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | ||||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
26 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Housing Development Finance Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDFC | CINS Y37246207 | 07/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shirish Patel | Mgmt | For | Against | Against | ||||
4 | Elect Bansidhar Mehta | Mgmt | For | Against | Against | ||||
5 | Elect Surendra Dave | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect Jamshed Irani | Mgmt | For | Against | Against | ||||
10 | Amendment to Compensation of Managing Directors | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Hyflux Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
600 | CINS Y3817K105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LEE Joo Hai | Mgmt | For | Against | Against | ||||
4 | Elect GAY Chee Cheong | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Grant Awards and Issue Shares under the Hyflux Employees' Share Option Scheme 2001 and Scheme 2011 | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Elect Tju Lie Sukanto | Mgmt | For | Against | Against | ||||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Indocement Tunggal Prakarsa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTP | CINS Y7127B135 | 11/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of the member of the Board of Commissioners and the Board of Directors | Mgmt | For | Against | Against | ||||
ING Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | ||||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | ||||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | ||||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | ||||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | ||||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Interxion Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | ||||
3 | Elect John C. Baker | Mgmt | For | Against | Against | ||||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | ||||
5 | Elect David Ruberg | Mgmt | For | Against | Against | ||||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | ||||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Invensys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISYS | CINS G49133161 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Disposal | Mgmt | For | For | For | ||||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
Itochu Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8001 | CINS J2501P104 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | ||||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | ||||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | ||||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | ||||
9 | Elect Tohru Matsushima | Mgmt | For | For | For | ||||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | ||||
11 | Elect Ichiroh Nakamura | Mgmt | For | For | For | ||||
12 | Elect Tomofumi Yoshida | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Okamoto | Mgmt | For | For | For | ||||
14 | Elect Takao Shiomi | Mgmt | For | For | For | ||||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | ||||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | ||||
17 | Elect Shingo Majima as statutory auditor | Mgmt | For | For | For | ||||
18 | Elect Hideo Miki as alternate statutory auditor | Mgmt | For | For | For | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Antoinette Aris | Mgmt | For | For | For | ||||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | ||||
11 | Elect Paul Stodden | Mgmt | For | For | For | ||||
12 | Elect Torsten Winkler | Mgmt | For | For | For | ||||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | ||||
Kering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS F7440G127 | 06/18/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Change in Company Name | Mgmt | For | For | For | ||||
5 | Amendment to Article Regarding Tax Equalization | Mgmt | For | For | For | ||||
6 | Amendment to Article Regarding Form of Dividend | Mgmt | For | For | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends; Spin-off of Groupe Fnac | Mgmt | For | For | For | ||||
10 | Elect François-Henri Pinault | Mgmt | For | Against | Against | ||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | ||||
12 | Elect Patricia Barbizet | Mgmt | For | Against | Against | ||||
13 | Elect Jean-François Palus | Mgmt | For | Against | Against | ||||
14 | Related Party Transactions | Mgmt | For | For | For | ||||
15 | Supplementary Pension Grant (Jean-François Palus) | Mgmt | For | Against | Against | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
22 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
23 | Greenshoe | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
25 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | ||||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect James C Kenny | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
25 | Amendment to Articles | Mgmt | For | For | For | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G5256E441 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Elect Philippe Tible | Mgmt | For | For | For | ||||
14 | Elect Karen Witts | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Magnit OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | ||||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | ||||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | ||||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | ||||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | ||||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | ||||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | ||||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | ||||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | ||||
14 | Elect Denis Fedotov | Mgmt | For | For | For | ||||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | ||||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | ||||
17 | Election of Counting Commission | Mgmt | For | For | For | ||||
18 | Amendments to Charter | Mgmt | For | For | For | ||||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | ||||
20 | Related Party Major Transaction | Mgmt | For | For | For | ||||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | ||||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | ||||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | ||||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | ||||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Magnit OAO | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNT | CINS 55953Q202 | 09/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Interim Dividend | Mgmt | For | For | For | ||||
Matahari Department Store Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7139L105 | 06/14/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
5 | Composition of Shareholders | Mgmt | For | For | For | ||||
Merck KGAA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Financial Statements | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | ||||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | ||||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | ||||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | ||||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | ||||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | ||||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
5 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
6 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
7 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
8 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | ||||
9 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
10 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
11 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
12 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
13 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | ||||
Mitsubishi Estate Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8802 | CINS J43916113 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | ||||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||
8 | Elect Joh Katoh | Mgmt | For | For | For | ||||
9 | Elect Naoto Aiba | Mgmt | For | For | For | ||||
10 | Elect Masamichi Ono | Mgmt | For | For | For | ||||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | ||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | ||||
15 | Elect Shu Tomioka | Mgmt | For | For | For | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Mitsubishi UFJ Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
5 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
7 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
8 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
9 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
10 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
11 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | ||||
13 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
14 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
15 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
16 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
17 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
18 | Elect Yuko Kawamoto | Mgmt | For | For | For | ||||
19 | Elect Takashi Mikumo | Mgmt | For | For | For | ||||
20 | Elect Kunie Okamoto | Mgmt | For | For | For | ||||
21 | Elect Yasushi Ikeda | Mgmt | For | For | For | ||||
22 | Elect Hideo Kojima | Mgmt | For | For | For | ||||
23 | Amendment to Equity Compensation Plan and Directors' and Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
Mitsui & Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Hiroyasu Watanabe as Statutory Auditor | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | ||||
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | ||||
9 | Elect Titia de Lange | Mgmt | For | TNA | N/A | ||||
10 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||
11 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
15 | Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||
16 | Abstain | Mgmt | For | TNA | N/A | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 10/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mark Daniell | Mgmt | For | Against | Against | ||||
4 | Elect Andy TSE Po Shing | Mgmt | For | Against | Against | ||||
5 | Elect WONG Heng Tew | Mgmt | For | Against | Against | ||||
6 | Elect Sridhar Krishnan | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | ||||
3 | Elect Makoto Inoue | Mgmt | For | For | For | ||||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | ||||
5 | Elect Tamio Umaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | ||||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | ||||
Pegatron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | ||||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | ||||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | ||||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | ||||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | ||||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | ||||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | ||||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | ||||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | ||||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Pernod Ricard SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RI | CINS F72027109 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | ||||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | ||||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | ||||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | ||||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | ||||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | ||||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | ||||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | ||||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | ||||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | ||||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
5 | Elect Mike Killoran | Mgmt | For | For | For | ||||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | ||||
7 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
8 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
9 | Elect Mark Preston | Mgmt | For | For | For | ||||
10 | Elect Marion Sears | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 10/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
8 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | ||||
14 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Prada S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1913HK | CINS T7733C101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | ||||
2 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
3 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
PT Global Mediacom Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMTR | CINS Y7119T144 | 10/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors and Commissioners | Mgmt | For | Against | Against | ||||
Rakuten Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4755 | CINS J64264104 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||
2 | Elect Atsushi Kunishige | Mgmt | For | For | For | ||||
3 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Tohru Shimada | Mgmt | For | For | For | ||||
5 | Elect Akio Sugihara | Mgmt | For | For | For | ||||
6 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||
7 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||
8 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||
9 | Elect Charles B. Baxter | Mgmt | For | For | For | ||||
10 | Elect Kohichi Kusano | Mgmt | For | For | For | ||||
11 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||
12 | Elect Joshua G. James | Mgmt | For | For | For | ||||
13 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||
14 | Elect Jun Murai | Mgmt | For | For | For | ||||
15 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | ||||
16 | Elect Tanekiyo Kunitake as Statutory Auditor | Mgmt | For | Against | Against | ||||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Realogy Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RLGY | CUSIP 75605Y106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect V. Ann Hailey | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Ali Rashid | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Brett White | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Regus plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | ||||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | ||||
10 | Elect Lance Browne | Mgmt | For | Against | Against | ||||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | ||||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | ||||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | ||||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | ||||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Rio Tinto Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS Q81437107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect Robert E. Brown | Mgmt | For | For | For | ||||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | ||||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | ||||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | ||||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Re-elect Richard R. Goodmanson | Mgmt | For | For | For | ||||
11 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
12 | Re-elect Chris J. Lynch | Mgmt | For | For | For | ||||
13 | Re-elect Paul M. Tellier | Mgmt | For | For | For | ||||
14 | Re-elect John S. Varley | Mgmt | For | For | For | ||||
15 | Re-elect Samuel M.C. Walsh | Mgmt | For | For | For | ||||
16 | Appoint Auditor | Mgmt | For | For | For | ||||
17 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Approve Performance Share Plan | Mgmt | For | For | For | ||||
19 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Safran SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | ||||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | ||||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | ||||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
19 | Greenshoe | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | ||||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | ||||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | ||||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | ||||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | ||||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | N/A | For | N/A | ||||
2 | Accounts | Mgmt | N/A | For | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | ||||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | ||||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | ||||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | ||||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | ||||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | ||||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | ||||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | ||||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | ||||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | ||||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | ||||
Shanghai Fosun Pharmaceutical (Group) Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7682D112 | 06/28/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | For | ||||
4 | Absorption of Subsidiary | Mgmt | For | For | For | ||||
5 | Annual Report | Mgmt | For | For | For | ||||
6 | Directors' Report | Mgmt | For | For | For | ||||
7 | Supervisors' Report | Mgmt | For | For | For | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | Against | Against | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Director Remuneration Policy | Mgmt | For | For | For | ||||
14 | Fee Adjustment for Independent Non-executive Directors | Mgmt | For | For | For | ||||
15 | Approval of Entrusted Loans to Subsidiaries | Mgmt | For | Against | Against | ||||
16 | Authority to Give Guarantees | Mgmt | For | For | For | ||||
17 | Elect CHEN Qiyu | Mgmt | For | Against | Against | ||||
18 | Elect YAO Fang | Mgmt | For | Against | Against | ||||
19 | Elect GUO Guangcang | Mgmt | For | Against | Against | ||||
20 | Elect WANG Qunbin | Mgmt | For | Against | Against | ||||
21 | Elect ZHANG Guozheng | Mgmt | For | Against | Against | ||||
22 | Elect WANG Pinliang | Mgmt | For | Against | Against | ||||
23 | Elect KANG Lan | Mgmt | For | Against | Against | ||||
24 | Elect HAN Tong | Mgmt | For | Against | Against | ||||
25 | Elect ZHANG Weitong | Mgmt | For | Against | Against | ||||
26 | Elect LI Minqiao | Mgmt | For | Against | Against | ||||
27 | Elect CAO Huimin | Mgmt | For | Against | Against | ||||
28 | Elect CAO Genxing | Mgmt | For | Against | Against | ||||
29 | Elect LI Haifeng | Mgmt | For | Against | Against | ||||
30 | Amendments to the Administrative Measures for Related Party Transaction | Mgmt | For | For | For | ||||
31 | Amendments to the Administrative Measures for Management of Raised Funds | Mgmt | For | For | For | ||||
Shanghai Prime Machinery Co Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2345 | CINS Y7687Y103 | 02/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Qiang | Mgmt | For | Against | Against | ||||
Shanghai Prime Machinery Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS Y7687Y103 | 06/14/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
9 | Elect ZHOU Zhiyan | Mgmt | For | Against | Against | ||||
10 | Elect CHEN Hui | Mgmt | For | Against | Against | ||||
11 | Elect DONG Jianhua as Supervisor | Mgmt | For | Against | Against | ||||
12 | Elect WEI Li as Supervisor | Mgmt | For | Against | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Shire plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CINS G8124V108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William M. Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
9 | Elect Anne Minto | Mgmt | For | For | For | ||||
10 | Elect David M. Stout | Mgmt | For | For | For | ||||
11 | Elect Steven Gillis | Mgmt | For | For | For | ||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | ||||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | ||||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | ||||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | ||||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | ||||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | ||||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | ||||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 12/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect LI Ling | Mgmt | For | Against | Against | ||||
SK Hynix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
Societe Generale | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLE | CINS F43638141 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Scrip Dividend | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | ||||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Softbank Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||||
8 | Elect Yun MA | Mgmt | For | For | For | ||||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||||
Spreadtrum Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leo Li | Mgmt | For | Against | Against | ||||
2 | Elect Carol Yu | Mgmt | For | Against | Against | ||||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sun Hung Kai Properties Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | ||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | ||||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | ||||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | ||||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | ||||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | ||||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | ||||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | ||||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | ||||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Surya Semesta Internusa | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSIA | CINS Y7147Y131 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Election of Directors | Mgmt | For | Against | Against | ||||
6 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Michael Mack | Mgmt | For | TNA | N/A | ||||
8 | Elect Jacques Vincent | Mgmt | For | TNA | N/A | ||||
9 | Elect Eleni Gabre-Madhin | Mgmt | For | TNA | N/A | ||||
10 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | ShrHldr | For | TNA | N/A | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
The Foschini Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TFG | CINS S29260155 | 09/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Re-elect David Nurek | Mgmt | For | Against | Against | ||||
4 | Re-elect W. Cuba | Mgmt | For | Against | Against | ||||
5 | Re-elect M. Lewis | Mgmt | For | Against | Against | ||||
6 | Re-elect Peter Meiring | Mgmt | For | Against | Against | ||||
7 | Elect Audit Committee Member (S. Abrahams) | Mgmt | For | Abstain | Against | ||||
8 | Elect Audit Committee Member (Cuba) | Mgmt | For | Abstain | Against | ||||
9 | Elect Audit Committee Member (Oblowitz) | Mgmt | For | Abstain | Against | ||||
10 | Elect Audit Committee Member (Simamane) | Mgmt | For | Abstain | Against | ||||
11 | Approve Remuneration Policy | Mgmt | For | For | For | ||||
12 | Increase NEDs' Fees | Mgmt | For | For | For | ||||
13 | Adopt Memorandum of Incorporation | Mgmt | For | Abstain | Against | ||||
14 | Specific Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
16 | Approve Financial Assistance | Mgmt | For | Abstain | Against | ||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
Thomas Cook Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCG | CINS G88471100 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Placing and Rights Issue | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tokio Marine Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8766 | CINS J86298106 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | ||||
4 | Elect Takaaki Tamai | Mgmt | For | For | For | ||||
5 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | ||||
6 | Elect Masashi Ohba | Mgmt | For | For | For | ||||
7 | Elect Hirokazu Fujita | Mgmt | For | For | For | ||||
8 | Elect Kunio Itoh | Mgmt | For | For | For | ||||
9 | Elect Akio Mimura | Mgmt | For | For | For | ||||
10 | Elect Toshifumi Kitazawa | Mgmt | For | For | For | ||||
11 | Elect Mikio Sasaki | Mgmt | For | For | For | ||||
12 | Elect Takashi Itoh | Mgmt | For | For | For | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
Tom Tailor Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTI | CINS D83837100 | 06/03/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Increase in Conditional Capital; Stock Option Plan | Mgmt | For | TNA | N/A | ||||
11 | Profit-and-Loss Transfer Agreement with BONITA Deutschland Holding GmbH | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Intra-Company Control Agreement with Tom Tailor GmbH | Mgmt | For | TNA | N/A | ||||
13 | Increase in Authorized Capital 2013/I | Mgmt | For | TNA | N/A | ||||
14 | Increase in Authorized Capital 2013/II | Mgmt | For | TNA | N/A | ||||
Turkcell Iletisim Hizmetleri A.S. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCELL | CINS M8903B102 | 05/22/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | ||||
5 | Reports of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | ||||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | ||||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | ||||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | ||||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | ||||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | ||||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | ||||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | ||||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | ||||
28 | Election of Directors | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | ||||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | ||||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
33 | Dividend Policy | Mgmt | For | TNA | N/A | ||||
34 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
35 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | ||||
38 | Closing | Mgmt | For | TNA | N/A | ||||
Turkcell Iletisim Hizmetleri A.S. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS M8903B102 | 06/24/2013 | Take No Action | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | ||||
5 | Report of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | ||||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | ||||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | ||||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | ||||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | ||||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | ||||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | ||||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | ||||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | ||||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | ||||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | ||||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | ||||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | ||||
28 | Election of Directors | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | ||||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | ||||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | ||||
33 | Dividend Policy | Mgmt | For | TNA | N/A | ||||
34 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
35 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | ||||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | ||||
38 | Closing | Mgmt | For | TNA | N/A | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
UBS AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | ||||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | ||||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | ||||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | ||||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | ||||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | ||||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | ||||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | ||||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | ||||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | ||||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Remuneration Report | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Veidekke ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VEI | CINS R9590N107 | 05/06/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
6 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
7 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
8 | Presentation of Management Report | Mgmt | For | TNA | N/A | ||||
9 | Report of the Board of Directors, Committees, and Auditor | Mgmt | For | TNA | N/A | ||||
10 | Questions | Mgmt | For | TNA | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
17 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
Veolia Environnement | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Scrip Dividend | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | ||||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | ||||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | ||||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | ||||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Virgin Media Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
4 | Elect Andy Halford | Mgmt | For | For | For | ||||
5 | Elect Steve Pusey | Mgmt | For | For | For | ||||
6 | Elect Renee James | Mgmt | For | For | For | ||||
7 | Elect Alan Jebson | Mgmt | For | For | For | ||||
8 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
9 | Elect Nick Land | Mgmt | For | For | For | ||||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
12 | Elect Anthony Watson | Mgmt | For | For | For | ||||
13 | Elect Philip Yea | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Wolseley plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOS | CINS G9736L108 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Tessa Bamford | Mgmt | For | For | For | ||||
5 | Elect Michael Clarke | Mgmt | For | For | For | ||||
6 | Elect Gareth Davis | Mgmt | For | For | For | ||||
7 | Elect Andrew Duff | Mgmt | For | For | For | ||||
8 | Elect John Martin | Mgmt | For | For | For | ||||
9 | Elect Ian Meakins | Mgmt | For | For | For | ||||
10 | Elect Frank Roach | Mgmt | For | For | For | ||||
11 | Elect Michael Wareing | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Special Dividend and Share Consolidation | Mgmt | For | For | For | ||||
19 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Executive Share Option Plan | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G9788D103 | 06/12/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
5 | Elect Colin Day | Mgmt | For | For | For | ||||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | ||||
8 | Elect Philip Lader | Mgmt | For | For | For | ||||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
10 | Elect Mark Read | Mgmt | For | For | For | ||||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||||
19 | Elect Sally Susman | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Migration of Tax Residence | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
3 | Change in Company Name | Mgmt | For | For | For | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Yokogawa Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6841 | CINS J97272124 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||||
4 | Elect Takashi Nishijima | Mgmt | For | For | For | ||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | ||||
6 | Elect Hitoshi Nara | Mgmt | For | For | For | ||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | ||||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | ||||
10 | Elect Kiyoshi Makino | Mgmt | For | Against | Against | ||||
11 | Elect Satoru Mishibari | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Value Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
ACE Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
2 | Elect Peter Menikoff | Mgmt | For | For | For | ||||
3 | Elect Robert Ripp | Mgmt | For | For | For | ||||
4 | Elect Theodore Shasta | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | 2012 Annual Report | Mgmt | For | For | For | ||||
7 | Statutory Financial Statements | Mgmt | For | For | For | ||||
8 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Discharge of Board of Directors | Mgmt | For | For | For | ||||
11 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
12 | PricewaterhouseCoopers | Mgmt | For | For | For | ||||
13 | BDO AG, Zurich | Mgmt | For | For | For | ||||
14 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Distribution Via Par Value Reduction | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Admiral Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CINS G0110T106 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alastair D. Lyons | Mgmt | For | For | For | ||||
5 | Elect Henry Engelhardt | Mgmt | For | For | For | ||||
6 | Elect David Stevens | Mgmt | For | For | For | ||||
7 | Elect Kevin Chidwick | Mgmt | For | For | For | ||||
8 | Elect Martin Jackson | Mgmt | For | For | For | ||||
9 | Elect Margaret Johnson | Mgmt | For | For | For | ||||
10 | Elect Lucy Kellaway | Mgmt | For | For | For | ||||
11 | Elect John Sussens | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Aldag | Mgmt | For | For | For | ||||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | ||||
14 | Elect Roger Abravanel | Mgmt | For | For | For | ||||
15 | Elect Annette Court | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Barry CHEUNG Chun-yuen | Mgmt | For | Against | Against | ||||
6 | Elect YEO George Yong-Boon | Mgmt | For | Against | Against | ||||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | ||||
8 | Elect QIN Xiao | Mgmt | For | Against | Against | ||||
9 | Elect Mark E. Tucker | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Amendment to Restricted Share Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
Ajinomoto Co. Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2802 | CINS J00882126 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Norio Yamaguchi | Mgmt | For | For | For | ||||
4 | Elect Masatoshi Itoh | Mgmt | For | For | For | ||||
5 | Elect Yutaka Kunimoto | Mgmt | For | For | For | ||||
6 | Elect Tamotsu Iwamoto | Mgmt | For | For | For | ||||
7 | Elect Kohji Igarashi | Mgmt | For | For | For | ||||
8 | Elect Hiromichi Ohno | Mgmt | For | For | For | ||||
9 | Elect Etsuhiro Takatoh | Mgmt | For | For | For | ||||
10 | Elect Hideaki Shinada | Mgmt | For | For | For | ||||
11 | Elect Takeshi Kimura | Mgmt | For | For | For | ||||
12 | Elect Takaaki Nishii | Mgmt | For | For | For | ||||
13 | Elect Masaya Tochio | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Fukushi | Mgmt | For | For | For | ||||
15 | Elect Takashi Nagamachi | Mgmt | For | For | For | ||||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | ||||
17 | Elect Yasuo Saitoh | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
Amadeus It Holding S.A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMS | CINS E04908112 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Elect Dame Clara Furse | Mgmt | For | Against | Against | ||||
7 | Elect Guillermo de la Dehesa Romero | Mgmt | For | Against | Against | ||||
8 | Remuneration Report | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arkema S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Losses | Mgmt | For | For | For | ||||
8 | Dividend | Mgmt | For | For | For | ||||
9 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||||
10 | Elect Thierry Morin | Mgmt | For | For | For | ||||
11 | Elect Marc Pandraud | Mgmt | For | For | For | ||||
12 | Elect Philippe Vassor | Mgmt | For | For | For | ||||
13 | Ratification of the Co-option of Victoire de Margerie | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
16 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
8 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | ||||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||||
11 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | ||||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
13 | Elect Nancy Rothwell | Mgmt | For | For | For | ||||
14 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
15 | Elect John S. Varley | Mgmt | For | For | For | ||||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Asustek Computer Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2357 | CINS Y04327105 | 06/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Australia and New Zealand Banking Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANZ | CINS Q09504137 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | ||||
4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
5 | Elect Paula Dwyer | Mgmt | For | For | For | ||||
6 | Re-elect John Morschel | Mgmt | For | For | For | ||||
7 | Re-elect Hsien Yang LEE | Mgmt | For | For | For | ||||
8 | Elect Robert Reeves | Mgmt | Against | Against | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CS | CINS F06106102 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Ramon de Oliveira | Mgmt | For | For | For | ||||
9 | Elect Dominique Reiniche | Mgmt | For | For | For | ||||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | ||||
11 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | ||||
12 | Elect Paul Hermelin | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | ||||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
25 | Authority to Issue Restricted Shares to Overseas Employees | Mgmt | For | For | For | ||||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | ||||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | ||||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | ||||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | ||||
7 | Merger by Absorption | Mgmt | For | For | For | ||||
8 | Bonus Issue | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Bonus Issue | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Annual Incentive Plan | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bank of Ireland plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Archie G. Kane | Mgmt | For | Against | Against | ||||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect V. Prem Watsa | Mgmt | For | Against | Against | ||||
6 | Elect Kent Atkinson | Mgmt | For | Against | Against | ||||
7 | Elect Richie Boucher | Mgmt | For | Against | Against | ||||
8 | Elect Pat Butler | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Haren | Mgmt | For | Against | Against | ||||
10 | Elect Andrew Keating | Mgmt | For | Against | Against | ||||
11 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | ||||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | ||||
14 | Elect Davida Marston | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | ||||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir David Walker | Mgmt | For | For | For | ||||
4 | Elect Tim Breedon | Mgmt | For | For | For | ||||
5 | Elect Antony Jenkins | Mgmt | For | For | For | ||||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||||
7 | Elect David Booth | Mgmt | For | For | For | ||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | ||||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
BCE Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCE | CUSIP 05534B760 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||||
1.2 | Elect Andre Berard | Mgmt | For | For | For | ||||
1.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||||
1.5 | Elect Robert E. Brown | Mgmt | For | For | For | ||||
1.6 | Elect George A. Cope | Mgmt | For | For | For | ||||
1.7 | Elect David F. Denison | Mgmt | For | For | For | ||||
1.8 | Elect Anthony S. Fell | Mgmt | For | For | For | ||||
1.9 | Elect Edward C. Lumley | Mgmt | For | For | For | ||||
1.10 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||||
1.11 | Elect James Prentice | Mgmt | For | For | For | ||||
1.12 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||||
1.13 | Elect Carole Taylor | Mgmt | For | For | For | ||||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Board Gender Parity | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Disclosure of Information Regarding Executive Compensation | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Gender Diversity Initiatives | Mgmt | Against | Against | For | ||||
Biosensors International Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
B20 | CINS G11325100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Elect AW Soon Beng | Mgmt | For | Against | Against | ||||
4 | Elect ZHANG Hua Wei | Mgmt | For | Against | Against | ||||
5 | Elect JIANG Qiang | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
Biosensors International Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
B20 | CINS G11325100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Memorandum | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
4 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||||
British Land Company plc (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLND | CINS G15540118 | 07/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Aubrey Adams | Mgmt | For | For | For | ||||
4 | Elect Lucinda Bell | Mgmt | For | For | For | ||||
5 | Elect Simon Borrows | Mgmt | For | For | For | ||||
6 | Elect Christopher Gibson-Smith | Mgmt | For | For | For | ||||
7 | Elect John Gildersleeve | Mgmt | For | For | For | ||||
8 | Elect Chris Grigg | Mgmt | For | For | For | ||||
9 | Elect Dido Harding | Mgmt | For | For | For | ||||
10 | Elect William Jackson | Mgmt | For | For | For | ||||
11 | Elect Charles Maudsley | Mgmt | For | For | For | ||||
12 | Elect Richard Pym | Mgmt | For | For | For | ||||
13 | Elect Tim Roberts | Mgmt | For | For | For | ||||
14 | Elect Stephen Smith | Mgmt | For | For | For | ||||
15 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith A.J. MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Stock Option Plan Renewal | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canon Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7751 | CINS J05124144 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | ||||
4 | Elect Toshizoh Tanaka | Mgmt | For | For | For | ||||
5 | Elect Toshiaki Ikoma | Mgmt | For | For | For | ||||
6 | Elect Kunio Watanabe | Mgmt | For | For | For | ||||
7 | Elect Yohroku Adachi | Mgmt | For | For | For | ||||
8 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | ||||
9 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | ||||
10 | Elect Toshio Homma | Mgmt | For | For | For | ||||
11 | Elect Masaki Nakaoka | Mgmt | For | For | For | ||||
12 | Elect Haruhisa Honda | Mgmt | For | For | For | ||||
13 | Elect Hideki Ozawa | Mgmt | For | For | For | ||||
14 | Elect Masaya Maeda | Mgmt | For | For | For | ||||
15 | Elect Yasuhiro Tani | Mgmt | For | For | For | ||||
16 | Elect Makoto Araki | Mgmt | For | For | For | ||||
17 | Elect Hiroyuki Suematsu | Mgmt | For | For | For | ||||
18 | Elect Shigeyuki Uzawa | Mgmt | For | For | For | ||||
19 | Elect Kenichi Nagasawa | Mgmt | For | For | For | ||||
20 | Elect Naoji Ohtsuka | Mgmt | For | For | For | ||||
21 | Elect Masanori Yamada | Mgmt | For | For | For | ||||
22 | Elect Aitake Wakiya | Mgmt | For | For | For | ||||
23 | Elect Kazuto Ohno | Mgmt | For | For | For | ||||
24 | Special Allowances for Directors | Mgmt | For | For | For | ||||
25 | Directors' Fees | Mgmt | For | For | For | ||||
26 | Bonus | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | Against | Against | ||||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | ||||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | ||||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | ||||
8 | Elect Mary Francis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | ||||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | ||||
11 | Elect Nick Luff | Mgmt | For | Against | Against | ||||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | ||||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | ||||
14 | Elect Chris Weston | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Homer Sun | Mgmt | For | Against | Against | ||||
6 | Elect WANG Jian | Mgmt | For | Against | Against | ||||
7 | Elect Xiao Yu | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Coca-Cola Amatil Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CINS Q2594P146 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Ilana Atlas | Mgmt | For | Against | Against | ||||
4 | Re-elect Catherine M. Brenner | Mgmt | For | Against | Against | ||||
5 | Re-elect Anthony (Tony) G. Froggatt | Mgmt | For | Against | Against | ||||
Daimler AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | ||||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 04/11/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Confirmation of the Allocation of Profits/Dividends from 2012 AGM | Mgmt | For | TNA | N/A | ||||
7 | Confirmation of the Appointment of Auditor from 2012 AGM | Mgmt | For | TNA | N/A | ||||
8 | Elect Paul Achleitner | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Loscher | Mgmt | For | TNA | N/A | ||||
10 | Elect Klaus Trutzschler | Mgmt | For | TNA | N/A | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | ||||
14 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
15 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
16 | Elect John Cryan | Mgmt | For | TNA | N/A | ||||
17 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | ||||
18 | Elect Suzanne B. Labarge | Mgmt | For | TNA | N/A | ||||
19 | Elect Johannes Teyssen | Mgmt | For | TNA | N/A | ||||
20 | Elect George F. Thoma | Mgmt | For | TNA | N/A | ||||
21 | Elect Tilman Todenhofer | Mgmt | For | TNA | N/A | ||||
22 | Elect Dina Dublon | Mgmt | For | TNA | N/A | ||||
23 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
24 | Intra-company Control Agreement | Mgmt | For | TNA | N/A | ||||
Deutsche Lufthansa AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHA | CINS D1908N106 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Intra-company Contracts | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Elect Jacques Aigrain | Mgmt | For | TNA | N/A | ||||
13 | Elect Werner Brandt | Mgmt | For | TNA | N/A | ||||
14 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | ||||
15 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | ||||
16 | Elect Robert Kimmitt | Mgmt | For | TNA | N/A | ||||
17 | Elect Karl-Ludwig Kley | Mgmt | For | TNA | N/A | ||||
18 | Elect Martin Koehler | Mgmt | For | TNA | N/A | ||||
19 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
20 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA | N/A | ||||
21 | Elect Matthias Wissmann | Mgmt | For | TNA | N/A | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | ||||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
DEXUS PROPERTY GROUP | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXS | CINS Q3190P100 | 11/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Board Spill | Mgmt | Against | For | Against | ||||
4 | Approve Transitional Performance Rights Plan | Mgmt | For | For | For | ||||
5 | Approve Short Term Incentive Performance Rights Plan and Long Term Incentive Performance Rights Plan | Mgmt | For | For | For | ||||
6 | Equity Grant (MD/CEO Darren Steinberg) | Mgmt | For | For | For | ||||
7 | Ratify Richard Sheppard as a Director | Mgmt | For | For | For | ||||
8 | Ratify Christopher Beare as a Director | Mgmt | For | For | For | ||||
9 | Ratify John Conde as a Director | Mgmt | For | For | For | ||||
10 | Ratify Peter St. George as a Director | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of General and Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Auditor Acts | Mgmt | For | For | For | ||||
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | ||||
9 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
10 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
11 | Elect Augusto Carlos Serra Ventura Mateus | Mgmt | For | Against | Against | ||||
12 | Elect Nuno Manuel da Silva Amado | Mgmt | For | Against | Against | ||||
13 | Election of Environment and Sustainability Committee Chairman | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Electric Power Development | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
6 | Elect Minoru Hino | Mgmt | For | For | For | ||||
7 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
8 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
9 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
10 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
11 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
12 | Elect Masato Uchiyama | Mgmt | For | For | For | ||||
13 | Elect Fukuda Naori | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Akira Samata as Statutory Auditor | Mgmt | For | For | For | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 07/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Cao Huiquan | Mgmt | For | Against | Against | ||||
4 | Re-elect Herb Elliott | Mgmt | For | Against | Against | ||||
5 | Approve Performance Share Plan | Mgmt | For | For | For | ||||
6 | Appoint Auditor | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Glencore International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | ||||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | ||||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | ||||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | ||||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Murray | Mgmt | For | Against | Against | ||||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | ||||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | ||||
15 | Elect LI Ning | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Golden Agri-Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
E5H | CINS V39076134 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mauritius | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Rafael Buhay Concepcion, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Muktar Widjaja | Mgmt | For | Against | Against | ||||
6 | Elect HONG Pian Tee | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | Against | Against | ||||
Haier Electronics Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1169 | CINS G42313125 | 10/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Logistics Services Agreement | Mgmt | For | For | For | ||||
4 | Products Procurement Agreement | Mgmt | For | For | For | ||||
5 | Materials Procurement Agreement | Mgmt | For | For | For | ||||
6 | Export Agreement | Mgmt | For | For | For | ||||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Honda Motor | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7267 | CINS J22302111 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Fumihiko Ike | Mgmt | For | For | For | ||||
5 | Elect Takanobu Itoh | Mgmt | For | For | For | ||||
6 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||||
7 | Elect Takashi Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | ||||
9 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||||
10 | Elect Kensaku Hohgen | Mgmt | For | For | For | ||||
11 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||||
12 | Elect Takeo Fukui | Mgmt | For | For | For | ||||
13 | Elect Yuji Shiga | Mgmt | For | For | For | ||||
14 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||||
15 | Elect Shinji Aoyama | Mgmt | For | For | For | ||||
16 | Elect Noriya Kaihara | Mgmt | For | For | For | ||||
17 | Elect Kunio Endoh as Statutory Auditor | Mgmt | For | Against | Against | ||||
Hongkong Land Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
H78 | CINS G4587L109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Lord Rodney Leach | Mgmt | For | Against | Against | ||||
3 | Elect Richard Lee | Mgmt | For | Against | Against | ||||
4 | Elect Y. K. Pang | Mgmt | For | Against | Against | ||||
5 | Elect Lord James Sassoon | Mgmt | For | Against | Against | ||||
6 | Elect John R. Witt | Mgmt | For | Against | Against | ||||
7 | Elect Michael WEI Kuo Wu | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
HSBC Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSBA | CINS G4634U169 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Safra A. Catz | Mgmt | For | For | For | ||||
5 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
6 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||||
7 | Elect James B. Comey | Mgmt | For | For | For | ||||
8 | Elect John Coombe | Mgmt | For | For | For | ||||
9 | Elect Joachim Faber | Mgmt | For | For | For | ||||
10 | Elect Rona Fairhead | Mgmt | For | For | For | ||||
11 | Elect Renato Fassbind | Mgmt | For | For | For | ||||
12 | Elect Douglas J. Flint | Mgmt | For | For | For | ||||
13 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||||
14 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | ||||
15 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||||
16 | Elect John P Lipsky | Mgmt | For | For | For | ||||
17 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||||
18 | Elect Iain J. Mackay | Mgmt | For | For | For | ||||
19 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||||
20 | Elect John L. Thornton | Mgmt | For | For | For | ||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Imperial Tobacco Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMT | CINS G4721W102 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ken Burnett | Mgmt | For | For | For | ||||
5 | Elect Alison Cooper | Mgmt | For | For | For | ||||
6 | Elect Robert Dyrbus | Mgmt | For | For | For | ||||
7 | Elect David Haines | Mgmt | For | For | For | ||||
8 | Elect Michael Herlihy | Mgmt | For | For | For | ||||
9 | Elect Susan Murray | Mgmt | For | For | For | ||||
10 | Elect Iain Napier | Mgmt | For | For | For | ||||
11 | Elect Matthew Phillips | Mgmt | For | For | For | ||||
12 | Elect Berge Setrakian | Mgmt | For | For | For | ||||
13 | Elect Mark Williamson | Mgmt | For | For | For | ||||
14 | Elect Malcolm Wyman | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Share Matching Scheme | Mgmt | For | For | For | ||||
20 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
21 | International Sharesave Plan | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
ING Group N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | ||||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | ||||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | ||||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | ||||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | ||||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Intact Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFC | CUSIP 45823T106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | ||||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | ||||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | ||||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | ||||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | ||||
1.6 | Elect Eileen A. Mercier | Mgmt | For | For | For | ||||
1.7 | Elect Timothy H. Penner | Mgmt | For | For | For | ||||
1.8 | Elect Louise Roy | Mgmt | For | For | For | ||||
1.9 | Elect Stephen G. Snyder | Mgmt | For | For | For | ||||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | ||||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Itochu Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4739 | CINS J2501P104 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | ||||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | ||||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | ||||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | ||||
9 | Elect Tohru Matsushima | Mgmt | For | For | For | ||||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | ||||
11 | Elect Ichiroh Nakamura | Mgmt | For | For | For | ||||
12 | Elect Tomofumi Yoshida | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Okamoto | Mgmt | For | For | For | ||||
14 | Elect Takao Shiomi | Mgmt | For | For | For | ||||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | ||||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | ||||
17 | Elect Shingo Majima as statutory auditor | Mgmt | For | For | For | ||||
18 | Elect Hideo Miki as alternate statutory auditor | Mgmt | For | For | For | ||||
Japan Airlines Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9201 | CINS J25979121 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | ||||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | ||||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | ||||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | ||||
10 | Elect Kimie Iwata | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Jazztel plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZ | CINS G5085M234 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | Against | Against | ||||
4 | Elect María Elena Gil García | Mgmt | For | For | For | ||||
5 | Elect María Luisa Jordá Castro | Mgmt | For | For | For | ||||
6 | Elect María Antonia Otero Quintás | Mgmt | For | For | For | ||||
7 | Elect Mireia Pérez Sales | Mgmt | For | For | For | ||||
8 | Elect Leopoldo Fernández Pujals | Mgmt | For | For | For | ||||
9 | Elect José Miguel García Fernández | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Extraordinary Variable Remuneration Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Preemptive Rights | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Antoinette Aris | Mgmt | For | For | For | ||||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | ||||
11 | Elect Paul Stodden | Mgmt | For | For | For | ||||
12 | Elect Torsten Winkler | Mgmt | For | For | For | ||||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | ||||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
12 | Elect James C Kenny | Mgmt | For | Against | Against | ||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
25 | Amendment to Articles | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yutaka Kyohya as Director | Mgmt | For | For | For | ||||
5 | Elect Atsuhiko Seki as Statutory Auditor | Mgmt | For | For | For | ||||
Lloyds Banking Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLOY | CINS G5533W248 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lord Blackwell | Mgmt | For | For | For | ||||
4 | Elect Carolyn Fairbairn | Mgmt | For | For | For | ||||
5 | Elect Nicholas Luff | Mgmt | For | For | For | ||||
6 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
7 | Elect George Culmer | Mgmt | For | For | For | ||||
8 | Elect Anita Frew | Mgmt | For | For | For | ||||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||||
10 | Elect David L. Roberts | Mgmt | For | For | For | ||||
11 | Elect Anthony Watson | Mgmt | For | For | For | ||||
12 | Elect Sara Weller | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lloyds Banking Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLOY | CINS G5533W248 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Regulatory Capital Convertible Instruments | Mgmt | For | For | For | ||||
2 | Disapply Preemption Rights (Regulatory Capital Instruments) | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
LS Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
006260 | CINS Y5274S109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendment to Articles | Mgmt | For | For | For | ||||
3 | Elect GU Ja Yeop | Mgmt | For | Against | Against | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Warne | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
5 | Approve Issue of Securities | Mgmt | For | For | For | ||||
6 | Approve Share Buy-back | Mgmt | For | For | For | ||||
Metso Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO1V | CINS X53579102 | 03/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Nomination Committee | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
5 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
6 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
7 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
8 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | ||||
9 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
10 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
11 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
12 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
13 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | ||||
Mitsubishi Estate Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8802 | CINS J43916113 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | ||||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||
8 | Elect Joh Katoh | Mgmt | For | For | For | ||||
9 | Elect Naoto Aiba | Mgmt | For | For | For | ||||
10 | Elect Masamichi Ono | Mgmt | For | For | For | ||||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | ||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | ||||
15 | Elect Shu Tomioka | Mgmt | For | For | For | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Mitsui & Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Hiroyasu Watanabe as Statutory Auditor | Mgmt | For | For | For | ||||
Morrison (Wm.) Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G62748119 | 06/13/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Trevor Strain | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
9 | Elect Penny Hughes | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Newcrest Mining Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NCM | CINS Q6651B114 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Gerard Bond | Mgmt | For | Against | Against | ||||
3 | Re-elect Vince Gauci | Mgmt | For | Against | Against | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
Nintendo Co. Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | ||||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | ||||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | ||||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | ||||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | ||||
Nippon Telegraph & Telephone Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J59396101 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
Nissan Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||||
6 | Elect Colin Dodge | Mgmt | For | For | For | ||||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||||
9 | Elect Greg Kelly | Mgmt | For | For | For | ||||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
NTT DoCoMo Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Kiyoshi Tokuhiro | Mgmt | For | For | For | ||||
5 | Elect Teruyasu Murakami | Mgmt | For | For | For | ||||
6 | Elect Takashi Nakamura | Mgmt | For | For | For | ||||
7 | Elect Kenji Ohta | Mgmt | For | Against | Against | ||||
8 | Elect Naoto Shiotsuka | Mgmt | For | Against | Against | ||||
NXP Semiconductors N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | ||||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | ||||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | ||||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | ||||
7 | Elect Egon Durban | Mgmt | For | Against | Against | ||||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||||
10 | Elect Ian Loring | Mgmt | For | Against | Against | ||||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | ||||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
Origin Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | ||||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | ||||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | ||||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | ||||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | ||||
3 | Elect Makoto Inoue | Mgmt | For | For | For | ||||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | ||||
5 | Elect Tamio Umaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | ||||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Safran SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | ||||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | ||||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | ||||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
19 | Greenshoe | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | ||||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | ||||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | ||||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | ||||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | ||||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
12 | Greenshoe | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | N/A | For | N/A | ||||
2 | Accounts | Mgmt | N/A | For | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | ||||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | ||||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | ||||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | ||||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | ||||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | ||||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | ||||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | ||||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | ||||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | ||||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | ||||
SCOR S.E. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCR | CINS F15561677 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | Against | Against | ||||
8 | Elect Gerard Andreck | Mgmt | For | For | For | ||||
9 | Elect Charles Gave | Mgmt | For | For | For | ||||
10 | Elect Thierry Derez | Mgmt | For | For | For | ||||
11 | Elect Fields Wick-Miurin | Mgmt | For | For | For | ||||
12 | Elect Kory Sorenson | Mgmt | For | For | For | ||||
13 | Elect Andreas Brandstetter | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
23 | Authority to Issue Warrants as Contingent Capital | Mgmt | For | For | For | ||||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
29 | Amendments to Article 5 | Mgmt | For | For | For | ||||
30 | Amendments to Articles Regarding Director Terms | Mgmt | For | For | For | ||||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | ||||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | ||||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | ||||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | ||||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | ||||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | ||||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | ||||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | ||||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SJM Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
880 | CINS Y8076V106 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect NG Chi Sing | Mgmt | For | Against | Against | ||||
6 | Elect CHAU Tak Hay | Mgmt | For | Against | Against | ||||
7 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | ||||
8 | Elect Henry CHENG Kar-Shun | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
SK Hynix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
Sumitomo Mitsui Financial Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8316 | CINS J7771X109 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masayuki Oku | Mgmt | For | For | For | ||||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | ||||
6 | Elect Ken Kubo | Mgmt | For | For | For | ||||
7 | Elect Yujiroh Itoh | Mgmt | For | For | For | ||||
8 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | ||||
9 | Elect Manabu Narita | Mgmt | For | For | For | ||||
10 | Elect Kohzoh Ogino | Mgmt | For | For | For | ||||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | ||||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | ||||
13 | Elect Kohichi Minami | Mgmt | For | Against | Against | ||||
14 | Elect Ikuo Uno | Mgmt | For | For | For | ||||
15 | Elect Satoshi Itoh | Mgmt | For | For | For | ||||
16 | Elect Daiken Tsunoda as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Sun Hung Kai Properties Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | ||||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | ||||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | ||||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | ||||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | ||||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | ||||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | ||||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | ||||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | ||||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
TDC A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDC | CINS K94545116 | 03/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Vagn Ove Sorensen | Mgmt | For | TNA | N/A | ||||
10 | Elect Pierre Danon | Mgmt | For | TNA | N/A | ||||
11 | Elect Christine Bosse | Mgmt | For | TNA | N/A | ||||
12 | Elect Angus Porter | Mgmt | For | TNA | N/A | ||||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | ||||
14 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | ||||
15 | Elect Pieter Knook | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
19 | Director's Fees | Mgmt | For | TNA | N/A | ||||
20 | Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Telecom Italia S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIT | CINS T92778108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Loss/Dividends | Mgmt | For | For | For | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Election of Statutory Auditors | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | ||||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | ||||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | ||||
5 | Elect Galia Maor | Mgmt | For | Against | Against | ||||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Tokio Marine Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8766 | CINS J86298106 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | ||||
4 | Elect Takaaki Tamai | Mgmt | For | For | For | ||||
5 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | ||||
6 | Elect Masashi Ohba | Mgmt | For | For | For | ||||
7 | Elect Hirokazu Fujita | Mgmt | For | For | For | ||||
8 | Elect Kunio Itoh | Mgmt | For | For | For | ||||
9 | Elect Akio Mimura | Mgmt | For | For | For | ||||
10 | Elect Toshifumi Kitazawa | Mgmt | For | For | For | ||||
11 | Elect Mikio Sasaki | Mgmt | For | For | For | ||||
12 | Elect Takashi Itoh | Mgmt | For | For | For | ||||
Tokyo Gas Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | ||||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | ||||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
13 | Elect Janis Kong | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
UBS AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | ||||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | ||||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | ||||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | ||||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | ||||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | ||||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | ||||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | ||||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | ||||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | ||||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | ||||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
9 | Election of Directors | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Remuneration Report | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | ||||
7 | Elect Michael Jay | Mgmt | For | Against | Against | ||||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
15 | Greenshoe | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Elect Michael Pragnell | Mgmt | For | Against | Against | ||||
9 | Elect Yannick Assouad | Mgmt | For | Against | Against | ||||
10 | Elect Graziella Gavezotti | Mgmt | For | Against | Against | ||||
11 | Appointment of Deloitte | Mgmt | For | For | For | ||||
12 | Appointment of KPMG Audit IS | Mgmt | For | For | For | ||||
13 | Appointment of BEAS as Alternate Auditor | Mgmt | For | For | For | ||||
14 | Appointment of KPMG Audit ID as Alternate Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Related Party Transactions (Sale of Cegelec Entreprise Holdings) | Mgmt | For | For | For | ||||
17 | Related Party Transactions (Renewal of Service Agreement with YTSeuropaconsultants) | Mgmt | For | Against | Against | ||||
18 | Related Party Transactions (Renewal of Agreement with VINCI Deutschland GmbH) | Mgmt | For | For | For | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
26 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | Against | Against | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
4 | Elect Andy Halford | Mgmt | For | For | For | ||||
5 | Elect Steve Pusey | Mgmt | For | For | For | ||||
6 | Elect Renee James | Mgmt | For | For | For | ||||
7 | Elect Alan Jebson | Mgmt | For | For | For | ||||
8 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
9 | Elect Nick Land | Mgmt | For | For | For | ||||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
12 | Elect Anthony Watson | Mgmt | For | For | For | ||||
13 | Elect Philip Yea | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Westfield Retail Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRT | CINS Q97145108 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Ratify Richard Warburton as a Director | Mgmt | For | Against | Against | ||||
3 | Ratify Michael F. Ihlein as a Director | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CINS G9788D103 | 06/12/2013 | Voted | |||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
5 | Elect Colin Day | Mgmt | For | For | For | ||||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | ||||
8 | Elect Philip Lader | Mgmt | For | For | For | ||||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
10 | Elect Mark Read | Mgmt | For | For | For | ||||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||||
19 | Elect Sally Susman | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Migration of Tax Residence | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
3 | Change in Company Name | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 09/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 09/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Revised Management Incentive Arrangements | Mgmt | For | Against | Against | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval of New Scheme subject to the Revised Management Incentive Arrangements being Approved at the Further Xstrata General Meeting | Mgmt | For | For | For | ||||
3 | Approval of New Scheme subject to the Revised Management Incentive Arrangements NOT being Approved at the Further Xstrata General Meeting | Mgmt | Against | For | Against | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authorize Directors to Implement New Scheme | Mgmt | For | For | For | ||||
2 | Approve the Revised Management Incentive Arrangements | Mgmt | For | Against | Against | ||||
Ziggo NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZIGGO | CINS N9837R105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Elect Pamela G. Boumeester | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Investors Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect William Kimsey | Mgmt | For | For | For | ||||
3 | Elect Robert Lipp | Mgmt | For | For | For | ||||
4 | Elect Pierre Nanterme | Mgmt | For | For | For | ||||
5 | Elect Gilles Pelisson | Mgmt | For | For | For | ||||
6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | ||||
10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | ||||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | ||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | ||||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | ||||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | ||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | ||||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
13 | Elect David Gary Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect George E. Minnich | Mgmt | For | For | For | ||||
5 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
6 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
7 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
8 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
9 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Akamai Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKAM | CUSIP 00971T101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pamela J. Craig | Mgmt | For | For | For | ||||
2 | Elect F. Thomson Leighton | Mgmt | For | For | For | ||||
3 | Elect Paul Sagan | Mgmt | For | For | For | ||||
4 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Amendment to Certificate of Incorporation Regarding Director Removal | Mgmt | For | For | For | ||||
8 | Amendment to Certificate of Incorporation Removing Supermajority Voting Provisions | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Allergan, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGN | CUSIP 018490102 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David E.I. Pyott | Mgmt | For | For | For | ||||
2 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | ||||
4 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
5 | Elect Trevor M. Jones | Mgmt | For | For | For | ||||
6 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||||
7 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||||
8 | Elect Timothy D. Proctor | Mgmt | For | For | For | ||||
9 | Elect Russell T. Ray | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | ||||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | ||||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | ||||
2 | Elect Angelo C. Brisimitzakis | Mgmt | For | For | For | ||||
3 | Elect William J. Crowley, Jr. | Mgmt | For | For | For | ||||
4 | Elect E. Linn Draper Jr. | Mgmt | For | For | For | ||||
5 | Elect Glenn A. Eisenberg | Mgmt | For | For | For | ||||
6 | Elect Deborah M. Fretz | Mgmt | For | For | For | ||||
7 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
8 | Elect L. Patrick Hassey | Mgmt | For | For | For | ||||
9 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
10 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Water Management Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
6 | Elect Alain Monie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | ||||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | ||||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | ||||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | ||||
9 | Elect William H. Turner | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Applied Materials, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMAT | CUSIP 038222105 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | ||||
2 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||||
4 | Elect Susan M. James | Mgmt | For | For | For | ||||
5 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||||
6 | Elect Gerhard H. Parker | Mgmt | For | For | For | ||||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | ||||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | ||||
9 | Elect James E. Rogers | Mgmt | For | For | For | ||||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | ||||
11 | Elect Robert H. Swan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDX | CUSIP 075887109 | 01/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | ||||
3 | Elect Catherine Burzik | Mgmt | For | For | For | ||||
4 | Elect Edward DeGraan | Mgmt | For | For | For | ||||
5 | Elect Vincent Forlenza | Mgmt | For | For | For | ||||
6 | Elect Claire Fraser | Mgmt | For | For | For | ||||
7 | Elect Christopher Jones | Mgmt | For | For | For | ||||
8 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | ||||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | ||||
11 | Elect James Orr | Mgmt | For | For | For | ||||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | ||||
13 | Elect Rebecca Rimel | Mgmt | For | For | For | ||||
14 | Elect Bertram Scott | Mgmt | For | For | For | ||||
15 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Amendment to Fair Price Provision | Mgmt | For | For | For | ||||
19 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | ||||
Bemis Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMS | CUSIP 081437105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David S. Haffner | Mgmt | For | For | For | ||||
1.2 | Elect Holly A. Van Deursen | Mgmt | For | For | For | ||||
1.3 | Elect David T. Szczupak | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Boeing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jens Alder | Mgmt | For | For | For | ||||
2 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
3 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
4 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
5 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
6 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
7 | Elect William McCracken | Mgmt | For | For | For | ||||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
9 | Elect Laura Unger | Mgmt | For | For | For | ||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
11 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2012 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canadian National Railway Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNR | CUSIP 136375102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael R. Armellino | Mgmt | For | For | For | ||||
1.2 | Elect A. Charles Baillie | Mgmt | For | For | For | ||||
1.3 | Elect Hugh J. Bolton | Mgmt | For | For | For | ||||
1.4 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.5 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||||
1.6 | Elect Edith E. Holiday | Mgmt | For | Withhold | Against | ||||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||||
1.8 | Elect Denis Losier | Mgmt | For | For | For | ||||
1.9 | Elect Edward C. Lumley | Mgmt | For | For | For | ||||
1.10 | Elect David G.A. McLean | Mgmt | For | For | For | ||||
1.11 | Elect Claude Mongeau | Mgmt | For | For | For | ||||
1.12 | Elect James E. O'Connor | Mgmt | For | For | For | ||||
1.13 | Elect Robert Pace | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Capital Bank Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBF | CUSIP 139794101 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles F. Atkins | Mgmt | For | For | For | ||||
1.2 | Elect Martha M. Bachman | Mgmt | For | For | For | ||||
1.3 | Elect Richard M. DeMartini | Mgmt | For | For | For | ||||
1.4 | Elect Peter N. Foss | Mgmt | For | For | For | ||||
1.5 | Elect William A. Hodges | Mgmt | For | For | For | ||||
1.6 | Elect Oscar A. Keller III | Mgmt | For | For | For | ||||
1.7 | Elect Jeffrey E. Kirt | Mgmt | For | For | For | ||||
1.8 | Elect Samuel E. Lynch | Mgmt | For | For | For | ||||
1.9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
1.10 | Elect R. Eugene Taylor | Mgmt | For | For | For | ||||
1.11 | Elect William G. Ward, Sr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Omnibus Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
CareFusion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip L. Francis | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
CenterPoint Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNP | CUSIP 15189T107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Milton Carroll | Mgmt | For | For | For | ||||
2 | Elect Michael P. Johnson | Mgmt | For | For | For | ||||
3 | Elect Janiece M. Longoria | Mgmt | For | For | For | ||||
4 | Elect David M. McClanahan | Mgmt | For | For | For | ||||
5 | Elect Susan O. Rheney | Mgmt | For | For | For | ||||
6 | Elect R. A. Walker | Mgmt | For | For | For | ||||
7 | Elect Peter S. Wareing | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | ||||
2 | Elect Stephen J. Hagge | Mgmt | For | For | For | ||||
3 | Elect Edward A. Schmitt | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chefs' Warehouse Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHEF | CUSIP 163086101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominick Cerbone | Mgmt | For | For | For | ||||
1.2 | Elect John A. Couri | Mgmt | For | For | For | ||||
1.3 | Elect Joseph M. Cugine | Mgmt | For | For | For | ||||
1.4 | Elect Alan C. Guarino | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Hanson | Mgmt | For | For | For | ||||
1.6 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.7 | Elect John Pappas | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CNH Global N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNH | CUSIP N20935206 | 12/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Special Dividend | Mgmt | For | For | For | ||||
3 | Transfer of Reserves | Mgmt | For | For | For | ||||
4 | Compensation of Special Committee | Mgmt | For | For | For | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Community Health Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYH | CUSIP 203668108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Larry Cash | Mgmt | For | For | For | ||||
2 | Elect John A. Clerico | Mgmt | For | For | For | ||||
3 | Elect James S. Ely III | Mgmt | For | For | For | ||||
4 | Elect John A. Fry | Mgmt | For | For | For | ||||
5 | Elect William N. Jennings | Mgmt | For | For | For | ||||
6 | Elect Julia B. North | Mgmt | For | For | For | ||||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | ||||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLW | CUSIP 219350105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Seely Brown | Mgmt | For | For | For | ||||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||||
4 | Elect Richard T. Clark | Mgmt | For | For | For | ||||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | ||||
6 | Elect James B. Flaws | Mgmt | For | For | For | ||||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | ||||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | ||||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | ||||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||||
1.2 | Elect William Gates | Mgmt | For | For | For | ||||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | ||||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Adams | Mgmt | For | For | For | ||||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Moffett | Mgmt | For | For | For | ||||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repurchase of Shares | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Heinrich | Mgmt | For | For | For | ||||
2 | Elect R. David Hoover | Mgmt | For | For | For | ||||
3 | Elect John Hunter III | Mgmt | For | For | For | ||||
4 | Elect John Klein | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP G3157S106 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Francis S Kalman | Mgmt | For | For | For | ||||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | ||||
3 | Elect Mary Francis | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
9 | Accounts and Reports | Mgmt | For | For | For | ||||
10 | Repeal of Classified Board | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
ExactTarget Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ET | CUSIP 30064K105 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julie M.B. Bradley | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Maxwell | Mgmt | For | For | For | ||||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Expedia Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPE | CUSIP 30212P303 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | ||||
1.10 | Elect José Antonio Tazón Garcia | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | 2013 Employee Stock Plan and 2013 International Employee Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | ||||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | ||||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | ||||
1.7 | Elect William J. Post | Mgmt | For | For | For | ||||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Flowserve Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLS | CUSIP 34354P105 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gayla J. Delly | Mgmt | For | For | For | ||||
1.2 | Elect Rick J. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Charles M. Rampacek | Mgmt | For | For | For | ||||
1.4 | Elect William C. Rusnack | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLR | CUSIP 343412102 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter K. Barker | Mgmt | For | Against | Against | ||||
2 | Elect Alan M. Bennett | Mgmt | For | Against | Against | ||||
3 | Elect Rosemary T. Berkery | Mgmt | For | Against | Against | ||||
4 | Elect James T. Hackett | Mgmt | For | Against | Against | ||||
5 | Elect Kent Kresa | Mgmt | For | Against | Against | ||||
6 | Elect Dean R. O'Hare | Mgmt | For | Against | Against | ||||
7 | Elect Armando J. Olivera | Mgmt | For | Against | Against | ||||
8 | Elect David T. Seaton | Mgmt | For | Against | Against | ||||
9 | Elect Nader H. Sultan | Mgmt | For | Against | Against | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Foot Locker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FL | CUSIP 344849104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ken C. Hicks | Mgmt | For | For | For | ||||
1.2 | Elect Guillermo G. Marmol | Mgmt | For | For | For | ||||
1.3 | Elect Dona D. Young | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Clark | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2013 Employees Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William W. Helman IV | Mgmt | For | For | For | ||||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
12 | Elect Alan Mulally | Mgmt | For | For | For | ||||
13 | Elect Homer A. Neal | Mgmt | For | For | For | ||||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
15 | Elect John L. Thornton | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Gannett Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCI | CUSIP 364730101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John E. Cody | Mgmt | For | For | For | ||||
2 | Elect Howard D Elias | Mgmt | For | For | For | ||||
3 | Elect John J. Louis | Mgmt | For | For | For | ||||
4 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
5 | Elect Gracia C. Martore | Mgmt | For | For | For | ||||
6 | Elect Scott K McCune | Mgmt | For | For | For | ||||
7 | Elect Duncan M. McFarland | Mgmt | For | For | For | ||||
8 | Elect Susan Ness | Mgmt | For | For | For | ||||
9 | Elect Neal Shapiro | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Gap Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPS | CUSIP 364760108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||||
2 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
3 | Elect Robert J. Fisher | Mgmt | For | For | For | ||||
4 | Elect William S. Fisher | Mgmt | For | For | For | ||||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | ||||
6 | Elect Bob L. Martin | Mgmt | For | For | For | ||||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
8 | Elect Glenn K. Murphy | Mgmt | For | For | For | ||||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
10 | Elect Katherine Tsang | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect William W. George | Mgmt | For | For | For | ||||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartford Financial Services Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam E. McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
HCA Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCA | CUSIP 40412C101 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard M. Bracken | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. Milton Johnson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John P. Connaughton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Freeman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Thomas F. Frist, III | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William R. Frist | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Christopher R. Gordon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Jay O. Light | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Geoffrey G. Meyers | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Michael W. Michelson | Mgmt | For | Withhold | Against | ||||
1.11 | Elect James C. Momtazee | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Stephen G. Pagliuca | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Wayne J. Riley | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Herbalife Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLF | CUSIP G4412G101 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||||
1.2 | Elect Keith Cozza | Mgmt | For | For | For | ||||
1.3 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Richard P. Bermingham | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey T. Dunn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rodney Chase | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Harvey Golub | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Karl Kurz | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect David McManus | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Marshall Smith | Mgmt | N/A | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
4 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | N/A | TNA | N/A | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | TNA | N/A | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | N/A | TNA | N/A | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Kevin Meyers | Mgmt | For | For | For | ||||
1.3 | Elect Frederic Reynolds | Mgmt | For | For | For | ||||
1.4 | Elect William Schrader | Mgmt | For | For | For | ||||
1.5 | Elect Mark Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | Against | For | Against | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond. Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Huntsman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ignite Restaurant Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRG | CUSIP 451730105 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Zane Leshner | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph N. Stein | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | ||||
2 | Elect John G. Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | ||||
6 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
7 | Elect Michael Lamach | Mgmt | For | For | For | ||||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | ||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | ||||
10 | Elect John P. Surma | Mgmt | For | For | For | ||||
11 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
12 | Elect Tony L. White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | ||||
16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | ||||
17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | ||||
18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | ||||
19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | ||||
Ingredion Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGR | CUSIP 457187102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard J. Almeida | Mgmt | For | For | For | ||||
2 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | ||||
3 | Elect David B. Fischer | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Paul Hanrahan | Mgmt | For | For | For | ||||
6 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||||
7 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||||
8 | Elect Barbara A. Klein | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||||
6 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | ||||
8 | Elect John F. Turner | Mgmt | For | For | For | ||||
9 | Elect William G. Walter | Mgmt | For | For | For | ||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Right to Act by Written Consent | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Iridium Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRDM | CUSIP 46269C102 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | ||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | ||||
1.3 | Elect Thomas C. Canfield | Mgmt | For | For | For | ||||
1.4 | Elect Peter M. Dawkins | Mgmt | For | For | For | ||||
1.5 | Elect Matthew J. Desch | Mgmt | For | For | For | ||||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | ||||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | ||||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | ||||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jazz Pharmaceuticals Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZZ | CUSIP G50871105 | 07/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth O'Keefe | Mgmt | For | For | For | ||||
2 | Elect Alan Sebulsky | Mgmt | For | For | For | ||||
3 | Elect Catherine Sohn | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Kimberly-Clark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John R. Alm | Mgmt | For | For | For | ||||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David B. Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | ||||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect James A. Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lear Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEA | CUSIP 521865204 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas P. Capo | Mgmt | For | For | For | ||||
2 | Elect Jonathan F. Foster | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | ||||
4 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | ||||
5 | Elect Donald L. Runkle | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Simoncini | Mgmt | For | For | For | ||||
7 | Elect Gregory C. Smith | Mgmt | For | For | For | ||||
8 | Elect Henry D. G. Wallace | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Leggett & Platt, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEG | CUSIP 524660107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | ||||
2 | Elect Ralph W. Clark | Mgmt | For | For | For | ||||
3 | Elect Robert G. Culp, III | Mgmt | For | For | For | ||||
4 | Elect Robert Ted Enloe, III | Mgmt | For | For | For | ||||
5 | Elect Richard T. Fisher | Mgmt | For | For | For | ||||
6 | Elect Matthew C. Flanigan | Mgmt | For | For | For | ||||
7 | Elect Karl G. Glassman | Mgmt | For | For | For | ||||
8 | Elect David S. Haffner | Mgmt | For | For | For | ||||
9 | Elect Joseph W. McClanathan | Mgmt | For | For | For | ||||
10 | Elect Judy C. Odom | Mgmt | For | For | For | ||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Lincoln National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNC | CUSIP 534187109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William J. Avery | Mgmt | For | For | For | ||||
2 | Elect William H. Cunningham | Mgmt | For | For | For | ||||
3 | Elect William P. Payne | Mgmt | For | For | For | ||||
4 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Magna International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MG | CUSIP 559222401 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Bonham | Mgmt | For | For | For | ||||
1.2 | Elect Peter G. Bowie | Mgmt | For | For | For | ||||
1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | ||||
1.4 | Elect V. Peter Harder | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Judge | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||||
1.7 | Elect Donald J. Walker | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence Worrall | Mgmt | For | For | For | ||||
1.9 | Elect William Young | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Manning & Napier Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MN | CUSIP 56382Q102 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Manning | Mgmt | For | For | For | ||||
1.2 | Elect B. Reuben Auspitz | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Barbara Goodstein | Mgmt | For | For | For | ||||
1.5 | Elect Richard M. Hurwitz | Mgmt | For | For | For | ||||
1.6 | Elect Edward J. Pettinella | Mgmt | For | For | For | ||||
1.7 | Elect Robert M. Zak | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Masco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAS | CUSIP 574599106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis W. Archer | Mgmt | For | For | For | ||||
2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||||
3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Approval of Performance Metrics under the 2005 Long Term Stock Incentive Plan | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||||
3 | Elect John M. Keane | Mgmt | For | For | For | ||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
7 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MetroPCS Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCS | CUSIP 591708102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Recapitalization | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Director Designation Agreement | Mgmt | For | For | For | ||||
5 | Director Removal | Mgmt | For | For | For | ||||
6 | Deutsche Telekom Approvals | Mgmt | For | For | For | ||||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
8 | Action by Written Consent | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | ||||
10 | Exclusive Forum Provision | Mgmt | For | For | For | ||||
11 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Mohawk Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHK | CUSIP 608190104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Fiedler | Mgmt | For | For | For | ||||
1.2 | Elect W. Christopher Wellborn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Murphy Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MUR | CUSIP 626717102 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank W. Blue | Mgmt | For | For | For | ||||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | ||||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||||
4 | Elect Robert A. Hermes | Mgmt | For | For | For | ||||
5 | Elect James V. Kelley | Mgmt | For | For | For | ||||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | ||||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | ||||
8 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||||
9 | Elect Neal E. Schmale | Mgmt | For | For | For | ||||
10 | Elect David J. H. Smith | Mgmt | For | For | For | ||||
11 | Elect Caroline G. Theus | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nabors Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Crane | Mgmt | For | For | For | ||||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | ||||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | ||||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
National Bank Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | ||||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | ||||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | ||||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | ||||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Newell Rubbermaid, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | ||||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||||
4 | Elect Michael B. Polk | Mgmt | For | For | For | ||||
5 | Elect Michael A. Todman | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 11/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Change in Board Size | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens-Illinois, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OI | CUSIP 690768403 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | ||||
1.2 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | ||||
1.3 | Elect Dennis K. Williams | Mgmt | For | For | For | ||||
1.4 | Elect Thomas L. Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Petsmart, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETM | CUSIP 716768106 | 06/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angel Cabrera | Mgmt | For | For | For | ||||
2 | Elect Rita V. Foley | Mgmt | For | For | For | ||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | ||||
6 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
7 | Elect Robert F. Moran | Mgmt | For | For | For | ||||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | ||||
9 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phillips 66 | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Post Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POST | CUSIP 737446104 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Curl | Mgmt | For | For | For | ||||
1.2 | Elect William Danforth | Mgmt | For | For | For | ||||
1.3 | Elect David Skarie | Mgmt | For | For | For | ||||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
PPG Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPG | CUSIP 693506107 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James G. Berges | Mgmt | For | For | For | ||||
1.2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas J. Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||||
5 | Elect James G. Cullen | Mgmt | For | For | For | ||||
6 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark B. Grier | Mgmt | For | For | For | ||||
8 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine A. Poon | Mgmt | For | For | For | ||||
12 | Elect John R. Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James A. Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Public Service Enterprise Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEG | CUSIP 744573106 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | ||||
2 | Elect William V. Hickey | Mgmt | For | For | For | ||||
3 | Elect Ralph Izzo | Mgmt | For | For | For | ||||
4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
5 | Elect David Lilley | Mgmt | For | For | For | ||||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | ||||
8 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
9 | Elect Susan Tomasky | Mgmt | For | For | For | ||||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Red Robin Gourmet Burgers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRGB | CUSIP 75689M101 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Aiken | Mgmt | For | For | For | ||||
2 | Elect Lloyd L. Hill | Mgmt | For | For | For | ||||
3 | Elect Richard J. Howell | Mgmt | For | For | For | ||||
4 | Elect Glenn B. Kaufman | Mgmt | For | For | For | ||||
5 | Elect Stuart I. Oran | Mgmt | For | For | For | ||||
6 | Elect James T. Rothe | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Royal Caribbean Cruises Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCL | CUSIP V7780T103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William L. Kimsey | Mgmt | For | For | For | ||||
2 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||||
3 | Elect Bernt Reitan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CUSIP 80105N105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
9 | Greenshoe | Mgmt | For | For | For | ||||
10 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Snap-on Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNA | CUSIP 833034101 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John F. Fiedler | Mgmt | For | For | For | ||||
2 | Elect James P. Holden | Mgmt | For | For | For | ||||
3 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||||
4 | Elect Edward H. Rensi | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Southwest Airlines Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||||
5 | Elect John G. Denison | Mgmt | For | For | For | ||||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||||
8 | Elect John T. Montford | Mgmt | For | For | For | ||||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Srikant M. Datar | Mgmt | For | Against | Against | ||||
3 | Elect Roch Doliveux | Mgmt | For | Against | Against | ||||
4 | Elect Louis L. Francesconi | Mgmt | For | Against | Against | ||||
5 | Elect Allan C. Golston | Mgmt | For | Against | Against | ||||
6 | Elect Howard L. Lance | Mgmt | For | Against | Against | ||||
7 | Elect Kevin A. Lobo | Mgmt | For | Against | Against | ||||
8 | Elect William U. Parfet | Mgmt | For | Against | Against | ||||
9 | Elect Ronda E. Stryker | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Symantec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYMC | CUSIP 871503108 | 10/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
2 | Elect Michael Brown | Mgmt | For | For | For | ||||
3 | Elect Frank Dangeard | Mgmt | For | For | For | ||||
4 | Elect Stephen Gillett | Mgmt | For | For | For | ||||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | ||||
6 | Elect David Mahoney | Mgmt | For | For | For | ||||
7 | Elect Robert Miller | Mgmt | For | For | For | ||||
8 | Elect Daniel Schulman | Mgmt | For | For | For | ||||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Target Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | ||||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | ||||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | ||||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | ||||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | ||||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | ||||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | ||||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | ||||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | ||||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | ||||
7 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
9 | Elect John W. Rowe | Mgmt | For | For | For | ||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of Stock Split | Mgmt | For | For | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Hillshire Brands Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Todd Becker | Mgmt | For | For | For | ||||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
10 | Elect James White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | ||||
The Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | ||||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven D. Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John D. Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn A. McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | Mgmt | For | For | For | ||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect William Demchak | Mgmt | For | For | For | ||||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||||
10 | Elect James Rohr | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Travelers Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRV | CUSIP 89417E109 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Beller | Mgmt | For | For | For | ||||
2 | Elect John H. Dasburg | Mgmt | For | For | For | ||||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | ||||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | ||||
8 | Elect William J. Kane | Mgmt | For | For | For | ||||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | ||||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||||
11 | Elect Laurie J. Thomsen | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Authorization of Preferred Stock | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Cable, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carole Black | Mgmt | For | For | For | ||||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||||
4 | Elect David C. Chang | Mgmt | For | For | For | ||||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||||
7 | Elect Donna A. James | Mgmt | For | For | For | ||||
8 | Elect Don Logan | Mgmt | For | For | For | ||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | ||||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John T. Turner | Mgmt | For | For | For | ||||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James D. Yancey | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Trinity Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRN | CUSIP 896522109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John L. Adams | Mgmt | For | For | For | ||||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | ||||
1.4 | Elect Leldon E. Echols | Mgmt | For | For | For | ||||
1.5 | Elect Ronald J. Gafford | Mgmt | For | For | For | ||||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
1.7 | Elect Melendy E. Lovett | Mgmt | For | For | For | ||||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | ||||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | ||||
1.10 | Elect Timothy R. Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
4 | Annual Incentive Plan | Mgmt | For | Abstain | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | ||||
1.2 | Elect John C. Plant | Mgmt | For | For | For | ||||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Union Pacific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||||
13 | Elect James R. Young | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Unisys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIS | CUSIP 909214306 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | ||||
2 | Elect Alison Davis | Mgmt | For | For | For | ||||
3 | Elect Nathaniel A. Davis | Mgmt | For | For | For | ||||
4 | Elect Henry C. Duques | Mgmt | For | For | For | ||||
5 | Elect Matthew J. Espe | Mgmt | For | For | For | ||||
6 | Elect Denise K. Fletcher | Mgmt | For | For | For | ||||
7 | Elect Leslie F. Kenne | Mgmt | For | For | For | ||||
8 | Elect Lee D. Roberts | Mgmt | For | For | For | ||||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | ||||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | ||||
3 | Elect William R. Klesse | Mgmt | For | For | For | ||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | ||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Claypool | Mgmt | For | For | For | ||||
1.2 | Elect Julie H McHugh | Mgmt | For | For | For | ||||
2 | Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | ||||
5 | Elect Michael T. Duke | Mgmt | For | For | For | ||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
11 | Elect Jim C. Walton | Mgmt | For | For | For | ||||
12 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Weyerhaeuser Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WY | CUSIP 962166104 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||||
2 | Elect Mark Emmert | Mgmt | For | For | For | ||||
3 | Elect Daniel Fulton | Mgmt | For | For | For | ||||
4 | Elect John Kieckhefer | Mgmt | For | For | For | ||||
5 | Elect Wayne Murdy | Mgmt | For | For | For | ||||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | ||||
7 | Elect Doyle Simons | Mgmt | For | For | For | ||||
8 | Elect Richard Sinkfield | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Kim Williams | Mgmt | For | For | For | ||||
11 | Elect Charles Williamson | Mgmt | For | For | For | ||||
12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whirlpool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WHR | CUSIP 963320106 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Allen | Mgmt | For | For | For | ||||
2 | Elect Gary DiCamillo | Mgmt | For | For | For | ||||
3 | Elect Diane Dietz | Mgmt | For | For | For | ||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
5 | Elect Michael Johnston | Mgmt | For | For | For | ||||
6 | Elect William Kerr | Mgmt | For | For | For | ||||
7 | Elect John Liu | Mgmt | For | For | For | ||||
8 | Elect Harish Manwani | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Michael Todman | Mgmt | For | For | For | ||||
11 | Elect Michael White | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Omnibus Stock Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
WPP Plc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPPGY | CUSIP 92937A102 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
5 | Elect Colin Day | Mgmt | For | For | For | ||||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | ||||
8 | Elect Philip Lader | Mgmt | For | For | For | ||||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
10 | Elect Mark Read | Mgmt | For | For | For | ||||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||||
19 | Elect Sally Susman | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
4 | Elect William C. Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann N. Reese | Mgmt | For | For | For | ||||
9 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant: | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31/2012 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | ||||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | ||||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | ||||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | ||||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | ||||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | ||||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | ||||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | ||||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | ||||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | ||||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | ||||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | ||||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | ||||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | ||||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | ||||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | ||||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | ||||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | ||||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | ||||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | ||||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | ||||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | ||||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | ||||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | ||||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | ||||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | ||||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | ||||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
6 | Elect Alain Monie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Campus Communities, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACC | CUSIP 024835100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Bayless, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect R.D. Burck | Mgmt | For | For | For | ||||
1.3 | Elect G. Steven Dawson | Mgmt | For | For | For | ||||
1.4 | Elect Cydney Donnell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Lowenthal | Mgmt | For | For | For | ||||
1.6 | Elect Oliver Luck | Mgmt | For | For | For | ||||
1.7 | Elect Winston Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | ||||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | ||||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard L. George | Mgmt | For | For | For | ||||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | ||||
8 | Elect John R. Gordon | Mgmt | For | For | For | ||||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect R. A. Walker | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Aon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AutoZone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sue Gove | Mgmt | For | For | For | ||||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | ||||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | ||||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||||
6 | Elect George Mrkonic | Mgmt | For | For | For | ||||
7 | Elect Luis Nieto | Mgmt | For | For | For | ||||
8 | Elect William Rhodes III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||||
6 | Elect Justine Lien | Mgmt | For | For | For | ||||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||||
4 | Elect David Mackay | Mgmt | For | For | For | ||||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||||
7 | Elect Robert A. Steele | Mgmt | For | For | For | ||||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
Carpenter Technology Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRS | CUSIP 144285103 | 10/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Anderson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Philip Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Wadsworth | Mgmt | For | For | For | ||||
1.4 | Elect William Wulfsohn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Catamaran Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | ||||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | ||||
1.4 | Elect William J. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | ||||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | ||||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
CBRE Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | ||||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | ||||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | ||||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | ||||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | ||||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||||
2 | Elect John E. Klein | Mgmt | For | For | For | ||||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||||
1.2 | Elect William Gates | Mgmt | For | For | For | ||||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | ||||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | ||||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William I. Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Dick's Sporting Goods Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DKS | CUSIP 253393102 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
1.2 | Elect Allen R. Weiss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | ||||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | ||||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | ||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | ||||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | ||||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dresser-Rand Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRC | CUSIP 261608103 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
2 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | ||||
3 | Elect Rita V. Foley | Mgmt | For | For | For | ||||
4 | Elect Louis A. Raspino | Mgmt | For | For | For | ||||
5 | Elect Philip R. Roth | Mgmt | For | For | For | ||||
6 | Elect Stephen A. Snider | Mgmt | For | For | For | ||||
7 | Elect Michael L. Underwood | Mgmt | For | For | For | ||||
8 | Elect Joseph C. Winkler III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | ||||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
5 | Elect Julie F. Holder | Mgmt | For | For | For | ||||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | ||||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Moffett | Mgmt | For | For | For | ||||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repurchase of Shares | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Prothena Spin-Off | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Equity LifeStyle Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELS | CUSIP 29472R108 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Calian | Mgmt | For | For | For | ||||
1.2 | Elect David Contis | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Dobrowski | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Heneghan | Mgmt | For | For | For | ||||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | ||||
1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | ||||
1.7 | Elect Howard Walker | Mgmt | For | For | For | ||||
1.8 | Elect Gary Waterman | Mgmt | For | For | For | ||||
1.9 | Elect William Young | Mgmt | For | For | For | ||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Facebook, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
GSE Holding Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSE | CUSIP 36191X100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark C. Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Michael G. Evans | Mgmt | For | For | For | ||||
1.3 | Elect Marcus J. George | Mgmt | For | For | For | ||||
1.4 | Elect Robert C. Griffin | Mgmt | For | For | For | ||||
1.5 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||||
1.6 | Elect Charles A. Sorrentino | Mgmt | For | For | For | ||||
1.7 | Elect Craig A. Steinke | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
H.B. Fuller Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUL | CUSIP 359694106 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dante C. Parrini | Mgmt | For | For | For | ||||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James J. Owens | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Master Incentive Plan | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
HomeAway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | ||||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | ||||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
HSN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSNI | CUSIP 404303109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Costello | Mgmt | For | For | For | ||||
1.2 | Elect James M. Follo | Mgmt | For | For | For | ||||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | ||||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Ann Sarnoff | Mgmt | For | For | For | ||||
1.9 | Elect Courtnee Ulrich | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Infoblox Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLOX | CUSIP 45672H104 | 12/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Laura Conigliaro | Mgmt | For | For | For | ||||
1.2 | Elect Fred Gerson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Informatica Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INFA | CUSIP 45666Q102 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Garrett | Mgmt | For | For | For | ||||
2 | Elect Gerald D. Held | Mgmt | For | For | For | ||||
3 | Elect Charles J. Robel | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Interxion Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | ||||
3 | Elect John C. Baker | Mgmt | For | Against | Against | ||||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | ||||
5 | Elect David Ruberg | Mgmt | For | Against | Against | ||||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | ||||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iridium Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRDM | CUSIP 46269C102 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | ||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | ||||
1.3 | Elect Thomas C. Canfield | Mgmt | For | For | For | ||||
1.4 | Elect Peter M. Dawkins | Mgmt | For | For | For | ||||
1.5 | Elect Matthew J. Desch | Mgmt | For | For | For | ||||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | ||||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | ||||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | ||||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Japan Tobacco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Kirby Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEX | CUSIP 497266106 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Sean Day | Mgmt | For | Against | Against | ||||
2 | Elect William M. Lamont, Jr. | Mgmt | For | For | For | ||||
3 | Elect William M. Waterman | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | ||||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||||
10 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
11 | Elect Robert S. Singer | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 09/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polaris Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PII | CUSIP 731068102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian C. Cornell | Mgmt | For | For | For | ||||
1.2 | Elect Bernd F. Kessler | Mgmt | For | For | For | ||||
1.3 | Elect Scott W. Wine | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Prothena Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRTA | CUSIP G72800108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lars Ekman | Mgmt | For | Against | Against | ||||
2 | Elect Christopher S. Henney | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
6 | Elect Rob Devey | Mgmt | For | For | For | ||||
7 | Elect John W. Foley | Mgmt | For | For | For | ||||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marye Anne Fox | Mgmt | For | For | For | ||||
2 | Elect Donald Livingstone | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Rexel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | ||||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | ||||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | ||||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | ||||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | ||||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
21 | Amend Article 23 | Mgmt | For | Against | Against | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Shire Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CUSIP 82481R106 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William M. Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
9 | Elect Anne Minto | Mgmt | For | For | For | ||||
10 | Elect David M. Stout | Mgmt | For | For | For | ||||
11 | Elect Steven Gillis | Mgmt | For | For | For | ||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
SS&C Technologies Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSNC | CUSIP 78467J100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Stone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||||
6 | Elect Olden Lee | Mgmt | For | For | For | ||||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||||
9 | Elect Clara Shih | Mgmt | For | For | For | ||||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
SXC Health Solutions Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SXCI | CUSIP 78505P100 | 07/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter T. Beach | Mgmt | For | For | For | ||||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William H. Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect John C. Chrystal | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Hershey Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSY | CUSIP 427866108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | ||||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||||
1.6 | Elect James M. Mead | Mgmt | For | For | For | ||||
1.7 | Elect James E. Nevels | Mgmt | For | For | For | ||||
1.8 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||||
1.9 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||||
1.10 | Elect David L. Shedlarz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Hillshire Brands Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Todd Becker | Mgmt | For | For | For | ||||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
10 | Elect James White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John M. Ballbach | Mgmt | For | For | For | ||||
1.2 | Elect Phillip R. Cox | Mgmt | For | For | For | ||||
1.3 | Elect Diane C. Creel | Mgmt | For | For | For | ||||
1.4 | Elect James W. Griffith | Mgmt | For | For | For | ||||
1.5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | ||||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | ||||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Ward J. Timken | Mgmt | For | For | For | ||||
1.11 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Jacqueline F. Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Amendment to Regulations to Reduce Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Steel Business | Mgmt | Against | For | Against | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Thermon Group Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THR | CUSIP 88362T103 | 08/02/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rodney Bingham | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Marcus George | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Richard Goodrich | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Kevin McGinty | Mgmt | For | TNA | N/A | ||||
1.5 | Elect John Nesser, III | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Michael Press | Mgmt | For | TNA | N/A | ||||
1.7 | Elect Stephen Snider | Mgmt | For | TNA | N/A | ||||
1.8 | Elect Charles Sorrentino | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | ||||
5 | 2012 Short-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | ||||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John T. Turner | Mgmt | For | For | For | ||||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James D. Yancey | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Trimas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | ||||
1.2 | Elect John C. Plant | Mgmt | For | For | For | ||||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
UMB Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UMBF | CUSIP 902788108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | ||||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | ||||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | ||||
1.6 | Elect Alexander C. Kemper | Mgmt | For | For | For | ||||
1.7 | Elect J. Mariner Kemper | Mgmt | For | For | For | ||||
1.8 | Elect Kris A. Robbins | Mgmt | For | For | For | ||||
1.9 | Elect Thomas D. Sanders | Mgmt | For | For | For | ||||
1.10 | Elect L. Joshua Sosland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Verint Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRNT | CUSIP 92343X100 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | ||||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | ||||
1.3 | Elect John Egan | Mgmt | For | For | For | ||||
1.4 | Elect Larry Myers | Mgmt | For | For | For | ||||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | ||||
1.6 | Elect Howard Safir | Mgmt | For | For | For | ||||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verisk Analytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | ||||
5 | Elect David J. Butters | Mgmt | For | For | For | ||||
6 | Elect John D. Gass | Mgmt | For | For | For | ||||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | ||||
8 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | ||||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | ||||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | ||||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Westinghouse Air Brake Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | ||||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | ||||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whole Foods Market, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | ||||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | ||||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | ||||
1.6 | Elect Walter Robb | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | ||||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | ||||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | ||||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | ||||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xilinx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||||
3 | Elect John Doyle | Mgmt | For | For | For | ||||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Yandex N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | ||||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | ||||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Amendment to Articles | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Alere Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALR | CUSIP 01449J105 | 07/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carol Goldberg | Mgmt | For | For | For | ||||
1.2 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Ron Zwanziger | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
4 | Approval of Option Grants to Executive Officers | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lars Ekman | Mgmt | For | For | For | ||||
2 | Elect Carl Gordon | Mgmt | For | For | For | ||||
3 | Elect Jan van Heek | Mgmt | For | For | For | ||||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Remuneration Report | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William F. Borne | Mgmt | For | For | For | ||||
1.2 | Elect Linda J. Hall | Mgmt | For | For | For | ||||
1.3 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.4 | Elect Jake L. Netterville | Mgmt | For | For | For | ||||
1.5 | Elect David R. Pitts | Mgmt | For | For | For | ||||
1.6 | Elect Peter Ricchuiti | Mgmt | For | For | For | ||||
1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of the Material Terms under the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | ||||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | ||||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | ||||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | ||||
9 | Elect William H. Turner | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | ||||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | ||||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Axiall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | ||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | ||||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | ||||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | ||||
8 | Elect William L. Mansfield | Mgmt | For | For | For | ||||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | ||||
10 | Elect Robert Ripp | Mgmt | For | For | For | ||||
11 | Elect David N. Weinstein | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John A. Allison IV | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jennifer S. Banner | Mgmt | For | Withhold | Against | ||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Anna R. Cablik | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Ronald E. Deal | Mgmt | For | Withhold | Against | ||||
1.6 | Elect James A. Faulkner | Mgmt | For | Withhold | Against | ||||
1.7 | Elect I. Patricia Henry | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John P. Howe III | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Eric C. Kendrick | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Kelly S. King | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Louis B. Lynn | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Edward C. Milligan | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Charles A. Patton | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Nido R. Qubein | Mgmt | For | Withhold | Against | ||||
1.15 | Elect Tollie W. Rich, Jr. | Mgmt | For | Withhold | Against | ||||
1.16 | Elect Thomas E. Skains | Mgmt | For | Withhold | Against | ||||
1.17 | Elect Thomas N. Thompson | Mgmt | For | Withhold | Against | ||||
1.18 | Elect Edwin H. Welch Ph.D. | Mgmt | For | Withhold | Against | ||||
1.19 | Elect Stephen T. Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Terms of Preferred Stock | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||||
4 | Elect David Mackay | Mgmt | For | For | For | ||||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||||
7 | Elect Robert A. Steele | Mgmt | For | For | For | ||||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Best Buy Co. Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | ||||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | ||||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | ||||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | ||||
6 | Elect Hubert Joly | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
C&J Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CJES | CUSIP 12467B106 | 05/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joshua E. Comstock | Mgmt | For | For | For | ||||
1.2 | Elect Randall C. McMullen, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Darren M. Friedman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Roemer | Mgmt | For | For | For | ||||
1.5 | Elect H.H. Wommack, III | Mgmt | For | For | For | ||||
1.6 | Elect C. James Stewart, III | Mgmt | For | For | For | ||||
1.7 | Elect Adrianna Ma | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
CareFusion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip L. Francis | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John D. Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | ||||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Cordani | Mgmt | For | For | For | ||||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/07/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph A. Carrabba | Mgmt | For | TNA | N/A | ||||
2 | Elect Susan M. Cunningham | Mgmt | For | TNA | N/A | ||||
3 | Elect Barry J. Eldridge | Mgmt | For | TNA | N/A | ||||
4 | Elect Andres R. Gluski | Mgmt | For | TNA | N/A | ||||
5 | Elect Susan M. Green | Mgmt | For | TNA | N/A | ||||
6 | Elect Janice K. Henry | Mgmt | For | TNA | N/A | ||||
7 | Elect James Kirsch | Mgmt | For | TNA | N/A | ||||
8 | Elect Francis R. McAllister | Mgmt | For | TNA | N/A | ||||
9 | Elect Richard K. Riederer | Mgmt | For | TNA | N/A | ||||
10 | Elect Timothy W. Sullivan | Mgmt | For | TNA | N/A | ||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | ||||
12 | Elimination of Cumulative Voting | Mgmt | For | TNA | N/A | ||||
13 | Amend the Regulations Without Shareholder Approval | Mgmt | For | TNA | N/A | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Adams | Mgmt | For | For | For | ||||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
E TRADE Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul T. Idzik | Mgmt | For | For | For | ||||
2 | Elect Frederick W. Kanner | Mgmt | For | For | For | ||||
3 | Elect James Lam | Mgmt | For | For | For | ||||
4 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
5 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Sclafani | Mgmt | For | For | For | ||||
7 | Elect Joseph M. Velli | Mgmt | For | For | For | ||||
8 | Elect Donna L. Weaver | Mgmt | For | For | For | ||||
9 | Elect Stephen H. Willard | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Electronics For Imaging, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFII | CUSIP 286082102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Brown | Mgmt | For | For | For | ||||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | ||||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.5 | Elect Richard A. Kashnow | Mgmt | For | For | For | ||||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Equity Incentive Award Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Michael Goodrich | Mgmt | For | For | For | ||||
1.2 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.3 | Elect Frances Powell Hawes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Esterline Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESL | CUSIP 297425100 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul V. Haack | Mgmt | For | For | For | ||||
2 | Elect Scott E. Kuechle | Mgmt | For | For | For | ||||
3 | Elect R. Bradley Lawrence | Mgmt | For | For | For | ||||
4 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Carter | Mgmt | For | For | For | ||||
2 | Elect John C. Compton | Mgmt | For | For | For | ||||
3 | Elect Mark A. Emkes | Mgmt | For | For | For | ||||
4 | Elect Corydon J. Gilchrist | Mgmt | For | For | For | ||||
5 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott M. Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki R. Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin V. Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Gamestop Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GME | CUSIP 36467W109 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerome L. Davis | Mgmt | For | For | For | ||||
2 | Elect R. Richard Fontaine | Mgmt | For | For | For | ||||
3 | Elect Steven R. Koonin | Mgmt | For | For | For | ||||
4 | Elect Stephanie M. Shern | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | ||||
Garmin Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRMN | CUSIP H2906T109 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph J. Hartnett | Mgmt | For | For | For | ||||
2 | Elect Thomas P. Poberezny | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||||
1.5 | Elect Thomas D. Hyde | Mgmt | For | For | For | ||||
1.6 | Elect James A. Mitchell | Mgmt | For | For | For | ||||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | ||||
1.8 | Elect John J. Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda H. Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert H. West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartford Financial Services Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam E. McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hercules Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HERO | CUSIP 427093109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.3 | Elect Thierry Pilenko | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Joy Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOY | CUSIP 481165108 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven L. Gerard | Mgmt | For | For | For | ||||
1.2 | Elect John T. Gremp | Mgmt | For | For | For | ||||
1.3 | Elect John N. Hanson | Mgmt | For | For | For | ||||
1.4 | Elect Gale E. Klappa | Mgmt | For | For | For | ||||
1.5 | Elect Richard B. Loynd | Mgmt | For | For | For | ||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | ||||
1.7 | Elect Michael W. Sutherlin | Mgmt | For | For | For | ||||
1.8 | Elect James H. Tate | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | ||||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | ||||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
4 | Elect William F. Owens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David B. Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | ||||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect James A. Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LeapFrog Enterprises, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LF | CUSIP 52186N106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Barbour | Mgmt | For | For | For | ||||
1.2 | Elect William B. Chiasson | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Kalinske | Mgmt | For | For | For | ||||
1.4 | Elect Stanley E. Maron | Mgmt | For | For | For | ||||
1.5 | Elect E. Stanton McKee, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Theodore R. Mitchell | Mgmt | For | For | For | ||||
1.7 | Elect Randy O. Rissman | Mgmt | For | For | For | ||||
1.8 | Elect Caden Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mattel, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAT | CUSIP 577081102 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | ||||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | ||||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
4 | Elect Dominic Ng | Mgmt | For | For | For | ||||
5 | Elect Vasant M. Prabhu | Mgmt | For | For | For | ||||
6 | Elect Andrea L. Rich | Mgmt | For | For | For | ||||
7 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||||
9 | Elect Bryan G. Stockton | Mgmt | For | For | For | ||||
10 | Elect Dirk Van de Put | Mgmt | For | For | For | ||||
11 | Elect Kathy White Loyd | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
McDermott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | ||||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | ||||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | ||||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | ||||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | ||||
1.8 | Elect David A. Trice | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mednax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MD | CUSIP 58502B106 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | ||||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | ||||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | ||||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | ||||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | ||||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | ||||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | ||||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Merit Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMSI | CUSIP 589889104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard W. Edelman | Mgmt | For | For | For | ||||
1.2 | Elect Michael E. Stillabower | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nabors Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Crane | Mgmt | For | For | For | ||||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | ||||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | ||||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Navistar International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles E. Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert C. Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred E. Festa | Mgmt | For | For | For | ||||
6 | Elect Ed Grier | Mgmt | For | For | For | ||||
7 | Elect Manuel H. Johnson | Mgmt | For | For | For | ||||
8 | Elect Mel Martinez | Mgmt | For | For | For | ||||
9 | Elect William A. Moran | Mgmt | For | For | For | ||||
10 | Elect David A. Preiser | Mgmt | For | For | For | ||||
11 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | ||||
13 | Elect Paul W. Whetsell | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
OfficeMax Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMX | CUSIP 67622P101 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | ||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | ||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
4 | Elect V. James Marino | Mgmt | For | For | For | ||||
5 | Elect William J. Montgoris | Mgmt | For | For | For | ||||
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | ||||
7 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | ||||
8 | Elect David M. Szymanski | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the 2003 OfficeMax Incentive and Performance Plan | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
PSS World Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSSI | CUSIP 69366A100 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Crowe | Mgmt | For | For | For | ||||
2 | Elect A. Hugh Greene | Mgmt | For | For | For | ||||
3 | Elect Steven Halverson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Raymond James Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RJF | CUSIP 754730109 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shelley Broader | Mgmt | For | For | For | ||||
2 | Elect Francis Godbold | Mgmt | For | For | For | ||||
3 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | ||||
4 | Elect Chet Helck | Mgmt | For | For | For | ||||
5 | Elect Thomas James | Mgmt | For | For | For | ||||
6 | Elect Gordon Johnson | Mgmt | For | For | For | ||||
7 | Elect Paul Reilly | Mgmt | For | For | For | ||||
8 | Elect Robert Saltzman | Mgmt | For | For | For | ||||
9 | Elect Hardwick Simmons | Mgmt | For | For | For | ||||
10 | Elect Susan Story | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Regal Entertainment Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGC | CUSIP 758766109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect David H. Keyte | Mgmt | For | For | For | ||||
1.3 | Elect Amy E. Miles | Mgmt | For | For | For | ||||
1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Annual Executive Incentive Program and 2002 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect William V. Hickey | Mgmt | For | For | For | ||||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | ||||
8 | Elect William J. Marino | Mgmt | For | For | For | ||||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Silgan Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLGN | CUSIP 827048109 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Philip Silver | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William C. Jennings | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Snap-on Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNA | CUSIP 833034101 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John F. Fiedler | Mgmt | For | For | For | ||||
2 | Elect James P. Holden | Mgmt | For | For | For | ||||
3 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||||
4 | Elect Edward H. Rensi | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Gass | Mgmt | For | For | For | ||||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STLD | CUSIP 858119100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | ||||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John C. Bates | Mgmt | For | For | For | ||||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | ||||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | ||||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | ||||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | ||||
1.10 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||||
1.11 | Elect James A. Tretheway | Mgmt | For | For | For | ||||
2 | 2013 Executive Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Suntrust Banks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STI | CUSIP 867914103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
2 | Elect Alston D. Correll | Mgmt | For | For | For | ||||
3 | Elect Jeffrey C. Crowe | Mgmt | For | For | For | ||||
4 | Elect David H. Hughes | Mgmt | For | For | For | ||||
5 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||||
6 | Elect Kyle P. Legg | Mgmt | For | For | For | ||||
7 | Elect William A. Linnenbringer | Mgmt | For | For | For | ||||
8 | Elect Donna S. Morea | Mgmt | For | For | For | ||||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||||
10 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||||
11 | Elect Frank W. Scruggs | Mgmt | For | For | For | ||||
12 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||||
13 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | ||||
1.2 | Elect Bruce H. Vincent | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tenet Healthcare Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THC | CUSIP 88033G407 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Bush | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Brenda Gaines | Mgmt | For | For | For | ||||
4 | Elect Karen Garrison | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect J. Robert Kerrey | Mgmt | For | For | For | ||||
7 | Elect Richard Pettingill | Mgmt | For | For | For | ||||
8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | ||||
9 | Elect James Unruh | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tenneco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEN | CUSIP 880349105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Freyman | Mgmt | For | For | For | ||||
2 | Elect Dennis Letham | Mgmt | For | For | For | ||||
3 | Elect Hari Nair | Mgmt | For | For | For | ||||
4 | Elect Roger Porter | Mgmt | For | For | For | ||||
5 | Elect David Price, Jr. | Mgmt | For | For | For | ||||
6 | Elect Gregg Sherrill | Mgmt | For | For | For | ||||
7 | Elect Paul Stecko | Mgmt | For | For | For | ||||
8 | Elect Jane Warner | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter T. Beach | Mgmt | For | For | For | ||||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William H. Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect John C. Chrystal | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | ||||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John T. Turner | Mgmt | For | For | For | ||||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James D. Yancey | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tronox Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | ||||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | ||||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | ||||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | ||||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
UMB Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UMBF | CUSIP 902788108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | ||||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | ||||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | ||||
1.6 | Elect Alexander C. Kemper | Mgmt | For | For | For | ||||
1.7 | Elect J. Mariner Kemper | Mgmt | For | For | For | ||||
1.8 | Elect Kris A. Robbins | Mgmt | For | For | For | ||||
1.9 | Elect Thomas D. Sanders | Mgmt | For | For | For | ||||
1.10 | Elect L. Joshua Sosland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Claypool | Mgmt | For | For | For | ||||
1.2 | Elect Julie H McHugh | Mgmt | For | For | For | ||||
2 | Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | ||||
5 | Elect David J. Butters | Mgmt | For | For | For | ||||
6 | Elect John D. Gass | Mgmt | For | For | For | ||||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | ||||
8 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | ||||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | ||||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | ||||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joel S. Becker | Mgmt | For | For | For | ||||
2 | Elect David A. Coulter | Mgmt | For | For | For | ||||
3 | Elect Robert A. Finkenzeller | Mgmt | For | For | For | ||||
4 | Elect Laurence C. Morse | Mgmt | For | For | For | ||||
5 | Elect Mark Pettie | Mgmt | For | For | For | ||||
6 | Elect Charles W. Shivery | Mgmt | For | For | For | ||||
7 | Elect James C. Smith | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Renewal of the Qualified Performance-Based Compensation Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wellcare Health Plans, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCG | CUSIP 94946T106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol J. Burt | Mgmt | For | For | For | ||||
2 | Elect Roel C. Campos | Mgmt | For | For | For | ||||
3 | Elect Alec Cunningham | Mgmt | For | For | For | ||||
4 | Elect David J. Gallitano | Mgmt | For | For | For | ||||
5 | Elect D. Robert Graham | Mgmt | For | For | For | ||||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | ||||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | ||||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | ||||
9 | Elect William L. Trubeck | Mgmt | For | For | For | ||||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | ||||
11 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Westinghouse Air Brake Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | ||||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | ||||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
4 | Elect William C. Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann N. Reese | Mgmt | For | For | For | ||||
9 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | ||||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | ||||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Research Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Actavis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | ||||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | ||||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
ADT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | ||||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | ||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | ||||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | ||||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | ||||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | ||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | ||||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
13 | Elect David Gary Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | ||||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | ||||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | ||||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | ||||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | ||||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | ||||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | ||||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | ||||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | ||||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | ||||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | ||||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | ||||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | ||||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | ||||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | ||||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | ||||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | ||||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | ||||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | ||||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | ||||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | ||||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | ||||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | ||||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | ||||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | ||||
Airgas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARG | CUSIP 009363102 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Hovey | Mgmt | For | For | For | ||||
1.2 | Elect Michael Molinini | Mgmt | For | For | For | ||||
1.3 | Elect Paula Sneed | Mgmt | For | For | For | ||||
1.4 | Elect David Stout | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | ||||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | ||||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | ||||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | ||||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | ||||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | ||||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Altera Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALTR | CUSIP 021441100 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John P. Daane | Mgmt | For | For | For | ||||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
3 | Elect A. Blaine Bowman | Mgmt | For | For | For | ||||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | ||||
5 | Elect Kevin McGarity | Mgmt | For | For | For | ||||
6 | Elect Shane V. Robison | Mgmt | For | For | For | ||||
7 | Elect John Shoemaker | Mgmt | For | For | For | ||||
8 | Elect Thomas H. Waechter | Mgmt | For | For | For | ||||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
6 | Elect Alain Monie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||||
14 | Elect John F. Turner | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
American Express Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | ||||
1.8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||||
1.12 | Elect Robert D. Walter | Mgmt | For | For | For | ||||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
American International Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
American Water Works Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | ||||
2 | Elect Martha C. Goss | Mgmt | For | For | For | ||||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | ||||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | ||||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | ||||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
7 | Elect George MacKenzie | Mgmt | For | For | For | ||||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | ||||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | ||||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | ||||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | ||||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | ||||
9 | Elect William H. Turner | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard L. George | Mgmt | For | For | For | ||||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | ||||
8 | Elect John R. Gordon | Mgmt | For | For | For | ||||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect R. A. Walker | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Apartment Investment and Management Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIV | CUSIP 03748R101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James N. Bailey | Mgmt | For | For | For | ||||
2 | Elect Terry Considine | Mgmt | For | For | For | ||||
3 | Elect Thomas L. Keltner | Mgmt | For | For | For | ||||
4 | Elect J. Landis Martin | Mgmt | For | For | For | ||||
5 | Elect Robert A. Miller | Mgmt | For | For | For | ||||
6 | Elect Kathleen M. Nelson | Mgmt | For | For | For | ||||
7 | Elect Michael A. Stein | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | ||||
2 | Elect George Buckley | Mgmt | For | For | For | ||||
3 | Elect Mollie Carter | Mgmt | For | For | For | ||||
4 | Elect Terrell Crews | Mgmt | For | For | For | ||||
5 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
6 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
7 | Elect Antonio Maciel Neto | Mgmt | For | For | For | ||||
8 | Elect Patrick Moore | Mgmt | For | For | For | ||||
9 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
10 | Elect Daniel Shih | Mgmt | For | For | For | ||||
11 | Elect Kelvin Westbrook | Mgmt | For | For | For | ||||
12 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Arris Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | ||||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | ||||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | ||||
1.4 | Elect John A. Craig | Mgmt | For | For | For | ||||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | ||||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | ||||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | ||||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | For | For | ||||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | ||||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||||
11 | Elect W. Ziebart | Mgmt | For | For | For | ||||
12 | Elect D.A. Grose | Mgmt | For | For | For | ||||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
AutoZone, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sue Gove | Mgmt | For | For | For | ||||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | ||||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | ||||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||||
6 | Elect George Mrkonic | Mgmt | For | For | For | ||||
7 | Elect Luis Nieto | Mgmt | For | For | For | ||||
8 | Elect William Rhodes III | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AvalonBay Communities, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVB | CUSIP 053484101 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | ||||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | ||||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | ||||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | ||||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||||
10 | Elect Thomas May | Mgmt | For | For | For | ||||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||||
3 | Elect John Forsyth | Mgmt | For | For | For | ||||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||||
4 | Elect David Mackay | Mgmt | For | For | For | ||||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||||
7 | Elect Robert A. Steele | Mgmt | For | For | For | ||||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bed, Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven H. Temares | Mgmt | For | For | For | ||||
4 | Elect Dean S. Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Best Buy Co. Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | ||||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | ||||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | ||||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | ||||
6 | Elect Hubert Joly | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
BHP Billiton plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLT | CINS G10877101 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
19 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
Boeing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWA | CUSIP 099724106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jere A. Drummond | Mgmt | For | For | For | ||||
2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
4 | Elect James R. Verrier | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
Boston Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BXP | CUSIP 101121101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Carol B. Einiger | Mgmt | For | For | For | ||||
3 | Elect Jacob A. Frenkel | Mgmt | For | For | For | ||||
4 | Elect Joel I. Klein | Mgmt | For | For | For | ||||
5 | Elect Douglas T. Linde | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Alan J. Patricof | Mgmt | For | For | For | ||||
8 | Elect Owen D. Thomas | Mgmt | For | For | For | ||||
9 | Elect Martin Turchin | Mgmt | For | For | For | ||||
10 | Elect David A. Twardock | Mgmt | For | For | For | ||||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Boston Scientific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSX | CUSIP 101137107 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katharine T. Bartlett | Mgmt | For | For | For | ||||
2 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||||
3 | Elect Nelda J. Connors | Mgmt | For | For | For | ||||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||||
6 | Elect Ernest Mario | Mgmt | For | Abstain | Against | ||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||||
10 | Elect John E. Sununu | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||||
CareFusion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip L. Francis | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Carmax Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMX | CUSIP 143130102 | 06/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||||
2 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
3 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | ||||
4 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
Catamaran Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | ||||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | ||||
1.4 | Elect William J. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | ||||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | ||||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
CBRE Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | ||||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | ||||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | ||||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | ||||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | ||||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | ||||
1.4 | Elect William A. Owens | Mgmt | For | For | For | ||||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | ||||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | ||||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | ||||
Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | ||||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John S. Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | ||||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John D. Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | ||||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||||
5 | Elect Larry Carter | Mgmt | For | For | For | ||||
6 | Elect John Chambers | Mgmt | For | For | For | ||||
7 | Elect Brian Halla | Mgmt | For | For | For | ||||
8 | Elect John Hennessy | Mgmt | For | For | For | ||||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||||
13 | Elect Steven West | Mgmt | For | For | For | ||||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | ||||
CME Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | ||||
4 | Elect William D. Harvey | Mgmt | For | For | For | ||||
5 | Elect David W. Joos | Mgmt | For | For | For | ||||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | ||||
8 | Elect John G. Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | ||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | ||||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John F. Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | ||||
1.10 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | ||||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||||
2 | Elect John E. Klein | Mgmt | For | For | For | ||||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMA | CUSIP 200340107 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | ||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | ||||
6 | Elect Alfred A. Piergallini | Mgmt | For | Against | Against | ||||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | ||||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | ||||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2006 Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Computer Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSC | CUSIP 205363104 | 08/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | ||||
2 | Elect David Barram | Mgmt | For | For | For | ||||
3 | Elect Stephen Baum | Mgmt | For | For | For | ||||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | ||||
5 | Elect Rodney Chase | Mgmt | For | For | For | ||||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | ||||
7 | Elect J. Michael Lawrie | Mgmt | For | For | For | ||||
8 | Elect Chong Sup Park | Mgmt | For | For | For | ||||
9 | Elect Lawrence Zimmerman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip W. Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William E. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | ||||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect John T. Mills | Mgmt | For | For | For | ||||
1.8 | Elect William P. Powell | Mgmt | For | For | For | ||||
1.9 | Elect Joseph T. Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Climate Change Report | ShrHldr | Against | Against | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||||
1.2 | Elect William Gates | Mgmt | For | For | For | ||||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | ||||
3 | Elect Craig Arnold | Mgmt | For | For | For | ||||
4 | Elect Robert H. Brust | Mgmt | For | For | For | ||||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | ||||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||||
9 | Elect Tony L. White | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
D.R. Horton, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHI | CUSIP 23331A109 | 01/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Horton | Mgmt | For | For | For | ||||
2 | Elect Bradley Anderson | Mgmt | For | For | For | ||||
3 | Elect Michael Buchanan | Mgmt | For | For | For | ||||
4 | Elect Michael Hewatt | Mgmt | For | For | For | ||||
5 | Elect Bob Scott | Mgmt | For | For | For | ||||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dean Foods Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DF | CUSIP 242370104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregg L. Engles | Mgmt | For | For | For | ||||
2 | Elect Tom C. Davis | Mgmt | For | For | For | ||||
3 | Elect Jim L. Turner | Mgmt | For | For | For | ||||
4 | Elect Robert Wiseman | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
DIRECTV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTV | CUSIP 25490A309 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||||
7 | Elect Charles R. Lee | Mgmt | For | For | For | ||||
8 | Elect Peter A. Lund | Mgmt | For | For | For | ||||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||||
11 | Elect Michael D. White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | ||||
8 | Elect David W. Nelms | Mgmt | For | For | For | ||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | ||||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | ||||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | ||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | ||||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | ||||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dominion Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William P. Barr | Mgmt | For | For | For | ||||
2 | Elect Peter W. Brown | Mgmt | For | For | For | ||||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||||
6 | Elect John W. Harris | Mgmt | For | For | For | ||||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark J. Kington | Mgmt | For | For | For | ||||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||||
12 | Elect David A. Wollard | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHldr | Against | Against | For | ||||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Adams | Mgmt | For | For | For | ||||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | ||||
Duke Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Barnet III | Mgmt | For | For | For | ||||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | ||||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | ||||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | ||||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | ||||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect John T. Herron | Mgmt | For | For | For | ||||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | ||||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | ||||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | ||||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | ||||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||||
10 | Appointment of KPMG | Mgmt | For | For | For | ||||
11 | Compensation Guidelines | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | ||||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | ||||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||||
5 | Elect Julie F. Holder | Mgmt | For | For | For | ||||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | ||||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Eaton Corporation plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David M. Moffett | Mgmt | For | For | For | ||||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | ||||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||||
11 | Elect Brett White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Electronic Arts Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EA | CUSIP 285512109 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||||
2 | Elect Jay Hoag | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Huber | Mgmt | For | For | For | ||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | ||||
5 | Elect Gregory Maffei | Mgmt | For | Against | Against | ||||
6 | Elect Vivek Paul | Mgmt | For | For | For | ||||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | ||||
8 | Elect John Riccitiello | Mgmt | For | For | For | ||||
9 | Elect Richard Simonson | Mgmt | For | For | For | ||||
10 | Elect Luis Ubinas | Mgmt | For | For | For | ||||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Executive Bonus Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | ||||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Directors | Mgmt | For | For | For | ||||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||||
5 | Remuneration Policy | Mgmt | For | Against | Against | ||||
6 | Supervisory Council's Fees | Mgmt | For | For | For | ||||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | ||||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||||
5 | Elect John R. Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Emeritus Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESC | CUSIP 291005106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stanley L. Baty | Mgmt | For | For | For | ||||
1.2 | Elect Granger Cobb | Mgmt | For | For | For | ||||
1.3 | Elect Richard W. Macedonia | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Equity Residential Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQR | CUSIP 29476L107 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | ||||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | ||||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | ||||
1.6 | Elect John E. Neal | Mgmt | For | For | For | ||||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | ||||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | ||||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | ||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect William Roper | Mgmt | For | For | For | ||||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
1.8 | Elect William W. George | Mgmt | For | For | For | ||||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
F5 Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dreyer | Mgmt | For | For | For | ||||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | ||||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | ||||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | ||||
5 | Elect John McAdam | Mgmt | For | For | For | ||||
6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Facebook, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephan A. James | Mgmt | For | For | For | ||||
2 | Elect Frank R. Martire | Mgmt | For | For | For | ||||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | ||||
4 | Elect James B. Stallings | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | ||||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | ||||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | ||||
1.7 | Elect William J. Post | Mgmt | For | For | For | ||||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
FMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
FMC Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FTI | CUSIP 30249U101 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||||
2 | Elect Claire S. Farley | Mgmt | For | For | For | ||||
3 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William W. Helman IV | Mgmt | For | For | For | ||||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | ||||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
12 | Elect Alan Mulally | Mgmt | For | For | For | ||||
13 | Elect Homer A. Neal | Mgmt | For | For | For | ||||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||||
15 | Elect John L. Thornton | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Fortune Brands Home & Security, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | ||||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Franklin Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEN | CUSIP 354613101 | 03/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel H. Armacost | Mgmt | For | For | For | ||||
2 | Elect Peter K. Barker | Mgmt | For | For | For | ||||
3 | Elect Charles Crocker | Mgmt | For | For | For | ||||
4 | Elect Charles B. Johnson | Mgmt | For | For | For | ||||
5 | Elect Gregory E. Johnson | Mgmt | For | For | For | ||||
6 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | ||||
7 | Elect Mark C. Pigott | Mgmt | For | For | For | ||||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | ||||
9 | Elect Laura Stein | Mgmt | For | For | For | ||||
10 | Elect Anne M. Tatlock | Mgmt | For | For | For | ||||
11 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
6 | Elect John Keane | Mgmt | For | For | For | ||||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
9 | Elect William Osborn | Mgmt | For | For | For | ||||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||||
2 | Elect David Bonderman | Mgmt | For | Against | Against | ||||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||||
9 | Elect James J. Mulva | Mgmt | For | For | For | ||||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Glencore International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | ||||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | ||||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | ||||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | ||||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Murray | Mgmt | For | Against | Against | ||||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | ||||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | ||||
15 | Elect LI Ning | Mgmt | For | Against | Against | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect William W. George | Mgmt | For | For | For | ||||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | ||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Hartford Financial Services Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam E. McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | ||||
HCP, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCP | CUSIP 40414L109 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James F. Flaherty III | Mgmt | For | For | For | ||||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | ||||
3 | Elect David B. Henry | Mgmt | For | For | For | ||||
4 | Elect Lauralee E. Martin | Mgmt | For | For | For | ||||
5 | Elect Michael D. McKee | Mgmt | For | For | For | ||||
6 | Elect Peter L. Rhein | Mgmt | For | For | For | ||||
7 | Elect Kenneth B. Roath | Mgmt | For | For | For | ||||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Health Care Reit, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCN | CUSIP 42217K106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect George L. Chapman | Mgmt | For | For | For | ||||
3 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | ||||
5 | Elect Peter J. Grua | Mgmt | For | For | For | ||||
6 | Elect Fred S. Klipsch | Mgmt | For | For | For | ||||
7 | Elect Sharon M. Oster | Mgmt | For | For | For | ||||
8 | Elect Jeffrey R. Otten | Mgmt | For | For | For | ||||
9 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
10 | Elect R. Scott Trumbull | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
HealthSouth Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLS | CUSIP 421924408 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | ||||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | ||||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | ||||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | ||||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.6 | Elect Jon F. Hanson | Mgmt | For | For | For | ||||
1.7 | Elect Joan E. Herman | Mgmt | For | For | For | ||||
1.8 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Leslye G. Katz | Mgmt | For | For | For | ||||
1.10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond. Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
HomeAway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | ||||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | ||||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Hormel Foods Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRL | CUSIP 440452100 | 01/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrell Crews | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Ettinger | Mgmt | For | For | For | ||||
1.3 | Elect Jody Feragen | Mgmt | For | For | For | ||||
1.4 | Elect Glenn Forbes | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Lacy | Mgmt | For | For | For | ||||
1.6 | Elect Susan Marvin | Mgmt | For | For | For | ||||
1.7 | Elect John Morrison | Mgmt | For | For | For | ||||
1.8 | Elect Elsa Murano | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
1.10 | Elect Susan Nestegard | Mgmt | For | For | For | ||||
1.11 | Elect Dakota Pippins | Mgmt | For | For | For | ||||
1.12 | Elect Christopher Policinski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Operators’ Share Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Host Hotels & Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HST | CUSIP 44107P104 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sheila C. Bair | Mgmt | For | For | For | ||||
2 | Elect Robert M. Baylis | Mgmt | For | For | For | ||||
3 | Elect Terence C. Golden | Mgmt | For | For | For | ||||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||||
5 | Elect Richard E. Marriott | Mgmt | For | For | For | ||||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||||
7 | Elect Walt Rakowich | Mgmt | For | For | For | ||||
8 | Elect Gordon H. Smith | Mgmt | For | For | For | ||||
9 | Elect W. Edward Walter | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Humana Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||||
5 | Elect David Jones Jr. | Mgmt | For | For | For | ||||
6 | Elect Michael McCallister | Mgmt | For | For | For | ||||
7 | Elect William McDonald | Mgmt | For | For | For | ||||
8 | Elect William Mitchell | Mgmt | For | For | For | ||||
9 | Elect David Nash | Mgmt | For | For | For | ||||
10 | Elect James O'Brien | Mgmt | For | For | For | ||||
11 | Elect Marissa Peterson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Huntsman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | ||||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||||
2 | Elect William R. Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
5 | Elect David N. Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James W. Owens | Mgmt | For | For | For | ||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||||
6 | Elect Joan E. Spero | Mgmt | For | For | For | ||||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | ||||
8 | Elect John F. Turner | Mgmt | For | For | For | ||||
9 | Elect William G. Walter | Mgmt | For | For | For | ||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Right to Act by Written Consent | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Intrepid Potash, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPI | CUSIP 46121Y102 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Landis Martin | Mgmt | For | For | For | ||||
2 | Elect Barth E. Whitham | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Intuitive Surgical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISRG | CUSIP 46120E602 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||||
2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||||
3 | Elect Alan J. Levy | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
JDS Uniphase Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JDSU | CUSIP 46612J507 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | ||||
2 | Elect Harold Covert | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||||
9 | Elect William D. Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Abney | Mgmt | For | For | For | ||||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Joy Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOY | CUSIP 481165108 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven L. Gerard | Mgmt | For | For | For | ||||
1.2 | Elect John T. Gremp | Mgmt | For | For | For | ||||
1.3 | Elect John N. Hanson | Mgmt | For | For | For | ||||
1.4 | Elect Gale E. Klappa | Mgmt | For | For | For | ||||
1.5 | Elect Richard B. Loynd | Mgmt | For | For | For | ||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | ||||
1.7 | Elect Michael W. Sutherlin | Mgmt | For | For | For | ||||
1.8 | Elect James H. Tate | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||||
4 | Elect David M. Cote | Mgmt | For | For | For | ||||
5 | Elect James S. Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | ||||
1.5 | Elect Jack B. Moore | Mgmt | For | For | For | ||||
1.6 | Elect William P. Utt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kellogg Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 487836108 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gordon Gund | Mgmt | For | For | For | ||||
1.2 | Elect Mary Laschinger | Mgmt | For | For | For | ||||
1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||||
1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIM | CUSIP 49446R109 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | ||||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | ||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | ||||
1.5 | Elect David B. Henry | Mgmt | For | For | For | ||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | ||||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | ||||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | ||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kinross Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 496902404 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John A. Brough | Mgmt | For | For | For | ||||
1.2 | Elect John K. Carrington | Mgmt | For | For | For | ||||
1.3 | Elect John M. H. Huxley | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth C. Irving | Mgmt | For | For | For | ||||
1.5 | Elect John A. Keyes | Mgmt | For | For | For | ||||
1.6 | Elect John A. Macken | Mgmt | For | For | For | ||||
1.7 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For | ||||
1.8 | Elect John E. Oliver | Mgmt | For | For | For | ||||
1.9 | Elect Una M. Power | Mgmt | For | For | For | ||||
1.10 | Elect Terence C.W. Reid | Mgmt | For | For | For | ||||
1.11 | Elect J. Paul Rollinson | Mgmt | For | For | For | ||||
1.12 | Elect Ruth G. Woods | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kraft Foods Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRFT | CUSIP 50076Q106 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||||
2 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||||
3 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Reapproval of the 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David B. Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | ||||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||||
12 | Elect James A. Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claude Canizares | Mgmt | For | For | For | ||||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | ||||
3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | ||||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | ||||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901 | 07/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | ||||
1.2 | Elect Barry Huff | Mgmt | For | For | For | ||||
1.3 | Elect John Koerner III | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lincoln National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNC | CUSIP 534187109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William J. Avery | Mgmt | For | For | For | ||||
2 | Elect William H. Cunningham | Mgmt | For | For | For | ||||
3 | Elect William P. Payne | Mgmt | For | For | For | ||||
4 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | ||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | ||||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | ||||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | ||||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | ||||
M.D.C. Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDC | CUSIP 552676108 | 03/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael A. Berman | Mgmt | For | For | For | ||||
1.2 | Elect Herbert T. Buchwald | Mgmt | For | For | For | ||||
1.3 | Elect Larry A. Mizel | Mgmt | For | For | For | ||||
2 | 2013 Executive Officer Performance-Based Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
M/I Homes, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHO | CUSIP 55305B101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Friedrich K. M. Bohm | Mgmt | For | For | For | ||||
1.2 | Elect William H. Carter | Mgmt | For | For | For | ||||
1.3 | Elect Michael P. Glimcher | Mgmt | For | For | For | ||||
1.4 | Elect Robert H. Schottenstein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
6 | Elect Philip Lader | Mgmt | For | For | For | ||||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDermott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | ||||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | ||||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | ||||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | ||||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | ||||
1.8 | Elect David A. Trice | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||||
4 | Elect Miles D. White | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||||
10 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
11 | Elect Robert S. Singer | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
MeadWestvaco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||||
4 | Elect James M. Kilts | Mgmt | For | For | For | ||||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | ||||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | ||||
10 | Elect Jane L. Warner | Mgmt | For | For | For | ||||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||||
3 | Elect John M. Keane | Mgmt | For | For | For | ||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||||
7 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
6 | Elect David Marquardt | Mgmt | For | For | For | ||||
7 | Elect Charles Noski | Mgmt | For | For | For | ||||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||||
9 | Elect John Thompson | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
MicroStrategy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSTR | CUSIP 594972408 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael J. Saylor | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Sanju K. Bansal | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Matthew W. Calkins | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert H. Epstein | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David W. LaRue | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jarrod M. Patten | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Carl J. Rickertsen | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas P. Spahr | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mondelez International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDLZ | CUSIP 50075N104 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||||
6 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||||
7 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
10 | Elect Ratan N. Tata | Mgmt | For | For | For | ||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Chicoine | Mgmt | For | For | For | ||||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Moody's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCO | CUSIP 615369105 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
2 | Elect Darrell Duffie | Mgmt | For | For | For | ||||
3 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the 1998 Non-Employee Directors' Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||||
10 | Elect James W. Owens | Mgmt | For | For | For | ||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | ||||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Nabors Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James R. Crane | Mgmt | For | For | For | ||||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | ||||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | ||||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CUSIP 636274300 | 07/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | ||||
3 | Elect Sir Peter Gershon | Mgmt | N/A | For | N/A | ||||
4 | Elect Steven Holliday | Mgmt | N/A | For | N/A | ||||
5 | Elect Andrew Bonfield | Mgmt | N/A | For | N/A | ||||
6 | Elect Thomas King | Mgmt | N/A | For | N/A | ||||
7 | Elect Nick Winser | Mgmt | N/A | For | N/A | ||||
8 | Elect Kenneth Harvey | Mgmt | N/A | For | N/A | ||||
9 | Elect Linda Adamany | Mgmt | N/A | For | N/A | ||||
10 | Elect Philip Aiken | Mgmt | N/A | Against | N/A | ||||
11 | Elect Nora Brownell | Mgmt | N/A | For | N/A | ||||
12 | Elect Paul Golby | Mgmt | N/A | For | N/A | ||||
13 | Elect Ruth Kelly | Mgmt | N/A | For | N/A | ||||
14 | Elect Maria Richter | Mgmt | N/A | For | N/A | ||||
15 | Elect George Rose | Mgmt | N/A | For | N/A | ||||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | ||||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | ||||
18 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | ||||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | N/A | For | N/A | ||||
Navistar International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | ||||
NetApp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | ||||
Newmont Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEM | CUSIP 651639106 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | ||||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | ||||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||||
5 | Elect Noreen Doyle | Mgmt | For | For | For | ||||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||||
8 | Elect Jane Nelson | Mgmt | For | For | For | ||||
9 | Elect Donald C. Roth | Mgmt | For | For | For | ||||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Performance Pay Plan | Mgmt | For | For | For | ||||
News Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWS | CUSIP 65248E104 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||||
NextEra Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||||
3 | Elect James L. Camaren | Mgmt | For | For | For | ||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||||
7 | Elect James L. Robo | Mgmt | For | For | For | ||||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||||
9 | Elect John L. Skolds | Mgmt | For | For | For | ||||
10 | Elect William H. Swanson | Mgmt | For | For | For | ||||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | ||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NKE | CUSIP 654106103 | 09/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | Abstain | Against | ||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | ||||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | ||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||||
2 | Elect David W. Crane | Mgmt | For | For | For | ||||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | ||||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nucor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | ||||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||||
1.10 | Elect John H. Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | ||||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | ||||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | ||||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | ||||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | ||||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | ||||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | 2013 Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLL | CUSIP 696429307 | 12/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amy Alving | Mgmt | For | For | For | ||||
2 | Elect Robert Coutts | Mgmt | For | For | For | ||||
3 | Elect Mark Goldstein | Mgmt | For | For | For | ||||
4 | Elect Cheryl Grise | Mgmt | For | For | For | ||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | ||||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | ||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | ||||
8 | Elect Craig Owens | Mgmt | For | For | For | ||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | ||||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | ||||
11 | Elect Bret Wise | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendments to the Company's Bylaws | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
PBF Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBF | CUSIP 69318G106 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | ||||
2 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
3 | Elect Jefferson F. Allen | Mgmt | For | For | For | ||||
4 | Elect Martin J. Brand | Mgmt | For | For | For | ||||
5 | Elect Timothy H. Day | Mgmt | For | For | For | ||||
6 | Elect David I. Foley | Mgmt | For | For | For | ||||
7 | Elect Dennis M. Houston | Mgmt | For | For | For | ||||
8 | Elect Edward F. Kosnik | Mgmt | For | For | For | ||||
9 | Elect Neil A. Wizel | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Penn National Gaming, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PENN | CUSIP 707569109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
8 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | ||||
14 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | ||||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | ||||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | ||||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | ||||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | ||||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | ||||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | ||||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | ||||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | ||||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | ||||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||||
11 | Elect Robert Polet | Mgmt | For | For | For | ||||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Plum Creek Timber Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCL | CUSIP 729251108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rick R. Holley | Mgmt | For | For | For | ||||
2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
3 | Elect John G. McDonald | Mgmt | For | For | For | ||||
4 | Elect Robert B. McLeod | Mgmt | For | For | For | ||||
5 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||||
7 | Elect Laurence A. Selzer | Mgmt | For | For | For | ||||
8 | Elect Stephen C. Tobias | Mgmt | For | For | For | ||||
9 | Elect Martin A. White | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Prologis | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | ||||
2 | Elect George L. Fotiades | Mgmt | For | For | For | ||||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | ||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | ||||
7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | ||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
9 | Elect Carl B. Webb | Mgmt | For | For | For | ||||
10 | Elect William D. Zollars | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSA | CUSIP 74460D109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||||
1.3 | Elect Uri P. Harkham | Mgmt | For | For | For | ||||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||||
1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||||
1.7 | Elect Ronald P. Spogli | Mgmt | For | For | For | ||||
1.8 | Elect Daniel C. Staton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PulteGroup, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PHM | CUSIP 745867101 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | ||||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect James J. Postl | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
9 | Elect Francisco Ros | Mgmt | For | For | For | ||||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
11 | Elect Marc I. Stern | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Abstain | For | Against | ||||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James E. Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | ||||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
6 | Elect William R. Spivey | Mgmt | For | For | For | ||||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
8 | Elect William H. Swanson | Mgmt | For | For | For | ||||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Regions Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RF | CUSIP 7591EP100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George W. Bryan | Mgmt | For | For | For | ||||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | ||||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | ||||
4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
5 | Elect Eric C. Fast | Mgmt | For | For | For | ||||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | ||||
7 | Elect John D. Johns | Mgmt | For | For | For | ||||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | ||||
9 | Elect James R. Malone | Mgmt | For | For | For | ||||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | ||||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||||
13 | Elect John R. Roberts | Mgmt | For | For | For | ||||
14 | Elect Lee J. Styslinger III | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Executive Incentive Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Republic Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSG | CUSIP 760759100 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James W. Crownover | Mgmt | For | For | For | ||||
2 | Elect William J. Flynn | Mgmt | For | For | For | ||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||||
7 | Elect Donald W. Slager | Mgmt | For | For | For | ||||
8 | Elect Allan C. Sorensen | Mgmt | For | For | For | ||||
9 | Elect John M. Trani | Mgmt | For | For | For | ||||
10 | Elect Michael W. Wickham | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Rockwell Collins, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COL | CUSIP 774341101 | 02/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Edwardson | Mgmt | For | For | For | ||||
1.2 | Elect Andrew Policano | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Turner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||||
5 | Elect Simon Henry | Mgmt | For | For | For | ||||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||||
11 | Elect Peter Voser | Mgmt | For | For | For | ||||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stratton Sclavos | Mgmt | For | For | For | ||||
2 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||||
3 | Elect Shirley Young | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Sandisk Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect William V. Hickey | Mgmt | For | For | For | ||||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | ||||
8 | Elect William J. Marino | Mgmt | For | For | For | ||||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sempra Energy | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRE | CUSIP 816851109 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Boeckmann | Mgmt | For | Against | Against | ||||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | ||||
3 | Elect William D. Jones | Mgmt | For | For | For | ||||
4 | Elect William G. Ouchi | Mgmt | For | Against | Against | ||||
5 | Elect Debra L. Reed | Mgmt | For | For | For | ||||
6 | Elect William C. Rusnack | Mgmt | For | For | For | ||||
7 | Elect William P. Rutledge | Mgmt | For | Against | Against | ||||
8 | Elect Lynn Schenk | Mgmt | For | For | For | ||||
9 | Elect Jack T. Taylor | Mgmt | For | For | For | ||||
10 | Elect Luis M. Tellez | Mgmt | For | Against | Against | ||||
11 | Elect James C. Yardley | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sodastream International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SODA | CUSIP M9068E105 | 12/20/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | CEO Salary and Fringe Benefits | Mgmt | For | TNA | N/A | ||||
2 | CEO 2011 Bonus | Mgmt | For | TNA | N/A | ||||
3 | CEO 2012 Bonus | Mgmt | For | TNA | N/A | ||||
4 | CEO 2013 Bonus Plan | Mgmt | For | TNA | N/A | ||||
5 | CEO Long Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
6 | Amendment to the 2010 Employee Share Option Plan | Mgmt | For | TNA | N/A | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Gass | Mgmt | For | For | For | ||||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
SPT Energy Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1251 | CINS G8405W106 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect CHEN Chunhua | Mgmt | For | Against | Against | ||||
6 | Elect Andrew WU Kwok Keung | Mgmt | For | Against | Against | ||||
7 | Elect WAN Kah Ming | Mgmt | For | Against | Against | ||||
8 | Elect Lin Yang | Mgmt | For | Against | Against | ||||
9 | Elect Jin Shumao | Mgmt | For | Against | Against | ||||
10 | Elect Zhang Yujuan | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | ||||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | ||||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | ||||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | ||||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | ||||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | ||||
3 | Elect Drew G. Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | ||||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | ||||
11 | Elect Raul Vazquez | Mgmt | For | For | For | ||||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||||
6 | Elect Olden Lee | Mgmt | For | For | For | ||||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||||
9 | Elect Clara Shih | Mgmt | For | For | For | ||||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Suncor Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | ||||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | ||||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | ||||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | ||||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | ||||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | ||||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | ||||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | ||||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | ||||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | ||||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||||
5 | Elect Yong Nam | Mgmt | For | For | For | ||||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||||
10 | Elect David P. Steiner | Mgmt | For | For | For | ||||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||||
12 | 2012 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Declaration of Dividend | Mgmt | For | For | For | ||||
21 | Renewal of Authorized Capital | Mgmt | For | For | For | ||||
22 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
23 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | ||||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | ||||
7 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
9 | Elect John W. Rowe | Mgmt | For | For | For | ||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||||
4 | Elect James A. Bell | Mgmt | For | For | For | ||||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
The Hershey Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSY | CUSIP 427866108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | ||||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | ||||
1.5 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||||
1.6 | Elect James M. Mead | Mgmt | For | For | For | ||||
1.7 | Elect James E. Nevels | Mgmt | For | For | For | ||||
1.8 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||||
1.9 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||||
1.10 | Elect David L. Shedlarz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Hillshire Brands Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Todd Becker | Mgmt | For | For | For | ||||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
10 | Elect James White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | ||||
The Mosaic Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOS | CUSIP 61945C103 | 10/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Cochran | Mgmt | For | For | For | ||||
2 | Elect Gregory Ebel | Mgmt | For | For | For | ||||
3 | Elect Robert Lumpkins | Mgmt | For | For | For | ||||
4 | Elect William Monahan | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven D. Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John D. Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn A. McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | ||||
9 | Elect James S. Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | Mgmt | For | For | For | ||||
The PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect William Demchak | Mgmt | For | For | For | ||||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||||
10 | Elect James Rohr | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
The Southern Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SO | CUSIP 842587107 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | ||||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | ||||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | ||||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | ||||
5 | Elect David J. Grain | Mgmt | For | Against | Against | ||||
6 | Elect H. William Habermeyer, Jr. | Mgmt | For | Against | Against | ||||
7 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | ||||
8 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | ||||
9 | Elect Donald M. James | Mgmt | For | Against | Against | ||||
10 | Elect Dale E. Klein | Mgmt | For | Against | Against | ||||
11 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | ||||
12 | Elect Steven R. Specker | Mgmt | For | Against | Against | ||||
13 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors | Mgmt | For | For | For | ||||
17 | Elimination of Certain Supermajority Vote Requirements | Mgmt | For | For | For | ||||
18 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David T. Ching | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | ||||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
10 | Elect John F. O'Brien | Mgmt | For | For | For | ||||
11 | Elect Willow B. Shire | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Travelers Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRV | CUSIP 89417E109 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan L. Beller | Mgmt | For | For | For | ||||
2 | Elect John H. Dasburg | Mgmt | For | For | For | ||||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | ||||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | ||||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | ||||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | ||||
8 | Elect William J. Kane | Mgmt | For | For | For | ||||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | ||||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||||
11 | Elect Laurie J. Thomsen | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Authorization of Preferred Stock | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||||
2 | Elect John S. Chen | Mgmt | For | For | For | ||||
3 | Elect Judith L. Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin C. Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHldr | Against | For | Against | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||||
2 | Elect William P. Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||
Tornier N.V | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRNX | CUSIP N87237108 | 06/27/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David H. Mowry | Mgmt | For | For | For | ||||
2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | ||||
3 | Elect Richard F. Wallman | Mgmt | For | For | For | ||||
4 | Misc. Article Amendments | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Tronox Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | ||||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | ||||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | ||||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | ||||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||
3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||
3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | The ADT Spin-off | Mgmt | For | For | For | ||||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||
3.1 | Elect George Oliver | Mgmt | For | For | For | ||||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Tyson Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSN | CUSIP 902494103 | 02/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Tyson | Mgmt | For | For | For | ||||
2 | Elect Kathleen Bader | Mgmt | For | For | For | ||||
3 | Elect Gaurdie Banister, Jr. | Mgmt | For | For | For | ||||
4 | Elect Jim Kever | Mgmt | For | For | For | ||||
5 | Elect Kevin McNamara | Mgmt | For | For | For | ||||
6 | Elect Brad Sauer | Mgmt | For | For | For | ||||
7 | Elect Robert Thurber | Mgmt | For | For | For | ||||
8 | Elect Barbara Tyson | Mgmt | For | For | For | ||||
9 | Elect Albert Zapanta | Mgmt | For | For | For | ||||
10 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
United Parcel Service, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Vail Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTN | CUSIP 91879Q109 | 11/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
2 | Elect Robert Katz | Mgmt | For | For | For | ||||
3 | Elect Richard Kincaid | Mgmt | For | For | For | ||||
4 | Elect John Redmond | Mgmt | For | For | For | ||||
5 | Elect Hilary Schneider | Mgmt | For | For | For | ||||
6 | Elect John Sorte | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ventas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTR | CUSIP 92276F100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | ||||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | ||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | ||||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||||
9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | ||||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||||
11 | Elect James D. Shelton | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
Verisk Analytics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||||
10 | Elect William Shanahan | Mgmt | For | For | For | ||||
11 | Elect John Swainson | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | ||||
VMware, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VMW | CUSIP 928563402 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity And Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Vornado Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VNO | CUSIP 929042109 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | ||||
1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | ||||
1.3 | Elect David Mandelbaum | Mgmt | For | For | For | ||||
1.4 | Elect Richard R. West | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | ||||
5 | Elect Michael T. Duke | Mgmt | For | For | For | ||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
11 | Elect Jim C. Walton | Mgmt | For | For | For | ||||
12 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Babiak | Mgmt | For | For | For | ||||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||||
3 | Elect Steven Davis | Mgmt | For | For | For | ||||
4 | Elect William Foote | Mgmt | For | For | For | ||||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||||
6 | Elect Ginger Graham | Mgmt | For | For | For | ||||
7 | Elect Alan McNally | Mgmt | For | For | For | ||||
8 | Elect Dominic Murphy | Mgmt | For | For | For | ||||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
12 | Elect James Skinner | Mgmt | For | For | For | ||||
13 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward G. Scholtz | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Mark H. Lochtenberg | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Robert H. Stan | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect Lawrence M. Clark, Jr. | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Julian A. Treger | Mgmt | N/A | TNA | N/A | ||||
1.6 | Elect David R. Beatty | Mgmt | N/A | TNA | N/A | ||||
1.7 | Elect Mary R. Henderson | Mgmt | N/A | TNA | N/A | ||||
1.8 | Elect Patrick A. Kriegshauser | Mgmt | N/A | TNA | N/A | ||||
1.9 | Elect Graham Mascall | Mgmt | N/A | TNA | N/A | ||||
1.10 | Elect Walter J. Scheller, III | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David R. Beatty | Mgmt | For | For | For | ||||
1.2 | Elect Mary R. Henderson | Mgmt | For | For | For | ||||
1.3 | Elect Jerry W. Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick A. Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph B. Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter J. Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael T. Tokarz | Mgmt | For | For | For | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | ||||
5 | Elect David J. Butters | Mgmt | For | For | For | ||||
6 | Elect John D. Gass | Mgmt | For | For | For | ||||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | ||||
8 | Elect William E. Macaulay | Mgmt | For | For | For | ||||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | ||||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | ||||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | ||||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||||
3 | Elect John S. Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald M. James | Mgmt | For | For | For | ||||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | ||||
Western Refining, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WNR | CUSIP 959319104 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William D. Sanders | Mgmt | For | For | For | ||||
1.2 | Elect Ralph A. Schmidt | Mgmt | For | For | For | ||||
1.3 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whitewave Foods Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWAV | CUSIP 966244105 | 04/17/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen L. Green | Mgmt | For | TNA | N/A | ||||
2 | Elect Michelle P. Goolsby | Mgmt | For | TNA | N/A | ||||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | Against | ||||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xilinx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||||
3 | Elect John Doyle | Mgmt | For | For | For | ||||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xylem Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XYL | CUSIP 98419M100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||||
2 | Elect Robert F. Friel | Mgmt | For | For | For | ||||
3 | Elect Surya N. Mohapatra | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Yahoo Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||||
2 | Elect Susan M. James | Mgmt | For | For | For | ||||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Small Cap Value Fund | ||||||||
Date of Fiscal Year End: | 12/31/2012 | ||||||||
Aaron's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAN | CUSIP 002535300 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gilbert L. Danielson | Mgmt | For | For | For | ||||
1.2 | Elect David L. Kolb | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia N. Day | Mgmt | For | For | For | ||||
1.4 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACCO | CUSIP 00081T108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George V. Bayly | Mgmt | For | For | For | ||||
1.2 | Elect James A. Buzzard | Mgmt | For | For | For | ||||
1.3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | ||||
1.4 | Elect G. Thomas Hargrove | Mgmt | For | For | For | ||||
1.5 | Elect Robert H. Jenkins | Mgmt | For | For | For | ||||
1.6 | Elect Robert J. Keller | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Kroeger | Mgmt | For | For | For | ||||
1.8 | Elect Michael Norkus | Mgmt | For | For | For | ||||
1.9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | ||||
1.10 | Elect Sheila G. Talton | Mgmt | For | For | For | ||||
1.11 | Elect Norman H. Wesley | Mgmt | For | For | For | ||||
1.12 | Elect Boris Elisman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Actuate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIRT | CUSIP 00508B102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter I. Cittadini | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth E. Marshall | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas C. Nierenberg | Mgmt | For | For | For | ||||
1.4 | Elect Arthur C. Patterson | Mgmt | For | For | For | ||||
1.5 | Elect Steven D. Whiteman | Mgmt | For | For | For | ||||
1.6 | Elect Raymond L. Ocampo, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Timothy B. Yeaton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ADA-ES Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADES | CUSIP 005208103 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kim B. Clarke | Mgmt | For | For | For | ||||
1.2 | Elect Michael D. Durham | Mgmt | For | For | For | ||||
1.3 | Elect Alan Bradley Gabbard | Mgmt | For | For | For | ||||
1.4 | Elect Derek C. Johnson | Mgmt | For | For | For | ||||
1.5 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
1.6 | Elect Mark H. McKinnies | Mgmt | For | For | For | ||||
1.7 | Elect Robert E. Shanklin | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | ||||
1.9 | Elect Richard J. Swanson | Mgmt | For | For | For | ||||
2 | Reincorporation from Colorado to Delaware | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Addus HomeCare Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADUS | CUSIP 006739106 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark S. Heaney | Mgmt | For | For | For | ||||
1.2 | Elect Simon A. Bachleda | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Aegean Marine Petroleum Network, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANW | CUSIP Y0017S102 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Konstantinos Koutsomitopoulos | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/02/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||||
2 | Elect Scott Hunter | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits | Mgmt | For | For | For | ||||
7 | Dividend from Reserves | Mgmt | For | For | For | ||||
8 | Amendment to Cancel Treasury Shares | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
11 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
Ambarella Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMBA | CUSIP G037AX101 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Chenming C. Hu | Mgmt | For | For | For | ||||
1.2 | Elect Feng-Ming Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Assets Trust Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAT | CUSIP 024013104 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | ||||
1.2 | Elect John W. Chamberlain | Mgmt | For | For | For | ||||
1.3 | Elect Larry E. Finger | Mgmt | For | For | For | ||||
1.4 | Elect Duane A. Nelles | Mgmt | For | For | For | ||||
1.5 | Elect Thomas S. Olinger | Mgmt | For | For | For | ||||
1.6 | Elect Robert S. Sullivan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Assets Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAT | CUSIP 024013104 | 07/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernest Rady | Mgmt | For | For | For | ||||
1.2 | Elect John Chamberlain | Mgmt | For | For | For | ||||
1.3 | Elect Larry Finger | Mgmt | For | For | For | ||||
1.4 | Elect Alan Gold | Mgmt | For | For | For | ||||
1.5 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Olinger | Mgmt | For | For | For | ||||
1.7 | Elect Robert Sullivan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John B. Berding | Mgmt | For | For | For | ||||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | ||||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | ||||
1.7 | Elect James E. Evans | Mgmt | For | For | For | ||||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | ||||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | ||||
1.10 | Elect William W. Verity | Mgmt | For | For | For | ||||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
AmTrust Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFSI | CUSIP 032359309 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Arch Capital Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACGL | CUSIP G0450A105 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | ||||
2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | ||||
3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | ||||
4 | Elect Anthony Asquith | Mgmt | For | For | For | ||||
5 | Elect Edgardo Balois | Mgmt | For | For | For | ||||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | ||||
7 | Elect Peter Calleo | Mgmt | For | For | For | ||||
8 | Elect Paul Cole | Mgmt | For | For | For | ||||
9 | Elect Michael Constantinides | Mgmt | For | For | For | ||||
10 | Elect Graham B.R. Collis | Mgmt | For | For | For | ||||
11 | Elect William J. Cooney | Mgmt | For | For | For | ||||
12 | Nick Denniston | Mgmt | For | For | For | ||||
13 | Michael Feetham | Mgmt | For | For | For | ||||
14 | Elect Stephan Fogarty | Mgmt | For | For | For | ||||
15 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||||
16 | Elect Marc Grandisson | Mgmt | For | For | For | ||||
17 | Elect Michael A. Greene | Mgmt | For | For | For | ||||
18 | Elect Jerome Halgan | Mgmt | For | For | For | ||||
19 | Elect David W. Hipkin | Mgmt | For | For | For | ||||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | ||||
22 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||||
23 | Elect Michael H. Kier | Mgmt | For | For | For | ||||
24 | Elect Lin Li-Williams | Mgmt | For | For | For | ||||
25 | Elect Mark D. Lyons | Mgmt | For | For | For | ||||
26 | Elect Adam Matteson | Mgmt | For | For | For | ||||
27 | Elect Robert McDowell | Mgmt | For | For | For | ||||
28 | Elect David H. McElroy | Mgmt | For | For | For | ||||
29 | Elect Rommel Mercado | Mgmt | For | For | For | ||||
30 | Elect David J. Mulholland | Mgmt | For | For | For | ||||
31 | Elect Michael R. Murphy | Mgmt | For | For | For | ||||
32 | Elect Martin J. Nilsen | Mgmt | For | For | For | ||||
33 | Elect Mark Nolan | Mgmt | For | For | For | ||||
34 | Elect Marita Oliver | Mgmt | For | For | For | ||||
35 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||||
36 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||||
37 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||||
38 | Elect John F. Rathgeber | Mgmt | For | For | For | ||||
39 | Elect Andrew Rippert | Mgmt | For | For | For | ||||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||||
41 | Elect Elect Arthur Scace | Mgmt | For | For | For | ||||
42 | Elect Scott Schenker | Mgmt | For | For | For | ||||
43 | Elect Soren Scheuer | Mgmt | For | For | For | ||||
44 | Elect Budhi Singh | Mgmt | For | For | For | ||||
45 | Elect Helmut Sohler | Mgmt | For | For | For | ||||
46 | Elect Iwan van Munster | Mgmt | For | For | For | ||||
47 | Elect Angus Watson | Mgmt | For | For | For | ||||
48 | Elect James R. Weatherstone | Mgmt | For | For | For | ||||
49 | Elect Gerald Wolfe | Mgmt | For | For | For | ||||
50 | Ratification of Auditor | Mgmt | For | For | For | ||||
51 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ascena Retail Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASNA | CUSIP 04351G101 | 12/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Usdan | Mgmt | For | For | For | ||||
1.2 | Elect Randy Pearce | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avista Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVA | CUSIP 05379B107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | ||||
2 | Elect Kristianne Blake | Mgmt | For | For | For | ||||
3 | Elect Donald C Burke | Mgmt | For | For | For | ||||
4 | Elect Rick R Holley | Mgmt | For | For | For | ||||
5 | Elect John F. Kelly | Mgmt | For | For | For | ||||
6 | Elect Rebecca A. Klein | Mgmt | For | For | For | ||||
7 | Elect Scott L. Morris | Mgmt | For | For | For | ||||
8 | Elect Marc F. Racicot | Mgmt | For | For | For | ||||
9 | Elect Heidi B. Stanley | Mgmt | For | For | For | ||||
10 | Elect R. John Taylor | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Reduce Shareholder Approval Requirements to Amend Articles | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
BancTec Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BATCL | CUSIP 059784504 | 07/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Elect Felipe Atela | Mgmt | For | Against | Against | ||||
3 | Elect Gary Fernandes | Mgmt | For | Against | Against | ||||
Berkshire Hills Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHLB | CUSIP 084680107 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John B. Davies | Mgmt | For | For | For | ||||
1.2 | Elect Rodney C. Dimock | Mgmt | For | For | For | ||||
1.3 | Elect Laurie Norton Moffatt | Mgmt | For | For | For | ||||
1.4 | Elect J. Williar Dunlaevy | Mgmt | For | For | For | ||||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
BofI Holding, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOFI | CUSIP 05566U108 | 11/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jerry Englert | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Garrabrants | Mgmt | For | For | For | ||||
1.3 | Elect Paul Grinberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brookline Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKL | CUSIP 11373M107 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David C. Chapin | Mgmt | For | For | For | ||||
1.2 | Elect John A. Hackett | Mgmt | For | For | For | ||||
1.3 | Elect John L. Hall II | Mgmt | For | For | For | ||||
1.4 | Elect Rosamond B. Vaule | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||||
2 | Elect David C. Everitt | Mgmt | For | For | For | ||||
3 | Elect Roger J. Wood | Mgmt | For | For | For | ||||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cabot Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBT | CUSIP 127055101 | 03/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John S. Clarkeson | Mgmt | For | For | For | ||||
2 | Elect Roderick C.G. MacLeod | Mgmt | For | For | For | ||||
3 | Elect Sue H. Rataj | Mgmt | For | For | For | ||||
4 | Elect Ronaldo H. Schmitz | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Campus Crest Communities Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCG | CUSIP 13466Y105 | 04/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted W. Rollins | Mgmt | For | For | For | ||||
1.2 | Elect Michael S. Hartnett | Mgmt | For | For | For | ||||
1.3 | Elect Richard S. Kahlbaugh | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis McGlynn | Mgmt | For | For | For | ||||
1.5 | Elect William G. Popeo | Mgmt | For | For | For | ||||
1.6 | Elect Daniel L. Simmons | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Centene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNC | CUSIP 15135B101 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Orlando Ayala | Mgmt | For | For | For | ||||
1.2 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||||
1.3 | Elect Tommy G. Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ceragon Networks Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRNT | CUSIP M22013102 | 12/19/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles to Declassify Board | Mgmt | For | TNA | N/A | ||||
2 | Elect Zohar Zisapel | Mgmt | For | TNA | N/A | ||||
3 | Elect Joseph Atsmon | Mgmt | For | TNA | N/A | ||||
4 | Stock Option Grants to Directors | Mgmt | For | TNA | N/A | ||||
5 | Elect Yair Orgler | Mgmt | For | TNA | N/A | ||||
6 | Elect Avi Patir | Mgmt | For | TNA | N/A | ||||
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
8 | Declaration of Material Interest | Mgmt | For | TNA | N/A | ||||
Chiquita Brands International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CQB | CUSIP 170032809 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Clare M. Hasler-Lewis | Mgmt | For | For | For | ||||
1.4 | Elect Edward F Lonergan | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey N. Simmons | Mgmt | For | For | For | ||||
1.6 | Elect Steven P. Stanbrook | Mgmt | For | For | For | ||||
1.7 | Elect Ronald V. Waters III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Ciber, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBR | CUSIP 17163B102 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Francois Heitz | Mgmt | For | For | For | ||||
1.2 | Elect James C. Spira | Mgmt | For | For | For | ||||
1.3 | Elect Bobby G. Stevenson | Mgmt | For | For | For | ||||
2 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | ||||
4 | Elect William D. Harvey | Mgmt | For | For | For | ||||
5 | Elect David W. Joos | Mgmt | For | For | For | ||||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | ||||
8 | Elect John G. Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | ||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | ||||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cogent Communications Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCOI | CUSIP 19239V302 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | ||||
1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | ||||
1.3 | Elect Erel N. Margalit | Mgmt | For | For | For | ||||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | ||||
1.5 | Elect Richard T. Liebhaber | Mgmt | For | For | For | ||||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | ||||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Incentive Award Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Colony Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLNY | CUSIP 19624R106 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | ||||
1.4 | Elect John A. Somers | Mgmt | For | For | For | ||||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Columbus McKinnon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCO | CUSIP 199333105 | 07/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Tevens | Mgmt | For | For | For | ||||
1.2 | Elect Richard Fleming | Mgmt | For | For | For | ||||
1.3 | Elect Ernest Verebelyi | Mgmt | For | For | For | ||||
1.4 | Elect Stephanie Kushner | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Rabinowitz | Mgmt | For | For | For | ||||
1.6 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
1.7 | Elect Nicholas Pinchuk | Mgmt | For | For | For | ||||
1.8 | Elect Liam McCarthy | Mgmt | For | For | For | ||||
1.9 | Elect Christian Ragot | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Convergys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVG | CUSIP 212485106 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | ||||
1.2 | Elect John F. Barrett | Mgmt | For | For | For | ||||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | ||||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | ||||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | ||||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | ||||
1.8 | Elect Ronald L. Nelson | Mgmt | For | For | For | ||||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Re-approval of the Performance Goals Under the Long Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Core-Mark Holding Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CORE | CUSIP 218681104 | 05/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert A. Allen | Mgmt | For | For | For | ||||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | ||||
3 | Elect Gary F. Colter | Mgmt | For | For | For | ||||
4 | Elect Robert G. Gross | Mgmt | For | For | For | ||||
5 | Elect L. William Krause | Mgmt | For | For | For | ||||
6 | Elect Thomas B. Perkins | Mgmt | For | For | For | ||||
7 | Elect Harvey L. Tepner | Mgmt | For | For | For | ||||
8 | Elect Randolph I. Thornton | Mgmt | For | For | For | ||||
9 | Elect J. Michael Walsh | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corinthian Colleges, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COCO | CUSIP 218868107 | 11/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul St. Pierre | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Linda Skladany | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Lee | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Massimino | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Terry Hartshorn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Timothy Sullivan | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Sharon Robinson | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Hank Adler | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John Dionisio | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Alice Kane | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cowen Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COWN | CUSIP 223622101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter A. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | For | For | ||||
1.3 | Elect Steven Kotler | Mgmt | For | For | For | ||||
1.4 | Elect Jerome S. Markowitz | Mgmt | For | For | For | ||||
1.5 | Elect Jack H. Nusbaum | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jeffrey M. Solomon | Mgmt | For | For | For | ||||
1.7 | Elect Thomas W. Strauss | Mgmt | For | For | For | ||||
1.8 | Elect John E. Toffolon, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Joseph R. Wright | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cutera Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CUTR | CUSIP 232109108 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Mark Lortz | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Barrett | Mgmt | For | For | For | ||||
1.3 | Elect Jerry P. Widman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Datalink Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTLK | CUSIP 237934104 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brent G. Blackey | Mgmt | For | For | For | ||||
1.2 | Elect Paul F. Lidsky | Mgmt | For | For | For | ||||
1.3 | Elect Margaret A. Loftus | Mgmt | For | For | For | ||||
1.4 | Elect Greg R. Meland | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | ||||
1.6 | Elect James E. Ousley | Mgmt | For | For | For | ||||
1.7 | Elect Robert M. Price | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | ||||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | ||||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Robert E Apple | Mgmt | For | For | For | ||||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | ||||
6 | Elect David G. Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John D. Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
DXP Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXPE | CUSIP 233377407 | 06/20/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eagle Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGBN | CUSIP 268948106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert P. Pincus | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Leland M. Weinstein | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EarthLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELNK | CUSIP 270321102 | 04/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan D. Bowick | Mgmt | For | For | For | ||||
2 | Elect S. Marce Fuller | Mgmt | For | For | For | ||||
3 | Elect Rolla P. Huff | Mgmt | For | For | For | ||||
4 | Elect David A. Koretz | Mgmt | For | For | For | ||||
5 | Elect Garry K. McGuire | Mgmt | For | For | For | ||||
6 | Elect Thomas E. Wheeler | Mgmt | For | For | For | ||||
7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Amendment to Advance Notice Requirement | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Education Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDR | CUSIP 28140H104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul O. Bower | Mgmt | For | For | For | ||||
1.2 | Elect Monte J. Barrow | Mgmt | For | For | For | ||||
1.3 | Elect William J. Cahill, III | Mgmt | For | For | For | ||||
1.4 | Elect Randy L. Churchey | Mgmt | For | For | For | ||||
1.5 | Elect John L. Ford | Mgmt | For | For | For | ||||
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | ||||
1.7 | Elect Wendell W. Weakley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Electro Scientific Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESIO | CUSIP 285229100 | 08/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Faubert | Mgmt | For | For | For | ||||
1.2 | Elect David Nierenberg | Mgmt | For | For | For | ||||
1.3 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Reapproval of the 2004 Stock Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | ||||
Electronics For Imaging, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFII | CUSIP 286082102 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Brown | Mgmt | For | For | For | ||||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | ||||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.5 | Elect Richard A. Kashnow | Mgmt | For | For | For | ||||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Equity Incentive Award Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Emcor Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EME | CUSIP 29084Q100 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | ||||
1.2 | Elect David A.B. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Larry J. Bump | Mgmt | For | For | For | ||||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Anthony J. Guzzi | Mgmt | For | For | For | ||||
1.6 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect David H. Laidley | Mgmt | For | For | For | ||||
1.8 | Elect Frank T. MacInnis | Mgmt | For | For | For | ||||
1.9 | Elect Jerry E. Ryan | Mgmt | For | For | For | ||||
1.10 | Elect Michael T. Yonker | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Key Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Employers Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIG | CUSIP 292218104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael D. Rumbolz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Emulex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELX | CUSIP 292475209 | 11/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Downey | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Paul Folino | Mgmt | For | For | For | ||||
1.4 | Elect Robert Goon | Mgmt | For | For | For | ||||
1.5 | Elect Beatriz Infante | Mgmt | For | For | For | ||||
1.6 | Elect Don Lyle | Mgmt | For | For | For | ||||
1.7 | Elect James McCluney | Mgmt | For | For | For | ||||
1.8 | Elect Nersi Nazari | Mgmt | For | For | For | ||||
1.9 | Elect Dean Yoost | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 1997 Stock Award Plan for Non-Employee Directors | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Encore Capital Group, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ECPG | CUSIP 292554102 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Lund | Mgmt | For | For | For | ||||
1.2 | Elect Willem Mesdag | Mgmt | For | For | For | ||||
1.3 | Elect Francis E. Quinlan | Mgmt | For | For | For | ||||
1.4 | Elect Norman R. Sorensen | Mgmt | For | For | For | ||||
1.5 | Elect J. Christopher Teets | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | ||||
1.7 | Elect H. Ronald Weissman | Mgmt | For | For | For | ||||
1.8 | Elect Warren Wilcox | Mgmt | For | For | For | ||||
2 | 2013 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Michael Goodrich | Mgmt | For | For | For | ||||
1.2 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.3 | Elect Frances Powell Hawes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Ensign Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENSG | CUSIP 29358P101 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Antoinette T. Hubenette | Mgmt | For | For | For | ||||
1.2 | Elect Clayton M. Christensen | Mgmt | For | For | For | ||||
1.3 | Elect Lee A. Daniels | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Entropic Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENTR | CUSIP 29384R105 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Bechard | Mgmt | For | For | For | ||||
1.2 | Elect Robert L. Bailey | Mgmt | For | For | For | ||||
1.3 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
EPL Oil & Gas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPL | CUSIP 26883D108 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles O. Buckner | Mgmt | For | For | For | ||||
1.2 | Elect Scott A. Griffiths | Mgmt | For | For | For | ||||
1.3 | Elect Gary C. Hanna | Mgmt | For | For | For | ||||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | ||||
1.5 | Elect Steven J. Pully | Mgmt | For | For | For | ||||
1.6 | Elect William F. Wallace | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EPR Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 26884U109 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barrett Brady | Mgmt | For | For | For | ||||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | ||||
1.3 | Elect Thomas M. Bloch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Esterline Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESL | CUSIP 297425100 | 03/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul V. Haack | Mgmt | For | For | For | ||||
2 | Elect Scott E. Kuechle | Mgmt | For | For | For | ||||
3 | Elect R. Bradley Lawrence | Mgmt | For | For | For | ||||
4 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
EverBank Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EVER | CUSIP 29977G102 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerald S. Armstrong | Mgmt | For | For | For | ||||
1.2 | Elect Joseph D. Hinkel | Mgmt | For | For | For | ||||
1.3 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Russell B. Newton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Exco Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XCO | CUSIP 269279402 | 06/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas H. Miller | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | ||||
1.3 | Elect Earl E. Ellis | Mgmt | For | For | For | ||||
1.4 | Elect B. James Ford | Mgmt | For | For | For | ||||
1.5 | Elect Samuel A. Mitchell | Mgmt | For | For | For | ||||
1.6 | Elect T. Boone Pickens | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Jeffrey S. Serota | Mgmt | For | For | For | ||||
1.9 | Elect Robert L. Stillwell | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPR | CUSIP 30219E103 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sona Chawla | Mgmt | For | For | For | ||||
1.2 | Elect Theo Killion | Mgmt | For | For | For | ||||
1.3 | Elect Michael A. Weiss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Extreme Networks, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXTR | CUSIP 30226D106 | 11/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward B. Meyercord III | Mgmt | For | For | For | ||||
1.2 | Elect John Kispert | Mgmt | For | For | For | ||||
1.3 | Elect Oscar Rodriguez | Mgmt | For | For | For | ||||
1.4 | Elect Harry Silverglide | Mgmt | For | For | For | ||||
1.5 | Elect Maury Austin | Mgmt | For | For | For | ||||
1.6 | Elect Edward Terino | Mgmt | For | For | For | ||||
2 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Financial Institutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISI | CUSIP 317585404 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel M. Gullo | Mgmt | For | For | For | ||||
1.2 | Elect James L. Robinson | Mgmt | For | For | For | ||||
1.3 | Elect James H. Wyckoff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
First Connecticut Bancorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBNK | CUSIP 319850103 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald A. Bucchi | Mgmt | For | For | For | ||||
1.2 | Elect Ronald A. Carson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin S. Ray | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Flagstone Reinsurance Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSR | CUSIP L3466T104 | 11/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
Flushing Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIC | CUSIP 343873105 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John R. Buran | Mgmt | For | For | For | ||||
1.2 | Elect James D. Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Vincent F. Nicolosi | Mgmt | For | For | For | ||||
1.4 | Elect Gerard P. Tully, Sr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Forestar Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FOR | CUSIP 346233109 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James M. DeCosmo | Mgmt | For | For | For | ||||
2 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | ||||
3 | Elect James A. Johnson | Mgmt | For | For | For | ||||
4 | Elect Charles W. Matthews | Mgmt | For | For | For | ||||
5 | Elect Richard M. Smith | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fred's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRED | CUSIP 356108100 | 07/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Hayes | Mgmt | For | For | For | ||||
1.2 | Elect John Eisenman | Mgmt | For | For | For | ||||
1.3 | Elect Roger Knox | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Tashjian | Mgmt | For | For | For | ||||
1.5 | Elect B. Mary McNabb | Mgmt | For | For | For | ||||
1.6 | Elect Michael McMillan | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Efird | Mgmt | For | For | For | ||||
1.8 | Elect Steven Fitzpatrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Director Candidate with Corporate Governance Expertise | ShrHldr | Against | Against | For | ||||
G-III Apparel Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIII | CUSIP 36237H101 | 06/04/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | ||||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | ||||
1.3 | Elect Thomas J. Brosig | Mgmt | For | For | For | ||||
1.4 | Elect Alan Feller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | ||||
1.6 | Elect Laura H. Pomerantz | Mgmt | For | For | For | ||||
1.7 | Elect Allen E. Sirkin | Mgmt | For | For | For | ||||
1.8 | Elect Willem van Bokhorst | Mgmt | For | For | For | ||||
1.9 | Elect Cheryl Vitali | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Richard D. White | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
General Cable Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BGC | CUSIP 369300108 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||||
1.2 | Elect Gregory E. Lawton | Mgmt | For | For | For | ||||
1.3 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||||
1.4 | Elect Patrick M. Prevost | Mgmt | For | For | For | ||||
1.5 | Elect Robert L. Smialek | Mgmt | For | For | For | ||||
1.6 | Elect John E. Welsh, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Annual Incentive Plan | Mgmt | For | For | For | ||||
Great Lakes Dredge & Dock Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLDD | CUSIP 390607109 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl A. Albert | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jonathan W. Berger | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Gulfport Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | ||||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | ||||
1.3 | Elect David L. Houston | Mgmt | For | For | For | ||||
1.4 | Elect James D. Palm | Mgmt | For | For | For | ||||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
H.B. Fuller Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUL | CUSIP 359694106 | 04/11/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dante C. Parrini | Mgmt | For | For | For | ||||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James J. Owens | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Master Incentive Plan | Mgmt | For | For | For | ||||
Harris Teeter Supermarkets, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTSI | CUSIP 414585109 | 02/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Belk | Mgmt | For | For | For | ||||
1.2 | Elect John Cato | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | ||||
1.4 | Elect James Hynes | Mgmt | For | For | For | ||||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | ||||
1.6 | Elect Mark Ordan | Mgmt | For | For | For | ||||
1.7 | Elect Bailey Patrick | Mgmt | For | For | For | ||||
1.8 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Harold Stowe | Mgmt | For | For | For | ||||
1.10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||||
1.11 | Elect William Warden, Jr. | Mgmt | For | For | For | ||||
2 | 2013 Cash Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hercules Technology Growth Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTGC | CUSIP 427096508 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Manuel A. Henriquez | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | ||||
5 | Issuance of Debt Instruments | Mgmt | For | For | For | ||||
Horizon Technology Finance Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRZN | CUSIP 44045A102 | 06/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher B. Woodward | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert D. Pomeroy, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Horizon Technology Finance Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRZN | CUSIP 44045A102 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | For | For | ||||
Horsehead Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZINC | CUSIP 440694305 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James M. Hensler | Mgmt | For | For | For | ||||
1.2 | Elect George A. Schreiber, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Huntington Ingalls Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HII | CUSIP 446413106 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert F. Bruner | Mgmt | For | For | For | ||||
1.2 | Elect Artur G. Davis | Mgmt | For | For | For | ||||
1.3 | Elect Thomas B. Fargo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hyster-Yale Materials | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HY | CUSIP 449172204 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carolyn Corvi | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John P. Jumper | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Claiborne R. Rankin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Michael E. Shannon | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Britton T. Taplin | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | ||||
2 | Approval of the NACCO Materials Handling Group, Inc. Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Approval of the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Approval of the Hyster-Yale Materials Handling, Inc. Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Idacorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IDA | CUSIP 451107106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judith A. Johansen | Mgmt | For | For | For | ||||
1.2 | Elect J. LaMont Keen | Mgmt | For | For | For | ||||
1.3 | Elect Robert A. Tinstman | Mgmt | For | For | For | ||||
1.4 | Elect Dennis L. Johnson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Innovative Solutions and Support, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSC | CUSIP 45769N105 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert A. Mionis | Mgmt | For | For | For | ||||
2 | Elect Robert H. Rau | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Integrated Silicon Solution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSI | CUSIP 45812P107 | 02/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jimmy Lee | Mgmt | For | For | For | ||||
1.2 | Elect Scott Howarth | Mgmt | For | For | For | ||||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | ||||
1.4 | Elect Paul Chien | Mgmt | For | For | For | ||||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | ||||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | ||||
1.8 | Elect Bruce Wooley | Mgmt | For | For | For | ||||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Investors Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISBC | CUSIP 46146P102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Plan of Merger | Mgmt | For | For | For | ||||
2.1 | Elect Domenick A. Cama | Mgmt | For | For | For | ||||
2.2 | Elect James J. Garibaldi | Mgmt | For | For | For | ||||
2.3 | Elect Vincent D. Manahan III | Mgmt | For | For | For | ||||
2.4 | Elect James H. Ward III | Mgmt | For | For | For | ||||
3 | Approval of the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
iStar Financial Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFI | CUSIP 45031U408 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | ||||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | ||||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | ||||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
KAR Auction Services Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAR | CUSIP 48238T109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David J. Ament | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Ryan M. Birtwell | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas J. Carella | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Brian T. Clingen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert M. Finlayson | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Peter R. Formanek | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Michael B. Goldberg | Mgmt | For | Withhold | Against | ||||
1.8 | Elect James P. Hallett | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Sanjeev K. Mehra | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Church M. Moore | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Thomas C. O'Brien | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Gregory P. Spivy | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Jonathan P. Ward | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | ||||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | ||||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | ||||
4 | Elect William F. Owens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kforce Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KFRC | CUSIP 493732101 | 04/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Elaine D. Rosen | Mgmt | For | For | For | ||||
1.2 | Elect Ralph E. Struzziero | Mgmt | For | For | For | ||||
1.3 | Elect Howard W. Sutter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Kodiak Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||||
2 | Elect James E. Catlin | Mgmt | For | For | For | ||||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | ||||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | ||||
5 | Elect William J. Krysiak | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
La-Z-Boy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LZB | CUSIP 505336107 | 08/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | ||||
1.2 | Elect John Foss | Mgmt | For | For | For | ||||
1.3 | Elect Janet Kerr | Mgmt | For | For | For | ||||
1.4 | Elect H. George Levy | Mgmt | For | For | For | ||||
1.5 | Elect W. Alan McCollough | Mgmt | For | For | For | ||||
1.6 | Elect Nido Qubein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to Articles | Mgmt | For | For | For | ||||
Lakeland Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LKFN | CUSIP 511656100 | 04/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Blake W. Augsburger | Mgmt | For | For | For | ||||
1.2 | Elect Charles E. Niemier | Mgmt | For | For | For | ||||
1.3 | Elect Brian J. Smith | Mgmt | For | For | For | ||||
1.4 | Elect Bradley J. Toothaker | Mgmt | For | For | For | ||||
1.5 | Elect Ronald D. Truex | Mgmt | For | For | For | ||||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lithia Motors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LAD | CUSIP 536797103 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sidney B. DeBoer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas Becker | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan O. Cain | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Bryan B. DeBoer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect M.L. Dick Heimann | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Kenneth J. Roberts | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William J. Young | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | 2013 Discretionary Support Services Variable Performance Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Webster L. Benham | Mgmt | For | For | For | ||||
1.2 | Elect Robert A. Butkin | Mgmt | For | For | For | ||||
1.3 | Elect Charles A. Burtch | Mgmt | For | For | For | ||||
1.4 | Elect Steven J. Golsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
M/I Homes, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHO | CUSIP 55305B101 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Friedrich K. M. Bohm | Mgmt | For | For | For | ||||
1.2 | Elect William H. Carter | Mgmt | For | For | For | ||||
1.3 | Elect Michael P. Glimcher | Mgmt | For | For | For | ||||
1.4 | Elect Robert H. Schottenstein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Maiden Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHLD | CUSIP G5753U112 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | ||||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | ||||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | ||||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | ||||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | ||||
1.6 | Elect David A. Lamneck | Mgmt | For | For | For | ||||
1.7 | Elect John Marshaleck | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||||
1.10 | Elect Patrick J. Haveron | Mgmt | For | For | For | ||||
1.11 | Elect Ronald M. Judd | Mgmt | For | For | For | ||||
1.12 | Elect John Marshaleck | Mgmt | For | For | For | ||||
1.13 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||||
1.14 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manitowoc Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTW | CUSIP 563571108 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joan K. Chow | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth W. Krueger | Mgmt | For | For | For | ||||
1.3 | Elect Robert C. Stift | Mgmt | For | For | For | ||||
2 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marriott Vacations Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAC | CUSIP 57164Y107 | 06/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond L. Gellein, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas J. Hutchison III | Mgmt | For | For | For | ||||
1.3 | Elect Dianna F. Morgan | Mgmt | For | For | For | ||||
2 | Amendment of the Stock and Cash Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Materion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTRN | CUSIP 576690101 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vinod M. Khilnani | Mgmt | For | For | For | ||||
1.2 | Elect Darlene J.S. Solomon | Mgmt | For | For | For | ||||
1.3 | Elect Robert B. Toth | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Management Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MDC Partners Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCA | CUSIP 552697104 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Miles S. Nadal | Mgmt | For | For | For | ||||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | ||||
1.3 | Elect Thomas N. Davidson | Mgmt | For | For | For | ||||
1.4 | Elect Robert J. Kamerschen | Mgmt | For | For | For | ||||
1.5 | Elect Scott L. Kauffman | Mgmt | For | For | For | ||||
1.6 | Elect Michael Kirby | Mgmt | For | For | For | ||||
1.7 | Elect Stephen M. Pustil | Mgmt | For | For | For | ||||
1.8 | Elect Irwin D. Simon | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Stock Appreciation Rights Plan | Mgmt | For | Against | Against | ||||
MedAssets Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDAS | CUSIP 584045108 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John A. Bardis | Mgmt | For | For | For | ||||
1.2 | Elect Harris Hyman IV | Mgmt | For | For | For | ||||
1.3 | Elect Terrence J. Mulligan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Long Term Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
Medley Capital Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCC | CUSIP 58503F106 | 02/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Seth Taube | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Ainsberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Issuance of Common Stock Below Net Asset Value | Mgmt | For | For | For | ||||
Mentor Graphics Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MENT | CUSIP 587200106 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | ||||
1.2 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect J. Daniel McCranie | Mgmt | For | For | For | ||||
1.5 | Elect Kevin C. McDonough | Mgmt | For | For | For | ||||
1.6 | Elect Patrick B. McManus | Mgmt | For | For | For | ||||
1.7 | Elect Walden C. Rhines | Mgmt | For | For | For | ||||
1.8 | Elect David S. Schechter | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James A. Brodsky | Mgmt | For | For | For | ||||
2 | Elect Alan L. Gosule | Mgmt | For | For | For | ||||
3 | Elect Stewart Zimmerman | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Midstates Petroleum Co. Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPO | CUSIP 59804T100 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter J. Hill | Mgmt | For | For | For | ||||
1.2 | Elect Thomas C. Knudson | Mgmt | For | For | For | ||||
1.3 | Elect Stephen J. McDaniel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Minerals Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CUSIP 603158106 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph C. Muscari | Mgmt | For | For | For | ||||
1.2 | Elect Barbara R. Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Modine Manufacturing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOD | CUSIP 607828100 | 07/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Suresh Garimella | Mgmt | For | For | For | ||||
2 | Elect Christopher Patterson | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Morgans Hotel Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHGC | CUSIP 61748W108 | 06/14/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Gross | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Ronald W. Burkle | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Robert Friedman | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Jeffrey M. Gault | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Thomas L. Harrison | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Michael D. Malone | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | Against | TNA | N/A | ||||
Morgans Hotel Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHGC | CUSIP 61748W108 | 06/14/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Dougherty | Mgmt | N/A | TNA | N/A | ||||
1.2 | Elect Jason Taubman Kalisman | Mgmt | N/A | TNA | N/A | ||||
1.3 | Elect Mahmood Khimji | Mgmt | N/A | TNA | N/A | ||||
1.4 | Elect Jonathan Langer | Mgmt | N/A | TNA | N/A | ||||
1.5 | Elect Andrea L. Olshan | Mgmt | N/A | TNA | N/A | ||||
1.6 | Elect Michael E. Olshan | Mgmt | N/A | TNA | N/A | ||||
1.7 | Elect Parag Vora | Mgmt | N/A | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
4 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | N/A | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | N/A | TNA | N/A | ||||
MRC Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRC | CUSIP 55345K103 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew R. Lane | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Leonard M. Anthony | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Rhys J. Best | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Henry Cornell | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Christopher A.S. Crampton | Mgmt | For | Withhold | Against | ||||
1.7 | Elect John F.X. Daly | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Craig Ketchum | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Cornelis A. Linse | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John A. Perkins | Mgmt | For | Withhold | Against | ||||
1.12 | Elect H.B. Wehrle, III | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Bank Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | ||||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | ||||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | ||||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | ||||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Navistar International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | ||||
NCI Building Systems, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NCS | CUSIP 628852204 | 02/26/2013 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary L. Forbes | Mgmt | For | TNA | N/A | ||||
1.2 | Elect George Martinez | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Jonathan L. Zrebiec | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2003 Long-Term Stock Incentive Plan | Mgmt | For | TNA | N/A | ||||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
New Mountain Finance Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NMFC | CUSIP 647551100 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert A. Hamwee | Mgmt | For | For | For | ||||
1.2 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | ||||
Newell Rubbermaid, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | ||||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||||
4 | Elect Michael B. Polk | Mgmt | For | For | For | ||||
5 | Elect Michael A. Todman | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | 2013 Incentive Plan | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Olin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLN | CUSIP 680665205 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Robert Bunch | Mgmt | For | For | For | ||||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | ||||
3 | Elect John M. B. O'Connor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Om Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMG | CUSIP 670872100 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Katharine L. Plourde | Mgmt | For | For | For | ||||
1.2 | Elect Patrick S. Mullin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
One Liberty Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLP | CUSIP 682406103 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph A. Amato | Mgmt | For | For | For | ||||
2 | Elect Jeffrey A. Gould | Mgmt | For | For | For | ||||
3 | Elect Matthew J. Gould | Mgmt | For | For | For | ||||
4 | Elect J. Robert Lovejoy | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oplink Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPLK | CUSIP 68375Q403 | 11/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Christofferson | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jesse Jack | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oriental Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OFG | CUSIP 68618W100 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Rafael Fernandez | Mgmt | For | For | For | ||||
1.2 | Elect Jose E. Rossi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Company Name Change | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Orion Marine Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORN | CUSIP 68628V308 | 05/23/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin J. Shanfelter | Mgmt | For | For | For | ||||
2 | Elect Gene Stoever | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pacific Premier Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPBI | CUSIP 69478X105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | ||||
1.2 | Elect John J Carona | Mgmt | For | For | For | ||||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | ||||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | ||||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | ||||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | ||||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Partnerre Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PBF Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBF | CUSIP 69318G106 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | ||||
2 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
3 | Elect Jefferson F. Allen | Mgmt | For | For | For | ||||
4 | Elect Martin J. Brand | Mgmt | For | For | For | ||||
5 | Elect Timothy H. Day | Mgmt | For | For | For | ||||
6 | Elect David I. Foley | Mgmt | For | For | For | ||||
7 | Elect Dennis M. Houston | Mgmt | For | For | For | ||||
8 | Elect Edward F. Kosnik | Mgmt | For | For | For | ||||
9 | Elect Neil A. Wizel | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Pep Boys-Manny, Moe & Jack | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBY | CUSIP 713278109 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jane Scaccetti | Mgmt | For | For | For | ||||
2 | Elect John T. Sweetwood | Mgmt | For | For | For | ||||
3 | Elect M. Shân Atkins | Mgmt | For | For | For | ||||
4 | Elect Robert H. Hotz | Mgmt | For | For | For | ||||
5 | Elect James A. Mitarotonda | Mgmt | For | For | For | ||||
6 | Elect Nick White | Mgmt | For | For | For | ||||
7 | Elect Michael R. Odell | Mgmt | For | For | For | ||||
8 | Elect Robert Rosenblatt | Mgmt | For | For | For | ||||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perficient, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRFT | CUSIP 71375U101 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | ||||
1.2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | ||||
1.3 | Elect John S. Hamlin | Mgmt | For | For | For | ||||
1.4 | Elect James R. Kackley | Mgmt | For | For | For | ||||
1.5 | Elect David S. Lundeen | Mgmt | For | For | For | ||||
1.6 | Elect David D. May | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Performant Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFMT | CUSIP 71377E105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd R. Ford | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Brian P. Golson | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
PharMerica Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMC | CUSIP 71714F104 | 06/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory S. Weishar | Mgmt | For | For | For | ||||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Frank E. Collins | Mgmt | For | For | For | ||||
1.4 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||||
1.5 | Elect Marjorie W. Dorr | Mgmt | For | For | For | ||||
1.6 | Elect Thomas P. Gerrity | Mgmt | For | For | For | ||||
1.7 | Elect Robert A. Oakley | Mgmt | For | For | For | ||||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||||
1.9 | Elect Patrick G. LePore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Phh Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PHH | CUSIP 693320202 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Jon A. Boscia | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | ||||
1.8 | Elect James O. Egan | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | ||||
1.14 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Photronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLAB | CUSIP 719405102 | 04/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Fiederowicz | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Fiorita, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | ||||
1.4 | Elect Constantine Macricostas | Mgmt | For | For | For | ||||
1.5 | Elect George Macricostas | Mgmt | For | For | For | ||||
1.6 | Elect Mitchell Tyson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Piedmont Office Realty Trust Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PDM | CUSIP 720190206 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | ||||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | ||||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | ||||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | ||||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pioneer Energy Services Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PES | CUSIP 723664108 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John M. Rauh | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||||
3 | Elect David G. DeWalt | Mgmt | For | For | For | ||||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William A. Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | ||||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | ||||
2 | Elect David Goel | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Portfolio Recovery Associates | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRAA | CUSIP 73640Q105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John H. Fain | Mgmt | For | For | For | ||||
1.2 | Elect David Roberts | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | 2013 Annual Non-Equity Incentive Plan | Mgmt | For | For | For | ||||
Portland General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POR | CUSIP 736508847 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Ballantine | Mgmt | For | For | For | ||||
1.2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jack E. Davis | Mgmt | For | For | For | ||||
1.4 | Elect David A. Dietzler | Mgmt | For | For | For | ||||
1.5 | Elect Kirby A. Dyess | Mgmt | For | For | For | ||||
1.6 | Elect Mark B. Ganz | Mgmt | For | For | For | ||||
1.7 | Elect Corbin A. McNeill, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Neil J. Nelson | Mgmt | For | For | For | ||||
1.9 | Elect M. Lee Pelton | Mgmt | For | For | For | ||||
1.10 | Elect James J. Piro | Mgmt | For | For | For | ||||
1.11 | Elect Robert T.F. Reid | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | 2008 Annual Cash Incentive Master Plan for Executive Officers | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Post Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POST | CUSIP 737446104 | 01/31/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Curl | Mgmt | For | For | For | ||||
1.2 | Elect William Danforth | Mgmt | For | For | For | ||||
1.3 | Elect David Skarie | Mgmt | For | For | For | ||||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Providence Service Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRSC | CUSIP 743815102 | 06/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard A. Kerley | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Christopher S. Shackelton | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Quality Distribution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLTY | CUSIP 74756M102 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | ||||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | ||||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | ||||
1.4 | Elect M. Ali Rashid | Mgmt | For | For | For | ||||
1.5 | Elect Annette M. Sandberg | Mgmt | For | For | For | ||||
1.6 | Elect Alan H. Schumacher | Mgmt | For | For | For | ||||
1.7 | Elect Thomas M. White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
RAIT Financial Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAS | CUSIP 749227609 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | ||||
2 | Elect Andrew Batinovich | Mgmt | For | For | For | ||||
3 | Elect Edward S. Brown | Mgmt | For | For | For | ||||
4 | Elect Frank A. Farnesi | Mgmt | For | For | For | ||||
5 | Elect S. Kristin Kim | Mgmt | For | For | For | ||||
6 | Elect Arthur Makadon | Mgmt | For | For | For | ||||
7 | Elect Jon C. Sarkisian | Mgmt | For | For | For | ||||
8 | Elect Andrew M. Silberstein | Mgmt | For | For | For | ||||
9 | Elect Murray Stempel, III | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reinsurance Group of America, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGA | CUSIP 759351604 | 05/15/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William J. Bartlett | Mgmt | For | For | For | ||||
1.2 | Elect Alan C. Henderson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | ||||
4 | Approval of performance measures under the Annual Bonus Plan | Mgmt | For | For | For | ||||
5 | Approval of performance measures under the Flexible Stock Plan | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
RF Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RFMD | CUSIP 749941100 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | ||||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | ||||
1.5 | Elect John Harding | Mgmt | For | For | For | ||||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | ||||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Roadrunner Transportation Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRTS | CUSIP 76973Q105 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark A. DiBlasi | Mgmt | For | For | For | ||||
1.2 | Elect Scott D. Rued | Mgmt | For | For | For | ||||
1.3 | Elect John G. Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Rock-Tenn Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RKT | CUSIP 772739207 | 01/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Stephen Felker | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Lawrence Gellerstedt, III | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Spiegel | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the Annual Executive Bonus Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Rockville Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCKB | CUSIP 774188106 | 05/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Jeamel, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Raymond Lefurge, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Stuart Magdefrau | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
RPM International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RPM | CUSIP 749685103 | 10/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Abizaid | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Bruce Carbonari | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Gross | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Joseph Viviano | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ryder System, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
R | CUSIP 783549108 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert J. Eck | Mgmt | For | For | For | ||||
2 | Elect Tamara L. Lundgren | Mgmt | For | For | For | ||||
3 | Elect Eugene A. Renna | Mgmt | For | For | For | ||||
4 | Elect Abbie J. Smith | Mgmt | For | For | For | ||||
5 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||||
6 | Elect Michael F. Hilton | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Saia, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAIA | CUSIP 78709Y105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John J. Holland | Mgmt | For | For | For | ||||
2 | Elect Richard D. O'Dell | Mgmt | For | For | For | ||||
3 | Elect Douglas W. Rockel | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sanderson Farms, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAFM | CUSIP 800013104 | 02/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Banks, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Toni Cooley | Mgmt | For | For | For | ||||
1.3 | Elect Robert Khayat | Mgmt | For | For | For | ||||
1.4 | Elect Dianne Mooney | Mgmt | For | For | For | ||||
1.5 | Elect Gail Pittman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Scorpio Tankers Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STNG | CUSIP Y7542C106 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Silicon Image, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIMG | CUSIP 82705T102 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.2 | Elect John Hodge | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Skechers U.S.A., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKX | CUSIP 830566105 | 05/29/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Greenberg | Mgmt | For | For | For | ||||
1.2 | Elect David Weinberg | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Greenberg | Mgmt | For | For | For | ||||
2 | Approval of the 2007 Incentive Award Plan | Mgmt | For | For | For | ||||
SkyWest, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKYW | CUSIP 830879102 | 05/07/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | ||||
2 | Elect J. Ralph Atkin | Mgmt | For | For | For | ||||
3 | Elect Margaret S. Billson | Mgmt | For | For | For | ||||
4 | Elect Henry J. Eyring | Mgmt | For | For | For | ||||
5 | Elect Robert G. Sarver | Mgmt | For | For | For | ||||
6 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||||
7 | Elect James L. Welch | Mgmt | For | For | For | ||||
8 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony J. Best | Mgmt | For | For | For | ||||
3 | Elect Larry W. Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen R. Brand | Mgmt | For | For | For | ||||
5 | Elect William J. Gardiner | Mgmt | For | For | For | ||||
6 | Elect Loren M. Leiker | Mgmt | For | For | For | ||||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | ||||
8 | Elect John M. Seidl | Mgmt | For | For | For | ||||
9 | Elect William D. Sullivan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
13 | Re-Approval of the Cash Bonus Plan | Mgmt | For | For | For | ||||
Smart Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SMT | CUSIP 83172R108 | 08/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | Against | Against | ||||
2.1 | Elect David Martin | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Nancy Knowlton | Mgmt | For | Withhold | Against | ||||
2.3 | Elect Salim Nathoo | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Arvind Sodhani | Mgmt | For | Withhold | Against | ||||
2.5 | Elect Michael Mueller | Mgmt | For | Withhold | Against | ||||
2.6 | Elect Robert Hagerty | Mgmt | For | Withhold | Against | ||||
2.7 | Elect David Sutcliffe | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Sonic Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAH | CUSIP 83545G102 | 04/17/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | ||||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | ||||
1.3 | Elect David B. Smith | Mgmt | For | For | For | ||||
1.4 | Elect William I. Belk | Mgmt | For | For | For | ||||
1.5 | Elect William R. Brooks | Mgmt | For | For | For | ||||
1.6 | Elect Victor H. Doolan | Mgmt | For | For | For | ||||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | ||||
1.8 | Elect Robert L. Rewey | Mgmt | For | For | For | ||||
1.9 | Elect David C. Vorhoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwest Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWX | CUSIP 844895102 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | ||||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | ||||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | ||||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | ||||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael O. Maffie | Mgmt | For | For | For | ||||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | ||||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey W. Shaw | Mgmt | For | For | For | ||||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | ||||
1.11 | Elect Thomas A. Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Terrence L. Wright | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spartan Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPTN | CUSIP 846822104 | 08/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | ||||
1.2 | Elect Wendy Beck | Mgmt | For | For | For | ||||
1.3 | Elect Frank Gambino | Mgmt | For | For | For | ||||
1.4 | Elect Yvonne Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Elizabeth Nickels | Mgmt | For | For | For | ||||
1.6 | Elect Timothy O'Donovan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stage Stores Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGE | CUSIP 85254C305 | 06/13/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan J. Barocas | Mgmt | For | For | For | ||||
2 | Elect Diane M. Ellis | Mgmt | For | For | For | ||||
3 | Elect Michael L. Glazer | Mgmt | For | For | For | ||||
4 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||||
5 | Elect Earl J. Hesterberg, Jr. | Mgmt | For | For | For | ||||
6 | Elect Lisa R. Kranc | Mgmt | For | For | For | ||||
7 | Elect William J. Montgoris | Mgmt | For | For | For | ||||
8 | Elect C. Clayton Reasor | Mgmt | For | For | For | ||||
9 | Elect David Y. Schwartz | Mgmt | For | For | For | ||||
10 | Elect Ralph P. Scozzafava | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
State Bank Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STBZ | CUSIP 856190103 | 05/22/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James R. Balkcom, Jr. | Mgmt | For | For | For | ||||
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | ||||
3 | Elect Archie L. Bransford, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kim M. Childers | Mgmt | For | For | For | ||||
5 | Elect Joseph W. Evans | Mgmt | For | For | For | ||||
6 | Elect Virginia A. Hepner | Mgmt | For | For | For | ||||
7 | Elect John D. Houser | Mgmt | For | For | For | ||||
8 | Elect Robert H. McMahon | Mgmt | For | For | For | ||||
9 | Elect J. Daniel Speight | Mgmt | For | For | For | ||||
10 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Steiner Leisure Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STNR | CUSIP P8744Y102 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cynthia Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Denise Dickins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Stoneridge, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRI | CUSIP 86183P102 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John C. Corey | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | ||||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | ||||
1.5 | Elect Kim Korth | Mgmt | For | For | For | ||||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | ||||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Directors' Restricted Shares Plan | Mgmt | For | For | For | ||||
Summit Hotel Properties Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN | CUSIP 866082100 | 06/12/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | ||||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | ||||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | ||||
1.4 | Elect David S. Kay | Mgmt | For | For | For | ||||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | ||||
1.6 | Elect Wayne W. Wielgus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | ||||
1.2 | Elect Bruce H. Vincent | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synovus Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNV | CUSIP 87161C105 | 04/25/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | ||||
2 | Elect Stephen T. Butler | Mgmt | For | For | For | ||||
3 | Elect Elizabeth W. Camp | Mgmt | For | For | For | ||||
4 | Elect T. Michael Goodrich | Mgmt | For | For | For | ||||
5 | Elect V. Nathaniel Hansford | Mgmt | For | For | For | ||||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | ||||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | ||||
8 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | ||||
9 | Elect J. Neal Purcell | Mgmt | For | For | For | ||||
10 | Elect Kessel D. Stelling | Mgmt | For | For | For | ||||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | ||||
12 | Elect Barry L. Storey | Mgmt | For | For | For | ||||
13 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||||
14 | Elect James D. Yancey | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | 2013 Omnibus Plan | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
TCF Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCB | CUSIP 872275102 | 04/24/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond L. Barton | Mgmt | For | For | For | ||||
1.2 | Elect Peter Bell | Mgmt | For | For | For | ||||
1.3 | Elect William F. Bieber | Mgmt | For | For | For | ||||
1.4 | Elect Theodore J. Bigos | Mgmt | For | For | For | ||||
1.5 | Elect William A. Cooper | Mgmt | For | For | For | ||||
1.6 | Elect Thomas A. Cusick | Mgmt | For | For | For | ||||
1.7 | Elect Craig R. Dahl | Mgmt | For | For | For | ||||
1.8 | Elect Karen L. Grandstrand | Mgmt | For | For | For | ||||
1.9 | Elect Thomas F. Jasper | Mgmt | For | For | For | ||||
1.10 | Elect George G. Johnson | Mgmt | For | For | For | ||||
1.11 | Elect Vance K. Opperman | Mgmt | For | For | For | ||||
1.12 | Elect James M. Ramstad | Mgmt | For | For | For | ||||
1.13 | Elect Gerald A. Schwalbach | Mgmt | For | For | For | ||||
1.14 | Elect Barry N. Winslow | Mgmt | For | For | For | ||||
1.15 | Elect Richard A. Zona | Mgmt | For | For | For | ||||
2 | Amendment to the Incentive Stock Program | Mgmt | For | For | For | ||||
3 | Amendment to the Performance-Based Compensation Policy for Covered Executive Officers | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter T. Beach | Mgmt | For | For | For | ||||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William H. Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect John C. Chrystal | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
The First of Long Island Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLIC | CUSIP 320734106 | 04/16/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard T. Hogan, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John T. Lane | Mgmt | For | For | For | ||||
1.3 | Elect Milbrey R. Taylor | Mgmt | For | For | For | ||||
1.4 | Elect Walter C. Teagle, III | Mgmt | For | For | For | ||||
1.5 | Elect Michael N. Vittorio | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Greenbrier Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GBX | CUSIP 393657101 | 01/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Duane McDougall | Mgmt | For | For | For | ||||
1.2 | Elect A. Daniel O'Neal, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Howard Hughes Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HHC | CUSIP 44267D107 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William A. Ackman | Mgmt | For | For | For | ||||
2 | Elect Adam Flatto | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | ||||
4 | Elect Gary Krow | Mgmt | For | For | For | ||||
5 | Elect Allen Model | Mgmt | For | For | For | ||||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | ||||
7 | Elect Steven Shepsman | Mgmt | For | For | For | ||||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | ||||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | ||||
10 | Elect David R. Weinreb | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/30/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William W. Crouse | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John C. Kelly | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hiroaki Shigeta | Mgmt | For | Withhold | Against | ||||
2 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Providence Service Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRSC | CUSIP 743815102 | 08/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fletcher Jay McCusker | Mgmt | For | For | For | ||||
1.2 | Elect Kristi Meints | Mgmt | For | For | For | ||||
2 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Platt | Mgmt | For | For | For | ||||
1.10 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.11 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.13 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Trimas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
Triple-S Management Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTS | CUSIP 896749108 | 04/26/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Antonio F. Faria-Soto | Mgmt | For | For | For | ||||
2 | Elect Manuel Figueroa-Collazo | Mgmt | For | For | For | ||||
3 | Elect David H. Chafey, Jr. | Mgmt | For | For | For | ||||
4 | Elect Joseph A. Frick | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Two Harbors Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWO | CUSIP 90187B101 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James J. Bender | Mgmt | For | For | For | ||||
1.2 | Elect Mark D. Ein | Mgmt | For | For | For | ||||
1.3 | Elect William W. Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | ||||
1.5 | Elect W. Reid Sanders | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Siering | Mgmt | For | For | For | ||||
1.7 | Elect Brian C. Taylor | Mgmt | For | For | For | ||||
1.8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UIL Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIL | CUSIP 902748102 | 05/14/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thelma R. Albright | Mgmt | For | For | For | ||||
1.2 | Elect Arnold L. Chase | Mgmt | For | For | For | ||||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | ||||
1.4 | Elect Suedeen G. Kelly | Mgmt | For | For | For | ||||
1.5 | Elect John L. Lahey | Mgmt | For | For | For | ||||
1.6 | Elect Daniel J. Miglio | Mgmt | For | For | For | ||||
1.7 | Elect William F. Murdy | Mgmt | For | For | For | ||||
1.8 | Elect William B. Plummer | Mgmt | For | For | For | ||||
1.9 | Elect Donald R. Shassian | Mgmt | For | For | For | ||||
1.10 | Elect James P. Torgerson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Stock Incentive Compensation Plan | Mgmt | For | For | For | ||||
United Financial Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBNK | CUSIP 91030T109 | 04/18/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael F. Crowley | Mgmt | For | For | For | ||||
1.2 | Elect Carol Moore Cutting | Mgmt | For | For | For | ||||
1.3 | Elect Carol A. Leary | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Financial Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBNK | CUSIP 91030T109 | 11/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
UNS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNS | CUSIP 903119105 | 05/03/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul J. Bonavia | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence J. Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||||
1.4 | Elect Larry W. Bickle | Mgmt | For | For | For | ||||
1.5 | Elect Robert A. Elliott | Mgmt | For | For | For | ||||
1.6 | Elect Daniel W.L. Fessler | Mgmt | For | For | For | ||||
1.7 | Elect Louise L. Francesconi | Mgmt | For | For | For | ||||
1.8 | Elect Ramiro G. Peru | Mgmt | For | For | For | ||||
1.9 | Elect Gregory A. Pivirotto | Mgmt | For | For | For | ||||
1.10 | Elect Joaquin Ruiz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | ||||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
VOXX International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOXX | CUSIP 91829F104 | 07/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Kreuch, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Dennis McManus | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter Lesser | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Shalam | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Patrick Lavelle | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Charles Stoehr | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Philip Christopher | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Ari Shalam | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Fred Klipsch | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 06/05/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | ||||
1.2 | Elect Andrew C. Florance | Mgmt | For | For | For | ||||
1.3 | Elect Mitchell M. Gaynor | Mgmt | For | For | For | ||||
1.4 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | ||||
1.5 | Elect Michael D. Malone | Mgmt | For | For | For | ||||
1.6 | Elect John Rice | Mgmt | For | For | For | ||||
1.7 | Elect Dana L. Schmaltz | Mgmt | For | For | For | ||||
1.8 | Elect Howard W. Smith | Mgmt | For | For | For | ||||
1.9 | Elect Edmund F. Taylor | Mgmt | For | For | For | ||||
1.10 | Elect William Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 08/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Web.com Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWWW | CUSIP 94733A104 | 05/08/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Phillip J. Facchina | Mgmt | For | For | For | ||||
1.2 | Elect Robert S. McCoy, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Western Alliance Bancorporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAL | CUSIP 957638109 | 05/21/2013 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cary Mack | Mgmt | For | For | For | ||||
1.2 | Elect Todd Marshall | Mgmt | For | For | For | ||||
1.3 | Elect M. Nafees Nagy | Mgmt | For | For | For | ||||
1.4 | Elect James E. Nave | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of Fiscal Year End: | 12/31/2012 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | |||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | |||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | |||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aegerion Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Beer | Mgmt | For | Withhold | Against | |||
1.2 | Elect David I. Scheer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect David Gary Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | |||
2 | Elect Angelo C. Brisimitzakis | Mgmt | For | For | For | |||
3 | Elect William J. Crowley, Jr. | Mgmt | For | For | For | |||
4 | Elect E. Linn Draper Jr. | Mgmt | For | For | For | |||
5 | Elect Glenn A. Eisenberg | Mgmt | For | For | For | |||
6 | Elect Deborah M. Fretz | Mgmt | For | For | For | |||
7 | Elect P. Michael Giftos | Mgmt | For | For | For | |||
8 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
9 | Elect Joel Richards, III | Mgmt | For | For | For | |||
10 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Water Management Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | |||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | |||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
1.4 | Elect John A. Craig | Mgmt | For | For | For | |||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | |||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | |||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | |||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | |||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | |||
11 | Elect W. Ziebart | Mgmt | For | For | For | |||
12 | Elect D.A. Grose | Mgmt | For | For | For | |||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Baron | Mgmt | For | For | For | |||
1.2 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.3 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.5 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.6 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.7 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.9 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.10 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Election of Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Election of Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Election of Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Election of Gary Burnet | Mgmt | For | For | For | |||
1.16 | Election of Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Election of Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Election of James M. Michener | Mgmt | For | For | For | |||
1.19 | Election of Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue Gove | Mgmt | For | For | For | |||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
6 | Elect George Mrkonic | Mgmt | For | For | For | |||
7 | Elect Luis Nieto | Mgmt | For | For | For | |||
8 | Elect William Rhodes III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
5 | Elect V. Prem Watsa | Mgmt | For | Against | Against | |||
6 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
7 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
8 | Elect Pat Butler | Mgmt | For | Against | Against | |||
9 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
10 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
11 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Davida Marston | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Bed, Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Beijing Capital Int Airport | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y07717104 | 06/28/2013 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Best Buy Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | |||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | |||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement (Jean-Laurent Bonnafe) | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | |||
11 | Elect Michel J. Tilmant | Mgmt | For | Against | Against | |||
12 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | |||
13 | Elect Christophe de Margerie | Mgmt | For | Against | Against | |||
14 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities for Statutory Auditors | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 05/15/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Sir William (Bill) Gammell | Mgmt | For | For | For | |||
6 | Elect Todd Hunt | Mgmt | For | For | For | |||
7 | Elect Iain McLaren | Mgmt | For | For | For | |||
8 | Elect James W. Buckee | Mgmt | For | For | For | |||
9 | Elect Alexander Berger | Mgmt | For | For | For | |||
10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
11 | Elect Simon Thomson | Mgmt | For | For | For | |||
12 | Elect Mike J. Watts | Mgmt | For | For | For | |||
13 | Elect Jann Brown | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Disposal | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.4 | Elect William J. Davis | Mgmt | For | For | For | |||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
China National Materials Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS Y15048104 | 09/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Short-Term Financing Bonds | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China National Materials Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS Y15048104 | 12/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Acquisitions | Mgmt | For | For | For | |||
5 | Acquisitions | Mgmt | For | For | For | |||
6 | Acquisitions | Mgmt | For | For | For | |||
7 | Acquisitions | Mgmt | For | For | For | |||
8 | Acquisitions | Mgmt | For | For | For | |||
9 | Products Framework Agreement and Annual Caps | Mgmt | For | For | For | |||
10 | Board Authorization to Implement Products Framework Agreement | Mgmt | For | For | For | |||
11 | Services Framework Agreement and Annual Caps | Mgmt | For | For | For | |||
12 | Board Authorization to Implement Services Framework Agreement | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coeur d'Alene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDE | CUSIP 192108504 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Adamany | Mgmt | For | For | For | |||
1.2 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | |||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | |||
1.4 | Elect Randolph Gress | Mgmt | For | For | For | |||
1.5 | Elect Mitchell J. Krebs | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
1.7 | Elect John H. Robinson | Mgmt | For | For | For | |||
1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Reincorporation from Idaho to Delaware | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
2 | Elect John E. Klein | Mgmt | For | For | For | |||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Clark | Mgmt | For | For | For | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
6 | Elect James B. Flaws | Mgmt | For | For | For | |||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Cubist Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | |||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William I. Miller | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | |||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect John A. Krol | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bogdan Dziurzynski | Mgmt | For | For | For | |||
2 | Elect Douglas G. Watson | Mgmt | For | For | For | |||
3 | Approval of 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the NOLs Rights Agreement | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A309 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | |||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | |||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | |||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | |||
7 | Elect Charles R. Lee | Mgmt | For | For | For | |||
8 | Elect Peter A. Lund | Mgmt | For | For | For | |||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Eaton Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Moffett | Mgmt | For | For | For | |||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 06/17/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Theravance Royalty Participation Agreement | Mgmt | N/A | TNA | N/A | |||
2 | Acquisition of AOP Orphan Pharmaceuticals | Mgmt | N/A | TNA | N/A | |||
3 | Partial Divestiture of the ELND005 Business | Mgmt | N/A | TNA | N/A | |||
4 | Share Repurchase Program | Mgmt | N/A | TNA | N/A | |||
Elan Corporation Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 06/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Theravance Royalty Participation Agreement | Mgmt | For | Against | Against | |||
2 | Acquisition of AOP Orphan Pharmaceuticals | Mgmt | For | Against | Against | |||
3 | Partial Divestiture of the ELND005 Business | Mgmt | For | Against | Against | |||
4 | Share Repurchase Program | Mgmt | For | Against | Against | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repurchase of Shares | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||
3 | Elect Robert A. Ingram | Mgmt | For | Against | Against | |||
4 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | |||
5 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
6 | Elect G. Kelly Martin | Mgmt | For | Against | Against | |||
7 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||
8 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||
9 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
10 | Elect Richard Pilnik | Mgmt | For | Against | Against | |||
11 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Reduction in Share Capital | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Prothena Spin-Off | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Emeritus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESC | CUSIP 291005106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley L. Baty | Mgmt | For | For | For | |||
1.2 | Elect Granger Cobb | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Macedonia | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William Roper | Mgmt | For | For | For | |||
11 | Elect Samuel Skinner | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | |||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | |||
1.7 | Elect William J. Post | Mgmt | For | For | For | |||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Gamestop Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerome L. Davis | Mgmt | For | For | For | |||
2 | Elect R. Richard Fontaine | Mgmt | For | For | For | |||
3 | Elect Steven R. Koonin | Mgmt | For | For | For | |||
4 | Elect Stephanie M. Shern | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Buford Alexander | Mgmt | For | For | For | |||
6 | Elect John Ormerod | Mgmt | For | For | For | |||
7 | Elect Homaira Akbari | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Paul Kaminski | Mgmt | For | For | For | |||
6 | Elect John Keane | Mgmt | For | For | For | |||
7 | Elect Lester Lyles | Mgmt | For | For | For | |||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | |||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
9 | Elect James J. Mulva | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect Christine B. Mead | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | |||
1.6 | Elect John C. Martin | Mgmt | For | For | For | |||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | |||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | |||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
12 | Elect Simon Murray | Mgmt | For | Against | Against | |||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | |||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
15 | Elect LI Ning | Mgmt | For | Against | Against | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.7 | Elect A. Dan Rovig | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Triveno de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect James J. Schiro | Mgmt | For | For | For | |||
10 | Elect Debra L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
Gulfport Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect James D. Palm | Mgmt | For | For | For | |||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam E. McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | |||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | |||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Raymond. Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
HomeAway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | |||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hon Hai Precision Industry | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | |||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | |||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | |||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | |||
19 | Elect LU Fang-ming | Mgmt | For | For | For | |||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | |||
21 | Elect WU Yu-chi | Mgmt | For | For | For | |||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | |||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | |||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | |||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
26 | Extraordinary Motions | Mgmt | For | Against | Against | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
HRT Participacoes em Petroleo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRTP3 | CINS P5280D104 | 04/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Election of Directors | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||
5 | Elect David Jones Jr. | Mgmt | For | For | For | |||
6 | Elect Michael McCallister | Mgmt | For | For | For | |||
7 | Elect William McDonald | Mgmt | For | For | For | |||
8 | Elect William Mitchell | Mgmt | For | For | For | |||
9 | Elect David Nash | Mgmt | For | For | For | |||
10 | Elect James O'Brien | Mgmt | For | For | For | |||
11 | Elect Marissa Peterson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Infoblox Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLOX | CUSIP 45672H104 | 12/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
1.2 | Elect Fred Gerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Japan Tobacco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Jazz Pharmaceuticals Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth O'Keefe | Mgmt | For | For | For | |||
2 | Elect Alan Sebulsky | Mgmt | For | For | For | |||
3 | Elect Catherine Sohn | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
KEMET Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEM | CUSIP 488360207 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wilfried Backes | Mgmt | For | For | For | |||
2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||
3 | Elect Per-Olof Loof | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinross Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 496902404 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Brough | Mgmt | For | For | For | |||
1.2 | Elect John K. Carrington | Mgmt | For | For | For | |||
1.3 | Elect John M. H. Huxley | Mgmt | For | For | For | |||
1.4 | Elect Kenneth C. Irving | Mgmt | For | For | For | |||
1.5 | Elect John A. Keyes | Mgmt | For | For | For | |||
1.6 | Elect John A. Macken | Mgmt | For | For | For | |||
1.7 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For | |||
1.8 | Elect John E. Oliver | Mgmt | For | For | For | |||
1.9 | Elect Una M. Power | Mgmt | For | For | For | |||
1.10 | Elect Terence C.W. Reid | Mgmt | For | For | For | |||
1.11 | Elect J. Paul Rollinson | Mgmt | For | For | For | |||
1.12 | Elect Ruth G. Woods | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | |||
6 | Elect David B. Lewis | Mgmt | For | For | For | |||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect James A. Runde | Mgmt | For | For | For | |||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | |||
3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | |||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LinkedIn Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNKD | CUSIP 53578A108 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Moritz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Robert S. Singer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect James M. Kilts | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | |||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
10 | Elect Jane L. Warner | Mgmt | For | For | For | |||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
3 | Elect John M. Keane | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Hugh B. Price | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Bailey | Mgmt | For | For | For | |||
2 | Elect Patrick Byrne | Mgmt | For | For | For | |||
3 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
5 | Elect Lawrence Mondry | Mgmt | For | For | For | |||
6 | Elect Robert Switz | Mgmt | For | For | For | |||
7 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Millennial Media, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MM | CUSIP 60040N105 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul J. Palmieri | Mgmt | For | For | For | |||
1.2 | Elect Wenda Harris Millard | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
5 | Elect Hideyuki Nabeshima | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Yasuo Nagai | Mgmt | For | For | For | |||
11 | Elect Shuma Uchino | Mgmt | For | For | For | |||
12 | Elect Kunio Itoh | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | For | For | |||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | |||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | |||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | |||
Nintendo Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
Nissan Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
6 | Elect Colin Dodge | Mgmt | For | For | For | |||
7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||
8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
9 | Elect Greg Kelly | Mgmt | For | For | For | |||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
11 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | |||
7 | Elect Egon Durban | Mgmt | For | Against | Against | |||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
10 | Elect Ian Loring | Mgmt | For | Against | Against | |||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | |||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | |||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect V. James Marino | Mgmt | For | For | For | |||
5 | Elect William J. Montgoris | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||
8 | Elect David M. Szymanski | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2003 OfficeMax Incentive and Performance Plan | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Perfect World Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWRD | CUSIP 71372U104 | 11/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
2 | Ratification of Board Acts | Mgmt | N/A | For | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Norman Murray | Mgmt | For | Against | Against | |||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | |||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | |||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | |||
8 | Elect Rene Medori | Mgmt | For | Against | Against | |||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | |||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | |||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | |||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | |||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | |||
14 | Elect Tim Weller | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect William H. Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance J. Horner | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect George A. Lorch | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
15 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Realogy Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLGY | CUSIP 75605Y106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect V. Ann Hailey | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Ali Rashid | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brett White | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | |||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | |||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | |||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | |||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | |||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Amend Article 23 | Mgmt | For | Against | Against | |||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | |||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | |||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | |||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | |||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect TOH Hup Hock | Mgmt | For | Against | Against | |||
6 | Elect Michael Alan Leven | Mgmt | For | Against | Against | |||
7 | Elect Jeffrey H. Schwartz | Mgmt | For | Against | Against | |||
8 | Elect David M. Turnbull | Mgmt | For | Against | Against | |||
9 | Elect Victor Patrick Hoog Antink | Mgmt | For | Against | Against | |||
10 | Elect Steven Zygmunt Strasser | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Societe Generale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | Against | Against | |||
3 | Elect Masaru Katoh | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Ryuji Yasuda | Mgmt | For | Against | Against | |||
6 | Elect Yukako Uchinaga | Mgmt | For | Against | Against | |||
7 | Elect Mitsuaki Yahagi | Mgmt | For | Against | Against | |||
8 | Elect Kanemitsu Anraku | Mgmt | For | Against | Against | |||
9 | Elect Yorihiko Kojima | Mgmt | For | Against | Against | |||
10 | Elect Osamu Nagayama | Mgmt | For | Against | Against | |||
11 | Elect Takaaki Nimura | Mgmt | For | Against | Against | |||
12 | Elect Eikoh Harada | Mgmt | For | Against | Against | |||
13 | Elect Johichi Itoh | Mgmt | For | Against | Against | |||
14 | Elect Tim Schaaff | Mgmt | For | Against | Against | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Spreadtrum Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leo Li | Mgmt | For | Against | Against | |||
2 | Elect Carol Yu | Mgmt | For | Against | Against | |||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | |||
3 | Elect Drew G. Faust | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
11 | Elect Raul Vazquez | Mgmt | For | For | For | |||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect Linda A. Hill | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SXC Health Solutions Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXCI | CUSIP 78505P100 | 07/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Target Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | |||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | |||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Patrick CHAN Kin Wah | Mgmt | For | Against | Against | |||
6 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | |||
7 | Elect Joel A. Schleicher | Mgmt | For | Against | Against | |||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tenet Healthcare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THC | CUSIP 88033G407 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Bush | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Brenda Gaines | Mgmt | For | For | For | |||
4 | Elect Karen Garrison | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect J. Robert Kerrey | Mgmt | For | For | For | |||
7 | Elect Richard Pettingill | Mgmt | For | For | For | |||
8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | |||
9 | Elect James Unruh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.2 | Elect Ira Ehrenpreis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
7 | Elect John E. McGlade | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect Shirley D. Peterson | Mgmt | For | For | For | |||
10 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Performance Plan | Mgmt | For | For | For | |||
15 | Amendment to Code of Regulations Regarding Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
18 | Amendment to Code of Regulations Regarding Special Meetings | Mgmt | For | For | For | |||
19 | Opting Out of the Ohio Control Share Acquisition Law | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsutoshi Nishida | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
6 | Elect Hideo Kitamura | Mgmt | For | Against | Against | |||
7 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
8 | Elect Fumio Muraoka | Mgmt | For | Against | Against | |||
9 | Elect Takeo Kosugi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
14 | Elect Akira Sudoh | Mgmt | For | Against | Against | |||
15 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
16 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
17 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Voting Rights | ShrHldr | Against | Against | For | |||
Tronox Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | |||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | |||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | |||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | |||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
2 | Elect Alison Davis | Mgmt | For | For | For | |||
3 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
4 | Elect Henry C. Duques | Mgmt | For | For | For | |||
5 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
6 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
7 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
8 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | |||
7 | Elect Michael Jay | Mgmt | For | Against | Against | |||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vedanta Resources plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 08/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Anil Agarwal | Mgmt | For | Against | Against | |||
5 | Elect Navin Agarwal | Mgmt | For | Against | Against | |||
6 | Elect Naresh Chandra | Mgmt | For | Against | Against | |||
7 | Elect Euan Macdonald | Mgmt | For | Against | Against | |||
8 | Elect Aman Mehta | Mgmt | For | Against | Against | |||
9 | Elect Mahendra (MS) Mehta | Mgmt | For | Against | Against | |||
10 | Elect Geoffrey Green | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Employee Share Ownership Plan | Mgmt | For | Abstain | Against | |||
18 | Employee Share Ownership Plan for Subsidiaries | Mgmt | For | Abstain | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vedanta Resources plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 08/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Minority Interest in Hindustan Zinc | Mgmt | For | For | For | |||
2 | Acquisition of Minority Interest in Bharat Aluminium | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity And Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward G. Scholtz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mark H. Lochtenberg | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Robert H. Stan | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Lawrence M. Clark, Jr. | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Julian A. Treger | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect David R. Beatty | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mary R. Henderson | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Patrick A. Kriegshauser | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Graham Mascall | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Walter J. Scheller, III | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Beatty | Mgmt | For | For | For | |||
1.2 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
1.3 | Elect Jerry W. Kolb | Mgmt | For | For | For | |||
1.4 | Elect Patrick A. Kriegshauser | Mgmt | For | For | For | |||
1.5 | Elect Joseph B. Leonard | Mgmt | For | For | For | |||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | |||
1.7 | Elect Bernard G. Rethore | Mgmt | For | For | For | |||
1.8 | Elect Walter J. Scheller, III | Mgmt | For | For | For | |||
1.9 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Warner Chilcott plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCRX | CUSIP G94368100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Connaughton | Mgmt | For | For | For | |||
2 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | |||
5 | Elect David J. Butters | Mgmt | For | For | For | |||
6 | Elect John D. Gass | Mgmt | For | For | For | |||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
8 | Elect William E. Macaulay | Mgmt | For | For | For | |||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | |||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Yahoo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Hayes | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Peter Liguori | Mgmt | For | For | For | |||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |