FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05361
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund V
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund V
BY: /s/ STEPHANIE J. DORSEY*
STEPHANIE J. DORSEY, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP ASSET MANAGER PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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3D SYSTEMS CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: DDD SECURITY ID: 88554D205
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William E. Curran | Management | For | For |
| 1.2 | Elect Director Peter H. Diamandis | Management | For | For |
| 1.3 | Elect Director Charles W. Hull | Management | For | For |
| 1.4 | Elect Director Jim D. Kever | Management | For | For |
| 1.5 | Elect Director G. Walter Loewenbaum, II | Management | For | For |
| 1.6 | Elect Director Kevin S. Moore | Management | For | For |
| 1.7 | Elect Director Abraham N. Reichental | Management | For | For |
| 1.8 | Elect Director Daniel S. Van Riper | Management | For | For |
| 1.9 | Elect Director Karen E. Welke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ACOR SECURITY ID: 00484M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
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ACTAVIS PLC
MEETING DATE: JUN 17, 2014 | TICKER: ACT SECURITY ID: G0083B108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
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ACTELION LTD.
MEETING DATE: MAY 08, 2014 | TICKER: ATLN SECURITY ID: H0032X135
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 6.1e | Reelect Carl Feldbaum as Director | Management | For | Did Not Vote |
| 6.1f | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
| 6.1g | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 6.1h | Reelect Werner Henrich as Director | Management | For | Did Not Vote |
| 6.1i | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 6.1j | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 6.2 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 6.3.1 | Appoint Werner Henrich as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3.3 | Appoint John Greisch as Member and Chairman of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Designate Marc Schaffner as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 9.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation) | Management | For | Did Not Vote |
| 9.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Further Amendments) | Management | For | Did Not Vote |
| 10 | Approve Creation of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
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AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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AIRBUS GROUP
MEETING DATE: MAY 27, 2014 | TICKER: AIR SECURITY ID: N0280E105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify KPMG as Auditors | Management | For | For |
| 4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
| 4.7 | Amend Articles Re: Change Company Name | Management | For | For |
| 4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
| 4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Close Meeting | Management | None | None |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
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ALSEA S.A.B. DE C.V.
MEETING DATE: OCT 25, 2013 | TICKER: ALSEA SECURITY ID: P0212A104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Acquisition of VIPS (Restaurant Division of Wal-Mart de Mexico SAB de CV); Approve Financing Plan | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ALTISOURCE ASSET MANAGEMENT CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: AAMC SECURITY ID: 02153X108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ashish Pandey | Management | For | For |
| 1.3 | Elect Director Paul T. Bossidy | Management | For | For |
| 1.4 | Elect Director Dale Kurland | Management | For | For |
| 1.5 | Elect Director Nathaniel Redleaf | Management | For | For |
| 1.6 | Elect Director Robert C. Schweitzer | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Authorize Share Repurchase Program | Management | For | For |
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ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
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ALTISOURCE RESIDENTIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: RESI SECURITY ID: 02153W100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: AMP SECURITY ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director W. Walker Lewis | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director Jeffrey Noddle | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1j | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
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APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
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AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: JUL 15, 2013 | TICKER: ARZZ3 SECURITY ID: P04508100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Increase in Board Size from 8 to 10 Members | Management | For | For |
| 2 | Establish the Terms for the Election of Board Chairman and Vice-Chairman | Management | For | For |
| 3 | Amend Articles 13, 18, and 21 | Management | For | For |
| 4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 5 | Fix Number of Directors | Management | For | For |
| 6 | Accept Director Resignations | Management | For | For |
| 7.1 | Elect Carolina Valle de Andrade Faria as Director | Management | For | For |
| 7.2 | Elect Welerson Cavalieri as Director | Management | For | For |
| 7.3 | Elect Juliana Rozenbaum as Director | Management | For | For |
| 7.4 | Elect Fabio Hering as Director | Management | For | For |
| 7.5 | Elect Rodrigo Calvo Galindo as Director | Management | For | For |
| 7.6 | Elect Claudia Elisa de Pinho Soares as Director | Management | For | For |
| 8 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 9 | Amend Remuneration of Company's Management | Management | For | For |
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ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: ARIA SECURITY ID: 04033A100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay R. LaMarche | Management | For | Against |
| 1b | Elect Director Norbert G. Riedel | Management | For | Against |
| 1c | Elect Director Robert M. Whelan, Jr. | Management | For | Against |
| 2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
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AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AUXL SECURITY ID: 05334D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Peter C. Brandt | Management | For | For |
| 1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.7 | Elect Director William T. McKee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
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BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
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BANKRATE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter C. Morse | Management | For | For |
| 1b | Elect Director Christian Stahl | Management | For | For |
| 1c | Elect Director Mitch Truwit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BARRATT DEVELOPMENTS PLC
MEETING DATE: NOV 13, 2013 | TICKER: BDEV SECURITY ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Nina Bibby as Director | Management | For | For |
| 4 | Re-elect Robert Lawson as Director | Management | For | For |
| 5 | Re-elect Mark Clare as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve EU Political Donations and Expediture | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
BELLWAY PLC
MEETING DATE: DEC 13, 2013 | TICKER: BWY SECURITY ID: G09744155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect John Watson as Director | Management | For | For |
| 4 | Re-elect Ted Ayres as Director | Management | For | For |
| 5 | Re-elect Keith Adey as Director | Management | For | For |
| 6 | Re-elect Mike Toms as Director | Management | For | For |
| 7 | Re-elect John Cuthbert as Director | Management | For | For |
| 8 | Elect Paul Hampden Smith as Director | Management | For | For |
| 9 | Elect Denise Jagger as Director | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Appoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Performance Share Plan | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares and Preference Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 30, 2014 | TICKER: BWA SECURITY ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.3 | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: JUN 04, 2014 | TICKER: CAB SECURITY ID: 126804301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 1.2 | Elect Director James W. Cabela | Management | For | For |
| 1.3 | Elect Director John H. Edmondson | Management | For | For |
| 1.4 | Elect Director John Gottschalk | Management | For | For |
| 1.5 | Elect Director Dennis Highby | Management | For | For |
| 1.6 | Elect Director Reuben Mark | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Thomas L. Millner | Management | For | For |
| 1.9 | Elect Director Donna M. Milrod | Management | For | For |
| 1.10 | Elect Director Beth M. Pritchard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director R. Eden Martin | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director Susan M. Phillips | Management | For | For |
| 1.10 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.11 | Elect Director Carole E. Stone | Management | For | For |
| 1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.13 | Elect Director Edward T. Tilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen J. Hagge | Management | For | For |
| 1d | Elect Director Robert G. Kuhbach | Management | For | For |
| 1e | Elect Director Edward A. Schmitt | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 15, 2014 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 07, 2013 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Victor Luis | Management | For | For |
| 1.5 | Elect Director Ivan Menezes | Management | For | For |
| 1.6 | Elect Director Irene Miller | Management | For | For |
| 1.7 | Elect Director Michael Murphy | Management | For | For |
| 1.8 | Elect Director Stephanie Tilenius | Management | For | For |
| 1.9 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 29, 2014 | TICKER: CIE SECURITY ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Moore | Management | For | For |
| 1.2 | Elect Director Myles W. Scoggins | Management | For | For |
| 1.3 | Elect Director Martin H. Young, Jr. | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 05, 2014 | TICKER: CXO SECURITY ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | For |
| 1.3 | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COPA HOLDINGS S.A.
MEETING DATE: MAY 07, 2014 | TICKER: CPAN SECURITY ID: P31076105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alfredo Arias Loredo and Roberto Artavia as Independent Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
| 2 | Approve Increase in Board Size to 12 Members to Represent Class B Common Shareholders; Amend Article 9 of Bylaws | Management | For | Did Not Vote |
| 3 | Reelect Pedro Heilbron, Ricardo A. Arias, Alvaro Heilbron, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders; If Prior Item is Approved, to Elect Carlos Alberto Motta as Director | Management | For | Did Not Vote |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 23, 2014 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Bradley S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director John G. Perenchio | Management | For | For |
| 1.4 | Elect Director Maureen Conners | Management | For | For |
| 1.5 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.6 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DIRECTV
MEETING DATE: APR 29, 2014 | TICKER: DTV SECURITY ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Anthony Vinciquerra | Management | For | For |
| 1l | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director Mark G. Papa | Management | For | For |
| 1e | Elect Director H. Leighton Steward | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2014 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget | Management | For | For |
| 4 | Fix Board Size and Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Abstain |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2014 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Incentive Bonus Plan | Management | For | Against |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3.1 | Approve Acquisition of Instituto de Ensino Superior Social e Tecnologico Ltda. (IESST) | Management | For | For |
| 3.2 | Approve Acquisition of Sociedade Educacional de Santa Catarina Ltda. (ASSESC) | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
MEETING DATE: DEC 06, 2013 | TICKER: FEMSAUBD SECURITY ID: P4182H115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
FRANK'S INTERNATIONAL N.V.
MEETING DATE: NOV 06, 2013 | TICKER: FI SECURITY ID: N33462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary P. Luquette as Director | Management | For | For |
| 1.2 | Elect Michael C. Kearney as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GASLOG LTD.
MEETING DATE: MAY 13, 2014 | TICKER: GLOG SECURITY ID: G37585109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Peter G. Livanos as Director | Management | For | For |
| 1b | Elect Philip Radziwill as Director | Management | For | For |
| 1c | Elect Bruce L. Blythe as Director | Management | For | For |
| 1d | Elect Paul J. Collins as Director | Management | For | For |
| 1e | Elect William M. Friedrich as Director | Management | For | For |
| 1f | Elect Dennis M. Houston as Director | Management | For | For |
| 1g | Elect Julian Metherell as Director | Management | For | For |
| 1h | Elect Anthony Papadimitriou as Director | Management | For | For |
| 1i | Elect Robert D. Somerville as Director | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
GENEL ENERGY PLC
MEETING DATE: APR 22, 2014 | TICKER: GENL SECURITY ID: G3791G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reelect Rodney Chase as Director | Management | For | For |
| 5 | Reelect Tony Hayward as Director | Management | For | For |
| 6 | Reelect Julian Metherell as Director | Management | For | For |
| 7 | Reelect Graham Hearne as Director | Management | For | For |
| 8 | Reelect Jim Leng as Director | Management | For | For |
| 9 | Reelect Mehmet Ogutcu as Director | Management | For | For |
| 10 | Reelect Mark Parris as Director | Management | For | For |
| 11 | Reelect George Rose as Director | Management | For | For |
| 12 | Reelect Nathaniel Rothschild as Director | Management | For | For |
| 13 | Reelect Chakib Sbiti as Director | Management | For | For |
| 14 | Reelect Gulsun Nazli Karamehmet Williams as Director | Management | For | For |
| 15 | Reelect Murat Yazici as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Political Donations | Management | For | For |
| 19 | Approve Restricted Share Plan | Management | For | For |
| 20 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 21 | Approve Share Repurchase Program | Management | For | For |
| 22 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles 80 and 81 | Management | For | For |
| 24 | Adopt New Articles 78(1), 82(2), 88(2) and 89 | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GENMAB AS
MEETING DATE: APR 09, 2014 | TICKER: GEN SECURITY ID: K3967W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4d | Reelect Hans Munch-Jensen as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6c | Approve Remuneration of Directors in the Amounts of DKK 780,000 to the Chairman, DKK 520,000 to the Deputy Chairman, and DKK 260,000 to the Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6d | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Election Period | Management | For | Did Not Vote |
| 6f | Approve Preparation of Annual Report in English Only | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
HAEMONETICS CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: HAE SECURITY ID: 405024100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Bartlett Foote | Management | For | For |
| 1.2 | Elect Director Pedro P. Granadillo | Management | For | For |
| 1.3 | Elect Director Mark W. Kroll | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 05, 2014 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence J. Checki | Management | For | For |
| 1.2 | Elect Director Edith E. Holiday | Management | For | For |
| 1.3 | Elect Director John H. Mullin, III | Management | For | For |
| 1.4 | Elect Director James H. Quigley | Management | For | For |
| 1.5 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
| 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: HUN SECURITY ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
MEETING DATE: JUN 17, 2014 | TICKER: IAG SECURITY ID: E67674106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | For |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | For |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | Against |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ITV PLC
MEETING DATE: MAY 14, 2014 | TICKER: ITV SECURITY ID: G4984A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve Special Dividend | Management | For | For |
| 6 | Elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Andy Haste as Director | Management | For | For |
| 11 | Re-elect Baroness Lucy Neville-Rolfe as Director | Management | For | For |
| 12 | Re-elect Archie Norman as Director | Management | For | For |
| 13 | Re-elect John Ormerod as Director | Management | For | For |
| 14 | Appoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Approve Long Term Incentive Plan | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAKAKU.COM INC
MEETING DATE: JUN 24, 2014 | TICKER: 2371 SECURITY ID: J29258100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 3.2 | Elect Director Tanaka, Minoru | Management | For | For |
| 3.3 | Elect Director Hata, Shonosuke | Management | For | For |
| 3.4 | Elect Director Ieuji, Taizo | Management | For | For |
| 3.5 | Elect Director Fujiwara, Kenji | Management | For | For |
| 3.6 | Elect Director Uemura, Hajime | Management | For | For |
| 3.7 | Elect Director Yuuki, Shingo | Management | For | For |
| 3.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 3.9 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
| 3.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 4 | Appoint Statutory Auditor Takano,Toshio | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 03, 2014 | TICKER: KBH SECURITY ID: 48666K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Michael G. McCaffery | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director Luis G. Nogales | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 04, 2014 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George Jamieson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 16, 2014 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: MHFI SECURITY ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 05, 2014 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Mary Chris Gay | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: AUG 01, 2013 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 30, 2013 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Lourens Jonker as Director | Management | For | For |
| 4.2 | Re-elect Fred Phaswana as Director | Management | For | For |
| 4.3 | Re-elect Ben van der Ross as Director | Management | For | For |
| 4.4 | Re-elect Ton Vosloo as Director | Management | For | For |
| 4.5 | Re-elect Francine-Ann du Plessis as Director | Management | For | For |
| 5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Amend Memorandum of Incorporation | Management | For | For |
| 3 | Approve Financial Assistance to a Director or Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation | Management | For | For |
| 4 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| |
|---|
NAVER CORP.
MEETING DATE: MAR 21, 2014 | TICKER: 035420 SECURITY ID: Y62579100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Kim Sang-Hun as Inside Director | Management | For | For |
| 3.2 | Reelect Hwang In-Joon as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCERA THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OCRX SECURITY ID: 67552A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Jean-Paul Castaigne | Management | For | For |
| 1.3 | Elect Director Lars G. Ekman | Management | For | For |
| 1.4 | Elect Director Linda S. Grais | Management | For | For |
| 1.5 | Elect Director Nina Kjellson | Management | For | For |
| 1.6 | Elect Director Michael Powell | Management | For | For |
| 1.7 | Elect Director Franck S. Rousseau | Management | For | For |
| 1.8 | Elect Director Anne M. VanLent | Management | For | For |
| 1.9 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: OCN SECURITY ID: 675746309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
MEETING DATE: JUL 02, 2013 | TICKER: PIR SECURITY ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director John H. Burgoyne | Management | For | For |
| 1.4 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Terry E. London | Management | For | For |
| 1.7 | Elect Director Alexander W. Smith | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.4 | Elect Director Frank A. Risch | Management | For | For |
| 1.5 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.6 | Elect Director Larry R. Grillot | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PRADA S.P.A.
MEETING DATE: MAY 22, 2014 | TICKER: 01913 SECURITY ID: T7733C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director and Approve Director's Remuneration | Management | For | For |
| 4 | Amend Remuneration of Directors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANCHEZ ENERGY CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: SN SECURITY ID: 79970Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan G. Jackson | Management | For | For |
| 1.2 | Elect Director Greg Colvin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Anthony J. Bates | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | Withhold |
| 1.4 | Elect Director David J.A. Flowers | Management | For | Withhold |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director James P. Holden | Management | For | Withhold |
| 1.7 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.8 | Elect Director Evan D. Malone | Management | For | For |
| 1.9 | Elect Director James E. Meyer | Management | For | For |
| 1.10 | Elect Director James F. Mooney | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOCIETE GENERALE
MEETING DATE: MAY 20, 2014 | TICKER: GLE SECURITY ID: F43638141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Management | For | For |
| 6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Management | For | For |
| 7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 9 | Reelect Robert Castaigne as Director | Management | For | For |
| 10 | Elect Lorenzo Bini Smaghi as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 20, 2014 | TICKER: 9984 SECURITY ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 14, 2014 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheryl D. Palmer | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Jason Keller | Management | For | For |
| 1.4 | Elect Director Peter Lane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Lau Chi Ping Martin as Director | Management | For | Against |
| 3a2 | Elect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Share Subdivision | Management | For | For |
| 9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
| 10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: DOW SECURITY ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Jill M. Considine | Management | For | For |
| 1.3 | Elect Director Richard A. Goldstein | Management | For | For |
| 1.4 | Elect Director H. John Greeniaus | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Dawn Hudson | Management | For | For |
| 1.7 | Elect Director William T. Kerr | Management | For | For |
| 1.8 | Elect Director Michael I. Roth | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Denise C. Johnson | Management | For | For |
| 2b | Elect Director Nancy E. Cooper | Management | For | For |
| 2c | Elect Director James L. Popowich | Management | For | For |
| 2d | Elect Director James T. Prokopanko | Management | For | For |
| 2e | Elect Director Steven M. Seibert | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2014 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 12, 2014 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TWITTER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: TWTR SECURITY ID: 90184L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Costolo | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Marjorie Scardino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNICREDIT SPA
MEETING DATE: MAY 13, 2014 | TICKER: UCG SECURITY ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.a | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Stock Dividend Program | Management | For | For |
| 2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
| 3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
| 4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
| 5 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve 2014 Group Incentive System | Management | For | For |
| 8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
| 1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
| 2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | For |
| 3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Abstain |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUL 12, 2013 | TICKER: LCC SECURITY ID: 90341W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4a | Elect Director Denise M. O'Leary | Management | For | For |
| 4b | Elect Director George M. Philip | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VF CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director George Fellows | Management | For | For |
| 1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.7 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.8 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIACOM INC.
MEETING DATE: MAR 17, 2014 | TICKER: VIAB SECURITY ID: 92553P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George S. Abrams | Management | For | For |
| 1.2 | Elect Director Philippe P. Dauman | Management | For | For |
| 1.3 | Elect Director Thomas E. Dooley | Management | For | For |
| 1.4 | Elect Director Cristiana Falcone Sorrell | Management | For | For |
| 1.5 | Elect Director Alan C. Greenberg | Management | For | For |
| 1.6 | Elect Director Robert K. Kraft | Management | For | For |
| 1.7 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.8 | Elect Director Deborah Norville | Management | For | For |
| 1.9 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.10 | Elect Director Shari Redstone | Management | For | For |
| 1.11 | Elect Director Sumner M. Redstone | Management | For | For |
| 1.12 | Elect Director Frederic V. Salerno | Management | For | For |
| 1.13 | Elect Director William Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISTEON CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: VC SECURITY ID: 92839U206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Duncan H. Cocroft | Management | For | For |
| 1b | Elect Director Jeffrey D. Jones | Management | For | For |
| 1c | Elect Director Timothy D. Leuliette | Management | For | For |
| 1d | Elect Director Robert J. Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Kam Ho George Yuen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
VIP ASSET MANAGER: GROWTH PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ACTAVIS PLC
MEETING DATE: JUN 17, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTELION LTD.
MEETING DATE: MAY 08, 2014 | TICKER: ATLN SECURITY ID: H0032X135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 6.1e | Reelect Carl Feldbaum as Director | Management | For | Did Not Vote |
| 6.1f | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
| 6.1g | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 6.1h | Reelect Werner Henrich as Director | Management | For | Did Not Vote |
| 6.1i | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 6.1j | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 6.2 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 6.3.1 | Appoint Werner Henrich as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3.3 | Appoint John Greisch as Member and Chairman of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Designate Marc Schaffner as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 9.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation) | Management | For | Did Not Vote |
| 9.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Further Amendments) | Management | For | Did Not Vote |
| 10 | Approve Creation of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AIRBUS GROUP
MEETING DATE: MAY 27, 2014 | TICKER: AIR SECURITY ID: N0280E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify KPMG as Auditors | Management | For | For |
| 4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
| 4.7 | Amend Articles Re: Change Company Name | Management | For | For |
| 4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
| 4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALSEA S.A.B. DE C.V.
MEETING DATE: OCT 25, 2013 | TICKER: ALSEA SECURITY ID: P0212A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of VIPS (Restaurant Division of Wal-Mart de Mexico SAB de CV); Approve Financing Plan | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ALTISOURCE ASSET MANAGEMENT CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: AAMC SECURITY ID: 02153X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ashish Pandey | Management | For | For |
| 1.3 | Elect Director Paul T. Bossidy | Management | For | For |
| 1.4 | Elect Director Dale Kurland | Management | For | For |
| 1.5 | Elect Director Nathaniel Redleaf | Management | For | For |
| 1.6 | Elect Director Robert C. Schweitzer | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 21, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director William B. Shepro | Management | For | For |
| 1.3 | Elect Director W. Michael Linn | Management | For | For |
| 1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1.5 | Elect Director Timo Vatto | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Independent Registered Auditors and Deloitte Audit S.A.R.L. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration of Chairperson of Compliance Committee | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| |
|---|
ALTISOURCE RESIDENTIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: RESI SECURITY ID: 02153W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director W. Walker Lewis | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director Jeffrey Noddle | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1j | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: JUL 15, 2013 | TICKER: ARZZ3 SECURITY ID: P04508100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Board Size from 8 to 10 Members | Management | For | For |
| 2 | Establish the Terms for the Election of Board Chairman and Vice-Chairman | Management | For | For |
| 3 | Amend Articles 13, 18, and 21 | Management | For | For |
| 4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 5 | Fix Number of Directors | Management | For | For |
| 6 | Accept Director Resignations | Management | For | For |
| 7.1 | Elect Carolina Valle de Andrade Faria as Director | Management | For | For |
| 7.2 | Elect Welerson Cavalieri as Director | Management | For | For |
| 7.3 | Elect Juliana Rozenbaum as Director | Management | For | For |
| 7.4 | Elect Fabio Hering as Director | Management | For | For |
| 7.5 | Elect Rodrigo Calvo Galindo as Director | Management | For | For |
| 7.6 | Elect Claudia Elisa de Pinho Soares as Director | Management | For | For |
| 8 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 9 | Amend Remuneration of Company's Management | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay R. LaMarche | Management | For | Against |
| 1b | Elect Director Norbert G. Riedel | Management | For | Against |
| 1c | Elect Director Robert M. Whelan, Jr. | Management | For | Against |
| 2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AUXL SECURITY ID: 05334D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Peter C. Brandt | Management | For | For |
| 1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.7 | Elect Director William T. McKee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BANKRATE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter C. Morse | Management | For | For |
| 1b | Elect Director Christian Stahl | Management | For | For |
| 1c | Elect Director Mitch Truwit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BARRATT DEVELOPMENTS PLC
MEETING DATE: NOV 13, 2013 | TICKER: BDEV SECURITY ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Nina Bibby as Director | Management | For | For |
| 4 | Re-elect Robert Lawson as Director | Management | For | For |
| 5 | Re-elect Mark Clare as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve EU Political Donations and Expediture | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
BELLWAY PLC
MEETING DATE: DEC 13, 2013 | TICKER: BWY SECURITY ID: G09744155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect John Watson as Director | Management | For | For |
| 4 | Re-elect Ted Ayres as Director | Management | For | For |
| 5 | Re-elect Keith Adey as Director | Management | For | For |
| 6 | Re-elect Mike Toms as Director | Management | For | For |
| 7 | Re-elect John Cuthbert as Director | Management | For | For |
| 8 | Elect Paul Hampden Smith as Director | Management | For | For |
| 9 | Elect Denise Jagger as Director | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Appoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Performance Share Plan | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares and Preference Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 30, 2014 | TICKER: BWA SECURITY ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.3 | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: JUN 04, 2014 | TICKER: CAB SECURITY ID: ��126804301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 1.2 | Elect Director James W. Cabela | Management | For | For |
| 1.3 | Elect Director John H. Edmondson | Management | For | For |
| 1.4 | Elect Director John Gottschalk | Management | For | For |
| 1.5 | Elect Director Dennis Highby | Management | For | For |
| 1.6 | Elect Director Reuben Mark | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Thomas L. Millner | Management | For | For |
| 1.9 | Elect Director Donna M. Milrod | Management | For | For |
| 1.10 | Elect Director Beth M. Pritchard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director R. Eden Martin | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director Susan M. Phillips | Management | For | For |
| 1.10 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.11 | Elect Director Carole E. Stone | Management | For | For |
| 1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.13 | Elect Director Edward T. Tilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen J. Hagge | Management | For | For |
| 1d | Elect Director Robert G. Kuhbach | Management | For | For |
| 1e | Elect Director Edward A. Schmitt | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 15, 2014 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 07, 2013 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Victor Luis | Management | For | For |
| 1.5 | Elect Director Ivan Menezes | Management | For | For |
| 1.6 | Elect Director Irene Miller | Management | For | For |
| 1.7 | Elect Director Michael Murphy | Management | For | For |
| 1.8 | Elect Director Stephanie Tilenius | Management | For | For |
| 1.9 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 29, 2014 | TICKER: CIE SECURITY ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Moore | Management | For | For |
| 1.2 | Elect Director Myles W. Scoggins | Management | For | For |
| 1.3 | Elect Director Martin H. Young, Jr. | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 05, 2014 | TICKER: CXO SECURITY ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | For |
| 1.3 | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COPA HOLDINGS S.A.
MEETING DATE: MAY 07, 2014 | TICKER: CPAN SECURITY ID: P31076105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alfredo Arias Loredo and Roberto Artavia as Independent Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
| 2 | Approve Increase in Board Size to 12 Members to Represent Class B Common Shareholders; Amend Article 9 of Bylaws | Management | For | Did Not Vote |
| 3 | Reelect Pedro Heilbron, Ricardo A. Arias, Alvaro Heilbron, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders; If Prior Item is Approved, to Elect Carlos Alberto Motta as Director | Management | For | Did Not Vote |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 23, 2014 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Bradley S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: JUN 18, 2014 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director John G. Perenchio | Management | For | For |
| 1.4 | Elect Director Maureen Conners | Management | For | For |
| 1.5 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.6 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DIRECTV
MEETING DATE: APR 29, 2014 | TICKER: DTV SECURITY ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Anthony Vinciquerra | Management | For | For |
| 1l | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director Mark G. Papa | Management | For | For |
| 1e | Elect Director H. Leighton Steward | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2014 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget | Management | For | For |
| 4 | Fix Board Size and Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Abstain |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2014 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Incentive Bonus Plan | Management | For | Against |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3.1 | Approve Acquisition of Instituto de Ensino Superior Social e Tecnologico Ltda. (IESST) | Management | For | For |
| 3.2 | Approve Acquisition of Sociedade Educacional de Santa Catarina Ltda. (ASSESC) | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
MEETING DATE: DEC 06, 2013 | TICKER: FEMSAUBD SECURITY ID: P4182H115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
FRANK'S INTERNATIONAL N.V.
MEETING DATE: NOV 06, 2013 | TICKER: FI SECURITY ID: N33462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary P. Luquette as Director | Management | For | For |
| 1.2 | Elect Michael C. Kearney as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GASLOG LTD.
MEETING DATE: MAY 13, 2014 | TICKER: GLOG SECURITY ID: G37585109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Peter G. Livanos as Director | Management | For | For |
| 1b | Elect Philip Radziwill as Director | Management | For | For |
| 1c | Elect Bruce L. Blythe as Director | Management | For | For |
| 1d | Elect Paul J. Collins as Director | Management | For | For |
| 1e | Elect William M. Friedrich as Director | Management | For | For |
| 1f | Elect Dennis M. Houston as Director | Management | For | For |
| 1g | Elect Julian Metherell as Director | Management | For | For |
| 1h | Elect Anthony Papadimitriou as Director | Management | For | For |
| 1i | Elect Robert D. Somerville as Director | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
GENEL ENERGY PLC
MEETING DATE: APR 22, 2014 | TICKER: GENL SECURITY ID: G3791G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reelect Rodney Chase as Director | Management | For | For |
| 5 | Reelect Tony Hayward as Director | Management | For | For |
| 6 | Reelect Julian Metherell as Director | Management | For | For |
| 7 | Reelect Graham Hearne as Director | Management | For | For |
| 8 | Reelect Jim Leng as Director | Management | For | For |
| 9 | Reelect Mehmet Ogutcu as Director | Management | For | For |
| 10 | Reelect Mark Parris as Director | Management | For | For |
| 11 | Reelect George Rose as Director | Management | For | For |
| 12 | Reelect Nathaniel Rothschild as Director | Management | For | For |
| 13 | Reelect Chakib Sbiti as Director | Management | For | For |
| 14 | Reelect Gulsun Nazli Karamehmet Williams as Director | Management | For | For |
| 15 | Reelect Murat Yazici as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Political Donations | Management | For | For |
| 19 | Approve Restricted Share Plan | Management | For | For |
| 20 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 21 | Approve Share Repurchase Program | Management | For | For |
| 22 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles 80 and 81 | Management | For | For |
| 24 | Adopt New Articles 78(1), 82(2), 88(2) and 89 | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GENMAB AS
MEETING DATE: APR 09, 2014 | TICKER: GEN SECURITY ID: K3967W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4d | Reelect Hans Munch-Jensen as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6c | Approve Remuneration of Directors in the Amounts of DKK 780,000 to the Chairman, DKK 520,000 to the Deputy Chairman, and DKK 260,000 to the Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6d | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Election Period | Management | For | Did Not Vote |
| 6f | Approve Preparation of Annual Report in English Only | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
HAEMONETICS CORPORATION
MEETING DATE: JUL 24, 2013 | TICKER: HAE SECURITY ID: 405024100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Bartlett Foote | Management | For | For |
| 1.2 | Elect Director Pedro P. Granadillo | Management | For | For |
| 1.3 | Elect Director Mark W. Kroll | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 05, 2014 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence J. Checki | Management | For | For |
| 1.2 | Elect Director Edith E. Holiday | Management | For | For |
| 1.3 | Elect Director John H. Mullin, III | Management | For | For |
| 1.4 | Elect Director James H. Quigley | Management | For | For |
| 1.5 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
| 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: HUN SECURITY ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
MEETING DATE: JUN 17, 2014 | TICKER: IAG SECURITY ID: E67674106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | For |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | For |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | Against |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ITV PLC
MEETING DATE: MAY 14, 2014 | TICKER: ITV SECURITY ID: G4984A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve Special Dividend | Management | For | For |
| 6 | Elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Andy Haste as Director | Management | For | For |
| 11 | Re-elect Baroness Lucy Neville-Rolfe as Director | Management | For | For |
| 12 | Re-elect Archie Norman as Director | Management | For | For |
| 13 | Re-elect John Ormerod as Director | Management | For | For |
| 14 | Appoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Approve Long Term Incentive Plan | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAKAKU.COM INC
MEETING DATE: JUN 24, 2014 | TICKER: 2371 SECURITY ID: J29258100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 3.2 | Elect Director Tanaka, Minoru | Management | For | For |
| 3.3 | Elect Director Hata, Shonosuke | Management | For | For |
| 3.4 | Elect Director Ieuji, Taizo | Management | For | For |
| 3.5 | Elect Director Fujiwara, Kenji | Management | For | For |
| 3.6 | Elect Director Uemura, Hajime | Management | For | For |
| 3.7 | Elect Director Yuuki, Shingo | Management | For | For |
| 3.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 3.9 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
| 3.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 4 | Appoint Statutory Auditor Takano,Toshio | Management | For | For |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 04, 2014 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George Jamieson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 16, 2014 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: MHFI SECURITY ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 05, 2014 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Mary Chris Gay | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: AUG 01, 2013 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 30, 2013 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Lourens Jonker as Director | Management | For | For |
| 4.2 | Re-elect Fred Phaswana as Director | Management | For | For |
| 4.3 | Re-elect Ben van der Ross as Director | Management | For | For |
| 4.4 | Re-elect Ton Vosloo as Director | Management | For | For |
| 4.5 | Re-elect Francine-Ann du Plessis as Director | Management | For | For |
| 5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | For |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Amend Memorandum of Incorporation | Management | For | For |
| 3 | Approve Financial Assistance to a Director or Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation | Management | For | For |
| 4 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| |
|---|
NAVER CORP.
MEETING DATE: MAR 21, 2014 | TICKER: 035420 SECURITY ID: Y62579100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Kim Sang-Hun as Inside Director | Management | For | For |
| 3.2 | Reelect Hwang In-Joon as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCERA THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: OCRX SECURITY ID: 67552A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eckard Weber | Management | For | For |
| 1.2 | Elect Director Jean-Paul Castaigne | Management | For | For |
| 1.3 | Elect Director Lars G. Ekman | Management | For | For |
| 1.4 | Elect Director Linda S. Grais | Management | For | For |
| 1.5 | Elect Director Nina Kjellson | Management | For | For |
| 1.6 | Elect Director Michael Powell | Management | For | For |
| 1.7 | Elect Director Franck S. Rousseau | Management | For | For |
| 1.8 | Elect Director Anne M. VanLent | Management | For | For |
| 1.9 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: OCN SECURITY ID: 675746309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
MEETING DATE: JUL 02, 2013 | TICKER: PIR SECURITY ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director John H. Burgoyne | Management | For | For |
| 1.4 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Terry E. London | Management | For | For |
| 1.7 | Elect Director Alexander W. Smith | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.4 | Elect Director Frank A. Risch | Management | For | For |
| 1.5 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.6 | Elect Director Larry R. Grillot | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PRADA S.P.A.
MEETING DATE: MAY 22, 2014 | TICKER: 01913 SECURITY ID: T7733C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director and Approve Director's Remuneration | Management | For | For |
| 4 | Amend Remuneration of Directors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANCHEZ ENERGY CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: SN SECURITY ID: 79970Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan G. Jackson | Management | For | For |
| 1.2 | Elect Director Greg Colvin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 19, 2014 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael E. Marks | Management | For | For |
| 1b | Elect Director Irwin Federman | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Chenming Hu | Management | For | For |
| 1f | Elect Director Catherine P. Lego | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: MAY 19, 2014 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Anthony J. Bates | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | Withhold |
| 1.4 | Elect Director David J.A. Flowers | Management | For | Withhold |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director James P. Holden | Management | For | Withhold |
| 1.7 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.8 | Elect Director Evan D. Malone | Management | For | For |
| 1.9 | Elect Director James E. Meyer | Management | For | For |
| 1.10 | Elect Director James F. Mooney | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOCIETE GENERALE
MEETING DATE: MAY 20, 2014 | TICKER: GLE SECURITY ID: F43638141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Management | For | For |
| 6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Management | For | For |
| 7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 9 | Reelect Robert Castaigne as Director | Management | For | For |
| 10 | Elect Lorenzo Bini Smaghi as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 20, 2014 | TICKER: 9984 SECURITY ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 14, 2014 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheryl D. Palmer | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Jason Keller | Management | For | For |
| 1.4 | Elect Director Peter Lane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Lau Chi Ping Martin as Director | Management | For | Against |
| 3a2 | Elect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Share Subdivision | Management | For | For |
| 9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
| 10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: DOW SECURITY ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Jill M. Considine | Management | For | For |
| 1.3 | Elect Director Richard A. Goldstein | Management | For | For |
| 1.4 | Elect Director H. John Greeniaus | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Dawn Hudson | Management | For | For |
| 1.7 | Elect Director William T. Kerr | Management | For | For |
| 1.8 | Elect Director Michael I. Roth | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Denise C. Johnson | Management | For | For |
| 2b | Elect Director Nancy E. Cooper | Management | For | For |
| 2c | Elect Director James L. Popowich | Management | For | For |
| 2d | Elect Director James T. Prokopanko | Management | For | For |
| 2e | Elect Director Steven M. Seibert | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2014 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 12, 2014 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TWITTER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: TWTR SECURITY ID: 90184L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Costolo | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Marjorie Scardino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNICREDIT SPA
MEETING DATE: MAY 13, 2014 | TICKER: UCG SECURITY ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.a | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Stock Dividend Program | Management | For | For |
| 2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
| 3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
| 4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
| 5 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve 2014 Group Incentive System | Management | For | For |
| 8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
| 1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
| 2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | For |
| 3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Abstain |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUL 12, 2013 | TICKER: LCC SECURITY ID: 90341W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4a | Elect Director Denise M. O'Leary | Management | For | For |
| 4b | Elect Director George M. Philip | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VF CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director George Fellows | Management | For | For |
| 1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.7 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.8 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIACOM INC.
MEETING DATE: MAR 17, 2014 | TICKER: VIAB SECURITY ID: 92553P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George S. Abrams | Management | For | For |
| 1.2 | Elect Director Philippe P. Dauman | Management | For | For |
| 1.3 | Elect Director Thomas E. Dooley | Management | For | For |
| 1.4 | Elect Director Cristiana Falcone Sorrell | Management | For | For |
| 1.5 | Elect Director Alan C. Greenberg | Management | For | For |
| 1.6 | Elect Director Robert K. Kraft | Management | For | For |
| 1.7 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.8 | Elect Director Deborah Norville | Management | For | For |
| 1.9 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.10 | Elect Director Shari Redstone | Management | For | For |
| 1.11 | Elect Director Sumner M. Redstone | Management | For | For |
| 1.12 | Elect Director Frederic V. Salerno | Management | For | For |
| 1.13 | Elect Director William Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISTEON CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: VC SECURITY ID: 92839U206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Duncan H. Cocroft | Management | For | For |
| 1b | Elect Director Jeffrey D. Jones | Management | For | For |
| 1c | Elect Director Timothy D. Leuliette | Management | For | For |
| 1d | Elect Director Robert J. Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Kam Ho George Yuen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
VIP FREEDOM 2005 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2010 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2015 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2020 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2025 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2030 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2035 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2040 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2045 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2050 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM INCOME PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME I PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME II PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME III PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 20% PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 50% PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 60% PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 70% PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 85% PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
VOTE SUMMARY REPORT
VIP INVESTMENT GRADE BOND PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2005 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2010 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2015 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2020 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2025 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2030 PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM INCOME PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP MONEY MARKET PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP STRATEGIC INCOME PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
NBCUNIVERSAL ENTERPRISE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SECURITY ID: 63946CAE8
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bernard C. Watson | Management | For | For |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Ballantine | Management | For | For |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Jack E. Davis | Management | For | For |
| 1.4 | Elect Director David A. Dietzler | Management | For | For |
| 1.5 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.6 | Elect Director Mark B. Ganz | Management | For | For |
| 1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
| 1.8 | Elect Director Neil J. Nelson | Management | For | For |
| 1.9 | Elect Director M. Lee Pelton | Management | For | For |
| 1.10 | Elect Director James J. Piro | Management | For | For |
| 1.11 | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REMY INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: REMY SECURITY ID: 759663107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent B. Bickett | Management | For | For |
| 1.2 | Elect Director Alan L. Stinson | Management | For | For |
| 1.3 | Elect Director Douglas K. Ammerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 31, 2014 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Jill M. Considine | Management | For | For |
| 1.3 | Elect Director Richard A. Goldstein | Management | For | For |
| 1.4 | Elect Director H. John Greeniaus | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Dawn Hudson | Management | For | For |
| 1.7 | Elect Director William T. Kerr | Management | For | For |
| 1.8 | Elect Director Michael I. Roth | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 13, 2014 | TICKER: TRW SECURITY ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
VIP STRATEGIC INCOME PORTFOLIO - SUB-ADVISOR: FIL INVESTMENT ADVISORS
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP TARGET VOLATILITY PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: FEB 12, 2014 | TICKER: SECURITY ID: 315910828
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Reorganization of Funds Between Europe Capital Appreciation and Europe Fund | Management | For | Proportional |
| |
|---|
FIDELITY INVESTMENT TRUST
MEETING DATE: MAR 18, 2014 | TICKER: FISMX SECURITY ID: 315910737
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve a Change in the Performance Adjustment Index for the Fund | Management | For | Proportional |
| |
|---|
WISDOMTREE TRUST
MEETING DATE: MAR 11, 2014 | TICKER: DTD SECURITY ID: 97717W851
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Chrencik | Management | For | Proportional |
| 1.2 | Elect Director Joel H. Goldberg | Management | For | Proportional |
| 1.3 | Elect Director Melinda A. Raso Kirstein | Management | For | Proportional |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust
Fidelity Advisor Series II
Fidelity Advisor Series IV
Fidelity Boylston Street Trust
Fidelity California Municipal Trust
Fidelity California Municipal Trust II
Fidelity Central Investment Portfolios II LLC
Fidelity Charles Street Trust
Fidelity Colchester Street Trust
Fidelity Court Street Trust
Fidelity Court Street Trust II
Fidelity Garrison Street Trust
Fidelity Hereford Street Trust
Fidelity Income Fund
Fidelity Massachusetts Municipal Trust
Fidelity Merrimack Street Trust | Fidelity Money Market Trust
Fidelity Municipal Trust
Fidelity Municipal Trust II
Fidelity Newbury Street Trust
Fidelity New York Municipal Trust
Fidelity New York Municipal Trust II
Fidelity Oxford Street Trust
Fidelity Oxford Street Trust II
Fidelity Phillips Street Trust
Fidelity Revere Street Trust
Fidelity Salem Street Trust
Fidelity School Street Trust
Fidelity Union Street Trust
Fidelity Union Street Trust II
Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/ Stephanie J. Dorsey
Stephanie J. Dorsey
Treasurer
