FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05361
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund V
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund V
BY: /s/ STEPHANIE J. DORSEY*
STEPHANIE J. DORSEY, TREASURER
DATE: 08/11/2016 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2015 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP ASSET MANAGER GROWTH PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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58.COM INC.
MEETING DATE: DEC 17, 2015 | TICKER: WUBA SECURITY ID: 31680Q104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Omnibus Stock Plan | Management | For | Against |
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ABBVIE INC.
MEETING DATE: MAY 06, 2016 | TICKER: ABBV SECURITY ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
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ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: ACOR SECURITY ID: 00484M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ACTELION LTD.
MEETING DATE: MAY 04, 2016 | TICKER: ATLN SECURITY ID: H0032X135
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve CHF 3.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5 | Extend Duration of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 6.1e | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
| 6.1f | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 6.1g | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 6.1h | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 6.1i | Reelect David Stout as Director | Management | For | Did Not Vote |
| 6.1j | Reelect Herna Verhagen as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 6.3a | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3b | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3c | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 23 Million | Management | For | Did Not Vote |
| 8 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
| 9 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
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ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 13, 2016 | TICKER: ADBE SECURITY ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | Against |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 | TICKER: AKAM SECURITY ID: 00971T101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Pamela J. Craig | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 1.3 | Elect Director Paul Sagan | Management | For | For |
| 1.4 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2016 | TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 | TICKER: BABA SECURITY ID: 01609W102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
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ALLERGAN PLC
MEETING DATE: MAY 05, 2016 | TICKER: AGN SECURITY ID: G0177J108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
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ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 03, 2016 | TICKER: ALNY SECURITY ID: 02043Q107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Amy W. Schulman | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ALPHABET INC.
MEETING DATE: JUN 08, 2016 | TICKER: GOOGL SECURITY ID: 02079K305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
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AMAZON.COM, INC.
MEETING DATE: MAY 17, 2016 | TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 08, 2016 | TICKER: AAL SECURITY ID: 02376R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 | TICKER: AMT SECURITY ID: 03027X100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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AMGEN INC.
MEETING DATE: MAY 19, 2016 | TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 09, 2016 | TICKER: FOLD SECURITY ID: 03152W109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Michael G. Raab | Management | For | For |
| 1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMSURG CORP.
MEETING DATE: MAY 26, 2016 | TICKER: AMSG SECURITY ID: 03232P405
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 | TICKER: APC SECURITY ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
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APPLE INC.
MEETING DATE: FEB 26, 2016 | TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
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ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUL 23, 2015 | TICKER: ARIA SECURITY ID: 04033A100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Harvey J. Berger | Management | For | For |
| 1b | Elect Director Sarah J. Schlesinger | Management | For | For |
| 1c | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ARISTA NETWORKS, INC.
MEETING DATE: JUN 02, 2016 | TICKER: ANET SECURITY ID: 040413106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Ann Mather | Management | For | For |
| 1.3 | Elect Director Daniel Scheinman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 | TICKER: AVGO SECURITY ID: Y0486S104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
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BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 | TICKER: BHI SECURITY ID: 057224107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
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BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| |
|---|
BARRATT DEVELOPMENTS PLC
MEETING DATE: NOV 11, 2015 | TICKER: BDEV SECURITY ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Cash Payment | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Re-elect Nina Bibby as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve EU Political Donations and Expenditure | Management | For | For |
| 15 | Approve Deferred Bonus Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BELLWAY PLC
MEETING DATE: DEC 11, 2015 | TICKER: BWY SECURITY ID: G09744155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect John Watson as Director | Management | For | For |
| 5 | Re-elect Ted Ayres as Director | Management | For | For |
| 6 | Re-elect Keith Adey as Director | Management | For | For |
| 7 | Re-elect Mike Toms as Director | Management | For | For |
| 8 | Re-elect John Cuthbert as Director | Management | For | For |
| 9 | Re-elect Paul Hampden Smith as Director | Management | For | For |
| 10 | Re-elect Denise Jagger as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 08, 2016 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2016 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Peter J. Arduini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BROADCOM LIMITED
MEETING DATE: APR 06, 2016 | TICKER: AVGO SECURITY ID: Y09827109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: JUL 17, 2015 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.2 | Elect Director Frank Cooper, III | Management | For | For |
| 1.3 | Elect Director William P. McNamara | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: MAY 18, 2016 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tricia Patrick | Management | For | For |
| 1.2 | Elect Director Paul J. Sullivan | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Karen L. Shoos | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2016 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 11, 2016 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Al Baldocchi | Management | For | For |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 12, 2016 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.2 | Elect Director Hans Helmerich | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.4 | Elect Director Monroe W. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 09, 2016 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian G. Atwood | Management | For | For |
| 1.2 | Elect Director James C. Blair | Management | For | For |
| 1.3 | Elect Director Paul H. Klingenstein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COLLEGIUM PHARMACEUTICAL, INC.
MEETING DATE: JUN 09, 2016 | TICKER: COLL SECURITY ID: 19459J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director John G. Freund | Management | For | For |
| 1.3 | Elect Director David Hirsch | Management | For | For |
| 1.4 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 19, 2016 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 08, 2016 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Burlingame | Management | For | For |
| 1.2 | Elect Director James McGeever | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 21, 2016 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2016 | TICKER: DVN SECURITY ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2016 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DYNEGY INC.
MEETING DATE: MAY 20, 2016 | TICKER: DYN SECURITY ID: 26817R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Flexon | Management | For | For |
| 1.2 | Elect Director Pat Wood, III | Management | For | For |
| 1.3 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.4 | Elect Director Paul M. Barbas | Management | For | For |
| 1.5 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.6 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.7 | Elect Director John R. Sult | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 26, 2016 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CENTRAL INVESTMENT PORTFOLIOS II LLC
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31607D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY GARRISON STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316167204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY OXFORD STREET TRUST II
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316167303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: APR 28, 2016 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Taft | Management | For | For |
| 1.2 | Elect Director Stacey Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2016 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
FLEETMATICS GROUP PUBLIC LIMITED COMPANY
MEETING DATE: AUG 03, 2015 | TICKER: FLTX SECURITY ID: G35569105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Kelliher | Management | For | For |
| 1b | Elect Director James M. Travers | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 04, 2016 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director Rudy F. deLeon | Management | For | For |
| 1.5 | Elect Director William P. Fricks | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director Mark M. Malcolm | Management | For | For |
| 1.9 | Elect Director James N. Mattis | Management | For | For |
| 1.10 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.11 | Elect Director William A. Osborn | Management | For | For |
| 1.12 | Elect Director Laura J. Schumacher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt and Issue General Payout Policy Regarding Share Repurchases | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| |
|---|
GENMAB A/S
MEETING DATE: MAR 17, 2016 | TICKER: GEN SECURITY ID: K3967W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Pernille Errenbjerg as Director | Management | For | Did Not Vote |
| 4d | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4e | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6c | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6d | Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Summoning to General Meeting | Management | For | Did Not Vote |
| 6f | Amend Articles Re: Share Issuance Authorizations | Management | For | Did Not Vote |
| 6g | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6h | Approve Issuance of Convertible Debt without Preemptive Rights up to Aggregate Nominal Amount of DKK 3 Billion | Management | For | Did Not Vote |
| 6i | Amend Articles Re: Signature Rule | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 29, 2016 | TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.2 | Elect Director John K. Welch | Management | For | For |
| 1.3 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HYUNDAI DEVELOPMENT CO. - ENGINEERING & CONSTRUCTION
MEETING DATE: MAR 25, 2016 | TICKER: A012630 SECURITY ID: Y38397108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Clarification of Issuable Class Shares) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Class Share) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Convertible Class Share) | Management | For | For |
| 2.4 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Redeemable Class Share) | Management | For | For |
| 3.1 | Elect Kim Jae-sik as Inside Director | Management | For | Against |
| 3.2 | Elect Yook Geun-yang as Inside Director | Management | For | Against |
| 3.3 | Elect Park Soon-seong as Outside Director | Management | For | For |
| 3.4 | Elect Jeong Hyeong-min as Outside Director | Management | For | For |
| 4 | Elect Park Soon-seong as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 | TICKER: IMT SECURITY ID: G4721W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INNOCOLL AG
MEETING DATE: AUG 24, 2015 | TICKER: INNL SECURITY ID: 45780Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 4 | Ratify Grant Thornton as Auditors for Fiscal 2015 | Management | For | For |
| 5.1 | Elect Shumeet Banerji to the Supervisory Board | Management | For | For |
| 5.2 | Elect James Culverwell to the Supervisory Board | Management | For | For |
| 5.3 | Elect David Brennan to the Supervisory Board | Management | For | For |
| 5.4 | Elect Rolf D. Schmidt to the Supervisory Board | Management | For | For |
| 5.5 | Elect Jonathan Symonds to the Supervisory Board | Management | For | For |
| 5.6 | Elect Joe Wiley to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Entitlement to Dividends of New Shares, Submission of Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 8 | Approve Creation of EUR 665,739 Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve EUR 37,761 Increase in Share Capital for Private Placement | Management | For | For |
| |
|---|
INNOCOLL AG
MEETING DATE: JAN 30, 2016 | TICKER: INNL SECURITY ID: 45780Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Innocoll Holdings PLC | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Abstain |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ITV PLC
MEETING DATE: MAY 12, 2016 | TICKER: ITV SECURITY ID: G4984A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Anna Manz as Director | Management | For | For |
| 6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Mary Harris as Director | Management | For | For |
| 11 | Re-elect Andy Haste as Director | Management | For | For |
| 12 | Re-elect John Ormerod as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Amend Articles of Association | Management | For | For |
| 21 | Approve Share Incentive Plan | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 30, 2015 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JD SPORTS FASHION PLC
MEETING DATE: JUN 17, 2016 | TICKER: JD. SECURITY ID: G5074C114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Cowgill as Director | Management | For | For |
| 5 | Re-elect Brian Small as Director | Management | For | For |
| 6 | Re-elect Andrew Leslie as Director | Management | For | For |
| 7 | Re-elect Martin Davies as Director | Management | For | For |
| 8 | Re-elect Heather Jackson as Director | Management | For | For |
| 9 | Elect Andrew Rubin as Director | Management | For | For |
| 10 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
JUST DIAL LIMITED
MEETING DATE: SEP 30, 2015 | TICKER: 535648 SECURITY ID: Y4S789102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Reelect V. Krishnan as Director | Management | For | Against |
| 4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Approve Increase in Investment Limits | Management | For | For |
| |
|---|
JUST DIAL LIMITED
MEETING DATE: NOV 14, 2015 | TICKER: 535648 SECURITY ID: Y4S789102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Repurchase Program | Management | For | For |
| |
|---|
KING DIGITAL ENTERTAINMENT PLC
MEETING DATE: SEP 28, 2015 | TICKER: KING SECURITY ID: G5258J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Elect Director Riccardo Zacconi | Management | For | For |
| 4 | Elect Director Robert S Cohn | Management | For | For |
| 5 | Amend Memorandum of Association | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 10 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 11 | Authorize Directed Share Repurchase Program | Management | For | Against |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2016 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 22, 2016 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.3 | Elect Director David T. Hung | Management | For | For |
| 1.4 | Elect Director Michael L. King | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| |
|---|
MEDY-TOX INC.
MEETING DATE: MAR 17, 2016 | TICKER: A086900 SECURITY ID: Y59079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Elect Yang Gi-hyeok as Inside Director | Management | For | Against |
| 3.2 | Elect Kim Hong-jik as Outside Director | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: JUL 30, 2015 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. William Benedetto | Management | For | For |
| 1b | Elect Director Stephen F. Reitman | Management | For | For |
| 1c | Elect Director Jean Tomlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: AUG 07, 2015 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 14, 2016 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 17, 2016 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Erskine B. Bowles | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Klaus Kleinfeld | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1j | Elect Director Hutham S. Olayan | Management | For | For |
| 1k | Elect Director James W. Owens | Management | For | For |
| 1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| |
|---|
NANTKWEST, INC.
MEETING DATE: JUN 15, 2016 | TICKER: NK SECURITY ID: 63016Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
| 1.2 | Elect Director Barry J. Simon | Management | For | For |
| 1.3 | Elect Director Steve Gorlin | Management | For | For |
| 1.4 | Elect Director Michael Blaszyk | Management | For | For |
| 1.5 | Elect Director Richard Kusserow | Management | For | For |
| 1.6 | Elect Director John T. Potts, Jr. | Management | For | For |
| 1.7 | Elect Director John C. Thomas, Jr. | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 28, 2015 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
| 4.2 | Elect Mark Sorour as Director | Management | For | Against |
| 4.3 | Elect Koos Bekker as Director | Management | For | Against |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
| 11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
| 1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
| 1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| |
|---|
NEOVASC INC.
MEETING DATE: JUN 15, 2016 | TICKER: NVC SECURITY ID: 64065J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Paul Geyer | Management | For | For |
| 2.2 | Elect Director Alexei Marko | Management | For | For |
| 2.3 | Elect Director Doug Janzen | Management | For | For |
| 2.4 | Elect Director Steven Rubin | Management | For | For |
| 2.5 | Elect Director Jane Hsiao | Management | For | For |
| 2.6 | Elect Director William O'Neill | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 18, 2016 | TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ali Behbahani | Management | For | For |
| 1.2 | Elect Director Rami Elghandour | Management | For | For |
| 1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 | TICKER: NMBL SECURITY ID: 65440R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NORWEGIAN AIR SHUTTLE ASA
MEETING DATE: MAY 10, 2016 | TICKER: NAS SECURITY ID: R63179106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Receive Management's Report | Management | None | None |
| 6 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Reelect Bjorn Kise as Director (Chairman) | Management | For | Did Not Vote |
| 10 | Elect Members of Election Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 300,000 for the Deputy Chairman, NOK 275,000 for Other Members, and NOK 50,000 for Employee Representatives | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 351,621 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 15 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Shares Owned and Controlled by Shareholders who are EEA Nationals | Management | For | Did Not Vote |
| 17 | Amend Articles Re: Redemption of Shares | Management | For | Did Not Vote |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
OCULAR THERAPEUTIX, INC.
MEETING DATE: JUN 02, 2016 | TICKER: OCUL SECURITY ID: 67576A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jaswinder Chadna | Management | For | For |
| 1.2 | Elect Director Richard L. Lindstrom | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Ronald M. Lott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ORBITAL ATK, INC.
MEETING DATE: AUG 05, 2015 | TICKER: OA SECURITY ID: 68557N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.6 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.7 | Elect Director Robert M. Hanisee | Management | For | For |
| 1.8 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.9 | Elect Director Tig H. Krekel | Management | For | For |
| 1.10 | Elect Director Douglas L. Maine | Management | For | For |
| 1.11 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.12 | Elect Director Janice I. Obuchowski | Management | For | For |
| 1.13 | Elect Director James G. Roche | Management | For | For |
| 1.14 | Elect Director Harrison H. Schmitt | Management | For | For |
| 1.15 | Elect Director David W. Thompson | Management | For | For |
| 1.16 | Elect Director Scott L. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Hastings | Management | For | For |
| 1.2 | Elect Director John Longenecker | Management | For | For |
| 1.3 | Elect Director Andreas Wicki | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PANDORA A/S
MEETING DATE: MAR 16, 2016 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2015 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 13 Per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 6.1 | Approve DKK 5.2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 6.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6.3 | Amend Articles Re: Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
| 6.4 | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 6.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 7.1 | Reelect Peder Tuborgh (Chairman) as Director | Management | For | Did Not Vote |
| 7.2 | Reelect Christian Frigast (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Allan Leighton (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Anders Boyer-Sogaard as Director | Management | For | Did Not Vote |
| 7.7 | Reelect Bjorn Gulden as Director | Management | For | Did Not Vote |
| 7.8 | Reelect Per Bank as Director | Management | For | Did Not Vote |
| 7.9 | Reelect Michael Hauge Sorensen as Director | Management | For | Did Not Vote |
| 7.10 | Elect Birgitta Stymne Goransson as New Director | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 28, 2016 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Olivia F. Kirtley | Management | For | For |
| 1c | Elect Director Laurette T. Koellner | Management | For | For |
| 1d | Elect Director Sonya E. Medina | Management | For | For |
| 1e | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 04, 2016 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.6 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.7 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.8 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.10 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JAN 06, 2016 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
| 2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
| 3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
| 4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
| 4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
| 4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
| 4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
| 2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
| 3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
| 4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
| 4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
| 4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
| 4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
| |
|---|
QORVO, INC.
MEETING DATE: AUG 10, 2015 | TICKER: QRVO SECURITY ID: 74736K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2016 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RELYPSA, INC.
MEETING DATE: JUN 21, 2016 | TICKER: RLYP SECURITY ID: 759531106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Butler | Management | For | For |
| 1.2 | Elect Director Paul J. Hastings | Management | For | For |
| 1.3 | Elect Director Thomas J. Schuetz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 16, 2016 | TICKER: RHI SECURITY ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Marc H. Morial | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: APR 27, 2016 | TICKER: MHFI SECURITY ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.6 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.7 | Elect Director Michael Rake | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 28, 2016 | TICKER: SHP SECURITY ID: G8124V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect Susan Kilsby as Director | Management | For | For |
| 9 | Elect Sara Mathew as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Elect Jeffrey Poulton as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Increase in Authorised Share Capital and Amend Memorandum of Association | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Week's Notice | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: MAY 27, 2016 | TICKER: SHP SECURITY ID: G8124V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Cash and Share Offer for Baxalta | Management | For | Against |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2016 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.5 | Elect Director Christine King | Management | For | For |
| 1.6 | Elect Director David P. McGlade | Management | For | For |
| 1.7 | Elect Director David J. McLachlan | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
| |
|---|
SM ENERGY COMPANY
MEETING DATE: MAY 24, 2016 | TICKER: SM SECURITY ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director Loren M. Leiker | Management | For | For |
| 1.4 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.5 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director Rose M. Robeson | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2016 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2016 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack A. Khattar | Management | For | For |
| 1.2 | Elect Director M. James Barrett | Management | For | For |
| 1.3 | Elect Director William A. Nuerge | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 25, 2016 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Davis | Management | For | For |
| 1.2 | Elect Director James Henry | Management | For | For |
| 1.3 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.4 | Elect Director Rajath Shourie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 18, 2016 | TICKER: 700 SECURITY ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TESARO, INC.
MEETING DATE: MAY 11, 2016 | TICKER: TSRO SECURITY ID: 881569107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 19, 2016 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Gregory D. Brenneman | Management | For | For |
| 1d | Elect Director J. Frank Brown | Management | For | For |
| 1e | Elect Director Albert P. Carey | Management | For | For |
| 1f | Elect Director Armando Codina | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Craig A. Menear | Management | For | For |
| 1l | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 02, 2016 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 07, 2016 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 02, 2016 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Dries | Management | For | For |
| 1.2 | Elect Director Mervin Dunn | Management | For | For |
| 1.3 | Elect Director Michael Graff | Management | For | For |
| 1.4 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.5 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.6 | Elect Director Robert Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
| 1.4 | Elect Director Walter Isaacson | Management | For | For |
| 1.5 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.6 | Elect Director Robert A. Milton | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 21, 2016 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher Causey | Management | For | For |
| 1b | Elect Director Richard Giltner | Management | For | For |
| 1c | Elect Director Judy Olian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: JUN 14, 2016 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William A. Ackman | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director Stephen Fraidin | Management | For | For |
| 1d | Elect Director D. Robert Hale | Management | For | For |
| 1e | Elect Director Robert A. Ingram | Management | For | For |
| 1f | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
| 1g | Elect Director Joseph C. Papa | Management | For | For |
| 1h | Elect Director Robert N. Power | Management | For | For |
| 1i | Elect Director Russel C. Robertson | Management | For | For |
| 1j | Elect Director Thomas W. Ross, Sr. | Management | For | For |
| 1k | Elect Director Amy B. Wechsler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 15, 2016 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Director Yuchun Lee | Management | For | For |
| 1.4 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: FEB 03, 2016 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTA OUTDOOR INC.
MEETING DATE: AUG 11, 2015 | TICKER: VSTO SECURITY ID: 928377100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Gary McArthur | Management | For | For |
| 1.3 | Elect Director Robert Tarola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VTV THERAPEUTICS INC.
MEETING DATE: MAY 12, 2016 | TICKER: VTVT SECURITY ID: 918385105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.2 | Elect Director Steven M. Cohen | Management | For | For |
| 1.3 | Elect Director John A. Fry | Management | For | For |
| 1.4 | Elect Director Paul M. Meister | Management | For | For |
| 1.5 | Elect Director Craig C. Parker | Management | For | For |
| 1.6 | Elect Director Paul G. Savas | Management | For | For |
| 1.7 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WH GROUP LTD.
MEETING DATE: MAY 23, 2016 | TICKER: 288 SECURITY ID: G96007102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Guo Lijun as Director | Management | For | Against |
| 2b | Elect Zhang Taixi as Director | Management | For | Against |
| 2c | Elect Lee Conway Kong Wai as Director | Management | For | For |
| 2d | Elect Sullivan Kenneth Marc as Director | Management | For | Against |
| 2e | Elect You Mu as Director | Management | For | Against |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
VIP ASSET MANAGER PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
58.COM INC.
MEETING DATE: DEC 17, 2015 | TICKER: WUBA SECURITY ID: 31680Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 06, 2016 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTELION LTD.
MEETING DATE: MAY 04, 2016 | TICKER: ATLN SECURITY ID: H0032X135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve CHF 3.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5 | Extend Duration of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
| 6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
| 6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
| 6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
| 6.1e | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
| 6.1f | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
| 6.1g | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 6.1h | Reelect Jean Malo as Director | Management | For | Did Not Vote |
| 6.1i | Reelect David Stout as Director | Management | For | Did Not Vote |
| 6.1j | Reelect Herna Verhagen as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
| 6.3a | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3b | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3c | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 23 Million | Management | For | Did Not Vote |
| 8 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
| 9 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 13, 2016 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | Against |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela J. Craig | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 1.3 | Elect Director Paul Sagan | Management | For | For |
| 1.4 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2016 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 | TICKER: BABA SECURITY ID: 01609W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| |
|---|
ALLERGAN PLC
MEETING DATE: MAY 05, 2016 | TICKER: AGN SECURITY ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 03, 2016 | TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Amy W. Schulman | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 08, 2016 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 17, 2016 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 08, 2016 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2016 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 09, 2016 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Michael G. Raab | Management | For | For |
| 1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 26, 2016 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2016 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUL 23, 2015 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Harvey J. Berger | Management | For | For |
| 1b | Elect Director Sarah J. Schlesinger | Management | For | For |
| 1c | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ARISTA NETWORKS, INC.
MEETING DATE: JUN 02, 2016 | TICKER: ANET SECURITY ID: 040413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Ann Mather | Management | For | For |
| 1.3 | Elect Director Daniel Scheinman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 | TICKER: BHI SECURITY ID: 057224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| |
|---|
BARRATT DEVELOPMENTS PLC
MEETING DATE: NOV 11, 2015 | TICKER: BDEV SECURITY ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Cash Payment | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Re-elect Nina Bibby as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve EU Political Donations and Expenditure | Management | For | For |
| 15 | Approve Deferred Bonus Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BELLWAY PLC
MEETING DATE: DEC 11, 2015 | TICKER: BWY SECURITY ID: G09744155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect John Watson as Director | Management | For | For |
| 5 | Re-elect Ted Ayres as Director | Management | For | For |
| 6 | Re-elect Keith Adey as Director | Management | For | For |
| 7 | Re-elect Mike Toms as Director | Management | For | For |
| 8 | Re-elect John Cuthbert as Director | Management | For | For |
| 9 | Re-elect Paul Hampden Smith as Director | Management | For | For |
| 10 | Re-elect Denise Jagger as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 08, 2016 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2016 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Peter J. Arduini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BROADCOM LIMITED
MEETING DATE: APR 06, 2016 | TICKER: AVGO SECURITY ID: Y09827109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: JUL 17, 2015 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.2 | Elect Director Frank Cooper, III | Management | For | For |
| 1.3 | Elect Director William P. McNamara | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: MAY 18, 2016 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tricia Patrick | Management | For | For |
| 1.2 | Elect Director Paul J. Sullivan | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Karen L. Shoos | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2016 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 11, 2016 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Al Baldocchi | Management | For | For |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 12, 2016 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.2 | Elect Director Hans Helmerich | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.4 | Elect Director Monroe W. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 09, 2016 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian G. Atwood | Management | For | For |
| 1.2 | Elect Director James C. Blair | Management | For | For |
| 1.3 | Elect Director Paul H. Klingenstein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COLLEGIUM PHARMACEUTICAL, INC.
MEETING DATE: JUN 09, 2016 | TICKER: COLL SECURITY ID: 19459J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director John G. Freund | Management | For | For |
| 1.3 | Elect Director David Hirsch | Management | For | For |
| 1.4 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 19, 2016 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 08, 2016 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Burlingame | Management | For | For |
| 1.2 | Elect Director James McGeever | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 21, 2016 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2016 | TICKER: DVN SECURITY ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2016 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DYNEGY INC.
MEETING DATE: MAY 20, 2016 | TICKER: DYN SECURITY ID: 26817R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Flexon | Management | For | For |
| 1.2 | Elect Director Pat Wood, III | Management | For | For |
| 1.3 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.4 | Elect Director Paul M. Barbas | Management | For | For |
| 1.5 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.6 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.7 | Elect Director John R. Sult | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 26, 2016 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CENTRAL INVESTMENT PORTFOLIOS II LLC
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31607D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY GARRISON STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316167303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY OXFORD STREET TRUST II
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316167303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: APR 28, 2016 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Taft | Management | For | For |
| 1.2 | Elect Director Stacey Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2016 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
FLEETMATICS GROUP PUBLIC LIMITED COMPANY
MEETING DATE: AUG 03, 2015 | TICKER: FLTX SECURITY ID: G35569105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Kelliher | Management | For | For |
| 1b | Elect Director James M. Travers | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 04, 2016 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director Rudy F. deLeon | Management | For | For |
| 1.5 | Elect Director William P. Fricks | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director Mark M. Malcolm | Management | For | For |
| 1.9 | Elect Director James N. Mattis | Management | For | For |
| 1.10 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.11 | Elect Director William A. Osborn | Management | For | For |
| 1.12 | Elect Director Laura J. Schumacher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt and Issue General Payout Policy Regarding Share Repurchases | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| |
|---|
GENMAB A/S
MEETING DATE: MAR 17, 2016 | TICKER: GEN SECURITY ID: K3967W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Pernille Errenbjerg as Director | Management | For | Did Not Vote |
| 4d | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
| 4e | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6c | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6d | Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Summoning to General Meeting | Management | For | Did Not Vote |
| 6f | Amend Articles Re: Share Issuance Authorizations | Management | For | Did Not Vote |
| 6g | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6h | Approve Issuance of Convertible Debt without Preemptive Rights up to Aggregate Nominal Amount of DKK 3 Billion | Management | For | Did Not Vote |
| 6i | Amend Articles Re: Signature Rule | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 29, 2016 | TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.2 | Elect Director John K. Welch | Management | For | For |
| 1.3 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HYUNDAI DEVELOPMENT CO. - ENGINEERING & CONSTRUCTION
MEETING DATE: MAR 25, 2016 | TICKER: A012630 SECURITY ID: Y38397108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Clarification of Issuable Class Shares) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Class Share) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Convertible Class Share) | Management | For | For |
| 2.4 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Redeemable Class Share) | Management | For | For |
| 3.1 | Elect Kim Jae-sik as Inside Director | Management | For | Against |
| 3.2 | Elect Yook Geun-yang as Inside Director | Management | For | Against |
| 3.3 | Elect Park Soon-seong as Outside Director | Management | For | For |
| 3.4 | Elect Jeong Hyeong-min as Outside Director | Management | For | For |
| 4 | Elect Park Soon-seong as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 | TICKER: IMT SECURITY ID: G4721W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INNOCOLL AG
MEETING DATE: AUG 24, 2015 | TICKER: INNL SECURITY ID: 45780Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
| 4 | Ratify Grant Thornton as Auditors for Fiscal 2015 | Management | For | For |
| 5.1 | Elect Shumeet Banerji to the Supervisory Board | Management | For | For |
| 5.2 | Elect James Culverwell to the Supervisory Board | Management | For | For |
| 5.3 | Elect David Brennan to the Supervisory Board | Management | For | For |
| 5.4 | Elect Rolf D. Schmidt to the Supervisory Board | Management | For | For |
| 5.5 | Elect Jonathan Symonds to the Supervisory Board | Management | For | For |
| 5.6 | Elect Joe Wiley to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Entitlement to Dividends of New Shares, Submission of Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 8 | Approve Creation of EUR 665,739 Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve EUR 37,761 Increase in Share Capital for Private Placement | Management | For | For |
| |
|---|
INNOCOLL AG
MEETING DATE: JAN 30, 2016 | TICKER: INNL SECURITY ID: 45780Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Innocoll Holdings PLC | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Abstain |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ITV PLC
MEETING DATE: MAY 12, 2016 | TICKER: ITV SECURITY ID: G4984A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Anna Manz as Director | Management | For | For |
| 6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Mary Harris as Director | Management | For | For |
| 11 | Re-elect Andy Haste as Director | Management | For | For |
| 12 | Re-elect John Ormerod as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Amend Articles of Association | Management | For | For |
| 21 | Approve Share Incentive Plan | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 30, 2015 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JD SPORTS FASHION PLC
MEETING DATE: JUN 17, 2016 | TICKER: JD. SECURITY ID: G5074C114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Cowgill as Director | Management | For | For |
| 5 | Re-elect Brian Small as Director | Management | For | For |
| 6 | Re-elect Andrew Leslie as Director | Management | For | For |
| 7 | Re-elect Martin Davies as Director | Management | For | For |
| 8 | Re-elect Heather Jackson as Director | Management | For | For |
| 9 | Elect Andrew Rubin as Director | Management | For | For |
| 10 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
JUST DIAL LIMITED
MEETING DATE: SEP 30, 2015 | TICKER: 535648 SECURITY ID: Y4S789102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Reelect V. Krishnan as Director | Management | For | Against |
| 4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Approve Increase in Investment Limits | Management | For | For |
| |
|---|
JUST DIAL LIMITED
MEETING DATE: NOV 14, 2015 | TICKER: 535648 SECURITY ID: Y4S789102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Repurchase Program | Management | For | For |
| |
|---|
KING DIGITAL ENTERTAINMENT PLC
MEETING DATE: SEP 28, 2015 | TICKER: KING SECURITY ID: G5258J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Elect Director Riccardo Zacconi | Management | For | For |
| 4 | Elect Director Robert S Cohn | Management | For | For |
| 5 | Amend Memorandum of Association | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 10 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
| 11 | Authorize Directed Share Repurchase Program | Management | For | Against |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2016 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 22, 2016 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.3 | Elect Director David T. Hung | Management | For | For |
| 1.4 | Elect Director Michael L. King | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| |
|---|
MEDY-TOX INC.
MEETING DATE: MAR 17, 2016 | TICKER: A086900 SECURITY ID: Y59079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Elect Yang Gi-hyeok as Inside Director | Management | For | Against |
| 3.2 | Elect Kim Hong-jik as Outside Director | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: JUL 30, 2015 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. William Benedetto | Management | For | For |
| 1b | Elect Director Stephen F. Reitman | Management | For | For |
| 1c | Elect Director Jean Tomlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: AUG 07, 2015 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 14, 2016 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 17, 2016 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Erskine B. Bowles | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Klaus Kleinfeld | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1j | Elect Director Hutham S. Olayan | Management | For | For |
| 1k | Elect Director James W. Owens | Management | For | For |
| 1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| |
|---|
NANTKWEST, INC.
MEETING DATE: JUN 15, 2016 | TICKER: NK SECURITY ID: 63016Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
| 1.2 | Elect Director Barry J. Simon | Management | For | For |
| 1.3 | Elect Director Steve Gorlin | Management | For | For |
| 1.4 | Elect Director Michael Blaszyk | Management | For | For |
| 1.5 | Elect Director Richard Kusserow | Management | For | For |
| 1.6 | Elect Director John T. Potts, Jr. | Management | For | For |
| 1.7 | Elect Director John C. Thomas, Jr. | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 28, 2015 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
| 4.2 | Elect Mark Sorour as Director | Management | For | Against |
| 4.3 | Elect Koos Bekker as Director | Management | For | Against |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
| 11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
| 1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
| 1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| |
|---|
NEOVASC INC.
MEETING DATE: JUN 15, 2016 | TICKER: NVC SECURITY ID: 64065J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Paul Geyer | Management | For | For |
| 2.2 | Elect Director Alexei Marko | Management | For | For |
| 2.3 | Elect Director Doug Janzen | Management | For | For |
| 2.4 | Elect Director Steven Rubin | Management | For | For |
| 2.5 | Elect Director Jane Hsiao | Management | For | For |
| 2.6 | Elect Director William O'Neill | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 18, 2016 | TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ali Behbahani | Management | For | For |
| 1.2 | Elect Director Rami Elghandour | Management | For | For |
| 1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 | TICKER: NMBL SECURITY ID: 65440R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NORWEGIAN AIR SHUTTLE ASA
MEETING DATE: MAY 10, 2016 | TICKER: NAS SECURITY ID: R63179106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Receive Management's Report | Management | None | None |
| 6 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Reelect Bjorn Kise as Director (Chairman) | Management | For | Did Not Vote |
| 10 | Elect Members of Election Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 300,000 for the Deputy Chairman, NOK 275,000 for Other Members, and NOK 50,000 for Employee Representatives | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 351,621 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 15 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Shares Owned and Controlled by Shareholders who are EEA Nationals | Management | For | Did Not Vote |
| 17 | Amend Articles Re: Redemption of Shares | Management | For | Did Not Vote |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
OCULAR THERAPEUTIX, INC.
MEETING DATE: JUN 02, 2016 | TICKER: OCUL SECURITY ID: 67576A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jaswinder Chadna | Management | For | For |
| 1.2 | Elect Director Richard L. Lindstrom | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Ronald M. Lott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ORBITAL ATK, INC.
MEETING DATE: AUG 05, 2015 | TICKER: OA SECURITY ID: 68557N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.6 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.7 | Elect Director Robert M. Hanisee | Management | For | For |
| 1.8 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.9 | Elect Director Tig H. Krekel | Management | For | For |
| 1.10 | Elect Director Douglas L. Maine | Management | For | For |
| 1.11 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.12 | Elect Director Janice I. Obuchowski | Management | For | For |
| 1.13 | Elect Director James G. Roche | Management | For | For |
| 1.14 | Elect Director Harrison H. Schmitt | Management | For | For |
| 1.15 | Elect Director David W. Thompson | Management | For | For |
| 1.16 | Elect Director Scott L. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Hastings | Management | For | For |
| 1.2 | Elect Director John Longenecker | Management | For | For |
| 1.3 | Elect Director Andreas Wicki | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PANDORA A/S
MEETING DATE: MAR 16, 2016 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2015 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 13 Per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 6.1 | Approve DKK 5.2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 6.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6.3 | Amend Articles Re: Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
| 6.4 | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 6.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 7.1 | Reelect Peder Tuborgh (Chairman) as Director | Management | For | Did Not Vote |
| 7.2 | Reelect Christian Frigast (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Allan Leighton (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Anders Boyer-Sogaard as Director | Management | For | Did Not Vote |
| 7.7 | Reelect Bjorn Gulden as Director | Management | For | Did Not Vote |
| 7.8 | Reelect Per Bank as Director | Management | For | Did Not Vote |
| 7.9 | Reelect Michael Hauge Sorensen as Director | Management | For | Did Not Vote |
| 7.10 | Elect Birgitta Stymne Goransson as New Director | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 28, 2016 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Olivia F. Kirtley | Management | For | For |
| 1c | Elect Director Laurette T. Koellner | Management | For | For |
| 1d | Elect Director Sonya E. Medina | Management | For | For |
| 1e | Elect Director W. Kent Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 04, 2016 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.6 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.7 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.8 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.10 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JAN 06, 2016 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
| 2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
| 3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
| 4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
| 4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
| 4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
| 4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
| 2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
| 3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
| 4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
| 4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
| 4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
| 4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
| |
|---|
QORVO, INC.
MEETING DATE: AUG 10, 2015 | TICKER: QRVO SECURITY ID: 74736K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2016 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RELYPSA, INC.
MEETING DATE: JUN 21, 2016 | TICKER: RLYP SECURITY ID: 759531106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Butler | Management | For | For |
| 1.2 | Elect Director Paul J. Hastings | Management | For | For |
| 1.3 | Elect Director Thomas J. Schuetz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 16, 2016 | TICKER: RHI SECURITY ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Marc H. Morial | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: APR 27, 2016 | TICKER: MHFI SECURITY ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.6 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.7 | Elect Director Michael Rake | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 28, 2016 | TICKER: SHP SECURITY ID: G8124V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect Susan Kilsby as Director | Management | For | For |
| 9 | Elect Sara Mathew as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Elect Jeffrey Poulton as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Increase in Authorised Share Capital and Amend Memorandum of Association | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Week's Notice | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: MAY 27, 2016 | TICKER: SHP SECURITY ID: G8124V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Cash and Share Offer for Baxalta | Management | For | Against |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2016 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.5 | Elect Director Christine King | Management | For | For |
| 1.6 | Elect Director David P. McGlade | Management | For | For |
| 1.7 | Elect Director David J. McLachlan | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
| |
|---|
SM ENERGY COMPANY
MEETING DATE: MAY 24, 2016 | TICKER: SM SECURITY ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director Loren M. Leiker | Management | For | For |
| 1.4 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.5 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director Rose M. Robeson | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2016 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2016 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack A. Khattar | Management | For | For |
| 1.2 | Elect Director M. James Barrett | Management | For | For |
| 1.3 | Elect Director William A. Nuerge | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 25, 2016 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Davis | Management | For | For |
| 1.2 | Elect Director James Henry | Management | For | For |
| 1.3 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.4 | Elect Director Rajath Shourie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 18, 2016 | TICKER: 700 SECURITY ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TESARO, INC.
MEETING DATE: MAY 11, 2016 | TICKER: TSRO SECURITY ID: 881569107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 19, 2016 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Gregory D. Brenneman | Management | For | For |
| 1d | Elect Director J. Frank Brown | Management | For | For |
| 1e | Elect Director Albert P. Carey | Management | For | For |
| 1f | Elect Director Armando Codina | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Craig A. Menear | Management | For | For |
| 1l | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 02, 2016 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 07, 2016 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 02, 2016 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Dries | Management | For | For |
| 1.2 | Elect Director Mervin Dunn | Management | For | For |
| 1.3 | Elect Director Michael Graff | Management | For | For |
| 1.4 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.5 | Elect Director Raymond Laubenthal | Management | For | For |
| 1.6 | Elect Director Robert Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2016 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
| 1.4 | Elect Director Walter Isaacson | Management | For | For |
| 1.5 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.6 | Elect Director Robert A. Milton | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 21, 2016 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher Causey | Management | For | For |
| 1b | Elect Director Richard Giltner | Management | For | For |
| 1c | Elect Director Judy Olian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: JUN 14, 2016 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William A. Ackman | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director Stephen Fraidin | Management | For | For |
| 1d | Elect Director D. Robert Hale | Management | For | For |
| 1e | Elect Director Robert A. Ingram | Management | For | For |
| 1f | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
| 1g | Elect Director Joseph C. Papa | Management | For | For |
| 1h | Elect Director Robert N. Power | Management | For | For |
| 1i | Elect Director Russel C. Robertson | Management | For | For |
| 1j | Elect Director Thomas W. Ross, Sr. | Management | For | For |
| 1k | Elect Director Amy B. Wechsler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 15, 2016 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Director Yuchun Lee | Management | For | For |
| 1.4 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: FEB 03, 2016 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTA OUTDOOR INC.
MEETING DATE: AUG 11, 2015 | TICKER: VSTO SECURITY ID: 928377100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Gary McArthur | Management | For | For |
| 1.3 | Elect Director Robert Tarola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VTV THERAPEUTICS INC.
MEETING DATE: MAY 12, 2016 | TICKER: VTVT SECURITY ID: 918385105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.2 | Elect Director Steven M. Cohen | Management | For | For |
| 1.3 | Elect Director John A. Fry | Management | For | For |
| 1.4 | Elect Director Paul M. Meister | Management | For | For |
| 1.5 | Elect Director Craig C. Parker | Management | For | For |
| 1.6 | Elect Director Paul G. Savas | Management | For | For |
| 1.7 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WH GROUP LTD.
MEETING DATE: MAY 23, 2016 | TICKER: 288 SECURITY ID: G96007102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Guo Lijun as Director | Management | For | Against |
| 2b | Elect Zhang Taixi as Director | Management | For | Against |
| 2c | Elect Lee Conway Kong Wai as Director | Management | For | For |
| 2d | Elect Sullivan Kenneth Marc as Director | Management | For | Against |
| 2e | Elect You Mu as Director | Management | For | Against |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
VIP FREEDOM 2005 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2010 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2015 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2020 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2025 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2030 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2035 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2040 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2045 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM 2050 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM INCOME PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME I PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME II PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FREEDOM LIFETIME INCOME III PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 20% PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY OXFORD STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316146638
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 50% PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY OXFORD STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316146638
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 60% PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY OXFORD STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316146638
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 70% PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY OXFORD STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316146638
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP FUNDSMANAGER 85% PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY COLCHESTER STREET TRUST
MEETING DATE: DEC 16, 2015 | TICKER: SECURITY ID: 316175405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
| |
|---|
FIDELITY OXFORD STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316146638
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP GOVERNMENT MONEY MARKET PORTFOLIO (FORMERLY KNOWN AS VIP MONEY MARKET PORTFOLIO)
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTMENT GRADE BOND PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY GARRISON STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 316167204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2005 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2010 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2015 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2020 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2025 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM 2030 PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP INVESTOR FREEDOM INCOME PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP STRATEGIC INCOME PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AIR CANADA
MEETING DATE: MAY 10, 2016 | TICKER: AC SECURITY ID: 008911877
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.2 | Elect Director Michael M. Green | Management | For | For |
| 1.3 | Elect Director Jean Marc Huot | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Madeleine Paquin | Management | For | For |
| 1.6 | Elect Director David I. Richardson | Management | For | For |
| 1.7 | Elect Director Roy J. Romanow | Management | For | For |
| 1.8 | Elect Director Calin Rovinescu | Management | For | For |
| 1.9 | Elect Director Vagn Sorensen | Management | For | For |
| 1.10 | Elect Director Kathleen P. Taylor | Management | For | For |
| 1.11 | Elect Director Annette Verschuren | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
| |
|---|
AIR LEASE CORPORATION
MEETING DATE: MAY 04, 2016 | TICKER: AL SECURITY ID: 00912X302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew J. Hart | Management | For | For |
| 1b | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert A. Milton | Management | For | For |
| 1e | Elect Director John L. Plueger | Management | For | For |
| 1f | Elect Director Ian M. Saines | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 | TICKER: BABA SECURITY ID: 01609W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| |
|---|
ALLERGAN PLC
MEETING DATE: MAY 05, 2016 | TICKER: AGN SECURITY ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 08, 2016 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 08, 2016 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.2 | Elect Director Leonard Tow | Management | For | For |
| 1.3 | Elect Director David E. Van Zandt | Management | For | For |
| 1.4 | Elect Director Carl E. Vogel | Management | For | For |
| 1.5 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2016 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 25, 2016 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Alun Cathcart | Management | For | For |
| 1.3 | Elect Director Brian J. Choi | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.6 | Elect Director Larry D. De Shon | Management | For | For |
| 1.7 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.8 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.9 | Elect Director Lynn Krominga | Management | For | For |
| 1.10 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.11 | Elect Director F. Robert Salerno | Management | For | For |
| 1.12 | Elect Director Stender E. Sweeney | Management | For | For |
| 1.13 | Elect Director Sanoke Viswanathan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 08, 2016 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALATLANTIC GROUP, INC.
MEETING DATE: MAY 25, 2016 | TICKER: CAA SECURITY ID: 128195104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Choate | Management | For | For |
| 1.2 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Peter Schoels | Management | For | For |
| 1.9 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 19, 2016 | TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Richards | Management | For | For |
| 1.2 | Elect Director Lynda M. Clarizio | Management | For | For |
| 1.3 | Elect Director Michael J. Dominguez | Management | For | For |
| 1.4 | Elect Director Robin P. Selati | Management | For | For |
| 1.5 | Elect Director Joseph R. Swedish | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 | TICKER: CELG SECURITY ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| |
|---|
CRESTWOOD MIDSTREAM PARTNERS LP
MEETING DATE: SEP 30, 2015 | TICKER: CMLP SECURITY ID: 226378107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CVS HEALTH CORPORATION
MEETING DATE: MAY 19, 2016 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 06, 2016 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.5 | Elect Director John H. Kispert | Management | For | For |
| 1.6 | Elect Director O.C. Kwon | Management | For | For |
| 1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
| 1.8 | Elect Director Michael S. Wishart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: SEP 10, 2015 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.4 | Elect Director Nelson C. Chan | Management | For | For |
| 1.5 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.6 | Elect Director John G. Perenchio | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.9 | Elect Director Bonita C. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| |
|---|
ESH HOSPITALITY, INC.
MEETING DATE: MAY 18, 2016 | TICKER: SECURITY ID: 30224P211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Christopher K. Daniello | Management | For | For |
| 1.3 | Elect Director Kevin W. Dinnie | Management | For | For |
| 1.4 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.5 | Elect Director Lisa Palmer | Management | For | For |
| 1.6 | Elect Director Ty E. Wallach | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 18, 2016 | TICKER: STAY SECURITY ID: 30224P200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Michael A. Barr | Management | For | For |
| 1.3 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.4 | Elect Director William A. Kussell | Management | For | For |
| 1.5 | Elect Director William D. Rahm | Management | For | For |
| 1.6 | Elect Director William J. Stein | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: APR 28, 2016 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Taft | Management | For | For |
| 1.2 | Elect Director Stacey Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: JUL 02, 2015 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
MEETING DATE: DEC 09, 2015 | TICKER: HAR SECURITY ID: 413086109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adriane M. Brown | Management | For | For |
| 1b | Elect Director John W. Diercksen | Management | For | For |
| 1c | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1d | Elect Director Edward H. Meyer | Management | For | For |
| 1e | Elect Director Robert Nail | Management | For | For |
| 1f | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1g | Elect Director Abraham N. Reichental | Management | For | For |
| 1h | Elect Director Kenneth M. Reiss | Management | For | For |
| 1i | Elect Director Hellene S. Runtagh | Management | For | For |
| 1j | Elect Director Frank S. Sklarsky | Management | For | For |
| 1k | Elect Director Gary G. Steel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 28, 2016 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Milton Johnson | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1d | Elect Director Thomas F. Frist, III | Management | For | For |
| 1e | Elect Director William R. Frist | Management | For | For |
| 1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1g | Elect Director Ann H. Lamont | Management | For | For |
| 1h | Elect Director Jay O. Light | Management | For | For |
| 1i | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1j | Elect Director Michael W. Michelson | Management | For | For |
| 1k | Elect Director Wayne J. Riley | Management | For | For |
| 1l | Elect Director John W. Rowe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 18, 2016 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Charles W. Peffer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
| |
|---|
HORNBECK OFFSHORE SERVICES, INC.
MEETING DATE: JUN 16, 2016 | TICKER: HOS SECURITY ID: 440543106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce W. Hunt | Management | For | For |
| 1.2 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.3 | Elect Director Bernie W. Stewart | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: APR 15, 2016 | TICKER: JAH SECURITY ID: 471109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 19, 2016 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Thomas P. Capo | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Mary Lou Jepsen | Management | For | For |
| 1e | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1f | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1g | Elect Director Donald L. Runkle | Management | For | For |
| 1h | Elect Director Matthew J. Simoncini | Management | For | For |
| 1i | Elect Director Gregory C. Smith | Management | For | For |
| 1j | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 13, 2016 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. "Tig" Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
MAGNACHIP SEMICONDUCTOR CORPORATION
MEETING DATE: AUG 11, 2015 | TICKER: MX SECURITY ID: 55933J203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Douglas Norby | Management | For | Withhold |
| 1.2 | Elect Director Ilbok Lee | Management | For | Withhold |
| 1.3 | Elect Director Michael Elkins | Management | For | Withhold |
| 1.4 | Elect Director Young-Joon (YJ) Kim | Management | For | Withhold |
| 1.5 | Elect Director Brian Mulhern | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Samil PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: JUL 30, 2015 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. William Benedetto | Management | For | For |
| 1b | Elect Director Stephen F. Reitman | Management | For | For |
| 1c | Elect Director Jean Tomlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 28, 2015 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
| 4.2 | Elect Mark Sorour as Director | Management | For | Against |
| 4.3 | Elect Koos Bekker as Director | Management | For | Against |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
| 11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
| 1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
| 1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Ronald M. Lott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director James J. Piro | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QORVO, INC.
MEETING DATE: AUG 10, 2015 | TICKER: QRVO SECURITY ID: 74736K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QUINTILES TRANSNATIONAL HOLDINGS INC.
MEETING DATE: MAY 05, 2016 | TICKER: Q SECURITY ID: 74876Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.2 | Elect Director Thomas H. Pike | Management | For | For |
| 1.3 | Elect Director Annie H. Lo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
REMY INTERNATIONAL, INC.
MEETING DATE: SEP 22, 2015 | TICKER: REMY SECURITY ID: 75971M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 02, 2016 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | For |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | For |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Charter | Management | For | Against |
| 5 | Report on Sustainability, Including Workplace Diversity | Shareholder | Against | Abstain |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2016 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.5 | Elect Director Christine King | Management | For | For |
| 1.6 | Elect Director David P. McGlade | Management | For | For |
| 1.7 | Elect Director David J. McLachlan | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
| |
|---|
STANDARD PACIFIC CORP.
MEETING DATE: SEP 28, 2015 | TICKER: SPF SECURITY ID: 85375C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 7 | Adopt Surviving Corporation's Amended and Restated Bylaws | Management | For | For |
| 8 | Advisory Vote on Golden Parachutes | Management | For | For |
| 9 | Adjourn Meeting | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 16, 2016 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Clawback Policy | Shareholder | Against | Against |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 25, 2016 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelvin Davis | Management | For | For |
| 1.2 | Elect Director James Henry | Management | For | For |
| 1.3 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.4 | Elect Director Rajath Shourie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 18, 2016 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 1i | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2015 | TICKER: HAIN SECURITY ID: 405217100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.4 | Elect Director Raymond W. Kelly | Management | For | For |
| 1.5 | Elect Director Roger Meltzer | Management | For | For |
| 1.6 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.7 | Elect Director Adrianne Shapira | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | For | Against |
| |
|---|
UNITED RENTALS, INC.
MEETING DATE: MAY 03, 2016 | TICKER: URI SECURITY ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.6 | Elect Director Brian D. McAuley | Management | For | For |
| 1.7 | Elect Director John S. McKinney | Management | For | For |
| 1.8 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.9 | Elect Director Filippo Passerini | Management | For | For |
| 1.10 | Elect Director Donald C. Roof | Management | For | For |
| 1.11 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
WESTROCK COMPANY
MEETING DATE: FEB 02, 2016 | TICKER: WRK SECURITY ID: 96145D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director G. Stephen Felker | Management | For | For |
| 1g | Elect Director Lawrence L. Gellerstedt III | Management | For | For |
| 1h | Elect Director John A. Luke, Jr. | Management | For | For |
| 1i | Elect Director Gracia C. Martore | Management | For | For |
| 1j | Elect Director James E. Nevels | Management | For | For |
| 1k | Elect Director Timothy H. Powers | Management | For | For |
| 1l | Elect Director Steven C. Voorhees | Management | For | For |
| 1m | Elect Director Bettina M. Whyte | Management | For | For |
| 1n | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
VIP STRATEGIC INCOME PORTFOLIO - SUB-ADVISOR: FIL INVESTMENT ADVISORS
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
EUROFINS SCIENTIFIC SE
MEETING DATE: APR 19, 2016 | TICKER: ERF SECURITY ID: L31839AA8
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | This Meeting is Convened for Informational Purposes Only | Management | None | None |
VOTE SUMMARY REPORT
VIP TARGET VOLATILITY PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY ADVISOR SERIES II
MEETING DATE: APR 13, 2016 | TICKER: SECURITY ID: 31617K881
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | Proportional |
| 1.2 | Elect Director John Engler | Management | For | Proportional |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | Proportional |
| 1.4 | Elect Director Robert F. Gartland | Management | For | Proportional |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | Proportional |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | Proportional |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | Proportional |
| 1.8 | Elect Director James H. Keyes | Management | For | Proportional |
| 1.9 | Elect Director Marie L. Knowles | Management | For | Proportional |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | Proportional |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust
Fidelity Advisor Series II
Fidelity Advisor Series IV
Fidelity Boylston Street Trust
Fidelity California Municipal Trust
Fidelity California Municipal Trust II
Fidelity Central Investment Portfolios II LLC
Fidelity Charles Street Trust
Fidelity Colchester Street Trust
Fidelity Commonwealth Trust II
Fidelity Court Street Trust
Fidelity Court Street Trust II
Fidelity Garrison Street Trust
Fidelity Hereford Street Trust
Fidelity Income Fund
Fidelity Massachusetts Municipal Trust | Fidelity Merrimack Street Trust
Fidelity Money Market Trust
Fidelity Municipal Trust
Fidelity Municipal Trust II
Fidelity Newbury Street Trust
Fidelity New York Municipal Trust
Fidelity New York Municipal Trust II
Fidelity Oxford Street Trust
Fidelity Oxford Street Trust II
Fidelity Phillips Street Trust
Fidelity Revere Street Trust
Fidelity Salem Street Trust
Fidelity School Street Trust
Fidelity Union Street Trust
Fidelity Union Street Trust II
Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2015.
WITNESS my hand on this 1st day of June 2015.
/s/ Stephanie J. Dorsey
Stephanie J. Dorsey
Treasurer
