UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05518
The RBB Fund, Inc.
(Exact name of registrant as specified in charter)
103 Bellevue Parkway, 4th Floor
Wilmington, DE 19809
(Address of principal executive offices) (Zip code)
Salvatore Faia
103 Bellevue Parkway, 4th Floor
Wilmington, DE 19809
(Name and address of agent for service)
Registrant’s telephone number, including area code: 302-791-2670
Date of fiscal year end: August 31
Date of reporting period: July 1, 2012 — June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
BlackRock Advisors, LLC
Money Market Portfolio
The Bedford and Sansom Street Shares of the Money Market Portfolio did not vote any proxies during the one year period ended June 30, 2013.
Bogle Investment Management
Bogle Investment Management Small Cap Growth
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05518
Reporting Period: 07/01/2012 - 06/30/2013
The RBB Fund, Inc.
========================= Bogle Small Cap Growth Fund ==========================
ACXIOM CORPORATION
Ticker: ACXM Security ID: 005125109
Meeting Date: AUG 16, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John L. Battelle For For Management
2 Elect Director Ann Die Hasselmo For For Management
3 Elect Director William J. Henderson For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
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ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Heaney For Withhold Management
1.2 Elect Director Simon A. Bachleda For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Schatz For Withhold Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Richard P. Beck For For Management
1.4 Elect Director Garry W. Rogerson For Withhold Management
1.5 Elect Director Edward C. Grady For For Management
1.6 Elect Director Terry Hudgens For For Management
1.7 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Board of Directors For For Management
6a Reelect James N. Chapman as For For Management
Non-Executive Director
6b Elect Marius J.L. Jonkhart as For For Management
Non-Executive Director
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Designate Keith A. Helming to For For Management
Represent the Management in Case All
Directors are Absent or Prevented from
Acting
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10b Authorize Additionial Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
11 Approve Cancellation of Repurchased For For Management
Shares
12a Amend Article 6.1 Re: Acquisition of For For Management
Own Shares
12b Amend Article 21.2 Re: Right to Place For Against Management
Items on the Agenda
12c Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendments Re: Item 12a and
12b
13 Allow Questions None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. George Benson For For Management
1.2 Elect Director Wolfgang Deml For For Management
1.3 Elect Director Luiz F. Furlan For For Management
1.4 Elect Director George E. Minnich For For Management
1.5 Elect Director Martin H. Richenhagen For For Management
1.6 Elect Director Gerald L. Shaheen For For Management
1.7 Elect Director Mallika Srinivasan For For Management
1.8 Elect Director Hendrikus Visser For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Veronica G. H. Jordan For Withhold Management
1.2 Elect Director Thomas E. D'Ambra For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLOT COMMUNICATIONS LTD.
Ticker: ALLT Security ID: M0854Q105
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Rami Hadar as Director For Against Management
1.2 Reelect Yigal Jacoby as Director For Against Management
2 Reelect Nurit Benjamini as External For For Management
Director
2a Vote FOR If You Are a Controlling None Against Management
Shareholder or Have a Personal
Interest in the Previous Item; Vote
AGAINST If You Are NOT a Controlling
Shareholder and Do NOT Have a Personal
Interest in the Previous Item
3.1 Approve Cash Compensation of For For Management
Non-Employee Directors
3.2 Approve Stock Option Plan Grants of For For Management
Non-Employee Directors
3.3 Amend Compensation Plan of the Company For For Management
to Incorporate an Automatic Option
Grant Program for Non-Employee
Directors
4.1 Approve Cash Compensation of External For For Management
Directors
4.2 If 4.1 is Not Approved, Approve Cash For For Management
Compensation of External Directors
Equal to Minimum Statutory Amount
Applicable to Companies of Similar Size
4.3 Approve Stock Option Plan Grants of For For Management
External Directors
4.4 Amend Compensation Plan of the Company For For Management
to Incorporate an Automatic Option
Grant Program for External Directors
5.1 Approve Salary Increase of President For For Management
and CEO who is a Director
5.2 Approve Bonus of President and CEO who For For Management
is a Director
5.3 Approve Stock Option Plan Grants of For For Management
President and CEO who is a Director
6 Amend Articles Re: Indemnification of For For Management
Directors and Officers
7 Amend Director Indemnification For For Management
Agreements
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart L. Bascomb For For Management
1b Elect Director Paul M. Black For For Management
1c Elect Director Dennis H. Chookaszian For For Management
1d Elect Director Robert J. Cindrich For For Management
1e Elect Director Michael A. Klayko For For Management
1f Elect Director Anita V. Pramoda For For Management
1g Elect Director David D. Stevens For For Management
1h Elect Director Ralph H. 'Randy' Thurman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALON USA ENERGY, INC.
Ticker: ALJ Security ID: 020520102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wiessman For Withhold Management
1.2 Elect Director Boaz Biran For Withhold Management
1.3 Elect Director Ron W. Haddock For For Management
1.4 Elect Director Itzhak Bader For Withhold Management
1.5 Elect Director Jeff D. Morris For Withhold Management
1.6 Elect Director Yeshayahu Pery For Withhold Management
1.7 Elect Director Zalman Segal For For Management
1.8 Elect Director Avraham Shochat For For Management
1.9 Elect Director Shlomo Even For Withhold Management
1.10 Elect Director Oded Rubinstein For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERCO
Ticker: UHAL Security ID: 023586100
Meeting Date: AUG 30, 2012 Meeting Type: Annual
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Frank Lyons For Withhold Management
1.2 Elect Director Edward J. 'Joe' Shoen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Allow Shareholder Proposals Requesting For Against Shareholder
Ratification of Decisions and Actions
Taken by the Board and Executive
Officers
5 Amend EEO Policy to Prohibit None Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
AMERICAN RAILCAR INDUSTRIES, INC.
Ticker: ARII Security ID: 02916P103
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl C. Icahn For Against Management
1.2 Elect Director James J. Unger For Against Management
1.3 Elect Director James C. Pontious For Against Management
1.4 Elect Director J. Mike Laisure For Against Management
1.5 Elect Director Harold First For Against Management
1.6 Elect Director Brett Icahn For Against Management
1.7 Elect Director Hunter Gary For Against Management
1.8 Elect Director SungHwan Cho For Against Management
1.9 Elect Director Daniel A. Ninivaggi For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AHS Security ID: 001744101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Foletta For For Management
1.2 Elect Director R. Jeffrey Harris For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Martha H. Marsh For For Management
1.5 Elect Director Susan R. Salka For For Management
1.6 Elect Director Andrew M. Stern For For Management
1.7 Elect Director Paul E. Weaver For For Management
1.8 Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANALOGIC CORPORATION
Ticker: ALOG Security ID: 032657207
Meeting Date: JAN 22, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard C. Bailey For For Management
1b Elect Director Jeffrey P. Black For For Management
1c Elect Director James W. Green For For Management
1d Elect Director James J. Judge For For Management
1e Elect Director Kevin C. Melia For For Management
1f Elect Director Michael T. Modic For For Management
1g Elect Director Fred B. Parks For For Management
1h Elect Director Sophie V. Vandebroek For For Management
1i Elect Director Edward F. Voboril For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANN INC.
Ticker: ANN Security ID: 035623107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michelle Gass For For Management
1b Elect Director Daniel W. Yih For For Management
1c Elect Director Michael C. Plansky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ARCTIC CAT INC.
Ticker: ACAT Security ID: 039670104
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Twomey For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARTIO GLOBAL INVESTORS INC.
Ticker: ART Security ID: 04315B107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4.1 Elect Director Robert Jackson For For Management
4.2 Elect Director Duane Kullberg For For Management
4.3 Elect Director Christopher Wright For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For Against Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fusco For For Management
1.2 Elect Director Gary E. Haroian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASTEX PHARMACEUTICALS, INC.
Ticker: ASTX Security ID: 04624B103
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Casamento For For Management
1.2 Elect Director Peter Fellner For For Management
1.3 Elect Director Thomas V. Girardi For For Management
1.4 Elect Director Allan R. Goldberg For For Management
1.5 Elect Director Timothy Haines For For Management
1.6 Elect Director Harren Jhoti For For Management
1.7 Elect Director Ismail Kola For For Management
1.8 Elect Director Walter J. Lack For For Management
1.9 Elect Director James S.J. Manuso For For Management
2 Amend Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
Ticker: ATNI Security ID: 049079205
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin L. Budd For For Management
1.2 Elect Director Michael T. Flynn For For Management
1.3 Elect Director Liane J. Pelletier For For Management
1.4 Elect Director Cornelius B. Prior, Jr. For Withhold Management
1.5 Elect Director Michael T. Prior For Withhold Management
1.6 Elect Director Charles J. Roesslein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Michael L. Elich For For Management
1.3 Elect Director James B. Hicks For For Management
1.4 Elect Director Roger L. Johnson For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Anthony Meeker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BBVA BANCO FRANCES S.A.
Ticker: FRAN Security ID: 07329M100
Meeting Date: APR 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Accept Annual Report, Corporate For For Management
Responsibility Report, Financial
Statements, and Statutory Reports for
Fiscal Year 2012
3 Approve Discharge of Directors, For For Management
General Manager and Internal Statutory
Auditors Committee
4 Approve Allocation of Income and For For Management
Dividends for Fiscal Year 2012
5 Approve Remuneration of Directors for For For Management
Fiscal Year 2012
6 Approve Remuneration of Internal For For Management
Statutory Auditors Committee for
Fiscal Year 2012
7 Fix Number of and Elect Directors for For For Management
a Three-Year Term
8 Elect Three Members of Internal For For Management
Statutory Auditors Committee and their
Alternates
9 Approve Remuneration of Auditors for For For Management
Fiscal Year 2012
10 Elect External Auditors For For Management
11 Approve Budget of Audit Committee For For Management
12 Authorize Extension of Global Program For Against Management
to a Five-Year Period for Issuance of
up a Maximum of $ 750 Million; Renew
Board Authority Accordingly
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Dawson For For Management
1.2 Elect Director Gayla J. Delly For For Management
1.3 Elect Director Peter G. Dorflinger For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director David W. Scheible For For Management
1.6 Elect Director Bernee D.L. Strom For For Management
1.7 Elect Director Clay C. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra N. Bane For For Management
1.2 Elect Director Van B. Honeycutt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRIGHTCOVE INC.
Ticker: BCOV Security ID: 10921T101
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah Besemer For For Management
1.2 Elect Director Scott Kurnit For For Management
1.3 Elect Director David Orfao For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato DiPentima For For Management
1.4 Elect Director Alan Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director David L. House For For Management
1.7 Elect Director Glenn C. Jones For For Management
1.8 Elect Director L. William Krause For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
4 Approve Executive Incentive Bonus Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ward M. Klein For For Management
1.2 Elect Director Steven W. Korn For For Management
1.3 Elect Director W. Patrick McGinnis For For Management
1.4 Elect Director Diane M. Sullivan For For Management
1.5 Elect Director Hal J. Upbin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC.
Ticker: CLMS Security ID: 12811R104
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Black For Withhold Management
1.2 Elect Director Thomas F. Eggers For For Management
1.3 Elect Director Richard W. Gilbert For For Management
1.4 Elect Director Keith M. Schappert For For Management
1.5 Elect Director William N. Shiebler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALAMP CORP.
Ticker: CAMP Security ID: 128126109
Meeting Date: JUL 31, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Perna, Jr. For Withhold Management
1.2 Elect Director Kimberly Alexy For Withhold Management
1.3 Elect Director Michael Burdiek For Withhold Management
1.4 Elect Director Richard Gold For Withhold Management
1.5 Elect Director A.J. 'Bert' Moyer For Withhold Management
1.6 Elect Director Thomas Pardun For Withhold Management
1.7 Elect Director Larry Wolfe For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Other Business For For Management
--------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION
Ticker: CFNL Security ID: 14149F109
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.G. Beck For For Management
1.2 Elect Director William J. Nassetta For For Management
1.3 Elect Director Alice M. Starr For For Management
1.4 Elect Director Steven M. Wiltse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Richard F. Wallman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Report on Animal Welfare Act Violations Against Against Shareholder
--------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC.
Ticker: CPSS Security ID: 210502100
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bradley, Jr. For For Management
1.2 Elect Director Chris A. Adams For For Management
1.3 Elect Director Brian J. Rayhill For For Management
1.4 Elect Director William B. Roberts For Withhold Management
1.5 Elect Director Gregory S. Washer For For Management
1.6 Elect Director Daniel S. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
6 Approve Executive Incentive Bonus Plan For Against Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Allen For For Management
1b Elect Director Stuart W. Booth For For Management
1c Elect Director Gary F. Colter For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director L. William Krause For For Management
1f Elect Director Thomas B. Perkins For For Management
1g Elect Director Harvey L. Tepner For For Management
1h Elect Director Randolph I. Thornton For For Management
1i Elect Director J. Michael Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COTT CORPORATION
Ticker: BCB Security ID: 22163N106
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benadiba For For Management
1.2 Elect Director George A. Burnett For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director David T. Gibbons For For Management
1.5 Elect Director Stephen H. Halperin For Withhold Management
1.6 Elect Director Betty Jane (BJ) Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Andrew Prozes For For Management
1.10 Elect Director Eric Rosenfeld For For Management
1.11 Elect Director Graham Savage For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to ratify Named For For Management
Executive Officer's Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Forte For For Management
1.2 Elect Director Ellen McClain Haime For For Management
1.3 Elect Director Ronald C. Lindsay For For Management
1.4 Elect Director Jennifer M. Pollino For For Management
1.5 Elect Director James L.L. Tullis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg L. Engles For For Management
1.2 Elect Director Tom C. Davis For For Management
1.3 Elect Director Jim L. Turner For For Management
1.4 Elect Director Robert T. Wiseman For For Management
2 Approve Reverse Stock Split For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Pro-rata Vesting of Equity Plans Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Perry W. Steiner For For Management
1b Elect Director Timothy J. Pawlenty For For Management
1c Elect Director David C. Dobson For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: OCT 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Coley For For Management
1.2 Elect Director Patricia L. Higgins For For Management
1.3 Elect Director Steven E. Nielsen For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. William Barnett For For Management
2 Elect Director Ed H. Bowman For For Management
3 Elect Director David W. Quinn For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EARTHLINK, INC.
Ticker: ELNK Security ID: 270321102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director Marce Fuller For For Management
1c Elect Director Rolla P. Huff For For Management
1d Elect Director David A. Koretz For For Management
1e Elect Director Garry K. McGuire For For Management
1f Elect Director Thomas E. Wheeler For For Management
1g Elect Director M. Wayne Wisehart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EINSTEIN NOAH RESTAURANT GROUP, INC.
Ticker: BAGL Security ID: 28257U104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Arthur For For Management
1.2 Elect Director E. Nelson Heumann For For Management
1.3 Elect Director Frank C. Meyer For For Management
1.4 Elect Director Edna K. Morris For For Management
1.5 Elect Director Thomas J. Mueller For For Management
1.6 Elect Director Jeffrey J. O'Neill For Withhold Management
1.7 Elect Director S. Garrett Stonehouse, For For Management
Jr.
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fuad El-Hibri For Withhold Management
1.2 Elect Director Ronald B. Richard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMULEX CORPORATION
Ticker: ELX Security ID: 292475209
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: SEP 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Downey For For Management
1.2 Elect Director Bruce C. Edwards For For Management
1.3 Elect Director Paul F. Folino For Withhold Management
1.4 Elect Director Robert H. Goon For For Management
1.5 Elect Director Beatriz V. Infante For For Management
1.6 Elect Director Don M. Lyle For For Management
1.7 Elect Director James M. McCluney For For Management
1.8 Elect Director Nersi Nazari For For Management
1.9 Elect Director Dean A. Yoost For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Brown For For Management
1.2 Elect Director Andrew B. Schmitt For For Management
1.3 Elect Director M. Jeannine Strandjord For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERCORE PARTNERS INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For Withhold Management
1.2 Elect Director Pedro Aspe For Withhold Management
1.3 Elect Director Richard I. Beattie For Withhold Management
1.4 Elect Director Francois de Saint Phalle For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Curt Hessler For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Anthony N. Pritzker For For Management
1.9 Elect Director Ralph L. Schlosstein For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sona Chawla For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Michael Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony K. Anderson For For Management
1.2 Elect Director Parker S. Kennedy For Withhold Management
1.3 Elect Director Mark C. Oman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
Ticker: FLOW Security ID: 343468104
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry L. Calhoun For For Management
2 Elect Director Richard P. Fox For For Management
3 Elect Director Lorenzo C. Lamadrid For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENTIVA HEALTH SERVICES, INC.
Ticker: GTIV Security ID: 37247A102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Forman, Jr. For For Management
1.2 Elect Director Victor F. Ganzi For Against Management
1.3 Elect Director Philip R. Lochner, Jr. For For Management
1.4 Elect Director Stuart Olsten For Against Management
1.5 Elect Director Sheldon M. Retchin For For Management
1.6 Elect Director Tony Strange For For Management
1.7 Elect Director Raymond S. Troubh For Against Management
1.8 Elect Director Rodney D. Windley For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Nancy J. Karch For For Management
1.4 Elect Director Thomas J. McInerney For For Management
1.5 Elect Director Christine B. Mead For For Management
1.6 Elect Director David M. Moffett For For Management
1.7 Elect Director Thomas E. Moloney For For Management
1.8 Elect Director James A. Parke For For Management
1.9 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Colombo For For Management
1.2 Elect Director Gerald S. Lippes For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Material Terms of the Annual For For Management
Performance Stock Unit Grant
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director David D. Campbell For Withhold Management
1.3 Elect Director Harold R. Logan, Jr. For For Management
1.4 Elect Director David A. Perdue For For Management
--------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Crowley For Withhold Management
1.2 Elect Director Gordon Glade For Withhold Management
1.3 Elect Director Gary Parker For For Management
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LTD
Ticker: HAR Security ID: 413216300
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: NOV 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Fikile De Buck as Director For For Management
2 Re-elect Simo Lushaba as Director For For Management
3 Re-elect Modise Motloba as Director For For Management
4 Re-elect Patrice Motsepe as Director For For Management
5 Re-elect Fikile De Buck as Member of For For Management
the Audit Committee
6 Re-elect Simo Lushaba as Member of the For For Management
Audit Committee
7 Re-elect Modise Motloba as Member of For For Management
the Audit Committee
8 Re-elect John Wetton as Member of the For For Management
Audit Committee
9 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the Company
10 Approve Remuneration Policy For For Management
11 Authorise Directors to Allot and Issue For For Management
up to 21,578,212 Authorised but
Unissued Ordinary Shares
12 Amend the Broad-Based Employee Share For For Management
Ownership Plan (ESOP)
13 Approve Remuneration of Non-Executive For For Management
Directors
14 Adopt New Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
HARRY WINSTON DIAMOND CORPORATION
Ticker: HW Security ID: 41587B100
Meeting Date: JUL 18, 2012 Meeting Type: Annual/Special
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew W. Barrett For For Management
1.2 Elect Director Micheline Bouchard For For Management
1.3 Elect Director David Carey For For Management
1.4 Elect Director Robert A. Gannicott For For Management
1.5 Elect Director Noel Harwerth For For Management
1.6 Elect Director Daniel Jarvis For For Management
1.7 Elect Director Jean-Marc Loubier For For Management
1.8 Elect Director Laurent E. Mommeja For For Management
1.9 Elect Director J. Roger B. Phillimore For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Restricted Share Unit Plan For For Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dishman For For Management
1.2 Elect Director Neal J. Harte For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Glover For For Management
1.2 Elect Director Rawson Haverty, Jr. For For Management
1.3 Elect Director L. Phillip Humann For For Management
1.4 Elect Director Mylle H. Mangum For For Management
1.5 Elect Director Frank S. McGaughey, III For For Management
1.6 Elect Director Clarence H. Smith For For Management
1.7 Elect Director Al Trujillo For For Management
2.8 Elect Director Terence F. McGuirk For For Management
2.9 Elect Director Vicki R. Palmer For For Management
2.10 Elect Director Fred L. Schuermann For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEADWATERS INCORPORATED
Ticker: HW Security ID: 42210P102
Meeting Date: FEB 21, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R Sam Christensen For For Management
1.2 Elect Director Malyn K. Malquist For For Management
1.3 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Jon M. Huntsman, Jr. For Withhold Management
1.4 Elect Director Robert J. Margetts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Almeida For For Management
1b Elect Director Luis Aranguren-Trellez For For Management
1c Elect Director David B. Fischer For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Paul Hanrahan For For Management
1f Elect Director Wayne M. Hewett For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC.
Ticker: IBKR Security ID: 45841N107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas Peterffy For Against Management
1B Elect Director Earl H. Nemser For Against Management
1C Elect Director Paul J. Brody For Against Management
1D Elect Director Milan Galik For Against Management
1E Elect Director Lawrence E. Harris For For Management
1F Elect Director Hans R. Stoll For For Management
1G Elect Director Ivers W. Riley For For Management
1H Elect Director Richard Gates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: ITG Security ID: 46145F105
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Burdett For For Management
1.2 Elect Director Minder Cheng For For Management
1.3 Elect Director Christopher V. Dodds For For Management
1.4 Elect Director Robert C. Gasser For For Management
1.5 Elect Director Timothy L. Jones For For Management
1.6 Elect Director Kevin J. P. O'Hara For For Management
1.7 Elect Director Maureen O'Hara For For Management
1.8 Elect Director Steven S. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Executive Incentive Bonus Plan For Against Management
6 Amend Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
Ticker: JRN Security ID: 481130102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanette Tully For For Management
1.2 Elect Director Dean H. Blythe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 26, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brussa For For Management
1.2 Elect Director Gordon D. Giffin For For Management
1.3 Elect Director Kenneth Hartwick For For Management
1.4 Elect Director Michael J.L. Kirby For For Management
1.5 Elect Director Rebecca MacDonald For For Management
1.6 Elect Director Brett A. Perlman For For Management
1.7 Elect Director Hugh D. Segal For For Management
1.8 Elect Director George Sladoje For For Management
1.9 Elect Director William F. Weld For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For Against Management
5 Approve Performance Bonus Incentive For Against Management
Plan
6 Amend Deferred Share Grants For Against Management
7 If the Performance Bonus Incentive For Against Management
Plan is Not Approved, Amend Restricted
Share Grant Plan
8 Authorize Proxyholder to Vote on Any For For Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBALB Security ID: 494274103
Meeting Date: OCT 16, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack R. Wentworth For Withhold Management
--------------------------------------------------------------------------------
KIRKLAND'S, INC.
Ticker: KIRK Security ID: 497498105
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Murray M. Spain For For Management
1.2 Elect Director Ralph T. Parks For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC.
Ticker: KKD Security ID: 501014104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Blixt For Withhold Management
1.2 Elect Director Lynn Crump-Caine For Withhold Management
1.3 Elect Director Robert S. McCoy, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: FEB 19, 2013 Meeting Type: Annual
Record Date: DEC 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chin Hu Lim For For Management
1.2 Elect Director Garrett E. Pierce For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For Withhold Management
1.2 Elect Director Lee B. Foster, II For Withhold Management
1.3 Elect Director Peter McIlroy, II For For Management
1.4 Elect Director G. Thomas McKane For For Management
1.5 Elect Director Diane B. Owen For For Management
1.6 Elect Director William H. Rackoff For For Management
1.7 Elect Director Suzanne B. Rowland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For Against Management
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Boyce For Withhold Management
1.2 Elect Director John J. Brennan For For Management
1.3 Elect Director Mark S. Casady For Withhold Management
1.4 Elect Director Jeffrey A. Goldstein For For Management
1.5 Elect Director James S. Putnam For For Management
1.6 Elect Director Anne M. Mulcahy For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Richard P. Schifter For Withhold Management
1.9 Elect Director Jeffrey E. Stiefler For For Management
1.10 Elect Director Allen R. Thorpe For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORPORATION
Ticker: MX Security ID: 55933J203
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randal Klein For Withhold Management
1.2 Elect Director Nader Tavakoli For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCG CAPITAL CORPORATION
Ticker: MCGC Security ID: 58047P107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kim D. Kelly For For Management
1b Elect Director Richard W. Neu For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
Ticker: MIG Security ID: 58319P108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Page For For Management
1.2 Elect Director Herbert Tyner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDASSETS, INC.
Ticker: MDAS Security ID: 584045108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bardis For Withhold Management
1.2 Elect Director Harris Hyman IV For For Management
1.3 Elect Director Terrence J. Mulligan For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Executive Incentive Bonus Plan For Against Management
--------------------------------------------------------------------------------
METHANEX CORPORATION
Ticker: MX Security ID: 59151K108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Aitken For For Management
1.2 Elect Director Howard Balloch For For Management
1.3 Elect Director Phillip Cook For For Management
1.4 Elect Director John Floren For For Management
1.5 Elect Director Thomas Hamilton For For Management
1.6 Elect Director Robert Kostelnik For For Management
1.7 Elect Director Douglas Mahaffy For For Management
1.8 Elect Director A. Terence Poole For For Management
1.9 Elect Director John Reid For For Management
1.10 Elect Director Janice Rennie For For Management
1.11 Elect Director Monica Sloan For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC.
Ticker: MIND Security ID: 606501104
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Billy F. Mitcham, Jr. For Withhold Management
1.2 Elect Director Peter H. Blum For Withhold Management
1.3 Elect Director Robert P. Capps For Withhold Management
1.4 Elect Director R. Dean Lewis For Withhold Management
1.5 Elect Director John F. Schwalbe For Withhold Management
1.6 Elect Director Robert J. Albers For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Z. Fedak For For Management
1.2 Elect Director Steven James For For Management
1.3 Elect Director John C. Molina For For Management
1.4 Elect Director Daniel Cooperman For For Management
1.5 Elect Director Dale Wolf For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Issuance of Shares for a For Against Management
Private Placement
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOVE, INC.
Ticker: MOVE Security ID: 62458M207
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe F. Hanauer For For Management
1.2 Elect Director Steven H. Berkowitz For Withhold Management
1.3 Elect Director Jennifer Dulski For For Management
1.4 Elect Director Kenneth K. Klein For For Management
1.5 Elect Director V. Paul Unruh For For Management
1.6 Elect Director Bruce G. Willison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MULTIMEDIA GAMES HOLDING COMPANY, INC.
Ticker: MGAM Security ID: 625453105
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Greathouse For For Management
1b Elect Director Neil E. Jenkins For For Management
1c Elect Director Michael J. Maples, Sr. For For Management
1d Elect Director Justin A. Orlando For For Management
1e Elect Director Patrick J. Ramsey For For Management
1f Elect Director Robert D. Repass For For Management
1g Elect Director Timothy S. Stanley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry F. Altenbaumer For For Management
1.2 Elect Director William A. Koertner For For Management
1.3 Elect Director William D. Patterson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NACCO INDUSTRIES, INC.
Ticker: NC Security ID: 629579103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Jumper For For Management
1.2 Elect Director Dennis W. LaBarre For Withhold Management
1.3 Elect Director Richard de J. Osborne For For Management
1.4 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.5 Elect Director James A. Ratner For For Management
1.6 Elect Director Britton T. Taplin For Withhold Management
1.7 Elect Director David F. Taplin For Withhold Management
1.8 Elect Director John F. Turben For For Management
1.9 Elect Director David B.H. Williams For Withhold Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Bruce M. Cazenave For For Management
1.3 Elect Director Richard A. Horn For For Management
1.4 Elect Director M. Carl Johnson, III For For Management
1.5 Elect Director Anne G. Saunders For For Management
1.6 Elect Director Marvin G. Siegert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For Against Management
1b Elect Director Stephen F. Butterfield For Against Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director Thomas E. Henning For For Management
1g Elect Director Kimberly K. Rath For Against Management
1h Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUTRAL TANDEM, INC.
Ticker: IQNT Security ID: 64128B108
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rian J. Wren For Withhold Management
1.2 Elect Director James P. Hynes For Withhold Management
1.3 Elect Director Joseph A. Beatty For For Management
1.4 Elect Director Lawrence M. Ingeneri For For Management
1.5 Elect Director G. Edward Evans For Withhold Management
1.6 Elect Director Timothy A. Samples For For Management
1.7 Elect Director Edward M. Greenberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Company Name For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For Withhold Management
1.2 Elect Director Ronald M. Faris For Withhold Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy A. Dew For For Management
1.2 Elect Director John M. Dixon For For Management
1.3 Elect Director Dennis P. Van Mieghem For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION
Ticker: OME Security ID: 68210P107
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Kearns For Withhold Management
1.2 Elect Director Bret D. Scholtes For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC.
Ticker: OWW Security ID: 68557K109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Clarke For Withhold Management
1.2 Elect Director Bob Friedman For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduard E. Holdener For For Management
1.2 Elect Director Richard L. Love For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PDF SOLUTIONS, INC.
Ticker: PDFS Security ID: 693282105
Meeting Date: AUG 03, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lucio Lanza For Withhold Management
1.2 Elect Director Kimon Michaels For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVA Security ID: 707882106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John U. Clarke For For Management
1.2 Elect Director Edward B. Cloues, II For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Marsha R. Perelman For For Management
1.5 Elect Director Philippe van Marcke de For For Management
Lummen
1.6 Elect Director H. Baird Whitehead For For Management
1.7 Elect Director Gary K. Wright For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PETROBRAS ARGENTINA S.A.
Ticker: PESA Security ID: 71646J109
Meeting Date: MAR 21, 2013 Meeting Type: Annual/Special
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Discharge of Directors and For For Management
Internal Statutory Auditors Committee
for Their Activities During Fiscal
Year 2012
3 Approve Allocation of Income For For Management
4 Approve Allocation of Unallocated For For Management
Economic Results
5 Elect Directors and Their Alternates For Against Management
6 Elect Members of Internal Statutory For For Management
Auditors Committee and Alternates
7 Approve Remuneration of Directors and For For Management
Members of Internal Statutory Auditors
Committee
8 Authorize Board to Fix Remuneration of For For Management
External Auditors for Fiscal Year 2012
and Appoint External Auditors for
Fiscal Year 2013 ��
9 Approve Budget of Audit Committee For For Management
10 Authorize Global Program for Issuance For For Management
of Non-Convertible Debt Securities up
to a Maximum of $ 500 Million or
Equivalent in Other Currencies
11 Delegate Board to Set Terms of Global For For Management
Program and Debenture Issuance
12 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley Mendonca Batista For Withhold Management
1.2 Elect Director Joesley Mendonca Batista For Withhold Management
1.3 Elect Director Don Jackson For Withhold Management
1.4 Elect Director William W. Lovette For Withhold Management
1.5 Elect Director Marcus Vinicius Pratini For For Management
de Moraes
1.6 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Charles Macaluso For For Management
2.3 Elect Director David E. Bell For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Duff For For Management
1.2 Elect Director Michael R. Francis For For Management
1.3 Elect Director B. Kristine Johnson For For Management
1.4 Elect Director Addison L. Piper For For Management
1.5 Elect Director Lisa K. Polsky For For Management
1.6 Elect Director Philip E. Soran For For Management
1.7 Elect Director Michele Volpi For For Management
1.8 Elect Director Hope B. Woodhouse For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilson B. Sexton For For Management
1.2 Elect Director Andrew W. Code For For Management
1.3 Elect Director James J. Gaffney For For Management
1.4 Elect Director George T. Haymaker, Jr. For For Management
1.5 Elect Director Manuel J. Perez de la For For Management
Mesa
1.6 Elect Director Harlan F. Seymour For For Management
1.7 Elect Director Robert C. Sledd For For Management
1.8 Elect Director John E. Stokely For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PROS HOLDINGS, INC.
Ticker: PRO Security ID: 74346Y103
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres D. Reiner For Withhold Management
1.2 Elect Director Ronald F. Woestemeyer For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard J. Dugas, Jr. For For Management
1.4 Elect Director Thomas Folliard For For Management
1.5 Elect Director Cheryl W. Grise For For Management
1.6 Elect Director Andre J. Hawaux For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director Patrick J. O'Leary For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For Against Management
5 Approve Omnibus Stock Plan For Against Management
6 Amend NOL Rights Plan (NOL Pill) For For Management
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
--------------------------------------------------------------------------------
REACHLOCAL, INC.
Ticker: RLOC Security ID: 75525F104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zorik Gordon For Withhold Management
1.2 Elect Director Robert Dykes For For Management
1.3 Elect Director Alan Salzman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 18, 2012 Meeting Type: Annual
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Crawford For For Management
1.2 Elect Director Donald Murray For For Management
1.3 Elect Director A. Robert Pisano For For Management
1.4 Elect Director Michael Wargotz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Eck For For Management
1b Elect Director Tamara L. Lundgren For For Management
1c Elect Director Eugene A. Renna For For Management
1d Elect Director Abbie J. Smith For For Management
1e Elect Director Robert E. Sanchez For For Management
1f Elect Director Michael F. Hilton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic H. Lindeberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANTARUS, INC.
Ticker: SNTS Security ID: 802817304
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Burgess For For Management
1.2 Elect Director Michael G. Carter For For Management
1.3 Elect Director Alessandro E. Della Cha For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: NOV 30, 2012 Meeting Type: Special
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Addison For For Management
1.2 Elect Director Robert H. Demere, Jr. For For Management
1.3 Elect Director Robert R. Horger For Withhold Management
1.4 Elect Director Harry M. Mims, Jr. For For Management
1.5 Elect Director John C. Pollok For For Management
1.6 Elect Director James W. Roquemore For For Management
1.7 Elect Director John W. Williamson, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell L. Carson For Withhold Management
1.2 Elect Director James S. Ely III For For Management
1.3 Elect Director William H. Frist For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For Against Management
--------------------------------------------------------------------------------
SIERRA WIRELESS INC.
Ticker: SW Security ID: 826516106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason W. Cohenour For For Management
1.2 Elect Director Gregory D. Aasen For For Management
1.3 Elect Director Robin A. Abrams For For Management
1.4 Elect Director Paul G. Cataford For For Management
1.5 Elect Director Charles E. Levine For For Management
1.6 Elect Director Kent P. Thexton For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: OCT 01, 2012 Meeting Type: Annual
Record Date: AUG 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Monheit For Withhold Management
1.2 Elect Director Robert L. Scott For Withhold Management
1.3 Elect Director Michael F. Golden For Withhold Management
1.4 Elect Director Robert H. Brust For Withhold Management
1.5 Elect Director P. James Debney For Withhold Management
1.6 Elect Director John B. Furman For Withhold Management
1.7 Elect Director Mitchell A. Saltz For Withhold Management
1.8 Elect Director I. Marie Wadecki For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SONIC CORP.
Ticker: SONC Security ID: 835451105
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford Hudson For For Management
1.2 Elect Director Federico F. Pena For For Management
1.3 Elect Director Robert M. Rosenberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Ivor (Ike) Evans For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For For Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Larry A. Lawson For Withhold Management
1.8 Elect Director Tawfiq Popatia For Withhold Management
1.9 Elect Director Francis Raborn For For Management
1.10 Elect Director Jeffrey L. Turner For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For Withhold Management
1.2 Elect Director Richard P. Teets, Jr. For Withhold Management
1.3 Elect Director John C. Bates For Withhold Management
1.4 Elect Director Keith E. Busse For Withhold Management
1.5 Elect Director Frank D. Byrne For For Management
1.6 Elect Director Traci M. Dolan For For Management
1.7 Elect Director Paul B. Edgerley For For Management
1.8 Elect Director Jurgen Kolb For For Management
1.9 Elect Director James C. Marcuccilli For For Management
1.10 Elect Director Gabriel L. Shaheen For For Management
1.11 Elect Director James A. Trethewey For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For For Management
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Allen For For Management
1.2 Elect Director Robert L. Clarke For For Management
1.3 Elect Director E. Douglas Hodo For For Management
1.4 Elect Director Laurie C. Moore For For Management
1.5 Elect Director W. Arthur Porter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUPPORT.COM, INC.
Ticker: SPRT Security ID: 86858W101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shawn Farshchi For For Management
1.2 Elect Director Mark Fries For For Management
1.3 Elect Director J. Martin O'Malley For For Management
1.4 Elect Director Joshua Pickus For For Management
1.5 Elect Director Toni Portmann For For Management
1.6 Elect Director Jim Stephens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 11, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Benson For For Management
1.2 Elect Director Mary K. Brainerd For For Management
1.3 Elect Director Gerald B. Fischer For For Management
2 Fix Number of Directors at Nine For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Post For For Management
1.2 Elect Director Jerry Moyes For For Management
1.3 Elect Director Richard H. Dozer For For Management
1.4 Elect Director David Vander Ploeg For For Management
1.5 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SWS GROUP, INC.
Ticker: SWS Security ID: 78503N107
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Buchholz For Withhold Management
1.2 Elect Director Brodie L. Cobb For Withhold Management
1.3 Elect Director J. Taylor Crandall For Withhold Management
1.4 Elect Director Christie S. Flanagan For Withhold Management
1.5 Elect Director Gerald J. Ford For Withhold Management
1.6 Elect Director Larry A. Jobe For Withhold Management
1.7 Elect Director Tyree B. Miller For Withhold Management
1.8 Elect Director Mike Moses For Withhold Management
1.9 Elect Director James H. Ross For Withhold Management
1.10 Elect Director Joel T. Williams, III For Withhold Management
2 Approve Restricted Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC.
Ticker: SCMR Security ID: 871206405
Meeting Date: JAN 29, 2013 Meeting Type: Special
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Approve Plan of Liquidation For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
TASER INTERNATIONAL, INC.
Ticker: TASR Security ID: 87651B104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Caldwell For For Management
1.2 Elect Director Michael Garnreiter For For Management
1.3 Elect Director Hadi Partovi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED
Ticker: TESS Security ID: 872386107
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Barnhill, Jr. For For Management
1.2 Elect Director John D. Beletic For For Management
1.3 Elect Director Benn R. Konsynski For For Management
1.4 Elect Director Daniel Okrent For For Management
1.5 Elect Director Morton F. Zifferer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE BABCOCK & WILCOX COMPANY
Ticker: BWC Security ID: 05615F102
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Fees For Withhold Management
1.2 Elect Director Richard W. Mies For For Management
1.3 Elect Director Larry L. Weyers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For Against Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For Against Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Roderick A. Palmore For For Management
1i Elect Director Shirley D. Peterson For For Management
1j Elect Director Stephanie A. Streeter For Against Management
1k Elect Director Thomas H. Weidemeyer For Against Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Reduce Supermajority Vote Requirement For For Management
to Remove Directors
5 Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
6 Eliminate Cumulative Voting For For Management
7 Amend Right to Call Special Meeting For For Management
8 Opt Out of State's Control Share For For Management
Acquisition Law
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan K. Chow For For Management
1.2 Elect Director Kenneth W. Krueger For For Management
1.3 Elect Director Robert C. Stift For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Adopt Majority Voting for Uncontested For For Management
�� Election of Directors
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Kerley For For Management
1.2 Elect Director Christopher S. For For Management
Shackelton
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Daniel M. Mulvena For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWN SPORTS INTERNATIONAL HOLDINGS, INC.
Ticker: CLUB Security ID: 89214A102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Giardina For For Management
1.2 Elect Director Paul N. Arnold For For Management
1.3 Elect Director Bruce C. Bruckmann For For Management
1.4 Elect Director J. Rice Edmonds For For Management
1.5 Elect Director John H. Flood, III For For Management
1.6 Elect Director Thomas J. Galligan, III For For Management
1.7 Elect Director Kevin McCall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TREE.COM, INC.
Ticker: TREE Security ID: 894675107
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Horan For For Management
1.2 Elect Director W. Mac Lackey For For Management
1.3 Elect Director Douglas Lebda For Withhold Management
1.4 Elect Director Joseph Levin For Withhold Management
1.5 Elect Director Steven Ozonian For Withhold Management
1.6 Elect Director Mark Sanford For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Edward Coleman For For Management
1b Elect Director Alison Davis For For Management
1c Elect Director Nathaniel A. Davis For For Management
1d Elect Director Henry C. Duques For For Management
1e Elect Director Matthew J. Espe For For Management
1f Elect Director Denise K. Fletcher For For Management
1g Elect Director Leslie F. Kenne For For Management
1h Elect Director Lee D. Roberts For For Management
1i Elect Director Paul E. Weaver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John-Paul E. Besong For For Management
1.2 Elect Director James W. Noyce For For Management
1.3 Elect Director Mary K. Quass For For Management
1.4 Elect Director John A. Rife For Withhold Management
1.5 Elect Director Kyle D. Skogman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Berglass For For Management
1.2 Elect Director Kenneth L. Coleman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED STATIONERS INC.
Ticker: USTR Security ID: 913004107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy W. Haley For For Management
1.2 Elect Director Susan J. Riley For For Management
1.3 Elect Director Alexander M. Schmelkin For For Management
1.4 Elect Director Alex D. Zoglin For For Management
2 �� Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Causey For For Management
1.2 Elect Director Richard Giltner For For Management
1.3 Elect Director R. Paul Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
Ticker: VASC Security ID: 92231M109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Emerson For For Management
1.2 Elect Director John Erb For For Management
1.3 Elect Director Richard Kramp For For Management
1.4 Elect Director Richard Nigon For For Management
1.5 Elect Director Paul O'Connell For For Management
1.6 Elect Director Howard Root For For Management
1.7 Elect Director Jorge Saucedo For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Victor DeMarines For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Larry Myers For For Management
1.5 Elect Director Richard Nottenburg For For Management
1.6 Elect Director Howard Safir For For Management
1.7 Elect Director Earl Shanks For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Isabella Cunningham For For Management
1b Elect Director Albert M. Teplin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Connaughton For For Management
1b Elect Director Tamar D. Howson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 16, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Kelley For For Management
1.2 Elect Director Barbara L. Smith For For Management
1.3 Elect Director David K. Grant For For Management
1.4 Elect Director Randall H. Talbot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Buthman For For Management
1.2 Elect Director William F. Feehery For For Management
1.3 Elect Director Thomas W. Hofmann For For Management
1.4 Elect Director L. Robert Johnson For For Management
1.5 Elect Director Paula A. Johnson For For Management
1.6 Elect Director Douglas A. Michels For For Management
1.7 Elect Director Donald E. Morel, Jr. For For Management
1.8 Elect Director John H. Weiland For For Management
1.9 Elect Director Anthony Welters For For Management
1.10 Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Sanders For For Management
1.2 Elect Director Ralph A. Schmidt For For Management
1.3 Elect Director Jeff A. Stevens For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA
Ticker: YPFD Security ID: 984245100
Meeting Date: JUL 17, 2012 Meeting Type: Annual
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2011 ��
3 Approve Discharge of Directors and For For Management
Internal Statutory Auditors Committee
for Fiscal Year 2011
4 Approve Allocation of Income For For Management
5 Authorize Increase in Capital up to For For Management
ARS 5.78 Million via Capitalization;
Consequently Approve Registration and
Public Offering of Shares on National
Securities Commission, Buenos Aires
Stock Exchange, SEC and NYSE
6 Approve Remuneration of Directors for For For Management
Fiscal Year 2011
7 Approve Remuneration of Internal For For Management
Statutory Auditors Committee for
Fiscal Year 2011
8 Approve Remuneration of Directors and For For Management
Members of Internal Statutory Auditors
Committee for Fiscal Year 2012
9 Approve Remuneration of External For For Management
Auditors for Fiscal Year 2011
10 Approve External Auditors for Fiscal For For Management
Year 2012 and Fix Their Remuneration
--------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA
Ticker: YPFD Security ID: 984245100
Meeting Date: SEP 13, 2012 Meeting Type: Special
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Authorize Extension of Global Program For For Management
for Issuance of $ 2 Billion as
Approved by CNV on June 5, 2008
========== END NPX REPORT
Marvin & Palmer Associates, Inc.
Marvin & Palmer Large Cap Growth Fund
Company Name | | Ticker | | CUSIP | | Meeting Date | | Proposal | | Proponent | | Voted_YN | | Vote Instruction | | VoteAgstMgmt_YN |
The Coca-Cola Company | | KO | | 191216100 | | 10-Jul-12 | | Approve Stock Split | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Andy D. Bryant | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Wayne A. Budd | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director John H. Hammergren | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Alton F. Irby, III | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director M. Christine Jacobs | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Marie L. Knowles | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director David M. Lawrence | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Edward A. Mueller | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Elect Director Jane E. Shaw | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Ratify Auditors | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | Against | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Require Independent Board Chairman | | Share Holder | | Yes | | Against | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Stock Retention | | Share Holder | | Yes | | Against | | No |
McKesson Corporation | | MCK | | 58155Q103 | | 25-Jul-12 | | Pro-rata Vesting of Equity Awards | | Share Holder | | Yes | | Against | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Elect Director Mark Donegan | | Management | | Yes | | For | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Elect Director Vernon E. Oechsle | | Management | | Yes | | For | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Elect Director Ulrich Schmidt | | Management | | Yes | | For | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Ratify Auditors | | Management | | Yes | | For | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
Precision Castparts Corp. | | PCP | | 740189105 | | 14-Aug-12 | | Amend Executive Incentive Bonus Plan | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Elect Director Alan B. Graf, Jr. | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Elect Director John C. Lechleiter | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Elect Director Phyllis M. Wise | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Increase Authorized Common Stock | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Amend Executive Incentive Bonus Plan | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Ratify Auditors | | Management | | Yes | | For | | No |
NIKE, Inc. | | NKE | | 654106103 | | 20-Sep-12 | | Report on Political Contributions | | Share Holder | | Yes | | Against | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Jeffrey S. Berg | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director H. Raymond Bingham | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Michael J. Boskin | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Safra A. Catz | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Bruce R. Chizen | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director George H. Conrades | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Lawrence J. Ellison | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Hector Garcia-Molina | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Jeffrey O. Henley | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Mark V. Hurd | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Donald L. Lucas | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Elect Director Naomi O. Seligman | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Amend Non-Employee Director Stock Option Plan | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Ratify Auditors | | Management | | Yes | | For | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Share Holder | | Yes | | Against | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Require Independent Board Chairman | | Share Holder | | Yes | | Against | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Adopt Retention Ratio for Executives/Directors | | Share Holder | | Yes | | Against | | No |
Oracle Corporation | | ORCL | | 68389X105 | | 07-Nov-12 | | Pro-rata Vesting of Equity Awards | | Share Holder | | Yes | | Against | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Steven A. Ballmer | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Dina Dublon | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director William H. Gates, III | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Maria M. Klawe | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Stephen J. Luczo | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director David F. Marquardt | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Charles H. Noski | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director Helmut Panke | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Elect Director John W. Thompson | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Approve Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Ratify Auditors | | Management | | Yes | | For | | No |
Microsoft Corporation | | MSFT | | 594918104 | | 28-Nov-12 | | Provide for Cumulative Voting | | Share Holder | | Yes | | Against | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Elect Director Benjamin S. Carson, Sr. | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Elect Director William H. Gates | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Elect Director Hamilton E. James | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Elect Director W. Craig Jelinek | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Elect Director Jill S. Ruckelshaus | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Ratify Auditors | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | No |
Costco Wholesale Corporation | | COST | | 22160K105 | | 24-Jan-13 | | Declassify the Board of Directors | | Share Holder | | Yes | | Against | | No |
Matson Money, Inc.
Free Market U.S. Equity Fund
The Free Market U.S. Equity Fund did not vote any proxies during the one year period ended June 30, 2013.
Free Market International Equity Fund
The Free Market International Equity Fund did not vote any proxies during the one year period ended June 30, 2013.
Free Market Fixed Income Fund
The Free Market Fixed Income Fund did not vote any proxies during the one year period ended June 30, 2013.
Perimeter Capital Management
Perimeter Small Cap Growth Fund
Company Name | | Country of
Trade | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Security ID | | Symbol
Type | | Proposal
Number | | Proposal Description | | Proponent | | Mgmt | | Vote
Decision | | Fund Name | | Logical Ballot
Status |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 1.1 | | Elect Gloster B. Current, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 1.2 | | Elect William P. Greubel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 1.3 | | Elect Idelle K. Wolf | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 1.4 | | Elect Gene C. Wulf | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
A.O. Smith Corporation | | United States | | 04/15/2013 | | Annual | | 02/15/2013 | | AOS | | 831865209 | | CUSIP | | 5 | | Decrease of Authorized Class A Common Stock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Acme Packet Inc. | | United States | | 03/28/2013 | | Special | | 02/22/2013 | | APKT | | 004764106 | | CUSIP | | 1 | | Merger/Acquisition | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Acme Packet Inc. | | United States | | 03/28/2013 | | Special | | 02/22/2013 | | APKT | | 004764106 | | CUSIP | | 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Acme Packet Inc. | | United States | | 03/28/2013 | | Special | | 02/22/2013 | | APKT | | 004764106 | | CUSIP | | 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.1 | | Elect Robert Arzbaecher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.2 | | Elect Gurminder Bedi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.3 | | Elect Gustav Boel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.4 | | Elect Thomas Fischer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.5 | | Elect William Hall | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.6 | | Elect R. Alan Hunter, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.7 | | Elect Robert Peterson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.8 | | Elect Holly Van Deursen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 1.9 | | Elect Dennis Williams | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 3 | | Amendment to the 2009 Omnibus Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 4 | | Amendment to the Executive Officer Bonus Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Actuant Corporation | | United States | | 01/15/2013 | | Annual | | 11/15/2012 | | ATU | | 00508X203 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.1 | | Elect Thomas R. Stanton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.2 | | Elect H. Fenwick Huss | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.3 | | Elect Ross K. Ireland | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.4 | | Elect William L. Marks | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.5 | | Elect James E. Matthews | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.6 | | Elect Balan Nair | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 1.7 | | Elect Roy J. Nichols | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
ADTRAN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/08/2013 | | ADTN | | 00738A106 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.1 | | Elect Krishnan Anand | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.2 | | Elect Victor Arias, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.3 | | Elect Cheryl A. Bachelder | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.4 | | Elect Carolyn Hogan Byrd | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.5 | | Elect John M. Cranor, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.6 | | Elect R. William Ide, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 1.7 | | Elect Kelvin J. Pennington | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
AFC Enterprises, Inc. | | United States | | 05/22/2013 | | Annual | | 04/05/2013 | | AFCE | | 00104Q107 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.1 | | Elect Montie Brewer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.2 | | Elect Gary Ellmer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.3 | | Elect Timothy P. Flynn | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.4 | | Elect Maurice J. Gallagher, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.5 | | Elect Linda A. Marvin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.6 | | Elect Charles W. Pollard | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 1.7 | | Elect John Redmond | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Allegiant Travel Company | | United States | | 06/04/2013 | | Annual | | 04/15/2013 | | ALGT | | 01748X102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 04/30/2013 | | Special | | 04/01/2013 | | ALLT | | M0854Q105 | | CUSIP | | 1 | | Amendment to the Articles of Association | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 04/30/2013 | | Special | | 04/01/2013 | | ALLT | | M0854Q105 | | CUSIP | | 2 | | Elect Steven D. Levy | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 04/30/2013 | | Special | | 04/01/2013 | | ALLT | | M0854Q105 | | CUSIP | | 3 | | Elect Dov Barahav | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 04/30/2013 | | Special | | 04/01/2013 | | ALLT | | M0854Q105 | | CUSIP | | 4 | | Director Compensation for Dov Baharav | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 04/30/2013 | | Special | | 04/01/2013 | | ALLT | | M0854Q105 | | CUSIP | | 5 | | Amendment to Articles of Association | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 1 | | Elect Rami Hadar | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 2 | | Elect Yigal Jacoby | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 3 | | Election of External Director Nurit Benjamini | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 4 | | Cash Compensation of Non-Employee Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 5 | | Stock Option Plan Grants to Non-Employee Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 6 | | Amendment to the 2006 Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for Non-Employee Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 7 | | Remuneration of External Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 8 | | Remuneration of External Directors in the Minimum Amount Allowed by Israeli Law | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 9 | | Equity Grants to External Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 10 | | Amendment to the 2006 Incentive Compensation Plan to Incorporate an Automatic Option Grant Program for External Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 11 | | CEO Salary Increase | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 12 | | Bonus to President and CEO who is a Director | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 13 | | 2006 Incentive Compensation Plan Grants to President and CEO who is a Director | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 14 | | Amendments to Articles Regarding Indemnification of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 15 | | Amendment to Indemnification of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Allot Communications Ltd. | | United States | | 09/12/2012 | | Annual | | 08/06/2012 | | ALLT | | M0854Q105 | | CUSIP | | 16 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.1 | | Elect Lawrence S. Clark | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.2 | | Elect Debra F. Edwards | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.3 | | Elect Alfred F. Ingulli | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.4 | | Elect John L. Killmer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.5 | | Elect Carl R. Soderlind | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | �� | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.6 | | Elect Irving J. Thau | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.7 | | Elect Eric G. Wintemute | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 1.8 | | Elect Esmail Zirakparvar | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
American Vanguard Corporation | | United States | | 06/05/2013 | | Annual | | 04/16/2013 | | AVD | | 030371108 | | CUSIP | | 4 | | Amendment to the 1994 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ascena Retail Group, Inc. | | United States | | 12/11/2012 | | Annual | | 10/12/2012 | | ASNA | | 04351G101 | | CUSIP | | 1.1 | | Elect John Usdan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ascena Retail Group, Inc. | | United States | | 12/11/2012 | | Annual | | 10/12/2012 | | ASNA | | 04351G101 | | CUSIP | | 1.2 | | Elect Randy Pearce | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ascena Retail Group, Inc. | | United States | | 12/11/2012 | | Annual | | 10/12/2012 | | ASNA | | 04351G101 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ascena Retail Group, Inc. | | United States | | 12/11/2012 | | Annual | | 10/12/2012 | | ASNA | | 04351G101 | | CUSIP | | 3 | | Amendment to the 2010 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ascena Retail Group, Inc. | | United States | | 12/11/2012 | | Annual | | 10/12/2012 | | ASNA | | 04351G101 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.1 | | Elect Charles J. Casamento | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.2 | | Elect Peter Fellner | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.3 | | Elect Thomas V. Girardi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.4 | | Elect Allan R. Goldberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.5 | | Elect Timothy Haines | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.6 | | Elect Harren Jhoti | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.7 | | Elect Ismail Kola | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.8 | | Elect Walter J. Lack | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 1.9 | | Elect James S.J. Manuso | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 2 | | 2008 Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Astex Pharmaceuticals, Inc. | | United States | | 06/13/2013 | | Annual | | 04/22/2013 | | ASTX | | 04624B103 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Balchem Corporation | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | BCPC | | 057665200 | | CUSIP | | 1.1 | | Elect Dino A. Rossi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Balchem Corporation | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | BCPC | | 057665200 | | CUSIP | | 1.2 | | Elect Elaine R. Wedral | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Balchem Corporation | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | BCPC | | 057665200 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Balchem Corporation | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | BCPC | | 057665200 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Balchem Corporation | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | BCPC | | 057665200 | | CUSIP | | 4 | | Amendment to the 1999 Stock Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 1.1 | | Elect William E. Chiles | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 1.2 | | Elect Robert F. Fulton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 1.3 | | Elect Antonio O. Garza, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 2 | | Amendment to the 2003 Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Basic Energy Services, Inc. | | United States | | 05/22/2013 | | Annual | | 04/09/2013 | | BAS | | 06985P100 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.1 | | Elect David J. Aldrich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.2 | | Elect Lance C. Balk | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.3 | | Elect Judy L. Brown | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.4 | | Elect Bryan C. Cressey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.5 | | Elect Glenn Kalnasy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.6 | | Elect George E. Minnich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.7 | | Elect John M. Monter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.8 | | Elect John S. Stroup | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 1.9 | | Elect Dean A. Yoost | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Belden Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | BDC | | 077454106 | | CUSIP | | 4 | | Re-Approval of the Annual Cash Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 1.1 | | Elect Eugene S. Colangelo | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 1.2 | | Elect Clayton G. Deutsch | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 1.3 | | Elect Allen L. Sinai | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 1.4 | | Elect Stephen M. Waters | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 3 | | Elimination of Supermajority Requirement for Removal of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Boston Private Financial Holdings, Inc. | | United States | | 04/17/2013 | | Annual | | 03/04/2013 | | BPFH | | 101119105 | | CUSIP | | 4 | | Elimination of Supermajority Requirement for Amending the Articles | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 1.1 | | Elect Red Cavaney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 1.2 | | Elect John Crowe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 1.3 | | Elect David Ferraro | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 3 | | Repeal of Classified Board | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 4 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 5 | | Amendment to the 2007 Omnibus Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Buckeye Technologies Inc. | | United States | | 10/23/2012 | | Annual | | 09/05/2012 | | BKI | | 118255108 | | CUSIP | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.1 | | Elect Ted W. Rollins | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.2 | | Elect Michael S. Hartnett | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.3 | | Elect Richard S. Kahlbaugh | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.4 | | Elect Denis McGlynn | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.5 | | Elect William G. Popeo | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 1.6 | | Elect Daniel L. Simmons | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Campus Crest Communities Inc. | | United States | | 04/22/2013 | | Annual | | 02/27/2013 | | CCG | | 13466Y105 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Cardtronics, Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | CATM | | 14161H108 | | CUSIP | | 1.1 | | Elect Stephen A. Rathgaber | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cardtronics, Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | CATM | | 14161H108 | | CUSIP | | 1.2 | | Elect Mark Rossi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cardtronics, Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | CATM | | 14161H108 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cardtronics, Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | CATM | | 14161H108 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.1 | | Elect Seymour Holtzman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.2 | | Elect David Levin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.3 | | Elect Alan Bernikow | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.4 | | Elect Jesse Choper | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.5 | | Elect John Kyees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.6 | | Elect Ward Mooney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.7 | | Elect George Porter, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 1.8 | | Elect Mitchell Presser | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Casual Male Retail Group, Inc. | | United States | | 08/02/2012 | | Annual | | 06/15/2012 | | CMRG | | 148711302 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cavium Networks, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | CAVM | | 14964U108 | | CUSIP | | 1.1 | | Elect Syed Ali | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cavium Networks, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | CAVM | | 14964U108 | | CUSIP | | 1.2 | | Elect Anthony S. Thornley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cavium Networks, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | CAVM | | 14964U108 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cavium Networks, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | CAVM | | 14964U108 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.1 | | Elect James C. Foster | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.2 | | Elect Robert J. Bertolini | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.3 | | Elect Stephen D. Chubb | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.4 | | Elect Deborah T. Kochevar | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.5 | | Elect George E. Massaro | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.6 | | Elect George M. Milne, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.7 | | Elect C. Richard Reese | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 1.8 | | Elect Richard F. Wallman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 3 | | Amendment to the 2007 Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Charles River Laboratories International, Inc. | | United States | | 05/07/2013 | | Annual | | 03/15/2013 | | CRL | | 159864107 | | CUSIP | | 5 | | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | | Against | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.1 | | Elect Samuel F. Thomas | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.2 | | Elect W. Douglas Brown | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.3 | | Elect Richard E. Goodrich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.4 | | Elect Steven W. Krablin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.5 | | Elect Michael W. Press | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.6 | | Elect James M. Tidwell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 1.7 | | Elect Thomas L. Williams | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chart Industries, Inc. | | United States | | 05/23/2013 | | Annual | | 03/26/2013 | | GTLS | | 16115Q308 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 1 | | Elect Kevin J. McNamara | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 2 | | Elect Joel F. Gemunder | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 3 | | Elect Patrick P. Grace | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 4 | | Elect Thomas C. Hutton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 5 | | Elect Walter L. Krebs | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 6 | | Elect Andrea R. Lindell | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 7 | | Elect Thomas P. Rice | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 8 | | Elect Donald E. Saunders | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 9 | | Elect George J. Walsh III | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 10 | | Elect Frank E. Wood | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 11 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemed Corporation | | United States | | 05/20/2013 | | Annual | | 03/28/2013 | | CHE | | 16359R103 | | CUSIP | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.1 | | Elect Jeffrey D. Benjamin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.2 | | Elect Timothy J. Bernlohr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.3 | | Elect Anna C. Catalano | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.4 | | Elect Alan S. Cooper | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.5 | | Elect James W. Crownover | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.6 | | Elect Robert A. Dover | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.7 | | Elect Jonathan F. Foster | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.8 | | Elect Craig A. Rogerson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 1.9 | | Elect John K. Wulff | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 3 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chemtura Corp. | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | CHMT | | 163893209 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chico's FAS, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CHS | | 168615102 | | CUSIP | | 1 | | Elect Verna K. Gibson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chico's FAS, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CHS | | 168615102 | | CUSIP | | 2 | | Elect David F. Dyer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chico's FAS, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CHS | | 168615102 | | CUSIP | | 3 | | Elect Janice L. Fields | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chico's FAS, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CHS | | 168615102 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Chico's FAS, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CHS | | 168615102 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Coinstar, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CSTR | | 19259P300 | | CUSIP | | 1 | | Elect Nora M. Denzel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Coinstar, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CSTR | | 19259P300 | | CUSIP | | 2 | | Elect Ronald B. Woodard | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Coinstar, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CSTR | | 19259P300 | | CUSIP | | 3 | | Change Company Name to Outerwall Inc. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Coinstar, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CSTR | | 19259P300 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Coinstar, Inc. | | United States | | 06/27/2013 | | Annual | | 04/29/2013 | | CSTR | | 19259P300 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Commvault Systems Inc. | | United States | | 08/22/2012 | | Annual | | 07/02/2012 | | CVLT | | 204166102 | | CUSIP | | 1.1 | | Elect N. Robert Hammer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Commvault Systems Inc. | | United States | | 08/22/2012 | | Annual | | 07/02/2012 | | CVLT | | 204166102 | | CUSIP | | 1.2 | | Elect Keith Geeslin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Commvault Systems Inc. | | United States | | 08/22/2012 | | Annual | | 07/02/2012 | | CVLT | | 204166102 | | CUSIP | | 1.3 | | Elect Gary Smith | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Commvault Systems Inc. | | United States | | 08/22/2012 | | Annual | | 07/02/2012 | | CVLT | | 204166102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Commvault Systems Inc. | | United States | | 08/22/2012 | | Annual | | 07/02/2012 | | CVLT | | 204166102 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Consolidated Graphics, Inc. | | United States | | 08/16/2012 | | Annual | | 06/29/2012 | | CGX | | 209341106 | | CUSIP | | 1.1 | | Elect Brady Carruth | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Consolidated Graphics, Inc. | | United States | | 08/16/2012 | | Annual | | 06/29/2012 | | CGX | | 209341106 | | CUSIP | | 1.2 | | Elect I.T. Corley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Consolidated Graphics, Inc. | | United States | | 08/16/2012 | | Annual | | 06/29/2012 | | CGX | | 209341106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Consolidated Graphics, Inc. | | United States | | 08/16/2012 | | Annual | | 06/29/2012 | | CGX | | 209341106 | | CUSIP | | 3 | | 2012 Long Term Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Consolidated Graphics, Inc. | | United States | | 08/16/2012 | | Annual | | 06/29/2012 | | CGX | | 209341106 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 1 | | Elect J. David Chatham | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 2 | | Elect Douglas Curling | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 3 | | Elect John Dorman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 4 | | Elect Paul Folino | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 5 | | Elect Anand Nallathambi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 6 | | Elect Thomas O'Brien | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 7 | | Elect Jaynie Studenmund | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 8 | | Elect D. Van Skilling | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 9 | | Elect David Walker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 10 | | Elect Mary Widener | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 11 | | 2012 Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CoreLogic Inc. | | United States | | 07/26/2012 | | Annual | | 06/19/2012 | | CLGX | | 21871D103 | | CUSIP | | 13 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.1 | | Elect Thomas L. Monahan III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.2 | | Elect Gregor S. Bailar | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.3 | | Elect Stephen M. Carter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.4 | | Elect Gordon J. Coburn | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.5 | | Elect L. Kevin Cox | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.6 | | Elect Nancy J. Karch | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.7 | | Elect Daniel O. Leemon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 1.8 | | Elect Jeffrey R. Tarr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corporate Executive Board Company | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | CEB | | 21988R102 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 1 | | Elect John D. Ferguson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 2 | | Elect Damon T. Hininger | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 3 | | Elect Donna M. Alvarado | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 4 | | Elect William F. Andrews | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 5 | | Elect John D. Correnti | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 6 | | Elect Dennis W. DeConcini | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 7 | | Elect Robert J. Dennis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 8 | | Elect John R. Horne | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 9 | | Elect C. Michael Jacobi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 10 | | Elect Anne L Mariucci | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 11 | | Elect Thurgood Marshall, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 12 | | Elect Charles L. Overby | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 13 | | Elect John R. Prann, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 14 | | Elect Joseph V. Russell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 15 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Corrections Corporation Of America | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | CXW | | 22025Y407 | | CUSIP | | 17 | | Amendments to Charter Relating to REIT Status | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.1 | | Elect Michael R. Klein | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.2 | | Elect Andrew C. Florance | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.3 | | Elect David Bonderman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.4 | | Elect Michael J. Glosserman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.5 | | Elect Warren H. Haber | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.6 | | Elect John W. Hill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.7 | | Elect Christopher J. Nassetta | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 1.8 | | Elect David J. Steinberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 2 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Costar Group, Inc. | | United States | | 06/04/2013 | | Annual | | 04/08/2013 | | CSGP | | 22160N109 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.1 | | Elect David M. Barse | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.2 | | Elect Ronald J. Broglio | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.3 | | Elect Peter C. B. Bynoe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.4 | | Elect Linda J. Fisher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.5 | | Elect Joseph M. Holsten | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.6 | | Elect Anthony J. Orlando | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.7 | | Elect William C. Pate | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.8 | | Elect Robert S. Silberman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.9 | | Elect Jean Smith | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 1.1 | | Elect Samuel Zell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Covanta Holding Corporation | | United States | | 05/16/2013 | | Annual | | 03/19/2013 | | CVA | | 2.23E+106 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.1 | | Elect Sardar Biglari | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.2 | | Elect Philip L. Cooley | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.3 | | Elect Management Nominee Thomas Barr | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.4 | | Elect Management Nominee Sandra Cochran | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.5 | | Elect Management Nominee Glenn Davenport | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.6 | | Elect Management Nominee Norman Johnson | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.7 | | Elect Management Nominee William McCarten | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.8 | | Elect Management Nominee Martha Mitchell | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.9 | | Elect Management Nominee Coleman Peterson | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.1 | | Elect Management Nominee Andrea Weiss | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 2 | | Adoption of Shareholder Rights Plan | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.1 | | Elect Thomas Barr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.2 | | Elect James Bradford | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.3 | | Elect Sandra Cochran | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.4 | | Elect Glenn Davenport | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.5 | | Elect Richard Dobkin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.6 | | Elect Norman Johnson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.7 | | Elect William McCarten | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.8 | | Elect Martha Mitchell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.9 | | Elect Coleman Peterson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 1.1 | | Elect Andrea Weiss | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 2 | | Adoption of Shareholder Rights Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cracker Barrel Old Country Store, Inc. | | United States | | 11/15/2012 | | Proxy Contest | | 09/21/2012 | | CBRL | | 22410J106 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.1 | | Elect William Diefenderfer III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.2 | | Elect Piero Bussani | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.3 | | Elect Dean Jernigan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.4 | | Elect Marianne Keler | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.5 | | Elect Deborah Salzberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.6 | | Elect John Remondi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.7 | | Elect Jeffrey Rogatz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 1.8 | | Elect John Fain | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
CubeSmart | | United States | | 05/29/2013 | | Annual | | 03/15/2013 | | CUBE | | 229663109 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 1.1 | | Elect Michael W. Bonney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 1.2 | | Elect Mark Corrigan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 1.3 | | Elect Alison Lawton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 3 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 4 | | Technical Amendment to Bylaws | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 5 | | Technical Amendment to Bylaws | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 6 | | Technical Amendment to Certificate of Incorporation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cubist Pharmaceuticals, Inc. | | United States | | 06/12/2013 | | Annual | | 04/16/2013 | | CBST | | 229678107 | | CUSIP | | 7 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 1 | | Merger/Acquisition | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 2.1 | | Elect Marina Hatsopoulos | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 2.2 | | Elect William O. Flannery | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 3 | | Amendment to the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cynosure, Inc. | | United States | | 06/24/2013 | | Annual | | 05/21/2013 | | CYNO | | 232577205 | | CUSIP | | 6 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.1 | | Elect T.J. Rodgers | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.2 | | Elect W. Steve Albrecht | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.3 | | Elect Eric A. Benhamou | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.4 | | Elect Lloyd Carney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.5 | | Elect James R. Long | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.6 | | Elect J. Daniel McCranie | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.7 | | Elect J.D. Sherman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 1.8 | | Elect Wilbert van den Hoek | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 4 | | 2013 Stock Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Cypress Semiconductor Corporation | | United States | | 05/10/2013 | | Annual | | 03/15/2013 | | CY | | 232806109 | | CUSIP | | 5 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 1 | | Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 2 | | Elect O. Thomas Albrecht | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 3 | | Elect D. Eugene Ewing | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 4 | | Elect Charles Macaluso | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 5 | | Elect John D. March | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 6 | | Elect Michael Rescoe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 7 | | Elect Michael Urbut | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 8 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Darling International Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | DAR | | 237266101 | | CUSIP | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.1 | | Elect Peter Staple | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.2 | | Elect Vicente Anido, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.3 | | Elect G. Steven Burrill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.4 | | Elect Karen Dawes | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.5 | | Elect Samuel Saks, M.D. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.6 | | Elect James Schoeneck | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 1.7 | | Elect David Zenoff | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Depomed, Inc. | | United States | | 05/15/2013 | | Annual | | 03/22/2013 | | DEPO | | 249908104 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DFC Global Corp. | | United States | | 11/08/2012 | | Annual | | 09/21/2012 | | DLLR | | 23324T107 | | CUSIP | | 1.1 | | Elect David Jessick | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DFC Global Corp. | | United States | | 11/08/2012 | | Annual | | 09/21/2012 | | DLLR | | 23324T107 | | CUSIP | | 1.2 | | Elect Michael Kooper | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
DFC Global Corp. | | United States | | 11/08/2012 | | Annual | | 09/21/2012 | | DLLR | | 23324T107 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
DFC Global Corp. | | United States | | 11/08/2012 | | Annual | | 09/21/2012 | | DLLR | | 23324T107 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DigitalGlobe Inc. | | United States | | 12/03/2012 | | Special | | 10/29/2012 | | DGI | | 25389M877 | | CUSIP | | 1 | | Merger with GeoEye | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DigitalGlobe Inc. | | United States | | 12/03/2012 | | Special | | 10/29/2012 | | DGI | | 25389M877 | | CUSIP | | 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.1 | | Elect C.H. Chen | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.2 | | Elect Michael R. Giordano | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.3 | | Elect L.P. Hsu | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.4 | | Elect Keh-Shew Lu | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.5 | | Elect Raymond Soong | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.6 | | Elect John M. Stich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 1.7 | | Elect Michael TSAI Kuo-Chih | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 3 | | 2013 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Diodes Incorporated | | United States | | 05/29/2013 | | Annual | | 04/01/2013 | | DIOD | | 254543101 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DXP Enterprises, Inc. | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | DXPE | | 233377407 | | CUSIP | | 1.1 | | Elect David R. Little | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DXP Enterprises, Inc. | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | DXPE | | 233377407 | | CUSIP | | 1.2 | | Elect Cletus Davis | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
DXP Enterprises, Inc. | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | DXPE | | 233377407 | | CUSIP | | 1.3 | | Elect Timothy P. Halter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
DXP Enterprises, Inc. | | United States | | 06/20/2013 | | Annual | | 04/23/2013 | | DXPE | | 233377407 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 1.1 | | Elect Dennis Carson | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 1.2 | | Elect Dino Dina | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 1.3 | | Elect Denise M. Gilbert | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 3 | | Amendment to the 2011 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Dynavax Technologies Corporation | | United States | | 05/29/2013 | | Annual | | 04/10/2013 | | DVAX | | 268158102 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.1 | | Elect Paul O. Bower | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.2 | | Elect Monte J. Barrow | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.3 | | Elect William J. Cahill, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.4 | | Elect Randy L. Churchey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.5 | | Elect John L. Ford | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.6 | | Elect Howard A. Silver | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 1.7 | | Elect Wendell W. Weakley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Education Realty Trust, Inc. | | United States | | 05/08/2013 | | Annual | | 02/22/2013 | | EDR | | 28140H104 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.1 | | Elect Stephen W. Bershad | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.2 | | Elect David A.B. Brown | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.3 | | Elect Larry J. Bump | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.4 | | Elect Albert Fried, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.5 | | Elect Anthony J. Guzzi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.6 | | Elect Richard F. Hamm, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.7 | | Elect David H. Laidley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.8 | | Elect Frank T. MacInnis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.9 | | Elect Jerry E. Ryan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 1.1 | | Elect Michael T. Yonker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 3 | | Amendment to the Key Executive Incentive Bonus Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Emcor Group, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | EME | | 29084Q100 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 1 | | Elect John T. Baily | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 2 | | Elect Norman Barham | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 3 | | Elect Galen R. Barnes | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 4 | | Elect Scott D. Moore | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 5 | | Elect William H. Bolinder* | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 6 | | Elect David Cash* | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 7 | | Elect John V. Del Col* | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 8 | | Elect Alan Barlow** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 9 | | Elect William H. Bolinder** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 10 | | Elect David Cash** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 11 | | Elect Simon Minshall** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 12 | | Elect Brendan R. O’Neill** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 13 | | Elect Alan Barlow*** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 14 | | Elect William H. Bolinder*** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 15 | | Elect David Cash*** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 16 | | Elect Simon Minshall*** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 17 | | Elect Brendan R. O'Neill*** | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 18 | | Ratification of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 19 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Endurance Specialty Holdings Ltd. | | United States | | 05/08/2013 | | Annual | | 03/07/2013 | | ENH | | G30397106 | | CUSIP | | 20 | | Bundled Amendments to the Company's Bye-Laws | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Energy XXI (Bermuda) Limited | | United States | | 11/06/2012 | | Annual | | 09/17/2012 | | EXXI | | G10082140 | | CUSIP | | 1.1 | | Elect Paul Davison | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Energy XXI (Bermuda) Limited | | United States | | 11/06/2012 | | Annual | | 09/17/2012 | | EXXI | | G10082140 | | CUSIP | | 1.2 | | Elect Hill Feinberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Energy XXI (Bermuda) Limited | | United States | | 11/06/2012 | | Annual | | 09/17/2012 | | EXXI | | G10082140 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.1 | | Elect Stephen E. Macadam | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.2 | | Elect Thomas M. Botts | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.3 | | Elect Peter C. Browning | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.4 | | Elect B. Bernard Burns, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.5 | | Elect Diane C. Creel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.6 | | Elect Gordon D. Harnett | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.7 | | Elect David L. Hauser | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.8 | | Elect Wilbur J. Prezzano, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 1.9 | | Elect Kees van der Graaf | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
EnPro Industries, Inc. | | United States | | 05/01/2013 | | Annual | | 03/08/2013 | | NPO | | 29355X107 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 1.1 | | Elect Michael J. Brown | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 1.2 | | Elect Andrew B. Schmitt | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 1.3 | | Elect M. Jeannine Strandjord | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 2 | | Amendment to the 2006 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 3 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Euronet Worldwide, Inc. | | United States | | 05/30/2013 | | Annual | | 04/04/2013 | | EEFT | | 298736109 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 1 | | Elect Samuel H. Armacost | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 2 | | Elect Mary B. Cranston | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 3 | | Elect Michael R. Gaulke | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 4 | | Elect Paul R. Johnston | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 5 | | Elect Stephen C. Riggins | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 6 | | Elect John B. Shoven | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 7 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Exponent, Inc. | | United States | | 05/30/2013 | | Annual | | 04/03/2013 | | EXPO | | 30214U102 | | CUSIP | | 9 | | Reapproval of the Performance Measures under the 2008 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
First Cash Financial Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/18/2013 | | FCFS | | 31942D107 | | CUSIP | | 1.1 | | Elect Jorge Montano | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
First Cash Financial Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/18/2013 | | FCFS | | 31942D107 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
First Cash Financial Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/18/2013 | | FCFS | | 31942D107 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 1.1 | | Elect John W. Chisholm | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 1.2 | | Elect L. Melvin Cooper | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 1.3 | | Elect Kenneth T. Hern | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 1.4 | | Elect L.V. McGuire | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 1.5 | | Elect John S. Reiland | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 2 | | Amendment to the 2010 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
Flotek Industries, Inc. | | United States | | 05/17/2013 | | Annual | | 03/28/2013 | | FTK | | 343389102 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fortinet Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | FTNT | | 3.50E+113 | | CUSIP | | 1.1 | | Elect Ming Hsieh | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fortinet Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | FTNT | | 3.50E+113 | | CUSIP | | 1.2 | | Elect Christopher B. Paisley | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fortinet Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | FTNT | | 3.50E+113 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fortinet Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | FTNT | | 3.50E+113 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fortinet Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | FTNT | | 3.50E+113 | | CUSIP | | 4 | | Cash and Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.1 | | Elect Michael Hayes | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.2 | | Elect John Eisenman | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.3 | | Elect Roger Knox | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.4 | | Elect Thomas Tashjian | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.5 | | Elect B. Mary McNabb | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.6 | | Elect Michael McMillan | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.7 | | Elect Bruce Efird | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 1.8 | | Elect Steven Fitzpatrick | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 3 | | 2012 Long-Term Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 5 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Fred's, Inc. | | United States | | 07/26/2012 | | Annual | | 06/22/2012 | | FRED | | 356108100 | | CUSIP | | 6 | | Shareholder Proposal Regarding Director Candidate with Corporate Governance Expertise | | ShrHoldr | | Against | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.1 | | Elect Morris Goldfarb | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.2 | | Elect Sammy Aaron | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.3 | | Elect Thomas J. Brosig | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.4 | | Elect Alan Feller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.5 | | Elect Jeffrey Goldfarb | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.6 | | Elect Laura H. Pomerantz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.7 | | Elect Allen E. Sirkin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.8 | | Elect Willem van Bokhorst | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.9 | | Elect Cheryl Vitali | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 1.1 | | Elect Richard D. White | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
G-III Apparel Group, Ltd. | | United States | | 06/04/2013 | | Annual | | 04/26/2013 | | GIII | | 36237H101 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Geospace Technologies Corporation | | United States | | 02/21/2013 | | Annual | | 01/03/2013 | | GEOS | | 37364X109 | | CUSIP | | 1.1 | | Elect William Moody | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Geospace Technologies Corporation | | United States | | 02/21/2013 | | Annual | | 01/03/2013 | | GEOS | | 37364X109 | | CUSIP | | 1.2 | | Elect Gary Owens | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Geospace Technologies Corporation | | United States | | 02/21/2013 | | Annual | | 01/03/2013 | | GEOS | | 37364X109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Geospace Technologies Corporation | | United States | | 02/21/2013 | | Annual | | 01/03/2013 | | GEOS | | 37364X109 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.1 | | Elect Brent D. Richardson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.2 | | Elect Brian E. Mueller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.3 | | Elect David J. Johnson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.4 | | Elect Jack A. Henry | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.5 | | Elect Bradley A. Casper | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.6 | | Elect Kevin F. Warren | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 1.7 | | Elect Sara R. Dial | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Grand Canyon Education, Inc. | | United States | | 05/16/2013 | | Annual | | 03/26/2013 | | LOPE | | 38526M106 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.1 | | Elect Peter I. Bijur | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.2 | | Elect David J. Butters | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.3 | | Elect Brian R. Ford | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.4 | | Elect Sheldon S. Gordon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.5 | | Elect Quintin V. Kneen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.6 | | Elect Robert B. Millard | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 1.7 | | Elect Rex C. Ross | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Gulfmark Offshore, Inc. | | United States | | 06/04/2013 | | Annual | | 04/19/2013 | | GLF | | 402629208 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 1 | | Change in Board Size | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 2.1 | | Elect Paul Black | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 2.2 | | Elect Ronald Gelbman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 2.3 | | Elect Richard Meelia | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 2.4 | | Elect Ellen Zane | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Haemonetics Corporation | | United States | | 07/27/2012 | | Annual | | 06/08/2012 | | HAE | | 405024100 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 1.1 | | Elect James L. Irish III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 1.2 | | Elect Daniel A. Rioux | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 1.3 | | Elect Stephen P. Smiley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 1.4 | | Elect Floyd C. Wilson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 2 | | Amendment 2012 Long Term Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 5 | | Adoption of Exclusive Forum Provision | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Halcon Resources Corporation | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | HK | | 40537Q209 | | CUSIP | | 6 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.1 | | Elect John W. Chidsey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.2 | | Elect Donald L. Correll | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.3 | | Elect Yvonne M. Curl | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.4 | | Elect Charles M. Elson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.5 | | Elect Jay Grinney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.6 | | Elect Jon F. Hanson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.7 | | Elect Joan E. Herman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.8 | | Elect Leo I. Higdon, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.9 | | Elect Leslye G. Katz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.1 | | Elect John E. Maupin, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 1.11 | | Elect L. Edward Shaw, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthSouth Corporation | | United States | | 05/02/2013 | | Annual | | 03/04/2013 | | HLS | | 421924408 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 1.1 | | Elect Thompson S. Dent | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 1.2 | | Elect Dale Polley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 1.3 | | Elect William W. Stead | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 1.4 | | Elect Deborah Taylor Tate | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HealthStream, Inc. | | United States | | 05/30/2013 | | Annual | | 03/21/2013 | | HSTM | | 42222N103 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Helix Energy Solutions Group Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | HLX | | 42330P107 | | CUSIP | | 1.1 | | Elect Owen Kratz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Helix Energy Solutions Group Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | HLX | | 42330P107 | | CUSIP | | 1.2 | | Elect John V. Lovoi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Helix Energy Solutions Group Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | HLX | | 42330P107 | | CUSIP | | 1.3 | | Elect Jan Rask | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Helix Energy Solutions Group Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | HLX | | 42330P107 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Helix Energy Solutions Group Inc. | | United States | | 05/07/2013 | | Annual | | 03/11/2013 | | HLX | | 42330P107 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 1 | | Elect David E. Berges | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 2 | | Elect Joel S. Beckman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 3 | | Elect Lynn Brubaker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 4 | | Elect Jeffrey C. Campbell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 5 | | Elect Sandra L. Derickson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 6 | | Elect W. Kim Foster | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 7 | | Elect Thomas A. Gendron | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 8 | | Elect Jeffrey A. Graves | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 9 | | Elect David C. Hill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 10 | | Elect David L. Pugh | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 12 | | 2013 Incentive Stock Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Hexcel Corporation | | United States | | 05/02/2013 | | Annual | | 03/07/2013 | | HXL | | 428291108 | | CUSIP | | 13 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 1 | | Elect Mary H. Futrell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 2 | | Elect Stephen J. Hasenmiller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 3 | | Elect Peter H. Heckman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 4 | | Elect Ronald J. Helow | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 5 | | Elect Beverley McClure | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 6 | | Elect Gabriel L. Shaheen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 7 | | Elect Roger J. Steinbecker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 8 | | Elect Robert Stricker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 9 | | Elect Charles R. Wright | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Horace Mann Educators Corporation | | United States | | 05/22/2013 | | Annual | | 03/26/2013 | | HMN | | 440327104 | | CUSIP | | 11 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.1 | | Elect William Costello | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.2 | | Elect James M. Follo | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.3 | | Elect Mindy Grossman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.4 | | Elect Stephanie Kugelman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.5 | | Elect Arthur C. Martinez | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.6 | | Elect Thomas J. McInerney | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.7 | | Elect John B. Morse, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.8 | | Elect Ann Sarnoff | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 1.9 | | Elect Courtnee Ulrich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
HSN, Inc. | | United States | | 05/08/2013 | | Annual | | 03/11/2013 | | HSNI | | 404303109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Huron Consulting Group Inc. | | United States | | 05/03/2013 | | Annual | | 03/04/2013 | | HURN | | 447462102 | | CUSIP | | 1.1 | | Elect James Edwards | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Huron Consulting Group Inc. | | United States | | 05/03/2013 | | Annual | | 03/04/2013 | | HURN | | 447462102 | | CUSIP | | 1.2 | | Elect John McCartney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Huron Consulting Group Inc. | | United States | | 05/03/2013 | | Annual | | 03/04/2013 | | HURN | | 447462102 | | CUSIP | | 1.3 | | Elect James Roth | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Huron Consulting Group Inc. | | United States | | 05/03/2013 | | Annual | | 03/04/2013 | | HURN | | 447462102 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Huron Consulting Group Inc. | | United States | | 05/03/2013 | | Annual | | 03/04/2013 | | HURN | | 447462102 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 1.1 | | Elect Elaine D. Abell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 1.2 | | Elect William H. Fenstermaker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 1.3 | | Elect O. Miles Pollard, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 1.4 | | Elect Angus R. Cooper II | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IBERIABANK Corporation | | United States | | 05/06/2013 | | Annual | | 03/20/2013 | | IBKC | | 450828108 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 1 | | Accounts and Reports | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 2 | | Elect Ronan Lambe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 3 | | Elect Ciaran Murray | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 4 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 5 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 6 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 07/19/2012 | | Annual | | 06/11/2012 | | ICLR | | 45103T107 | | CUSIP | | 7 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 12/17/2012 | | Special | | 11/07/2012 | | ICLR | | 45103T107 | | CUSIP | | 1 | | Conversion to Direct Listing on NASDAQ | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 12/17/2012 | | Special | | 11/07/2012 | | ICLR | | 45103T107 | | CUSIP | | 2 | | Amendments to Articles | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Icon Plc | | United States | | 12/17/2012 | | Special | | 11/07/2012 | | ICLR | | 45103T107 | | CUSIP | | 3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.1 | | Elect Theodore Stern | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.2 | | Elect Paul Jarman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.3 | | Elect Steve M. Barnett | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.4 | | Elect Mark J. Emkjer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.5 | | Elect Blake O. Fisher, Jr. | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.6 | | Elect Paul Koeppe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 1.7 | | Elect Hamid Akhavan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 2 | | Amendment to the 2008 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 3 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
inContact, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | SAAS | | 4.53E+113 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 1 | | Elect Martin Babler | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 2 | | Elect Anthony B. Evnin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 3 | | Elect Gwen A. Fyfe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 4 | | Elect Eric S. Lander | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 5 | | Elect Thomas J. Lynch | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 6 | | Elect Adelene Q. Perkins | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 7 | | Elect Noman C. Selby | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 8 | | Elect Ian F. Smith | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 9 | | Elect Michael C. Venuti | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 10 | | Amendment to the 2010 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 11 | | 2013 Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Infinity Pharmaceuticals, Inc. | | United States | | 06/11/2013 | | Annual | | 04/15/2013 | | INFI | | 45665G303 | | CUSIP | | 12 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.1 | | Elect Eric D. Belcher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.2 | | Elect Jack M. Greenberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.3 | | Elect Linda S. Wolf | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.4 | | Elect Charles K. Bobrinskoy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.5 | | Elect J. Patrick Gallagher, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.6 | | Elect David Fisher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 1.7 | | Elect Julie M. Howard | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Innerworkings, Inc. | | United States | | 06/20/2013 | | Annual | | 04/22/2013 | | INWK | | 45773Y105 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.1 | | Elect Jean Madar | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.2 | | Elect Philippe Benacin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.3 | | Elect Russell Greenberg | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.4 | | Elect Philippe Santi | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.5 | | Elect Francois Heilbronn | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.6 | | Elect Jean Levy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.7 | | Elect Robert Bensoussan-Torres | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.8 | | Elect Serge Rosinoer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 1.9 | | Elect Patrick Choel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Inter Parfums, Inc. | | United States | | 07/24/2012 | | Annual | | 06/14/2012 | | IPAR | | 458334109 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 1 | | Accounts and Reports | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 2 | | Discharge of the Members of the Board of Directors from Certain Liabilities | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 3 | | Elect John C. Baker | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 4 | | Elect Jean Mandeville | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 5 | | Elect David Ruberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 6 | | Amendment to the Company’s Directors’ Remuneration Policy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 7 | | Award of Restricted Shares to Non-Executive Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Interxion Holding N.V. | | United States | | 06/26/2013 | | Annual | | 05/29/2013 | | INXN | | N47279109 | | CUSIP | | 8 | | Appointment of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 1.1 | | Elect Victor Alston | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 1.2 | | Elect Laurent Asscher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 1.3 | | Elect Jonathan Fram | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 1.4 | | Elect Errol Ginsberg | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 1.5 | | Elect Gail E. Hamilton | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 3 | | Amendment to the 2008 Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
IXIA | | United States | | 06/19/2013 | | Annual | | 04/24/2013 | | XXIA | | 45071R109 | | CUSIP | | 4 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 1 | | Elect Kenneth O’Keefe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 2 | | Elect Alan Sebulsky | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 3 | | Elect Catherine Sohn | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Jazz Pharmaceuticals Public Limited Company | | United States | | 07/27/2012 | | Annual | | 05/25/2012 | | JAZZ | | G50871105 | | CUSIP | | 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 1.1 | | Elect Brian R. Gamache | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 1.2 | | Elect S. Jay Stewart | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 1.3 | | Elect David P. Storch | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Kapstone Paper and Packaging Corporation | | United States | | 05/16/2013 | | Annual | | 03/18/2013 | | KS | | 48562P103 | | CUSIP | | 4 | | Amendment to the 2008 Performance Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.1 | | Elect David J. Ament | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.2 | | Elect Ryan M. Birtwell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.3 | | Elect Thomas J. Carella | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.4 | | Elect Brian T. Clingen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.5 | | Elect Robert M. Finlayson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.6 | | Elect Peter R. Formanek | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.7 | | Elect Michael B. Goldberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.8 | | Elect James P. Hallett | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.9 | | Elect Sanjeev K. Mehra | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.1 | | Elect Church M. Moore | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.11 | | Elect Thomas C. O'Brien | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.12 | | Elect Gregory P. Spivy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 1.13 | | Elect Jonathan P. Ward | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 2 | | Amendment to the 2009 Omnibus Stock and Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
KAR Auction Services, Inc. | | United States | | 06/12/2013 | | Annual | | 04/17/2013 | | KAR | | 48238T109 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
LivePerson, Inc. | | United States | | 06/06/2013 | | Annual | | 04/19/2013 | | LPSN | | 538146101 | | CUSIP | | 1.1 | | Elect William G. Wesemann | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
LivePerson, Inc. | | United States | | 06/06/2013 | | Annual | | 04/19/2013 | | LPSN | | 538146101 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
LivePerson, Inc. | | United States | | 06/06/2013 | | Annual | | 04/19/2013 | | LPSN | | 538146101 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 1.1 | | Elect Michael A. Berman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 1.2 | | Elect Herbert T. Buchwald | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 1.3 | | Elect Larry A. Mizel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 2 | | 2013 Executive Officer Performance-Based Compensation Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 3 | | Amendment to the 2011 Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
M.D.C. Holdings, Inc. | | United States | | 03/18/2013 | | Annual | | 01/30/2013 | | MDC | | 552676108 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Mattress Firm Holding Corp. | | United States | | 09/05/2012 | | Annual | | 07/11/2012 | | MFRM | | 57722W106 | | CUSIP | | 1.1 | | Elect R. Stephen Stagner | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Mattress Firm Holding Corp. | | United States | | 09/05/2012 | | Annual | | 07/11/2012 | | MFRM | | 57722W106 | | CUSIP | | 1.2 | | Elect William Watts | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Mattress Firm Holding Corp. | | United States | | 09/05/2012 | | Annual | | 07/11/2012 | | MFRM | | 57722W106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Mattress Firm Holding Corp. | | United States | | 09/05/2012 | | Annual | | 07/11/2012 | | MFRM | | 57722W106 | | CUSIP | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
Mattress Firm Holding Corp. | | United States | | 09/05/2012 | | Annual | | 07/11/2012 | | MFRM | | 57722W106 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 1 | | Elect Paul R. Lederer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 2 | | Elect Peter B. Pond | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 3 | | Elect James R. Thompson, Jr. | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 4 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
MAXIMUS, Inc. | | United States | | 03/20/2013 | | Annual | | 01/14/2013 | | MMS | | 577933104 | | CUSIP | | 6 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Metropolitan Health Networks, Inc. | | United States | | 12/21/2012 | | Special | | 11/16/2012 | | MDF | | 592142103 | | CUSIP | | 1 | | Merger | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Metropolitan Health Networks, Inc. | | United States | | 12/21/2012 | | Special | | 11/16/2012 | | MDF | | 592142103 | | CUSIP | | 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Metropolitan Health Networks, Inc. | | United States | | 12/21/2012 | | Special | | 11/16/2012 | | MDF | | 592142103 | | CUSIP | | 3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.1 | | Elect Selim A. Bassoul | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.2 | | Elect Robert B. Lamb | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.3 | | Elect John R. Miller III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.4 | | Elect Gordon O'Brien | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.5 | | Elect Philip G. Putnam | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 1.6 | | Elect Sabin C. Streeter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 3 | | Adoption of Majority Voting for the Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Middleby Corporation | | United States | | 05/14/2013 | | Annual | | 03/20/2013 | | MIDD | | 596278101 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 1.1 | | Elect Richard Berenson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 1.2 | | Elect Donald Glickman | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 1.3 | | Elect James Wilen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 1.4 | | Elect Elizabeth Wolszon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 1.5 | | Elect John Van Heel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Monro Muffler Brake, Inc. | | United States | | 08/07/2012 | | Annual | | 06/19/2012 | | MNRO | | 610236101 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 1.1 | | Elect John Henderson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 1.2 | | Elect S. Louise Phanstiel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 2 | | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 3 | | 2012 Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 4 | | 2013 Executive Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 5 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Myriad Genetics, Inc. | | United States | | 12/05/2012 | | Annual | | 10/08/2012 | | MYGN | | 62855J104 | | CUSIP | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Nationstar Mortgage Holdings Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | NSM | | 63861C109 | | CUSIP | | 1.1 | | Elect Roy A. Guthrie | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Nationstar Mortgage Holdings Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | NSM | | 63861C109 | | CUSIP | | 1.2 | | Elect Michael D. Malone | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Nationstar Mortgage Holdings Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | NSM | | 63861C109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NetScout Systems, Inc. | | United States | | 08/21/2012 | | Annual | | 06/28/2012 | | NTCT | | 64115T104 | | CUSIP | | 1.1 | | Elect Victor DeMarines | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NetScout Systems, Inc. | | United States | | 08/21/2012 | | Annual | | 06/28/2012 | | NTCT | | 64115T104 | | CUSIP | | 1.2 | | Elect Vincent Mullarkey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NetScout Systems, Inc. | | United States | | 08/21/2012 | | Annual | | 06/28/2012 | | NTCT | | 64115T104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NetScout Systems, Inc. | | United States | | 08/21/2012 | | Annual | | 06/28/2012 | | NTCT | | 64115T104 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.1 | | Elect Phyllis L. Cothran | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.2 | | Elect Mark M. Gambill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.3 | | Elect Bruce C. Gottwald | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.4 | | Elect Thomas E. Gottwald | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.5 | | Elect Patrick D. Hanley | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.6 | | Elect James E. Rogers | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 1.7 | | Elect Charles B. Walker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NewMarket Corporation | | United States | | 04/25/2013 | | Annual | | 02/26/2013 | | NEU | | 651587107 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 1.1 | | Elect Christopher Cox | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 1.2 | | Elect Oleg Khaykin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 1.3 | | Elect Michael T. O'Neill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 1.4 | | Elect Robert J. Phillippy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 1.5 | | Elect Peter J. Simone | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Newport Corporation | | United States | | 05/21/2013 | | Annual | | 03/27/2013 | | NEWP | | 651824104 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.1 | | Elect Harry H. Herington | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.2 | | Elect Art N. Burtscher | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.3 | | Elect Daniel J. Evans | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.4 | | Elect Karen S. Evans | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.5 | | Elect Ross C. Hartley | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.6 | | Elect C. Brad Henry | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.7 | | Elect Alexander C. Kemper | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.8 | | Elect William M. Lyons | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 1.9 | | Elect Pete Wilson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NIC Inc. | | United States | | 05/07/2013 | | Annual | | 03/08/2013 | | EGOV | | 62914B100 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 1 | | Elect Ron Gutler | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 2 | | Elect Joseph Atsmon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 3 | | Elect Rimon Ben-Shaoul | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 4 | | Elect Josef Dauber | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 5 | | Elect David Kostman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 6 | | Elect Yehoshua Ehrlich | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 7 | | Directors’ Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 8 | | Increase in Chairman’s Special Annual Fee | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 9 | | Grant of Options to Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 10 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NICE-Systems Ltd | | United States | | 09/12/2012 | | Annual | | 08/13/2012 | | NICE | | 653656108 | | CUSIP | | 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 1.1 | | Elect Terrence Glarner | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 1.2 | | Elect Daniel Baker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 1.3 | | Elect James Hartman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 1.4 | | Elect Patricia Hollister | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 1.5 | | Elect Robert Irish | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
NVE Corporation | | United States | | 08/09/2012 | | Annual | | 06/15/2012 | | NVEC | | 629445206 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.1 | | Elect Earl E. Congdon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.2 | | Elect David S. Congdon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.3 | | Elect John R. Congdon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.4 | | Elect J. Paul Breitbach | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.5 | | Elect John R. Congdon, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.6 | | Elect Robert G. Culp, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.7 | | Elect John D. Kasarda | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.8 | | Elect Leo H. Suggs | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 1.9 | | Elect D. Michael Wray | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Old Dominion Freight Line, Inc. | | United States | | 05/31/2013 | | Annual | | 03/22/2013 | | ODFL | | 679580100 | | CUSIP | | 3 | | Reapproval of the Material Terms under the Performance Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 1.1 | | Elect Donald C. Wegmiller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 1.2 | | Elect James T. Judson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 1.3 | | Elect Gary S. Petersmeyer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 2 | | Amendment to the 2009 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Omnicell, Inc. | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | OMCL | | 68213N109 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OPNET Technologies, Inc. | | United States | | 09/10/2012 | | Annual | | 07/20/2012 | | OPNT | | 683757108 | | CUSIP | | 1.1 | | Elect Marc Cohen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OPNET Technologies, Inc. | | United States | | 09/10/2012 | | Annual | | 07/20/2012 | | OPNT | | 683757108 | | CUSIP | | 1.2 | | Elect William Stasior | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OPNET Technologies, Inc. | | United States | | 09/10/2012 | | Annual | | 07/20/2012 | | OPNT | | 683757108 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OPNET Technologies, Inc. | | United States | | 09/10/2012 | | Annual | | 07/20/2012 | | OPNT | | 683757108 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.1 | | Elect Deepak Chopra | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.2 | | Elect Ajay Mehra | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.3 | | Elect Steven Good | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.4 | | Elect Meyer Luskin | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.5 | | Elect David Feinberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 1.6 | | Elect William Ballhaus | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 2 | | 2012 Incentive Award Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
OSI Systems, Inc. | | United States | | 12/12/2012 | | Annual | | 10/15/2012 | | OSIS | | 671044105 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Par Pharmaceutical Companies, Inc. | | United States | | 09/27/2012 | | Special | | 08/24/2012 | | PRX | | 69888P106 | | CUSIP | | 1 | | Merger/Acquisition | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Par Pharmaceutical Companies, Inc. | | United States | | 09/27/2012 | | Special | | 08/24/2012 | | PRX | | 69888P106 | | CUSIP | | 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Par Pharmaceutical Companies, Inc. | | United States | | 09/27/2012 | | Special | | 08/24/2012 | | PRX | | 69888P106 | | CUSIP | | 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 1.1 | | Elect Sue G. Atkinson | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 1.2 | | Elect Harold G. Bone | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 1.3 | | Elect Gregory L. Burns | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 1.4 | | Elect Gary L. Scott | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pinnacle Financial Partners, Inc. | | United States | | 04/16/2013 | | Annual | | 02/22/2013 | | PNFP | | 72346Q104 | | CUSIP | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.1 | | Elect Dan R. Carmichael | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.2 | | Elect A. John Hass | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.3 | | Elect Antony P.D. Lancaster | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.4 | | Elect Edmund R. Megna | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.5 | | Elect Michael D. Price | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.6 | | Elect Linda E Ransom | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.7 | | Elect James P. Slattery | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 1.8 | | Elect Christopher J. Steffen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Platinum Underwriters Holdings, Ltd. | | United States | | 04/24/2013 | | Annual | | 03/08/2013 | | PTP | | G7127P100 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.1 | | Elect Sandra Beach Lin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.2 | | Elect Carol A. Cartwright | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.3 | | Elect Richard H. Fearon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.4 | | Elect Gregory J. Goff | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.5 | | Elect Gordon D. Harnett | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.6 | | Elect Richard A. Lorraine | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.7 | | Elect Stephen D. Newlin | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.8 | | Elect William H. Powell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.9 | | Elect Farah M. Walters | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 1.1 | | Elect William A. Wulfsohn | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
PolyOne Corporation | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | POL | | 73179P106 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.1 | | Elect Wilson B. Sexton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.2 | | Elect Andrew W. Code | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.3 | | Elect James J. Gaffney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.4 | | Elect George T. Haymaker, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.5 | | Elect Manuel J. Perez de la Mesa | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.6 | | Elect Harlan F. Seymour | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.7 | | Elect Robert C. Sledd | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 1.8 | | Elect John E. Stokely | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Pool Corporation | | United States | | 05/01/2013 | | Annual | | 03/13/2013 | | POOL | | 73278L105 | | CUSIP | | 4 | | Strategic Plan Incentive Program | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 1.1 | | Elect William J. Listwan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 1.2 | | Elect John J. McMahon, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 1.3 | | Elect William S. Starnes | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 3 | | 2014 Annual Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 4 | | 2014 Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Proassurance Corporation | | United States | | 05/22/2013 | | Annual | | 03/22/2013 | | PRA | | 74267C106 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.1 | | Elect Lawrence J. Lukis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.2 | | Elect Bradley A. Cleveland | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.3 | | Elect Matthew Blodgett | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.4 | | Elect Rainer Gawlick | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.5 | | Elect John B. Goodman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.6 | | Elect Douglas W. Kohrs | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.7 | | Elect Margaret A. Loftus | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.8 | | Elect Brian K. Smith | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 1.9 | | Elect Sven A. Wehrwein | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Proto Labs Inc. | | United States | | 05/23/2013 | | Annual | | 03/28/2013 | | PRLB | | 743713109 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.1 | | Elect William J. Abraham, Jr. | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.2 | | Elect Douglas P. Buth | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.3 | | Elect Christopher B. Harned | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.4 | | Elect Betty Ewens Quadracci | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.5 | | Elect J. Joel Quadracci | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.6 | | Elect Thomas O. Ryder | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 1.7 | | Elect John S. Shiely | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Quad/Graphics, Inc. | | United States | | 05/20/2013 | | Annual | | 04/01/2013 | | QUAD | | 747301109 | | CUSIP | | 2 | | Amendment to the 2010 Omnibus Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 03/27/2013 | | Special | | 02/19/2013 | | RDWR | | M81873107 | | CUSIP | | 1 | | Stock Split | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 1 | | Elect Yehuda Zisapel | | Mgmt | | For | | Abstain | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 2 | | Elect Avraham Asheri | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 3 | | Elect David Rubner as External Director | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 4 | | Approval of Revisions to CEO Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 5 | | Approval of D&O Liability Insurance Policy | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Radware Ltd. | | United States | | 11/08/2012 | | Annual | | 10/01/2012 | | RDWR | | M81873107 | | CUSIP | | 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 1 | | Elect Christopher L. Doerr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 2 | | Elect Mark J. Gliebe | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 3 | | Elect Curtis W. Stoelting | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 5 | | 2013 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Regal-Beloit Corporation | | United States | | 04/29/2013 | | Annual | | 03/11/2013 | | RBC | | 758750103 | | CUSIP | | 6 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.1 | | Elect Lance T. Shaner | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.2 | | Elect Thomas C. Stabley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.3 | | Elect John W. Higbee | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.4 | | Elect John A. Lombardi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.5 | | Elect Eric L. Mattson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 1.6 | | Elect John J. Zak | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rex Energy Corporation | | United States | | 05/08/2013 | | Annual | | 03/22/2013 | | REXX | | 761565100 | | CUSIP | | 4 | | Amendment to the 2007 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Rollins, Inc. | | United States | | 04/23/2013 | | Annual | | 03/01/2013 | | ROL | | 775711104 | | CUSIP | | 1.1 | | Elect Bill J. Dismuke | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rollins, Inc. | | United States | | 04/23/2013 | | Annual | | 03/01/2013 | | ROL | | 775711104 | | CUSIP | | 1.2 | | Elect Thomas J. Lawley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rollins, Inc. | | United States | | 04/23/2013 | | Annual | | 03/01/2013 | | ROL | | 775711104 | | CUSIP | | 1.3 | | Elect John F. Wilson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rollins, Inc. | | United States | | 04/23/2013 | | Annual | | 03/01/2013 | | ROL | | 775711104 | | CUSIP | | 2 | | Approval of Performance-Based Incentive Cash Compensation Plan for Executives | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rollins, Inc. | | United States | | 04/23/2013 | | Annual | | 03/01/2013 | | ROL | | 775711104 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 1 | | Elect Richard Beckler | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 2 | | Elect James Craddock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 3 | | Elect Matthew Fitzgerald | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 4 | | Elect Philip Frederickson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 5 | | Elect D. Henry Houston | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 6 | | Elect Carin Knickel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 7 | | Elect Donald Patteson, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 9 | | 2013 Long Term Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Rosetta Resources, Inc. | | United States | | 05/16/2013 | | Annual | | 03/20/2013 | | ROSE | | 777779109 | | CUSIP | | 10 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.1 | | Elect Thomas Carson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.2 | | Elect Alan L. Earhart | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.3 | | Elect Andrew K. Ludwick | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.4 | | Elect James E. Meyer | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.5 | | Elect James P. O’Shaughnessy | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 1.6 | | Elect Ruthann Quindlen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 2 | | Amendment to the 2008 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Rovi Corporation | | United States | | 04/30/2013 | | Annual | | 03/01/2013 | | ROVI | | 779376102 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 1.1 | | Elect John F. Chappell | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 1.2 | | Elect Thomas W. D’Alonzo | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 1.3 | | Elect William P. Keane | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 1.4 | | Elect Carolyn J. Logan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 1.5 | | Elect Mark A. Sirgo | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Salix Pharmaceuticals, Ltd. | | United States | | 06/13/2013 | | Annual | | 04/19/2013 | | SLXP | | 795435106 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Seattle Genetics, Inc. | | United States | | 05/17/2013 | | Annual | | 03/22/2013 | | SGEN | | 812578102 | | CUSIP | | 1.1 | | Elect Marc E. Lippman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Seattle Genetics, Inc. | | United States | | 05/17/2013 | | Annual | | 03/22/2013 | | SGEN | | 812578102 | | CUSIP | | 1.2 | | Elect Franklin M. Berger | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Seattle Genetics, Inc. | | United States | | 05/17/2013 | | Annual | | 03/22/2013 | | SGEN | | 812578102 | | CUSIP | | 1.3 | | Elect Daniel G. Welch | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Seattle Genetics, Inc. | | United States | | 05/17/2013 | | Annual | | 03/22/2013 | | SGEN | | 812578102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Seattle Genetics, Inc. | | United States | | 05/17/2013 | | Annual | | 03/22/2013 | | SGEN | | 812578102 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 1 | | Elect Eric J. Keller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 2 | | Elect Nancy J. Schoendorf | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 3 | | Elect Michael P. Zeisser | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 4 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Shutterfly Inc. | | United States | | 05/21/2013 | | Annual | | 03/22/2013 | | SFLY | | 82568P304 | | CUSIP | | 6 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.1 | | Elect John W. Baker | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.2 | | Elect Kurt M. Cellar | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.3 | | Elect Charles A. Koppelman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.4 | | Elect Jon L. Luther | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.5 | | Elect Usman Nabi | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.6 | | Elect Stephen D. Owens | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.7 | | Elect James Reid-Anderson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 1.8 | | Elect Richard W. Roedel | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Six Flags Entertainment Corporation | | United States | | 05/08/2013 | | Annual | | 03/14/2013 | | SIX | | 83001A102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spectrum Brands Inc. | | United States | | 03/01/2013 | | Annual | | 01/14/2013 | | SPB | | 84763R101 | | CUSIP | | 1.1 | | Elect Norman S. Matthews | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spectrum Brands Inc. | | United States | | 03/01/2013 | | Annual | | 01/14/2013 | | SPB | | 84763R101 | | CUSIP | | 2 | | Amendment to Certificate of Incorporation to Dissolve Special Nominating Committee | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
Spectrum Brands Inc. | | United States | | 03/01/2013 | | Annual | | 01/14/2013 | | SPB | | 84763R101 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 1.1 | | Elect B. Ben Baldanza | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 1.2 | | Elect Carlton D. Donaway | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 1.3 | | Elect David G. Elkins | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 1.4 | | Elect Horacio Scapparone | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Spirit Airlines, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | SAVE | | 848577102 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.1 | | Elect Archie C. Black | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.2 | | Elect Bradley A. Cleveland | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.3 | | Elect Michael B. Gorman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.4 | | Elect Martin J. Leestma | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.5 | | Elect Philip E. Soran | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.6 | | Elect George H. Spencer, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 1.7 | | Elect Sven A. Wehrwein | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SPS Commerce Inc. | | United States | | 05/15/2013 | | Annual | | 03/20/2013 | | SPSC | | 78463M107 | | CUSIP | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
SS&C Technologies Holdings Inc. | | United States | | 05/29/2013 | | Annual | | 04/11/2013 | | SSNC | | 78467J100 | | CUSIP | | 1.1 | | Elect Allan Holt | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
SS&C Technologies Holdings Inc. | | United States | | 05/29/2013 | | Annual | | 04/11/2013 | | SSNC | | 78467J100 | | CUSIP | | 1.2 | | Elect William Stone | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
SS&C Technologies Holdings Inc. | | United States | | 05/29/2013 | | Annual | | 04/11/2013 | | SSNC | | 78467J100 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 1 | | Elect Alan J. Barocas | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 2 | | Elect Diane M. Ellis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 3 | | Elect Michael L. Glazer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 4 | | Elect Gabrielle E. Greene | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 5 | | Elect Earl J. Hesterberg, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 6 | | Elect Lisa R. Kranc | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 7 | | Elect William J. Montgoris | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 8 | | Elect C. Clayton Reasor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 9 | | Elect David Y. Schwartz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 10 | | Elect Ralph P. Scozzafava | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Stage Stores, Inc. | | United States | | 06/13/2013 | | Annual | | 04/18/2013 | | SSI | | 85254C305 | | CUSIP | | 12 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 1.1 | | Elect Armand S. Shapiro | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 1.2 | | Elect Sam L. Susser | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 4 | | 2013 Equity Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Susser Holdings Corporation | | United States | | 05/21/2013 | | Annual | | 03/28/2013 | | SUSS | | 869233106 | | CUSIP | | 5 | | Performance Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 1.1 | | Elect H. Lynn Massingale | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 1.2 | | Elect Neil P. Simpkins | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 1.3 | | Elect Earl P. Holland | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 3 | | Approval of the 2009 Stock Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Team Health Holdings, Inc. | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | TMH | | 87817A107 | | CUSIP | | 4 | | Reapproval of Annual Management Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 1 | | Elect Thomas Freyman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 2 | | Elect Dennis Letham | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 3 | | Elect Hari Nair | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 4 | | Elect Roger Porter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 5 | | Elect David Price, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 6 | | Elect Gregg Sherrill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 7 | | Elect Paul Stecko | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 8 | | Elect Jane Warner | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 9 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 10 | | Amendment to the 2006 Long Term Incentive Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tenneco, Inc. | | United States | | 05/15/2013 | | Annual | | 03/18/2013 | | TEN | | 880349105 | | CUSIP | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.1 | | Elect Dan L. Batrack | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.2 | | Elect Hugh M. Grant | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.3 | | Elect Patrick C. Haden | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.4 | | Elect J. Christopher Lewis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.5 | | Elect Albert E. Smith | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.6 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 1.7 | | Elect Richard H. Truly | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tetra Tech, Inc. | | United States | | 02/26/2013 | | Annual | | 01/03/2013 | | TTEK | | 88162G103 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
The Finish Line, Inc. | | United States | | 07/19/2012 | | Annual | | 05/18/2012 | | FINL | | 317923100 | | CUSIP | | 1.1 | | Elect Bill Kirkendall | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
The Finish Line, Inc. | | United States | | 07/19/2012 | | Annual | | 05/18/2012 | | FINL | | 317923100 | | CUSIP | | 1.2 | | Elect William Carmichael | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
The Finish Line, Inc. | | United States | | 07/19/2012 | | Annual | | 05/18/2012 | | FINL | | 317923100 | | CUSIP | | 1.3 | | Elect Richard Crystal | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
The Finish Line, Inc. | | United States | | 07/19/2012 | | Annual | | 05/18/2012 | | FINL | | 317923100 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
The Finish Line, Inc. | | United States | | 07/19/2012 | | Annual | | 05/18/2012 | | FINL | | 317923100 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.1 | | Elect Neil F. Dimick | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.2 | | Elect Gerhard F. Burbach | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.3 | | Elect J. Daniel Cole | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.4 | | Elect Steven H. Collis | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.5 | | Elect D. Keith Grossman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.6 | | Elect William A. Hawkins, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.7 | | Elect Paul A. LaViolette | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.8 | | Elect Daniel M. Mulvena | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 1.9 | | Elect Todd C. Schermerhorn | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Thoratec Corporation | | United States | | 05/22/2013 | | Annual | | 03/28/2013 | | THOR | | 885175307 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 1.1 | | Elect Robert C. Buhrmaster | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 1.2 | | Elect James C. O'Rourke | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 1.3 | | Elect Christopher A. Twomey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Toro Company | | United States | | 03/12/2013 | | Annual | | 01/15/2013 | | TTC | | 891092108 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Trimas Corporation | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | TRS | | 896215209 | | CUSIP | | 1.1 | | Elect Marshall A. Cohen | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Trimas Corporation | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | TRS | | 896215209 | | CUSIP | | 1.2 | | Elect David M. Wathen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Trimas Corporation | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | TRS | | 896215209 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Trimas Corporation | | United States | | 05/09/2013 | | Annual | | 03/14/2013 | | TRS | | 896215209 | | CUSIP | | 3 | | Amendment to the 2011 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.1 | | Elect Paul Bourgon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.2 | | Elect Elmer Doty | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.3 | | Elect Ralph Eberhart | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.4 | | Elect Jeffry Frisby | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.5 | | Elect Richard Gozon | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.6 | | Elect Richard Ill | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.7 | | Elect Adam Palmer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.8 | | Elect Joseph Silvestri | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 1.9 | | Elect George Simpson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 3 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Triumph Group, Inc. | | United States | | 07/19/2012 | | Annual | | 05/31/2012 | | TGI | | 896818101 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.1 | | Elect Donald R. Brattain | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.2 | | Elect J. Luther King, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.3 | | Elect John S. Marr, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.4 | | Elect G. Stuart Reeves | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.5 | | Elect Michael D. Richards | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.6 | | Elect Dustin R. Womble | | Mgmt | | For | | Withhold | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 1.7 | | Elect John M. Yeaman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Tyler Technologies, Inc. | | United States | | 05/09/2013 | | Annual | | 03/15/2013 | | TYL | | 902252105 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ultimate Software Group Inc. | | United States | | 05/20/2013 | | Annual | | 03/25/2013 | | ULTI | | 90385D107 | | CUSIP | | 1 | | Elect Scott Scherr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ultimate Software Group Inc. | | United States | | 05/20/2013 | | Annual | | 03/25/2013 | | ULTI | | 90385D107 | | CUSIP | | 2 | | Elect Alois Leiter | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ultimate Software Group Inc. | | United States | | 05/20/2013 | | Annual | | 03/25/2013 | | ULTI | | 90385D107 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Ultimate Software Group Inc. | | United States | | 05/20/2013 | | Annual | | 03/25/2013 | | ULTI | | 90385D107 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
UniFirst Corporation | | United States | | 01/08/2013 | | Annual | | 11/12/2012 | | UNF | | 904708104 | | CUSIP | | 1.1 | | Elect Phillip Cohen | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
UniFirst Corporation | | United States | | 01/08/2013 | | Annual | | 11/12/2012 | | UNF | | 904708104 | | CUSIP | | 1.2 | | Elect Cynthia Croatti | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
UniFirst Corporation | | United States | | 01/08/2013 | | Annual | | 11/12/2012 | | UNF | | 904708104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Volterra Semiconductor Corporation | | United States | | 04/15/2013 | | Annual | | 03/06/2013 | | VLTR | | 928708106 | | CUSIP | | 1.1 | | Elect Jeffrey Staszak | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Volterra Semiconductor Corporation | | United States | | 04/15/2013 | | Annual | | 03/06/2013 | | VLTR | | 928708106 | | CUSIP | | 1.2 | | Elect Ralph G. Quinsey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Volterra Semiconductor Corporation | | United States | | 04/15/2013 | | Annual | | 03/06/2013 | | VLTR | | 928708106 | | CUSIP | | 1.3 | | Elect Jeff Richardson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Volterra Semiconductor Corporation | | United States | | 04/15/2013 | | Annual | | 03/06/2013 | | VLTR | | 928708106 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Volterra Semiconductor Corporation | | United States | | 04/15/2013 | | Annual | | 03/06/2013 | | VLTR | | 928708106 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WageWorks Inc. | | United States | | 04/16/2013 | | Annual | | 02/26/2013 | | WAGE | | 930427109 | | CUSIP | | 1.1 | | Elect Richard M. Berkeley | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WageWorks Inc. | | United States | | 04/16/2013 | | Annual | | 02/26/2013 | | WAGE | | 930427109 | | CUSIP | | 1.2 | | Elect Jerome D. Gramaglia | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WageWorks Inc. | | United States | | 04/16/2013 | | Annual | | 02/26/2013 | | WAGE | | 930427109 | | CUSIP | | 2 | | Amendment to the 2010 Equity Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
WageWorks Inc. | | United States | | 04/16/2013 | | Annual | | 02/26/2013 | | WAGE | | 930427109 | | CUSIP | | 3 | | Executive Bonus Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WageWorks Inc. | | United States | | 04/16/2013 | | Annual | | 02/26/2013 | | WAGE | | 930427109 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.1 | | Elect Edward G. Scholtz | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.2 | | Elect Mark H. Lochtenberg | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.3 | | Elect Robert H. Stan | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.4 | | Elect Lawrence M. Clark, Jr. | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.5 | | Elect Julian A. Treger | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.6 | | Elect David R. Beatty | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.7 | | Elect Mary R. Henderson | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.8 | | Elect Patrick A. Kriegshauser | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.9 | | Elect Graham Mascall | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.1 | | Elect Walter J. Scheller, III | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | N/A | | TNA | | Perimeter Small Cap Growth Fund | | Take No Action |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.1 | | Elect David R. Beatty | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.2 | | Elect Mary R. Henderson | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.3 | | Elect Jerry W. Kolb | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.4 | | Elect Patrick A. Kriegshauser | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.5 | | Elect Joseph B. Leonard | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.6 | | Elect Graham Mascall | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.7 | | Elect Bernard G. Rethore | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.8 | | Elect Walter J. Scheller, III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.9 | | Elect Michael T. Tokarz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 1.1 | | Elect A.J. Wagner | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Walter Energy, Inc. | | United States | | 04/25/2013 | | Proxy Contest | | 03/05/2013 | | WLT | | 93317Q105 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.1 | | Elect John B. Carrington | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.2 | | Elect Charles M. Boesenberg | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.3 | | Elect Bruce T. Coleman | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.4 | | Elect John R. McCormack | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.5 | | Elect John F. Schaefer | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.6 | | Elect Gary E. Sutton | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 1.7 | | Elect Peter C. Waller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 2 | | Amendment to the 2000 Employee Stock Purchase Plan | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Websense, Inc. | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | WBSN | | 947684106 | | CUSIP | | 4 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WEX Inc. | | United States | | 05/17/2013 | | Annual | | 03/19/2013 | | WEX | | 96208T104 | | CUSIP | | 1.1 | | Elect Shikhar Ghosh | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WEX Inc. | | United States | | 05/17/2013 | | Annual | | 03/19/2013 | | WEX | | 96208T104 | | CUSIP | | 1.2 | | Elect Kirk P. Pond | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WEX Inc. | | United States | | 05/17/2013 | | Annual | | 03/19/2013 | | WEX | | 96208T104 | | CUSIP | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WEX Inc. | | United States | | 05/17/2013 | | Annual | | 03/19/2013 | | WEX | | 96208T104 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 1.1 | | Elect Michael Steinhardt | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 1.2 | | Elect Anthony Bossone | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 1.3 | | Elect Bruce Lavine | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Wisdomtree Investments, Inc. | | United States | | 07/24/2012 | | Annual | | 05/29/2012 | | WETF | | 97717P104 | | CUSIP | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | For | | 1 Year | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.1 | | Elect Robert Bahash | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.2 | | Elect Brian Gamache | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.3 | | Elect Patricia Nazemetz | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.4 | | Elect Matthew Paull | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.5 | | Elect Edward Rabin, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.6 | | Elect Ira Sheinfeld | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.7 | | Elect Bobby Siller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.8 | | Elect William Vareschi, Jr. | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 1.9 | | Elect Keith Wyche | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 2 | | Amendment to the Incentive Plan | | Mgmt | | For | | Against | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 3 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
WMS Industries Inc. | | United States | | 12/06/2012 | | Annual | | 10/10/2012 | | WMS | | 929297109 | | CUSIP | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.1 | | Elect Mark J. Bonney | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.2 | | Elect Michael E. Dailey | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.3 | | Elect Taher Elgamal | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.4 | | Elect Robert C. Hausmann | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.5 | | Elect Maribess L. Miller | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.6 | | Elect Antonio R. Sanchez III | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 1.7 | | Elect Richard D. Spurr | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 2 | | Ratification of Auditor | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Zix Corporation | | United States | | 06/12/2013 | | Annual | | 04/15/2013 | | ZIXI | | 98974P100 | | CUSIP | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | Perimeter Small Cap Growth Fund | | Voted |
Robeco Investment Management
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05518
Reporting Period: 07/01/2012 - 06/30/2013
The RBB Fund, Inc.
================== Robeco Boston Partners All-Cap Value Fund ===================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 15, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Bradley For For Management
1b Elect Director Karen Brenner For For Management
1c Elect Director Thomas S. Johnson For For Management
1d Elect Director James F. Will For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart L. Bascomb For For Management
1b Elect Director Paul M. Black For For Management
1c Elect Director Dennis H. Chookaszian For For Management
1d Elect Director Robert J. Cindrich For For Management
1e Elect Director Michael A. Klayko For For Management
1f Elect Director Anita V. Pramoda For For Management
1g Elect Director David D. Stevens For For Management
1h Elect Director Ralph H. 'Randy' Thurman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Nehemia Lemelbaum as a Director For For Management
1.11 Elect Giora Yaron as a Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director Philip K. Asherman For For Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Benjamin J. Ansell For For Management
1.3 Elect Director Thomas E. Callahan For For Management
1.4 Elect Director Martin L. Edelman For For Management
1.5 Elect Director Kamal Jafarnia For For Management
1.6 Elect Director Douglas A. Kessler For For Management
1.7 Elect Director W. Michael Murphy For For Management
1.8 Elect Director Alan L. Tallis For For Management
1.9 Elect Director Philip S. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For For Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director David C. Everitt For For Management
1.3 Elect Director Roger J. Wood For For Management
1.4 Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For For Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For For Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Francis For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Gregory T. Lucier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CEC ENTERTAINMENT, INC.
Ticker: CEC Security ID: 125137109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Frank For For Management
1.2 Elect Director Tommy Franks For For Management
1.3 Elect Director Michael H. Magusiak For For Management
1.4 Elect Director Tim T. Morris For For Management
1.5 Elect Director Louis P. Neeb For For Management
1.6 Elect Director Cynthia Pharr Lee For For Management
1.7 Elect Director Bruce M. Swenson For For Management
1.8 Elect Director Walter Tyree For For Management
1.9 Elect Director Raymond E. Wooldridge For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against For Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
12 Require Director Nominee with Against For Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COLONY FINANCIAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David H. Benson For For Management
1b Elect Director Robert W. Cremin For For Management
1c Elect Director Jean-Pierre M. Ergas For For Management
1d Elect Director Peter T. Francis For For Management
1e Elect Director Kristiane C. Graham For For Management
1f Elect Director M.F. Johnston For For Management
1g Elect Director Robert A. Livingston For For Management
1h Elect Director Richard K. Lochridge For For Management
1i Elect Director Bernard G. Rethore For For Management
1j Elect Director Michael B. Stubbs For For Management
1k Elect Director Stephen M. Todd For For Management
1l Elect Director Stephen K. Wagner For For Management
1m Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Report on Privacy and Data Security Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jay C. Hoag For For Management
3 Elect Director Jeffrey T. Huber For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For Against Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst, III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Luis A. Ubinas For For Management
11 Amend Omnibus Stock Plan For Against Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger H. Kimmel For For Management
1b Elect Director Rajiv De Silva For For Management
1c Elect Director John J. Delucca For For Management
1d Elect Director Nancy J. Hutson For For Management
1e Elect Director Michael Hyatt For For Management
1f Elect Director William P. Montague For For Management
1g Elect Director David B. Nash For For Management
1h Elect Director Joseph C. Scodari For For Management
1i Elect Director Jill D. Smith For For Management
1j Elect Director William F. Spengler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Richard F. Smith For For Management
1i Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC.
Ticker: FSOF Security ID: 33644N508
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Herbert Boydstun For For Management
1.2 Elect Director Robert G. Cox For For Management
1.3 Elect Director Marsha M. Gassan For For Management
1.4 Elect Director John T. Grigsby For For Management
1.5 Elect Director Sidney W. Lassen For For Management
1.6 Elect Director William C. O'Malley For For Management
1.7 Elect Director Brian J. Sherr For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 30, 2012 Meeting Type: Annual/Special
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect James A. Davidson as Director For For Management
1b Reelect William D. Watkins as Director For For Management
2 Reelect Lay Koon Tan as Director For For Management
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For Against Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For Against Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven J. Demetriou as Director For For Management
1.2 Elect John M. Malcolm as Director For For Management
1.3 Elect Stephanie S. Newby as Director For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Ratify BDO AG as Special Auditor For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
8 Approve CHF 1.56 Million Ordinary For For Management
Capital Increase
9 Approve CHF 12,778,287 Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
10 Amend Omnibus Stock Plan For For Management
11 Broadridge note: IN THE EVENT For Abstain Management
COUNTERPROPOSALS, ALTERATIONS OR
AMENDMENTS OF THE AGENDA ITEMS OR
OTHER MATTERS ARE RAISED AT THE
EXTRAORDINARY GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE
AS FOLLOWS
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Denis J. Callaghan For For Management
1.3 Elect Director Claudio Costamagna For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Jack B. Dunn, IV For For Management
1.6 Elect Director Vernon Ellis For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
1.9 Elect Director Dennis J. Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann 'Tanny' B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bruner For For Management
1.2 Elect Director Artur G. Davis For For Management
1.3 Elect Director Thomas B. Fargo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Edgar Bronfman, Jr. For For Management
1.3 Elect Director Chelsea Clinton For For Management
1.4 Elect Director Sonali De Rycker For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Michael D. Eisner For For Management
1.7 Elect Director Victor A. Kaufman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Bryan Lourd For For Management
1.10 Elect Director Arthur C. Martinez For For Management
1.11 Elect Director David Rosenblatt For For Management
1.12 Elect Director Alan G. Spoon For For Management
1.13 Elect Director Alexander von For For Management
Furstenberg
1.14 Elect Director Richard F. Zannino For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Animal Cruelty Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 27, 2012 Meeting Type: Annual
Record Date: AUG 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Floyd For For Management
1.2 Elect Director George T. Shaheen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathi P. Seifert For For Management
1b Elect Director Jean-Paul L. Montupet For For Management
1c Elect Director Paul A. Rooke For For Management
1d Elect Director W. Roy Dunbar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence S. Bacow For For Management
1b Elect Director Ann E. Berman For For Management
1c Elect Director Joseph L. Bower For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Jacob A. Frenkel For For Management
1f Elect Director Paul J. Fribourg For For Management
1g Elect Director Walter L. Harris For Against Management
1h Elect Director Philip A. Laskawy For For Management
1i Elect Director Ken Miller For For Management
1j Elect Director Gloria R. Scott For For Management
1k Elect Director Andrew H. Tisch For For Management
1l Elect Director James S. Tisch For For Management
1m Elect Director Jonathan M. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual ��
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gina R. Boswell For For Management
1.2 Elect Director William Downe For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Patricia A. For For Management
Hemingway-Hall
1.5 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 07, 2013 Meeting Type: Annual ��
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis W. Archer For For Management
1b Elect Director Donald R. Parfet For For Management
1c Elect Director Lisa A. Payne For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Dolan For For Management
1b Elect Director Trevor A. Edwards For For Management
1c Elect Director Frances D. Fergusson For For Management
1d Elect Director Dominic Ng For For Management
1e Elect Director Vasant M. Prabhu For For Management
1f Elect Director Andrea L. Rich For For Management
1g Elect Director Dean A. Scarborough For For Management
1h Elect Director Christopher A. Sinclair For For Management
1i Elect Director Bryan G. Stockton For For Management
1j Elect Director Dirk Van de Put For For Management
1k Elect DirectorKathy White Loyd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 21, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro Garcia-Tunon For For Management
1.2 Elect Director John P. O'Leary, Jr. For For Management
1.3 Elect Director Jerry R. Whitaker For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against For Shareholder
14 Stock Retention Against For Shareholder
15 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 12, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Salvatore Iannuzzi For For Management
1b Elect Director John Gaulding For For Management
1c Elect Director Edmund P. Giambastiani, For For Management
Jr.
1d Elect Director Cynthia P. McCague For For Management
1e Elect Director Jeffrey F. Rayport For For Management
1f Elect Director Roberto Tunioli For For Management
1g Elect Director Timothy T. Yates For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For Abstain Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For Abstain Management
1.4 Elect Director Peter C. Boylan, III For Abstain Management
1.5 Elect Director Henry Cornell For Abstain Management
1.6 Elect Director Christopher A.S. For Abstain Management
Crampton
1.7 Elect Director John F.X. Daly For Abstain Management
1.8 Elect Director Craig Ketchum For Abstain Management
1.9 Elect Director Gerard P. Krans For Abstain Management
1.10 Elect Director Cornelis A. Linse For For Management
1.11 Elect Director John A. Perkins For For Management
1.12 Elect Director H.B. Wehrle, III For Abstain Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 62875T108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott S. Cowen For For Management
1b Elect Director Cynthia A. Montgomery For For Management
1c Elect Director Jose Ignacio For For Management
Perez-lizaur
1d Elect Director Michael B. Polk For For Management
1e Elect Director Michael A. Todman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tench Coxe For For Management
1b Elect Director James C. Gaither For For Management
1c Elect Director Jen-Hsun Huang For For Management
1d Elect Director Mark L. Perry For For Management
1e Elect Director A. Brooke Seawell For For Management
1f Elect Director Mark A. Stevens For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Prepare Employment Diversity Report Against For Shareholder
6 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
1.3 Elect Director Teresa M. Ressel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 21, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley G. Broader For For Management
1.2 Elect Director Francis S. Godbold For For Management
1.3 Elect Director H. William Habermeyer, For For Management
Jr.
1.4 Elect Director Chet Helck For For Management
1.5 Elect Director Thomas A. James For For Management
1.6 Elect Director Gordon L. Johnson For For Management
1.7 Elect Director Paul C. Reilly For For Management
1.8 Elect Director Robert P. Saltzman For For Management
1.9 Elect Director Hardwick Simmons For For Management
1.10 Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGIS CORPORATION
Ticker: RGS Security ID: 758932107
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: AUG 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Beltzman For For Management
1.2 Elect Director Joseph L. Conner For For Management
1.3 Elect Director James P. Fogarty For For Management
1.4 Elect Director Daniel J. Hanrahan For For Management
1.5 Elect Director Michael J. Merriman For For Management
1.6 Elect Director Jeffrey C. Smith For For Management
1.7 Elect Director Stephen E. Watson For For Management
1.8 Elect Director David P. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1. Elect Director Mitchell E. Fadel For For Management
1.2 Elect Director Paula Stern, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2013 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director W.M. Diefenderfer III For For Management
1c Elect Director Diane Suitt Gilleland For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Albert L. Lord For For Management
1g Elect Director Barry A. Munitz For For Management
1h Elect Director Howard H. Newman For For Management
1i Elect Director Frank C. Puleo For For Management
1j Elect Director Wolfgang Schoellkopf For For Management
1k Elect Director Steven L. Shapiro For For Management
1l Elect Director Anthony P. Terracciano For For Management
1m Elect Director Barry L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart M. Essig For For Management
1b Elect Director Barbara B. Hill For For Management
1c Elect Director Michael A. Rocca For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Benjamin H. Griswold, IV For For Management
1.6 Elect Director John F. Lundgren For For Management
1.7 Elect Director Anthony Luiso For For Management
1.8 Elect Director Marianne M. Parrs For For Management
1.9 Elect Director Robert L. Ryan For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Arthur M. Blank For For Management
1c Elect Director Drew G. Faust For For Management
1d Elect Director Justin King For For Management
1e Elect Director Carol Meyrowitz For For Management
1f Elect Director Rowland T. Moriarty For For Management
1g Elect Director Robert C. Nakasone For For Management
1h Elect Director Ronald L. Sargent For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Robert E. Sulentic For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Vijay Vishwanath For For Management
1m Elect Director Paul F. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Access Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Henrique De Castro For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Mary N. Dillon For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Mary E. Minnick For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director Derica W. Rice For For Management
1j Elect Director Gregg W. Steinhafel For For Management
1k Elect Director John G. Stumpf For For Management
1l Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: JUL 25, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reallocation of Legal Reserves For For Management
to Free Reserves
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael A. Coke For For Management
1.3 Elect Director LeRoy E. Carlson For For Management
1.4 Elect Director Peter J. Merlone For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For For Management
1h Elect Director Ruth J. Simmons For For Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director P. Kevin Condron For For Management
1.3 Elect Director Frederick H. Eppinger For For Management
1.4 Elect Director Neal F. Finnegan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director Mary J. Steele Guilfoile For For Management
1.5 Elect Director H. John Greeniaus For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Card For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Matthew H. Kamens For For Management
1.4 Elect Director Gerald C. Crotty For For Management
1.5 Elect Director Lowell W. Robinson For For Management
1.6 Elect Director Robert L. Mettler For For Management
1.7 Elect Director Margaret H. Georgiadis For For Management
1.8 Elect Director John D. Demsey For For Management
1.9 Elect Director Jeffrey D. Nuechterlein For For Management
1.10 Elect Director Ann Marie C. Wilkins For For Management
1.11 Elect Director James A. Mitarotonda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Zimmer For For Management
1.2 Elect Director David H. Edwab For For Management
1.3 Elect Director Douglas S. Ewert For For Management
1.4 Elect Director Rinaldo S. Brutoco For For Management
1.5 Elect Director Michael L. Ray For For Management
1.6 Elect Director Sheldon I. Stein For For Management
1.7 Elect Director Deepak Chopra For For Management
1.8 Elect Director William B. Sechrest For For Management
1.9 Elect Director Grace Nichols For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Sustainability Against For Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PANTRY, INC.
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernstock For For Management
1.2 Elect Director Paul L. Brunswick For For Management
1.3 Elect Director Wilfred A. Finnegan For For Management
1.4 Elect Director Dennis G. Hatchell For For Management
1.5 Elect Director Edwin J. Holman For For Management
1.6 Elect Director Terry L. McElroy For For Management
1.7 Elect Director Mark D. Miles For For Management
1.8 Elect Director Bryan E. Monkhouse For For Management
1.9 Elect Director Thomas M. Murnane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 10, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Nancy Hawthorne For Withhold Management
1.3 Elect Director Keith W. Hughes For For Management
1.4 Elect Director James K. Hunt For For Management
1.5 Elect Director John A. Sommers For Withhold Management
1.6 Elect Director David P. Southwell For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Authorize the Company to Offer and For For Management
Issue Debt with Warrants or
Convertible into Shares of Its Common
Stock at An Exercise or Conversion
Price, Will not be Less than the
Market Value But May Be Below the
Company's Then Current NAV
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Graves For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Mark S. McAndrew For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Wesley D. Protheroe For For Management
1.11 Elect Director Darren M. Rebelez For For Management
1.12 Elect Director Lamar C. Smith For For Management
1.13 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chapman For For Management
1.2 Elect Director Chan Galbato For Withhold Management
1.3 Elect Director Scott Wille For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director Dev Kapadia For Withhold Management
1.3 Elect Director Mark Malcolm For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Michael Caulfield For For Management
1.2 Elect Director Ronald E. Goldsberry For For Management
1.3 Elect Director Kevin T. Kabat For For Management
1.4 Elect Director Michael J. Passarella For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Paul For For Management
1.2 Elect Director Frank Dieter Maier For For Management
1.3 Elect Director Timothy V. Talbert For For Management
1.4 Elect Director Thomas C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3a Relect Bernard J. Duroc-Danner as For For Management
Director
3b Reelect Nicholas F. Brady as Director For For Management
3c Reelect David J. Butters as Director For For Management
3d Reelect John D. Gass as Director For For Management
3e Reelect Francis S. Kalman as Director For For Management
3f Reelect William E. Macaulay as Director For For Management
3g Reelect Robert K. Moses, Jr. as For For Management
Director
3h Reelect Guillermo Ortiz as Director For For Management
3i Reelect Emyr Jones Parry as Director For For Management
3j Reelect Robert A. Rayne as Director For For Management
4 Ratify Auditors For For Management
5 Authorize Capital Increase for Future For For Management
Acquisitions
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila P. Burke For For Management
1b Elect Director George A. Schaefer, Jr. For For Management
1c Elect Director Joseph R. Swedish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shikhar Ghosh For For Management
1.2 Elect Director Kirk P. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Morgan W. Davis as Director For For Management
1.2 Elect Edith E. Holiday as Director For For Management
1.3 Elect Lowndes A. Smith as Director For For Management
2.1 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.2 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.3 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.4 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Goran A. Thorstensson as For For Management
Director for Sirius International
Insurance Corporation
2.6 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine H. Repasy as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine H. Repasy as Director For For Management
for White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine H. Repasy as Director For For Management
for Star Re Ltd.
6.2 Elect Goran A. Thorstensson as For For Management
Director for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Michael Dashfield as Director of For For Management
Sirius Capital Ltd.
7.2 Elect Lars Ek as Director of Sirius For For Management
Capital Ltd.
7.3 Elect Goran A. Thorstensson as For For Management
Director of Sirius Capital Ltd.
7.4 Elect Allan L. Waters as Director of For For Management
Sirius Capital Ltd.
8.1 Elect Paul J. Brehm as Director of For For Management
Split Rock Insurance, Ltd.
8.2 Elect Sarah A. Kolar as Director of For For Management
Split Rock Insurance, Ltd.
8.3 Elect Sheila E. Nicoll as Director of For For Management
Split Rock Insurance, Ltd.
8.4 Elect John C. Treacy as Director of For For Management
Split Rock Insurance, Ltd.
9.1 Elect Raymond Barrette as Director for For For Management
Any New Designated Subsidiary
9.2 Elect David T. Foy as Director for Any For For Management
New Designated Subsidiary
9.3 Elect Jennifer L. Pitts as Director For For Management
for Any New Designated Subsidiary
9.4 Elect Warren J. Trace as Director for For For Management
Any New Designated Subsidiary
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Amend Omnibus Stock Plan For For Management
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
=============== Robeco Boston Partners Long/Short Research Fund ================
ABB LTD.
Ticker: ABBN Security ID: 000375204
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.68 per Share
5 Approve Creation of CHF 206 Million For For Management
Pool of Capital without Preemptive
Rights
6.1 Reelect Roger Agnelli as Director For For Management
6.2 Reelect Louis Hughes as Director For For Management
6.3 Reelect Hans Maerki as Director For For Management
6.4 Reelect Michel de Rosen as Director For For Management
6.5 Reelect Michael Treschow as Director For For Management
6.6 Reelect Jacob Wallenberg as Director For For Management
6.7 Reelect Ying Yeh as Director For For Management
6.8 Reelect Hubertus von Gruenberg as For For Management
Director
7 Ratify Ernst & Young AG as Auditors For For Management
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For Against Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For Against Management
1.2 Elect Director Jean-Yves Charlier For Against Management
1.3 Elect Director Robert J. Corti For For Management
1.4 Elect Director Frederic R. Crepin For Against Management
1.5 Elect Director Jean-Francois Dubos For Against Management
1.6 Elect Director Lucian Grainge For Against Management
1.7 Elect Director Brian G. Kelly For Against Management
1.8 Elect Director Robert A. Kotick For Against Management
1.9 Elect Director Robert J. Morgado For For Management
1.10 Elect Director Richard Sarnoff For For Management
1.11 Elect Director Regis Turrini For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. George Benson For For Management
1.2 Elect Director Wolfgang Deml For For Management
1.3 Elect Director Luiz F. Furlan For For Management
1.4 Elect Director George E. Minnich For For Management
1.5 Elect Director Martin H. Richenhagen For For Management
1.6 Elect Director Gerald L. Shaheen For For Management
1.7 Elect Director Mallika Srinivasan For For Management
1.8 Elect Director Hendrikus Visser For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Nehemia Lemelbaum as a Director For For Management
1.11 Elect Giora Yaron as a Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Jerald G. Fishman For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director John C. Hodgson For For Management
1e Elect Director Yves-Andre Istel For For Management
1f Elect Director Neil Novich For For Management
1g Elect Director F. Grant Saviers For For Management
1h Elect Director Paul J. Severino For For Management
1i Elect Director Kenton J. Sicchitano For For Management
1j Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANN INC.
Ticker: ANN Security ID: 035623107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michelle Gass For For Management
1b Elect Director Daniel W. Yih For For Management
1c Elect Director Michael C. Plansky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against For Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director Philip K. Asherman For For Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director Mark C. Rohr For For Management
1.3 Elect Director Janice J. Teal For For Management
1.4 Elect Director Michael J. Ward For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AURICO GOLD INC.
Ticker: AUQ Security ID: 05155C105
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For For Management
1.2 Elect Director Luis M. Chavez For For Management
1.3 Elect Director Richard M. Colterjohn For For Management
1.4 Elect Director Mark J. Daniel For For Management
1.5 Elect Director Patrick D. Downey For For Management
1.6 Elect Director Alan R. Edwards For For Management
1.7 Elect Director Scott G. Perry For For Management
1.8 Elect Director Ronald E. Smith For For Management
1.9 Elect Director Joseph G. Spiteri For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Approve Omnibus Long-Term Incetive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For For Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren Eisenberg For For Management
1b Elect Director Leonard Feinstein For For Management
1c Elect Director Steven H. Temares For For Management
1d Elect Director Dean S. Adler For For Management
1e Elect Director Stanley F. Barshay For For Management
1f Elect Director Klaus Eppler For For Management
1g Elect Director Patrick R. Gaston For For Management
1h Elect Director Jordan Heller For For Management
1i Elect Director Victoria A. Morrison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For Withhold Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For Withhold Management
1.9 Elect Director Donald R. Keough For Withhold Management
1.10 Elect Director Thomas S. Murphy For Withhold Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 25, 2012 Meeting Type: Proxy Contest
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jon E. Barfield For For Management
3 Elect Director Gary L. Bloom For For Management
4 Elect Director John M. Dillon For For Management
5 Elect Director Meldon K. Gafner For For Management
6 Elect Director Mark J. Hawkins For For Management
7 Elect Director Stephan A. James For For Management
8 Elect Director P. Thomas Jenkins For For Management
9 Elect Director Louis J. Lavigne, Jr. For For Management
10 Elect Director Kathleen A. O'Neil For For Management
11 Elect Director Carl James Schaper For For Management
12 Elect Director Tom C. Tinsley For For Management
13 Approve Qualified Employee Stock For For Management
Purchase Plan
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Carl James Schaper Do Not Did Not Vote Shareholder
Vote
1.2 Elect Director Thomas E. Hogan Do Not Did Not Vote Shareholder
Vote
1.3 Elect Director John M. Dillon Do Not Did Not Vote Shareholder
Vote
1.4 Elect Director Andreas W. Mattes Do Not Did Not Vote Shareholder
Vote
1.5 Management Nominee - Robert E. Do Not Did Not Vote Shareholder
Beauchamp Vote
1.6 Management Nominee - Gary L. Bloom Do Not Did Not Vote Shareholder
Vote
1.7 Management Nominee - Mark J. Hawkins Do Not Did Not Vote Shareholder
Vote
1.8 Management Nominee - Stephan A. James Do Not Did Not Vote Shareholder
Vote
1.9 Management Nominee - P. Thomas Jenkins Do Not Did Not Vote Shareholder
Vote
1.10 Management Nominee - Louis J. Lavigne, Do Not Did Not Vote Shareholder
Jr. Vote
2 Approve Qualified Employee Stock Do Not Did Not Vote Management
Purchase Plan Vote
3 Ratify Auditors Do Not Did Not Vote Management
Vote
4 Advisory Vote to Ratify Named Do Not Did Not Vote Management
Executive Officers' Compensation Vote
5 Repeal Any Bylaws Amendments Adopted Do Not Did Not Vote Shareholder
after November 10, 2010 Vote
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect John Daly as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Anthony Ruys as Director For For Management
15 Re-elect Ben Stevens as Director For For Management
16 Elect Richard Tubb as Director For For Management
17 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Clarkeson For For Management
1.2 Elect Director Roderick C.G. MacLeod For For Management
1.3 Elect Director Sue H. Rataj For For Management
1.4 Elect Director Ronaldo H. Schmitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Allen For For Management
1.2 Elect Director James S. Gilmore, III For For Management
1.3 Elect Director Gregory G. Johnson For For Management
1.4 Elect Director Richard L. Leatherwood For For Management
1.5 Elect Director J. Phillip London For For Management
1.6 Elect Director James L. Pavitt For For Management
1.7 Elect Director Warren R. Phillips For For Management
1.8 Elect Director Charles P. Revoile For For Management
1.9 Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosina B. Dixon For For Management
1.2 Elect Director Kathryn Rudie Harrigan For For Management
1.3 Elect Director Leon J. Hendrix, Jr. For For Management
1.4 Elect Director Ilan Kaufthal For For Management
1.5 Elect Director Steven M. Klosk For For Management
1.6 Elect Director William B. Korb For For Management
1.7 Elect Director John R. Miller For For Management
1.8 Elect Director Peter G. Tombros For For Management
1.9 Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For For Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For For Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CAPITALSOURCE INC.
Ticker: CSE Security ID: 14055X102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Fremder For For Management
1.2 Elect Director C. William Hosler For For Management
1.3 Elect Director James J. Pieczynski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Francis For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Gregory T. Lucier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin J. Adams For For Management
1b Elect Director Robin S. Callahan For For Management
1c Elect Director David A. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATLIN GROUP LTD
Ticker: CGL Security ID: G196F1100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect John Barton as Director For For Management
6 Re-elect Bruce Carnegie-Brown as For For Management
Director
7 Re-elect Stephen Catlin as Director For For Management
8 Re-elect Benjamin Meuli as Director For For Management
9 Re-elect Robert Gowdy as Director For For Management
10 Re-elect Nicholas Lyons as Director For For Management
11 Elect Fiona Luck as Director For For Management
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Approve Performance Share Plan For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CENTROTEC SUSTAINABLE AG
Ticker: CEV Security ID: D1498G131
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
6.1 Elect Guido Krass to the Supervisory For Against Management
Board
6.2 Elect Bernhard Heiss to the For Against Management
Supervisory Board
6.3 Elect Christian Pochtler to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Claude Boivin as Director For For Management
1.2 Elect Bernard Bourigeaud as Director For For Management
1.3 Elect Jean Brassard as Director For For Management
1.4 Elect Robert Chevrier as Director For For Management
1.5 Elect Dominic D'Alessandro as Director For For Management
1.6 Elect Thomas P. d'Aquino as Director For For Management
1.7 Elect Paule Dore as Director For For Management
1.8 Elect Richard B. Evans as Director For For Management
1.9 Elect Serge Godin as Director For For Management
1.10 Elect Andre Imbeau as Director For For Management
1.11 Elect Gilles Labbe as Director For For Management
1.12 Elect Eileen A. Mercier as Director For For Management
1.13 Elect Donna S. Morea as Director For For Management
1.14 Elect Michael E. Roach as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director Patrick P. Grace For For Management
1.4 Elect Director Thomas C. Hutton For For Management
1.5 Elect Director Walter L. Krebs For For Management
1.6 Elect Director Andrea R. Lindell For For Management
1.7 Elect Director Thomas P. Rice For For Management
1.8 Elect Director Donald E. Saunders For For Management
1.9 Elect Director George J. Walsh, III For For Management
1.10 Elect Director Frank E. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Isaiah Harris, Jr. For For Management
1.3 Elect Director Jane E. Henney For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome D. Brady For For Management
1.2 Elect Director Peter M. Wilver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: N20935206
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Amend Articles Re: Merger Agreement For Did Not Vote Management
Fiat Industrial S.p.A., and CNH Global
3 Approve Granting of Extraordinary For Did Not Vote Management
Dividend of USD10 per CNH Global Share
Re: Merger Agreement Fiat Industrial S.
p.A., and CNH Global
4 Approve Allocation of Part of the For Did Not Vote Management
Reserves to Special Separate Reserves
5 Approve Remuneration of Special For Did Not Vote Management
Committee
6 Allow Questions None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Orrin H. Ingram, II For For Management
1.6 Elect Director Thomas H. Johnson For For Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For For Management
1.9 Elect Director Andrea L. Saia For For Management
1.10 Elect Director Garry Watts For For Management
1.11 Elect Director Curtis R. Welling For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against For Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For For Management
1.5 Elect Director Richard G. Lindner For For Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 15 of Bylaws Re: Length For For Management
of Term for Supervisory Board Members
2 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Reelect Barbara Dalibard as For For Management
Supervisory Board Member
9 Reelect Louis Gallois as Supervisory For For Management
Board Member
10 Elect Anne-Sophie de La Bigne as For For Management
Supervisory Board Member
11 Elect Jean-Pierre Duprieu as For For Management
Supervisory Board Member
12 Elect Olivier Bazil as Supervisory For For Management
Board Member
13 Elect Michel Rollier as Supervisory For For Management
Board Member
14 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Anton For For Management
1.2 Elect Director W. Keith Kennedy, Jr. For For Management
1.3 Elect Director Michael J. Murray For For Management
1.4 Elect Director Edith R. Perez For For Management
1.5 Elect Director P. Cody Phipps For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director William J. Schroeder For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Peter W. Stott For For Management
1.10 Elect Director Roy W. Templin For For Management
1.11 Elect Director Chelsea C. White, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Increase in Size of Board For For Management
4 Reduce Supermajority Vote Requirement For For Management
Relating to the Board of Directors
5 Reduce Supermajority Vote Requirement For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth R. Peak For For Management
2 Elect Director Brad Juneau For For Management
3 Elect Director B.A. Berilgen For For Management
4 Elect Director Jay D. Brehmer For For Management
5 Elect Director Charles M. Reimer For For Management
6 Elect Director Steven L. Schoonover For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COTT CORPORATION
Ticker: BCB Security ID: 22163N106
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benadiba For For Management
1.2 Elect Director George A. Burnett For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director David T. Gibbons For For Management
1.5 Elect Director Stephen H. Halperin For Withhold Management
1.6 Elect Director Betty Jane (BJ) Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Andrew Prozes For For Management
1.10 Elect Director Eric Rosenfeld For For Management
1.11 Elect Director Graham Savage For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to ratify Named For For Management
Executive Officer's Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For �� For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Hugues du Rouret For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL LTD.
Ticker: CTRP Security ID: 22943F100
Meeting Date: OCT 26, 2012 Meeting Type: Annual/Special
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Zable For For Management
1.2 Elect Director Bruce G. Blakley For For Management
1.3 Elect Director William W. Boyle For For Management
1.4 Elect Director Edwin A. Guiles For For Management
1.5 Elect Director Robert S. Sullivan For For Management
1.6 Elect Director John H. Warner, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Dean M. Flatt For For Management
1.3 Elect Director S. Marce Fuller For For Management
1.4 Elect Director Allen A. Kozinski For For Management
1.5 Elect Director John R. Myers For For Management
1.6 Elect Director John B. Nathman For For Management
1.7 Elect Director Robert J. Rivet For For Management
1.8 Elect Director William W. Sihler For For Management
1.9 Elect Director Albert E. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony ('John') For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Michael P. Cross For For Management
1.3 Elect Director Travis D. Stice For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David H. Benson For For Management
1b Elect Director Robert W. Cremin For For Management
1c Elect Director Jean-Pierre M. Ergas For For Management
1d Elect Director Peter T. Francis For For Management
1e Elect Director Kristiane C. Graham For For Management
1f Elect Director M.F. Johnston For For Management
1g Elect Director Robert A. Livingston For For Management
1h Elect Director Richard K. Lochridge For For Management
1i Elect Director Bernard G. Rethore For For Management
1j Elect Director Michael B. Stubbs For For Management
1k Elect Director Stephen M. Todd For For Management
1l Elect Director Stephen K. Wagner For For Management
1m Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iris S. Chan For For Management
1.2 Elect Director Rudolph I. Estrada For For Management
1.3 Elect Director Julia S. Gouw For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Andrew S. Kane For For Management
1.6 Elect Director Tak-Chuen Clarence Kwan For For Management
1.7 Elect Director John Lee For For Management
1.8 Elect Director Herman Y. Li For For Management
1.9 Elect Director Jack C. Liu For For Management
1.10 Elect Director Dominic Ng For For Management
1.11 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction of Capital of New For For Management
Eaton to Allow Creation of
Distributable Reserves of New Eaton
which are Required Under Irish Law to
Allow New Eaton to Make Distributions
and to Pay Dividends and Repurchase or
Redeem Shares
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Report on Privacy and Data Security Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jay C. Hoag For For Management
3 Elect Director Jeffrey T. Huber For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For Against Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst, III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Luis A. Ubinas For For Management
11 Amend Omnibus Stock Plan For Against Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELONG, INC.
Ticker: LONG Security ID: 290138205
Meeting Date: DEC 20, 2012 Meeting Type: Annual
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Fernando Gil De Bernabe as For For Management
Director
1.2 Elect Guangfu Cui as Director For For Management
1.3 Elect Dhiren Fonseca as Director For Withhold Management
1.4 Elect Thomas Gurnee as Director For For Management
1.5 Elect Dara Khosrowshahi as Director For For Management
1.6 Elect Henrik Kjellberg as Director For For Management
1.7 Elect Dan Lynn as Director For For Management
1.8 Elect Cyril Ranque as Director For For Management
1.9 Elect Michael Scown as Director For For Management
1.10 Elect Johan Svanstrom as Director For For Management
1.11 Elect Xiaoguang Wu as Director For For Management
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director J. B. Bolten For For Management
1.3 Elect Director M. S. Levatich For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director A.A. Busch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger H. Kimmel For For Management
1b Elect Director Rajiv De Silva For For Management
1c Elect Director John J. Delucca For For Management
1d Elect Director Nancy J. Hutson For For Management
1e Elect Director Michael Hyatt For For Management
1f Elect Director William P. Montague For For Management
1g Elect Director David B. Nash For For Management
1h Elect Director Joseph C. Scodari For For Management
1i Elect Director Jill D. Smith For For Management
1j Elect Director William F. Spengler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hwan-yoon F. Chung For For Management
2 Elect Director Arthur T. Katsaros For For Management
3 Elect Director Robert Magnus For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Francis S. Kalman as Director For For Management
2 Re-elect Roxanne J. Decyk as Director For For Management
3 Re-elect Mary Francis CBE as Director For For Management
4 Reappoint KPMG LLP as Auditors of the For For Management
Company
5 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Approve Directors' For For Management
Remuneration Report
9 Accept Auditors' and Directors' For For Management
Reports and Statutory Reports
10 Amend Articles of Association For For Management
Declassifying the Board and Conversion
of American Depositary Shares to Class
A ordinary Shares
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director Stephen A. Thorington For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Richard F. Smith For For Management
1i Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Addesso For For Management
1.2 Elect Director John J. Amore For For Management
1.3 Elect Director John R. Dunne For For Management
1.4 Elect Director Joseph V. Taranto For For Management
1.5 Elect Director John A. Weber For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For For Management
1l Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Coady For For Management
1.2 Elect Director Carl A. Florio For For Management
1.3 Elect Director Nathaniel D. Woodson For For Management
1.4 Elect Director Carlton L. Highsmith For For Management
1.5 Elect Director George M. Philip For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Flink For For Management
1.2 Elect Director Dennis F. Lynch For For Management
1.3 Elect Director Kim M. Robak For For Management
1.4 Elect Director Doyle R. Simons For For Management
1.5 Elect Director Thomas C. Wertheimer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 30, 2012 Meeting Type: Annual/Special
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect James A. Davidson as Director For For Management
1b Reelect William D. Watkins as Director For For Management
2 Reelect Lay Koon Tan as Director For For Management
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For Against Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For Against Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven J. Demetriou as Director For For Management
1.2 Elect John M. Malcolm as Director For For Management
1.3 Elect Stephanie S. Newby as Director For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Ratify BDO AG as Special Auditor For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
8 Approve CHF 1.56 Million Ordinary For For Management
Capital Increase
9 Approve CHF 12,778,287 Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
10 Amend Omnibus Stock Plan For For Management
11 Broadridge note: IN THE EVENT For Abstain Management
COUNTERPROPOSALS, ALTERATIONS OR
AMENDMENTS OF THE AGENDA ITEMS OR
OTHER MATTERS ARE RAISED AT THE
EXTRAORDINARY GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE
AS FOLLOWS
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Denis J. Callaghan For For Management
1.3 Elect Director Claudio Costamagna For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Jack B. Dunn, IV For For Management
1.6 Elect Director Vernon Ellis For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
1.9 Elect Director Dennis J. Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUJI SEAL INTERNATIONAL INC.
Ticker: 7864 Security ID: J15183106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kakegawa, Masahito For For Management
1.2 Elect Director Kato, Fumio For Against Management
1.3 Elect Director Toga, Yuuzo For Against Management
1.4 Elect Director Takeda, Ken For For Management
1.5 Elect Director Okazaki, Hiro For For Management
1.6 Elect Director Okazaki, Shigeko For For Management
1.7 Elect Director Sonoda, Takato For For Management
1.8 Elect Director Furusawa, Rikio For For Management
1.9 Elect Director Aikawa, Ritsuo For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against For Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against For Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Colombo For For Management
1.2 Elect Director Gerald S. Lippes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Material Terms of the Annual For For Management
Performance Stock Unit Grant
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL SOURCES LTD.
Ticker: GSOL Security ID: G39300101
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Eddie Heng Teng Hua as Director For For Management
1b Elect Sarah Benecke as Director For For Management
2 Fix Maximum Number of Directors at For For Management
Nine and Authorize Board to Fill
Vacancies on the Board
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against For Shareholder
6 Adopt Policy on Succession Planning Against For Shareholder
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director David D. Campbell For For Management
1.3 Elect Director Harold R. Logan, Jr. For For Management
1.4 Elect Director David A. Perdue For For Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For Withhold Management
1.2 Elect Director David L. Bodde For Withhold Management
1.3 Elect Director Randall C. Ferguson, Jr. For Withhold Management
1.4 Elect Director Gary D. Forsee For Withhold Management
1.5 Elect Director Thomas D. Hyde For Withhold Management
1.6 Elect Director James A. Mitchell For Withhold Management
1.7 Elect Director Ann D. Murtlow For Withhold Management
1.8 Elect Director John J. Sherman For Withhold Management
1.9 Elect Director Linda H. Talbott For Withhold Management
1.10 Elect Director Robert H. West For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dante C. Parrini For For Management
1.2 Elect Director John C. van Roden, Jr. For For Management
1.3 Elect Director James J. Owens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 26, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director William M. Brown For For Management
1.02 Elect Director Peter W. Chiarelli For For Management
1.03 Elect Director Thomas A. Dattilo For For Management
1.04 Elect Director Terry D. Growcock For For Management
1.05 Elect Director Lewis Hay, III For For Management
1.06 Elect Director Karen Katen For For Management
1.07 Elect Director Stephen P. Kaufman For For Management
1.08 Elect Director Leslie F. Kenne For For Management
1.09 Elect Director David B. Rickard For For Management
1.10 Elect Director James C. Stoffel For For Management
1.11 Elect Director Gregory T. Swienton For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Right to Call Special Meeting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D32051142
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: MAR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Common Share
and EUR 0.95 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2012
6 Ratify KPMG as Auditors for Fiscal For For Management
2013
7 Elect Jean-Francois van Boxmeer to the For For Management
Personally Liable Partners Committee
(Shareholders Committee)
8 Fix Number of Supervisory Board For Against Management
Members to 16
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Rajiv L. Gupta For For Management
1.4 Elect Director John H. Hammergren For Against Management
1.5 Elect Director Raymond J. Lane For Against Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Gary M. Reiner For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director G. Kennedy Thompson For Against Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Establish Environmental/Social Issue Against Against Shareholder
Board Committee
7 Amend Human Rights Policies Against Against Shareholder
8 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 11, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. LaVance, Jr. For For Management
1.2 Elect Director Robert A. Cascella For For Management
1.3 Elect Director Glenn P. Muir For For Management
1.4 Elect Director Sally W. Crawford For For Management
1.5 Elect Director Nancy L. Leaming For For Management
1.6 Elect Director Lawrence M. Levy For For Management
1.7 Elect Director Christiana Stamoulis For For Management
1.8 Elect Director Elaine S. Ullian For For Management
1.9 Elect Director Wayne Wilson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Lynn J. Good For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Neal J. Keating For For Management
1.5 Elect Director John F. Malloy For For Management
1.6 Elect Director Andrew McNally, IV For For Management
1.7 Elect Director David G. Nord For For Management
1.8 Elect Director Timothy H. Powers For For Management
1.9 Elect Director G. Jackson Ratcliffe For For Management
1.10 Elect Director Carlos A. Rodriguez For For Management
1.11 Elect Director John G. Russell For For Management
1.12 Elect Director Richard J. Swift For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann 'Tanny' B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bruner For For Management
1.2 Elect Director Artur G. Davis For For Management
1.3 Elect Director Thomas B. Fargo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Jon M. Huntsman, Jr. For For Management
1.4 Elect Director Robert J. Margetts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Edgar Bronfman, Jr. For For Management
1.3 Elect Director Chelsea Clinton For For Management
1.4 Elect Director Sonali De Rycker For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Michael D. Eisner For For Management
1.7 Elect Director Victor A. Kaufman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Bryan Lourd For For Management
1.10 Elect Director Arthur C. Martinez For For Management
1.11 Elect Director David Rosenblatt For For Management
1.12 Elect Director Alan G. Spoon For For Management
1.13 Elect Director Alexander von For For Management
Furstenberg
1.14 Elect Director Richard F. Zannino For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: 45103T107
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ronan Lambe as a Director For For Management
3 Reelect Ciaran Murray as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: 45103T107
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to a Direct Listing For For Management
on NASDAQ
2 Amend Articles of Association Re: For For Management
Conversion to Direct Listing on NASDAQ
3 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Almeida For For Management
1b Elect Director Luis Aranguren-Trellez For For Management
1c Elect Director David B. Fischer For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Paul Hanrahan For For Management
1f Elect Director Wayne M. Hewett For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For �� Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Elect Roger Faxon as Director For For Management
6 Re-elect Mike Clasper as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Ian Griffiths as Director For For Management
9 Re-elect Andy Haste as Director For For Management
10 Re-elect Dame Lucy Neville-Rolfe as For For Management
Director
11 Re-elect Archie Norman as Director For For Management
12 Re-elect John Ormerod as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Performance Share Plan For For Management
21 Approve Savings-Related Share Option For For Management
Scheme
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John T. Gremp For For Management
1.3 Elect Director John Nils Hanson For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested None For Management
Election of Directors
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Defeo For For Management
1.2 Elect Director William R. Newlin For For Management
1.3 Elect Director Lawrence W. Stranghoener For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Elect Sean Bugler as Director For Against Management
4a Reelect Denis Buckley as Director For Against Management
4b Reelect Gerry Behan as Director For For Management
4c Reelect Kieran Breen as Director For For Management
4d Reelect Denis Carroll as Director For Against Management
4e Reelect Michael Dowling as Director For Against Management
4f Reelect Patrick Flahive as Director For For Management
4g Reelect Joan Garahy as Director For For Management
4h Reelect Flor Healy as Director For For Management
4i Reelect James Kenny as Director For For Management
4j Reelect Stan McCarthy as Director For For Management
4k Reelect Brian Mehigan as Director For For Management
4l Reelect Gerard O'Hanlon as Director For For Management
4m Reelect Michael Teahan as Director For For Management
4n Reelect Philip Toomey as Director For For Management
4o Reelect Denis Wallis as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Kerry Group PLC 2013 Long Term For For Management
Incentive Plan
11 Amend Company's Articles of Association For For Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For For Management
1.2 Elect Director Lee B. Foster, II For For Management
1.3 Elect Director Peter McIlroy, II For For Management
1.4 Elect Director G. Thomas McKane For For Management
1.5 Elect Director Diane B. Owen For For Management
1.6 Elect Director William H. Rackoff For For Management
1.7 Elect Director Suzanne B. Rowland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LMCA Security ID: 530322106
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donne F. Fisher For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Andrea L. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Omnibus Stock Plan For Against Management
5 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LMCA Security ID: 531229102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LISI
Ticker: FII Security ID: F5754P105
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Discharge of Directors and For For Management
Auditors
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
6 Reelect Emmanuel Viellard as Director For Against Management
7 Reelect Christian Peugeot as Director For Against Management
8 Reelect Compagnie Industrielle de For Against Management
Delle as Director
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Employee Stock Purchase Plan For For Management
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Rosalind G. Brewer For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Marillyn A. Hewson For For Management
1.7 Elect Director Gwendolyn S. King For For Management
1.8 Elect Director James M. Loy For For Management
1.9 Elect Director Douglas H. McCorkindale For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Andrew H. Card, Jr. For For Management
2.2 Elect Director Virgis W. Colbert For For Management
2.3 Elect Director Richard W. Roedel For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gina R. Boswell For For Management
1.2 Elect Director William Downe For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Patricia A. For For Management
Hemingway-Hall
1.5 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zachary W. Carter For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Lord Lang For For Management
1f Elect Director Elaine La Roche For For Management
1g Elect Director Steven A. Mills For For Management
1h Elect Director Bruce P. Nolop For For Management
1i Elect Director Marc D. Oken For For Management
1j Elect Director Morton O. Schapiro For For Management
1k Elect Director Adele Simmons For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against For Shareholder
14 Stock Retention Against For Shareholder
15 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Colin Terry as Director For For Management
5 Re-elect Stephen Young as Director For For Management
6 Re-elect Philip Green as Director For For Management
7 Re-elect Paul Heiden as Director For For Management
8 Re-elect Brenda Reichelderfer as For For Management
Director
9 Re-elect David Robins as Director For For Management
10 Re-elect David Williams as Director For For Management
11 Elect Guy Berruyer as Director For For Management
12 Elect Philip Cox as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors ��
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Approve EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Approve Increase in Maximum Aggregate For For Management
Amount of Directors' Fees
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METSO CORPORATION
Ticker: MEO1V Security ID: X53579102
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 100,000 for
Chairman, EUR 60,000 for Deputy
Chairman and Audit Committee Chairman,
and EUR 48,000 for Other Directors;
Approve Meeting Fees
11 Fix Number of Directors at Eight For For Management
12 Reelect Jukka Viinanen, Mikael von For For Management
Frenckell, Christer Gardell, Ozey
Horton, Erkki Pehu-Lehtonen, Pia
Rudengren, and Eeva Sipila as
Directors; Elect Mikael Lilius as New
Director
13 Approve Remuneration of Auditors For Against Management
14 Ratify Ernst & Young Oy as Auditors For For Management
15 Authorize Repurchase of up to 10 For For Management
Million Shares
16 Amend Articles Re: Age Limitation for For For Management
Directors
17 Approve Establishment of Nominating For For Management
Committee
18 Close Meeting None None Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Muscari For For Management
1.2 Elect Director Barbara R. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Darrell Duffie For For Management
1.3 Elect Director Raymond W. McDaniel, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry F. Altenbaumer For For Management
1.2 Elect Director William A. Koertner For For Management
1.3 Elect Director William D. Patterson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director B. Kevin Turner For For Management
1j Elect Director Robert D. Walter For For Management
1k Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Burton M. Joyce For For Management
1.8 Elect Director Steven F. Leer For For Management
1.9 Elect Director Michael D. Lockhart For For Management
1.10 Elect Director Charles W. Moorman For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Stephen E. Frank For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tench Coxe For For Management
1b Elect Director James C. Gaither For For Management
1c Elect Director Jen-Hsun Huang For For Management
1d Elect Director Mark L. Perry For For Management
1e Elect Director A. Brooke Seawell For For Management
1f Elect Director Mark A. Stevens For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.E. Andrews For For Management
1.2 Elect Director Robert C. Butler For For Management
1.3 Elect Director Timothy M. Donahue For For Management
1.4 Elect Director Thomas D. Eckert For For Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Ed Grier For For Management
1.7 Elect Director Manual H. Johnson For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Dwight C. Schar For For Management
1.13 Elect Director Paul W. Whetsell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ODYSSEY MARINE EXPLORATION, INC.
Ticker: OMEX Security ID: 676118102
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford B. Baker For For Management
1.2 Elect Director Max H. Cohen For For Management
1.3 Elect Director Mark D. Gordon For For Management
1.4 Elect Director David J. Saul For For Management
1.5 Elect Director Jon D. Sawyer For For Management
1.6 Elect Director Gregory P. Stemm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Shelton For For Management
1b Elect Director Steven J. Heyer For For Management
1c Elect Director John Workman For For Management
1d Elect Director Amy Wallman For For Management
1e Elect Director Andrea R. Lindell For For Management
1f Elect Director Barry Schochet For For Management
1g Elect Director Mark A. Emmert For For Management
1h Elect Director Sam R. Leno For For Management
1i Elect Director John L. Bernbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Wegmiller For For Management
1.2 Elect Director James T. Judson For For Management
1.3 Elect Director Gary S. Petersmeyer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Prepare Employment Diversity Report Against For Shareholder
6 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
1.3 Elect Director Teresa M. Ressel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against For Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
Ticker: OFIX Security ID: N6748L102
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Gero For For Management
1.2 Elect Director Guy J. Jordan For For Management
1.3 Elect Director Michael R. Mainelli For For Management
1.4 Elect Director Bradley R. Mason For For Management
1.5 Elect Director Maria Sainz For For Management
1.6 Elect Director Davey S. Scoon For For Management
1.7 Elect Director Walter P. von Wartburg For For Management
1.8 Elect Director Kenneth R. Weisshaar For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Albert P. L. Stroucken For For Management
1.3 Elect Director Dennis K. Williams For For Management
1.4 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Dahlberg For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director Kevin M. Fogarty For For Management
1.4 Elect Director J. Robert Hall For For Management
1.5 Elect Director Richard C. Ill For For Management
1.6 Elect Director Ronald J. Naples For For Management
1.7 Elect Director Dante C. Parrini For For Management
1.8 Elect Director Richard L. Smoot For For Management
1.9 Elect Director Lee C. Stewart For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Management
1.2 Elect Director Luiz Kaufmann For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M. E. Spierkel For Withhold Management
2 Declassify the Board of Directors Against For Shareholder
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Vernon E. Oechsle For For Management
1.3 Elect Director Ulrich Schmidt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Baldwin For For Management
1.2 Elect Director Gary M. Pfeiffer For For Management
1.3 Elect Director Stephen H. Rusckowski For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Reduce Supermajority Vote Requirement None For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 21, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley G. Broader For For Management
1.2 Elect Director Francis S. Godbold For For Management
1.3 Elect Director H. William Habermeyer, For For Management
Jr.
1.4 Elect Director Chet Helck For For Management
1.5 Elect Director Thomas A. James For For Management
1.6 Elect Director Gordon L. Johnson For For Management
1.7 Elect Director Paul C. Reilly For For Management
1.8 Elect Director Robert P. Saltzman For For Management
1.9 Elect Director Hardwick Simmons For For Management
1.10 Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director John R. Roberts For For Management
1n Elect Director Lee J. Styslinger, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bartlett For For Management
1.2 Elect Director Alan C. Henderson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Delbert Christensen For For Management
1.2 Elect Director Randolph L. Howard For For Management
1.3 Elect Director Michael A. Jackson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1. Elect Director Mitchell E. Fadel For For Management
1.2 Elect Director Paula Stern, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REXEL
Ticker: RXL Security ID: F7782J366
Meeting Date: MAY 22, 2013 Meeting Type: Annual/Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program (New For For Management
Shares)
5 Approve Transactions with Subsidiaries For For Management
6 Approve Transactions Re: Purchase For For Management
Agreements, and Indenture
7 Approve "Amendment to the Secundary For For Management
Offering Cooperation Agreement"
8 Reelect Eurazeo as Supervisory Board For Against Management
Member
9 Reelect Manfred Kindle as Supervisory For Against Management
Board Member
10 Reelect Thomas Farrell as Supervisory For For Management
Board Member
11 Ratify Appointment of Vivianne Akriche For Against Management
as Supervisory Board Member
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Authorize Filing of Required For For Management
Documents/Other Formalities
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Approve Employee Stock Purchase Plan For For Management
17 Approve Employee Stock Purchase Plan For For Management
Reserved for International Employees
18 Amend Articles 23 of Bylaws Re: For For Management
Supervisory Board Powers
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RHEINMETALL AG
Ticker: RHM Security ID: D65111102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Reelect Siegfried Goll to the For For Management
Supervisory Board
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
RIGNET, INC.
Ticker: RNET Security ID: 766582100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Browning For For Management
1.2 Elect Director Charles L. Davis For For Management
1.3 Elect Director Kevin Mulloy For For Management
1.4 Elect Director Kevin Neveu For For Management
1.5 Elect Director Kevin J. O'Hara For For Management
1.6 Elect Director Keith Olsen For For Management
1.7 Elect Director Mark B. Slaughter For For Management
1.8 Elect Director Brent K. Whittington For For Management
1.9 Elect Director Ditlef de Vibe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Harold M. Messmer, Jr. For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Kimsey For For Management
1b Elect Director Thomas J. Pritzker For For Management
1c Elect Director Bernt Reitan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2013 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Fergus M. Clydesdale For For Management
1.4 Elect Director James A. D. Croft For For Management
1.5 Elect Director William V. Hickey For For Management
1.6 Elect Director Kenneth P. Manning For For Management
1.7 Elect Director Paul Manning For For Management
1.8 Elect Director Elaine R. Wedral For For Management
1.9 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director W.M. Diefenderfer III For For Management
1c Elect Director Diane Suitt Gilleland For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Albert L. Lord For For Management
1g Elect Director Barry A. Munitz For For Management
1h Elect Director Howard H. Newman For For Management
1i Elect Director Frank C. Puleo For For Management
1j Elect Director Wolfgang Schoellkopf For For Management
1k Elect Director Steven L. Shapiro For For Management
1l Elect Director Anthony P. Terracciano For For Management
1m Elect Director Barry L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director Anthony J. Best For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Stephen R. Brand For For Management
1.5 Elect Director William J. Gardiner For For Management
1.6 Elect Director Loren M. Leiker For For Management
1.7 Elect Director Julio M. Quintana For For Management
1.8 Elect Director John M. Seidl For For Management
1.9 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Bruno Angelici as Director For For Management
5 Re-elect Philip Bowman as Director For For Management
6 Re-elect Donald Brydon as Director For For Management
7 Re-elect David Challen as Director For For Management
8 Elect Tanya Fratto as Director For For Management
9 Re-elect Anne Quinn as Director For For Management
10 Re-elect Sir Kevin Tebbit as Director For For Management
11 Re-elect Peter Turner as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SK3 Security ID: G8248F104
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Christel Bories a Director For For Management
5a Re-elect Liam O'Mahony as Director For For Management
5b Re-elect Gary McGann as Director For For Management
5c Re-elect Anthony Smurfit as Director For For Management
5d Re-elect Ian Curley as Director For For Management
5e Re-elect Frits Beurskens as Director For For Management
5f Re-elect Thomas Brodin as Director For For Management
5g Re-elect Irial Finan as Director For For Management
5h Re-elect Samuel Mencoff as Director For For Management
5i Re-elect Roberto Newell as Director For For Management
5j Re-elect Nicanor Restrepo as Director For For Management
5k Re-elect Paul Stecko as Director For For Management
5l Re-elect Rosemary Thorne as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorise Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
10 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Harold M. Korell For For Management
1.5 Elect Director Vello A. Kuuskraa For For Management
1.6 Elect Director Kenneth R. Mourton For For Management
1.7 Elect Director Steven L. Mueller For For Management
1.8 Elect Director Elliott Pew For For Management
1.9 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STAGE STORES, INC.
Ticker: SSI Security ID: 85254C305
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Barocas For For Management
1.2 Elect Director Diane M. Ellis For For Management
1.3 Elect Director Michael L. Glazer For For Management
1.4 Elect Director Gabrielle E. Greene For For Management
1.5 Elect Director Earl J. Hesterberg For For Management
1.6 Elect Director Lisa R. Kranc For For Management
1.7 Elect Director William J. Montgoris For For Management
1.8 Elect Director C. Clayton Reasor For For Management
1.9 Elect Director David Y. Schwartz For For Management
1.10 Elect Director Ralph P. Scozzafava For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
Ticker: SXI Security ID: 854231107
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: SEP 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles H. Cannon, Jr. For For Management
1.2 Elect Director Gerald H. Fickenscher For For Management
1.3 Elect Director Edward J. Trainor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEEL EXCEL INC.
Ticker: SXCL Security ID: 858122104
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack L. Howard For Withhold Management
1.2 Elect Director Warren G. Lichtenstein For Withhold Management
1.3 Elect Director John Mutch For For Management
1.4 Elect Director John J. Quicke For Withhold Management
1.5 Elect Director Gary W. Ullman For For Management
1.6 Elect Director Robert J. Valentine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: 861012102
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4a Adopt Financial Statements For For Management
4b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4c1 Approve Allocation of Income For For Management
4c2 Approve Dividends of USD 0.20 Per Share For For Management
4d Approve Discharge of Management Board For For Management
4e Approve Discharge of Supervisory Board For For Management
5 Approve Restricted Stock Grants to CEO For Against Management
6 Approve Amendments Remuneration of For For Management
Supervisory Board
7a Elect Janet G. Davidson to Supervisory For For Management
Board
7b Elect Alessandro Ovi to Supervisory For Against Management
Board
8 Approve Employee Restricted Stock Plan For Against Management
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Allow Questions None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Howard L. Lance For For Management
1g Elect Director Kevin A. Lobo For For Management
1h Elect Director William U. Parfet For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director Jeffrey C. Crowe For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director William A. Linnenbringer For For Management
1.8 Elect Director Donna S. Morea For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director William H. Rogers, Jr. For For Management
1.11 Elect Director Frank W. Scruggs For For Management
1.12 Elect Director Thomas R. Watjen For For Management
1.13 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108 ��
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Kerry A. Peacock For Withhold Management
1.3 Elect Director J. Peter Ricketts For Withhold Management
1.4 Elect Director Allan R. Tessler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: JUL 25, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reallocation of Legal Reserves For For Management
to Free Reserves
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia C. Barron For For Management
1b Elect Director W. Kim Foster For For Management
1c Elect Director Jeffrey A. Graves For For Management
1d Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For For Management
1h Elect Director Ruth J. Simmons For For Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For Against Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Ellis For For Management
1b Elect Director Arun Sarin For For Management
1c Elect Director Charles R. Schwab For For Management
1d Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Report on Political Contributions Against For Shareholder
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE E. W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger L. Ogden For For Management
1.2 Elect Director J. Marvin Quin For Withhold Management
1.3 Elect Director Kim Williams For Withhold Management
--------------------------------------------------------------------------------
THE FINISH LINE, INC.
Ticker: FINL Security ID: 317923100
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill Kirkendall For For Management
1.2 Elect Director William P. Carmichael For For Management
1.3 Elect Director Richard P. Crystal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For Against Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director Mary J. Steele Guilfoile For For Management
1.5 Elect Director H. John Greeniaus For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Kay Coles James For For Management
1.6 Elect Director Richard B. Kelson For For Management
1.7 Elect Director Bruce C. Lindsay For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director James E. Rohr For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Lorene K. Steffes For For Management
1.13 Elect Director Dennis F. Strigl For For Management
1.14 Elect Director Thomas J. Usher For For Management
1.15 Elect Director George H. Walls, Jr. For For Management
1.16 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named �� For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Mark S. McAndrew For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Wesley D. Protheroe For For Management
1.11 Elect Director Darren M. Rebelez For For Management
1.12 Elect Director Lamar C. Smith For For Management
1.13 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director Dev Kapadia For Withhold Management
1.3 Elect Director Mark Malcolm For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Appoint Statutory Auditor Uzawa, Masao For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamada, Hideo
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For�� Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Michael J. Burns For For Management
1c Elect Director D. Scott Davis For For Management
1d Elect Director Stuart E. Eizenstat For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director William R. Johnson For For Management
1g Elect Director Candace Kendle For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Rudy H. P. Markham For For Management
1j Elect Director Clark T. Randt, Jr. For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Hotz For Withhold Management
--------------------------------------------------------------------------------
UTI WORLDWIDE INC.
Ticker: UTIW Security ID: G87210103
Meeting Date: JUN 10, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. John Langley, Jr. as a For For Management
Director
1.2 Elect Allan M. Rosenzweig as a Director For For Management
1.3 Elect Donald W. Slager as a Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Leslie G. Denend For For Management
1.3 Elect Director Alex W. (Pete) Hart For For Management
1.4 Elect Director Robert B. Henske For For Management
1.5 Elect Director Richard A. McGinn For For Management
1.6 Elect Director Wenda Harris Millard For For Management
1.7 Elect Director Eitan Raff For For Management
1.8 Elect Director Jeffrey E. Stiefler For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
Ticker: WFT Security ID: H27013103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3a Relect Bernard J. Duroc-Danner as For For Management
Director
3b Reelect Nicholas F. Brady as Director For For Management
3c Reelect David J. Butters as Director For For Management
3d Reelect John D. Gass as Director For For Management
3e Reelect Francis S. Kalman as Director For For Management
3f Reelect William E. Macaulay as Director For For Management
3g Reelect Robert K. Moses, Jr. as For For Management
Director
3h Reelect Guillermo Ortiz as Director For For Management
3i Reelect Emyr Jones Parry as Director For For Management
3j Reelect Robert A. Rayne as Director For For Management
4 Ratify Auditors For For Management
5 Authorize Capital Increase for Future For For Management
Acquisitions
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Beach Lin For For Management
1.2 Elect Director Robert J. Tarr, Jr. For For Management
1.3 Elect Director Stephen A. Van Oss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shikhar Ghosh For For Management
1.2 Elect Director Kirk P. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINDSTREAM CORPORATION
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. ('Skip') For For Management
Frantz
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Alan L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation ��
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Special
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Creation For For Management
of a New Jersey Incorporated and
United Kingdom Tax Resident Parent
Company
2 Approve the New WPP Reduction of For For Management
Capital
3 Approve Change of Company Name to WPP For For Management
2012 Limited
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Court
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve the Sustainability Report For For Management
5 Re-elect Colin Day as Director For For Management
6 Re-elect Esther Dyson as Director For For Management
7 Re-elect Orit Gadiesh as Director For For Management
8 Re-elect Philip Lader as Director For For Management
9 Re-elect Ruigang Li as Director For For Management
10 Re-elect Mark Read as Director For For Management
11 Re-elect Paul Richardson as Director For For Management
12 Re-elect Jeffrey Rosen as Director For For Management
13 Re-elect Timothy Shriver as Director For For Management
14 Re-elect Sir Martin Sorrell as Director For For Management
15 Re-elect Solomon Trujillo as Director For For Management
16 Elect Roger Agnelli as Director For For Management
17 Elect Dr Jacques Aigrain as Director For For Management
18 Elect Hugo Shong as Director For For Management
19 Elect Sally Susman as Director For For Management
20 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Approve Executive Performance Share For For Management
Plan
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Richard J. Harrington For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Robert J. Keegan For For Management
1.6 Elect Director Robert A. McDonald For For Management
1.7 Elect Director Charles Prince For For Management
1.8 Elect Director Ann N. Reese For For Management
1.9 Elect Director Sara Martinez Tucker For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis J. Crawford For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Surya N. Mohapatra For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
- Reflect Stock Exchange Mandate to
Consolidate Trading Units
2.1 Elect Director Miyasaka, Manabu For Against Management
2.2 Elect Director Son, Masayoshi For Against Management
2.3 Elect Director Miyauchi, Ken For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Kenneth Goldman For For Management
3.1 Appoint Statutory Auditor Sano, Mitsuo For Against Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUL 12, 2012 Meeting Type: Annual
Record Date: MAY 17, 2012 ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alfred J. Amoroso For For Management
2 Elect Director John D. Hayes For For Management
3 Elect Director Susan M. James For For Management
4 Elect Director David W. Kenny For For Management
5 Elect Director Peter Liguori For For Management
6 Elect Director Daniel S. Loeb For For Management
7 Elect Director Thomas J. McInerney For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Maynard G. Webb, Jr. For For Management
10 Elect Director Harry J. Wilson For For Management
11 Elect Director Michael J. Wolf For For Management
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Amend Omnibus Stock Plan For Against Management
14 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Peter Liguori For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Marissa A. Mayer For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Maynard G. Webb, Jr. For For Management
1.9 Elect Director Harry J. Wilson For For Management
1.10 Elect Director Michael J. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Juvenal Mesquita Filho For For Management
1.8 Elect Director Carl Renzoni For For Management
1.9 Elect Director Antenor F. Silva, Jr. For For Management
1.10 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
================ Robeco Boston Partners Long/Shorty Equity Fund ================
A. M. CASTLE & CO.
Ticker: CAS Security ID: 148411101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Scott J. Dolan For For Management
1.3 Elect Director Reuben S. Donnelley For For Management
1.4 Elect Director Ann M. Drake For For Management
1.5 Elect Director Patrick J. Herbert, III For For Management
1.6 Elect Director Terrence J. Keating For For Management
1.7 Elect Director James D. Kelly For For Management
1.8 Elect Director Pamela Forbes Lieberman For For Management
1.9 Elect Director Gary A. Masse For For Management
1.10 Elect Director John McCartney For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACCURAY INCORPORATED
Ticker: ARAY Security ID: 004397105
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Davila For For Management
1.2 Elect Director Joshua H. Levine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 15, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACTUATE CORPORATION
Ticker: BIRT Security ID: 00508B102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter I. Cittadini For For Management
1.2 Elect Director Kenneth E. Marshall For For Management
1.3 Elect Director Nicolas C. Nierenberg For For Management
1.4 Elect Director Arthur C. Patterson For For Management
1.5 Elect Director Steven D. Whiteman For For Management
1.6 Elect Director Raymond L. Ocampo Jr. For For Management
1.7 Elect Director Timothy B. Yeaton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AECOM TECHNOLOGY CORPORATION
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Dionisio For For Management
1.2 Elect Director Robert J. Lowe For For Management
1.3 Elect Director William P. Rutledge For For Management
1.4 Elect Director Daniel R. Tishman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Board of Directors For For Management
6a Reelect James N. Chapman as For For Management
Non-Executive Director
6b Elect Marius J.L. Jonkhart as For For Management
Non-Executive Director
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Designate Keith A. Helming to For For Management
Represent the Management in Case All
Directors are Absent or Prevented from
Acting
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10b Authorize Additionial Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
11 Approve Cancellation of Repurchased For For Management
Shares
12a Amend Article 6.1 Re: Acquisition of For For Management
Own Shares
12b Amend Article 21.2 Re: Right to Place For Against Management
Items on the Agenda
12c Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendments Re: Item 12a and
12b
13 Allow Questions None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: OCT 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mike F. Chang as Director For For Management
1.2 Elect Yueh-Se Ho as Director For For Management
1.3 Elect Chung Te Chang as Director For For Management
1.4 Elect Howard M. Bailey as Director For For Management
1.5 Elect Thomas W. Steipp as Director For For Management
1.6 Elect Richard W. Sevcik as Director For For Management
2 Approve Grant Thornton, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALPHA PRO TECH, LTD.
Ticker: APT Security ID: 020772109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon Hoffman For Withhold Management
1.2 Elect Director Alexander W. Millar For Withhold Management
1.3 Elect Director John Ritota For For Management
1.4 Elect Director Russell Manock For For Management
1.5 Elect Director David B. Anderson For Withhold Management
1.6 Elect Director Danny Montgomery For Withhold Management
1.7 Elect Director David R. Garcia For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED
Ticker: ALTE Security ID: G0229R108
Meeting Date: FEB 26, 2013 Meeting Type: Special
Record Date: JAN 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws For For Management
2 Approve Merger Agreement For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William F. Brandt, Jr. For For Management
2 Elect Director Andrew B. Cogan For For Management
3 Elect Director Martha M. Dally For For Management
4 Elect Director James G. Davis, Jr. For For Management
5 Elect Director Kent B. Guichard For For Management
6 Elect Director Daniel T. Hendrix For For Management
7 Elect Director Kent J. Hussey For For Management
8 Elect Director Carol B. Moerdyk For For Management
9 Elect Director Vance W. Tang For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMSURG CORP.
Ticker: AMSG Security ID: 03232P405
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Deal For For Management
1.2 Elect Director Steven I. Geringer For For Management
1.3 Elect Director Claire M. Gulmi For For Management
1.4 Elect Director Joey A. Jacobs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Against Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Against Management
Option Plan: Issuance of 185,000
Warrants
A1e Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Against Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Against Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For For Management
B6 Approve Discharge of Auditors For For Management
B7 Reelect Kees Storm as Director For For Management
B8 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Against Management
B9b Approve Omnibus Stock Plan For Against Management
B10 Approve Remuneration of Directors For For Management
B11a Approve Change-of-Control Clause Re : For For Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For For Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lester B. Knight as Director For For Management
1.2 Elect Gregory C. Case as Director For For Management
1.3 Elect Fulvio Conti as Director For Against Management
1.4 Elect Cheryl A. Francis as Director For For Management
1.5 Elect Edgar D. Jannotta as Director For For Management
1.6 Elect J. Michael Losh as Director For For Management
1.7 Elect Robert S. Morrison as Director For For Management
1.8 Elect Richard B. Myers as Director For For Management
1.9 Elect Richard C. Notebaert as Director For For Management
1.10 Elect Gloria Santona as Director For For Management
1.11 Elect Carolyn Y. Woo as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
8 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AV HOMES, INC.
Ticker: AVHI Security ID: 00234P102
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen J. Anderson For For Management
1.2 Elect Director Paul D. Barnett For For Management
1.3 Elect Director Roger W. Einiger For Withhold Management
1.4 Elect Director Reuben S. Leibowitz For For Management
1.5 Elect Director Joshua Nash For Withhold Management
1.6 Elect Director Joel M. Simon For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For Withhold Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For Withhold Management
1.9 Elect Director Donald R. Keough For Withhold Management
1.10 Elect Director Thomas S. Murphy For Withhold Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BIGLARI HOLDINGS INC.
Ticker: BH Security ID: 08986R101
Meeting Date: DEC 14, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock and For Against Management
Authorize New Class of Common Stock
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: AUG 02, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Fujiyama For Withhold Management
1.2 Elect Director Mark Gaumond For For Management
1.3 Elect Director Samuel R. Strickland For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CALFRAC WELL SERVICES LTD.
Ticker: CFW Security ID: 129584108
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Mathison For For Management
1.2 Elect Director Douglas R. Ramsay For For Management
1.3 Elect Director Kevin R. Baker For For Management
1.4 Elect Director James S. Blair For For Management
1.5 Elect Director Gregory S. Fletcher For For Management
1.6 Elect Director Lorne A. Gartner For For Management
1.7 Elect Director R.T. (Tim) Swinton For For Management
1.8 Elect Director Fernando Aguilar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC.
Ticker: CFFN Security ID: 14057J101
Meeting Date: JAN 22, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Dicus For For Management
1.2 Elect Director James G. Morris For For Management
1.3 Elect Director Jeffrey R. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBG Security ID: 12504L109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Blum For For Management
1.2 Elect Director Brandon B. Boze For For Management
1.3 Elect Director Curtis F. Feeny For For Management
1.4 Elect Director Bradford M. Freeman For For Management
1.5 Elect Director Michael Kantor For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Jane J. Su For For Management
1.8 Elect Director Robert E. Sulentic For For Management
1.9 Elect Director Laura D. Tyson For For Management
1.10 Elect Director Gary L. Wilson For For Management
1.11 Elect Director Ray Wirta For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELESTICA INC.
Ticker: CLS Security ID: 15101Q108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan DiMaggio For For Management
1.2 Elect Director William A. Etherington For For Management
1.3 Elect Director Laurette Koellner For For Management
1.4 Elect Director Craig H. Muhlhauser For For Management
1.5 Elect Director Joseph M. Natale For For Management
1.6 Elect Director Eamon J. Ryan For For Management
1.7 Elect Director Gerald W. Schwartz For For Management
1.8 Elect Director Michael Wilson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Ralph S. Cunningham For For Management
1.02 Elect Director Patrick D. Daniel For For Management
1.03 Elect Director Ian W. Delaney For For Management
1.04 Elect Director Brian C. Ferguson For For Management
1.05 Elect Director Michael A. Grandin For For Management
1.06 Elect Director Valerie A.A. Nielsen For For Management
1.07 Elect Director Charles M. Rampacek For For Management
1.08 Elect Director Colin Taylor For For Management
1.09 Elect Director Wayne G. Thomson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CHASE CORPORATION
Ticker: CCF Security ID: 16150R104
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam P. Chase For Withhold Management
1.2 Elect Director Peter R. Chase For Withhold Management
1.3 Elect Director Mary Claire Chase For Withhold Management
1.4 Elect Director Lewis P. Gack For For Management
1.5 Elect Director George M. Hughes For Withhold Management
1.6 Elect Director Ronald Levy For For Management
1.7 Elect Director Thomas Wroe, Jr. For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COCA-COLA FEMSA SAB DE CV
Ticker: KOFL Security ID: 191241108
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of CEO, Directors None None Management
Opinion on CEO Report; Approve Audit
and Corporate Practices Committee
Report; and Present Financial
Statements in Accordance With Article
172 of Corporate Law
2 Accept Report on Adherence to Fiscal None None Management
Obligations
3 Approve Allocation of Income and Cash None None Management
Dividends
4 Set Maximum Nominal Amount of Share None None Management
Repurchase Reserve
5 Elect Directors and Secretaries; For Against Management
Verify Director's Independence
Classification as Per Mexican
Securities Law; Approve Their
Respective Remuneration
6 Elect Members of Financing and None None Management
Planning Committee, Audit Committee
and Corporate Practices Committee;
Elect Chairman of Committees and Fix
their Respective Remuneration
7 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
8 Approve Minutes of Meeting None None Management
--------------------------------------------------------------------------------
COLEMAN CABLE, INC.
Ticker: CCIX Security ID: 193459302
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isaac M. Neuberger For For Management
1.2 Elect Director Nachum Stein For For Management
1.3 Elect Director G. Gary Yetman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC.
Ticker: COSH Security ID: 21676P103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orlando A. Bustos For For Management
1.2 Elect Director Jeffery S. Edwards For For Management
1.3 Elect Director Larry J. Jutte For For Management
1.4 Elect Director Jeffrey E. Kirt For For Management
1.5 Elect Director David J. Mastrocola For Withhold Management
1.6 Elect Director Stephen A. Van Oss For For Management
1.7 Elect Director Kenneth L. Way For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223622101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Cohen For For Management
1.2 Elect Director Katherine Elizabeth For For Management
Dietze
1.3 Elect Director Steven Kotler For For Management
1.4 Elect Director Jerome S. Markowitz For For Management
1.5 Elect Director Jack H. Nusbaum For For Management
1.6 Elect Director Jeffrey M. Solomon For For Management
1.7 Elect Director Thomas W. Strauss For For Management
1.8 Elect Director John E. Toffolon, Jr. For For Management
1.9 Elect Director Joseph R. Wright For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: MAY 23, 2013 Meeting Type: Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Maleh For For Management
1.2 Elect Director Thomas Robertson For For Management
1.3 Elect Director William Schleyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Boshart For For Management
1.2 Elect Director Emil Hensel For For Management
1.3 Elect Director William J. Grubbs For For Management
1.4 Elect Director W. Larry Cash For For Management
1.5 Elect Director Thomas C. Dircks For For Management
1.6 Elect Director Gale Fitzgerald For For Management
1.7 Elect Director Richard M. Mastaler For For Management
1.8 Elect Director Joseph Trunfio For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Against Management
1.2 Elect Director Lawrence R. Dickerson For Against Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney, II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For Against Management
1.8 Elect Director Clifford M. Sobel For For Management
1.9 Elect Director Andrew H. Tisch For Against Management
1.10 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For �� Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIANA SHIPPING INC.
Ticker: DSZ Security ID: Y2066G104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William (Bill) Lawes as Director For For Management
1.2 Elect Konstantinos Psaltis as Director For For Management
2 Ratify Ernst & Young (Hellas) as For For Management
Auditors
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect Scott D. Moore as Director For For Management
1.5 Elect William H. Bolinder as For For Management
Subsidiary Director of Endurance
Specialty Insurance Ltd.
1.6 Elect David Cash as Subsidiary For For Management
Director of Endurance Specialty
Insurance Ltd.
1.7 Elect John V. Del Col as Subsidiary For For Management
Director of Endurance Specialty
Insurance Ltd.
1.8 Elect Alan Barlow as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.9 Elect William H. Bolinder as For For Management
Subsidiary Director of Endurance
Worldwide Holdings Limited
1.10 Elect David Cash as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.11 Elect Simon Minshall as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.12 Elect Brendan R. O'Neill as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.13 Elect Allan Barlow as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.14 Elect William H. Bolinder as For For Management
Subsidiary Director of Endurance
Worldwide Insurance Limited
1.15 Elect as David Cash Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.16 Elect Simon Minshall as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.17 Elect Brendan R. O'Neill as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend the Company's Amended and For For Management
Restated Bylaws
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 28, 2013 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Heinrich For For Management
1.2 Elect Director R. David Hoover For For Management
1.3 Elect Director John C. Hunter, III For For Management
1.4 Elect Director John E. Klein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director Stephen A. Thorington For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sona Chawla For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Michael Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC.
Ticker: FSOF Security ID: 33644N508
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Herbert Boydstun For For Management
1.2 Elect Director Robert G. Cox For For Management
1.3 Elect Director Marsha M. Gassan For For Management
1.4 Elect Director John T. Grigsby For For Management
1.5 Elect Director Sidney W. Lassen For For Management
1.6 Elect Director William C. O'Malley For For Management
1.7 Elect Director Brian J. Sherr For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 30, 2012 Meeting Type: Annual/Special
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect James A. Davidson as Director For For Management
1b Reelect William D. Watkins as Director For For Management
2 Reelect Lay Koon Tan as Director For For Management
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven J. Demetriou as Director For For Management
1.2 Elect John M. Malcolm as Director For For Management
1.3 Elect Stephanie S. Newby as Director For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Ratify BDO AG as Special Auditor For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
8 Approve CHF 1.56 Million Ordinary For For Management
Capital Increase
9 Approve CHF 12,778,287 Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
10 Amend Omnibus Stock Plan For For Management
11 Broadridge note: IN THE EVENT For Abstain Management
COUNTERPROPOSALS, ALTERATIONS OR
AMENDMENTS OF THE AGENDA ITEMS OR
OTHER MATTERS ARE RAISED AT THE
EXTRAORDINARY GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE
AS FOLLOWS
--------------------------------------------------------------------------------
GEORGIA GULF CORPORATION
Ticker: GGC Security ID: 373200302
Meeting Date: JAN 10, 2013 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Colombo For For Management
1.2 Elect Director Gerald S. Lippes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Material Terms of the Annual For For Management
Performance Stock Unit Grant
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GREIF, INC.
Ticker: GEF Security ID: 397624206
Meeting Date: FEB 25, 2013 Meeting Type: Annual
Record Date: DEC 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril For Withhold Management
1.2 Elect Director Bruce A. Edwards For Withhold Management
1.3 Elect Director Mark A. Emkes For For Management
1.4 Elect Director John F. Finn For Withhold Management
1.5 Elect Director David B. Fischer For For Management
1.6 Elect Director Michael J. Gasser For For Management
1.7 Elect Director Daniel J. Gunsett For Withhold Management
1.8 Elect Director Judith D. Hook For For Management
1.9 Elect Director John W. McNamara For Withhold Management
1.10 Elect Director Patrick J. Norton For For Management
--------------------------------------------------------------------------------
GSI GROUP INC.
Ticker: GSIG Security ID: 36191C205
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen W. Bershad For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director Dennis J. Fortino For For Management
1.4 Elect Director Ira J. Lamel For For Management
1.5 Elect Director Dominic A. Romeo For For Management
1.6 Elect Director John A. Roush For For Management
1.7 Elect Director Thomas N. Secor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HARDINGE INC.
Ticker: HDNG Security ID: 412324303
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Lepofsky For For Management
1.2 Elect Director Mitchell I. Quain For For Management
1.3 Elect Director Richard L. Simons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HF FINANCIAL CORP.
Ticker: HFFC Security ID: 404172108
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Horazdovsky For For Management
1.2 Elect Director Michael M. Vekich For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUDSON GLOBAL, INC.
Ticker: HSON Security ID: 443787106
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel Marquez For For Management
1.2 Elect Director Richard J. Stolz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srikant M. Datar For For Management
1.2 Elect Director Eileen O'Shea Auen For For Management
1.3 Elect Director Peter M. Schulte For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICON PLC ��
Ticker: IJF Security ID: 45103T107
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ronan Lambe as a Director For For Management
3 Reelect Ciaran Murray as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
INSPERITY, INC.
Ticker: NSP Security ID: 45778Q107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack M. Fields, Jr. For For Management
1.2 Elect Director Paul S. Lattanzio For For Management
1.3 Elect Director Richard G. Rawson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Delaney For For Management
1.2 Elect Director C. Martin Harris For For Management
1.3 Elect Director A. Malachi Mixon, III For For Management
1.4 Elect Director Gerald B. Blouch For For Management
1.5 Elect Director William M. Weber For For Management
1.6 Elect Director Charles S. Robb For For Management
1.7 Elect Director Baiju R. Shah For For Management
1.8 Elect Director James L. Jones For For Management
1.9 Elect Director Dan T. Moore, III For For Management
1.10 Elect Director Dale C. LaPorte For For Management
1.11 Elect Director Ellen O. Tauscher For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IPASS INC.
Ticker: IPAS Security ID: 46261V108
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Beletic For For Management
1.2 Elect Director Peter C. Clapman For For Management
1.3 Elect Director Gary A. Griffiths For For Management
1.4 Elect Director Evan L. Kaplan For For Management
1.5 Elect Director Robert J. Majteles For For Management
1.6 Elect Director Samuel L. Schwerin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian R. Gamache For For Management
1.2 Elect Director S. Jay Stewart For For Management
1.3 Elect Director David P. Storch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LEGACY OIL + GAS INC.
Ticker: LEG Security ID: 524701505
Meeting Date: MAY 27, 2013 Meeting Type: Annual/Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Paul Colborne For For Management
2.2 Elect Director James Bertram For For Management
2.3 Elect Director Randal Brockway For For Management
2.4 Elect Director Johannes J. (Jim) For For Management
Nieuwenburg
2.5 Elect Director James Pasieka For For Management
2.6 Elect Director Trent Yanko For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Omnibus Stock Plan For For Management
5 Appove Advance Notice Policy For For Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: LINTA Security ID: 53071M104
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize a New Class of Common Stock For Against Management
2 Adjourn Meeting For Against Management
3.1 Elect Director Michael A. George For For Management
3.2 Elect Director Gregory B. Maffei For For Management
3.3 Elect Director M. Lavoy Robison For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC.
Ticker: LIOX Security ID: 536252109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Blechschmidt For For Management
1.2 Elect Director Guy L. de Chazal For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Andrew H. Card, Jr. For For Management
2.2 Elect Director Virgis W. Colbert For For Management
2.3 Elect Director Richard W. Roedel For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
1.6 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company, Ltd.
1.7 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company, Ltd.
1.8 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company, Ltd.
1.9 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company, Ltd.
1.10 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
1.11 Elect Ronald M. Judd as Director of For For Management
Maiden Global Holdings, Ltd.
1.12 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
1.13 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
1.14 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
2 Ratify BDO USA, LLP as Auditors of the For For Management
Company, and Arthur Morris and Company
as Auditors of Maiden Insurance
Company, Ltd.
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: MASWF Security ID: 575387105
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Private Company Resolution: Elect For For Management
Director Frederick J. Lynch
1.2 Private Company Resolution: Elect For For Management
Director Robert J. Byrne
1.3 Private Company Resolution: Elect For For Management
Director Jonathan F. Foster
1.4 Private Company Resolution: Elect For For Management
Director Kenneth W. Freeman
1.5 Private Company Resolution: Elect For For Management
Director George A. Lorch
1.6 Private Company Resolution: Elect For For Management
Director Francis M. Scricco
1.7 Private Company Resolution: Elect For For Management
Director John C. Wills
2 Private Company Resolution: Approve For For Management
Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their
Remuneration
3 Private Company Resolution: Approve For For Management
Stock Consolidation
4 Private Company Resolution: Require For For Management
Advance Notice for Shareholder
Proposals/Nominations
5 Private Company Resolution: Ancillary For For Management
Amendments Resolution
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Berling For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MFC INDUSTRIAL LTD.
Ticker: MIL Security ID: 55278T105
Meeting Date: DEC 21, 2012 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Indrajit Chatterjee For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MOOG INC.
Ticker: MOG.A Security ID: 615394202
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert F. Myers For For Management
2 Ratify Auditors For For Management
3 Amend Stock Appreciation Rights Plan For For Management
--------------------------------------------------------------------------------
MRV COMMUNICATIONS, INC.
Ticker: MRVC Security ID: 553477100
Meeting Date: OCT 11, 2012 Meeting Type: Annual
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth H. Traub For For Management
1.2 Elect Director Robert M. Pons For For Management
1.3 Elect Director Glenn Tongue For For Management
2 Approve Sale of Company Assets For For Management
3 Approve Sale of Company Assets For For Management
4 Approve Reverse Stock Split For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MULTI-COLOR CORPORATION
Ticker: LABL Security ID: 625383104
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ari J. Benacerraf For For Management
1.2 Elect Director Robert R. Buck For For Management
1.3 Elect Director Charles B. Connolly For Withhold Management
1.4 Elect Director Lorrence T. Kellar For For Management
1.5 Elect Director Roger A. Keller For For Management
1.6 Elect Director Thomas M. Mohr For For Management
1.7 Elect Director Simon T. Roberts For For Management
1.8 Elect Director Nigel A. Vinecombe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
--------------------------------------------------------------------------------
NASH-FINCH COMPANY
Ticker: NAFC Security ID: 631158102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher W. Bodine For For Management
1.2 Elect Director Alec C. Covington For For Management
1.3 Elect Director Mickey P. Foret For For Management
1.4 Elect Director Douglas A. Hacker For For Management
1.5 Elect Director Hawthorne L. Proctor For For Management
1.6 Elect Director William R. Voss For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 62875T108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For For Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC.
Ticker: NCS Security ID: 628852204
Meeting Date: FEB 26, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Forbes For For Management
1.2 Elect Director George Martinez For For Management
1.3 Elect Director Jonathan L. Zrebiec For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC.
Ticker: UEPS Security ID: 64107N206
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Serge C.P. Belamant For For Management
1.2 Elect Director Herman G. Kotze For For Management
1.3 Elect Director Christopher S. Seabrooke For Withhold Management
1.4 Elect Director Alasdair J.K. Pein For For Management
1.5 Elect Director Paul Edwards For Withhold Management
1.6 Elect Director Brian K. Mosehla For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
Ticker: NHTB Security ID: 644722100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Frasca For For Management
1.2 Elect Director Peter R. Lovely For For Management
1.3 Elect Director John P. Stabile, II For For Management
1.4 Elect Director Stephen R. Theroux For For Management
1.5 Elect Director Joseph B. Willey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NICHOLAS FINANCIAL, INC.
Ticker: NICK Security ID: 65373J209
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUL 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Fink For For Management
1.2 Elect Director Alton R. Neal For For Management
2 Ratify Dixon Hughes PLLC as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions
--------------------------------------------------------------------------------
NORTHERN DYNASTY MINERALS LTD.
Ticker: NDM Security ID: 66510M204
Meeting Date: JUN 19, 2013 Meeting Type: Annual/Special
Record Date: MAY 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott D. Cousens For For Management
1.2 Elect Director Robert A. Dickinson For For Management
1.3 Elect Director Gordon J. Fretwell For For Management
1.4 Elect Director Russell E. Hallbauer For For Management
1.5 Elect Director Wayne Kirk For For Management
1.6 Elect Director Peter Mitchell For For Management
1.7 Elect Director Stephen V. Scott For For Management
1.8 Elect Director Marchand Snyman For For Management
1.9 Elect Director Ronald W. Thiessen For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For Against Management
4 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
O2MICRO INTERNATIONAL LTD.
Ticker: OIIM Security ID: 67107W100
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Michael Austin as Director For For Management
1b Elect Shoji Akutsu as Director For For Management
1c Elect Zhuoping Yu as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve to Appoint Deloitte & Touche For For Management
as Auditors of the Company
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. McLaughlin For For Management
1.2 Elect Director John E. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
1.3 Elect Director Teresa M. Ressel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC.
Ticker: OPLK Security ID: 68375Q403
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Christoffersen For Withhold Management
1.2 Elect Director Jesse W. Jack For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin J. Shanfelter For For Management
1b Elect Director Gene Stoever For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
Ticker: OFIX Security ID: N6748L102
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Gero For For Management
1.2 Elect Director Guy J. Jordan For For Management
1.3 Elect Director Michael R. Mainelli For For Management
1.4 Elect Director Bradley R. Mason For For Management
1.5 Elect Director Maria Sainz For For Management
1.6 Elect Director Davey S. Scoon For For Management
1.7 Elect Director Walter P. von Wartburg For For Management
1.8 Elect Director Kenneth R. Weisshaar For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Paul L. Montupet For For Management
1.2 Elect Director Lucio Stanca For For Management
2 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
Ticker: PSEM Security ID: 713831105
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex Chiming Hui For Withhold Management
1.2 Elect Director Chi-Hung (John) Hui For Withhold Management
1.3 Elect Director Hau L. Lee For Withhold Management
1.4 Elect Director Michael J. Sophie For Withhold Management
1.5 Elect Director Siu-Weng Simon Wong For Withhold Management
1.6 Elect Director Edward Y. Yang For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMUS GUARANTY, LTD.
Ticker: PRSG Security ID: G72457107
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Frank P. Filipps as Director For Withhold Management
1.2 Elect Thomas J. Hartlage as Director For Withhold Management
1.3 Elect Vincent Vertin as Director For Withhold Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Simon Biddiscombe For For Management
2 Elect Director H.K. Desai For For Management
3 Elect Director Balakrishnan S. Iyer For For Management
4 Elect Director Kathryn B. Lewis For For Management
5 Elect Director D. Scott Mercer For For Management
6 Elect Director George D. Wells For For Management
7 Elect Director William M. Zeitler For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QR NATIONAL LTD.
Ticker: QRN Security ID: Q778A4103
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 19, 2012 ��
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint PricewaterhouseCoopers as For Did Not Vote Management
Auditor of the Company
3a Elect Karen Field as a Director For Did Not Vote Management
3b Elect John Cooper as a Director For Did Not Vote Management
3c Elect Graeme John as a Director For Did Not Vote Management
4 Approve the Grant of Up to 582,090 For Did Not Vote Management
Performance Rights to Lance E
Hockridge, Managing Director and CEO
of the Company
5 Approve the Adoption of the For Did Not Vote Management
Remuneration Report
6 Approve the Change of Company Name to For Did Not Vote Management
Aurizon Holdings Limited
--------------------------------------------------------------------------------
QR NATIONAL LTD.
Ticker: QRN Security ID: Q778A4103
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Selective Buyback of 288. For Did Not Vote Management
18 Million Fully Paid Ordinary Shares
from Queensland Treasury Holdings Pty
Ltd
--------------------------------------------------------------------------------
REIS, INC.
Ticker: REIS Security ID: 75936P105
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Thomas J. Clarke, Jr. For For Management
1a.2 Elect Director M. Christian Mitchell For For Management
1b.1 Elect Director Michael J. Del Giudice For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Delbert Christensen For For Management
1.2 Elect Director Randolph L. Howard For For Management
1.3 Elect Director Michael A. Jackson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Beckler For For Management
1.2 Elect Director James E. Craddock For For Management
1.3 Elect Director Matthew D. Fitzgerald For For Management
1.4 Elect Director Philip L. Frederickson For For Management
1.5 Elect Director D. Henry Houston For For Management
1.6 Elect Director Carin S. Knickel For For Management
1.7 Elect Director Donald D. Patteson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Carson For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director James E. Meyer For For Management
1.5 Elect Director James P. O'Shaughnessy For For Management
1.6 Elect Director Ruthann Quindlen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hank Brown For For Management
2 Elect Director Michael Chu For For Management
3 Elect Director Lawrence R. Codey For For Management
4 Elect Director Patrick Duff For For Management
5 Elect Director William V. Hickey For For Management
6 Elect Director Jacqueline B. Kosecoff For For Management
7 Elect Director Kenneth P. Manning For For Management
8 Elect Director William J. Marino For For Management
9 Elect Director Jerome A. Peribere For For Management
10 Elect Director Richard L. Wambold For For Management
11 Elect Director Jerry R. Whitaker For For Management
12 Amend Restricted Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANDARD PARKING CORPORATION
Ticker: STAN Security ID: 853790103
Meeting Date: SEP 11, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEINER LEISURE LIMITED
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia R. Cohen For For Management
1.2 Elect Director Denise Dickins For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For �� For Management
1.2 Elect Director Kerry A. Peacock For Withhold Management
1.3 Elect Director J. Peter Ricketts For Withhold Management
1.4 Elect Director Allan R. Tessler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: JUL 25, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reallocation of Legal Reserves For For Management
to Free Reserves
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
THE ACTIVE NETWORK, INC.
Ticker: ACTV Security ID: 00506D100
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Belmonte For For Management
1.2 Elect Director Stephen L. Green For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Ellis For For Management
1b Elect Director Arun Sarin For For Management
1c Elect Director Charles R. Schwab For For Management
1d Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Report on Political Contributions Against For Shareholder
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
TOWER GROUP INTERNATIONAL LTD.
Ticker: TWGP Security ID: 891777104
Meeting Date: MAR 12, 2013 Meeting Type: Special
Record Date: JAN 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 00696 Security ID: Y8972V101
Meeting Date: JAN 16, 2013 Meeting Type: Special
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Southern Airlines Transactions For For Management
and Related Transactions
2 Approve Eastern Airlines Transactions For For Management
and Related Transactions
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 00696 Security ID: Y8972V101
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Profit and For For Management
Distribution of Final Dividend
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6a Elect Xu Qiang as Director and For For Management
Authorize Board to Fix His Remuneration
6b Elect Cui Zhixiong as Director and For For Management
Authorize Board to Fix His Remuneration
6c Elect Xiao Yinhong as Director and For For Management
Authorize Board to Fix His Remuneration
6d Elect Wang Quanhua as Director and For For Management
Authorize Board to Fix His Remuneration
6e Elect Sun Yude as Director and For For Management
Authorize Board to Fix His Remuneration
6f Elect Cai, Kevin Yang as Director and For For Management
Authorize Board to Fix His Remuneration
6g Elect Cheung Yuk Ming as Director and For For Management
Authorize Board to Fix His Remuneration
6h Elect Pan Chongyi as Director and For For Management
Authorize Board to Fix His Remuneration
6i Elect Zhang Hainan as Director and For For Management
Authorize Board to Fix His Remuneration
7a Elect Zeng Yiwei as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
7b Elect He Haiyan as Supervisor and For For Management
Authorize Board to Fix His Remuneration
7c Elect Rao Geping as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 00696 Security ID: Y8972V101
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor ��
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mickey P. Foret For For Management
1b Elect Director William H. Frist For For Management
1c Elect Director Lydia H. Kennard For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director Douglas W. Stotlar For For Management
1j Elect Director William P. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VALUEVISION MEDIA, INC.
Ticker: VVTV Security ID: 92047K107
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
1.2 Elect Director Jill R. Botway For For Management
1.3 Elect Director William F. Evans For For Management
1.4 Elect Director Sean F. Orr For For Management
1.5 Elect Director Robert S. Pick For For Management
1.6 Elect Director Randy S. Ronning For For Management
1.7 Elect Director Keith R. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Paul For For Management
1.2 Elect Director Frank Dieter Maier For For Management
1.3 Elect Director Timothy V. Talbert For For Management
1.4 Elect Director Thomas C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VITRAN CORPORATION INC.
Ticker: VTN Security ID: 92850E107
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. McGraw For Withhold Management
1.2 Elect Director William S. Deluce For For Management
1.3 Elect Director John R. Gossling For For Management
1.4 Elect Director Georges L. Hebert For �� For Management
1.5 Elect Director David S. McClimon For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
4 Amend Stock Option Plan For For Management
5 Adopt By-Law No. 8, other than For For Management
Sections 4.16 (Resolution 6) and 10.5
(Resolution 7)
6 Adopt Section 4.16 of By-Law No. 8, For For Management
which Eliminates the Chair's Casting
Vote
7 Adopt Section 10.5 of By-Law No. 8, For Against Management
which Provides for the Adoption of
Advance Notice Provisions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For For Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY INC.
Ticker: WFI Security ID: 9415EQ108
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Thomas F. Huntington For For Management
2.2 Elect Director Timothy E. Shields For For Management
2.3 Elect Director Thomas C. Dawson For For Management
2.4 Elect Director J. David Day For For Management
2.5 Elect Director Charles R. Diltz For For Management
3 Approve Grant Thornton, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Morgan W. Davis as Director For For Management
1.2 Elect Edith E. Holiday as Director For For Management
1.3 Elect Lowndes A. Smith as Director For For Management
2.1 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.2 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.3 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.4 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Goran A. Thorstensson as For For Management
Director for Sirius International
Insurance Corporation
2.6 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine H. Repasy as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine H. Repasy as Director For For Management
for White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine H. Repasy as Director For For Management
for Star Re Ltd.
6.2 Elect Goran A. Thorstensson as For For Management
Director for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Michael Dashfield as Director of For For Management
Sirius Capital Ltd.
7.2 Elect Lars Ek as Director of Sirius For For Management
Capital Ltd.
7.3 Elect Goran A. Thorstensson as For For Management
Director of Sirius Capital Ltd.
7.4 Elect Allan L. Waters as Director of For For Management
Sirius Capital Ltd.
8.1 Elect Paul J. Brehm as Director of For For Management
Split Rock Insurance, Ltd.
8.2 Elect Sarah A. Kolar as Director of For For Management
Split Rock Insurance, Ltd.
8.3 Elect Sheila E. Nicoll as Director of For For Management
Split Rock Insurance, Ltd.
8.4 Elect John C. Treacy as Director of For For Management
Split Rock Insurance, Ltd.
9.1 Elect Raymond Barrette as Director for For For Management
Any New Designated Subsidiary
9.2 Elect David T. Foy as Director for Any For For Management
New Designated Subsidiary
9.3 Elect Jennifer L. Pitts as Director For For Management
for Any New Designated Subsidiary
9.4 Elect Warren J. Trace as Director for For For Management
Any New Designated Subsidiary
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Amend Omnibus Stock Plan For For Management
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Paul H. Stebbins For For Management
1.3 Elect Director Ken Bakshi For For Management
1.4 Elect Director Richard A. Kassar For For Management
1.5 Elect Director Myles Klein For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director Stephen K. Roddenberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
WUXI PHARMATECH (CAYMAN) INC.
Ticker: WX Security ID: 929352102
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: OCT 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Re-elect Xuesong (Jeff) For For Management
Leng as Director
2 Approve to Re-elect Zhaohui Zhang as For For Management
Director
3 Approve to Re-elect Ning Zhao as For For Management
Director
--------------------------------------------------------------------------------
XO GROUP INC.
Ticker: XOXO Security ID: 983772104
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Baker For For Management
1.2 Elect Director Peter Sachse For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Peter Liguori For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Marissa A. Mayer For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Maynard G. Webb, Jr. For For Management
1.9 Elect Director Harry J. Wilson For For Management
1.10 Elect Director Michael J. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
================ Robeco Boston Partners Small Cap Value Fund II ================
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke S. Helms For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
1.3 Elect Director William W. Steele For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 15, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Heaney For For Management
1.2 Elect Director Simon A. Bachleda For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director John P. Dubinsky For For Management
1.5 Elect Director Charles R. Gordon For For Management
1.6 Elect Director Juanita H. Hinshaw For For Management
1.7 Elect Director M. Richard Smith For For Management
1.8 Elect Director Alfred L. Woods For For Management
1.9 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEROPOSTALE, INC.
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald R. Beegle For For Management
1.2 Elect Director Robert B. Chavez For For Management
1.3 Elect Director Michael J. Cunningham For For Management
1.4 Elect Director Evelyn Dilsaver For For Management
1.5 Elect Director Janet E. Grove For For Management
1.6 Elect Director John N. Haugh For For Management
1.7 Elect Director Karin Hirtler-Garvey For For Management
1.8 Elect Director John D. Howard For For Management
1.9 Elect Director Thomas P. Johnson For For Management
1.10 Elect Director Arthur Rubinfeld For For Management
1.11 Elect Director David B. Vermylen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANCE ONE INTERNATIONAL, INC.
Ticker: AOI Security ID: 018772103
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce L. Fitzpatrick For For Management
1.2 Elect Director J. Pieter Sikkel For For Management
1.3 Elect Director John M. Hines For For Management
1.4 Elect Director Mark W. Kehaya For For Management
1.5 Elect Director Martin R. Wade, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTISOURCE RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 02153W100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Michael A. Eruzione For For Management
1.3 Elect Director Robert J. Fitzpatrick For For Management
1.4 Elect Director James H. Mullen, Jr. For For Management
1.5 Elect Director David B. Reiner For For Management
2 Approve Non-Employee Director For Against Management
Restricted Stock Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
Ticker: MTGE Security ID: 02504A104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin W. Hortman, Jr. For For Management
1.2 Elect Director Daniel B. Jeter For For Management
1.3 Elect Director Leo J. Hill For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared A. Morris For For Management
1.2 Elect Director Daniel Phillips For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard M. Carroll For For Management
1.2 Elect Director Laurence E. Paul For For Management
1.3 Elect Director Ernest G. Siddons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMSURG CORP.
Ticker: AMSG Security ID: 03232P405
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Deal For For Management
1.2 Elect Director Steven I. Geringer For For Management
1.3 Elect Director Claire M. Gulmi For For Management
1.4 Elect Director Joey A. Jacobs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd McAdams For For Management
1.2 Elect Director Lee A. Ault, III For For Management
1.3 Elect Director Charles H. Black For For Management
1.4 Elect Director Joe E. Davis For For Management
1.5 Elect Director Robert C. Davis For For Management
1.6 Elect Director Joseph E. McAdams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: SEP 05, 2012 Meeting Type: Annual
Record Date: JUN 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Hannan For For Management
1.2 Elect Director James C. Zelter For For Management
1.3 Elect Director Ashok N. Bakhru For For Management
2 Ratify Auditors For For Management
3 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. DeLoach, Jr. For For Management
1.2 Elect Director Michael S. Kearney For For Management
1.3 Elect Director Philip F. Maritz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Usdan For For Management
1.2 Elect Director Randy L. Pearce For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BBCN BANCORP, INC.
Ticker: BBCN Security ID: 073295107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Broidy For For Management
1.2 Elect Director Louis M. Cosso For For Management
1.3 Elect Director Jin Chul Jhung For For Management
1.4 Elect Director Kevin S. Kim For For Management
1.5 Elect Director Peter Y.S. Kim For For Management
1.6 Elect Director Sang Hoon Kim For For Management
1.7 Elect Director Chung Hyun Lee For For Management
1.8 Elect Director Jesun Paik For For Management
1.9 Elect Director Scott Yoon-Suk Whang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For For Management
1.2 Elect Director Paul M. Isabella For For Management
1.3 Elect Director Richard W. Frost For For Management
1.4 Elect Director James J. Gaffney For For Management
1.5 Elect Director Peter M. Gotsch For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Stuart A. Randle For For Management
1.8 Elect Director Wilson B. Sexton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Judy L. Brown For For Management
1.4 Elect Director Bryan C. Cressey For For Management
1.5 Elect Director Glenn Kalnasy For For Management
1.6 Elect Director George Minnich For For Management
1.7 Elect Director John M. Monter For For Management
1.8 Elect Director John S. Stroup For For Management
1.9 Elect Director Dean Yoost For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BRISTOW GROUP INC.
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Stephen J. Cannon For For Management
1.3 Elect Director William E. Chiles For For Management
1.4 Elect Director Michael A. Flick For For Management
1.5 Elect Director Lori A. Gobillot For For Management
1.6 Elect Director Ian A. Godden For For Management
1.7 Elect Director Stephen A. King For For Management
1.8 Elect Director Thomas C. Knudson For For Management
1.9 Elect Director Mathew Masters For For Management
1.10 Elect Director Bruce H. Stover For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director John K. McGillicuddy For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Kirk P. Pond For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Clarkeson For For Management
1.2 Elect Director Roderick C.G. MacLeod For For Management
1.3 Elect Director Sue H. Rataj For For Management
1.4 Elect Director Ronaldo H. Schmitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION
Ticker: CMO Security ID: 14067E506
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Bernard For For Management
1.2 Elect Director Jack Biegler For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Andrew F. Jacobs For For Management
1.5 Elect Director Gary Keiser For For Management
1.6 Elect Director Christopher W. Mahowald For For Management
1.7 Elect Director Michael G. O'Neil For For Management
1.8 Elect Director Mark S. Whiting For For Management
2a Advisory Vote on Compensation For Against Management
Philosophy
2b Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBIZ, INC.
Ticker: CBZ Security ID: 124805102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick L. Burdick For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Benaree Pratt Wiley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orlando Ayala For For Management
1.2 Elect Director Pamela A. Joseph For For Management
1.3 Elect Director Tommy G. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
Ticker: CSFL Security ID: 15201P109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bingham For For Management
1.2 Elect Director G. Robert Blanchard, Jr. For For Management
1.3 Elect Director C. Dennis Carlton For For Management
1.4 Elect Director John C. Corbett For For Management
1.5 Elect Director Griffin A. Greene For For Management
1.6 Elect Director Charles W. McPherson For For Management
1.7 Elect Director G. Tierso Nunez, II For For Management
1.8 Elect Director Thomas E. Oakley For For Management
1.9 Elect Director Ernest S. Pinner For For Management
1.10 Elect Director William Knox Pou, Jr. For For Management
1.11 Elect Director Joshua A. Snively For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey H. Fisher For For Management
1.2 Elect Director Miles Berger For For Management
1.3 Elect Director Thomas J. Crocker For For Management
1.4 Elect Director Jack P. DeBoer For For Management
1.5 Elect Director Glen R. Gilbert For For Management
1.6 Elect Director C. Gerald Goldsmith For For Management
1.7 Elect Director Robert Perlmutter For For Management
1.8 Elect Director Rolf E. Ruhfus For For Management
1.9 Elect Director Joel F. Zemans For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director Patrick P. Grace For For Management
1.4 Elect Director Thomas C. Hutton For For Management
1.5 Elect Director Walter L. Krebs For For Management
1.6 Elect Director Andrea R. Lindell For For Management
1.7 Elect Director Thomas P. Rice For For Management
1.8 Elect Director Donald E. Saunders For For Management
1.9 Elect Director George J. Walsh, III For For Management
1.10 Elect Director Frank E. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIZENS REPUBLIC BANCORP, INC.
Ticker: CRBC Security ID: 174420307
Meeting Date: APR 05, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Lawrence Tomlinson For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONY FINANCIAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAR 18, 2013 Meeting Type: Special
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Dietzler For For Management
1b Elect Director Melanie J. Dressel For For Management
1c Elect Director John P. Folsom For For Management
1d Elect Director Frederick M. Goldberg For For Management
1e Elect Director Thomas M. Hulbert For For Management
1f Elect Director Michelle M. Lantow �� For For Management
1g Elect Director S. Mae Fujita Numata For For Management
1h Elect Director Daniel C. Regis For For Management
1i Elect Director William T. Weyerhaeuser For For Management
1j Elect Director James M. Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth R. Peak For For Management
2 Elect Director Brad Juneau For For Management
3 Elect Director B.A. Berilgen For For Management
4 Elect Director Jay D. Brehmer For For Management
5 Elect Director Charles M. Reimer For For Management
6 Elect Director Steven L. Schoonover For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223622101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Cohen For For Management
1.2 Elect Director Katherine Elizabeth For For Management
Dietze
1.3 Elect Director Steven Kotler For For Management
1.4 Elect Director Jerome S. Markowitz For For Management
1.5 Elect Director Jack H. Nusbaum For For Management
1.6 Elect Director Jeffrey M. Solomon For For Management
1.7 Elect Director Thomas W. Strauss For For Management
1.8 Elect Director John E. Toffolon, Jr. For For Management
1.9 Elect Director Joseph R. Wright For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Dean M. Flatt For For Management
1.3 Elect Director S. Marce Fuller For For Management
1.4 Elect Director Allen A. Kozinski For For Management
1.5 Elect Director John R. Myers For For Management
1.6 Elect Director John B. Nathman For For Management
1.7 Elect Director Robert J. Rivet For For Management
1.8 Elect Director William W. Sihler For For Management
1.9 Elect Director Albert E. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYS INVESTMENTS, INC.
Ticker: CYS Security ID: 12673A108
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Tanya S. Beder For For Management
1.3 Elect Director Douglas Crocker, II For For Management
1.4 Elect Director Jeffrey P. Hughes For For Management
1.5 Elect Director Stephen P. Jonas For For Management
1.6 Elect Director Raymond A. For For Management
Redlingshafer, Jr.
1.7 Elect Director James A. Stern For For Management
1.8 Elect Director David A. Tyson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIANA SHIPPING INC.
Ticker: DSZ Security ID: Y2066G104
Meeting Date: JUL 31, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Simeon P. Palios as Director For Withhold Management
1.02 Elect Anastasios C. Margaronis as For Withhold Management
Director
1.03 Elect Ioannis G. Zafirakis as Director For Withhold Management
2 Ratify Ernst & Young (Hellas) as For For Management
Auditors
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DIANA SHIPPING INC.
Ticker: DSZ Security ID: Y2066G104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William (Bill) Lawes as Director For For Management
1.2 Elect Konstantinos Psaltis as Director For For Management
2 Ratify Ernst & Young (Hellas) as For For Management
Auditors
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Conrad For Withhold Management
1.2 Elect Director E. Rolland Dickson For For Management
1.3 Elect Director Justin M. Murdock For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED
Ticker: DW Security ID: 26168L205
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Rose, III For For Management
1.2 Elect Director Leigh J. Abrams For For Management
1.3 Elect Director James F. Gero For For Management
1.4 Elect Director Frederick B. Hegi, Jr. For For Management
1.5 Elect Director David A. Reed For For Management
1.6 Elect Director John B. Lowe, Jr. For For Management
1.7 Elect Director Jason D. Lippert For For Management
1.8 Elect Director Brendan J. Deely For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID: 286082102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Brown For For Management
1.2 Elect Director Gill Cogan For For Management
1.3 Elect Director Guy Gecht For For Management
1.4 Elect Director Thomas Georgens For For Management
1.5 Elect Director Richard A. Kashnow For For Management
1.6 Elect Director Dan Maydan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hwan-yoon F. Chung For For Management
2 Elect Director Arthur T. Katsaros For For Management
3 Elect Director Robert Magnus For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP.
Ticker: FSC Security ID: 31678A103
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard P. Dutkiewicz For For Management
1b Elect Director Frank C. Meyer For For Management
1c Elect Director Douglas F. Ray For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony K. Anderson For For Management
1.2 Elect Director Parker S. Kennedy For For Management
1.3 Elect Director Mark C. Oman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For Withhold Management
1.2 Elect Director Victor E. Bell, III For Withhold Management
1.3 Elect Director Hope H. Connell For For Management
1.4 Elect Director Hubert M. Craig, III For Withhold Management
1.5 Elect Director H. Lee Durham, Jr. For Withhold Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding For For Management
1.8 Elect Director Frank B. Holding, Jr. For For Management
1.9 Elect Director Lucius S. Jones For For Management
1.10 Elect Director Robert E. Mason, IV For For Management
1.11 Elect Director Robert T. Newcomb For For Management
1.12 Elect Director James M. Parker For For Management
1.13 Elect Director Ralph K. Shelton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
FLAGSTONE REINSURANCE HOLDINGS, S.A.
Ticker: FSR Security ID: L3466T104
Meeting Date: NOV 28, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Buran For For Management
1.2 Elect Director James D. Bennett For For Management
1.3 Elect Director Vincent F. Nicolosi For For Management
1.4 Elect Director Gerard P. Tully, Sr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Amir Abu-Ghazaleh as Director For Against Management
1b Elect Salvatore H. Alfiero as Director For Against Management
1c Elect Edward L. Boykin as Director For Against Management
2 Accept Financial Statements and For For �� Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Dividends For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Denis J. Callaghan For For Management
1.3 Elect Director Claudio Costamagna For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Jack B. Dunn, IV For For Management
1.6 Elect Director Vernon Ellis For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
1.9 Elect Director Dennis J. Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FX ALLIANCE INC.
Ticker: FX Security ID: 361202104
Meeting Date: JUL 31, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Z. Weisberg For For Management
1.2 Elect Director Carolyn Christie For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
G&K SERVICES, INC.
Ticker: GKSR Security ID: 361268105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Milroy For For Management
1.2 Elect Director Jeffrey L. Wright For For Management
1.3 Elect Director Alice M. Richter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLADSTONE CAPITAL CORPORATION
Ticker: GLAD Security ID: 376535100
Meeting Date: FEB 14, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Gladstone For For Management
1b Elect Director Paul W. Adelgren For Against Management
1c Elect Director John H. Outland For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
Ticker: GBLI Security ID: G39319101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For Against Management
1b Elect Director Stephen A. Cozen For Against Management
1c Elect Director James W. Crystal For Against Management
1d Elect Director Seth J. Gersch For For Management
1e Elect Director John H. Howes For For Management
1f Elect Director Chad A. Leat For Against Management
1g Elect Director Cynthia Y. Valko For Against Management
2 Authorize Share Repurchase Program For Against Management
3 Authorize Reissuance of Repurchased For For Management
Shares
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a1 Elect Alan Bossin as Director of Wind For For Management
River Reinsurance Company, LTD
5a2 Elect Stephen Green as Director of For For Management
Wind River Reinsurance Company, LTD
5a3 Elect Linda C. Hohn as Director of For For Management
Wind River Reinsurance Company, LTD
5a4 Elect Andre Perez as Director of Wind For For Management
River Reinsurance Company, LTD
5a5 Elect Cynthia Y. Valko as Director of For For Management
Wind River Reinsurance Company, LTD
5a6 Elect Marie-Joelle Chapleau as For For Management
Director of Wind River Reinsurance
Company, LTD
5a7 Elect Janita Burke as Director of Wind For For Management
River Reinsurance Company, LTD
5a8 Elect Nigel Godfrey as Director of For For Management
Wind River Reinsurance Company, LTD
5b Ratify PricewaterhouseCoopers as For For Management
Auditors for Wind River Reinsurance
Company, LTD
6 Amend Articles of Association of For Against Management
Global Indemnity plc to Permit
Redemption of Shares Without
Obligation to Redeem on a Pro Rata
Basis
7 Change Location of Annual Meeting For For Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 04, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For Withhold Management
1.2 Elect Director Thomas A. Danjczek For Withhold Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For For Management
1.6 Elect Director Alan R. Schriber For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William G. Dorey For For Management
1b Elect Director Rebecca A. McDonald For For Management
1c Elect Director William H. Powell For For Management
1d Elect Director Claes G. Bjork For For Management
1e Elect Director Gaddi H. Vasquez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director David D. Campbell For For Management
1.3 Elect Director Harold R. Logan, Jr. For For Management
1.4 Elect Director David A. Perdue For For Management
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Alpert For For Management
1.2 Elect Director Blaine V. Fogg For For Management
1.3 Elect Director William H. Waldorf For For Management
1.4 Elect Director Joseph J. Whalen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director J. Terry Strange For For Management
1.3 Elect Director Max P. Watson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Thomas P. Cooper For For Management
1.3 Elect Director Cynthia L. Feldmann For For Management
1.4 Elect Director Eric A. Green For For Management
1.5 Elect Director Stephen E. Hare For For Management
1.6 Elect Director Isaac Kaufman For For Management
1.7 Elect Director Thomas F. Kirk For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP.
Ticker: HTS Security ID: 41902R103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Hough For For Management
1.2 Elect Director Benjamin M. Hough For For Management
1.3 Elect Director David W. Berson For For Management
1.4 Elect Director Ira G. Kawaller For For Management
1.5 Elect Director Jeffrey D. Miller For For Management
1.6 Elect Director Thomas D. Wren For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard I. Beattie For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Mark Foster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director John V. Lovoi For For Management
1.3 Elect Director Jan Rask For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian S. Charneski For For Management
1.2 Elect Director Gary B. Christensen For For Management
1.3 Elect Director John A. Clees For For Management
1.4 Elect Director Kimberly T. Ellwanger For For Management
1.5 Elect Director Brian L. Vance For For Management
1.6 Elect Director Ann Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: DEC 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. DeLuzio For For Management
1.2 Elect Director F. Joseph Loughrey For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bruner For For Management
1.2 Elect Director Artur G. Davis For For Management
1.3 Elect Director Thomas B. Fargo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srikant M. Datar For For Management
1.2 Elect Director Eileen O'Shea Auen For For Management
1.3 Elect Director Peter M. Schulte For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: 45103T107
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ronan Lambe as a Director For For Management
3 Reelect Ciaran Murray as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: 45103T107
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to a Direct Listing For For Management
on NASDAQ
2 Amend Articles of Association Re: For For Management
Conversion to Direct Listing on NASDAQ
3 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMATION CORP.
Ticker: IMN Security ID: 45245A107
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director William G. LaPerch For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFINITY PROPERTY AND CASUALTY CORPORATION
Ticker: IPCC Security ID: 45665Q103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa A. Canida For For Management
1.2 Elect Director Jorge G. Castro For For Management
1.3 Elect Director James R. Gober For For Management
1.4 Elect Director Harold E. Layman For For Management
1.5 Elect Director E. Robert Meaney For For Management
1.6 Elect Director Drayton Nabers, Jr. For For Management
1.7 Elect Director William Stancil Starnes For For Management
1.8 Elect Director Samuel J. Weinhoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Fisher For For Management
1.2 Elect Director Bennett Dorrance For For Management
1.3 Elect Director Richard E. Allen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Arduini For For Management
1.2 Elect Director Keith Bradley For For Management
1.3 Elect Director Richard E. Caruso For For Management
1.4 Elect Director Stuart M. Essig For For Management
1.5 Elect Director Barbara B. Hill For For Management
1.6 Elect Director Lloyd W. Howell, Jr. For For Management
1.7 Elect Director Neal Moszkowski For For Management
1.8 Elect Director Raymond G. Murphy For For Management
1.9 Elect Director Christian S. Schade For For Management
1.10 Elect Director James M. Sullivan For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Schofield For For Management
1.2 Elect Director Jeffrey McCreary For For Management
1.3 Elect Director Umesh Padval For For Management
1.4 Elect Director Gordon Parnell For For Management
1.5 Elect Director Donald Schrock For For Management
1.6 Elect Director Ron Smith For For Management
1.7 Elect Director Theodore L. Tewksbury, For For Management
III
1.8 Elect Director Peter Feld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JAVELIN MORTGAGE INVESTMENT CORP
Ticker: JMI Security ID: 47200B104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Thomas K. Guba For For Management
1.7 Elect Director Robert C. Hain For For Management
1.8 Elect Director John 'Jack' P. For For Management
Hollihan, III
1.9 Elect Director Stewart J. Paperin For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JMP GROUP INC.
Ticker: JMP Security ID: 46629U107
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Jolson For For Management
1.2 Elect Director Craig R. Johnson For For Management
1.3 Elect Director Carter D. Mack For For Management
1.4 Elect Director Mark L. Lehmann For For Management
1.5 Elect Director Glenn H. Tongue For For Management
1.6 Elect Director Kenneth M. Karmin For For Management
1.7 Elect Director H. Mark Lunenburg For For Management
1.8 Elect Director David M. DiPietro For For Management
1.9 Elect Director Jonathan M. Orszag For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Ament For Withhold Management
1.2 Elect Director Ryan M. Birtwell For Withhold Management
1.3 Elect Director Thomas J. Carella For Withhold Management
1.4 Elect Director Brian T. Clingen For Withhold Management
1.5 Elect Director Robert M. Finlayson For For Management
1.6 Elect Director Peter R. Formanek For For Management
1.7 Elect Director Michael B. Goldberg For Withhold Management
1.8 Elect Director James P. Hallett For Withhold Management
1.9 Elect Director Sanjeev Mehra For Withhold Management
1.10 Elect Director Church M. Moore For Withhold Management
1.11 Elect Director Thomas C. O'Brien For Withhold Management
1.12 Elect Director Gregory P. Spivy For Withhold Management
1.13 Elect Director Jonathan P. Ward For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward L. Kuntz For For Management
1b Elect Director Joel Ackerman For For Management
1c Elect Director Jonathan D. Blum For For Management
1d Elect Director Thomas P. Cooper For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director Christopher T. Hjelm For For Management
1g Elect Director Isaac Kaufman For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Harris For For Management
1.2 Elect Director John F. Maypole For For Management
1.3 Elect Director Kathleen G. Bradley For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 27, 2012 Meeting Type: Annual
Record Date: AUG 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Floyd For For Management
1.2 Elect Director George T. Shaheen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Homaira Akbari For For Management
1.2 Elect Director Diana M. Murphy For For Management
1.3 Elect Director Larry J. Thoele For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Indest For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W.J. 'Billy' Tauzin For Withhold Management
1.4 Elect Director Kenneth E. Thorpe For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory T. Bier For Withhold Management
1.2 Elect Director DeWitt Ezell, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For Against Management
1.2 Elect Director Michael Rapino For For Management
1.3 Elect Director Mark S. Shapiro For Against Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORPORATION
Ticker: MX Security ID: 55933J203
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randal Klein For For Management
1.2 Elect Director Nader Tavakoli For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
1.6 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company, Ltd.
1.7 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company, Ltd.
1.8 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company, Ltd.
1.9 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company, Ltd.
1.10 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
1.11 Elect Ronald M. Judd as Director of For For Management
Maiden Global Holdings, Ltd.
1.12 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
1.13 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
1.14 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
2 Ratify BDO USA, LLP as Auditors of the For For Management
Company, and Arthur Morris and Company
as Auditors of Maiden Insurance
Company, Ltd.
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 21, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro Garcia-Tunon For For Management
1.2 Elect Director John P. O'Leary, Jr. For For Management
1.3 Elect Director Jerry R. Whitaker For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Lederer For For Management
1.2 Elect Director Peter B. Pond For For Management
1.3 Elect Director James R. Thompson, Jr. For For Management
2 Increase Authorized Common Stock For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Brodsky For For Management
1b Elect Director Alan L. Gosule For For Management
1c Elect Director Stewart Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna T. Chew For For Management
1.2 Elect Director Daniel D. Cronheim For For Management
1.3 Elect Director Scott L. Robinson For For Management
1.4 Elect Director Eugene Rothenberg For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For Abstain Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For Abstain Management
1.4 Elect Director Peter C. Boylan, III For Abstain Management
1.5 Elect Director Henry Cornell For Abstain Management
1.6 Elect Director Christopher A.S. For Abstain Management
Crampton
1.7 Elect Director John F.X. Daly For Abstain Management
1.8 Elect Director Craig Ketchum For Abstain Management
1.9 Elect Director Gerard P. Krans For Abstain Management
1.10 Elect Director Cornelis A. Linse For For Management
1.11 Elect Director John A. Perkins For For Management
1.12 Elect Director H.B. Wehrle, III For Abstain Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Christopher For For Management
1.2 Elect Director Paul J. Flaherty For For Management
1.3 Elect Director Gennaro J. Fulvio For For Management
1.4 Elect Director Gary S. Gladstein For For Management
1.5 Elect Director Scott J. Goldman For For Management
1.6 Elect Director Terry Hermanson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC.
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy A. Guthrie For For Management
1.2 Elect Director Michael D. Malone For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel K. Skinner For For Management
1.2 Elect Director James R. Thompson For For Management
1.3 Elect Director Michael L. Tipsord For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For Against Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director Thomas E. Henning For For Management
1g Elect Director Kimberly K. Rath For Against Management
1h Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C.S. Lo For For Management
1.2 Elect Director Jocelyn E. Carter-Miller For For Management
1.3 Elect Director Ralph E. Faison For For Management
1.4 Elect Director A. Timothy Godwin For For Management
1.5 Elect Director Jef Graham For For Management
1.6 Elect Director Linwood A. Lacy, Jr. For For Management
1.7 Elect Director Gregory J. Rossmann For For Management
1.8 Elect Director Barbara V. Scherer For For Management
1.9 Elect Director Julie A. Shimer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nevin N. Andersen For For Management
1.2 Elect Director Daniel W. Campbell For For Management
1.3 Elect Director M. Truman Hunt For For Management
1.4 Elect Director Andrew D. Lipman For For Management
1.5 Elect Director Steven J. Lund For For Management
1.6 Elect Director Patricia A. Negron For For Management
1.7 Elect Director Neil H. Offen For For Management
1.8 Elect Director Thomas R. Pisano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ODYSSEY MARINE EXPLORATION, INC.
Ticker: OMEX Security ID: 676118102
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford B. Baker For For Management
1.2 Elect Director Max H. Cohen For For Management
1.3 Elect Director Mark D. Gordon For For Management
1.4 Elect Director David J. Saul For For Management
1.5 Elect Director Jon D. Sawyer For For Management
1.6 Elect Director Gregory P. Stemm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Wegmiller For For Management
1.2 Elect Director James T. Judson For For Management
1.3 Elect Director Gary S. Petersmeyer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin J. Shanfelter For For Management
1b Elect Director Gene Stoever For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduard E. Holdener For For Management
1.2 Elect Director Richard L. Love For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PARK STERLING CORPORATION
Ticker: PSTB Security ID: 70086Y105
Meeting Date: SEP 26, 2012 Meeting Type: Special
Record Date: AUG 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PARK STERLING CORPORATION
Ticker: PSTB Security ID: 70086Y105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Baker, Jr . For For Management
1.2 Elect Director Larry W. Carroll For For Management
1.3 Elect Director Kim S. Price For Withhold Management
1.4 Elect Director Ben R. Rudisill, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director Thomas P. Gibbons For For Management
1.3 Elect Director Deborah M. Reif For For Management
1.4 Elect Director Carroll R. Wetzel, Jr. For For Management
1.5 Elect Director Jon A. Boscia For For Management
1.6 Elect Director Glen A. Messina For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director James O. Egan For For Management
1.9 Elect Director Allan Z. Loren For For Management
1.10 Elect Director G.J. Parseghian For For Management
1.11 Elect Director Jane D. Carlin For For Management
1.12 Elect Director Thomas P. Gibbons For For Management
1.13 Elect Director Deborah M. Reif For For Management
1.14 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect Linda E. Ransom as Director For For Management
1.7 Elect James P. Slattery as Director For For Management
1.8 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelmo E. Archuleta For For Management
1.2 Elect Director Patricia K. Collawn For For Management
1.3 Elect Director Julie A. Dobson For For Management
1.4 Elect Director Alan J. Fohrer For For Management
1.5 Elect Director Robert R. Nordhaus For For Management
1.6 Elect Director Bonnie S. Reitz For For Management
1.7 Elect Director Donald K. Schwanz For For Management
1.8 Elect Director Bruce W. Wilkinson For For Management
1.9 Elect Director Joan B. Woodard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Beach Lin For For Management
1.2 Elect Director Carol A. Cartwright For For Management
1.3 Elect Director Richard H. Fearon For For Management
1.4 Elect Director Gregory J. Goff For For Management
1.5 Elect Director Gordon D. Harnett For For Management
1.6 Elect Director Richard A. Lorraine For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Farah M. Walters For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALITY DISTRIBUTION, INC.
Ticker: QLTY Security ID: 74756M102
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary R. Enzor For For Management
1.2 Elect Director Richard B. Marchese For For Management
1.3 Elect Director Thomas R. Miklich For For Management
1.4 Elect Director M. Ali Rashid For For Management
1.5 Elect Director Annette M. Sandberg For For Management
1.6 Elect Director Alan H. Schumacher For For Management
1.7 Elect Director Thomas M. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1. Elect Director Mitchell E. Fadel For For Management
1.2 Elect Director Paula Stern, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC.
Ticker: RSTI Security ID: 775043102
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Baasel For For Management
1.2 Elect Director Gary K. Willis For For Management
1.3 Elect Director Daniel J. Smoke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Beckler For For Management
1.2 Elect Director James E. Craddock For For Management
1.3 Elect Director Matthew D. Fitzgerald For For Management
1.4 Elect Director Philip L. Frederickson For For Management
1.5 Elect Director D. Henry Houston For For Management
1.6 Elect Director Carin S. Knickel For For Management
1.7 Elect Director Donald D. Patteson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Amster For For Management
1.2 Elect Director Geoffrey T. Barker For For Management
1.3 Elect Director Steven L. Fingerhood For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic H. Lindeberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic P. Villoutreix For For Management
1.2 Elect Director Anderson D. Warlick For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell L. Carson For For Management
1.2 Elect Director James S. Ely III For For Management
1.3 Elect Director William H. Frist For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ballschmiede For For Management
1.2 Elect Director Sarah M. Barpoulis For For Management
1.3 Elect Director John F. Chlebowski For For Management
1.4 Elect Director Karl F. Kurz For For Management
1.5 Elect Director James H. Lytal For For Management
1.6 Elect Director Thomas R. McDaniel For For Management
1.7 Elect Director Norman J. Szydlowski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Fergus M. Clydesdale For For Management
1.4 Elect Director James A. D. Croft For For Management
1.5 Elect Director William V. Hickey For For Management
1.6 Elect Director Kenneth P. Manning For For Management
1.7 Elect Director Paul Manning For For Management
1.8 Elect Director Elaine R. Wedral For For Management
1.9 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Victor L. Lund For For Management
1.3 Elect Director John W. Mecom, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Greenberg For For Management
1.2 Elect Director David Weinberg For For Management
1.3 Elect Director Jeffrey Greenberg For For Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPARTECH CORPORATION
Ticker: SEH Security ID: 847220209
Meeting Date: MAR 12, 2013 Meeting Type: Special
Record Date: FEB 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debora D. Horvath For For Management
1.2 Elect Director Duane C. McDougall For For Management
1.3 Elect Director E. Kay Stepp For For Management
1.4 Elect Director Michael G. Thorne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEINER LEISURE LIMITED
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia R. Cohen For For Management
1.2 Elect Director Denise Dickins For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEINWAY MUSICAL INSTRUMENTS, INC.
Ticker: LVB Security ID: 858495104
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Kim For Withhold Management
1.2 Elect Director Jong Sup Kim For Withhold Management
1.3 Elect Director Joon W. Kim For Withhold Management
1.4 Elect Director Kyle R. Kirkland For Withhold Management
1.5 Elect Director Thomas Kurrer For Withhold Management
1.6 Elect Director Don Kwon For Withhold Management
1.7 Elect Director David Lockwood For Withhold Management
1.8 Elect Director Dana D. Messina For Withhold Management
1.9 Elect Director John M. Stoner, Jr. For Withhold Management
1.10 Elect Director Michael T. Sweeney For Withhold Management
1.11 Elect Director Gregory S. Wood For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director John L. Madden For For Management
1.3 Elect Director Peter Migliorini For For Management
1.4 Elect Director Richard P. Randall For For Management
1.5 Elect Director Ravi Sachdev For For Management
1.6 Elect Director Thomas H. Schwartz For Withhold Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SWIFT ENERGY COMPANY
Ticker: SFY Security ID: 870738101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Matiuk For For Management
1.2 Elect Director Bruce H. Vincent For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul L. Whiting For For Management
1.2 Elect Director Michael P. DeLong For For Management
1.3 Elect Director Iain A. Macdonald For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION
Ticker: SYA Security ID: 87151Q106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Foy For For Management
1.2 Elect Director Lois W. Grady For For Management
1.3 Elect Director Thomas M. Marra For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRY MEDICAL INC.
Ticker: SMA Security ID: 871546206
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Reynolds For For Management
1.2 Elect Director James S. Burns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 19, 2013 Meeting Type: Annual
Record Date: FEB 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight Steffensen For For Management
1.2 Elect Director Kevin Murai For For Management
1.3 Elect Director Fred Breidenbach For For Management
1.4 Elect Director Hau Lee For For Management
1.5 Elect Director Matthew Miau For For Management
1.6 Elect Director Dennis Polk For For Management
1.7 Elect Director Gregory Quesnel For For Management
1.8 Elect Director Thomas Wurster For For Management
1.9 Elect Director Duane Zitzner For For Management
1.10 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For For Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TELETECH HOLDINGS, INC.
Ticker: TTEC Security ID: 879939106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth D. Tuchman For For Management
1.2 Elect Director James E. Barlett For For Management
1.3 Elect Director Gregory A. Conley For For Management
1.4 Elect Director Robert Frerichs For For Management
1.5 Elect Director Shrikant Mehta For For Management
1.6 Elect Director Anjan Mukherjee For For Management
1.7 Elect Director Robert M. Tarola For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Frank Doyle For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Peter K. Hoffman For For Management
1e Elect Director Sir Paul Judge For For Management
1f Elect Director Nancy F. Koehn For For Management
1g Elect Director Christopher A. Masto For For Management
1h Elect Director P. Andrews McLane For For Management
1i Elect Director Mark Sarvary For For Management
1j Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Change Company Name to Tempur Sealy For For Management
International, Inc.
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEREX CORPORATION
Ticker: TEX Security ID: 880779103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald M. DeFeo For For Management
1b Elect Director G. Chris Andersen For For Management
1c Elect Director Paula H. J. Cholmondeley For For Management
1d Elect Director Donald DeFosset For For Management
1e Elect Director Thomas J. Hansen For For Management
1f Elect Director Raimund Klinkner For For Management
1g Elect Director David A. Sachs For For Management
1h Elect Director Oren G. Shaffer For For Management
1i Elect Director David C. Wang For For Management
1j Elect Director Scott W. Wine For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Deferred Compensation Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Boynton For For Management
1.2 Elect Director Murray D. Martin For For Management
1.3 Elect Director Ronald L. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CATO CORPORATION
Ticker: CATO Security ID: 149205106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Harding Stowe For For Management
1.2 Elect Director Edward I. Weisiger, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane Elfers For For Management
1.2 Elect Director Susan Patricia Griffith For For Management
1.3 Elect Director Louis Lipschitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE FINISH LINE, INC.
Ticker: FINL Security ID: 317923100
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill Kirkendall For For Management
1.2 Elect Director William P. Carmichael For For Management
1.3 Elect Director Richard P. Crystal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Zimmer For For Management
1.2 Elect Director David H. Edwab For For Management
1.3 Elect Director Douglas S. Ewert For For Management
1.4 Elect Director Rinaldo S. Brutoco For For Management
1.5 Elect Director Michael L. Ray For For Management
1.6 Elect Director Sheldon I. Stein For For Management
1.7 Elect Director Deepak Chopra For For Management
1.8 Elect Director William B. Sechrest For For Management
1.9 Elect Director Grace Nichols For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Sustainability Against For Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
Ticker: NAVG Security ID: 638904102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Saul L. Basch For For Management
1.2 Elect Director H.J. Mervyn Blakeney For For Management
1.3 Elect Director Terence N. Deeks For For Management
1.4 Elect Director Stanley A. Galanski For For Management
1.5 Elect Director Geoffrey E. Johnson For For Management
1.6 Elect Director John F. Kirby For For Management
1.7 Elect Director Robert V. Mendelsohn For For Management
1.8 Elect Director David M. Platter For For Management
1.9 Elect Director Janice C. Tomlinson For For Management
1.10 Elect Director Marc M. Tract For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Graves For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chapman For For Management
1.2 Elect Director Chan Galbato For Withhold Management
1.3 Elect Director Scott Wille For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director Dev Kapadia For Withhold Management
1.3 Elect Director Mark Malcolm For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For For Management
1.2 Elect Director Mark D. Ein For For Management
1.3 Elect Director William W. Johnson For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director W. Reid Sanders For For Management
1.6 Elect Director Thomas Siering For For Management
1.7 Elect Director Brian C. Taylor For For Management
1.8 Elect Director Hope B. Woodhouse For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald L. Pullins For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Lawrance W. McAfee For For Management
1.4 Elect Director Daniel C. Arnold For For Management
1.5 Elect Director Mark J. Brookner For For Management
1.6 Elect Director Harry S. Chapman For For Management
1.7 Elect Director Bernard A. Harris, Jr. For For Management
1.8 Elect Director Marlin W. Johnston For For Management
1.9 Elect Director Reginald E. Swanson For For Management
1.10 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Adams, Jr. For For Management
1.2 Elect Director Diana F. Cantor For For Management
1.3 Elect Director Robert C. Sledd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UTI WORLDWIDE INC.
Ticker: UTIW Security ID: G87210103
Meeting Date: JUN 10, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. John Langley, Jr. as a For For Management
Director
1.2 Elect Allan M. Rosenzweig as a Director For For Management
1.3 Elect Donald W. Slager as a Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert L. Antin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Isabella Cunningham For For Management
1b Elect Director Albert M. Teplin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALTER INVESTMENT MANAGEMENT CORP.
Ticker: WAC Security ID: 93317W102
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Berrard For For Management
1.2 Elect Director Ellyn L. Brown For For Management
1.3 Elect Director Denmar J. Dixon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Charter Provisions Relating to For For Management
Former REIT Status
5 Amend Charter Provisions that are For For Management
Irrelevant
6 Amend Charter to Adopt Articles For Against Management
Supplementary
7 Amend Charter to Revise For For Management
Indemnification Provisions
8 Amend Charter to Change Articles Six, For For Management
Seven and Eight
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 16, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Kelley For For Management
1.2 Elect Director Barbara L. Smith For For Management
1.3 Elect Director David K. Grant For For Management
1.4 Elect Director Randall H. Talbot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Paul H. Stebbins For For Management
1.3 Elect Director Ken Bakshi For For Management
1.4 Elect Director Richard A. Kassar For For Management
1.5 Elect Director Myles Klein For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director Stephen K. Roddenberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
XO GROUP INC.
Ticker: XOXO Security ID: 983772104
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Baker For For Management
1.2 Elect Director Peter Sachse For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
=================== Robeco Boston Partners Global Equity Fund ==================
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2012
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Adopt Financial Statements For For Management
4 Approve Dividends of EUR 0.21 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.1 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2013
7.2 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal Years 2014-2016
8 Authorize Amendments to Capital For For Management
Structure, Including the Conversion of
All Preferred Shares into Ordinary
Shares, and Amend Articles Accordingly
9 Approve Remuneration of Supervisory For For Management
Board
10 Elect Darryl D. Button to Executive For For Management
Board
11 Reelect Shemaya Levy to Supervisory For For Management
Board
12 Elect Dona D. Young to Supervisory For For Management
Board
13 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13
15 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Other Business (Non-Voting) None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
AISIN SEIKI CO. LTD.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Toyoda, Kanshiro For Against Management
2.2 Elect Director Fujimori, Fumio For Against Management
2.3 Elect Director Kobuki, Shinzo For For Management
2.4 Elect Director Nagura, Toshikazu For For Management
2.5 Elect Director Morita, Takashi For For Management
2.6 Elect Director Fujie, Naofumi For For Management
2.7 Elect Director Mitsuya, Makoto For For Management
2.8 Elect Director Ishikawa, Toshiyuki For For Management
2.9 Elect Director Kawata, Takeshi For For Management
2.10 Elect Director Kawamoto, Mutsumi For For Management
2.11 Elect Director Usami, Kazumi For For Management
3 Appoint Statutory Auditor Kobayashi, For For Management
Ryo
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ANRITSU CORP.
Ticker: 6754 Security ID: J01554104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Hashimoto, Hirokazu For For Management
3.2 Elect Director Tanaka, Kenji For For Management
3.3 Elect Director Tsukasa, Fumihiro For For Management
3.4 Elect Director Taniai, Toshisumi For For Management
3.5 Elect Director Kubota, Akifumi For For Management
3.6 Elect Director Hosoda, Yasushi For For Management
3.7 Elect Director Aoi, Michikazu For For Management
3.8 Elect Director Seki, Takaya For For Management
4 Appoint Statutory Auditor Kikukawa, For For Management
Tomoyuki
5 Approve Annual Bonus Payment for For For Management
Directors
6 Approve Stock Option Plan for Directors For For Management
7 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against For Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
6 Reelect Aminata Niane as Director For For Management
7 Reelect Vernon Sankey as Director For For Management
8 Elect Lynn Sharp Paine as Director For For Management
9 Elect Jean Fleming as Representative For Against Management
of Employee Shareholders to the Board
10 Elect Daniel Gargot as Representative For Against Management
of Employee Shareholders to the Board
11 Elect Denis Lesieur as Representative For Against Management
of Employee Shareholders to the Board
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Amend Article 15 of Bylaws Re: For Against Management
Shareholding Requirements for Directors
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5a Elect P.J. Dwyer as a Director For For Management
5b Elect J.P. Morschel as a Director For For Management
5c Elect Lee Hsien Yang as a Director For For Management
6 Elect R.J. Reeves as a Director Against Against Shareholder
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED ��
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual ��
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For For Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BEAZLEY PLC
Ticker: BEZ Security ID: G1143Q101
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Second Interim Dividend For For Management
4 Approve Special Dividend For For Management
5 Re-elect George Blunden as Director For For Management
6 Re-elect Martin Bride as Director For For Management
7 Re-elect Adrian Cox as Director For For Management
8 Re-elect Jonathan Gray as Director For For Management
9 Re-elect Dennis Holt as Director For For Management
10 Re-elect Andrew Horton as Director For For Management
11 Re-elect Neil Maidment as Director For For Management
12 Re-elect Padraic O'Connor as Director For For Management
13 Re-elect Vincent Sheridan as Director For For Management
14 Re-elect Ken Sroka as Director For For Management
15 Re-elect Rolf Tolle as Director For For Management
16 Re-elect Clive Washbourn as Director For For Management
17 Elect Angela Crawford-Ingle as Director For For Management
18 Reappoint KPMG as Auditors For For Management
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Marine Share Incentive Plan For For Management
--------------------------------------------------------------------------------
BERENDSEN PLC
Ticker: BRSN Security ID: G1011R108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peter Ventress as Director For For Management
5 Re-elect Kevin Quinn as Director For For Management
6 Re-elect Iain Ferguson as Director For For Management
7 Re-elect David Lowden as Director For For Management
8 Re-elect Andrew Wood as Director For For Management
9 Elect Lucy Dimes as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Pat Davies as Director For For Management
3 Re-elect Malcolm Broomhead as Director For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Carlos Cordeiro as Director For For Management
6 Re-elect David Crawford as Director For For Management
7 Re-elect Carolyn Hewson as Director For For Management
8 Re-elect Marius Kloppers as Director For For Management
9 Re-elect Lindsay Maxsted as Director For For Management
10 Re-elect Wayne Murdy as Director For For Management
11 Re-elect Keith Rumble as Director For For Management
12 Re-elect John Schubert as Director For For Management
13 Re-elect Shriti Vadera as Director For For Management
14 Re-elect Jac Nasser as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Remuneration Report For For Management
20 Approve the Grant of Long-Term For For Management
Incentive Performance Shares to Marius
Kloppers
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For For Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For For Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Francis For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Gregory T. Lucier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CATLIN GROUP LTD
Ticker: CGL Security ID: G196F1100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect John Barton as Director For For Management
6 Re-elect Bruce Carnegie-Brown as For For Management
Director
7 Re-elect Stephen Catlin as Director For For Management
8 Re-elect Benjamin Meuli as Director For For Management
9 Re-elect Robert Gowdy as Director For For Management
10 Re-elect Nicholas Lyons as Director For For Management
11 Elect Fiona Luck as Director For For Management
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Approve Performance Share Plan For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For Against Management
3c Elect Chiu Kwok Hung, Justin as For Against Management
Director
3d Elect Leung Siu Hon as Director For For Management
3e Elect Chow Kun Chee, Roland as Director For For Management
3f Elect Lee Yeh Kwong, Charles as For For Management
Director
3g Elect Yeh Yuan Chang, Anthony as For For Management
Director
3h Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 15 of Bylaws Re: Length For For Management
of Term for Supervisory Board Members
2 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Reelect Barbara Dalibard as For For Management
Supervisory Board Member
9 Reelect Louis Gallois as Supervisory For For Management
Board Member
10 Elect Anne-Sophie de La Bigne as For For Management
Supervisory Board Member
11 Elect Jean-Pierre Duprieu as For For Management
Supervisory Board Member
12 Elect Olivier Bazil as Supervisory For For Management
Board Member
13 Elect Michel Rollier as Supervisory For For Management
Board Member
14 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPUGROUP MEDICAL AG
Ticker: COP Security ID: D15813211
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Hugues du Rouret For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DONGYANG MECHATRONICS CORP.
Ticker: 013570 Security ID: Y2099Z103
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 200 per Share
2 Reelect One Inside Director and One For For Management
Outside Director (Bundled)
3 Appoint No Seok-Gu as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David H. Benson For For Management
1b Elect Director Robert W. Cremin For For Management
1c Elect Director Jean-Pierre M. Ergas For For Management
1d Elect Director Peter T. Francis For For Management
1e Elect Director Kristiane C. Graham For For Management
1f Elect Director M.F. Johnston For For Management
1g Elect Director Robert A. Livingston For For Management
1h Elect Director Richard K. Lochridge For For Management
1i Elect Director Bernard G. Rethore For For Management
1j Elect Director Michael B. Stubbs For For Management
1k Elect Director Stephen M. Todd For For Management
1l Elect Director Stephen K. Wagner For For Management
1m Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Addesso For For Management
1.2 Elect Director John J. Amore For For Management
1.3 Elect Director John R. Dunne For For Management
1.4 Elect Director Joseph V. Taranto For For Management
1.5 Elect Director John A. Weber For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For Against Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For Against Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
7 Approve Creation of EUR 40.3 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FUJI SEAL INTERNATIONAL INC.
Ticker: 7864 Security ID: J15183106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kakegawa, Masahito For For Management
1.2 Elect Director Kato, Fumio For Against Management
1.3 Elect Director Toga, Yuuzo For Against Management
1.4 Elect Director Takeda, Ken For For Management
1.5 Elect Director Okazaki, Hiro For For Management
1.6 Elect Director Okazaki, Shigeko For For Management
1.7 Elect Director Sonoda, Takato For For Management
1.8 Elect Director Furusawa, Rikio For For Management
1.9 Elect Director Aikawa, Ritsuo For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director David D. Campbell For For Management
1.3 Elect Director Harold R. Logan, Jr. For For Management
1.4 Elect Director David A. Perdue For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA ��
Ticker: HEN3 Security ID: D32051142
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: MAR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Common Share
and EUR 0.95 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2012
6 Ratify KPMG as Auditors for Fiscal For For Management
2013
7 Elect Jean-Francois van Boxmeer to the For For Management
Personally Liable Partners Committee
(Shareholders Committee)
8 Fix Number of Supervisory Board For Against Management
Members to 16
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Safra Catz as Director For For Management
3(b) Re-elect Laura Cha as Director For For Management
3(c) Re-elect Marvin Cheung as Director For For Management
3(d) Elect Jim Comey as Director For For Management
3(e) Re-elect John Coombe as Director For For Management
3(f) Re-elect Joachim Faber as Director For For Management
3(g) Re-elect Rona Fairhead as Director For For Management
3(h) Elect Renato Fassbind as Director For For Management
3(i) Re-elect Douglas Flint as Director For For Management
3(j) Re-elect Stuart Gulliver as Director For For Management
3(k) Re-elect James Hughes-Hallett as For For Management
Director
3(l) Re-elect William Laidlaw as Director For For Management
3(m) Re-elect John Lipsky as Director For For Management
3(n) Re-elect Janis Lomax as Director For For Management
3(o) Re-elect Iain Mackay as Director For For Management
3(p) Re-elect Sir Simon Robertson as For For Management
Director
3(q) Re-elect John Thornton as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi as Director For For Management
3b Elect Frank John Sixt as Director For Against Management
3c Elect Holger Kluge as Director For For Management
3d Elect George Colin Magnus as Director For For Management
3e Elect Lee Wai Mun, Rose as Director For For Management
3f Elect Lee Yeh Kwong, Charles as For For Management
Director
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: G4705A100
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUL 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ronan Lambe as a Director For For Management
3 Reelect Ciaran Murray as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: G4705A100
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: DEC 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to a Direct Listing For For Management
on NASDAQ
2 Amend Articles of Association Re: For For Management
Conversion to Direct Listing on NASDAQ
3 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: G4721W102
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Dr Ken Burnett as Director For For Management
5 Re-elect Alison Cooper as Director For For Management
6 Re-elect Robert Dyrbus as Director For For Management
7 Elect David Haines as Director For For Management
8 Re-elect Michael Herlihy as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect Iain Napier as Director For For Management
11 Elect Matthew Phillips as Director For For Management
12 Re-elect Berge Setrakian as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Re-elect Malcolm Wyman as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Approve Share Matching Scheme For For Management
20 Approve Long Term Incentive Plan For For Management
21 Approve International Sharesave Plan For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INCHCAPE PLC
Ticker: INCH Security ID: G47320208
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ken Hanna as Director For For Management
5 Re-elect Andre Lacroix as Director For For Management
6 Re-elect John McConnell as Director For For Management
7 Re-elect Simon Borrows as Director For For Management
8 Re-elect Alison Cooper as Director For For Management
9 Re-elect Nigel Northridge as Director For For Management
10 Re-elect Vicky Bindra as Director For For Management
11 Re-elect Till Vestring as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 �� Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Matsushima, Toru For For Management
2.8 Elect Director Fukuda, Yuuji For For Management
2.9 Elect Director Nakamura, Ichiro For For Management
2.10 Elect Director Yoshida, Tomofumi For For Management
2.11 Elect Director Okamoto, Hitoshi For For Management
2.12 Elect Director Shiomi, Takao For For Management
2.13 Elect Director Fujisaki, Ichiro For For Management
2.14 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Majima, For For Management
Shingo
4 Appoint Alternate Statutory Auditor For For Management
Miki, Hideo
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Elect Roger Faxon as Director For For Management
6 Re-elect Mike Clasper as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Ian Griffiths as Director For For Management
9 Re-elect Andy Haste as Director For For Management
10 Re-elect Dame Lucy Neville-Rolfe as For For Management
Director
11 Re-elect Archie Norman as Director For For Management
12 Re-elect John Ormerod as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Performance Share Plan For For Management
21 Approve Savings-Related Share Option For For Management
Scheme
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LISI
Ticker: FII Security ID: F5754P105
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Discharge of Directors and For For Management
Auditors
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
6 Reelect Emmanuel Viellard as Director For Against Management
7 Reelect Christian Peugeot as Director For Against Management
8 Reelect Compagnie Industrielle de For Against Management
Delle as Director
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Employee Stock Purchase Plan For For Management
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against For Shareholder
14 Stock Retention Against For Shareholder
15 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
MEGANE TOP CO.
Ticker: 7541 Security ID: J4157V104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Tomizawa, Shozo For Against Management
2.2 Elect Director Tomizawa, Masahiro For Against Management
2.3 Elect Director Takayanagi, Masao For For Management
2.4 Elect Director Hosho, Mitsuru For For Management
2.5 Elect Director Nokata, Manabu For For Management
2.6 Elect Director Matsuda, Shigeaki For For Management
2.7 Elect Director Yoshida, Kazuhiro For For Management
2.8 Elect Director Matsunaga, Hideaki For For Management
3.1 Appoint Statutory Auditor Suzuki, For For Management
Mitsuo
3.2 Appoint Statutory Auditor Shingai, For For Management
Teruo
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Retirement Bonus Payment for For Against Management
Statutory Auditor
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Colin Terry as Director For For Management
5 Re-elect Stephen Young as Director For For Management
6 Re-elect Philip Green as Director For For Management
7 Re-elect Paul Heiden as Director For For Management
8 Re-elect Brenda Reichelderfer as For For Management
Director
9 Re-elect David Robins as Director For For Management
10 Re-elect David Williams as Director For For Management
11 Elect Guy Berruyer as Director For For Management
12 Elect Philip Cox as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Approve EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Approve Increase in Maximum Aggregate For For Management
Amount of Directors' Fees
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports, Including Corporate
Governance and Remuneration Reports
for Fiscal 2012(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 7 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Remuneration System for For Did Not Vote Management
Management Board Members
6 Elect Ann-Kristin Achleitner to the For Did Not Vote Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
8 Approve Creation of EUR 280 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NIHON KOHDEN CORP.
Ticker: 6849 Security ID: J50538115
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Ogino, Kazuo For For Management
2.2 Elect Director Suzuki, Fumio For For Management
2.3 Elect Director Hakuta, Kenji For For Management
2.4 Elect Director Izawa, Toshitsugu For For Management
2.5 Elect Director Tsukahara, Yoshito For For Management
2.6 Elect Director Ogino, Hirokazu For For Management
2.7 Elect Director Tamura, Takashi For For Management
2.8 Elect Director Aida, Hiroshi For For Management
2.9 Elect Director Yamauchi, Masaya For For Management
2.10 Elect Director Obara, Minoru For For Management
3 Appoint Statutory Auditor Mayuzumi, For For Management
Toshinobu
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSAN CHEMICAL INDUSTRIES LTD.
Ticker: 4021 Security ID: J56988108
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Higuchi, Tsuneo For For Management
2.2 Elect Director Ono, Takami For For Management
2.3 Elect Director Yagisawa, Kazuhiro For For Management
2.4 Elect Director Sakurada, Kenichiro For For Management
2.5 Elect Director Hamamoto, Satoru For For Management
2.6 Elect Director Tsuruzoe, Nobutomo For For Management
2.7 Elect Director Takishita, Hidenori For For Management
2.8 Elect Director Iwata, Takeshi For For Management
2.9 Elect Director Dobashi, Shuuichiro For For Management
2.10 Elect Director Onitsuka, Hiroshi For For Management
2.11 Elect Director Suzuki, Hitoshi For For Management
3 Appoint Statutory Auditor Kondo, Sumio For Against Management
--------------------------------------------------------------------------------
NORMA GROUP AG
Ticker: NOEJ Security ID: D5813Z104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Elect Erika Schulte to the Supervisory For Did Not Vote Management
Board
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
7 Change of Corporate Form to Societas For Did Not Vote Management
Europaea (SE)
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
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NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tench Coxe For For Management
1b Elect Director James C. Gaither For For Management
1c Elect Director Jen-Hsun Huang For For Management
1d Elect Director Mark L. Perry For For Management
1e Elect Director A. Brooke Seawell For For Management
1f Elect Director Mark A. Stevens For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
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OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
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OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Reelect Mark Haynes Daniell as Director For For Management
4 Reelect Tse Po Shing Andy as Director For For Management
5 Reelect Wong Heng Tew as Director For For Management
6 Reelect Sridhar Krishnan as Director For For Management
7 Approve Directors' Fees For For Management
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Under the For For Management
Olam Scrip Dividend Scheme
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ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
1.3 Elect Director Teresa M. Ressel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
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ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against For Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against For Shareholder
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OSIM INTERNATIONAL LTD.
Ticker: O23 Security ID: Y6585M104
Meeting Date: APR 01, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Reelect Richard Leow as Director For For Management
4 Reelect Tan Soo Nan as Director For For Management
5 Reelect Sin Boon Ann as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity-Linked For For Management
Securities with or without Preemptive
Rights
9 Approve Grant of Options and Issuance For Against Management
of Shares Under the OSIM Share Option
Scheme
10 Approve Mandate for Transactions with For For Management
Related Parties
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
OTSUKA CORPORATION
Ticker: 4768 Security ID: J6243L107
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 200
2.1 Elect Director Otsuka, Yuuji For Against Management
2.2 Elect Director Katakura, Kazuyuki For For Management
2.3 Elect Director Takahashi, Toshiyasu For For Management
2.4 Elect Director Shiokawa, Kimio For For Management
2.5 Elect Director Yano, Katsuhiro For For Management
2.6 Elect Director Saito, Hironobu For For Management
2.7 Elect Director Wakamatsu, Yasuhiro For For Management
2.8 Elect Director Tsurumi, Hironobu For For Management
2.9 Elect Director Sakurai, Minoru For For Management
2.10 Elect Director Hirose, Mitsuya For For Management
2.11 Elect Director Tanaka, Osamu For For Management
2.12 Elect Director Moriya, Norihiko For For Management
3 Approve Retirement Bonus Payment for For Against Management
Directors
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PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PT GAJAH TUNGGAL TBK
Ticker: GJTL Security ID: Y7122F123
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Allocation of
Income
2 Approve Auditors For For Management
3 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K113
Meeting Date: JAN 24, 2013 Meeting Type: Special
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Return of Cash to Shareholders For For Management
Through the Issue of B Shares and
Share Capital Consolidation
2 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Market Purchase of New For For Management
Ordinary Shares ��
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K212
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Johanna Waterous as Director For For Management
5 Re-elect Stuart Chambers as Director For For Management
6 Re-elect Graham Chipchase as Director For For Management
7 Re-elect David Robbie as Director For For Management
8 Re-elect John Langston as Director For For Management
9 Re-elect Leo Oosterveer as Director For For Management
10 Re-elect Jean-Pierre Rodier as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
RHEINMETALL AG
Ticker: RHM Security ID: D65111102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Reelect Siegfried Goll to the For For Management
Supervisory Board
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SERCO GROUP PLC
Ticker: SRP Security ID: G80400107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Malcolm Wyman as Director For For Management
5 Re-elect Alastair Lyons as Director For For Management
6 Re-elect Christopher Hyman as Director For For Management
7 Re-elect Andrew Jenner as Director For For Management
8 Re-elect Ralph Crosby Jr as Director For For Management
9 Re-elect Angie Risley as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Approve EU Political Donations and For For Management
Expenditure
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director Anthony J. Best For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Stephen R. Brand For For Management
1.5 Elect Director William J. Gardiner For For Management
1.6 Elect Director Loren M. Leiker For For Management
1.7 Elect Director Julio M. Quintana For For Management
1.8 Elect Director John M. Seidl For For Management
1.9 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
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SMURFIT KAPPA GROUP PLC
Ticker: SK3 Security ID: G8248F104
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Christel Bories a Director For For Management
5a Re-elect Liam O'Mahony as Director For For Management
5b Re-elect Gary McGann as Director For For Management
5c Re-elect Anthony Smurfit as Director For For Management
5d Re-elect Ian Curley as Director For For Management
5e Re-elect Frits Beurskens as Director For For Management
5f Re-elect Thomas Brodin as Director For For Management
5g Re-elect Irial Finan as Director For For Management
5h Re-elect Samuel Mencoff as Director For For Management
5i Re-elect Roberto Newell as Director For For Management
5j Re-elect Nicanor Restrepo as Director For For Management
5k Re-elect Paul Stecko as Director For For Management
5l Re-elect Rosemary Thorne as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorise Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
10 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For Against Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
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STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Om Bhatt as Director For For Management
5 Elect Dr Louis Chi-Yan Cheung as For For Management
Director
6 Elect Margaret Ewing as Director For For Management
7 Elect Dr Lars Thunell as Director For For Management
8 Re-elect Stefano Bertamini as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect James Dundas as Director For For Management
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Rudolph Markham as Director For For Management
14 Re-elect Ruth Markland as Director For For Management
15 Re-elect Richard Meddings as Director For For Management
16 Re-elect John Paynter as Director For For Management
17 Re-elect Sir John Peace as Director For For Management
18 Re-elect Alun Rees as Director For For Management
19 Re-elect Peter Sands as Director For For Management
20 Re-elect Viswanathan Shankar as For For Management
Director
21 Re-elect Paul Skinner as Director For For Management
22 Re-elect Oliver Stocken as Director For For Management
23 Reappoint KPMG Audit plc as Auditors For For Management
24 Authorise Board to Fix Remuneration of For For Management
Auditors
25 Approve EU Political Donations and For For Management
Expenditure
26 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
27 Authorise Issue of Equity with For For Management
Pre-emptive Rights
28 Authorise Issue of Equity without For For Management
Pre-emptive Rights
29 Authorise Market Purchase of Ordinary For For Management
Shares
30 Authorise Market Purchase of For For Management
Preference Shares
31 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
32 Approve Sharesave Plan For For Management
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SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: Security ID: H8431B109
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Ordinary Dividends of CHF 3.50 For For Management
per Share from Capital Contribution
Reserves
3.2 Approve Special Dividends of CHF 4.00 For For Management
per Share from Capital Contribution
Reserves
4 Approve Discharge of Board For For Management
5.1.1 Reelect Walter Kielholz as Director For For Management
5.1.2 Reelect Malcolm Knight as Director For For Management
5.1.3 Reelect Carlos Represas as Director For For Management
5.1.4 Reelect Jean-Pierre Roth as Director For For Management
5.1.5 Elect Mary Francis as Director For For Management
5.2 Ratify PricewaterhouseCoopers as For For Management
Auditors
6.1 Amend Terms of Existing Pool of For For Management
Conditional Capital
6.2 Approve Creation of CHF 8.5 Million For For Management
Pool of Capital without Preemptive
Rights
6.3 Approve Cancellation of Capital For For Management
Authorization
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Stephen E. Gillett For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Kerry A. Peacock For Withhold Management
1.3 Elect Director J. Peter Ricketts For Withhold Management
1.4 Elect Director Allan R. Tessler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: OCT 04, 2012 Meeting Type: Annual
Record Date: SEP 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
6 Ratify Appointment of Emily Abrera as For For Management
Director
7 Reelect Emily Abrera as Director For For Management
8 Reelect Alain Boulet as Director For For Management
9 Reelect Bernard Canetti as Director For For Management
10 Reelect Robert Paszczak as Director For For Management
11 Reelect Mario Sciacca as Director For For Management
12 Reelect Stephen Winningham as Director For For Management
13 Elect Paulo Cesar Salles Vasques as For For Management
Director
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 300,000
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 142 Million for Bonus
Issue or Increase in Par Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
20 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote Above
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
22 Approve Employee Stock Purchase Plan For For Management
23 Amend Article 11.2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
24 Amend Article 14.1 of Bylaws Re: Board For For Management
Size
25 Amend Article 14.5 of Bylaws Re: Age For For Management
Limit for Directors
26 Amend Article 14.3 of Bylaws Re: For For Management
Directors Length of Term
27 Amend Article 32 of Bylaws Re: Payment For For Management
of Dividends
28 Amend Article 25 and 26.2 of Bylaws For For Management
Re: Attendance to General Meetings
Through Videoconference,
Telecommunication
29 Approve New Set of Bylaws For Against Management
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
TOHO HOLDINGS CO LTD
Ticker: 8129 Security ID: J85237105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matsutani, Takaaki For For Management
1.2 Elect Director Hamada, Norio For Against Management
1.3 Elect Director Kono, Hiroyuki For For Management
1.4 Elect Director Homma, Toshio For For Management
1.5 Elect Director Matsutani, Takeo For For Management
1.6 Elect Director Morikubo, Mitsuo For For Management
1.7 Elect Director Ogino, Mamoru For For Management
1.8 Elect Director Kato, Katsuya For For Management
1.9 Elect Director Ogawa, Kengo For For Management
2 Appoint Statutory Auditor Hatanaka, For Against Management
Kazuyoshi
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TOYODA GOSEI CO. LTD.
Ticker: 7282 Security ID: J91128108
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Wakayama, Hajime For Against Management
2.2 Elect Director Arashima, Tadashi For Against Management
2.3 Elect Director Shimizu, Nobuyuki For For Management
2.4 Elect Director Fujiwara, Nobuo For For Management
2.5 Elect Director Ichikawa, Masayoshi For For Management
2.6 Elect Director Otake, Kazumi For For Management
2.7 Elect Director Kobayashi, Daisuke For For Management
3 Appoint Statutory Auditor Oguri, Toru For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Appoint Statutory Auditor Uzawa, Masao For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamada, Hideo
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Special
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Creation For For Management
of a New Jersey Incorporated and
United Kingdom Tax Resident Parent
Company
2 Approve the New WPP Reduction of For For Management
Capital
3 Approve Change of Company Name to WPP For For Management
2012 Limited
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Court ��
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve the Sustainability Report For For Management
5 Re-elect Colin Day as Director For For Management
6 Re-elect Esther Dyson as Director For For Management
7 Re-elect Orit Gadiesh as Director For For Management
8 Re-elect Philip Lader as Director For For Management
9 Re-elect Ruigang Li as Director For For Management
10 Re-elect Mark Read as Director For For Management
11 Re-elect Paul Richardson as Director For For Management
12 Re-elect Jeffrey Rosen as Director For For Management
13 Re-elect Timothy Shriver as Director For For Management
14 Re-elect Sir Martin Sorrell as Director For For Management
15 Re-elect Solomon Trujillo as Director For For Management
16 Elect Roger Agnelli as Director For For Management
17 Elect Dr Jacques Aigrain as Director For For Management
18 Elect Hugo Shong as Director For For Management
19 Elect Sally Susman as Director For For Management
20 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Approve Executive Performance Share For For Management
Plan
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
=============== Robeco Boston Partners International Equity Fund ===============
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2012
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Adopt Financial Statements For For Management
4 Approve Dividends of EUR 0.21 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.1 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2013
7.2 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal Years 2014-2016
8 Authorize Amendments to Capital For For Management
Structure, Including the Conversion of
All Preferred Shares into Ordinary
Shares, and Amend Articles Accordingly
9 Approve Remuneration of Supervisory For For Management
Board
10 Elect Darryl D. Button to Executive For For Management
Board
11 Reelect Shemaya Levy to Supervisory For For Management
Board
12 Elect Dona D. Young to Supervisory For For Management
Board
13 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13
15 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Other Business (Non-Voting) None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' (Non-Voting) None None Management
2.1.2 Receive Consolidated Financial None None Management
Statements (Non-Voting)
2.1.3 Adopt Financial Statements For For Management
2.1.4 Approve Allocation of Income For For Management
2.2.1 Receive Explanation on Reserves and None None Management
Dividend Policy
2.2.2 Approve Dividends of EUR 1.20 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3.1 Discussion on Company's Corporate None None Management
Governance Structure
3.2 Approve Remuneration Report For For Management
3.3 Approve Remuneration of Board Chairman For For Management
4.1 Elect Jane Murphy as Independent For For Management
Director
4.2 Elect Steve Broughton as Independent For For Management
Director
4.3 Reelect Bart De Smet as CEO For For Management
4.4 Reelect Shaoliang Jin as Independent For Against Management
Director
5.1 Approve Cancellation of Repurchased For For Management
Shares
5.2.1 Receive Special Board Report Re: None None Management
Authorization to Increase Capital
Proposed under Item 5.2.2
5.2.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
6.1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6.2 Authorize Reissuance of Repurchased For For Management
Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
AISIN SEIKI CO. LTD.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Toyoda, Kanshiro For Against Management
2.2 Elect Director Fujimori, Fumio For Against Management
2.3 Elect Director Kobuki, Shinzo For For Management
2.4 Elect Director Nagura, Toshikazu For For Management
2.5 Elect Director Morita, Takashi For For Management
2.6 Elect Director Fujie, Naofumi For For Management
2.7 Elect Director Mitsuya, Makoto For For Management
2.8 Elect Director Ishikawa, Toshiyuki For For Management
2.9 Elect Director Kawata, Takeshi For For Management
2.10 Elect Director Kawamoto, Mutsumi For For Management
2.11 Elect Director Usami, Kazumi For For Management
3 Appoint Statutory Auditor Kobayashi, For For Management
Ryo
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
AMVIG HOLDINGS LTD
Ticker: 02300 Security ID: G0420V106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Ge Su as Director For For Management
3b Elect Au Yeung Tin Wah, Ellis as For For Management
Director
3c Elect Oh Choon Gan, Eric as Director For For Management
3d Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Reduction in the Subscription For For Management
Price of Certain Outstanding Share
Options
--------------------------------------------------------------------------------
ANRITSU CORP.
Ticker: 6754 Security ID: J01554104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Hashimoto, Hirokazu For For Management
3.2 Elect Director Tanaka, Kenji For For Management
3.3 Elect Director Tsukasa, Fumihiro For For Management
3.4 Elect Director Taniai, Toshisumi For For Management
3.5 Elect Director Kubota, Akifumi For For Management
3.6 Elect Director Hosoda, Yasushi For For Management
3.7 Elect Director Aoi, Michikazu For For Management
3.8 Elect Director Seki, Takaya For For Management
4 Appoint Statutory Auditor Kikukawa, For For Management
Tomoyuki
5 Approve Annual Bonus Payment for For For Management
Directors
6 Approve Stock Option Plan for Directors For For Management
7 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Elect Pascal Soriot as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Re-elect Graham Chipchase as Director For For Management
5(g) Re-elect Jean-Philippe Courtois as For For Management
Director
5(h) Re-elect Rudy Markham as Director For For Management
5(i) Re-elect Nancy Rothwell as Director For For Management
5(j) Re-elect Shriti Vadera as Director For For Management
5(k) Re-elect John Varley as Director For For Management
5(l) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
6 Reelect Aminata Niane as Director For For Management
7 Reelect Vernon Sankey as Director For For Management
8 Elect Lynn Sharp Paine as Director For For Management
9 Elect Jean Fleming as Representative For Against Management
of Employee Shareholders to the Board
10 Elect Daniel Gargot as Representative For Against Management
of Employee Shareholders to the Board
11 Elect Denis Lesieur as Representative For Against Management
of Employee Shareholders to the Board
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Amend Article 15 of Bylaws Re: For Against Management
Shareholding Requirements for Directors
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5a Elect P.J. Dwyer as a Director For For Management
5b Elect J.P. Morschel as a Director For For Management
5c Elect Lee Hsien Yang as a Director For For Management
6 Elect R.J. Reeves as a Director Against Against Shareholder
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.90
per Share for Fiscal 2012
2 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
3 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
4 Approve Affiliation Agreement with For Did Not Vote Management
Bayer Beteiligungsverwaltung Goslar
GmbH
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
BEAZLEY PLC
Ticker: BEZ Security ID: G1143Q101
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Second Interim Dividend For For Management
4 Approve Special Dividend For For Management
5 Re-elect George Blunden as Director For For Management
6 Re-elect Martin Bride as Director For For Management
7 Re-elect Adrian Cox as Director For For Management
8 Re-elect Jonathan Gray as Director For For Management
9 Re-elect Dennis Holt as Director For For Management
10 Re-elect Andrew Horton as Director For For Management
11 Re-elect Neil Maidment as Director For For Management
12 Re-elect Padraic O'Connor as Director For For Management
13 Re-elect Vincent Sheridan as Director For For Management
14 Re-elect Ken Sroka as Director For For Management
15 Re-elect Rolf Tolle as Director For For Management
16 Re-elect Clive Washbourn as Director For For Management
17 Elect Angela Crawford-Ingle as Director For For Management
18 Reappoint KPMG as Auditors For For Management
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Marine Share Incentive Plan For For Management
--------------------------------------------------------------------------------
BERENDSEN PLC
Ticker: BRSN Security ID: G1011R108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peter Ventress as Director For For Management
5 Re-elect Kevin Quinn as Director For For Management
6 Re-elect Iain Ferguson as Director For For Management
7 Re-elect David Lowden as Director For For Management
8 Re-elect Andrew Wood as Director For For Management
9 Elect Lucy Dimes as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Den Jones as Director For For Management
5 Elect Lim Haw-Kuang as Director For For Management
6 Re-elect Peter Backhouse as Director For For Management
7 Re-elect Vivienne Cox as Director For For Management
8 Re-elect Chris Finlayson as Director For For Management
9 Re-elect Andrew Gould as Director For For Management
10 Re-elect Baroness Hogg as Director For For Management
11 Re-elect Dr John Hood as Director For For Management
12 Re-elect Martin Houston as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Sir David Manning as Director For For Management
15 Re-elect Mark Seligman as Director For For Management
16 Re-elect Patrick Thomas as Director For For Management
17 Appoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Pat Davies as Director For For Management
3 Re-elect Malcolm Broomhead as Director For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Carlos Cordeiro as Director For For Management
6 Re-elect David Crawford as Director For For Management
7 Re-elect Carolyn Hewson as Director For For Management
8 Re-elect Marius Kloppers as Director For For Management
9 Re-elect Lindsay Maxsted as Director For For Management
10 Re-elect Wayne Murdy as Director For For Management
11 Re-elect Keith Rumble as Director For For Management
12 Re-elect John Schubert as Director For For Management
13 Re-elect Shriti Vadera as Director For For Management
14 Re-elect Jac Nasser as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
16 Authorise Issue of Equity with �� For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Remuneration Report For For Management
20 Approve the Grant of Long-Term For For Management
Incentive Performance Shares to Marius
Kloppers
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BROTHER INDUSTRIES LTD.
Ticker: 6448 Security ID: 114813108
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koike, Toshikazu For For Management
1.2 Elect Director Ishikawa, Shigeki For For Management
1.3 Elect Director Hasegawa, Tomoyuki For For Management
1.4 Elect Director Hirano, Yukihisa For For Management
1.5 Elect Director Nishijo, Atsushi For For Management
1.6 Elect Director Hattori, Shigehiko For For Management
1.7 Elect Director Fukaya, Koichi For For Management
2.1 Appoint Statutory Auditor Narita, For For Management
Masato
2.2 Appoint Statutory Auditor Takatsugi, For For Management
Masaki
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
CATLIN GROUP LTD
Ticker: CGL Security ID: G196F1100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect John Barton as Director For For Management
6 Re-elect Bruce Carnegie-Brown as For For Management
Director
7 Re-elect Stephen Catlin as Director For For Management
8 Re-elect Benjamin Meuli as Director For For Management
9 Re-elect Robert Gowdy as Director For For Management
10 Re-elect Nicholas Lyons as Director For For Management
11 Elect Fiona Luck as Director For For Management
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Approve Performance Share Plan For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Claude Boivin as Director For For Management
1.2 Elect Bernard Bourigeaud as Director For For Management
1.3 Elect Jean Brassard as Director For For Management
1.4 Elect Robert Chevrier as Director For For Management
1.5 Elect Dominic D'Alessandro as Director For For Management
1.6 Elect Thomas P. d'Aquino as Director For For Management
1.7 Elect Paule Dore as Director For For Management
1.8 Elect Richard B. Evans as Director For For Management
1.9 Elect Serge Godin as Director For For Management
1.10 Elect Andre Imbeau as Director For For Management
1.11 Elect Gilles Labbe as Director For For Management
1.12 Elect Eileen A. Mercier as Director For For Management
1.13 Elect Donna S. Morea as Director For For Management
1.14 Elect Michael E. Roach as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For Against Management
3c Elect Chiu Kwok Hung, Justin as For Against Management
Director
3d Elect Leung Siu Hon as Director For For Management
3e Elect Chow Kun Chee, Roland as Director For For Management
3f Elect Lee Yeh Kwong, Charles as For For Management
Director
3g Elect Yeh Yuan Chang, Anthony as For For Management
Director
3h Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 15 of Bylaws Re: Length For For Management
of Term for Supervisory Board Members
2 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Reelect Barbara Dalibard as For For Management
Supervisory Board Member
9 Reelect Louis Gallois as Supervisory For For Management
Board Member
10 Elect Anne-Sophie de La Bigne as For For Management
Supervisory Board Member
11 Elect Jean-Pierre Duprieu as For For Management
Supervisory Board Member
12 Elect Olivier Bazil as Supervisory For For Management
Board Member
13 Elect Michel Rollier as Supervisory For For Management
Board Member
14 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPUGROUP MEDICAL AG
Ticker: COP Security ID: D15813211
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
DELTA ELECTRONICS INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
6 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
7 Approve Release of Restrictions of For For Management
Competitive Activities of Appointed
Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DONGYANG MECHATRONICS CORP.
Ticker: 013570 Security ID: Y2099Z103
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 200 per Share
2 Reelect One Inside Director and One For For Management
Outside Director (Bundled)
3 Appoint No Seok-Gu as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
7 Approve Creation of EUR 40.3 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FUJI SEAL INTERNATIONAL INC.
Ticker: 7864 Security ID: J15183106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kakegawa, Masahito For For Management
1.2 Elect Director Kato, Fumio For Against Management
1.3 Elect Director Toga, Yuuzo For Against Management
1.4 Elect Director Takeda, Ken For For Management
1.5 Elect Director Okazaki, Hiro For For Management
1.6 Elect Director Okazaki, Shigeko For For Management
1.7 Elect Director Sonoda, Takato For For Management
1.8 Elect Director Furusawa, Rikio For For Management
1.9 Elect Director Aikawa, Ritsuo For For Management
--------------------------------------------------------------------------------
HAVAS
Ticker: HAV Security ID: F47696111
Meeting Date: JUN 05, 2013 Meeting Type: Annual/Special
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.11 per Share
4 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 240,000
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
6 Ratify Appointment of Alfonso Rodes For Against Management
Vila as Director
7 Ratify Appointment of David Jones as For For Management
Director
8 Elect Delphine Arnault as Director For For Management
9 Reelect Yannick Bollore as Director For Against Management
10 Reelect Alfonso Rodes Vila as Director For Against Management
11 Reelect Pierre Lescure as Director For Against Management
12 Reelect Patrick Soulard as Director For Against Management
13 Authorize Repurchase of Up to 9.1 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Approve Employee Stock Purchase Plan For For Management
16 Approve Employee Stock Purchase Plan For For Management
Reserved for Employees of
International Subsidiaries
17 Authorize up to 2.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
18 Amend Article 11 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D32051142
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: MAR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Common Share
and EUR 0.95 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2012
6 Ratify KPMG as Auditors for Fiscal For For Management
2013
7 Elect Jean-Francois van Boxmeer to the For For Management
Personally Liable Partners Committee
(Shareholders Committee)
8 Fix Number of Supervisory Board For Against Management
Members to 16
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Safra Catz as Director For For Management
3(b) Re-elect Laura Cha as Director For For Management
3(c) Re-elect Marvin Cheung as Director For For Management
3(d) Elect Jim Comey as Director For For Management
3(e) Re-elect John Coombe as Director For For Management
3(f) Re-elect Joachim Faber as Director For For Management
3(g) Re-elect Rona Fairhead as Director For For Management
3(h) Elect Renato Fassbind as Director For For Management
3(i) Re-elect Douglas Flint as Director For For Management
3(j) Re-elect Stuart Gulliver as Director For For Management
3(k) Re-elect James Hughes-Hallett as For For Management
Director
3(l) Re-elect William Laidlaw as Director For For Management
3(m) Re-elect John Lipsky as Director For For Management
3(n) Re-elect Janis Lomax as Director For For Management
3(o) Re-elect Iain Mackay as Director For For Management
3(p) Re-elect Sir Simon Robertson as For For Management
Director
3(q) Re-elect John Thornton as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi as Director For For Management
3b Elect Frank John Sixt as Director For Against Management
3c Elect Holger Kluge as Director For For Management
3d Elect George Colin Magnus as Director For For Management
3e Elect Lee Wai Mun, Rose as Director For For Management
3f Elect Lee Yeh Kwong, Charles as For For Management
Director
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: G4705A100
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUL 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ronan Lambe as a Director For For Management
3 Reelect Ciaran Murray as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ICON PLC
Ticker: IJF Security ID: G4705A100
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: DEC 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to a Direct Listing For For Management
on NASDAQ
2 Amend Articles of Association Re: For For Management
Conversion to Direct Listing on NASDAQ
3 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: G4721W102
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Dr Ken Burnett as Director For For Management
5 Re-elect Alison Cooper as Director For For Management
6 Re-elect Robert Dyrbus as Director For For Management
7 Elect David Haines as Director For For Management
8 Re-elect Michael Herlihy as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect Iain Napier as Director For For Management
11 Elect Matthew Phillips as Director For For Management
12 Re-elect Berge Setrakian as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Re-elect Malcolm Wyman as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Approve Share Matching Scheme For For Management
20 Approve Long Term Incentive Plan For For Management
21 Approve International Sharesave Plan For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INCHCAPE PLC
Ticker: INCH Security ID: G47320208
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ken Hanna as Director For For Management
5 Re-elect Andre Lacroix as Director For For Management
6 Re-elect John McConnell as Director For For Management
7 Re-elect Simon Borrows as Director For For Management
8 Re-elect Alison Cooper as Director For For Management
9 Re-elect Nigel Northridge as Director For For Management
10 Re-elect Vicky Bindra as Director For For Management
11 Re-elect Till Vestring as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHGL Security ID: G4804L122
Meeting Date: OCT 08, 2012 Meeting Type: Special
Record Date: OCT 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Return of Cash to Shareholders For For Management
Through Payment of Special Dividend
and Share Consolidation
2 Authorise Market Purchase of New For For Management
Ordinary Shares
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG Security ID: G4804L130
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4a Elect Patrick Cescau as Director For For Management
4b Re-elect David Kappler as Director For For Management
4c Re-elect Kirk Kinsell as Director For For �� Management
4d Re-elect Jennifer Laing as Director For For Management
4e Re-elect Jonathan Linen as Director For For Management
4f Re-elect Luke Mayhew as Director For For Management
4g Re-elect Dale Morrison as Director For For Management
4h Re-elect Tracy Robbins as Director For For Management
4i Re-elect Tom Singer as Director For For Management
4j Re-elect Richard Solomons as Director For For Management
4k Re-elect Ying Yeh as Director For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
6 Authorise the Audit Commitee to Fix For For Management
Remuneration of Auditors
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Matsushima, Toru For For Management
2.8 Elect Director Fukuda, Yuuji For For Management
2.9 Elect Director Nakamura, Ichiro For For Management
2.10 Elect Director Yoshida, Tomofumi For For Management
2.11 Elect Director Okamoto, Hitoshi For For Management
2.12 Elect Director Shiomi, Takao For For Management
2.13 Elect Director Fujisaki, Ichiro For For Management
2.14 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Majima, For For Management
Shingo
4 Appoint Alternate Statutory Auditor For For Management
Miki, Hideo
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Elect Roger Faxon as Director For For Management
6 Re-elect Mike Clasper as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Ian Griffiths as Director For For Management
9 Re-elect Andy Haste as Director For For Management
10 Re-elect Dame Lucy Neville-Rolfe as For For Management
Director
11 Re-elect Archie Norman as Director For For Management
12 Re-elect John Ormerod as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Performance Share Plan For For Management
21 Approve Savings-Related Share Option For For Management
Scheme
--------------------------------------------------------------------------------
KAKEN PHARMACEUTICAL CO. LTD.
Ticker: 4521 Security ID: J29266103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Inui, Shiro For For Management
3.2 Elect Director Onuma, Tetsuo For For Management
3.3 Elect Director Kojima, Susumu For For Management
3.4 Elect Director Konishi, Hirokazu For For Management
3.5 Elect Director Ieda, Yoshihiro For For Management
3.6 Elect Director Shibata, Noboru For For Management
3.7 Elect Director Sekitani, Kazuki For For Management
4.1 Appoint Statutory Auditor Yoshizawa, For For Management
Sumio
4.2 Appoint Statutory Auditor Aoyama, For For Management
Masanori
5 Appoint Alternate Statutory Auditor For For Management
Takada, Tsuyoshi
6 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV
Ticker: AH Security ID: N0139V142
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.44 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Elect J.H.M. Hommen to Supervisory For For Management
Board
9 Reelect D.C. Doijer to Supervisory For For Management
Board
10 Reelect S.M. Shern to Supervisory Board For For Management
11 Reelect B.J. Noteboom to Supervisory For For Management
Board
12 Approve Amendments to Remuneration For For Management
Policy for Management Board Members
13 Approve Remuneration of Supervisory For For Management
Board
14 Amend Articles of Association For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
17 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 16
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Approve Reduction in Share Capital by For For Management
Cancellation of Shares
20 Close Meeting None None Management
--------------------------------------------------------------------------------
LISI
Ticker: FII Security ID: F5754P105
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Discharge of Directors and For For Management
Auditors
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
6 Reelect Emmanuel Viellard as Director For Against Management
7 Reelect Christian Peugeot as Director For Against Management
8 Reelect Compagnie Industrielle de For Against Management
Delle as Director
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Employee Stock Purchase Plan For For Management
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
M 1 LTD
Ticker: B2F Security ID: Y6132C104
Meeting Date: APR 05, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and a Special For For Management
Dividend
3 Reelect Teo Soon Hoe as Director For For Management
4 Reelect Roger Barlow as Director For For Management
5 Reelect Chow Kok Yee as Director For For Management
6 Reelect Reggie Thein as Director For Against Management
7 Approve Directors' Fees For For Management
8 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Shares under the For Against Management
M1 Share Option Scheme
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Authorize Share Repurchase Program For For Management
12 Approve Mandate for Transactions with For For Management
Related Parties
13 Approve Proposed Adoption of the M1 For Against Management
Share Option Scheme 2013
14 Approve Grant of Options with Discount For Against Management
Feature Under the M1 Share Option
Scheme 2013
--------------------------------------------------------------------------------
MEGANE TOP CO.
Ticker: 7541 Security ID: J4157V104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Tomizawa, Shozo For Against Management
2.2 Elect Director Tomizawa, Masahiro For Against Management
2.3 Elect Director Takayanagi, Masao For For Management
2.4 Elect Director Hosho, Mitsuru For For Management
2.5 Elect Director Nokata, Manabu For For Management
2.6 Elect Director Matsuda, Shigeaki For For Management
2.7 Elect Director Yoshida, Kazuhiro For For Management
2.8 Elect Director Matsunaga, Hideaki For For Management
3.1 Appoint Statutory Auditor Suzuki, For For Management
Mitsuo
3.2 Appoint Statutory Auditor Shingai, For For Management
Teruo
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Retirement Bonus Payment for For Against Management
Statutory Auditor
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Colin Terry as Director For For Management
5 Re-elect Stephen Young as Director For For Management
6 Re-elect Philip Green as Director For For Management
7 Re-elect Paul Heiden as Director For For Management
8 Re-elect Brenda Reichelderfer as For For Management
Director
9 Re-elect David Robins as Director For For Management
10 Re-elect David Williams as Director For For Management
11 Elect Guy Berruyer as Director For For Management
12 Elect Philip Cox as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Approve EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Approve Increase in Maximum Aggregate For For Management
Amount of Directors' Fees
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports, Including Corporate
Governance and Remuneration Reports
for Fiscal 2012(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 7 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Remuneration System for For Did Not Vote Management
Management Board Members
6 Elect Ann-Kristin Achleitner to the For Did Not Vote Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
8 Approve Creation of EUR 280 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 30, 2012 Meeting Type: Annual
Record Date: JUL 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Tom King as Director For For Management
7 Re-elect Nick Winser as Director For For Management
8 Re-elect Ken Harvey as Director For For Management
9 Re-elect Linda Adamany as Director For For Management
10 Re-elect Philip Aiken as Director For For Management
11 Elect Nora Brownell as Director For For Management
12 Elect Paul Golby as Director For For Management
13 Elect Ruth Kelly as Director For For Management
14 Re-elect Maria Richter as Director For For Management
15 Re-elect George Rose as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve Remuneration Report For For Management
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NIHON KOHDEN CORP.
Ticker: 6849 Security ID: J50538115
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Ogino, Kazuo For For Management
2.2 Elect Director Suzuki, Fumio For For Management
2.3 Elect Director Hakuta, Kenji For For Management
2.4 Elect Director Izawa, Toshitsugu For For Management
2.5 Elect Director Tsukahara, Yoshito For For Management
2.6 Elect Director Ogino, Hirokazu For For Management
2.7 Elect Director Tamura, Takashi For For Management
2.8 Elect Director Aida, Hiroshi For For Management
2.9 Elect Director Yamauchi, Masaya For For Management
2.10 Elect Director Obara, Minoru For For Management
3 Appoint Statutory Auditor Mayuzumi, For For Management
Toshinobu
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSAN CHEMICAL INDUSTRIES LTD.
Ticker: 4021 Security ID: J56988108
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Higuchi, Tsuneo For For Management
2.2 Elect Director Ono, Takami For For Management
2.3 Elect Director Yagisawa, Kazuhiro For For Management
2.4 Elect Director Sakurada, Kenichiro For For Management
2.5 Elect Director Hamamoto, Satoru For For Management
2.6 Elect Director Tsuruzoe, Nobutomo For For Management
2.7 Elect Director Takishita, Hidenori For For Management
2.8 Elect Director Iwata, Takeshi For For Management
2.9 Elect Director Dobashi, Shuuichiro For For Management
2.10 Elect Director Onitsuka, Hiroshi For For Management
2.11 Elect Director Suzuki, Hitoshi For For Management
3 Appoint Statutory Auditor Kondo, Sumio For Against Management
--------------------------------------------------------------------------------
NORMA GROUP AG
Ticker: NOEJ Security ID: D5813Z104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Elect Erika Schulte to the Supervisory For Did Not Vote Management
Board
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
7 Change of Corporate Form to Societas For Did Not Vote Management
Europaea (SE)
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: 9437 Security ID: J59399105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2 Amend Articles To Change Company Name For For Management
- Limit Rights of Odd-Lot Holders -
Amend Business Lines
3.1 Elect Director Tokuhiro, Kiyoshi For For Management
3.2 Elect Director Murakami, Teruyasu For For Management
3.3 Elect Director Nakamura, Takashi For For Management
4.1 Appoint Statutory Auditor Ota, Kenji For For Management
4.2 Appoint Statutory Auditor Shiotsuka For Against Management
Naoto
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Reelect Mark Haynes Daniell as Director For For Management
4 Reelect Tse Po Shing Andy as Director For For Management
5 Reelect Wong Heng Tew as Director For For Management
6 Reelect Sridhar Krishnan as Director For For Management
7 Approve Directors' Fees For For Management
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Under the For For Management
Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------
OSIM INTERNATIONAL LTD.
Ticker: O23 Security ID: Y6585M104
Meeting Date: APR 01, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Reelect Richard Leow as Director For For Management
4 Reelect Tan Soo Nan as Director For For Management
5 Reelect Sin Boon Ann as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity-Linked For For Management
Securities with or without Preemptive
Rights
9 Approve Grant of Options and Issuance For Against Management
of Shares Under the OSIM Share Option
Scheme
10 Approve Mandate for Transactions with For For Management
Related Parties
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
OTSUKA CORPORATION ��
Ticker: 4768 Security ID: J6243L107
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 200
2.1 Elect Director Otsuka, Yuuji For Against Management
2.2 Elect Director Katakura, Kazuyuki For For Management
2.3 Elect Director Takahashi, Toshiyasu For For Management
2.4 Elect Director Shiokawa, Kimio For For Management
2.5 Elect Director Yano, Katsuhiro For For Management
2.6 Elect Director Saito, Hironobu For For Management
2.7 Elect Director Wakamatsu, Yasuhiro For For Management
2.8 Elect Director Tsurumi, Hironobu For For Management
2.9 Elect Director Sakurai, Minoru For For Management
2.10 Elect Director Hirose, Mitsuya For For Management
2.11 Elect Director Tanaka, Osamu For For Management
2.12 Elect Director Moriya, Norihiko For For Management
3 Approve Retirement Bonus Payment for For Against Management
Directors
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: RI Security ID: F72027109
Meeting Date: NOV 09, 2012 Meeting Type: Annual/Special
Record Date: NOV 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.58 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
with Pierre Pringuet
6 Approve Severance Payment Agreement For Against Management
with Alexandre Ricard
7 Ratify Appointment of Martina For For Management
Gonzalez-Gallarza as Director
8 Ratify Appointment of Alexandre Ricard For For Management
as Director
9 Reelect Alexandre Ricard as Director For For Management
10 Reelect Pierre Pringuet as Director For For Management
11 Reelect Wolfgang Colberg as Director For For Management
12 Reelect Cesar Giron as Director For For Management
13 Reelect Martina Gonzalez-Gallarza as For For Management
Director
14 Elect Ian Gallienne as Director For For Management
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 875,000
16 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
17 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
18 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
19 Approve Employee Stock Purchase Plan For For Management
20 Amend Article 5 of Bylaws Re: For For Management
Company's Duration
21 Amend Article 20 of Bylaws Re: Age For For Management
Limit of the Chairman of the Board
22 Amend Article 27 of Bylaws Re: For Against Management
Related-Party Transactions
23 Amend Article 32 of Bylaws Re: For For Management
Convening of General Meetings
24 Amend Article 33 of Bylaws Re: Proxy For For Management
Voting, Shareholders Proposals
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PT GAJAH TUNGGAL TBK
Ticker: GJTL Security ID: Y7122F123
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Allocation of
Income
2 Approve Auditors For For Management
3 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Stock Dividend Program For For Management
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
6 Elect Jean Charest as Supervisory For For Management
Board Member
7 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
8 Renew Appointment of Auditex as For For Management
Alternate Auditor
9 Advisory Vote to Ratify Elisabeth For For Management
Badinter Compensation
10 Advisory Vote to Ratify Maurice Levy For Against Management
Compensation
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 14 Million
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
15 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plan
16 Approve Employee Stock Purchase Plan For For Management
17 Approve Employee Indirect Stock For For Management
Purchase Plan for International
Employees
18 Amend Article 13 II of Bylaws Re: For For Management
Length of Term and Reelection of
Supervisory Board Members
19 Amend Article 19 of Bylaws Re: Webcast For For Management
of General Meetings
20 Amend Article 20 of Bylaws Re: For For Management
Attendance to General Meetings via
Visioconference, Telecommunication,
and Webcast
21 Amend Article 21 of Bylaws Re: Proxy For For Management
Voting
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K113
Meeting Date: JAN 24, 2013 Meeting Type: Special
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Return of Cash to Shareholders For For Management
Through the Issue of B Shares and
Share Capital Consolidation
2 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Market Purchase of New For For Management
Ordinary Shares
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K212
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Johanna Waterous as Director For For Management
5 Re-elect Stuart Chambers as Director For For Management
6 Re-elect Graham Chipchase as Director For For Management
7 Re-elect David Robbie as Director For For Management
8 Re-elect John Langston as Director For For Management
9 Re-elect Leo Oosterveer as Director For For Management
10 Re-elect Jean-Pierre Rodier as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
RHEINMETALL AG
Ticker: RHM Security ID: D65111102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Reelect Siegfried Goll to the For For Management
Supervisory Board
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares ��
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SERCO GROUP PLC
Ticker: SRP Security ID: G80400107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Malcolm Wyman as Director For For Management
5 Re-elect Alastair Lyons as Director For For Management
6 Re-elect Christopher Hyman as Director For For Management
7 Re-elect Andrew Jenner as Director For For Management
8 Re-elect Ralph Crosby Jr as Director For For Management
9 Re-elect Angie Risley as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Approve EU Political Donations and For For Management
Expenditure
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Adopt SingTel Performance Share Plan For For Management
2012
3 Approve Participation by Chua Sock For For Management
Koong in the SingTel Performance Share
Plan
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.09 Per For For Management
Share
3 Reelect Chua Sock Koong as Director For For Management
4 Reelect Fang Ai Lian as Director For For Management
5 Reelect Kaikhushru Shiavax Nargolwala For For Management
as Director
6 Reelect Ong Peng Tsin as Director For For Management
7 Reelect Bobby Chin Yoke Choong as For For Management
Director
8 Approve Directors' Fees for the Year For For Management
Ending March 31, 2013
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the SingTel
Performance Share Plan
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Dae-Sik as Inside Director For For Management
3.2 Elect Oh Dae-Sik as Outside Director For For Management
4 Elect Oh Dae-Sik as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SK3 Security ID: G8248F104
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Christel Bories a Director For For Management
5a Re-elect Liam O'Mahony as Director For For Management
5b Re-elect Gary McGann as Director For For Management
5c Re-elect Anthony Smurfit as Director For For Management
5d Re-elect Ian Curley as Director For For Management
5e Re-elect Frits Beurskens as Director For For Management
5f Re-elect Thomas Brodin as Director For For Management
5g Re-elect Irial Finan as Director For For Management
5h Re-elect Samuel Mencoff as Director For For Management
5i Re-elect Roberto Newell as Director For For Management
5j Re-elect Nicanor Restrepo as Director For For Management
5k Re-elect Paul Stecko as Director For For Management
5l Re-elect Rosemary Thorne as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorise Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
10 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For Against Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Om Bhatt as Director For For Management
5 Elect Dr Louis Chi-Yan Cheung as For For Management
Director
6 Elect Margaret Ewing as Director For For Management
7 Elect Dr Lars Thunell as Director For For Management
8 Re-elect Stefano Bertamini as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect James Dundas as Director For For Management
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Rudolph Markham as Director For For Management
14 Re-elect Ruth Markland as Director For For Management
15 Re-elect Richard Meddings as Director For For Management
16 Re-elect John Paynter as Director For For Management
17 Re-elect Sir John Peace as Director For For Management
18 Re-elect Alun Rees as Director For For Management
19 Re-elect Peter Sands as Director For For Management
20 Re-elect Viswanathan Shankar as For For Management
Director
21 Re-elect Paul Skinner as Director For For Management
22 Re-elect Oliver Stocken as Director For For Management
23 Reappoint KPMG Audit plc as Auditors For For Management
24 Authorise Board to Fix Remuneration of For For Management
Auditors
25 Approve EU Political Donations and For For Management
Expenditure
26 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
27 Authorise Issue of Equity with For For Management
Pre-emptive Rights
28 Authorise Issue of Equity without For For Management
Pre-emptive Rights
29 Authorise Market Purchase of Ordinary For For Management
Shares
30 Authorise Market Purchase of For For Management
Preference Shares
31 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
32 Approve Sharesave Plan For For Management
--------------------------------------------------------------------------------
SUGI HOLDINGS CO. LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Expand Board For For Management
Eligibility - Amend Business Lines
2.1 Elect Director Sugiura, Hirokazu For For Management
2.2 Elect Director Masuda, Tadashi For For Management
2.3 Elect Director Sugiura, Akiko For For Management
2.4 Elect Director Watanabe, Noriyuki For For Management
2.5 Elect Director Ota, Takao For For Management
2.6 Elect Director Sakakibara, Eiichi For For Management
3 Appoint Statutory Auditor Kanai, For For Management
Tetsuji
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J0752J108
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.75
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Indemnify Directors
3.1 Elect Director Tsunekage, Hitoshi For For Management
3.2 Elect Director Kitamura, Kunitaro For For Management
3.3 Elect Director Otsuka, Akio For For Management
3.4 Elect Director Iwasaki, Nobuo For For Management
3.5 Elect Director Okubo, Tetsuo For For Management
3.6 Elect Director Hashimoto, Masaru For For Management
3.7 Elect Director Okuno, Jun For For Management
3.8 Elect Director Mukohara, Kiyoshi For For Management
3.9 Elect Director Hoshino, Toshio For For Management
3.10 Elect Director Shinohara, Soichi For For Management
4.1 Appoint Statutory Auditor Kamikanda, For For Management
Takashi
4.2 Appoint Statutory Auditor Nakanishi, For For Management
Hiroyuki
4.3 Appoint Statutory Auditor Takano, For Against Management
Yasuhiko
4.4 Appoint Statutory Auditor Yoshimoto, For For Management
Tetsuya
4.5 Appoint Statutory Auditor Saito, For For Management
Shinichi
5 Amend Articles to Amend Articles To For For Management
Amend Provisions on Preferred Shares
to Comply with Basel III - Indemnify
Directors
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: Security ID: H8431B109
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Ordinary Dividends of CHF 3.50 For For Management
per Share from Capital Contribution
Reserves
3.2 Approve Special Dividends of CHF 4.00 For For Management
per Share from Capital Contribution
Reserves
4 Approve Discharge of Board For For Management
5.1.1 Reelect Walter Kielholz as Director For For Management
5.1.2 Reelect Malcolm Knight as Director For For Management
5.1.3 Reelect Carlos Represas as Director For For Management
5.1.4 Reelect Jean-Pierre Roth as Director For For Management
5.1.5 Elect Mary Francis as Director For For Management
5.2 Ratify PricewaterhouseCoopers as For For Management
Auditors
6.1 Amend Terms of Existing Pool of For For Management
Conditional Capital
6.2 Approve Creation of CHF 8.5 Million For For Management
Pool of Capital without Preemptive
Rights
6.3 Approve Cancellation of Capital For For Management
Authorization
--------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: OCT 04, 2012 Meeting Type: Annual
Record Date: SEP 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
6 Ratify Appointment of Emily Abrera as For For Management
Director
7 Reelect Emily Abrera as Director For For Management
8 Reelect Alain Boulet as Director For For Management
9 Reelect Bernard Canetti as Director For For Management
10 Reelect Robert Paszczak as Director For For Management
11 Reelect Mario Sciacca as Director For For Management
12 Reelect Stephen Winningham as Director For For Management
13 Elect Paulo Cesar Salles Vasques as For For Management
Director
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 300,000
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 142 Million for Bonus
Issue or Increase in Par Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
20 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote Above
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
22 Approve Employee Stock Purchase Plan For For Management
23 Amend Article 11.2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
24 Amend Article 14.1 of Bylaws Re: Board For For Management
Size
25 Amend Article 14.5 of Bylaws Re: Age For For Management
Limit for Directors
26 Amend Article 14.3 of Bylaws Re: For For Management
Directors Length of Term
27 Amend Article 32 of Bylaws Re: Payment For For Management
of Dividends
28 Amend Article 25 and 26.2 of Bylaws For For Management
Re: Attendance to General Meetings
Through Videoconference,
Telecommunication
29 Approve New Set of Bylaws For Against Management
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TOHO HOLDINGS CO LTD
Ticker: 8129 Security ID: J85237105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matsutani, Takaaki For For Management
1.2 Elect Director Hamada, Norio For Against Management
1.3 Elect Director Kono, Hiroyuki For For Management
1.4 Elect Director Homma, Toshio For For Management
1.5 Elect Director Matsutani, Takeo For For Management
1.6 Elect Director Morikubo, Mitsuo For For Management
1.7 Elect Director Ogino, Mamoru For For Management
1.8 Elect Director Kato, Katsuya For For Management
1.9 Elect Director Ogawa, Kengo For For Management
2 Appoint Statutory Auditor Hatanaka, For Against Management
Kazuyoshi
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOYODA GOSEI CO. LTD.
Ticker: 7282 Security ID: J91128108
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Wakayama, Hajime For Against Management
2.2 Elect Director Arashima, Tadashi For Against Management
2.3 Elect Director Shimizu, Nobuyuki For For Management
2.4 Elect Director Fujiwara, Nobuo For For Management
2.5 Elect Director Ichikawa, Masayoshi For For Management
2.6 Elect Director Otake, Kazumi For For Management
2.7 Elect Director Kobayashi, Daisuke For For Management
3 Appoint Statutory Auditor Oguri, Toru For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Appoint Statutory Auditor Uzawa, Masao For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamada, Hideo
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: V96194127
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Approve Directors' Fees For For Management
4 Approve Fee to the Chairman of the For Against Management
Bank for the Period from January 2012
to December 2012
5 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Wee Ee Cheong as Director For For Management
7 Elect Franklin Leo Lavin as Director For For Management
8 Elect James Koh Cher Siang as Director For For Management
9 Elect Ong Yew Huat as Director For For Management
10 Elect Wee Cho Yaw as Director For Against Management
11 Elect Cham Tao Soon as Director For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Issuance of Shares Pursuant to For For Management
the UOB Scrip Dividend Scheme
14 Approve Issuance of Preference Shares For For Management
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director �� For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Special
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Creation For For Management
of a New Jersey Incorporated and
United Kingdom Tax Resident Parent
Company
2 Approve the New WPP Reduction of For For Management
Capital
3 Approve Change of Company Name to WPP For For Management
2012 Limited
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Court
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve the Sustainability Report For For Management
5 Re-elect Colin Day as Director For For Management
6 Re-elect Esther Dyson as Director For For Management
7 Re-elect Orit Gadiesh as Director For For Management
8 Re-elect Philip Lader as Director For For Management
9 Re-elect Ruigang Li as Director For For Management
10 Re-elect Mark Read as Director For For Management
11 Re-elect Paul Richardson as Director For For Management
12 Re-elect Jeffrey Rosen as Director For For Management
13 Re-elect Timothy Shriver as Director For For Management
14 Re-elect Sir Martin Sorrell as Director For For Management
15 Re-elect Solomon Trujillo as Director For For Management
16 Elect Roger Agnelli as Director For For Management
17 Elect Dr Jacques Aigrain as Director For For Management
18 Elect Hugo Shong as Director For For Management
19 Elect Sally Susman as Director For For Management
20 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Approve Executive Performance Share For For Management
Plan
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
==================== Robeco WPG Small/Micro Cap Value Fund =====================
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke S. Helms For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
1.3 Elect Director William W. Steele For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director James A. Buzzard For Withhold Management
1.3 Elect Director Kathleen S. Dvorak For For Management
1.4 Elect Director G. Thomas Hargrove For For Management
1.5 Elect Director Robert H. Jenkins For For Management
1.6 Elect Director Robert J. Keller For For Management
1.7 Elect Director Thomas Kroeger For For Management
1.8 Elect Director Michael Norkus For For Management
1.9 Elect Director E. Mark Rajkowski For Withhold Management
1.10 Elect Director Sheila G. Talton For For Management
1.11 Elect Director Norman H. Wesley For For Management
1.12 Elect Director Boris Elisman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCURAY INCORPORATED
Ticker: ARAY Security ID: 004397105
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Davila For For Management
1.2 Elect Director Joshua H. Levine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEGEAN MARINE PETROLEUM NETWORK INC
Ticker: ANW Security ID: Y0017S102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yiannis N. Papanicolaou as For For Management
Director
1.2 Elect Konstantinos D. Koutsomitopoulos For For Management
as Director
2 Ratify Deloitte Hadjipavlou Sofianos & For For Management
Cambanis S.A. as Auditors
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Baudouin For For Management
1b Elect Director Randy D. Rademacher For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: JUL 11, 2012 Meeting Type: Annual
Record Date: MAY 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol R. Goldberg For For Management
1.2 Elect Director James Roosevelt, Jr. For For Management
1.3 Elect Director Ron Zwanziger For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Stock Option Plan Grants For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Crutchfield For For Management
1.2 Elect Director Angelo C. Brisimitzakis For For Management
1.3 Elect Director William J. Crowley, Jr. For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Deborah M. Fretz For For Management
1.7 Elect Director P. Michael Giftos For For Management
1.8 Elect Director L. Patrick Hassey For For Management
1.9 Elect Director Joel Richards, III For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Report on Appalachian Mining Against For Shareholder
Environmental and Health Hazard
Reduction Efforts
7 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED
Ticker: ALTE Security ID: G0229R108
Meeting Date: FEB 26, 2013 Meeting Type: Special
Record Date: JAN 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws For For Management
2 Approve Merger Agreement For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
Ticker: MTGE Security ID: 02504A104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Clark For For Management
1.2 Elect Director John M. Matovina For For Management
1.3 Elect Director Gerard D. Neugent For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Ross Craft For For Management
1.2 Elect Director Bryan H. Lawrence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANCORPSOUTH, INC.
Ticker: BXS Security ID: 059692103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gus J. Blass, III For For Management
1.2 Elect Director Grace Clark For For Management
1.3 Elect Director Larry G. Kirk For Withhold Management
1.4 Elect Director Guy W. Mitchell, III For For Management
1.5 Elect Director Aubrey B. Patterson For For Management
1.6 Elect Director James D. Rollins, III For For Management
2 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director James R. Chambers For For Management
1.3 Elect Director Steven S. Fishman For Withhold Management
1.4 Elect Director Peter J. Hayes For Withhold Management
1.5 Elect Director Brenda J. Lauderback For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Russell Solt For Withhold Management
1.8 Elect Director James R. Tener For For Management
1.9 Elect Director Dennis B. Tishkoff For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLOUNT INTERNATIONAL, INC.
Ticker: BLT Security ID: 095180105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Beasley, Jr. For For Management
1.2 Elect Director Ronald Cami For For Management
1.3 Elect Director Andrew C. Clarke For For Management
1.4 Elect Director Joshua L. Collins For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Thomas J. Fruechtel For For Management
1.7 Elect Director E. Daniel James For For Management
1.8 Elect Director Harold E. Layman For Withhold Management
1.9 Elect Director David A. Willmott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC.
Ticker: BBRG Security ID: 10567B109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas J. Baldwin For For Management
1B Elect Director James S. Gulmi For For Management
1C Elect Director Saed Mohseni For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Michael S. Hartnett For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director Denis McGlynn For For Management
1.5 Elect Director William G. Popeo For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASUAL MALE RETAIL GROUP, INC.
Ticker: CMRG Security ID: 148711302
Meeting Date: AUG 02, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seymour Holtzman For For Management
1.2 Elect Director David A. Levin For For Management
1.3 Elect Director Alan S. Bernikow For For Management
1.4 Elect Director Jesse Choper For For Management
1.5 Elect Director John E. Kyees For For Management
1.6 Elect Director Ward K. Mooney For For Management
1.7 Elect Director George T. Porter, Jr. For For Management
1.8 Elect Director Mitchell S. Presser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro J. Aguirre For For Management
1.2 Elect Director James F. Burr For For Management
1.3 Elect Director Christine H. H. Camp For For Management
1.4 Elect Director John C. Dean For For Management
1.5 Elect Director Earl E. Fry For For Management
1.6 Elect Director Paul J. Kosasa For For Management
1.7 Elect Director Duane K. Kurisu For For Management
1.8 Elect Director Colbert M. Matsumoto For For Management
1.9 Elect Director Crystal K. Rose For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerrii B. Anderson For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Clare M. Hasler-Lewis For For Management
1.4 Elect Director Edward F. Lonergan For For Management
1.5 Elect Director Jeffrey N. Simmons For For Management
1.6 Elect Director Steven P. Stanbrook For For Management
1.7 Elect Director Ronald V. Waters III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
CIBER, INC.
Ticker: CBR Security ID: 17163B102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Francois Heitz For For Management
1.2 Elect Director James C. Spira For For Management
1.3 Elect Director Bobby G. Stevenson For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For Against Management
1i Elect Director John G. Turner For For Management
2 Amend Securities Transfer Restrictions For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 23, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy T. Tevens For For Management
1.2 Elect Director Richard H. Fleming For For Management
1.3 Elect Director Ernest R. Verebelyi For For Management
1.4 Elect Director Stephanie K. Kushner For For Management
1.5 Elect Director Stephen Rabinowitz For For Management
1.6 Elect Director Linda A. Goodspeed For For Management
1.7 Elect Director Nicholas T. Pinchuk For For Management
1.8 Elect Director Liam G. McCarthy For For Management
1.9 Elect Director Christian B. Ragot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTGX Security ID: 205477102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Clark For For Management
1.2 Elect Director David H. Klein For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 28, 2013 Meeting Type: Annual
Record Date: NOV 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy C. Jackson For For Management
1.2 Elect Director Ahmed Nawaz For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.H. Chen For For Management
1.2 Elect Director Michael R. Giordano For For Management
1.3 Elect Director L.P. Hsu For For Management
1.4 Elect Director Keh-Shew Lu For For Management
1.5 Elect Director Raymond Soong For For Management
1.6 Elect Director John M. Stich �� For For Management
1.7 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYNEGY INC.
Ticker: DYN Security ID: 26817R108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary E. Ackermann For For Management
1.2 Elect Director Paul M. Barbas For For Management
1.3 Elect Director Robert C. Flexon For For Management
1.4 Elect Director Richard Lee Kuersteiner For For Management
1.5 Elect Director Jeffrey S. Stein For For Management
1.6 Elect Director John R. Sult For For Management
1.7 Elect Director Pat Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael D. Rumbolz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EPL OIL & GAS, INC.
Ticker: EPL Security ID: 26883D108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles O. Buckner For For Management
1.2 Elect Director Scott A. Griffiths For For Management
1.3 Elect Director Gary C. Hanna For For Management
1.4 Elect Director Marc McCarthy For For Management
1.5 Elect Director Steven J. Pully For For Management
1.6 Elect Director William F. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXAR CORPORATION
Ticker: EXAR Security ID: 300645108
Meeting Date: SEP 06, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Izak Bencuya For For Management
1.2 Elect Director Louis DiNardo For For Management
1.3 Elect Director Pierre Guilbault For For Management
1.4 Elect Director Brian Hilton For For Management
1.5 Elect Director Richard L. Leza For For Management
1.6 Elect Director Gary Meyers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reena Aggarwal For For Management
1.2 Elect Director Richard J. Hendrix For For Management
1.3 Elect Director Thomas J. Hynes, Jr. For For Management
1.4 Elect Director Adam J. Klein For For Management
1.5 Elect Director Richard A. Kraemer For For Management
1.6 Elect Director Thomas S. Murphy, Jr. For Withhold Management
1.7 Elect Director Arthur J. Reimers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Gaffney For For Management
1b Elect Director Patrick J. McDonnell For For Management
1c Elect Director Michael L. Scudder For For Management
1d Elect Director John L. Sterling For For Management
1e Elect Director J. Stephen Vanderwoude For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
Ticker: FLOW Security ID: 343468104
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry L. Calhoun For For Management
2 Elect Director Richard P. Fox For For Management
3 Elect Director Lorenzo C. Lamadrid For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Denis J. Callaghan For For Management
1.3 Elect Director Claudio Costamagna For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Jack B. Dunn, IV For For Management
1.6 Elect Director Vernon Ellis For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
1.9 Elect Director Dennis J. Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FXCM INC.
Ticker: FXCM Security ID: 302693106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Ahdout For For Management
1.2 Elect Director James Brown For For Management
1.3 Elect Director Robin Davis For For Management
1.4 Elect Director Perry Fish For For Management
1.5 Elect Director Kenneth Grossman For For Management
1.6 Elect Director Arthur Gruen For For Management
1.7 Elect Director Eric LeGoff For For Management
1.8 Elect Director Dror (Drew) Niv For For Management
1.9 Elect Director David Sakhai For For Management
1.10 Elect Director Ryan Silverman For For Management
1.11 Elect Director Eduard Yusupov For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
Ticker: GBLI Security ID: G39319101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For Against Management
1b Elect Director Stephen A. Cozen For Against Management
1c Elect Director James W. Crystal For Against Management
1d Elect Director Seth J. Gersch For For Management
1e Elect Director John H. Howes For For Management
1f Elect Director Chad A. Leat For Against Management
1g Elect Director Cynthia Y. Valko For Against Management
2 Authorize Share Repurchase Program For Against Management
3 Authorize Reissuance of Repurchased For For Management
Shares
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a1 Elect Alan Bossin as Director of Wind For For Management
River Reinsurance Company, LTD
5a2 Elect Stephen Green as Director of For For Management
Wind River Reinsurance Company, LTD
5a3 Elect Linda C. Hohn as Director of For For Management
Wind River Reinsurance Company, LTD
5a4 Elect Andre Perez as Director of Wind For For Management
River Reinsurance Company, LTD
5a5 Elect Cynthia Y. Valko as Director of For For Management
Wind River Reinsurance Company, LTD
5a6 Elect Marie-Joelle Chapleau as For For Management
Director of Wind River Reinsurance
Company, LTD
5a7 Elect Janita Burke as Director of Wind For For Management
River Reinsurance Company, LTD
5a8 Elect Nigel Godfrey as Director of For For Management
Wind River Reinsurance Company, LTD
5b Ratify PricewaterhouseCoopers as For For Management
Auditors for Wind River Reinsurance
Company, LTD
6 Amend Articles of Association of For Against Management
Global Indemnity plc to Permit
Redemption of Shares Without
Obligation to Redeem on a Pro Rata ��
Basis
7 Change Location of Annual Meeting For For Management
--------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC.
Ticker: GLPW Security ID: 37941P306
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis Manuel Ramirez For For Management
1.2 Elect Director Charles Macaluso For For Management
1.3 Elect Director Carl Bartoli For For Management
1.4 Elect Director Terence J. Cryan For For Management
1.5 Elect Director Eugene I. Davis For For Management
1.6 Elect Director Michael E. Salvati For For Management
1.7 Elect Director Frank E. Williams, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 04, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For Withhold Management
1.2 Elect Director Thomas A. Danjczek For Withhold Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For For Management
1.6 Elect Director Alan R. Schriber For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GREAT AMERICAN GROUP, INC.
Ticker: GAMR Security ID: 38984G104
Meeting Date: AUG 21, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Gumaer For For Management
1.2 Elect Director Matthew J. Hart For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GREAT AMERICAN GROUP, INC.
Ticker: GAMR Security ID: 38984G104
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For For Management
1.2 Elect Director Mark D. Klein For Withhold Management
2 Ratify Auditors�� For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl A. Albert For For Management
1.2 Elect Director Jonathan W. Berger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GSE HOLDING, INC.
Ticker: GSE Security ID: 36191X100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Arnold For For Management
1.2 Elect Director Michael G. Evans For For Management
1.3 Elect Director Marcus J. George For For Management
1.4 Elect Director Robert C. Griffin For For Management
1.5 Elect Director Richard E. Goodrich For For Management
1.6 Elect Director Charles A. Sorrentino For For Management
1.7 Elect Director Craig A. Steinke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Adler For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Edward J. Fritsch For For Management
1.4 Elect Director David J. Hartzell For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director Mark F. Mulhern For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
1.8 Elect Director O. Temple Sloan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP.
Ticker: ZINC Security ID: 440694305
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Hensler For For Management
1.2 Elect Director George A. Schreiber, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srikant M. Datar For For Management
1.2 Elect Director Eileen O'Shea Auen For For Management
1.3 Elect Director Peter M. Schulte For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IGNITE RESTAURANT GROUP, INC.
Ticker: IRG Security ID: 451730105
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zane Leshner For For Management
1.2 Elect Director Joseph N. Stein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Delaney For For Management
1.2 Elect Director C. Martin Harris For For Management
1.3 Elect Director A. Malachi Mixon, III For For Management
1.4 Elect Director Gerald B. Blouch For For Management
1.5 Elect Director William M. Weber For For Management
1.6 Elect Director Charles S. Robb For For Management
1.7 Elect Director Baiju R. Shah For For Management
1.8 Elect Director James L. Jones For For Management
1.9 Elect Director Dan T. Moore, III For For �� Management
1.10 Elect Director Dale C. LaPorte For For Management
1.11 Elect Director Ellen O. Tauscher For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathy Hendrickson For Withhold Management
1.2 Elect Director Stanley R. Zax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Clifford Broser For For Management
1.4 Elect Director Harold First For Withhold Management
1.5 Elect Director Richard S. Frary For Withhold Management
1.6 Elect Director James Grosfield For For Management
1.7 Elect Director Kevin W. Lynch For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBBEY INC.
Ticker: LBY Security ID: 529898108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos V. Duno For For Management
1.2 Elect Director Peter C. McC. Howell For For Management
1.3 Elect Director Richard I. Reynolds For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIQTECH INTERNATIONAL, INC.
Ticker: LIQT Security ID: 53632A102
Meeting Date: AUG 13, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jens Kampmann For For Management
1.2 Elect Director Aldo Petersen For Withhold Management
1.3 Elect Director Lasse Andreassen For For Management
1.4 Elect Director Paul Burgon For For Management
1.5 Elect Director John F. Nemelka For For Management
1.6 Elect Director Michael Sonneland For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Webster L. Benham For For Management
1.2 Elect Director Charles A. Burtch For For Management
1.3 Elect Director Robert A. Butkin For For Management
1.4 Elect Director Jack E. Golsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Duberstein For For Management
1.2 Elect Director Vincent Tese For For Management
1.3 Elect Director Roy J. Zuckerberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
1.6 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company, Ltd.
1.7 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company, Ltd.
1.8 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company, Ltd.
1.9 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company, Ltd.
1.10 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
1.11 Elect Ronald M. Judd as Director of For For Management
Maiden Global Holdings, Ltd.
1.12 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
1.13 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
1.14 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
2 Ratify BDO USA, LLP as Auditors of the For For Management
Company, and Arthur Morris and Company
as Auditors of Maiden Insurance
Company, Ltd.
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDZ.A Security ID: 552697104
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miles S. Nadal For For Management
1.2 Elect Director Clare R. Copeland For For Management
1.3 Elect Director Thomas N. Davidson For For Management
1.4 Elect Director Robert J. Kamerschen For For Management
1.5 Elect Director Scott L. Kauffman For For Management
1.6 Elect Director Michael J.L. Kirby For For Management
1.7 Elect Director Stephen M. Pustil For For Management
1.8 Elect Director Irwin D. Simon For For Management
2 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
4 Amend Stock Appreciation Rights Plan For For Management
--------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
Ticker: MIG Security ID: 58319P108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Page For For Management
1.2 Elect Director Herbert Tyner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Berling For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC.
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy A. Guthrie For For Management
1.2 Elect Director Michael D. Malone For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel K. Skinner For For Management
1.2 Elect Director James R. Thompson For For Management
1.3 Elect Director Michael L. Tipsord For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For Against Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director Thomas E. Henning For For Management
1g Elect Director Kimberly K. Rath For Against Management
1h Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Anderson For For Management
1.2 Elect Director Jerry W. Box For For Management
1.3 Elect Director G. Stephen Finley For For Management
1.4 Elect Director Paul L. Howes For For Management
1.5 Elect Director James W. McFarland For For Management
1.6 Elect Director Gary L. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHFIELD BANCORP, INC.
Ticker: NFBK Security ID: 66611T108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bowen For For Management
1.2 Elect Director Gil Chapman For For Management
1.3 Elect Director John J. DePierro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 25, 2013 Meeting Type: Annual ��
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Dorothy M. Bradley For For Management
1.3 Elect Director E. Linn Draper, Jr. For For Management
1.4 Elect Director Dana J. Dykhouse For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Philip L. Maslowe For For Management
1.7 Elect Director Denton Louis Peoples For For Management
1.8 Elect Director Robert C. Rowe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUTRISYSTEM, INC.
Ticker: NTRI Security ID: 67069D108
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernstock For For Management
1.2 Elect Director Paul Guyardo For For Management
1.3 Elect Director Michael J. Hagan For For Management
1.4 Elect Director Jay Herratti For For Management
1.5 Elect Director Brian P. Tierney For For Management
1.6 Elect Director Andrea Weiss For For Management
1.7 Elect Director Stephen T. Zarrilli For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNIAMERICAN BANCORP, INC.
Ticker: OABC Security ID: 68216R107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Anderson For For Management
1.2 Elect Director James Herring For For Management
1.3 Elect Director Wesley R. Turner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin J. Shanfelter For For Management
1b Elect Director Gene Stoever For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC.
Ticker: PNY Security ID: 720186105
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frankie T. Jones, Sr. For For Management
1.2 Elect Director Vicki McElreath For For Management
1.3 Elect Director Thomas E. Skains For For Management
1.4 Elect Director Phillip D. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLANTRONICS, INC.
Ticker: PLT Security ID: 727493108
Meeting Date: AUG 10, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marv Tseu For For Management
1.2 Elect Director Ken Kannappan For For Management
1.3 Elect Director Brian Dexheimer For For Management
1.4 Elect Director Robert Hagerty For For Management
1.5 Elect Director Gregg Hammann For For Management
1.6 Elect Director John Hart For For Management
1.7 Elect Director Marshall Mohr For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Ballantine For For Management
1.2 Elect Director Rodney L. Brown, Jr. For For Management
1.3 Elect Director Jack E. Davis For For Management
1.4 Elect Director David A. Dietzler For For Management
1.5 Elect Director Kirby A. Dyess For For Management
1.6 Elect Director Mark B. Ganz For For Management
1.7 Elect Director Corbin A. McNeill, Jr. For For Management
1.8 Elect Director Neil J. Nelson For For Management
1.9 Elect Director M. Lee Pelton For For Management
1.10 Elect Director James J. Piro For For Management
1.11 Elect Director Robert T. F. Reid For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRGX GLOBAL, INC.
Ticker: PRGX Security ID: 69357C503
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Dills For Withhold Management
1.2 Elect Director Mylle H. Mangum For For Management
1.3 Elect Director Ronald E. Stewart For For Management
1.4 Elect Director Joseph E. Whitters For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
Ticker: PVTB Security ID: 742962103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Robert F. Coleman For For Management
2.2 Elect Director James M. Guyette For For Management
2.3 Elect Director Collin E. Roche For For Management
2.4 Elect Director William R. Rybak For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAND LOGISTICS, INC.
Ticker: RLOG Security ID: 752182105
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence S. Levy For For Management
1.2 Elect Director H. Cabot Lodge, III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: NOV 30, 2012 Meeting Type: Special
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Addison For For Management
1.2 Elect Director Robert H. Demere, Jr. For For Management
1.3 Elect Director Robert R. Horger For For Management
1.4 Elect Director Harry M. Mims, Jr. For For Management
1.5 Elect Director John C. Pollok For For Management
1.6 Elect Director James W. Roquemore For For Management
1.7 Elect Director John W. Williamson, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCORPIO TANKERS INC
Ticker: STNG Security ID: Y7542C106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Alexandre Albertini as Director For For Management
1.2 Elect Marianne Okland as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT AIRLINES, INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Ben Baldanza For For Management
1.2 Elect Director Carlton D. Donaway For For Management
1.3 Elect Director David G. Elkins For For Management
1.4 Elect Director Horacio Scapparone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey F. DiModica For For Management
1.3 Elect Director Jeffrey G. Dishner For For Management
1.4 Elect Director Camille J. Douglas For For Management
1.5 Elect Director Boyd W. Fellows For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STEALTHGAS INC.
Ticker: GASS Security ID: Y81669106
Meeting Date: OCT 15, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Harry N. Vafias as Director For For Management
1.2 Elect Markos Drakos as Director For For Management
2 Ratify Deloitte Hadjipavlou, Sofianos For For Management
& Cambanis S.A. as Auditors
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Post For Withhold Management
1.2 Elect Director Jerry Moyes For For Management
1.3 Elect Director Richard H. Dozer For Withhold Management
1.4 Elect Director David Vander Ploeg For Withhold Management
1.5 Elect Director Glenn Brown For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRY MEDICAL INC.
Ticker: SMA Security ID: 871546206
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Reynolds For For Management
1.2 Elect Director James S. Burns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Boynton For For Management
1.2 Elect Director Murray D. Martin For For Management
1.3 Elect Director Ronald L. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY
Ticker: EDE Security ID: 291641108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross C. Hartley For For Management
1.2 Elect Director Herbert J. Schmidt For For Management
1.3 Elect Director C. James Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Energy Efficiency Against Against Shareholder
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Norman A. Carlson For For Management
1.3 Elect Director Anne N. Foreman For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Christopher C. Wheeler For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Other Business For Against Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director P. Kevin Condron For For Management
1.3 Elect Director Frederick H. Eppinger For For Management
1.4 Elect Director Neal F. Finnegan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Card For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Matthew H. Kamens For For Management
1.4 Elect Director Gerald C. Crotty For For Management
1.5 Elect Director Lowell W. Robinson For For Management
1.6 Elect Director Robert L. Mettler For For Management
1.7 Elect Director Margaret H. Georgiadis For For Management
1.8 Elect Director John D. Demsey For For Management
1.9 Elect Director Jeffrey D. Nuechterlein For For Management
1.10 Elect Director Ann Marie C. Wilkins For For Management
1.11 Elect Director James A. Mitarotonda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: AUG 16, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fletcher Jay McCusker For For Management
1.2 Elect Director Kristi L. Meints For For Management
2 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
3 Adjourn Meeting For Against Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Kerley For For Management
1.2 Elect Director Christopher S. For For Management
Shackelton
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WET SEAL, INC.
Ticker: WTSL Security ID: 961840105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorrit M. Bern For For Management
1.2 Elect Director Kathy Bronstein For Against Management
1.3 Elect Director Lynda J. Davey For For Management
1.4 Elect Director John D. Goodman For For Management
1.5 Elect Director Mindy C. Meads For For Management
1.6 Elect Director John S. Mills For For Management
1.7 Elect Director Kenneth M. Reiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 10, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Nancy Hawthorne For Withhold Management
1.3 Elect Director Keith W. Hughes For For Management
1.4 Elect Director James K. Hunt For For Management
1.5 Elect Director John A. Sommers For Withhold Management
1.6 Elect Director David P. Southwell For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Authorize the Company to Offer and For For Management
Issue Debt with Warrants or
Convertible into Shares of Its Common
Stock at An Exercise or Conversion
Price, Will not be Less than the
Market Value But May Be Below the
Company's Then Current NAV
--------------------------------------------------------------------------------
TMS INTERNATIONAL CORP.
Ticker: TMS Security ID: 87261Q103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Connelly For For Management
1.2 Elect Director Joseph Curtin For Withhold Management
1.3 Elect Director Timothy A.R. Duncanson For Withhold Management
1.4 Elect Director Raymond S. Kalouche For Withhold Management
1.5 Elect Director Colin Osborne For For Management
1.6 Elect Director Herbert K. Parker For For Management
1.7 Elect Director Manish K. Srivastava For Withhold Management
1.8 Elect Director Patrick W. Tolbert For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOWER GROUP INTERNATIONAL, LTD.
Ticker: TWGP Security ID: G8988C105
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Bryan For For Management
1.2 Elect Director Robert S. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRINITY BIOTECH PLC
Ticker: TRIB Security ID: 896438306
Meeting Date: SEP 27, 2012 Meeting Type: Special
Record Date: AUG 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Authorize the For For Management
Directors to Allot 0.7 of an 'A'
Ordinary Share for Each 'B' Ordinary
Share Held as Fully Paid Bonus Shares
to the Holders of 'B' Ordinary Shares
2 Amend Articles to Redesginate Each 'B' For For Management
Ordinary Share as an Issued 'A'
Ordinary Share
--------------------------------------------------------------------------------
TRINITY BIOTECH PLC
Ticker: TRIB Security ID: 896438306
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Clint Severson as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Approve Employee Share Option Plan 2013 For Against Management
6a Authorize Share Repurchase Program For For Management
6b Approve Minimum Price for the For For Management
Repurchase of Shares
6c Approve Maximum Price for the For For Management
Repurchase of Shares
7a Approve Maximum Price Range for the For For Management
Reissuance of Treasury Shares
7b Approve Minimum Price Range for the For For Management
Reissuance of Treasury Shares
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION ��
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For For Management
1.2 Elect Director Marilyn A. Alexander For Withhold Management
1.3 Elect Director Peter Arkley For Withhold Management
1.4 Elect Director Robert Band For For Management
1.5 Elect Director Michael R. Klein For Withhold Management
1.6 Elect Director Martin R. Melone For Withhold Management
1.7 Elect Director Robert L. Miller For For Management
1.8 Elect Director Raymond R. Oneglia For Withhold Management
1.9 Elect Director Donald D. Snyder For Withhold Management
1.10 Elect Director Dickran M. Tevrizian, For For Management
Jr.
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For For Management
1.2 Elect Director Mark D. Ein For For Management
1.3 Elect Director William W. Johnson For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director W. Reid Sanders For For Management
1.6 Elect Director Thomas Siering For For Management
1.7 Elect Director Brian C. Taylor For For Management
1.8 Elect Director Hope B. Woodhouse For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
1.2 Elect Director Arnold L. Chase For For Management
1.3 Elect Director Betsy Henley-Cohn For For Management
1.4 Elect Director Suedeen G. Kelly For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Daniel J. Miglio For For Management
1.7 Elect Director William F. Murdy For For Management
1.8 Elect Director William B. Plummer For For Management
1.9 Elect Director Donald R. Shassian For For Management
1.10 Elect Director James P. Torgerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.C. Nelson, Jr. For For Management
1.2 Elect Director Jimmy C. Tallent For For Management
1.3 Elect Director Robert H. Blalock For For Management
1.4 Elect Director Clifford V. Brokaw For For Management
1.5 Elect Director L. Cathy Cox For For Management
1.6 Elect Director Steven J. Goldstein For For Management
1.7 Elect Director Thomas A. Richlovsky For For Management
1.8 Elect Director Tim R. Wallis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 91030T109
Meeting Date: NOV 01, 2012 Meeting Type: Special
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 91030T109
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Crowley For For Management
1.2 Elect Director Carol Moore Cutting For For Management
1.3 Elect Director Carol A. Leary For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Noonan For Withhold Management
1.2 Elect Director Mahmoud Abdallah For For Management
1.3 Elect Director Jeffrey W. Greenberg For Withhold Management
1.4 Elect Director John J. Hendrickson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP, INC.
Ticker: VPFG Security ID: 92672A101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bruce W. Hunt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard J. Giromini For For Management
2 Elect Director Martin C. Jischke For For Management
3 Elect Director James D. Kelly For For Management
4 Elect Director John E. Kunz For For Management
5 Elect Director Larry J. Magee For For Management
6 Elect Director Ann D. Murtlow For For Management
7 Elect Director Scott K. Sorensen For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Mack For For Management
1.2 Elect Director Todd Marshall For For Management
1.3 Elect Director M. Nafees Nagy For For Management
1.4 Elect Director James E. Nave For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTHROP REALTY TRUST
Ticker: FUR Security ID: 976391300
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ashner For For Management
1.2 Elect Director Arthur Blasberg, Jr. For For Management
1.3 Elect Director Howard Goldberg For For Management
1.4 Elect Director Thomas F. McWilliams For For Management
1.5 Elect Director Lee Seidler For For Management
1.6 Elect Director Carolyn Tiffany For For Management
1.7 Elect Director Steven Zalkind For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleuthere I. du Pont For For Management
1.2 Elect Director Calvert A. Morgan, Jr. For For Management
1.3 Elect Director Marvin N. Schoenhals For For Management
1.4 Elect Director David G. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Stock Option Plan Grants For For Management
====================== SAM Sustainable Global Active Fund ======================
ADIDAS AG
Ticker: ADS Security ID: 4031976
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Amendments of Affiliation For Did Not Vote Management
Agreements with Subsidiaries
6 Approve Creation of EUR 50 Million For Did Not Vote Management
Pool of Capital with Preemptive Rights
7 Approve Creation of EUR 25 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
8 Approve Creation of EUR 20 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2013
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: ADS Security ID: D0066B185
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Amendments of Affiliation For Did Not Vote Management
Agreements with Subsidiaries
6 Approve Creation of EUR 50 Million For Did Not Vote Management
Pool of Capital with Preemptive Rights
7 Approve Creation of EUR 25 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
8 Approve Creation of EUR 20 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2013
--------------------------------------------------------------------------------
AKER SOLUTIONS ASA
Ticker: AKSO Security ID: R0180X100
Meeting Date: APR 12, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Receive Information About Business None None Management
5 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 4.00
per Share
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Directors for For Did Not Vote Management
2012
8 Approve Remuneration of Members of For Did Not Vote Management
Nominating Committee for 2012
9 Elect Directors For Did Not Vote Management
10 Elect Members of Nominating Committee For Did Not Vote Management
11 Approve Remuneration of Auditors for For Did Not Vote Management
2012
12 Authorize Share Repurchase Program in For Did Not Vote Management
Connection with Mergers, Acquisitions,
and Takeovers
13 Authorize Share Repurchase Program in For Did Not Vote Management
Connection with Employee Share Program
14 Authorize Share Repurchase Program in For Did Not Vote Management
Connection with Share Cancellation
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Sir David Walker as Director For For Management
4 Elect Tim Breedon as Director For For Management
5 Elect Antony Jenkins as Director For For Management
6 Elect Diane de Saint Victor as Director For For Management
7 Re-elect David Booth as Director For For Management
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Simon Fraser as Director For For Management
10 Re-elect Reuben Jeffery III as Director For For Management
11 Re-elect Chris Lucas as Director For For Management
12 Re-elect Dambisa Moyo as Director For For Management
13 Re-elect Sir Michael Rake as Director For For Management
14 Re-elect Sir John Sunderland as For For Management
Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
21 Authorise Issue of Equity without For Against Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend Programme For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 11, 2012 Meeting Type: Annual
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Gavin Patterson as Director For For Management
8 Re-elect Tony Ball as Director For For Management
9 Re-elect Patricia Hewitt as Director For For Management
10 Re-elect Phil Hodkinson as Director For For Management
11 Re-elect Nick Rose as Director For For Management
12 Re-elect Jasmine Whitbread as Director For For Management
13 Elect Karen Richardson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2 Elect B.S. Belzberg, G.F. Colter, D. For For Management
D'Alessandro, P.D. Daniel, L.
Desjardins, G.D. Giffin, L.S.
Hasenfratz, K.J. Kelly, N.D. Le Pan, J.
P. Manley, G.T. McCaughey, J.L.
Peverett, L. Rahl, C. Sirois, K.B.
Stevenson, and R.W. Tysoe as Directors
2.1 Elect Director B.S. Belzberg For For Management
2.2 Elect Director G.F. Colter For For Management
2.3 Elect Director D. D'Alessandro For For Management
2.4 Elect Director P.D. Daniel For For Management
2.5 Elect Director L. Desjardins For For Management
2.6 Elect Director G.D. Giffin For For Management
2.7 Elect Director L.S. Hasenfratz For For Management
2.8 Elect Director K.J. Kelly For For Management
2.9 Elect Director N.D. Le Pan For For Management
2.10 Elect Director J.P. Manley For For Management
2.11 Elect Director G.T. McCaughey For For Management
2.12 Elect Director J.L. Peverett For For Management
2.13 Elect Director L. Rahl For For Management
2.14 Elect Director C. Sirois For For Management
2.15 Elect Director K.B. Stevenson For For Management
2.16 Elect Director R.W. Tysoe For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
4.2 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
4.3 SP 3: Adopt Policy on Gender Equality Against Against Shareholder
in Executive Positions
4.4 SP 4: Adopt an Internal Pay Ratio Against Against Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For For Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: 4263304
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Remuneration of Supervisory For For Management
Board, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditors For For Management
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.10
per Share
7 Reelect Skarholt, Andersen, Koc, For For Management
Leire, Smith, Svenning, Sorensen, and
Wang as Member, and Gravir, Haslestad,
Landmark, and Skogsholm as New Members
of Supervisory Board; Elect Deputy
Members of Supervisory Board
8 Elect Camilla Grieg and Karl Moursund For For Management
as Members of Nominating Committee
9 Reelect Frode Hassel (Chairman), For For Management
Thorstein Overland, Karl Olav Hovden,
and Vigdis Almestad as Members of
Control Committee; Reelect Ida Johnson
and Elect Agnar Langeland as Deputy
Members of Control Committee
10 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
11a Approve Advisory Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
11b Approve Binding Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
12 Approve Corporate Governance Statement For For Management
13 Financial Structure for a New Real None None Shareholder
Economy; Financial Services
Innovation; Requirements Regarding the
Assignment of Roles and Impartiality;
Selection of Board Members; Board
Committee for Shared Financial
Responsibility, Authorization and
Common Interests
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: R1812S105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Remuneration of Supervisory For Did Not Vote Management
Board, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditors For Did Not Vote Management
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.10
per Share
7 Reelect Skarholt, Andersen, Koc, For Did Not Vote Management
Leire, Smith, Svenning, Sorensen, and
Wang as Member, and Gravir, Haslestad, ��
Landmark, and Skogsholm as New Members
of Supervisory Board; Elect Deputy
Members of Supervisory Board
8 Elect Camilla Grieg and Karl Moursund For Did Not Vote Management
as Members of Nominating Committee
9 Reelect Frode Hassel (Chairman), For Did Not Vote Management
Thorstein Overland, Karl Olav Hovden,
and Vigdis Almestad as Members of
Control Committee; Reelect Ida Johnson
and Elect Agnar Langeland as Deputy
Members of Control Committee
10 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
11a Approve Advisory Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
11b Approve Binding Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
12 Approve Corporate Governance Statement For Did Not Vote Management
13 Financial Structure for a New Real None None Shareholder
Economy; Financial Services
Innovation; Requirements Regarding the
Assignment of Roles and Impartiality;
Selection of Board Members; Board
Committee for Shared Financial
Responsibility, Authorization and
Common Interests
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director J. B. Bolten For For Management
1.3 Elect Director M. S. Levatich For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director A.A. Busch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: 7145056
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: 7145056
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FIAT INDUSTRIAL S.P.A.
Ticker: FI Security ID: T42136100
Meeting Date: APR 08, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal �� Mgt Rec Vote Cast Sponsor
1.a Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
1.b Approve Remuneration Report For Against Management
2.a.1 Slate 1 Submitted by EXOR SpA None Did Not Vote Shareholder
2.a.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
2.b Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
7 Approve Creation of EUR 40.3 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Rajiv L. Gupta For For Management
1.4 Elect Director John H. Hammergren For Against Management
1.5 Elect Director Raymond J. Lane For Against Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Gary M. Reiner For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director G. Kennedy Thompson For Against Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Establish Environmental/Social Issue Against Against Shareholder
Board Committee
7 Amend Human Rights Policies Against Against Shareholder
8 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
KEIHIN CORP. (7251)
Ticker: 7251 Security ID: J32083107
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2 Amend Articles To Authorize Internet For For Management
Disclosure of Shareholder Meeting
Materials - Indemnify Directors and
Statutory Auditors - Decrease Maximum
Board Size
3.1 Elect Director Tanai, Tsuneo For Against Management
3.2 Elect Director Ukiana, Kazuoki For For Management
3.3 Elect Director Watanabe, Masami For For Management
3.4 Elect Director Koike, Masaaki For For Management
3.5 Elect Director Irino, Hiroshi For For Management
3.6 Elect Director Onuma, Koki For For Management
3.7 Elect Director Iwata, Takeshi For For Management
3.8 Elect Director Konno, Genichiro For For Management
3.9 Elect Director Suzuki, Nobuaki For For Management
3.10 Elect Director Amano, Hirohisa For For Management
3.11 Elect Director Omachi, Shinichi For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Adjustment to Aggregate For Against Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4b Approve Dividends of EUR 1.50 Per Share For For Management
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6 Elect D. de Vreeze to Executive Board For For Management
7 Reelect P. Hochuli to Supervisory Board For For Management
8 Amend Remuneration Policy for For For Management
Management Board Members
9 Receive Announcements Re: Auditor None None Management
Assessment
10a Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 10a
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Cancellation of Shares For For Management
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 11, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Announce Intention to AppointEric None None Management
Hageman to Executive Board
3 Amend Articles Re: Right to Place For For Management
Items on the Agenda
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: PHGFF Security ID: 5986622
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Adopt Financial Statements For For Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Share For For Management
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Reelect C.A. Poon to Supervisory Board For For Management
3b Reelect J.J. Schiro to Supervisory For For Management
Board
3c Reelect J. van der Veer to Supervisory For For Management
Board
4a Amend Long-Term Incentive Plan For For Management
4b Approve Performance Share and For For Management
Performance Stock Option Grants
5 Change Company Name to Koninklijke For For Management
Philips N.V.
6a Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Shares For For Management
8 Approve Cancellation of Repurchased For For Management
Shares
9 Allow Questions None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: PHGFF Security ID: N6817P109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Adopt Financial Statements For For Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Share For For Management
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Reelect C.A. Poon to Supervisory Board For For Management
3b Reelect J.J. Schiro to Supervisory For For Management
Board
3c Reelect J. van der Veer to Supervisory For For Management
Board
4a Amend Long-Term Incentive Plan For For Management
4b Approve Performance Share and For For Management
Performance Stock Option Grants
5 Change Company Name to Koninklijke For For Management
Philips N.V. ��
6a Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Shares For For Management
8 Approve Cancellation of Repurchased For For Management
Shares
9 Allow Questions None None Management
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LTD Security ID: 501797104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mark Zinkula as Director For For Management
4 Elect Lindsay Tomlinson as Director For For Management
5 Re-elect Stuart Popham as Director For For Management
6 Re-elect Julia Wilson as Director For For Management
7 Re-elect Mike Fairey as Director For For Management
8 Re-elect Mark Gregory as Director For For Management
9 Re-elect Rudy Markham as Director For For Management
10 Re-elect John Pollock as Director For For Management
11 Re-elect Nicholas Prettejohn as For For Management
Director
12 Re-elect John Stewart as Director For For Management
13 Re-elect Nigel Wilson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Adam, Jr. For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Donald W. Grimm For For Management
1.4 Elect Director Craig J. Mundie For For Management
1.5 Elect Director Ora H. Pescovitz For For Management
1.6 Elect Director Per A. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Asada, Teruo For For Management
1.2 Elect Director Kokubu, Fumiya For For Management
1.3 Elect Director Yamazoe, Shigeru For For Management
1.4 Elect Director Akiyoshi, Mitsuru For For Management
1.5 Elect Director Nomura, Yutaka For For Management
1.6 Elect Director Okada, Daisuke For For Management
1.7 Elect Director Kuwayama, Shoji For For Management
1.8 Elect Director Tanaka, Kazuaki For For Management
1.9 Elect Director Matsumura, Yukihiko For For Management
1.10 Elect Director Kakinoki, Masumi For For Management
1.11 Elect Director Kitabata, Takao For For Management
1.12 Elect Director Kuroda, Yukiko For For Management
2.1 Appoint Statutory Auditor Enoki, For For Management
Masahiro
2.2 Appoint Statutory Auditor Suetsuna, For For Management
Takashi
2.3 Appoint Statutory Auditor Nezu, For Against Management
Yoshizumi
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For For Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For For Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against Against Shareholder
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Human Rights Risk Assessment Against For Shareholder
Process
7 Report on Nutrition Initiatives and Against Against Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Michael Chaney as a Director For For Management
2b Elect Mark Joiner as a Director For For Management
2c Elect Paul Rizzo as a Director For For Management
2d Elect John Waller as a Director For For Management
3a Approve the Grant of Performance For For Management
Rights to Cameron Clyne, Group Chief
Executive Officer
3b Approve the Grant of Performance For For Management
Rights to Mark Joiner, Executive
Director of Finance
4 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Cawley For For Management
1b Elect Director Gordon T. Hall For For Management
1c Elect Director Ashley Almanza For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
5 Approve Discharge of Board and Senior For For Management
Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Extension of CHF 133 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For �� Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against For Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel M. Delen For For Management
1b Elect Director Martin D. Feinstein For Against Management
1c Elect Director Lionel L. Nowell, III For For Management
1d Elect Director Neil R. Withington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Marks For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Sanjay Mehrotra For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578L107
Meeting Date: JUL 30, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578L107
Meeting Date: MAR 25, 2013 Meeting Type: Annual/Special
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: 2, 5, 6, and 17 For For Management
2 Amend Articles Re: 9 and 12 (General For For Management
Meetings)
3 Amend Articles Re: 13, 16, and 20 For For Management
(Board-Related)
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Fix Number of Directors For For Management
5 Fix Directors Term For For Management
6.1 Slate Submitted by CDP RETI SRL None Did Not Vote Shareholder
6.2 Slate Submitted by Institutional None For Shareholder
Shareholders
7 Elech Chairman of the Board For For Management
8 Approve Remuneration of Directors For For Management
9.1 Slate Submitted by CDP RETI SRL None Against Shareholder
9.2 Slate Submitted by Institutional None For Shareholder
Shareholders
10 Appoint Chairman of Internal Statutory For For Shareholder
Auditors
11 Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
STANLEY ELECTRIC CO. LTD.
Ticker: 6923 Security ID: J76637115
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitano, Takanori For For Management
1.2 Elect Director Natsusaka, Makio For For Management
1.3 Elect Director Kondo, Katsumi For For Management
1.4 Elect Director Muto, Shigeki For For Management
1.5 Elect Director Hiratsuka, Yutaka For For Management
1.6 Elect Director Tanabe, Toru For For Management
1.7 Elect Director Tominaga, Shinji For For Management
1.8 Elect Director Mori, Masakatsu For For Management
1.9 Elect Director Iino, Katsutoshi For For Management
2 Appoint Statutory Auditor Furuta, Toru For For Management
3 Approve Deep Discount Stock Option Plan For For Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHBA Security ID: W90937181
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive
Consolidated Financial Statements and
Statutory Reports; Receive Board's
Report; Receive Auditor's Report;
Receive Review by CEO
8 Approve Financial Statements and For For Management
Statutory Reports; Approve
Consolidated Financial Statements and
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 10.75 per Share
10 Approve Discharge of Board and For For Management
President
11 Authorize Repurchase of Up to 40 For For Management
Million Class A and/or Class B Shares
and Reissuance of Repurchased Shares
12 Authorize Repurchase of Up to 2 For For Management
Percent of Issued Share Capital for
the Bank's Trading Book
13 Determine Number of Members (11) of For For Management
Board
14 Determine Number of Auditors (2) For For Management
15 Approve Remuneration of Directors in For Against Management
the Ammount of SEK 3.15 Million for
Chairman, SEK 875,000 for Vice
Chairmen, and SEK 600,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
16 Reelect Anders Nyren (Chairman), For Against Management
Fredrik Lundberg, Jon Baksaas, Par
Boman, Tommy Bylund, Lone Schroder,
Jan Johansson, Sverker Martin-Lof,
Bente Rathe, Ole Johansson and
Charlotte Skog as Directors
17 Ratify KPMG and Ernst & Young as For For Management
Auditors
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Approve Proposal Concerning the For For Management
Appointment of Auditors in Foundations
Without Own Management
20 Amend Articles of Association: None Against Shareholder
Composition of Board (Gender)
21 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SRENH Security ID: H8431B109
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Ordinary Dividends of CHF 3.50 For For Management
per Share from Capital Contribution
Reserves
3.2 Approve Special Dividends of CHF 4.00 For For Management
per Share from Capital Contribution
Reserves
4 Approve Discharge of Board For For Management
5.1.1 Reelect Walter Kielholz as Director For For Management
5.1.2 Reelect Malcolm Knight as Director For For Management
5.1.3 Reelect Carlos Represas as Director For For Management
5.1.4 Reelect Jean-Pierre Roth as Director For For Management
5.1.5 Elect Mary Francis as Director For For Management
5.2 Ratify PricewaterhouseCoopers as For For Management
Auditors
6.1 Amend Terms of Existing Pool of For For Management
Conditional Capital
6.2 Approve Creation of CHF 8.5 Million For For Management
Pool of Capital without Preemptive
Rights
6.3 Approve Cancellation of Capital For For Management
Authorization
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Hansueli Loosli as Director For For Management
4.2 Reelect Michel Gobet as Director For For Management
4.3 Reelect Torsten Kreindl as Director For For Management
4.4 Reelect Richard Roy as Director For For Management
4.5 Reelect Theophil Schlatter as Director For For Management
5 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: TU Security ID: 87971M103
Meeting Date: OCT 17, 2012 Meeting Type: Proxy Contest
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Approve Plan of Arrangement: Eliminate For For Management
Dual Class Share Structure
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Approve Plan of Arrangement: Eliminate Against Did Not Vote Management
Dual Class Share Structure
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Micheline Bouchard For For Management
1.4 Elect Director R. John Butler For For Management
1.5 Elect Director Brian A. Canfield For For Management
1.6 Elect Director Stockwell Day For For Management
1.7 Elect Director Darren Entwistle For For Management
1.8 Elect Director Ruston (Rusty) E.T. For For Management
Goepel
1.9 Elect Director John S. Lacey For For Management
1.10 Elect Director William (Bill) A. For For Management
MacKinnon
1.11 Elect Director John Manley For For Management
1.12 Elect Director Donald Woodley For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4a Amend Articles: Eliminate Non-Voting For For Management
Shares and Increase Authorized Common
Stock
4b Amend Articles For For Management
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Paul G. Kirk, Jr. For For Management
1d Elect Director Liam E. McGee For For Management
1e Elect Director Kathryn A. Mikells For For Management
1f Elect Director Michael G. Morris For For Management
1g Elect Director Thomas A. Renyi For For Management
1h Elect Director Charles B. Strauss For For Management
1i Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: 6076146
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect Gordon Cairns as a Director For For Management
3b Elect Robert Elstone as a Director For For Management
4a Approve the Amendments to the For For Management
Company's Constitution Relating to
Preference Shares
4b Approve the Amendments to the For For Management
Company's Constitution Relating to
General Meeting, Meetings of
Directors, and Other Matters
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect Gordon Cairns as a Director For For Management
3b Elect Robert Elstone as a Director For For Management
4a Approve the Amendments to the For For Management
Company's Constitution Relating to
Preference Shares
4b Approve the Amendments to the For For Management
Company's Constitution Relating to
General Meeting, Meetings of
Directors, and Other Matters
--------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: MRW Security ID: G62748119
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Ian Gibson as Director For For Management
5 Re-elect Dalton Philips as Director For For Management
6 Elect Trevor Strain as Director For For Management
7 Re-elect Philip Cox as Director For For Management
8 Elect Richard Gillingwater as Director For For Management
9 Re-elect Penny Hughes as Director For For Management
10 Re-elect Johanna Waterous as Director For For Management
11 Reappoint KPMG Audit plc as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
========== END NPX REPORT
Schneider Small Cap Value Fund Annual Proxy Vote Summary 7-1-12 to 6-30-13
Schneider Capital Management
Schneider Small Cap Value Fund
Schneider Small Cap Value Fund Annual Proxy Vote Summary 7-1-12 to 6-30-12
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
AAR CORP. | | AIR | | 000361105 | | 10/10/2012 | | Annual | | DIRECTOR | | ANTHONY K. ANDERSON | | Mgmt | | Voted | | For | | For |
AAR CORP. | | AIR | | 000361105 | | 10/10/2012 | | Annual | | DIRECTOR | | MICHAEL R. BOYCE | | Mgmt | | Voted | | For | | For |
AAR CORP. | | AIR | | 000361105 | | 10/10/2012 | | Annual | | DIRECTOR | | DAVID P. STORCH | | Mgmt | | Voted | | Withheld | | Against |
AAR CORP. | | AIR | | 000361105 | | 10/10/2012 | | Annual | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
AAR CORP. | | AIR | | 000361105 | | 10/10/2012 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2013. | | | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | DIRECTOR | | YIANNIS N. PAPANICOLAOU | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | DIRECTOR | | K.D. KOUTSOMITOPOULOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWC | | 022205108 | | 05/03/2013 | | Annual | | ADOPTION OF REMUNERATION REPORT | | | | Mgmt | | Voted | | Against | | Against |
ALUMINA LIMITED | | AWC | | 022205108 | | 05/03/2013 | | Annual | | TO RE-ELECT MR PETER A F HAY AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWC | | 022205108 | | 05/03/2013 | | Annual | | TO RE-ELECT MS EMMA R STEIN AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWC | | 022205108 | | 05/03/2013 | | Annual | | TO ELECT MR CHEN ZENG AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWC | | 022205108 | | 05/03/2013 | | Annual | | GRANT OF PERFORMANCE RIGHTS TO CHIEF EXECUTIVE OFFICER (LONG TERM INCENTIVE) | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: PAUL T. HANRAHAN | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: STEVEN F. LEER | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: THEODORE D. SANDS | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | APPROVAL OF THE ARCH COAL, INC. OMNIBUS INCENTIVE PLAN (FORMERLY KNOWN AS THE ARCH COAL, INC. 1997 STOCK INCENTIVE PLAN). | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ARCH COAL, INC. | | ACI | | 039380100 | | 04/25/2013 | | Annual | | ADVISORY APPROVAL OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | DIRECTOR | | MR. RICHARD BUCKNALL | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | DIRECTOR | | MR. PETER O’FLINN | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | DIRECTOR | | MR. RONALD PRESSMAN | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | DIRECTOR | | MR. GORDON IRELAND | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION (“SAY-ON-PAY VOTE”). | | | | Mgmt | | Voted | | For | | For |
1
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | TO PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES (“SAY-ON-FREQUENCY VOTE”). | | | | Mgmt | | Voted | | 1 Year | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | TO APPROVE THE 2013 SHARE INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
ASPEN INSURANCE HOLDINGS LIMITED | | AHL | | G05384105 | | 04/24/2013 | | Annual | | TO RE-APPOINT KPMG AUDIT PLC (“KPMG”), LONDON, ENGLAND, TO ACT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND TO AUTHORIZE THE COMPANY’S BOARD THROUGH THE AUDIT COMMITTEE TO SET THE REMUNERATION FOR KPMG. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | NEIL BARON* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | FRANCISCO L. BORGES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | G. LAWRENCE BUHL* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | STEPHEN A. COZEN* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | BONNIE L. HOWARD* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | PATRICK W. KENNY* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | SIMON W. LEATHES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBIN MONRO-DAVIES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | MICHAEL T. O’KANE* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | WILBUR L. ROSS, JR.* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | HOWARD W. ALBERT# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBERT A. BAILENSON# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | RUSSELL B. BREWER II# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | GARY BURNET# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | STEPHEN DONNARUMMA# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | JAMES M. MICHENER# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBERT B. MILLS# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN AS AMENDED THROUGH THE SECOND AMENDMENT. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | AUTHORIZING THE COMPANY TO VOTE FOR THE RATIFICATION OF THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 05/22/2013 | | Annual | | DIRECTOR | | GEORGE M. SCALISE | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 05/22/2013 | | Annual | | DIRECTOR | | MARK B. SEGALL | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 05/22/2013 | | Annual | | DIRECTOR | | CHERYL L. SHAVERS | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 05/22/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 05/22/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | WILLIAM A. HASLER | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | CLIFFORD H. HIGGERSON | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | CHARLES D. KISSNER | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | MICHAEL A. PANGIA | | Mgmt | | Voted | | For | | For |
2
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | RAGHAVENDRA RAU | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | DR. MOHSEN SOHI | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | DR. JAMES C. STOFFEL | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | DIRECTOR | | EDWARD F. THOMPSON | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2012 | | Annual | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | R. JOHN FLETCHER | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | STEPHEN R. HARDIS | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | WILLIAM C. JENNINGS | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | JOSEPH P. KEITHLEY | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | PATRICK H. NETTLES | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | MARY G. PUMA | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | DIRECTOR | | H. BRIAN THOMPSON | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | PROPOSAL TO AMEND THE 2012 EQUITY INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/14/2013 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | DIRECTOR | | RICHARD G. HAMERMESH | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | DIRECTOR | | AMIN J. KHOURY | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY NAME TO “B/E AEROSPACE, INC.” | | | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
BE AEROSPACE, INC. | | BEAV | | 073302101 | | 07/25/2012 | | Annual | | PROPOSAL TO AMEND THE BE AEROSPACE, INC. 2005 LONG-TERM INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: KEITH BAILEY | | | | Mgmt | | Voted | | For | | For |
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: PATRICK CONDON | | | | Mgmt | | Voted | | For | | For |
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM OWENS | | | | Mgmt | | Voted | | For | | For |
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K PROMULGATED BY THE SECURITIES AND EXCHANGE COMMISSION. | | | | Mgmt | | Voted | | For | | For |
3
CLOUD PEAK ENERGY INC. | | CLD | | 18911Q102 | | 05/14/2013 | | Annual | | TO APPROVE THE CLOUD PEAK ENERGY 2013 ANNUAL INCENTIVE PLAN, INCLUDING APPROVAL OF THE MATERIAL TERMS OF THE 2013 ANNUAL INCENTIVE PLAN IN ACCORDANCE WITH THE APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | DENNIS G. BUCHERT | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | JAMES E. GILLERAN | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | DOUGLAS L. JACOBS | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | DAVID E. KING | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | GERARD L. SMITH | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | DIRECTOR | | GLEN R. WAKEMAN | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | Against | | Against |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | AUTHORIZATION AND APPROVAL AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF THE CORPORATION’S OUTSTANDING COMMON STOCK AT A RATIO WITHIN A RANGE OF 1-FOR-15 TO 1-FOR-25, TOGETHER WITH THE CORRESPONDING PROPORTIONAL REDUCTION IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | | | | Mgmt | | Voted | | For | | For |
DORAL FINANCIAL CORPORATION | | DRL | | 25811P886 | | 06/19/2013 | | Annual | | APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE ANNUAL MEETING OF STOCKHOLDERS TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | | | | Mgmt | | Voted | | For | | For |
EMERITUS CORPORATION | | ESC | | 291005106 | | 05/29/2013 | | Annual | | DIRECTOR | | STANLEY L. BATY | | Mgmt | | Voted | | For | | For |
EMERITUS CORPORATION | | ESC | | 291005106 | | 05/29/2013 | | Annual | | DIRECTOR | | GRANGER COBB | | Mgmt | | Voted | | For | | For |
EMERITUS CORPORATION | | ESC | | 291005106 | | 05/29/2013 | | Annual | | DIRECTOR | | RICHARD W. MACEDONIA | | Mgmt | | Voted | | For | | For |
EMERITUS CORPORATION | | ESC | | 291005106 | | 05/29/2013 | | Annual | | TO APPROVE AN AMENDMENT OF OUR 2006 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE PLAN AND AN EXTENSION OF THE PLAN’S TERM, AND TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS IN THE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | | | Mgmt | | Voted | | For | | For |
EMERITUS CORPORATION | | ESC | | 291005106 | | 05/29/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | | | Mgmt | | Voted | | For | | For |
EMPLOYERS HOLDINGS, INC. | | EIG | | 292218104 | | 05/23/2013 | | Annual | | DIRECTOR | | MICHAEL D. RUMBOLZ | | Mgmt | | Voted | | For | | For |
EMPLOYERS HOLDINGS, INC. | | EIG | | 292218104 | | 05/23/2013 | | Annual | | TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
EMPLOYERS HOLDINGS, INC. | | EIG | | 292218104 | | 05/23/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT ACCOUNTING FIRM, ERNST & YOUNG LLP, FOR 2013. | | | | Mgmt | | Voted | | For | | For |
4
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | DIRECTOR | | DAVID A. LORBER | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | DIRECTOR | | JEFFRY N. QUINN | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | DIRECTOR | | NADIM Z. QURESHI | | Mgmt | | Voted shareholder opposition ballot | | For | | Against Mgmt’s recommendation of Ronald Vargo for Director |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | THE COMPANY’S PROPOSAL TO APPROVE THE 2013 OMNIBUS INCENTIVE PLAN. | | | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | THE COMPANY’S PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | | | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | THE COMPANY’S PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT. | | | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | THE COMPANY’S PROPOSAL TO APPROVE THE AMENDMENT OF THE COMPANY’S CODE OF REGULATIONS TO OPT OUT OF THE OHIO CONTROL SHARE ACQUISITION ACT. | | | | Mgmt | | Voted shareholder opposition ballot | | For | | For |
FERRO CORPORATION | | FOE | | 315405100 | | 05/22/2013 | | Contested Annual | | THE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | | | Mgmt | | Voted shareholder opposition ballot | | For | | Against |
FIRST BANCORP P R | | FBP | | 318672706 | | 04/09/2013 | | Consent | | THE DELETION, IN ITS ENTIRETY, OF THE TEXT IN PARAGRAPH 2 OF SECTION F., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
FIRST BANCORP P R | | FBP | | 318672706 | | 04/09/2013 | | Consent | | THE DELETION, IN ITS ENTIRETY, OF THE TEXT IN PARAGRAPH 2 OF SECTION F., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT B. CARTER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN C. COMPTON | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: MARK A. EMKES | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: CORYDON J. GILCHRIST | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: VICKY B. GREGG | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: D. BRYAN JORDAN | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: R. BRAD MARTIN | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: SCOTT M. NISWONGER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: VICKI R. PALMER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: COLIN V. REED | | | | Mgmt | | Voted | | For | | For |
5
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | ELECTION OF DIRECTOR: LUKE YANCY III | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | APPROVAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 05/02/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. | | | | Mgmt | | Voted | | For | | For |
FIVE STAR QUALITY CARE, INC. | | FVE | | 33832D106 | | 05/16/2013 | | Annual | | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF DIRECTORS AS THE INDEPENDENT DIRECTOR IN GROUP III: BRUCE M. GANS, M.D. | | | | Mgmt | | Voted | | For | | For |
FIVE STAR QUALITY CARE, INC. | | FVE | | 33832D106 | | 05/16/2013 | | Annual | | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FIVE STAR QUALITY CARE, INC. | | FVE | | 33832D106 | | 05/16/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | JOSEPH P. CAMPANELLI | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | WALTER CARTER | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | GREGORY ENG | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | JAY J. HANSEN | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | DAVID J. MATLIN | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | JAMES A. OVENDEN | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | PETER SCHOELS | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | MICHAEL J. SHONKA | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | DIRECTOR | | DAVID L. TREADWELL | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | TO GRANT TO THE BOARD OF DIRECTORS DISCRETIONARY AUTHORITY TO APPROVE AN AMENDMENT TO OUR ARTICLES TO EFFECT A REVERSE STOCK SPLIT OF OUR AUTHORIZED, ISSUED AND OUTSTANDING COMMON STOCK AT ANY TIME PRIOR TO OCTOBER 24, 2012, AT AN EXCHANGE RATIO OF ONE FOR TEN. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2012. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930507 | | 09/24/2012 | | Annual | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 09/13/2012 | | Annual | | ELECTION OF DIRECTOR: JERRY L. CALHOUN | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 09/13/2012 | | Annual | | ELECTION OF DIRECTOR: RICHARD P. FOX | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 09/13/2012 | | Annual | | ELECTION OF DIRECTOR: LORENZO C. LAMADRID | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 09/13/2012 | | Annual | | ADVISORY, NON-BINDING, VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 09/13/2012 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES M. DECOSMO | | | | Mgmt | | Voted | | Against | | Against |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. JASTROW, II | | | | Mgmt | | Voted | | Against | | Against |
6
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES A. JOHNSON | | | | Mgmt | | Voted | | Against | | Against |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES W. MATHEWS | | | | Mgmt | | Voted | | Against | | Against |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ELECTION OF DIRECTOR: RICHARD M. SMITH | | | | Mgmt | | Voted | | Against | | Against |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/14/2013 | | Annual | | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013. | | | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | DIRECTOR | | WILLIAM D. GEHL | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | DIRECTOR | | ANDREW B. SCHMITT | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | DIRECTOR | | EDWARD J. WHALEN | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE FREIGHTCAR AMERICA, INC. 2005 LONG TERM INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/17/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2012, BY AND AMONG NRG ENERGY, INC., PLUS MERGER CORPORATION AND GENON ENERGY, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS NOTICE (THE “MERGER” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO CONDUCT AN ADVISORY VOTE ON THE MERGER-RELATED COMPENSATION ARRANGEMENTS OF OUR NAMED EXECUTIVE OFFICERS (THE “MERGER-RELATED COMPENSATION” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO APPROVE ANY MOTION TO ADJOURN THE GENON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES (THE “GENON ADJOURNMENT” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | TIMOTHY C. BAKER | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | SAMUEL T. COETZER | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | ROBERT E. DOYLE | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | TONY ALAN JENSEN | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | IAN MACGREGOR | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | CRAIG J. NELSEN | | Mgmt | | Voted | | Withheld | | Against |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | C.M.T. THOMPSON | | Mgmt | | Voted | | Withheld | | Against |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | DIRECTOR | | WILLIAM L. YEATES | | Mgmt | | Voted | | Withheld | | Against |
7
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | TO PASS THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION RESOLUTION (AS DEFINED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED MARCH 14, 2013 (THE “MANAGEMENT INFORMATION CIRCULAR”)): | | | | Mgmt | | Voted | | Against | | Against |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | TO PASS THE RIGHTS PLAN RESOLUTION (AS DEFINED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR) APPROVING, RATIFYING AND CONFIRMING THE CORPORATION’S AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR: | | | | Mgmt | | Voted | | For | | For |
GOLDEN STAR RESOURCES LTD. | | GSS | | 38119T104 | | 05/09/2013 | | Annual and Special | | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THE AUDITORS’ REMUNERATION. | | | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | I JOON AHN | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | JOHN A. HALL | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | PAUL SEON-HONG KIM | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | JOON HYUNG LEE | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | JOSEPH K. RHO | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | WILLIAM J. STOLTE | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | DIRECTOR | | JAY S. YOO | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE PROPOSAL TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
HANMI FINANCIAL CORPORATION | | HAFC | | 410495204 | | 07/25/2012 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | | | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 04/29/2013 | | Annual | | DIRECTOR | | MANUEL MARQUEZ | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 04/29/2013 | | Annual | | DIRECTOR | | RICHARD J. STOLZ | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 04/29/2013 | | Annual | | APPROVAL, BY ADVISORY VOTE, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 04/29/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS A. DECKER | | | | Mgmt | | Voted | | For | | For |
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS P. GERRITY | | | | Mgmt | | Voted | | For | | For |
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | ELECTION OF DIRECTOR: PETER K. MILLER | | | | Mgmt | | Voted | | For | | For |
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | RATIFICATION OF KPMG LLP AS ICG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
8
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THIRD AMENDED AND RESTATED 2005 OMNIBUS EQUITY COMPENSATION PLAN TO: (A) INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK; (B) ADD ANNUAL RECURRING REVENUE AND ANNUAL CONTRACT VALUE (ACV) AS CRITERIA; (C) EXTEND THE DATE ON WHICH THE PLAN EXPIRES; (D) ENABLE THE PLAN TO CONTINUE TO MEET CERTAIN REQUIREMENTS FOR TAX PURPOSES. | | | | Mgmt | | Voted | | For | | For |
ICG GROUP, INC. | | ICGE | | 44928D108 | | 06/21/2013 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF ICG’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | DIRECTOR | | JACK M. FIELDS, JR. | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | DIRECTOR | | PAUL S. LATTANZIO | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | DIRECTOR | | RICHARD G. RAWSON | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (“SAY ON PAY”) | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013 THE BOARD OF DIRECTORS RECOMMENDS A VOTE “AGAINST” THE FOLLOWING PROPOSAL | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/14/2013 | | Annual | | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS | | | | Shr | | Voted | | For | | Against |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | ROBERT S. ATTIYEH | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | MARY B. CRANSTON | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | RICHARD J. DAHL | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | DWIGHT W. DECKER | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | DIDIER HIRSCH | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | OLEG KHAYKIN | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | THOMAS A. LACEY | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | JAMES D. PLUMMER | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | BARBARA L. RAMBO | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | DIRECTOR | | ROCHUS E. VOGT | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/06/2012 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2013. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | NORMAN H. POND | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | DAVID S. DURY | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | STANLEY J. HILL | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | THOMAS M. ROHRS | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | JOHN F. SCHAEFER | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | DIRECTOR | | PING YANG | | Mgmt | | Voted | | For | | For |
9
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY’S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 500,000 SHARES. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | PROPOSAL TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING NAMED EXECUTIVE OFFICERS AND DIRECTORS). | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/09/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | DIRECTOR | | FRIEDRICH K.M. BOHM | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | DIRECTOR | | WILLIAM H. CARTER | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | DIRECTOR | | MICHAEL J. GLIMCHER | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | DIRECTOR | | ROBERT H. SCHOTTENSTEIN | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF M/I HOMES, INC. | | | | Mgmt | | Voted | | For | | For |
M/I HOMES, INC. | | MHO | | 55305B101 | | 05/07/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
MAGNACHIP SEMICONDUCTOR CORP | | MX | | 55933J203 | | 05/29/2013 | | Annual | | DIRECTOR | | RANDAL KLEIN | | Mgmt | | Voted | | For | | For |
MAGNACHIP SEMICONDUCTOR CORP | | MX | | 55933J203 | | 05/29/2013 | | Annual | | DIRECTOR | | NADER TAVAKOLI | | Mgmt | | Voted | | For | | For |
MAGNACHIP SEMICONDUCTOR CORP | | MX | | 55933J203 | | 05/29/2013 | | Annual | | RATIFICATION OF THE BOARD’S SELECTION OF SAMIL PRICEWATERHOUSECOOPERS AS THE COMPANY’S AUDITOR FOR 2013. | | | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | KATHLEEN L. BARDWELL | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | WILLIAM G. BARRON | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | ARCHIE M. BROWN, JR. | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | BRIAN J. CRALL | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | PHILIP A. FRANTZ | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | D.J. HINES | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | THOMAS M. O’BRIEN | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | LAWRENCE R. RUEFF, DVM | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | JOHN G. SEALE | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | DIRECTOR | | CHARLES J. THAYER. | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | APPROVAL OF AN ADVISORY PROPOSAL ON THE COMPANY’S EXECUTIVE COMPENSATION POLICIES AND PROCEDURES. | | | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | APPROVAL OF AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION POLICIES AND PROCEDURES. | | | | Mgmt | | Voted | | 1 Year | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/23/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP. | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | ELECTION OF DIRECTOR: HILLIARD M. EURE III | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | ELECTION OF DIRECTOR: JOSEPH A. WATTERS | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | ELECTION OF DIRECTOR: DEAN S. WOODMAN | | | | Mgmt | | Voted | | For | | For |
10
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | TO APPROVE THE AMENDMENT TO THE 2011 STOCK-BASED COMPENSATION PLAN. | | | | Mgmt | | Voted | | Against | | Against |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL 2012 (SAY-ON-PAY). | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/20/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING SEPTEMBER 30, 2013. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: STEVEN V. TESORIERE | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: RANDY H. ZWIRN | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AN AMENDMENT TO OUR EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | | | | Shr | | Voted | | For | | Against |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | PETER A. AX | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | ROBERT G. SARVER | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | GERALD W. HADDOCK | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | MICHAEL R. ODELL | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR, | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS (“SAY ON PAY”), | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/19/2012 | | Annual | | ELECTION OF DIRECTOR: DR. SURESH V. GARIMELLA | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/19/2012 | | Annual | | ELECTION OF DIRECTOR: CHRISTOPHER W. PATTERSON | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/19/2012 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/19/2012 | | Annual | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | DIRECTOR | | WARREN G. LICHTENSTEIN | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | DIRECTOR | | GLEN M. KASSAN | | Mgmt | | Voted | | For | | For |
11
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | TO AMEND THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | APPROVAL OF STEEL HOLDINGS INVESTMENT. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 03/12/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: SALVATORE IANNUZZI | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN GAULDING | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: JEFFREY F. RAYPORT | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERTO TUNIOLI | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ELECTION OF DIRECTOR: TIMOTHY T. YATES | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS MONSTER WORLDWIDE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
MONSTER WORLDWIDE, INC. | | MWW | | 611742107 | | 06/04/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: C.E. ANDREWS | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT C. BUTLER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS D. ECKERT | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ALFRED E. FESTA | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ED GRIER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: MEL MARTINEZ | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM A. MORAN | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID A. PREISER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: W. GRADY ROSIER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: PAUL W. WHETSELL | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
12
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: WARREN F. BRYANT | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: JOSEPH M. DEPINTO | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: RAKESH GANGWAL | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: V. JAMES MARINO | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID M. SZYMANSKI | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER THE HEADING “EXECUTIVE COMPENSATION” IN THE PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 04/29/2013 | | Annual | | APPROVAL OF AN AMENDMENT TO OUR 2003 OFFICEMAX INCENTIVE AND PERFORMANCE PLAN TO INCREASE THE NUMBER OF SHARES OF STOCK AUTHORIZED FOR ISSUANCE THEREUNDER AND TO MAKE CERTAIN OTHER CHANGES TO THE PLAN AND TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | | | | Mgmt | | Voted | | Against | | Against |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | JOHN E. BURROWS, JR. | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | STEVEN G. CRANE | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | JUSTIN C. CHOI | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | RALPH E. FAISON | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | DANIEL E. PITTARD | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | JOHN E. MAJOR | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | DIRECTOR | | GARY E. SUTTON | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 01/21/2013 | | Special | | APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF INCORPORATION. | | | | Mgmt | | Voted | | Against | | Against |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | APPROVE THE ADOPTION OF AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO EFFECT A REVERSE SPLIT OF OUR COMMON STOCK | | | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | APPROVE THE ADOPTION OF AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE CONVERSION RATIO OF OUR OUTSTANDING SERIES A PREFERRED STOCK | | | | Mgmt | | Voted | | For | | For |
13
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON AND PREFERRED STOCK | | | | Mgmt | | Voted | | Against | | Against |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | APPROVE AN AMENDMENT OF THE 2012 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE TO ANY PERSON IN A CALENDAR YEAR UNDER SUCH PLAN | | | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W106 | | 05/17/2013 | | Annual | | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | DIRECTOR | | NICHOLAS DIPAOLO | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | DIRECTOR | | JANICE PAGE | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | DIRECTOR | | HARVEY WEINBERG | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | DIRECTOR | | GREG TUNNEY | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 11/02/2012 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013. | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: RICHARD D. BAUM | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: MARIANN BYERWALTER | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JEFFREY T. PERO | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | AMENDMENT TO THE COMPANY’S CHARTER TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 165 MILLION SHARES TO 180 MILLION SHARES. | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | AMENDMENT AND RESTATEMENT OF THE 2002 INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 1,000,000 SHARES. | | | | Mgmt | | Voted | | For | | For |
REDWOOD TRUST, INC. | | RWT | | 758075402 | | 05/16/2013 | | Annual | | AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR PURCHASE UNDER THAT PLAN BY 150,000 SHARES. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE W. BRYAN | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: CAROLYN H. BYRD | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | | | | Mgmt | | Voted | | Abstain | | Against |
14
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: DON DEFOSSET | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: ERIC C. FAST | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. JOHNS | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES R. MALONE | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: RUTH ANN MARSHALL | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN R. ROBERTS | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | APPROVAL OF THE REGIONS FINANCIAL CORPORATION EXECUTIVE INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | STOCKHOLDER PROPOSAL REGARDING POSTING A REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | DIRECTOR | | FRED BANKS, JR. | | Mgmt | | Voted | | For | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | DIRECTOR | | TONI D. COOLEY | | Mgmt | | Voted | | For | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | DIRECTOR | | ROBERT C. KHAYAT | | Mgmt | | Voted | | For | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | DIRECTOR | | DIANNE MOONEY | | Mgmt | | Voted | | For | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | DIRECTOR | | GAIL JONES PITTMAN | | Mgmt | | Voted | | For | | For |
SANDERSON FARMS, INC. | | SAFM | | 800013104 | | 02/14/2013 | | Annual | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | BRUCE A. CHOATE | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | RONALD R. FOELL | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | DOUGLAS C. JACOBS | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | DAVID J. MATLIN | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | JOHN R. PESHKIN | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | PETER SCHOELS | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | DIRECTOR | | SCOTT D. STOWELL | | Mgmt | | Voted | | For | | For |
STANDARD PACIFIC CORP. | | SPF | | 85375C101 | | 05/08/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | ROBERT P. BOWEN | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | KENNETH FISHER | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | RAYMOND L. GELLEIN, JR. | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | JAMES A. JEFFS | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | RICHARD D. KINCAID | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | SIR DAVID M.C. MICHELS | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | WILLIAM A. PREZANT | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | EUGENE F. REILLY | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | DIRECTOR | | SHELI Z. ROSENBERG | | Mgmt | | Voted | | For | | For |
15
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | | | | Mgmt | | Voted | | Against | | Against |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/23/2013 | | Annual | | NON-BINDING STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | | | | Shr | | Voted | | For | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | STRAUSS ZELNICK | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | ROBERT A. BOWMAN | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | SUNGHWAN CHO | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | MICHAEL DORNEMANN | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | BRETT ICAHN | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | J. MOSES | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | JAMES L. NELSON | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | DIRECTOR | | MICHAEL SHERESKY | | Mgmt | | Voted | | Withheld | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | APPROVAL OF THE AMENDMENT TO THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN. | | | | Mgmt | | Voted | | Against | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150 MILLION TO 200 MILLION. | | | | Mgmt | | Voted | | Against | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | Against | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/20/2012 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013. | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: DORRIT M. BERN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: KATHY BRONSTEIN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: LYNDA J. DAVEY | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. GOODMAN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: MINDY C. MEADS | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN S. MILLS | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. REISS | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE WET SEAL, INC.’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/23/2013 | | Annual | | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL 2013. | | | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | JAMES A. THOMAS | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | R. BRUCE ANDREWS | | Mgmt | | Voted | | For | | For |
16
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | BRADLEY H. CARROLL | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | EDWARD D. FOX | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | JOHN L. GOOLSBY | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | WINSTON H. HICKOX | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | RANDALL L. SCOTT | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | DIRECTOR | | JOHN R. SISCHO | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | 1 Year | | Against |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 05/31/2013 | | Annual | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | DENIS C. ARSENAULT | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | CAROL T. BANDUCCI | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | JAMES L. FREER | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | JAMES P. GEYER | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | TIMOTHY J. HADDON | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | KEVIN LOUGHREY | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | DIRECTOR | | THOMAS J. O’NEIL | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | APPROVE THE AMENDED AND RESTATED THOMPSON CREEK METALS COMPANY INC. 2010 LONG-TERM INCENTIVE PLAN: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | APPROVE THE AMENDED AND RESTATED THOMPSON CREEK METALS COMPANY INC. 2010 EMPLOYEE STOCK PURCHASE PLAN: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | APPOINT KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FROM ITS ENGAGEMENT THROUGH THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORIZE OUR BOARD OF DIRECTORS TO FIX ITS REMUMERATION: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/29/2013 | | Annual and Special | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN T. MCNABB, II | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT L. SLUDER | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: S. MILLER WILLIAMS | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/21/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/21/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR 2013. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN A. CARRIG | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: HENRY E. LENTZ | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM G. LOWRIE | | | | Mgmt | | Voted | | For | | For |
17
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | 1 Year | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | PROPOSAL TO APPROVE THE WPX ENERGY, INC. 2013 INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 06/26/2013 | | Annual | | ELECTION OF DIRECTOR: VADIM PERELMAN | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 06/26/2013 | | Annual | | ELECTION OF DIRECTOR: ERNEST SAMPIAS | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 06/26/2013 | | Annual | | ELECTION OF DIRECTOR: DR. MIKE WINDRAM | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 06/26/2013 | | Annual | | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF XYRATEX LTD FOR ITS FISCAL YEAR ENDING NOVEMBER 30, 2013 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO AGREE THE REMUNERATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
18
Schneider Value Fund
Schneider Value Fund Annual Proxy Vote Summary 7-1-12 to 6-30-13
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF ROBERT M. HERNANDEZ | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF PETER MENIKOFF | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF ROBERT RIPP | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF THEODORE E. SHASTA | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | AMENDMENT TO THE ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | APPROVAL OF THE ANNUAL REPORT | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ALLOCATION OF DISPOSABLE PROFIT | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | DISCHARGE OF THE BOARD OF DIRECTORS | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2013 | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | APPROVAL OF ACE LIMITED 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH AMENDMENT | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | APPROVAL OF THE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH OUR NEXT ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD OF DIRECTORS | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 05/16/2013 | | Annual | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | DIRECTOR | | YIANNIS N. PAPANICOLAOU | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | DIRECTOR | | K.D. KOUTSOMITOPOULOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/16/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | NEIL BARON* | | Mgmt | | Voted | | For | | For |
1
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | FRANCISCO L. BORGES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | G. LAWRENCE BUHL* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | STEPHEN A. COZEN* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | BONNIE L. HOWARD* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | PATRICK W. KENNY* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | SIMON W. LEATHES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBIN MONRO-DAVIES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | MICHAEL T. O’KANE* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | WILBUR L. ROSS, JR.* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | HOWARD W. ALBERT# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBERT A. BAILENSON# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | RUSSELL B. BREWER II# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | GARY BURNET# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | STEPHEN DONNARUMMA# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | JAMES M. MICHENER# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | DIRECTOR | | ROBERT B. MILLS# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN AS AMENDED THROUGH THE SECOND AMENDMENT. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/08/2013 | | Annual | | AUTHORIZING THE COMPANY TO VOTE FOR THE RATIFICATION OF THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | J. VERONICA BIGGINS | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | MICHAEL A. BRADLEY | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | R. KERRY CLARK | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | RICHARD HAMADA | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | JAMES A. LAWRENCE | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | FRANK R. NOONAN | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | RAY M. ROBINSON | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | WILLIAM H. SCHUMANN III | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | DIRECTOR | | WILLIAM P. SULLIVAN | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | TO APPROVE THE AVNET, INC. EXECUTIVE INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
AVNET,INC. | | AVT | | 053807103 | | 11/02/2012 | | Annual | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013. | | | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | DIRECTOR | | GEOFFREY BELL | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | DIRECTOR | | ALBERT A. BENCHIMOL | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | DIRECTOR | | CHRISTOPHER V. GREETHAM | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | DIRECTOR | | MAURICE A. KEANE | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | DIRECTOR | | HENRY B. SMITH | | Mgmt | | Voted | | For | | For |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | Against | | Against |
2
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
AXIS CAPITAL HOLDINGS LIMITED | | AXS | | G0692U109 | | 05/03/2013 | | Annual | | TO APPOINT DELOITTE & TOUCHE LTD., HAMILTON, BERMUDA, TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 AND TO AUTHORIZE THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: SHARON L. ALLEN | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN S. BIES | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: ARNOLD W. DONALD | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: LINDA P. HUDSON | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: MONICA C. LOZANO | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. MAY | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | ELECTION OF DIRECTOR: R. DAVID YOST | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | STOCKHOLDER PROPOSAL - PROXY ACCESS. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | STOCKHOLDER PROPOSAL - MULTIPLE BOARD SERVICE. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/08/2013 | | Annual | | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. | | | | Shr | | Voted | | Against | | For |
BROOKDALE SENIOR LIVING INC. | | BKD | | 112463104 | | 06/13/2013 | | Annual | | DIRECTOR | | JACKIE M. CLEGG | | Mgmt | | Voted | | For | | For |
BROOKDALE SENIOR LIVING INC. | | BKD | | 112463104 | | 06/13/2013 | | Annual | | DIRECTOR | | RANDAL A. NARDONE | | Mgmt | | Voted | | For | | For |
BROOKDALE SENIOR LIVING INC. | | BKD | | 112463104 | | 06/13/2013 | | Annual | | DIRECTOR | | JAMES R. SEWARD | | Mgmt | | Voted | | For | | For |
BROOKDALE SENIOR LIVING INC. | | BKD | | 112463104 | | 06/13/2013 | | Annual | | RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2013 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
3
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
BROOKDALE SENIOR LIVING INC. | | BKD | | 112463104 | | 06/13/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
4
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO APPROVE THE FISCAL 2012 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION & PLC (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2013 | | Annual | | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: BOB G. ALEXANDER | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS L. RYAN | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: FREDERIC M. POSES | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: ARCHIE W. DUNHAM | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: R. BRAD MARTIN | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | ELECTION OF DIRECTOR: LOUIS A. RASPINO | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE AN AMENDMENT TO OUR BYLAWS TO IMPLEMENT PROXY ACCESS. | | | | Mgmt | | Voted | | For | | For |
5
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE AN AMENDMENT TO OUR 2003 STOCK AWARD PLAN FOR NON-EMPLOYEE DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO APPROVE THE ADOPTION OF OUR ANNUAL INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | SHAREHOLDER PROPOSAL RELATING TO CREATION OF RISK OVERSIGHT COMMITTEE. | | | | Shr | | Voted | | Against | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | SHAREHOLDER PROPOSAL RELATING TO RE-INCORPORATION IN DELAWARE. | | | | Shr | | Voted | | Against | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/14/2013 | | Annual | | SHAREHOLDER PROPOSAL RELATING TO ACCELERATED VESTING OF SENIOR EXECUTIVES’ EQUITY AWARDS UPON A CHANGE OF CONTROL. | | | | Shr | | Voted | | For | | Against |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: MARC BENIOFF | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: LARRY R. CARTER | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: ARUN SARIN | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | ELECTION OF DIRECTOR: STEVEN M. WEST | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
6
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | APPROVAL TO HAVE CISCO’S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE. | | | | Shr | | Voted | | Against | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/15/2012 | | Annual | | APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON “CONFLICT MINERALS” IN CISCO’S SUPPLY CHAIN. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: FRANZ B. HUMER | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT L. JOSS | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: JUDITH RODIN | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT L. RYAN | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: JOAN E. SPERO | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: DIANA L. TAYLOR | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | ADVISORY APPROVAL OF CITI’S 2012 EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN (RELATING TO DIVIDEND EQUIVALENTS). | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | | | | Shr | | Voted | | For | | Against |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/24/2013 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | | | | Shr | | Voted | | Against | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | J. BRETT HARVEY | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | PHILIP W. BAXTER | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | JAMES E. ALTMEYER, SR. | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | WILLIAM E. DAVIS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | RAJ K. GUPTA | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | DAVID C. HARDESTY, JR. | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | JOHN T. MILLS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | WILLIAM P. POWELL | | Mgmt | | Voted | | For | | For |
7
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | DIRECTOR | | JOSEPH T. WILLIAMS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | APPROVAL OF THE AMENDED AND RESTATED CONSOL ENERGY INC. EXECUTIVE ANNUAL INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | | | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | APPROVAL OF COMPENSATION PAID TO CONSOL ENERGY INC.’S NAMED EXECUTIVES. | | | | Mgmt | | Voted | | Against | | Against |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/08/2013 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. | | | | Shr | | Voted | | Against | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: JAMES W. BREYER | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: DONALD J. CARTY | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: JANET F. CLARK | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: LAURA CONIGLIARO | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: MICHAEL S. DELL | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: KLAUS S. LUFT | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: ALEX J. MANDL | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: SHANTANU NARAYEN | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | ELECTION OF DIRECTOR: H. ROSS PEROT, JR. | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DELL’S INDEPENDENT AUDITOR FOR FISCAL 2013 | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF DELL’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 07/13/2012 | | Annual | | APPROVAL OF THE DELL INC. 2012 LONG-TERM INCENTIVE PLAN | | | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | ROBERT H. HENRY | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | JOHN A. HILL | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | MICHAEL M. KANOVSKY | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | ROBERT A. MOSBACHER, JR | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | J. LARRY NICHOLS | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | DUANE C. RADTKE | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | MARY P. RICCIARDELLO | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | DIRECTOR | | JOHN RICHELS | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2013. | | | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | REPORT DISCLOSING LOBBYING POLICIES AND PRACTICES. | | | | Shr | | Voted | | Against | | For |
8
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | | | | Shr | | Voted | | For | | Against |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/05/2013 | | Annual | | RIGHT TO ACT BY WRITTEN CONSENT. | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | PAUL T. ADDISON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | ANTHONY J. ALEXANDER | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | MICHAEL J. ANDERSON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | DR. CAROL A. CARTWRIGHT | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | WILLIAM T. COTTLE | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | ROBERT B. HEISLER, JR. | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | JULIA L. JOHNSON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | TED J. KLEISNER | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | DONALD T. MISHEFF | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | ERNEST J. NOVAK, JR. | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | CHRISTOPHER D. PAPPAS | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | CATHERINE A. REIN | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | GEORGE M. SMART | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | DIRECTOR | | WES M. TAYLOR | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | | | | Mgmt | | Voted | | Against | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | AN AMENDMENT TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION AND AMENDED CODE OF REGULATIONS TO ALLOW FOR A MAJORITY VOTING POWER THRESHOLD | | | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | SHAREHOLDER PROPOSAL: CEO COMPENSATION BENCHMARKING | | | | Shr | | Voted | | Against | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | SHAREHOLDER PROPOSAL: EQUITY RETENTION | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | SHAREHOLDER PROPOSAL: DIRECTOR ELECTION MAJORITY VOTE STANDARD | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/21/2013 | | Annual | | SHAREHOLDER PROPOSAL: ACT BY WRITTEN CONSENT | | | | Shr | | Voted | | For | | Against |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2012, BY AND AMONG NRG ENERGY, INC., PLUS MERGER CORPORATION AND GENON ENERGY, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS NOTICE (THE “MERGER” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO CONDUCT AN ADVISORY VOTE ON THE MERGER-RELATED COMPENSATION ARRANGEMENTS OF OUR NAMED EXECUTIVE OFFICERS (THE “MERGER-RELATED COMPENSATION” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GENON ENERGY, INC. | | GEN | | 37244E107 | | 11/09/2012 | | Special | | TO APPROVE ANY MOTION TO ADJOURN THE GENON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES (THE “GENON ADJOURNMENT” PROPOSAL). | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM H. BOLINDER | | | | Mgmt | | Voted | | For | | For |
9
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: G. KENT CONRAD | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: NANCY J. KARCH | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID M. MOFFETT | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES A. PARKE | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES S. RIEPE | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2013 | | Annual | | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | DON M. CASTO III | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | ANN B. CRANE | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | STEVEN G. ELLIOTT | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | MICHAEL J. ENDRES | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | JOHN B. GERLACH, JR. | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | PETER J. KIGHT | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | JONATHAN A. LEVY | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | RICHARD W. NEU | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | DAVID L. PORTEOUS | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | KATHLEEN H. RANSIER | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | DIRECTOR | | STEPHEN D. STEINOUR | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/18/2013 | | Annual | | AN ADVISORY RESOLUTION TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES A. BELL | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID M. COTE | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES S. CROWN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES DIMON | | | | Mgmt | | Voted | | For | | For |
10
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | AMENDMENT TO THE FIRM’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | REQUIRE SEPARATION OF CHAIRMAN AND CEO | | | | Shr | | Voted | | Against | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE | | | | Shr | | Voted | | For | | Against |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS | | | | Shr | | Voted | | For | | Against |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/21/2013 | | Annual | | DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS’ NAMES | | | | Shr | | Voted | | For | | Against |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | EDWARD P. CAMPBELL | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | JOSEPH A. CARRABBA | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | CHARLES P. COOLEY | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | ALEXANDER M. CUTLER | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | H. JAMES DALLAS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | ELIZABETH R. GILE | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | RUTH ANN M. GILLIS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | WILLIAM G. GISEL, JR. | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | RICHARD J. HIPPLE | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | KRISTEN L. MANOS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | BETH E. MOONEY | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | DIRECTOR | | BARBARA R. SNYDER | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR ERNST & YOUNG LLP. | | | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/16/2013 | | Annual | | APPROVAL OF KEYCORP 2013 EQUITY COMPENSATION PLAN. | | | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | SCOTT B. BONHAM | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | PETER G. BOWIE | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | HON. J. TREVOR EYTON | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | V. PETER HARDER | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | LADY BARBARA JUDGE | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | KURT J. LAUK | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | DONALD J. WALKER | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | LAWRENCE D. WORRALL | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | DIRECTOR | | WILLIAM L. YOUNG | | Mgmt | | Voted | | For | | For |
11
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION. | | | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/10/2013 | | Annual | | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR / PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: MARY K. BUSH | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: FREDERICK A. HENDERSON | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: DEBRA L. LEE | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE MUNOZ | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: HARRY J. PEARCE | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: W. MITT ROMNEY | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | ELECTION OF DIRECTOR: ARNE M. SORENSON | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/10/2013 | | Annual | | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: STEVEN V. TESORIERE | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | ELECTION OF DIRECTOR: RANDY H. ZWIRN | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AN AMENDMENT TO OUR EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | | | | Mgmt | | Voted | | For | | For |
12
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 05/30/2013 | | Annual | | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | | | | Shr | | Voted | | For | | Against |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | PETER A. AX | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | ROBERT G. SARVER | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | GERALD W. HADDOCK | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | DIRECTOR | | MICHAEL R. ODELL | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR, | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/15/2013 | | Annual | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS (“SAY ON PAY”), | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID CRANE | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
NRG ENERGY, INC. | | NRG | | 629377508 | | 04/25/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: C.E. ANDREWS | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT C. BUTLER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS D. ECKERT | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ALFRED E. FESTA | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: ED GRIER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: MEL MARTINEZ | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM A. MORAN | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID A. PREISER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: W. GRADY ROSIER | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | | | | Mgmt | | Voted | | For | | For |
13
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | ELECTION OF DIRECTOR: PAUL W. WHETSELL | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
NVR, INC. | | NVR | | 62944T105 | | 05/07/2013 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | HARSHA V. AGADI | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | JOHN D. CAMPBELL | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | ROLAND A. HERNANDEZ | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | MITCHELL C. HOCHBERG | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | RUTH A. KENNEDY | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | PRUDENCE M. LEITH | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | GEORG R. RAFAEL | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | DIRECTOR | | JOHN M. SCOTT III | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/28/2013 | | Annual | | APPOINTMENT OF DELOITTE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM’S REMUNERATION. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | GREGORY H. BOYCE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | WILLIAM A. COLEY | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | WILLIAM E. JAMES | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | ROBERT B. KARN III | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | HENRY E. LENTZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | ROBERT A. MALONE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | WILLIAM C. RUSNACK | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | JOHN F. TURNER | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | SANDRA A. VAN TREASE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | DIRECTOR | | ALAN H. WASHKOWITZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2008 MANAGEMENT ANNUAL INCENTIVE COMPENSATION PLAN. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES. | | | | Shr | | Voted | | Against | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 04/29/2013 | | Annual | | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. | | | | Shr | | Voted | | Against | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE W. BRYAN | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: CAROLYN H. BYRD | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: DON DEFOSSET | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: ERIC C. FAST | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. JOHNS | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | | | | Mgmt | | Voted | | Abstain | | Against |
14
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES R. MALONE | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: RUTH ANN MARSHALL | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN R. ROBERTS | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | | | | Mgmt | | Voted | | Abstain | | Against |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | APPROVAL OF THE REGIONS FINANCIAL CORPORATION EXECUTIVE INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 05/16/2013 | | Annual | | STOCKHOLDER PROPOSAL REGARDING POSTING A REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: ALSTON D. CORRELL | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JEFFREY C. CROWE | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID H. HUGHES | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DONNA S. MOREA | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: FRANK W. SCRUGGS | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS R. WATJEN | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/23/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT D. BEYER | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JACK M. GREENBERG | | | | Mgmt | | Voted | | For | | For |
15
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: RONALD T. LEMAY | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: ANDREA REDMOND | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN W. ROWE | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. WILSON | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | APPROVE THE 2013 EQUITY INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2013. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | | | | Shr | | Voted | | Against | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/21/2013 | | Annual | | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | | | | Shr | | Voted | | Against | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID L. CALHOUN | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: LINDA Z. COOK | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | FUTURE EXTRAORDINARY RETIREMENT BENEFITS. | | | | Shr | | Voted | | For | | Against |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | ACTION BY WRITTEN CONSENT. | | | | Shr | | Voted | | For | | Against |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | | | | Shr | | Voted | | Against | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/29/2013 | | Annual | | INDEPENDENT BOARD CHAIRMAN. | | | | Shr | | Voted | | Against | | For |
16
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: RICHARD O. BERNDT | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES E. BUNCH | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: KAY COLES JAMES | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: RICHARD B. KELSON | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JANE G. PEPPER | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES E. ROHR | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DONALD J. SHEPARD | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: LORENE K. STEFFES | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DENNIS F. STRIGL | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. USHER | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
THE PNC FINANCIAL SERVICES GROUP, INC. | | PNC | | 693475105 | | 04/23/2013 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK. | | | | Shr | | Voted | | Against | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | DOUGLAS C. YEARLEY, JR. | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | ROBERT S. BLANK | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | EDWARD G. BOEHNE | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | RICHARD J. BRAEMER | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | CARL E. MARBACH | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | STEPHEN A. NOVICK | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | DIRECTOR | | PAUL E. SHAPIRO | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | THE APPROVAL, IN AN ADVISORY AND NON-BINDING VOTE, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
17
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | THE RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE TOLL BROTHERS, INC. AMENDED AND RESTATED STOCK INCENTIVE PLAN FOR EMPLOYEES (2007). | | | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/13/2013 | | Annual | | A STOCKHOLDER PROPOSAL RELATING TO A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS. | | | | Shr | | Voted | | For | | Against |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: W. ROBERT BERKLEY, JR. | | | | Mgmt | | Voted | | For | | For |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | | | | Mgmt | | Voted | | For | | For |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: MARK E. BROCKBANK | | | | Mgmt | | Voted | | For | | For |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE G. DALY | | | | Mgmt | | Voted | | For | | For |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | ELECTION OF DIRECTOR: MARY C. FARRELL | | | | Mgmt | | Voted | | For | | For |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON-PAY” VOTE. | | | | Mgmt | | Voted | | Against | | Against |
W. R. BERKLEY CORPORATION | | WRB | | 084423102 | | 05/21/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | APPROVE THE 2012 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR FISCAL YEAR 2012. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR THE YEAR ENDED DECEMBER 31, 2012. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: NICHOLAS F. BRADY | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID J. BUTTERS | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. GASS | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: FRANCIS S. KALMAN | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: GUILLERMO ORTIZ | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: EMYR JONES PARRY | | | | Mgmt | | Voted | | For | | For |
18
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT A. RAYNE | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND ELECT KPMG AG AS OUR SWISS STATUTORY AUDITOR. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | APPROVE AMENDMENTS TO WEATHERFORD’S ARTICLES OF ASSOCIATION TO AUTHORIZE ISSUABLE AUTHORIZED SHARE CAPITAL IN AN AMOUNT EQUAL TO 18.22% OF CURRENT STATED CAPITAL AND GRANT AN AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL FOR THE PERIOD FROM JUNE 20, 2013 TO JUNE 20, 2015. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/20/2013 | | Annual | | THE SIGNATORY APPOINTS JOSEPH C. HENRY OR, FAILING HIM, BERNARD J. DUROC-DANNER, EACH WITH FULL POWER OF SUBSTITUTION. | | | | Mgmt | | Voted | | For | | |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: ELAINE L. CHAO | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN S. CHEN | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: DONALD M. JAMES | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: FEDERICO F. PENA | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: HOWARD V. RICHARDSON | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | PROPOSAL TO APPROVE THE COMPANY’S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. | | | | Mgmt | | Voted | | For | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | | | Mgmt | | Voted | | For | | For |
19
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN. | | | | Shr | | Voted | | Against | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY’S LOBBYING POLICIES AND PRACTICES. | | | | Shr | | Voted | | Against | | For |
WELLS FARGO & COMPANY | | WFC | | 949746101 | | 04/23/2013 | | Annual | | STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | | | | Shr | | Voted | | Against | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN A. CARRIG | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: HENRY E. LENTZ | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | ELECTION OF DIRECTOR: WILLIAM G. LOWRIE | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | 1 Year | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | PROPOSAL TO APPROVE THE WPX ENERGY, INC. 2013 INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
20
S1 Fund
Simple Alternatives, LLC
Investment Company Report
GENCORP INC.
Security | 368682100 | Meeting Type | Annual |
| | | |
Ticker Symbol | GY | Meeting Date | 27-Mar-2013 |
| | | |
ISIN | US3686821006 | Agenda | 933733936 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | THOMAS A. CORCORAN | | | | For | | For |
| | | | | | | | | |
| | 2 | JAMES R. HENDERSON | | | | For | | For |
| | | | | | | | | |
| | 3 | WARREN G. LICHTENSTEIN | | | | For | | For |
| | | | | | | | | |
| | 4 | DAVID A. LORBER | | | | For | | For |
| | | | | | | | | |
| | 5 | MERRILL A. MCPEAK | | | | For | | For |
| | | | | | | | | |
| | 6 | JAMES H. PERRY | | | | For | | For |
| | | | | | | | | |
| | 7 | SCOTT J. SEYMOUR | | | | For | | For |
| | | | | | | | | |
| | 8 | MARTIN TURCHIN | | | | For | | For |
| | | | | | | | |
2. | | TO CONSIDER AND APPROVE THE 2013 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
3. | | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF GENCORP’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
4. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. | | Management | | For | | For |
1
Investment Company Report
COLONIAL PROPERTIES TRUST
Security | 195872106 | Meeting Type | Annual |
| | | |
Ticker Symbol | CLP | Meeting Date | 24-Apr-2013 |
| | | |
ISIN | US1958721060 | Agenda | 933742303 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | CARL F. BAILEY | | | | For | �� | For |
| | | | | | | | | |
| | 2 | EDWIN M. CRAWFORD | | | | For | | For |
| | | | | | | | | |
| | 3 | M. MILLER GORRIE | | | | For | | For |
| | | | | | | | | |
| | 4 | WILLIAM M. JOHNSON | | | | For | | For |
| | | | | | | | | |
| | 5 | JAMES K. LOWDER | | | | For | | For |
| | | | | | | | | |
| | 6 | THOMAS H. LOWDER | | | | For | | For |
| | | | | | | | | |
| | 7 | HERBERT A. MEISLER | | | | For | | For |
| | | | | | | | | |
| | 8 | CLAUDE B. NIELSEN | | | | For | | For |
| | | | | | | | | |
| | 9 | HAROLD W. RIPPS | | | | For | | For |
| | | | | | | | | |
| | 10 | JOHN W. SPIEGEL | | | | For | | For |
| | | | | | | | |
2 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For |
3 | | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For |
2
Investment Company Report
CROWN HOLDINGS, INC.
Security | 228368106 | Meeting Type | Annual |
| | | |
Ticker Symbol | CCK | Meeting Date | 25-Apr-2013 |
| | | |
ISIN | US2283681060 | Agenda | 933753433 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | JENNE K. BRITELL | | | | For | | For |
| | | | | | | | | |
| | 2 | JOHN W. CONWAY | | | | For | | For |
| | | | | | | | | |
| | 3 | ARNOLD W. DONALD | | | | For | | For |
| | | | | | | | | |
| | 4 | WILLIAM G. LITTLE | | | | For | | For |
| | | | | | | | | |
| | 5 | HANS J. LOLIGER | | | | For | | For |
| | | | | | | | | |
| | 6 | JAMES H. MILLER | | | | For | | For |
| | | | | | | | | |
| | 7 | JOSEF M. MULLER | | | | For | | For |
| | | | | | | | | |
| | 8 | THOMAS A. RALPH | | | | For | | For |
| | | | | | | | | |
| | 9 | HUGUES DU ROURET | | | | For | | For |
| | | | | | | | | |
| | 10 | JIM L. TURNER | | | | For | | For |
| | | | | | | | | |
| | 11 | WILLIAM S. URKIEL | | | | For | | For |
| | | | | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For |
3. | | ADOPTION OF THE 2013 STOCK-BASED INCENTIVE COMPENSATION PLAN. | | Management | | For | | For |
4. | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
3
Investment Company Report
THE MANITOWOC COMPANY, INC.
Security | 563571108 | Meeting Type | Annual |
| | | |
Ticker Symbol | MTW | Meeting Date | 07-May-2013 |
| | | |
ISIN | US5635711089 | Agenda | 933761000 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | JOAN K. CHOW | | | | For | | For |
| | | | | | | | | |
| | 2 | KENNETH W. KRUEGER | | | | For | | For |
| | | | | | | | | |
| | 3 | ROBERT C. STIFT | | | | For | | For |
| | | | | | | | |
2 | | THE APPROVAL OF THE COMPANY’S 2013 OMNIBUS INCENTIVE PLAN. | | Management | | For | | For |
3 | | THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | | Management | | For | | For |
4 | | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For |
5 | | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
4
Investment Company Report
M/I HOMES, INC.
Security | 55305B101 | Meeting Type | Annual |
| | | |
Ticker Symbol | MHO | Meeting Date | 07-May-2013 |
| | | |
ISIN | US55305B1017 | Agenda | 933775263 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | FRIEDRICH K.M. BOHM | | | | For | | For |
| | | | | | | | | |
| | 2 | WILLIAM H. CARTER | | | | For | | For |
| | | | | | | | | |
| | 3 | MICHAEL J. GLIMCHER | | | | For | | For |
| | | | | | | | | |
| | 4 | ROBERT H. SCHOTTENSTEIN | | | | For | | For |
| | | | | | | | |
2. | | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF M/I HOMES, INC. | | Management | | For | | For |
3. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | | For | | For |
5
Investment Company Report
TRUE RELIGION APPAREL, INC.
Security | 89784N104 | Meeting Type | Annual |
| | | |
Ticker Symbol | TRLG | Meeting Date | 15-May-2013 |
| | | |
ISIN | US89784N1046 | Agenda | 933800105 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | MARCELLO BOTTOLI | | | | For | | For |
| | | | | | | | | |
| | 2 | JOSEPH COULOMBE | | | | For | | For |
| | | | | | | | | |
| | 3 | G. LOUIS GRAZIADIO, III | | | | For | | For |
| | | | | | | | | |
| | 4 | ROBERT L. HARRIS, II | | | | For | | For |
| | | | | | | | | |
| | 5 | SETH R. JOHNSON | | | | For | | For |
| | | | | | | | | |
| | 6 | MARK S. MARON | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For |
3. | | AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
4. | | TO APPROVE AN AMENDMENT TO THE 2009 EQUITY INCENTIVE PLAN TO AUTHORIZE ADDITIONAL SHARES FOR ISSUANCE THEREUNDER. | | Management | | For | | For |
6
Investment Company Report
GOOGLE INC.
Security | 38259P508 | Meeting Type | Annual |
| | | |
Ticker Symbol | GOOG | Meeting Date | 06-Jun-2013 |
| | | |
ISIN | US38259P5089 | Agenda | 933801905 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | LARRY PAGE | | | | For | | For |
| | | | | | | | | |
| | 2 | SERGEY BRIN | | | | For | | For |
| | | | | | | | | |
| | 3 | ERIC E. SCHMIDT | | | | For | | For |
| | | | | | | | | |
| | 4 | L. JOHN DOERR | | | | For | | For |
| | | | | | | | | |
| | 5 | DIANE B. GREENE | | | | For | | For |
| | | | | | | | | |
| | 6 | JOHN L. HENNESSY | | | | For | | For |
| | | | | | | | | |
| | 7 | ANN MATHER | | | | For | | For |
| | | | | | | | | |
| | 8 | PAUL S. OTELLINI | | | | For | | For |
| | | | | | | | | |
| | 9 | K. RAM SHRIRAM | | | | For | | For |
| | | | | | | | | |
| | 10 | SHIRLEY M. TILGHMAN | | | | For | | For |
| | | | | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For |
3. | | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE’S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
4. | | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
5. | | A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
6. | | A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
7
Investment Company Report
SPRINT NEXTEL CORPORATION
Security | 852061100 | Meeting Type | Special |
| | | |
Ticker Symbol | S | Meeting Date | 25-Jun-2013 |
| | | |
ISIN | US8520611000 | Agenda | 933817643 - Management |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 15, 2012, AS AMENDED ON NOVEMBER 29, 2012, APRIL 12, 2013 AND JUNE 10, 2013 (THE “MERGER AGREEMENT”) AMONG SOFTBANK CORP., STARBURST I, INC., STARBURST II, INC., STARBURST III, INC., AND SPRINT NEXTEL CORPORATION. | | Management | | For | | For |
2. | | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF CERTAIN COMPENSATION ARRANGEMENTS FOR SPRINT NEXTEL CORPORATION’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | | Management | | For | | For |
3. | | APPROVAL OF ANY MOTION TO POSTPONE OR ADJOURN THE SPRINT NEXTEL CORPORATION SPECIAL STOCKHOLDERS’ MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES TO APPROVE PROPOSAL 1. | | Management | | For | | For |
8
S1 Fund
Garelick Capital Partners, L.P. - sub-adviser to the S1 Fund, did not vote any proxies during the one year period ended June 30, 2013.
Sonica Capital LLC - sub-adviser to the S1 Fund, did not vote any proxies during the one year period ended June 30, 2013.
Starwood Real Estate Securities, LLC - sub-adviser to the S1 Fund, did not vote any proxies during the one year period ended June 30, 2013.
Trellus Management Co., LLC – former sub-adviser to the S1 Fund, did not vote any proxies during the one year period ended June 30, 2013.
BLUE LION CAPITAL
Vote Summary
CAPITAL BANK CORPORATION
Security | 139793103 | Meeting Type | Annual |
| | | |
Ticker Symbol | CBKN | Meeting Date | 23-Aug-2012 |
| | | |
ISIN | US1397931031 | Agenda | 933674459 - Management |
| | | |
Record Date | 27-Jun-2012 | Holding Recon Date | 27-Jun-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 22-Aug-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | CHARLES F. ATKINS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | PETER N. FOSS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | WILLIAM A. HODGES | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | O.A. KELLER III | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | CHRISTOPHER G. MARSHALL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | R. BRUCE SINGLETARY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | R. EUGENE TAYLOR | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 5,400 | | 0 | | 23-Aug-2012 | | |
1
Vote Summary
NETAPP, INC
Security | 64110D104 | Meeting Type | Annual |
| | | |
Ticker Symbol | NTAP | Meeting Date | 31-Aug-2012 |
| | | |
ISIN | US64110D1046 | Agenda | 933670350 - Management |
| | | |
Record Date | 11-Jul-2012 | Holding Recon Date | 11-Jul-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 30-Aug-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | DANIEL J. WARMENHOVEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | NICHOLAS G. MOORE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | THOMAS GEORGENS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | JEFFRY R. ALLEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | ALAN L. EARHART | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | GERALD HELD | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | T. MICHAEL NEVENS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | GEORGE T. SHAHEEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | ROBERT T. WALL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | RICHARD P. WALLACE | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Amend Stock Option Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Amend Employee Stock Purchase Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
6. | | S/H Proposal - Eliminate Supermajority Vote | | Shareholder | | For | | | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 8,400 | | 0 | | 02-Aug-2012 | | 02-Aug-2012 |
2
Vote Summary
HILLTOP HOLDINGS INC.
Security | 432748101 | Meeting Type | Special |
| | | |
Ticker Symbol | HTH | Meeting Date | 20-Sep-2012 |
| | | |
ISIN | US4327481010 | Agenda | 933677277 - Management |
| | | |
Record Date | 03-Aug-2012 | Holding Recon Date | 03-Aug-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 19-Sep-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Stock Issuance | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Approve Motion to Adjourn Meeting | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 27,576 | | 0 | | 18-Sep-2012 | | 18-Sep-2012 |
3
Vote Summary
CAPITAL BANK CORPORATION
Security | 139793103 | Meeting Type | Special |
| | | |
Ticker Symbol | CBKN | Meeting Date | 24-Sep-2012 |
| | | |
ISIN | US1397931031 | Agenda | 933688016 - Management |
| | | |
Record Date | 28-Aug-2012 | Holding Recon Date | 28-Aug-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 21-Sep-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Approve Reorganization Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Approve Motion to Adjourn Meeting | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 5,400 | | 0 | | 18-Sep-2012 | | 18-Sep-2012 |
4
Vote Summary
HAMPDEN BANCORP, INC.
Security | 40867E107 | Meeting Type | Annual |
| | | |
Ticker Symbol | HBNK | Meeting Date | 06-Nov-2012 |
| | | |
ISIN | US40867E1073 | Agenda | 933693586 - Management |
| | | |
Record Date | 19-Sep-2012 | Holding Recon Date | 19-Sep-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 05-Nov-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | | | | |
| | | | | | | | | | |
| | 1 | JUDITH E. KENNEDY | | | | Withheld | | Against | | None |
| | | | | | | | | | | |
| | 2 | RICHARD J. KOS | | | | Withheld | | Against | | None |
| | | | | | | | | | | |
| | 3 | KATHLEEN O'BRIEN MOORE | | | | Withheld | | Against | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | S/H Proposal - Corporate Governance | | Shareholder | | For | | Against | | None |
| | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | | | | |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 22,750 | | 0 | | 16-Oct-2012 | | 16-Oct-2012 |
5
Vote Summary
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual |
| | | |
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2012 |
| | | |
ISIN | US5949181045 | Agenda | 933691784 - Management |
| | | |
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 27-Nov-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
6. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
7. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
8. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
9. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
10. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
11. | | Adopt Employee Stock Purchase Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
12. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
13. | | S/H Proposal - Adopt Cumulative Voting | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 4,205 | | 0 | | 29-Oct-2012 | | 29-Oct-2012 |
6
Vote Summary
APPLE INC.
Security | 037833100 | Meeting Type | Annual |
| | | |
Ticker Symbol | AAPL | Meeting Date | 27-Feb-2013 |
| | | |
ISIN | US0378331005 | Agenda | 933725042 - Management |
| | | |
Record Date | 02-Jan-2013 | Holding Recon Date | 02-Jan-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 26-Feb-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | WILLIAM CAMPBELL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | TIMOTHY COOK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | MILLARD DREXLER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | AL GORE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | ROBERT IGER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | ANDREA JUNG | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | ARTHUR LEVINSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | RONALD SUGAR | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Approve Charter Amendment | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
6. | | S/H Proposal - Human Rights Related | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 659 | | 0 | | 20-Feb-2013 | | 20-Feb-2013 |
7
Vote Summary
GENCORP INC.
Security | 368682100 | Meeting Type | Annual |
| | | |
Ticker Symbol | GY | Meeting Date | 27-Mar-2013 |
| | | |
ISIN | US3686821006 | Agenda | 933733936 - Management |
| | | |
Record Date | 31-Jan-2013 | Holding Recon Date | 31-Jan-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 26-Mar-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | THOMAS A. CORCORAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JAMES R. HENDERSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | WARREN G. LICHTENSTEIN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | DAVID A. LORBER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | MERRILL A. MCPEAK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | JAMES H. PERRY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | SCOTT J. SEYMOUR | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | MARTIN TURCHIN | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Adopt Employee Stock Purchase Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 55,500 | | 0 | | 18-Mar-2013 | | 18-Mar-2013 |
8
Vote Summary
PFIZER INC.
Security | 717081103 | Meeting Type | Annual |
| | | |
Ticker Symbol | PFE | Meeting Date | 25-Apr-2013 |
| | | |
ISIN | US7170811035 | Agenda | 933743090 - Management |
| | | |
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 24-Apr-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1A | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1B | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1C | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1D | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1E | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1F | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1G | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1H | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
11 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1J | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1K | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1L | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1M | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3 | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4 | | S/H Proposal - Executive Compensation | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
5 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 18,430 | | 0 | | 18-Mar-2013 | | 18-Mar-2013 |
9
Vote Summary
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual |
| | | |
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2013 |
| | | |
ISIN | US4781601046 | Agenda | 933745068 - Management |
| | | |
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 24-Apr-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
11. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1K. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1L. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | S/H Proposal - Executive Compensation | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
5. | | S/H Proposal - Political/Government | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
6. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 2,800 | | 0 | | 18-Mar-2013 | | 18-Mar-2013 |
10
Vote Summary
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Security | 808541106 | Meeting Type | Annual |
| | | |
Ticker Symbol | SWM | Meeting Date | 25-Apr-2013 |
| | | |
ISIN | US8085411069 | Agenda | 933746111 - Management |
| | | |
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 24-Apr-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | FREDERIC P. VILLOUTREIX | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | ANDERSON D. WARLICK | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 5,360 | | 0 | | 18-Mar-2013 | | 18-Mar-2013 |
11
Vote Summary
BRAVO BRIO RESTAURANT GROUP, INC.
Security | 10567B109 | Meeting Type | Annual |
| | | |
Ticker Symbol | BBRG | Meeting Date | 01-May-2013 |
| | | |
ISIN | US10567B1098 | Agenda | 933750994 - Management |
| | | |
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 30-Apr-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 28,390 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
12
Vote Summary
M/I HOMES, INC.
Security | 55305B101 | Meeting Type | Annual |
| | | |
Ticker Symbol | MHO | Meeting Date | 07-May-2013 |
| | | |
ISIN | US55305B1017 | Agenda | 933775263 - Management |
| | | |
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 06-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | FRIEDRICH K.M. BOHM | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | WILLIAM H. CARTER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | MICHAEL J. GLIMCHER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | ROBERT H. SCHOTTENSTEIN | | | | For | | For | | None |
| | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 36,532 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
13
Vote Summary
OCWEN FINANCIAL CORPORATION
Security | 675746309 | Meeting Type | Annual |
| | | |
Ticker Symbol | OCN | Meeting Date | 08-May-2013 |
| | | |
ISIN | US6757463095 | Agenda | 933775314 - Management |
| | | |
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 07-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | WILLIAM C. ERBEY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | RONALD M. FARIS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | RONALD J. KORN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | WILLIAM H. LACY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | WILBUR L. ROSS, JR. | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | ROBERT A. SALCETTI | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | BARRY N. WISH | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | | | |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 11,420 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
14
Vote Summary
METROCORP BANCSHARES, INC.
Security | 591650106 | Meeting Type | Annual |
| | | |
Ticker Symbol | MCBI | Meeting Date | 10-May-2013 |
| | | |
ISIN | US5916501068 | Agenda | 933769587 - Management |
| | | |
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 09-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | K. BALASUBRAMANIAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | SAISHI FRANK LI | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | CHARLES L. ROFF | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | JOE TING | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | 14A Executive Compensation Vote Frequency | | Management | | 1 Year | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 54,130 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
15
Vote Summary
SELECT COMFORT CORPORATION
Security | 81616X103 | Meeting Type | Annual |
| | | |
Ticker Symbol | SCSS | Meeting Date | 14-May-2013 |
| | | |
ISIN | US81616X1037 | Agenda | 933768434 - Management |
| | | |
Record Date | 19-Mar-2013 | Holding Recon Date | 19-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 13-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Amend Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 16,100 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
16
Vote Summary
NVIDIA CORPORATION
Security | 67066G104 | Meeting Type | Annual |
| | | |
Ticker Symbol | NVDA | Meeting Date | 15-May-2013 |
| | | |
ISIN | US67066G1040 | Agenda | 933768965 - Management |
| | | |
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 14-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Amend Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 28,000 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
17
Vote Summary
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Security | L0175J104 | Meeting Type | Annual |
| | | |
Ticker Symbol | ASPS | Meeting Date | 15-May-2013 |
| | | |
ISIN | LU0445408270 | Agenda | 933771431 - Management |
| | | |
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 14-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | WILLIAM C. ERBEY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | WILLIAM B. SHEPRO | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | W. MICHAEL LINN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | ROLAND MULLER-INEICHEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | TIMO VATTO | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Receive Consolidated Financial Statements | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Receive Directors’ Report | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | Approve Allocation of Dividends on Shares Held By Company | | Management | | For | | For | | None |
| | | | | | | | | | |
6. | | Approve Allocation of Dividends on Shares Held By Company | | Management | | For | | For | | None |
| | | | | | | | | | |
7. | | Approve Discharge of Management Board | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 2,362 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
18
Vote Summary
FOOT LOCKER, INC.
Security | 344849104 | Meeting Type | Annual |
| | | |
Ticker Symbol | FL | Meeting Date | 15-May-2013 |
| | | |
ISIN | US3448491049 | Agenda | 933775009 - Management |
| | | |
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 14-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | KEN C. HICKS* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | GUILLERMO MARMOL* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | DONA D. YOUNG* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | MAXINE CLARK# | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Adopt Employee Stock Purchase Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | S/H Proposal - Declassify Board | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 5,560 | | 0 | | 09-Apr-2013 | | 09-Apr-2013 |
19
Vote Summary
TRUE RELIGION APPAREL, INC.
Security | 89784N104 | Meeting Type | Annual |
| | | |
Ticker Symbol | TRLG | Meeting Date | 15-May-2013 |
| | | |
ISIN | US89784N1046 | Agenda | 933800105 - Management |
| | | |
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 14-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | MARCELLO BOTTOLI | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JOSEPH COULOMBE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | G. LOUIS GRAZIADIO, III | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | ROBERT L. HARRIS, II | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | SETH R. JOHNSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | MARK S. MARON | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Amend Stock Compensation Plan | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 9,995 | | 0 | | 03-May-2013 | | 03-May-2013 |
20
Vote Summary
VIEWPOINT FINANCIAL GROUP INC
Security | 92672A101 | Meeting Type | Annual |
| | | |
Ticker Symbol | VPFG | Meeting Date | 16-May-2013 |
| | | |
ISIN | US92672A1016 | Agenda | 933787446 - Management |
| | | |
Record Date | 27-Mar-2013 | Holding Recon Date | 27-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 15-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | BRUCE W. HUNT | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 25,014 | | 0 | | 03-May-2013 | | 03-May-2013 |
21
Vote Summary
OMNIAMERICAN BANCORP INC
Security | 68216R107 | Meeting Type | Annual |
| | | |
Ticker Symbol | OABC | Meeting Date | 21-May-2013 |
| | | |
ISIN | US68216R1077 | Agenda | 933797271 - Management |
| | | |
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 20-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | ELAINE ANDERSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JAMES HERRING | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | WESLEY R. TURNER | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 3,899 | | 0 | | 03-May-2013 | | 03-May-2013 |
22
Vote Summary
SUSSER HOLDINGS CORPORATION
Security | 869233106 | Meeting Type | Annual |
| | | |
Ticker Symbol | SUSS | Meeting Date | 21-May-2013 |
| | | |
ISIN | US8692331064 | Agenda | 933797663 - Management |
| | | |
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 20-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | ARMAND S. SHAPIRO | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | SAM L. SUSSER | | | | For | | For | | None |
| | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 8,539 | | 0 | | 03-May-2013 | | 03-May-2013 |
23
Vote Summary
CAPITAL BANK FINANCIAL CORP.
Security | 139794101 | Meeting Type | Annual |
| | | |
Ticker Symbol | CBF | Meeting Date | 22-May-2013 |
| | | |
ISIN | US1397941014 | Agenda | 933783222 - Management |
| | | |
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 21-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1 | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | CHARLES F. ATKINS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | MARTHA M. BACHMAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | RICHARD M. DEMARTINI | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | PETER N. FOSS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | WILLIAM A. HODGES | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | OSCAR A. KELLER III | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | JEFFREY E. KIRT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | SAMUEL E. LYNCH | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | MARC D. OKEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | R. EUGENE TAYLOR | | | | For | | For | | None |
| | | | | | | | | | | |
| | 11 | WILLIAM G. WARD, SR. | | | | For | | For | | None |
| | | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3 | | Adopt Omnibus Stock Option Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
4 | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
5 | | 14A Executive Compensation Vote Frequency | | Management | | 1 Year | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 19,831 | | 0 | | 03-May-2013 | | 03-May-2013 |
24
Vote Summary
FOX CHASE BANCORP, INC.
Security | 35137T108 | Meeting Type | Annual |
| | | |
Ticker Symbol | FXCB | Meeting Date | 23-May-2013 |
| | | |
ISIN | US35137T1088 | Agenda | 933780327 - Management |
| | | |
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 22-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | RICHARD M. EISENSTAEDT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | ANTHONY A. NICHOLS, SR. | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 15,094 | | 0 | | 03-May-2013 | | 03-May-2013 |
25
Vote Summary
HERITAGE COMMERCE CORP
Security | 426927109 | Meeting Type | Annual |
| | | |
Ticker Symbol | HTBK | Meeting Date | 23-May-2013 |
| | | |
ISIN | US4269271098 | Agenda | 933794148 - Management |
| | | |
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 22-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | FRANK G. BISCEGLIA | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JACK W. CONNER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | JOHN M. EGGEMEYER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | CELESTE V. FORD | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | STEVEN L. HALLGRIMSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | WALTER T. KACZMAREK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | ROBERT T. MOLES | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | HUMPHREY P. POLANEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | LAURA RODEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | C.J. TOENISKOETTER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 11 | RANSON W. WEBSTER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 12 | W. KIRK WYCOFF | | | | For | | For | | None |
| | | | | | | | | | |
2. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 38,700 | | 0 | | 03-May-2013 | | 03-May-2013 |
26
Vote Summary
QEP RESOURCES, INC.
Security | 74733V100 | Meeting Type | Annual |
| | | |
Ticker Symbol | QEP | Meeting Date | 24-May-2013 |
| | | |
ISIN | US74733V1008 | Agenda | 933775237 - Management |
| | | |
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 23-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | JULIE A. DILL* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | L. RICHARD FLURY* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | M.W. SCOGGINS* | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | ROBERT E. MCKEE III# | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Declassify Board | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 6,915 | | 0 | | 03-May-2013 | | 03-May-2013 |
27
Vote Summary
THE CHILDREN’S PLACE RETAIL STORES, INC.
Security | 168905107 | Meeting Type | Annual |
| | | |
Ticker Symbol | PLCE | Meeting Date | 30-May-2013 |
| | | |
ISIN | US1689051076 | Agenda | 933785303 - Management |
| | | |
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 29-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1.1 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.2 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.3 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 5,790 | | 0 | | 03-May-2013 | | 03-May-2013 |
28
Vote Summary
CONN’S INC.
Security | 208242107 | Meeting Type | Annual |
| | | |
Ticker Symbol | CONN | Meeting Date | 04-Jun-2013 |
| | | |
ISIN | US2082421072 | Agenda | 933802010 - Management |
| | | |
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 03-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | JON E.M. JACOBY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | KELLY M. MALSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | BOB L. MARTIN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | DOUGLAS H. MARTIN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | DAVID SCHOFMAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | SCOTT L. THOMPSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | THEODORE M. WRIGHT | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Transact Other Business | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 6,300 | | 0 | | 03-May-2013 | | 03-May-2013 |
29
Vote Summary
EXPRESS, INC.
Security | 30219E103 | Meeting Type | Annual |
| | | |
Ticker Symbol | EXPR | Meeting Date | 06-Jun-2013 |
| | | |
ISIN | US30219E1038 | Agenda | 933813859 - Management |
| | | |
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 05-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | SONA CHAWLA | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | THEO KILLION | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | MICHAEL WEISS | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation Vote Frequency | | Management | | 1 Year | | For | | None |
| | | | | | | | | | |
4. | | Approve Charter Amendment | | Management | | For | | For | | None |
| | | | | | | | | | |
5. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 24,960 | | 0 | | 03-May-2013 | | 03-May-2013 |
30
Vote Summary
PROGRESS SOFTWARE CORPORATION
Security | 743312100 | Meeting Type | Annual |
| | | |
Ticker Symbol | PRGS | Meeting Date | 06-Jun-2013 |
| | | |
ISIN | US7433121008 | Agenda | 933823913 - Management |
| | | |
Record Date | 10-Apr-2013 | Holding Recon Date | 10-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 05-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | BARRY N. BYCOFF | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JOHN R. EGAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | RAM GUPTA | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | CHARLES F. KANE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | DAVID A. KRALL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | MICHAEL L. MARK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | PHILIP M. PEAD | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Amend Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 15,190 | | 0 | | 15-May-2013 | | 15-May-2013 |
31
Vote Summary
HILLTOP HOLDINGS INC.
Security | 432748101 | Meeting Type | Annual |
| | | |
Ticker Symbol | HTH | Meeting Date | 12-Jun-2013 |
| | | |
ISIN | US4327481010 | Agenda | 933808694 - Management |
| | | |
Record Date | 09-Apr-2013 | Holding Recon Date | 09-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 11-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | C. JONES ANDERSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | RHODES R. BOBBITT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | TRACY A. BOLT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | W. JORIS BRINKERHOFF | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | CHARLES R. CUMMINGS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | HILL A. FEINBERG | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | GERALD J. FORD | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | JEREMY B. FORD | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | J. MARKHAM GREEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | JESS T. HAY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 11 | WILLIAM T. HILL, JR. | | | | For | | For | | None |
| | | | | | | | | | | |
| | 12 | JAMES R. HUFFINES | | | | For | | For | | None |
| | | | | | | | | | | |
| | 13 | LEE LEWIS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 14 | ANDREW J. LITTLEFAIR | | | | For | | For | | None |
| | | | | | | | | | | |
| | 15 | W. ROBERT NICHOLS, III | | | | For | | For | | None |
| | | | | | | | | | | |
| | 16 | C. CLIFTON ROBINSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 17 | KENNETH D. RUSSELL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 18 | A. HAAG SHERMAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 19 | ROBERT C. TAYLOR, JR. | | | | For | | For | | None |
| | | | | | | | | | | |
| | 20 | CARL B. WEBB | | | | For | | For | | None |
| | | | | | | | | | | |
| | 21 | ALAN B. WHITE | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 19,673 | | 0 | | 03-May-2013 | | 03-May-2013 |
32
Vote Summary
NORTHERN DYNASTY MINERALS LTD.
Security | 66510M204 | Meeting Type | Annual and Special Meeting |
| | | |
Ticker Symbol | NAK | Meeting Date | 19-Jun-2013 |
| | | |
ISIN | CA66510M2040 | Agenda | 933839752 - Management |
| | | |
Record Date | 08-May-2013 | Holding Recon Date | 08-May-2013 |
| | | |
City / Country | / Canada | Vote Deadline Date | 14-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
01 | | Election of Directors (Majority Voting) | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | SCOTT D. COUSENS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | ROBERT A. DICKINSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | GORDON J. FRETWELL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | RUSSELL E. HALLBAUER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | WAYNE KIRK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | PETER MITCHELL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | STEPHEN V. SCOTT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | MARCHAND SNYMAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | RONALD W. THIESSEN | | | | For | | For | | None |
| | | | | | | | | | | |
02 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
03 | | Adopt Advance Notice Requirement | | Management | | For | | For | | None |
| | | | | | | | | | |
04 | | Ratify Shareholder Rights Plan | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 87,164 | | 0 | | 21-Jun-2013 | | |
33
Vote Summary
COMVERSE, INC.
Security | 20585P105 | Meeting Type | Annual |
| | | |
Ticker Symbol | CNSI | Meeting Date | 27-Jun-2013 |
| | | |
ISIN | US20585P1057 | Agenda | 933836299 - Management |
| | | |
Record Date | 02-May-2013 | Holding Recon Date | 02-May-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 26-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
| | | | | | | | For/Against | | Preferred Provider |
Item | | Proposal | | Type | | Vote | | Management | | Recommendation |
| | | | | | | | | | |
1.1 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.2 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.3 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.4 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.5 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
1.6 | | Election of Directors (Majority Voting) | | Management | | For | | For | | None |
| | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account | | | | Internal | | | | | | Unavailable | | Vote | | Date |
Number | | Account Name | | Account | | Custodian | | Ballot Shares | | Shares | | Date | | Confirmed |
| | | | | | | | | | | | | | |
000883596 | | RBB SI FUND-BLUE LION | | 000883596 | | BNY MELLON | | 17,160 | | 0 | | 21-Jun-2013 | | 21-Jun-2013 |
34
Courage
Vote Summary
AMERICA’S CAR-MART, INC.
Security | 03062T105 | Meeting Type | Annual |
| | | |
Ticker Symbol | CRMT | Meeting Date | 14-Sep-2012 |
| | | |
ISIN | US03062T1051 | Agenda | 933676869 - Management |
| | | |
Record Date | 23-Jul-2012 | Holding Recon Date | 23-Jul-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 13-Sep-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | | |
1) | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | | |
| | 1 | DANIEL J. ENGLANDER | | | | | | | | None |
| | | | | | | | | | | |
| | 2 | WILLIAM H. HENDERSON | | | | | | | | None |
| | | | | | | | | | | |
| | 3 | WILLIAM M. SAMS | | | | | | | | None |
| | | | | | | | | | | |
| | 4 | JOHN DAVID SIMMONS | | | | | | | | None |
| | | | | | | | | | | |
| | 5 | ROBERT CAMERON SMITH | | | | | | | | None |
| | | | | | | | | | | |
| | 6 | JEFFREY A. WILLIAMS | | | | | | | | None |
| | | | | | | | | | | |
2) | | 14A Executive Compensation | | Management | | | | | | None |
| | | | | | | | | | | |
3) | | Ratify Appointment of Independent Auditors | | Management | | | | | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
ORACLE CORPORATION | | | | | | | | | | | | | | |
Security | 68389X105 | Meeting Type | Annual |
| | | |
Ticker Symbol | ORCL | Meeting Date | 07-Nov-2012 |
| | | |
ISIN | US68389X1054 | Agenda | 933690302 - Management |
| | | |
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 |
| | | |
City / Country | / United States | Vote Deadline Date | 06-Nov-2012 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1 | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | JEFFREY S. BERG | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | H. RAYMOND BINGHAM | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | MICHAEL J. BOSKIN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | SAFRA A. CATZ | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | BRUCE R. CHIZEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | GEORGE H. CONRADES | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | LAWRENCE J. ELLISON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | HECTOR GARCIA-MOLINA | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | JEFFREY O. HENLEY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | MARK V. HURD | | | | For | | For | | None |
| | | | | | | | | | | |
| | 11 | DONALD L. LUCAS | | | | For | | For | | None |
| | | | | | | | | | | |
| | 12 | NAOMI O. SELIGMAN | | | | For | | For | | None |
| | | | | | | | | | | |
2 | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
3 | | Amend Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
4 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
5 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
6 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
7 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
8 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
ECHOSTAR CORPORATION | | | | | | | | | | | | | | |
Security | 278768106 | Meeting Type | Annual |
| | | |
Ticker Symbol | SATS | Meeting Date | 01-May-2013 |
| | | |
ISIN | US2787681061 | Agenda | 933752241 - Management |
| | | |
Record Date | 07-Mar-2013 | Holding Recon Date | 07-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 30-Apr-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | R. STANTON DODGE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | MICHAEL T. DUGAN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | CHARLES W. ERGEN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | ANTHONY M. FEDERICO | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | PRADMAN P. KAUL | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | TOM A. ORTOLF | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | C. MICHAEL SCHROEDER | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Transact Other Business | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
ALMOST FAMILY, INC. | | | | | | | | | | | | | | |
Security | 020409108 | Meeting Type | Annual |
| | | |
Ticker Symbol | AFAM | Meeting Date | 06-May-2013 |
| | | |
ISIN | US0204091088 | Agenda | 933773877 - Management |
| | | |
Record Date | 26-Mar-2013 | Holding Recon Date | 26-Mar-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 03-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | WILLIAM B. YARMUTH | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | STEVEN B. BING | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | DONALD G. MCCLINTON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | TYREE G. WILBURN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | JONATHAN D. GOLDBERG | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | W. EARL REED III | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | HENRY M. ALTMAN, JR. | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Approve Stock Compensation Plan | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
HOME LOAN SERVICING SOLUTIONS, LTD | | | | | | | | | | | | | | |
Security | G6648D109 | Meeting Type | Annual |
| | | |
Ticker Symbol | HLSS | Meeting Date | 06-May-2013 |
| | | |
ISIN | KYG6648D1097 | Agenda | 933762204 - Management |
| | | |
Record Date | 12-Mar-2013 | Holding Recon Date | 12-Mar-2013 |
City / Country | / United States | Vote Deadline Date | 03-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1 | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | WILLIAM C. ERBEY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | JOHN P. VAN VLACK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | KERRY KENNEDY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | RICHARD J. LOCHRIE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | DAVID B. REINER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | ROBERT MCGINNIS | | | | For | | For | | None |
| | | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3 | | 14A Executive Compensation | | Management | | For | | For | | None |
| | | | | | | | | | |
4 | | 14A Executive Compensation Vote Frequency | | Management | | 3 Years | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
SILVER BAY REALTY TRUST CORP. | | | | | | | | | | | | | | |
Security | 82735Q102 | Meeting Type | Annual |
| | | |
Ticker Symbol | SBY | Meeting Date | 22-May-2013 |
| | | |
ISIN | US82735Q1022 | Agenda | 933784402 - Management |
| | | |
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 21-May-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | THOMAS W. BROCK | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | TANUJA M. DEHNE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | WILLIAM W. JOHNSON | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | STEPHEN G. KASNET | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | IRVIN R. KESSLER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | DAVID N. MILLER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | THOMAS SIERING | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | BRIAN C. TAYLOR | | | | For | | For | | None |
| | 9 | RONALD N. WEISER | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
GOOGLE INC. | | | | | | | | | | | | | | |
Security | 38259P508 | Meeting Type | Annual |
| | | |
Ticker Symbol | GOOG | Meeting Date | 06-Jun-2013 |
| | | |
ISIN | US38259P5089 | Agenda | 933801905 - Management |
| | | |
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 |
| | | |
City / Country | / United States | Vote Deadline Date | 05-Jun-2013 |
| | | |
SEDOL(s) | | Quick Code | |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation |
| | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | |
| | | | | | | | | | |
| | 1 | LARRY PAGE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 2 | SERGEY BRIN | | | | For | | For | | None |
| | | | | | | | | | | |
| | 3 | ERIC E. SCHMIDT | | | | For | | For | | None |
| | | | | | | | | | | |
| | 4 | L. JOHN DOERR | | | | For | | For | | None |
| | | | | | | | | | | |
| | 5 | DIANE B. GREENE | | | | For | | For | | None |
| | | | | | | | | | | |
| | 6 | JOHN L. HENNESSY | | | | For | | For | | None |
| | | | | | | | | | | |
| | 7 | ANN MATHER | | | | For | | For | | None |
| | | | | | | | | | | |
| | 8 | PAUL S. OTELLINI | | | | For | | For | | None |
| | | | | | | | | | | |
| | 9 | K. RAM SHRIRAM | | | | For | | For | | None |
| | | | | | | | | | | |
| | 10 | SHIRLEY M. TILGHMAN | | | | For | | For | | None |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None |
| | | | | | | | | | |
3. | | S/H Proposal - Environmental | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
4. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
5. | | S/H Proposal - Executive Compensation | | Shareholder | | Against | | For | | None |
| | | | | | | | | | |
6. | | S/H Proposal - Board Compensation | | Shareholder | | Against | | For | | None |
Account
Number | | Account Name | | Internal
Account | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote
Date | | Date
Confirmed |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
Issuer of Portfolio Security | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Summary of Matter Voted On | | Who Proposed
Matter: Issuer /
Shareholder | | Whether
Fund Cast
Vote on
Matter | | Fund’s Vote For or Against Proposal, or
Abstain; For or Withhold Regarding
Election of Directors | | Whether Vote
Was For or
Against
Management |
| | | | | | | | | | | | | | | | |
Markel Corporation | | MKL | | 570535-104 | | 2/26/2013 | | Approve the issuance of Markel common stock, no par value per share, under the Agreement and Plan of Merger dated as of December 18, 2012, and to transact such other business brought before the Markel special meeting. | | Issuer | | Yes | | Voted with Board of Directors | | For |
| | | | | | | | | | | | | | | | |
Suntrust Banks | | STI | | 867914-103 | | 4/23/2013 | | Election of Directors including Robert M. Beall, II, Alston D. Correll, Jeffrey C. Crowe, David H. Hughes, M. Douglas Ivester, Kyle Prechtl Legg, William A. Linnenbringer, Donna S. Morea, David M. Ratcliffe, William H. Rogers, Jr., Frank W. Scruggs, Thomas R. Watjen and Dr. Phail Wynn, Jr. Advisory approval of the company’s exsecutive compensation. Proposal to ratify the appointment of Ernst & Young LLP as independent auditors for 2013. | | Issuer | | Yes | | Voted with Board of Directors | | For |
| | | | | | | | | | | | | | | | |
Angiotech Pharmaceuticals, Inc. | | ANPIQ | | 034918-102 | | 4/8/2013 | | Approval of Sale Resolution | | Issuer | | Yes | | BNY was instructed to vote for approval of sale resolution on behalf of S1 | | For |
| | | | | | | | | | | | | | | | |
Earthlink, Inc. | | ELNK | | 270321-102 | | 4/23/2013 | | Election of Directors including Susan D. Bowick, Marce Fuller, Rolla P. Huff, David A. Koretz, Garry K. McGuire, Thomas E. Wheeler, M. Wayne Wisehart, Executive Compensation Approval | | Issuer | | Yes | | Voted with Board of Directors | | For |
| | | | | | | | | | | | | | | | |
Capital Bank Financial | | CBF | | 139794101 | | 5/22/2013 | | Election of Directors including Charles F. Atkins, Martha M. Bachman, Richard M. Demartini, Peter N. Foss, William A. Hodges, Oscar A. Keller III, Jeffrey E. Kirt, Samuel E. Lynch, Marc D. Oken, R. Eugene Taylor and William G. Ward, Sr., ratify appointment of independent auditors, adopt omnibus stock option plan, approve executive compensation and executive compensation vote frequency. | | Issuer | | Yes | | Voted with Board of Directors | | For |
| | | | | | | | | | | | | | | | |
True Religion Apparel, Inc. | | TRLG | | 89784N-104 | | 5/22/2013 | | Election of Officers including Marcello Bottoli, Joseph Coulombe, G. Louis Graziadio III, Robert L. Harris II, Seth R. Johnson and Mark S. Maron, Ratification of Accounting Firm, Executive Compensation approval and amendment to incentive plan. | | Issuer | | Yes | | Voted with Board of Directors | | For |
*Complete for each series of the Registrant, as applicable.
MAERISLAND
LocationID | | Location Name | | Institutional
Account Name | | Company Name | | Ticker | | Primary
Security ID | | Security ID
on Ballot | | Country | | Meeting
Date | | Record
Date | | Cutoff
Date | | Meeting
Type | | Shares
Available
to Vote | | Shares
on Loan | | Shares
Voted | | Proponent | | Sequence # | | Item
Number |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 02-Jul-12 | | 07-May-12 | | 29-Jun-12 | | Annual | | 5000 | | 0 | | 5000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 02-Jul-12 | | 07-May-12 | | 29-Jun-12 | | Annual | | 5000 | | 0 | | 5000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 02-Jul-12 | | 07-May-12 | | 29-Jun-12 | | Annual | | 5000 | | 0 | | 5000 | | Management | | 3 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 3 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 4 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 5 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 6 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 7 | | 7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 8 | | 8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 9 | | 9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 10 | | 10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 11 | | 11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 12 | | 12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 13 | | 13 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 14 | | 14 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 15 | | 15 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 16 | | 16 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 17 | | 17 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 18 | | 18 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 19 | | 19 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 20 | | 20 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 21 | | 21 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Vodafone Group plc | | VOD | | G93882135 | | G93882135 | | United Kingdom | | 24-Jul-12 | | 20-Jul-12 | | 18-Jul-12 | | Annual | | 125650 | | 0 | | 125650 | | Management | | 22 | | 22 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 3 | | 3.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 4 | | 3.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 5 | | 3.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 3 | | 3.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 4 | | 3.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 5 | | 3.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 12087 | | 0 | | 12087 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 7 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4200 | | 0 | | 4200 | | Management | | 8 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 7 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Media Corporation | | LMCA | | 530322106 | | 530322106 | | USA | | 08-Aug-12 | | 25-Jun-12 | | 07-Aug-12 | | Annual | | 4828 | | 0 | | 4828 | | Management | | 8 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 3 | | 3.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 4 | | 3.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 5 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyco International Ltd. | | TYC | | H89128104 | | H89128104 | | Switzerland | | 14-Sep-12 | | 23-Jul-12 | | 14-Sep-12 | | Special | | 6300 | | 0 | | 6300 | | Management | | 6 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q105 | | 07556Q105 | | USA | | 11-Oct-12 | | 04-Sep-12 | | 10-Oct-12 | | Special | | 83100 | | 0 | | 83100 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | LTX-Credence Corporation | | LTXC | | 502403207 | | 502403207 | | USA | | 28-Nov-12 | | 15-Oct-12 | | 27-Nov-12 | | Annual | | 56901 | | 0 | | 56901 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | LTX-Credence Corporation | | LTXC | | 502403207 | | 502403207 | | USA | | 28-Nov-12 | | 15-Oct-12 | | 27-Nov-12 | | Annual | | 56901 | | 0 | | 56901 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | LTX-Credence Corporation | | LTXC | | 502403207 | | 502403207 | | USA | | 28-Nov-12 | | 15-Oct-12 | | 27-Nov-12 | | Annual | | 56901 | | 0 | | 56901 | | Management | | 3 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | LTX-Credence Corporation | | LTXC | | 502403207 | | 502403207 | | USA | | 28-Nov-12 | | 15-Oct-12 | | 27-Nov-12 | | Annual | | 56901 | | 0 | | 56901 | | Management | | 4 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | LTX-Credence Corporation | | LTXC | | 502403207 | | 502403207 | | USA | | 28-Nov-12 | | 15-Oct-12 | | 27-Nov-12 | | Annual | | 56901 | | 0 | | 56901 | | Management | | 5 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 19-Dec-12 | | 17-Dec-12 | | 13-Dec-12 | | Special | | 60000 | | 0 | | 60000 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 19-Dec-12 | | 17-Dec-12 | | 13-Dec-12 | | Special | | 60000 | | 0 | | 60000 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Canada Holdings Inc. | | XSR | | 136565108 | | 136565108 | | Canada | | 15-Jan-13 | | 10-Dec-12 | | 09-Jan-13 | | Annual/Special | | 112000 | | 0 | | 112000 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Canada Holdings Inc. | | XSR | | 136565108 | | 136565108 | | Canada | | 15-Jan-13 | | 10-Dec-12 | | 09-Jan-13 | | Annual/Special | | 112000 | | 0 | | 112000 | | Management | | 3 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Canada Holdings Inc. | | XSR | | 136565108 | | 136565108 | | Canada | | 15-Jan-13 | | 10-Dec-12 | | 09-Jan-13 | | Annual/Special | | 112000 | | 0 | | 112000 | | Management | | 4 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Canada Holdings Inc. | | XSR | | 136565108 | | 136565108 | | Canada | | 15-Jan-13 | | 10-Dec-12 | | 09-Jan-13 | | Annual/Special | | 112000 | | 0 | | 112000 | | Management | | 5 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 7 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 8 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Micron Technology, Inc. | | MU | | 595112103 | | 595112103 | | USA | | 22-Jan-13 | | 23-Nov-12 | | 18-Jan-13 | | Annual | | 47000 | | 0 | | 47000 | | Management | | 9 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 3 | | 1c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 4 | | 1d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 5 | | 1e |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 6 | | 1f |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 7 | | 1g |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 8 | | 1h |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 9 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 10 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 11 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 12 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Beazer Homes USA, Inc. | | BZH | | 07556Q881 | | 07556Q881 | | USA | | 01-Feb-13 | | 10-Dec-12 | | 31-Jan-13 | | Annual | | 25000 | | 0 | | 25000 | | Management | | 13 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 3 | | 1c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 4 | | 1d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 5 | | 1e |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 6 | | 1f |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 7 | | 1g |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 8 | | 1h |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 9 | | 1i |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 10 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 11 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Tyson Foods, Inc. | | TSN | | 902494103 | | 902494103 | | USA | | 01-Feb-13 | | 03-Dec-12 | | 31-Jan-13 | | Annual | | 8000 | | 0 | | 8000 | | Management | | 12 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | KULICKE AND SOFFA INDUSTRIES, INC. | | KLIC | | 501242101 | | 501242101 | | USA | | 19-Feb-13 | | 12-Dec-12 | | 15-Feb-13 | | Annual | | 26000 | | 0 | | 26000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | KULICKE AND SOFFA INDUSTRIES, INC. | | KLIC | | 501242101 | | 501242101 | | USA | | 19-Feb-13 | | 12-Dec-12 | | 15-Feb-13 | | Annual | | 26000 | | 0 | | 26000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | KULICKE AND SOFFA INDUSTRIES, INC. | | KLIC | | 501242101 | | 501242101 | | USA | | 19-Feb-13 | | 12-Dec-12 | | 15-Feb-13 | | Annual | | 26000 | | 0 | | 26000 | | Management | | 3 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | KULICKE AND SOFFA INDUSTRIES, INC. | | KLIC | | 501242101 | | 501242101 | | USA | | 19-Feb-13 | | 12-Dec-12 | | 15-Feb-13 | | Annual | | 26000 | | 0 | | 26000 | | Management | | 4 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 10 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 11 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The ADT Corporation | | ADT | | 00101J106 | | 00101J106 | | USA | | 14-Mar-13 | | 16-Jan-13 | | 13-Mar-13 | | Annual | | 3150 | | 0 | | 3150 | | Management | | 12 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 3 | | 1c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 4 | | 1d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 5 | | 1e |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 6 | | 1f |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 7 | | 1g |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 8 | | 1h |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 9 | | 1i |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 10 | | 1j |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 11 | | 1k |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Management | | 14 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 2000 | | 0 | | 2000 | | Share Holder | | 15 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 3 | | 1c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 4 | | 1d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 5 | | 1e |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 6 | | 1f |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 7 | | 1g |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 8 | | 1h |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 9 | | 1i |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 10 | | 1j |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 11 | | 1k |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Management | | 14 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Whirlpool Corporation | | WHR | | 963320106 | | 963320106 | | USA | | 16-Apr-13 | | 19-Feb-13 | | 15-Apr-13 | | Annual | | 3900 | | 0 | | 3900 | | Share Holder | | 15 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 14 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | CROWN HOLDINGS, INC. | | CCK | | 228368106 | | 228368106 | | USA | | 25-Apr-13 | | 05-Mar-13 | | 24-Apr-13 | | Annual | | 4900 | | 0 | | 4900 | | Management | | 14 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 34000 | | 0 | | 34000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 34000 | | 0 | | 34000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 34000 | | 0 | | 34000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 34000 | | 0 | | 34000 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 34000 | | 0 | | 34000 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 36000 | | 0 | | 36000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 36000 | | 0 | | 36000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 36000 | | 0 | | 36000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 36000 | | 0 | | 36000 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Global Cash Access Holdings, Inc. | | GCA | | 378967103 | | 378967103 | | USA | | 25-Apr-13 | | 11-Mar-13 | | 24-Apr-13 | | Annual | | 36000 | | 0 | | 36000 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 7400 | | 0 | | 7400 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 12 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Charter Communications, Inc. | | CHTR | | 16117M305 | | 16117M305 | | USA | | 30-Apr-13 | | 01-Mar-13 | | 29-Apr-13 | | Annual | | 4290 | | 0 | | 4290 | | Management | | 13 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 13 | | 1.13 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 14 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | NVR, Inc. | | NVR | | 62944T105 | | 62944T105 | | USA | | 07-May-13 | | 08-Mar-13 | | 06-May-13 | | Annual | | 160 | | 0 | | 160 | | Management | | 15 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | The Manitowoc Company, Inc. | | MTW | | 563571108 | | 563571108 | | USA | | 07-May-13 | | 28-Feb-13 | | 06-May-13 | | Annual | | 25300 | | 0 | | 25300 | | Management | | 7 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Standard Pacific Corp. | | SPF | | 85375C101 | | 85375C101 | | USA | | 08-May-13 | | 13-Mar-13 | | 07-May-13 | | Annual | | 12000 | | 0 | | 12000 | | Management | | 8 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 13 | | 1.13 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 14 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | United Rentals, Inc. | | URI | | 911363109 | | 911363109 | | USA | | 08-May-13 | | 11-Mar-13 | | 07-May-13 | | Annual | | 12600 | | 0 | | 12600 | | Management | | 15 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | ON Semiconductor Corporation | | ONNN | | 682189105 | | 682189105 | | USA | | 15-May-13 | | 28-Mar-13 | | 14-May-13 | | Annual | | 28000 | | 0 | | 28000 | | Management | | 6 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 10 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 11 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Interval Leisure Group, Inc. | | IILG | | 46113M108 | | 46113M108 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 33500 | | 0 | | 33500 | | Management | | 12 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 13 | | 1.13 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Management | | 14 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 78000 | | 0 | | 78000 | | Share Holder | | 15 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 13 | | 1.13 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Management | | 14 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sirius XM Radio Inc. | | SIRI | | 82967N108 | | 82967N108 | | USA | | 21-May-13 | | 01-Apr-13 | | 20-May-13 | | Annual | | 97700 | | 0 | | 97700 | | Share Holder | | 15 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 1 | | 1a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 2 | | 1b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 3 | | 1c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 4 | | 1d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 5 | | 1e |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 6 | | 1f |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 7 | | 1g |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 8 | | 1h |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 9 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 10 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 11 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Teradyne, Inc. | | TER | | 880770102 | | 880770102 | | USA | | 21-May-13 | | 28-Mar-13 | | 20-May-13 | | Annual | | 23000 | | 0 | | 23000 | | Management | | 12 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 22-May-13 | | 03-Apr-13 | | 21-May-13 | | Annual | | 5000 | | 0 | | 5000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 22-May-13 | | 03-Apr-13 | | 21-May-13 | | Annual | | 5000 | | 0 | | 5000 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ascent Capital Group, Inc. | | ASCMA | | 043632108 | | 043632108 | | USA | | 22-May-13 | | 03-Apr-13 | | 21-May-13 | | Annual | | 5000 | | 0 | | 5000 | | Share Holder | | 3 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 3 | | 2a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 4 | | 2b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 5 | | 2c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 6 | | 2d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 7 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 8 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 9 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 10 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 9000 | | 0 | | 9000 | | Management | | 11 | | 7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 3 | | 2a |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 4 | | 2b |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 5 | | 2c |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 6 | | 2d |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 7 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 8 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 9 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 10 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 22-May-13 | | 03-Apr-13 | | 15-May-13 | | Annual | | 10000 | | 0 | | 10000 | | Management | | 11 | | 7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 3 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 4 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 5 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 6 | | 5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 7 | | 6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 9 | | 7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 10 | | 8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Optimal Payments plc | | OPAY | | G6770D109 | | G6770D109 | | Isle of Man | | 22-May-13 | | 20-May-13 | | 16-May-13 | | Annual | | 215000 | | 0 | | 215000 | | Management | | 11 | | 9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ellie Mae, Inc. | | ELLI | | 28849P100 | | 28849P100 | | USA | | 29-May-13 | | 02-Apr-13 | | 28-May-13 | | Annual | | 16000 | | 0 | | 16000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ellie Mae, Inc. | | ELLI | | 28849P100 | | 28849P100 | | USA | | 29-May-13 | | 02-Apr-13 | | 28-May-13 | | Annual | | 16000 | | 0 | | 16000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ellie Mae, Inc. | | ELLI | | 28849P100 | | 28849P100 | | USA | | 29-May-13 | | 02-Apr-13 | | 28-May-13 | | Annual | | 16000 | | 0 | | 16000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ellie Mae, Inc. | | ELLI | | 28849P100 | | 28849P100 | | USA | | 29-May-13 | | 02-Apr-13 | | 28-May-13 | | Annual | | 16000 | | 0 | | 16000 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Ellie Mae, Inc. | | ELLI | | 28849P100 | | 28849P100 | | USA | | 29-May-13 | | 02-Apr-13 | | 28-May-13 | | Annual | | 16000 | | 0 | | 16000 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 13250 | | 0 | | 13250 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 1560 | | 0 | | 1560 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 13250 | | 0 | | 13250 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 1560 | | 0 | | 1560 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 13250 | | 0 | | 13250 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 1560 | | 0 | | 1560 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 13250 | | 0 | | 13250 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 1560 | | 0 | | 1560 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 13250 | | 0 | | 13250 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 1560 | | 0 | | 1560 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 7136 | | 0 | | 7136 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 844 | | 0 | | 844 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 7136 | | 0 | | 7136 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 844 | | 0 | | 844 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 7136 | | 0 | | 7136 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 844 | | 0 | | 844 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 7136 | | 0 | | 7136 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 844 | | 0 | | 844 | | Management | | 4 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M104 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 7136 | | 0 | | 7136 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Liberty Interactive Corporation | | LINTA | | 53071M104 | | 53071M880 | | USA | | 04-Jun-13 | | 10-Apr-13 | | 03-Jun-13 | | Annual | | 844 | | 0 | | 844 | | Management | | 5 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 7000 | | 0 | | 7000 | | Management | | 6 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | AMC Networks Inc. | | AMCX | | 00164V103 | | 00164V103 | | USA | | 06-Jun-13 | | 09-Apr-13 | | 05-Jun-13 | | Annual | | 3798 | | 0 | | 3798 | | Management | | 6 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 10-Jun-13 | | 06-Jun-13 | | 04-Jun-13 | | Special | | 150000 | | 0 | | 150000 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 10-Jun-13 | | 06-Jun-13 | | 04-Jun-13 | | Special | | 150000 | | 0 | | 150000 | | Management | | 3 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 10-Jun-13 | | 06-Jun-13 | | 04-Jun-13 | | Special | | 150000 | | 0 | | 150000 | | Management | | 5 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Invensys plc | | ISYS | | G49133161 | | G49133161 | | United Kingdom | | 10-Jun-13 | | 06-Jun-13 | | 04-Jun-13 | | Special | | 150000 | | 0 | | 150000 | | Management | | 6 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | News Corporation | | NWS | | 65248E104 | | 65248E203 | | USA | | 11-Jun-13 | | 19-Apr-13 | | 10-Jun-13 | | Special | | 35000 | | 0 | | 0 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | News Corporation | | NWS | | 65248E104 | | 65248E203 | | USA | | 11-Jun-13 | | 19-Apr-13 | | 10-Jun-13 | | Special | | 35000 | | 0 | | 0 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | News Corporation | | NWS | | 65248E104 | | 65248E203 | | USA | | 11-Jun-13 | | 19-Apr-13 | | 10-Jun-13 | | Special | | 35000 | | 0 | | 0 | | Management | | 3 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | News Corporation | | NWS | | 65248E104 | | 65248E203 | | USA | | 11-Jun-13 | | 19-Apr-13 | | 10-Jun-13 | | Special | | 35000 | | 0 | | 0 | | Management | | 4 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 13 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 14 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 6500 | | 0 | | 6500 | | Management | | 15 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 6 | | 1.6 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 7 | | 1.7 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 8 | | 1.8 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 9 | | 1.9 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 10 | | 1.10 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 11 | | 1.11 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 12 | | 1.12 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 13 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 14 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | MGM Resorts International | | MGM | | 552953101 | | 552953101 | | USA | | 12-Jun-13 | | 17-Apr-13 | | 11-Jun-13 | | Annual | | 3500 | | 0 | | 3500 | | Management | | 15 | | 4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Melco Crown Entertainment Ltd. | | 06883 | | G5974K109 | | 585464100 | | Cayman Islands | | 21-Jun-13 | | 29-May-13 | | 14-Jun-13 | | Special | | 23400 | | 0 | | 23400 | | Management | | 2 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 84500 | | 0 | | 84500 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 84500 | | 0 | | 84500 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 84500 | | 0 | | 84500 | | Management | | 3 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 137500 | | 0 | | 137500 | | Management | | 1 | | 1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 137500 | | 0 | | 137500 | | Management | | 2 | | 2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Sprint Nextel Corporation | | S | | 852061100 | | 852061100 | | USA | | 25-Jun-13 | | 18-Apr-13 | | 24-Jun-13 | | Special | | 137500 | | 0 | | 137500 | | Management | | 3 | | 3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 1 | | 1.1 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 2 | | 1.2 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 3 | | 1.3 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 4 | | 1.4 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 5 | | 1.5 |
8033 | | Maerisland Capital | | RBB S1 - Maerisland | | Universal Entertainment Corp | | 6425 | | J94303104 | | J94303104 | | Japan | | 27-Jun-13 | | 31-Mar-13 | | 20-Jun-13 | | Annual | | 15000 | | 0 | | 15000 | | Management | | 6 | | 1.6 |
Voting Proposal (y/n) | | Proposal | | Management Recommendation | | Vote Instruction | | VAM_YN | | Voted_YN |
Yes | | Elect Director John C. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director Carl E. Vogel | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Accept Financial Statements and Statutory Reports | | For | | For | | No | | Yes |
Yes | | Re-elect Gerard Kleisterlee as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Vittorio Colao as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Andy Halford as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Stephen Pusey as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Renee James as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Alan Jebson as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Samuel Jonah as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Nick Land as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Anne Lauvergeon as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Luc Vandevelde as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Anthony Watson as Director | | For | | For | | No | | Yes |
Yes | | Re-elect Philip Yea as Director | | For | | For | | No | | Yes |
Yes | | Approve Final Dividend | | For | | For | | No | | Yes |
Yes | | Approve Remuneration Report | | For | | For | | No | | Yes |
Yes | | Reappoint Deloitte LLP as Auditors | | For | | For | | No | | Yes |
Yes | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For | | No | | Yes |
Yes | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | No | | Yes |
Yes | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | No | | Yes |
Yes | | Authorise Market Purchase of Ordinary Shares | | For | | For | | No | | Yes |
Yes | | Authorise EU Political Donations and Expenditure | | For | | For | | No | | Yes |
Yes | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | No | | Yes |
Yes | | Authorize a New Class of Common Stock | | For | | Against | | Yes | | Yes |
Yes | | Adjourn Meeting | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Michael A. George | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | For | | No | | Yes |
Yes | | Elect Director M. Lavoy Robison | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Authorize a New Class of Common Stock | | For | | Against | | Yes | | Yes |
Yes | | Adjourn Meeting | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Michael A. George | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | For | | No | | Yes |
Yes | | Elect Director M. Lavoy Robison | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Donne F. Fisher | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | For | | No | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Donne F. Fisher | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | For | | No | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Approve Special Dividends | | For | | For | | No | | Yes |
Yes | | Approve Special Dividends | | For | | For | | No | | Yes |
Yes | | Elect George R. Oliver as Director | | For | | For | | No | | Yes |
Yes | | Elect Frank M. Drendel as Director | | For | | For | | No | | Yes |
Yes | | Approve Dividends | | For | | For | | No | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Approve Reverse Stock Split | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Roger W. Blethen | | For | | For | | No | | Yes |
Yes | | Elect Director Roger J. Maggs | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Approve the Rail Disposal | | For | | For | | No | | Yes |
Yes | | Amend 2007 Long Term Incentive Plan | | For | | For | | No | | Yes |
Yes | | Elect John Bitove, Philip Evershed, Dara Altman, David Frear, Suzanne Morris, Gary Slaight, Pierre Boivin, Guy Johnson and Anthony Viner as Directors | | For | | Withhold | | Yes | | Yes |
Yes | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | No | | Yes |
Yes | | Amend Restricted Stock Unit Plan | | For | | Against | | Yes | | Yes |
Yes | | Re-approve Stock Option Plan | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Robert L. Bailey | | For | | For | | No | | Yes |
Yes | | Elect Director Patrick J. Byrne | | For | | For | | No | | Yes |
Yes | | Elect Director D. Mark Durcan | | For | | For | | No | | Yes |
Yes | | Elect Director Mercedes Johnson | | For | | For | | No | | Yes |
Yes | | Elect Director Lawrence N. Mondry | | For | | For | | No | | Yes |
Yes | | Elect Director Robert E. Switz | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director Elizabeth S. Acton | | For | | For | | No | | Yes |
Yes | | Elect Director Laurent Alpert | | For | | For | | No | | Yes |
Yes | | Elect Director Brian C. Beazer | | For | | For | | No | | Yes |
Yes | | Elect Director Peter G. Leemputte | | For | | For | | No | | Yes |
Yes | | Elect Director Allan P. Merrill | | For | | For | | No | | Yes |
Yes | | Elect Director Norma A. Provencio | | For | | For | | No | | Yes |
Yes | | Elect Director Larry T. Solari | | For | | For | | No | | Yes |
Yes | | Elect Director Stephen P. Zelnak, Jr. | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Reduce Authorized Common Stock | | For | | For | | No | | Yes |
Yes | | Amendment of the Protective Amendment | | For | | For | | No | | Yes |
Yes | | Adopt NOL Rights Plan (NOL Pill) | | For | | For | | No | | Yes |
Yes | | Elect Director John Tyson | | For | | For | | No | | Yes |
Yes | | Elect Director Kathleen M. Bader | | For | | For | | No | | Yes |
Yes | | Elect Director Gaurdie E. Banister, Jr. | | For | | For | | No | | Yes |
Yes | | Elect Director Jim Kever | | For | | For | | No | | Yes |
Yes | | Elect Director Kevin M. McNamara | | For | | For | | No | | Yes |
Yes | | Elect Director Brad T. Sauer | | For | | For | | No | | Yes |
Yes | | Elect Director Robert Thurber | | For | | For | | No | | Yes |
Yes | | Elect Director Barbara A. Tyson | | For | | For | | No | | Yes |
Yes | | Elect Director Albert C. Zapanta | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Chin Hu Lim | | For | | For | | No | | Yes |
Yes | | Elect Director Garrett E. Pierce | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas Colligan | | For | | For | | No | | Yes |
Yes | | Elect Director Timothy Donahue | | For | | For | | No | | Yes |
Yes | | Elect Director Robert Dutkowsky | | For | | For | | No | | Yes |
Yes | | Elect Director Bruce Gordon | | For | | For | | No | | Yes |
Yes | | Elect Director Naren Gursahaney | | For | | For | | No | | Yes |
Yes | | Elect Director Bridgette Heller | | For | | For | | No | | Yes |
Yes | | Elect Director Kathleen Hyle | | For | | For | | No | | Yes |
Yes | | Elect Director Keith Meister | | For | | For | | No | | Yes |
Yes | | Elect Director Dinesh Paliwal | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | No | | Yes |
Yes | | Elect Director Samuel R. Allen | | For | | For | | No | | Yes |
Yes | | Elect Director Gary T. DiCamillo | | For | | For | | No | | Yes |
Yes | | Elect Director Diane M. Dietz | | For | | For | | No | | Yes |
Yes | | Elect Director Jeff M. Fettig | | For | | For | | No | | Yes |
Yes | | Elect Director Michael F. Johnston | | For | | For | | No | | Yes |
Yes | | Elect Director William T. Kerr | | For | | For | | No | | Yes |
Yes | | Elect Director John D. Liu | | For | | For | | No | | Yes |
Yes | | Elect Director Harish Manwani | | For | | For | | No | | Yes |
Yes | | Elect Director William D. Perez | | For | | For | | No | | Yes |
Yes | | Elect Director Michael A. Todman | | For | | For | | No | | Yes |
Yes | | Elect Director Michael D. White | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For | | Yes | | Yes |
Yes | | Elect Director Samuel R. Allen | | For | | For | | No | | Yes |
Yes | | Elect Director Gary T. DiCamillo | | For | | For | | No | | Yes |
Yes | | Elect Director Diane M. Dietz | | For | | For | | No | | Yes |
Yes | | Elect Director Jeff M. Fettig | | For | | For | | No | | Yes |
Yes | | Elect Director Michael F. Johnston | | For | | For | | No | | Yes |
Yes | | Elect Director William T. Kerr | | For | | For | | No | | Yes |
Yes | | Elect Director John D. Liu | | For | | For | | No | | Yes |
Yes | | Elect Director Harish Manwani | | For | | For | | No | | Yes |
Yes | | Elect Director William D. Perez | | For | | For | | No | | Yes |
Yes | | Elect Director Michael A. Todman | | For | | For | | No | | Yes |
Yes | | Elect Director Michael D. White | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For | | Yes | | Yes |
Yes | | Elect Director Jenne K. Britell | | For | | For | | No | | Yes |
Yes | | Elect Director John W. Conway | | For | | For | | No | | Yes |
Yes | | Elect Director Arnold W. Donald | | For | | For | | No | | Yes |
Yes | | Elect Director William G. Little | | For | | For | | No | | Yes |
Yes | | Elect Director Hans J. Loliger | | For | | For | | No | | Yes |
Yes | | Elect Director James H. Miller | | For | | For | | No | | Yes |
Yes | | Elect Director Josef M. Muller | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas A. Ralph | | For | | For | | No | | Yes |
Yes | | Elect Director Hugues du Rouret | | For | | For | | No | | Yes |
Yes | | Elect Director Jim L. Turner | | For | | For | | No | | Yes |
Yes | | Elect Director William S. Urkiel | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Jenne K. Britell | | For | | For | | No | | Yes |
Yes | | Elect Director John W. Conway | | For | | For | | No | | Yes |
Yes | | Elect Director Arnold W. Donald | | For | | For | | No | | Yes |
Yes | | Elect Director William G. Little | | For | | For | | No | | Yes |
Yes | | Elect Director Hans J. Loliger | | For | | For | | No | | Yes |
Yes | | Elect Director James H. Miller | | For | | For | | No | | Yes |
Yes | | Elect Director Josef M. Muller | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas A. Ralph | | For | | For | | No | | Yes |
Yes | | Elect Director Hugues du Rouret | | For | | For | | No | | Yes |
Yes | | Elect Director Jim L. Turner | | For | | For | | No | | Yes |
Yes | | Elect Director William S. Urkiel | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Geoff Judge | | For | | For | | No | | Yes |
Yes | | Elect Director Michael Rumbolz | | For | | For | | No | | Yes |
Yes | | Elect Director Ronald Congemi | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Geoff Judge | | For | | For | | No | | Yes |
Yes | | Elect Director Michael Rumbolz | | For | | For | | No | | Yes |
Yes | | Elect Director Ronald Congemi | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director W. Lance Conn | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Darren Glatt | | For | | For | | No | | Yes |
Yes | | Elect Director Craig A. Jacobson | | For | | For | | No | | Yes |
Yes | | Elect Director Bruce A. Karsh | | For | | For | | No | | Yes |
Yes | | Elect Director Edgar Lee | | For | | For | | No | | Yes |
Yes | | Elect Director Jeffrey A. Marcus | | For | | For | | No | | Yes |
Yes | | Elect Director John D. Markley, Jr. | | For | | For | | No | | Yes |
Yes | | Elect Director David C. Merritt | | For | | For | | No | | Yes |
Yes | | Elect Director Stan Parker | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas M. Rutledge | | For | | For | | No | | Yes |
Yes | | Elect Director Eric L. Zinterhofer | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director W. Lance Conn | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Darren Glatt | | For | | For | | No | | Yes |
Yes | | Elect Director Craig A. Jacobson | | For | | For | | No | | Yes |
Yes | | Elect Director Bruce A. Karsh | | For | | For | | No | | Yes |
Yes | | Elect Director Edgar Lee | | For | | For | | No | | Yes |
Yes | | Elect Director Jeffrey A. Marcus | | For | | For | | No | | Yes |
Yes | | Elect Director John D. Markley, Jr. | | For | | For | | No | | Yes |
Yes | | Elect Director David C. Merritt | | For | | For | | No | | Yes |
Yes | | Elect Director Stan Parker | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas M. Rutledge | | For | | For | | No | | Yes |
Yes | | Elect Director Eric L. Zinterhofer | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director C.E. Andrews | | For | | For | | No | | Yes |
Yes | | Elect Director Robert C. Butler | | For | | For | | No | | Yes |
Yes | | Elect Director Timothy M. Donahue | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas D. Eckert | | For | | For | | No | | Yes |
Yes | | Elect Director Alfred E. Festa | | For | | For | | No | | Yes |
Yes | | Elect Director Ed Grier | | For | | For | | No | | Yes |
Yes | | Elect Director Manual H. Johnson | | For | | For | | No | | Yes |
Yes | | Elect Director Mel Martinez | | For | | For | | No | | Yes |
Yes | | Elect Director William A. Moran | | For | | For | | No | | Yes |
Yes | | Elect Director David A. Preiser | | For | | For | | No | | Yes |
Yes | | Elect Director W. Grady Rosier | | For | | For | | No | | Yes |
Yes | | Elect Director Dwight C. Schar | | For | | For | | No | | Yes |
Yes | | Elect Director Paul W. Whetsell | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director Joan K. Chow | | For | | For | | No | | Yes |
Yes | | Elect Director Kenneth W. Krueger | | For | | For | | No | | Yes |
Yes | | Elect Director Robert C. Stift | | For | | For | | No | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director Bruce A. Choate | | For | | For | | No | | Yes |
Yes | | Elect Director Ronald R. Foell | | For | | For | | No | | Yes |
Yes | | Elect Director Douglas C. Jacobs | | For | | For | | No | | Yes |
Yes | | Elect Director David J. Matlin | | For | | For | | No | | Yes |
Yes | | Elect Director John R. Peshkin | | For | | For | | No | | Yes |
Yes | | Elect Director Peter Schoels | | For | | For | | No | | Yes |
Yes | | Elect Director Scott D. Stowell | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Jenne K. Britell | | For | | For | | No | | Yes |
Yes | | Elect Director Jose B. Alvarez | | For | | For | | No | | Yes |
Yes | | Elect Director Bobby J. Griffin | | For | | For | | No | | Yes |
Yes | | Elect Director Michael J. Kneeland | | For | | For | | No | | Yes |
Yes | | Elect Director Pierre E. Leroy | | For | | For | | No | | Yes |
Yes | | Elect Director Singleton B. McAllister | | For | | For | | No | | Yes |
Yes | | Elect Director Brian D. McAuley | | For | | For | | No | | Yes |
Yes | | Elect Director John S. McKinney | | For | | For | | No | | Yes |
Yes | | Elect Director James H. Ozanne | | For | | For | | No | | Yes |
Yes | | Elect Director Jason D. Papastavrou | | For | | For | | No | | Yes |
Yes | | Elect Director Filippo Passerini | | For | | For | | No | | Yes |
Yes | | Elect Director Donald C. Roof | | For | | For | | No | | Yes |
Yes | | Elect Director Keith Wimbush | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director J. Daniel McCranie | | For | | For | | No | | Yes |
Yes | | Elect Director Emmanuel T. Hernandez | | For | | For | | No | | Yes |
Yes | | Elect Director Teresa M. Ressel | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | No | | Yes |
Yes | | Elect Director Craig M. Nash | | For | | For | | No | | Yes |
Yes | | Elect Director David Flowers | | For | | For | | No | | Yes |
Yes | | Elect Director Victoria L. Freed | | For | | For | | No | | Yes |
Yes | | Elect Director Gary S. Howard | | For | | For | | No | | Yes |
Yes | | Elect Director Lewis J. Korman | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas J. Kuhn | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas J. McInerney | | For | | For | | No | | Yes |
Yes | | Elect Director Thomas P. Murphy, Jr. | | For | | For | | No | | Yes |
Yes | | Elect Director Avy H. Stein | | For | | For | | No | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Other Business | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Joan L. Amble | | For | | For | | No | | Yes |
Yes | | Elect Director Mark D. Carleton | | For | | For | | No | | Yes |
Yes | | Elect Director David J.A. Flowers | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Eddy W. Hartenstein | | For | | For | | No | | Yes |
Yes | | Elect Director James P. Holden | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Evan D. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director James E. Meyer | | For | | For | | No | | Yes |
Yes | | Elect Director James F. Mooney | | For | | For | | No | | Yes |
Yes | | Elect Director Robin S. Pringle | | For | | For | | No | | Yes |
Yes | | Elect Director Carl E. Vogel | | For | | For | | No | | Yes |
Yes | | Elect Director Vanessa A. Wittman | | For | | For | | No | | Yes |
Yes | | Elect Director David Zaslav | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Adopt Policy on Succession Planning | | Against | | For | | Yes | | Yes |
Yes | | Elect Director Joan L. Amble | | For | | For | | No | | Yes |
Yes | | Elect Director Mark D. Carleton | | For | | For | | No | | Yes |
Yes | | Elect Director David J.A. Flowers | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Eddy W. Hartenstein | | For | | For | | No | | Yes |
Yes | | Elect Director James P. Holden | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory B. Maffei | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Evan D. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director James E. Meyer | | For | | For | | No | | Yes |
Yes | | Elect Director James F. Mooney | | For | | For | | No | | Yes |
Yes | | Elect Director Robin S. Pringle | | For | | For | | No | | Yes |
Yes | | Elect Director Carl E. Vogel | | For | | For | | No | | Yes |
Yes | | Elect Director Vanessa A. Wittman | | For | | For | | No | | Yes |
Yes | | Elect Director David Zaslav | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Adopt Policy on Succession Planning | | Against | | For | | Yes | | Yes |
Yes | | Elect Director James W. Bagley | | For | | For | | No | | Yes |
Yes | | Elect Director Michael A. Bradley | | For | | For | | No | | Yes |
Yes | | Elect Director Albert Carnesale | | For | | For | | No | | Yes |
Yes | | Elect Director Daniel W. Christman | | For | | For | | No | | Yes |
Yes | | Elect Director Edwin J. Gillis | | For | | For | | No | | Yes |
Yes | | Elect Director Timothy E. Guertin | | For | | For | | No | | Yes |
Yes | | Elect Director Paul J. Tufano | | For | | For | | No | | Yes |
Yes | | Elect Director Roy A. Vallee | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Philip J. Holthouse | | For | | Withhold | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For | | Yes | | Yes |
Yes | | Accept Financial Statements and Statutory Reports | | For | | For | | No | | Yes |
Yes | | Elect John Peter Ben Wang as Director | | For | | For | | No | | Yes |
Yes | | Elect Rowen Bruce Craigie as Director | | For | | For | | No | | Yes |
Yes | | Elect Yiu Wa Alec Tsui as Director | | For | | Against | | Yes | | Yes |
Yes | | Elect Robert Wason Mactier as Director | | For | | For | | No | | Yes |
Yes | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | No | | Yes |
Yes | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | No | | Yes |
Yes | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
Yes | | Authorize Repurchase of Up to 10 Percent of the Issued Share Capital | | For | | For | | No | | Yes |
Yes | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
Yes | | Accept Financial Statements and Statutory Reports | | For | | For | | No | | Yes |
Yes | | Elect John Peter Ben Wang as Director | | For | | For | | No | | Yes |
Yes | | Elect Rowen Bruce Craigie as Director | | For | | For | | No | | Yes |
Yes | | Elect Yiu Wa Alec Tsui as Director | | For | | Against | | Yes | | Yes |
Yes | | Elect Robert Wason Mactier as Director | | For | | For | | No | | Yes |
Yes | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | No | | Yes |
Yes | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | No | | Yes |
Yes | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
Yes | | Authorize Repurchase of Up to 10 Percent of the Issued Share Capital | | For | | For | | No | | Yes |
Yes | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
Yes | | Accept Financial Statements and Statutory Reports | | For | | For | | No | | Yes |
Yes | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
Yes | | Reelect Ian Francis as Director | | For | | For | | No | | Yes |
Yes | | Reelect Joel Leonoff as Director | | For | | For | | No | | Yes |
Yes | | Reappoint KPMG Audit LLC as Auditors | | For | | For | | No | | Yes |
Yes | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | No | | Yes |
Yes | | Approve Share Repurchase Program | | For | | For | | No | | Yes |
Yes | | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | No | | Yes |
Yes | | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | No | | Yes |
Yes | | Elect Director Carl Buccellato | | For | | For | | No | | Yes |
Yes | | Elect Director A. Barr Dolan | | For | | For | | No | | Yes |
Yes | | Elect Director Frank Schultz | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Elect Director John C. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director John C. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | Withhold | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director John C. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director John C. Malone | | For | | For | | No | | Yes |
Yes | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Andrea L. Wong | | For | | Withhold | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Approve Omnibus Stock Plan | | For | | Against | | Yes | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Neil M. Ashe | | For | | For | | No | | Yes |
Yes | | Elect Director Alan D. Schwartz | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Leonard Tow | | For | | For | | No | | Yes |
Yes | | Elect Director Carl E. Vogel | | For | | For | | No | | Yes |
Yes | | Elect Director Robert C. Wright | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Elect Director Neil M. Ashe | | For | | For | | No | | Yes |
Yes | | Elect Director Alan D. Schwartz | | For | | Withhold | | Yes | | Yes |
Yes | | Elect Director Leonard Tow | | For | | For | | No | | Yes |
Yes | | Elect Director Carl E. Vogel | | For | | For | | No | | Yes |
Yes | | Elect Director Robert C. Wright | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Adopt New Articles of Association | | For | | For | | No | | Yes |
Yes | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | No | | Yes |
Yes | | Approve Return of Cash to Shareholders | | For | | For | | No | | Yes |
Yes | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | No | | Yes |
Yes | | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | | For | | For | | No | | No |
Yes | | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | | For | | For | | No | | No |
Yes | | Change Company Name | | For | | For | | No | | No |
Yes | | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | | None | | | | No | | No |
Yes | | Elect Director Robert H. Baldwin | | For | | For | | No | | Yes |
Yes | | Elect Director William A. Bible | | For | | For | | No | | Yes |
Yes | | Elect Director Burton M. Cohen | | For | | For | | No | | Yes |
Yes | | Elect Director Willie D. Davis | | For | | For | | No | | Yes |
Yes | | Elect Director William W. Grounds | | For | | For | | No | | Yes |
Yes | | Elect Director Alexis M. Herman | | For | | For | | No | | Yes |
Yes | | Elect Director Roland Hernandez | | For | | For | | No | | Yes |
Yes | | Elect Director Anthony Mandekic | | For | | For | | No | | Yes |
Yes | | Elect Director Rose McKinney-James | | For | | For | | No | | Yes |
Yes | | Elect Director James J. Murren | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory M. Spierkel | | For | | For | | No | | Yes |
Yes | | Elect Director Daniel J. Taylor | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Elect Director Robert H. Baldwin | | For | | For | | No | | Yes |
Yes | | Elect Director William A. Bible | | For | | For | | No | | Yes |
Yes | | Elect Director Burton M. Cohen | | For | | For | | No | | Yes |
Yes | | Elect Director Willie D. Davis | | For | | For | | No | | Yes |
Yes | | Elect Director William W. Grounds | | For | | For | | No | | Yes |
Yes | | Elect Director Alexis M. Herman | | For | | For | | No | | Yes |
Yes | | Elect Director Roland Hernandez | | For | | For | | No | | Yes |
Yes | | Elect Director Anthony Mandekic | | For | | For | | No | | Yes |
Yes | | Elect Director Rose McKinney-James | | For | | For | | No | | Yes |
Yes | | Elect Director James J. Murren | | For | | For | | No | | Yes |
Yes | | Elect Director Gregory M. Spierkel | | For | | For | | No | | Yes |
Yes | | Elect Director Daniel J. Taylor | | For | | For | | No | | Yes |
Yes | | Ratify Auditors | | For | | For | | No | | Yes |
Yes | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No | | Yes |
Yes | | Amend Omnibus Stock Plan | | For | | For | | No | | Yes |
Yes | | Approve MCP Share Incentive Plan | | For | | Against | | Yes | | Yes |
Yes | | Approve Merger Agreement | | For | | For | | No | | Yes |
Yes | | Advisory Vote on Golden Parachutes | | For | | For | | No | | Yes |
Yes | | Adjourn Meeting | | For | | For | | No | | Yes |
Yes | | Approve Merger Agreement | | For | | For | | No | | Yes |
Yes | | Advisory Vote on Golden Parachutes | | For | | For | | No | | Yes |
Yes | | Adjourn Meeting | | For | | For | | No | | Yes |
Yes | | Elect Director Okada, Kazuo | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Fujimoto, Jun | | For | | Against | | Yes | | Yes |
Yes | | Elect Director Tokuda, Hajime | | For | | For | | No | | Yes |
Yes | | Elect Director Asano, Kenshi | | For | | For | | No | | Yes |
Yes | | Elect Director Okada, Tomohiro | | For | | For | | No | | Yes |
Yes | | Elect Director Sawada, Hiroyuki | | For | | For | | No | | Yes |
Lauren Templeton Capital Management, LLC
Issuer of Portfolio
Security | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Summary of Matter Voted On | | Who Proposed
Matter: Issuer
/ Shareholder | | Whether
Fund Cast
Vote on
Matter | | Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors | | Whether Vote
Was For or
Against
Management |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Executive Directors of Fourth Session of Board of Directors. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Non-Executive Directors of Fourth | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Independent Directors of Fourth. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Shareholder Representative. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Mr. Tang Jianbang as an Independent Director of the Fourth Session of the Board of Directors of the Company | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 7/10/2012 | | To consider and approve the election of Mr. Luo Zhongman as an External Supervisor of the Fourth Session Committee of the Company | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of the sale by Super Group of the B Class shares in Super Group | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of the Trust | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of the BEE Transaction | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of Financial Assistance | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of SGH’s non executive director’s fees | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Approval of the acquisition of Participants shares in SGTS in exchange for shares in the Company | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 10/1/2012 | | Authorisation of directors to implement the BEE transactions | | Issuer | | Yes | | For | | For |
SYSCO Corporation | | SYY | | 871829107 | | 11/14/2012 | | Election of Directors. | | Issuer | | Yes | | For | | For |
SYSCO Corporation | | SYY | | 871829107 | | 11/14/2012 | | To approve, by advisory vote, the compensation paid to Sysco’s named executive officers, as disclosed in Sysco’s 2012 proxy statement. | | Issuer | | Yes | | For | | For |
SYSCO Corporation | | SYY | | 871829107 | | 11/14/2012 | | To ratify the appointment of Ernst & Young LLP as Sysco’s Independent Accountants for fiscal 2013. | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Adoption of the Annual Financial Statements | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Re-election of directors. | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Resolved that KPMG Inc. is re-appointed as independent auditors of the Group | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Re-election of the Group Audit Committee | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Endorsement of the Super Group remuneration policy | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Signing of documents | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Approval of non executive directors fees | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Financial assistance to related and inter related companies | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Financial assistance for subscription of securities by related or inter related entities of the company | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Acquisition of securities by the company and or its subsidiaries | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Adoption of a new Memorandum of incorporation for the company | | Issuer | | Yes | | For | | For |
Super Group ZAR1 | | SPG | | S09130154 | | 11/27/2012 | | Reclassification of the A redeemable preference shares and replacing the rights limitations and other terms | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 11/28/2012 | | Election of Directors. | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 11/28/2012 | | Advisory vote on named executive officer compensation. | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 11/28/2012 | | Approval of employee stock purchase plan. | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 11/28/2012 | | Ratification of Deloitte & Touche as our Independent Auditor for fiscal year 2013. | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 11/28/2012 | | Adopt cumulative voting. | | Shareholder | | Yes | | Against | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | ELECTION OF DIRECTORS, RETIRING IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY’S EXISTING MEMORANDUM OF INCORPORATION. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO ELECT JE SCHREMPP, WHO RETIRED IN TERMS OF ARTICLE 75(I) AND WAS THEREAFTER RE-APPOINTED BY THE BOARD AS A DIRECTOR IN TERMS OF ARTICLE 75(H) OF THE COMPANY’S EXISTING MEMORANDUM OF INCORPORATION. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | ELECTION OF DIRECTORS, RETIRING IN TERMS OF ARTICLE 75(H) OF THE COMPANY’S EXISTING MEMORANDUM OF INCORPORATION. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO RE-APPOINT THE AUDITORS, KPMG INC., TO ACT AS THE AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | ELECTION OF MEMBERS OF THE AUDIT COMMITTEE | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | ADVISORY ENDORSEMENT - TO ENDORSE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY’S REMUNERATION POLICY (EXCLUDING THE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS FOR THEIR SERVICES AS DIRECTORS AND MEMBERS OF BOARD COMMITTEES AND THE AUDIT COMMITTEE) AND ITS IMPLEMENTATION | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO APPROVE THE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR THEIR SERVICES AS DIRECTORS FOR THE PERIOD 1 JULY 2012 UNTIL THIS RESOLUTION IS REPLACED. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | AUTHORISE THE BOARD TO GRANT AUTHORITY TO COMPANY TO PROVIDE: FINANCIAL ASSISTANCE AS CONTEMPLATED IN SECTION 44 OF THE ACT; AND DIRECT OR INDIRECT FINANCIAL ASSISTANCE AS CONTEMPLATED IN SECTION 45 OF ACT TO ITS RELATED AND INTER-RELATED COMPANIES AND/OR CORPORATIONS, AND/OR TO MEMBERS OF SUCH RELATED OR INTER-RELATED COMPANIES AND/OR CORPORATIONS AND/OR TO DIRECTORS OR PRESCRIBED OFFICERS OR OF A RELATED OR INTER-RELATED COMPANY AND/OR TO PERSONS RELATED TO SUCH COMPANIES, CORPORATIONS, MEMBERS, DIRECTORS AND/OR PRESCRIBED OFFICERS. | | Issuer | | Yes | | Against | | Against |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO APPROVE THE ADOPTION OF A NEW MEMORANDUM OF INCORPORATION FOR THE COMPANY. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO AUTHORISE THE BOARD TO APPROVE THE GENERAL REPURCHASE BY THE COMPANY OR PURCHASE BY ANY OF ITS SUBSIDIARIES, OF ANY OF THE COMPANY’S ORDINARY SHARES AND/OR SASOL BEE ORDINARY SHARES. | | Issuer | | Yes | | For | | For |
Sasol Limited | | SSL | | 803866300 | | 11/30/2012 | | TO AUTHORIZE THE BOARD TO APPROVE THE PURCHASE BY THE COMPANY (AS PART OF A GENERAL REPURCHASE IN ACCORDANCE WITH SPECIAL RESOLUTION NUMBER 4), OF ITS ISSUED SHARES FROM A DIRECTOR AND/ OR A PRESCRIBED OFFICER OF THE COMPANY, AND/OR PERSONS RELATED TO A DIRECTOR OR PRESCRIBED OFFICER OF THE COMPANY | | Issuer | | Yes | | Against | | Against |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | PROPOSAL TO APPROVE THE TRANSACTION AGREEMENT (AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, THE “TRANSACTION AGREEMENT”), DATED AS OF JULY 30, 2012, BETWEEN SHAW, CHICAGO BRIDGE & IRON | | Issuer | | Yes | | For | | For |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO SHAW’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION. | | Issuer | | Yes | | For | | For |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | SHAW TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE TRANSACTION AGREEMENT. | | Issuer | | Yes | | For | | For |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | PROPOSAL TO APPROVE THE TRANSACTION AGREEMENT (AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, THE “TRANSACTION AGREEMENT”), DATED AS OF JULY 30, 2012, BETWEEN SHAW, CHICAGO BRIDGE & IRON COMPANY N.V. (“CB&I”) AND CRYSTAL ACQUISITION SUBSIDIARY INC., A WHOLLY OWNED SUBSIDIARY OF CB&I (“ACQUISITION SUB”), PURSUANT TO WHICH ACQUISITION SUB WILL MERGE WITH AND INTO SHAW. | | Issuer | | Yes | | For | | For |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | PROPOSAL, ON AN ADVISORY (NON-BINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO SHAW’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION. | | Issuer | | Yes | | For | | For |
The Shaw Group | | SHAW | | 820280105 | | 12/21/2012 | | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO ENABLE THE BOARD OF DIRECTORS OF SHAW TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE TRANSACTION AGREEMENT. | | Issuer | | Yes | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | 2/1/2013 | | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | | Issuer | | Yes | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | 2/1/2013 | | To approve the amendment and restatement of the Tyson Foods, Inc. Employee Stock Purchase Plan. | | Issuer | | Yes | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | 2/1/2013 | | To ratify the selection of PriceWaterHouseCoopers LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 28, 2013. | | Issuer | | Yes | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | 2/1/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 1693P106 | | 2/19/2013 | | To consider and approve the appointment of auditors of the company for the year 2013. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 1693P106 | | 2/19/2013 | | To consider and approve the proposed amendments to the articles of association of the company. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 1693P106 | | 2/19/2013 | | To consider and approve the proposed amendments to the procedural rules for the board of directors meetings of the company | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Ratification of the appointment of the Independent Registered Public Accounting Firm for the fiscal year ending October 31, 2013. | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Advisory vote on executive compensation. | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Amend HP’s amended and restated bylaws to permit stockholder proxy access. | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Approval of the second amended and restated Hewlett-Packard Company 2004 Stock Incentive Plan. | | Issuer | | Yes | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Formation of Human Rights Committee. | | Shareholder | | Yes | | Against | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | 2013 Hewlett Packard resolution on Human Rights Policy | | Shareholder | | Yes | | Against | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 3/20/2013 | | Executives to retain significant stock | | Shareholder | | Yes | | Against | | For |
POSCO (ADR) | | PKX | | 693483109 | | 3/22/2013 | | ELECTION OF OUTSIDE DIRECTORS | | Issuer | | Yes | | For | | For |
POSCO (ADR) | | PKX | | 693483109 | | 3/22/2013 | | ELECTION OF AUDIT COMMITTEE MEMBER | | Issuer | | Yes | | For | | For |
POSCO (ADR) | | PKX | | 693483109 | | 3/22/2013 | | ELECTION OF INSIDE DIRECTORS | | Issuer | | Yes | | For | | For |
POSCO (ADR) | | PKX | | 693483109 | | 3/22/2013 | | APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS | | Issuer | | Yes | | For | | For |
POSCO (ADR) | | PKX | | 693483109 | | 3/22/2013 | | APPROVAL OF THE 45TH FY FINANCIAL STATEMENTS | | Issuer | | Yes | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 4/9/2013 | | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | | Issuer | | Yes | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 4/9/2013 | | A RESOLUTION TO APPROVE THE CORPORATION’S ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Issuer | | Yes | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 4/9/2013 | | A RESOLUTION TO RECONFIRM, RATIFY AND APPROVE THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION. | | Issuer | | Yes | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 4/9/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
Fairfax Financial Holdings Limited | | FFH | | 303901953 | | 4/11/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Fairfax Financial Holdings Limited | | FFH | | 303901953 | | 4/11/2013 | | Appointment of Auditor: PricewaterhouseCoopers LLP | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2012 | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | ACCEPTANCE OF THE COMPENSATION REPORT 2012 (ADVISORY VOTE) | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2012 | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: “FOR” = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS “AGAINST” = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS “ABSTAIN” = ABSTAIN | | Issuer | | Yes | | For | | For |
Nestle SA | | NSRGY | | 641069406 | | 4/11/2013 | | MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY’S INVITATION) | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | To take knowledge of the directors accounts, to examine, discuss and approve the company s consolidated financial statements for the fiscal year ended December 31, 2012 | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | Proposal for the allocation of the net profits from the fiscal year, and the distribution of dividends | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | To elect the members of the board of directors | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | To install and elect the members of the Fiscal Council | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | To examine, discuss and vote upon the board of directors annual report, financial statements and upon the independent auditors report related to fiscal year ended on December 31, 2012 | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | To approve the allocation of the result from the fiscal year that ended on December 31, 2012 | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | To set the number of members of the board of directors and elect one of its member, with term in office until annual general meeting of the company which will examine the accounts of the company, related to the fiscal year ending on December 31, 2013 | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | To approve the installation of the fiscal council which will remain until annual general meeting of the company which will examine the accounts of the company, related to the fiscal year ending on December 31, 2013, and to approve the election of its principal and substitutes members | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | To establish the aggregate compensation amount to be paid to the members of the directors of the company during the 2013 fiscal year | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | The approval of a new company stock option plan to replace the plan that is currently in effect, which is called the restricted stock option plan, which was approved at the extraordinary and annual general meeting of the company held on April 29, 2011, which will be canceled as a consequence | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | Ratification of the acquisition of shareholder control of Frigomerc Sociedad Anonima, which was approved by the board of directors at a meeting held on September 3, 2012 | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | The approval of an addition to the corporate purpose of the company, for the inclusion of an express mention of other activities related to agriculture and to agribusiness to be pursued by the company, with the consequent amendment of the main part and exclusion of the sole paragraph of article 3 of the corporate bylaws of the company | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | The approval of certain amendments to the corporate bylaws of the company, in compliance with the suggestions received from the Brazilian association of financial and capital market entities, from here onwards referred to as Anbima during the process of the primary public offering and secondary distribution of common shares of the company, the listing of which was approved on November 29, 2012, specifically the amendment of the sole paragraph of article 8 and of lines XVII and
XVIII of article 19 of the corporate bylaws of the company | | Issuer | | Yes | | For | | For |
MINERVA SA | | MRVSF | | P6831V106 | | 4/26/2013 | | The approval of the restatement of 3 and 4 above, in addition to the restatement of the new share capital as a result of the issuances conducted by the board of directors within the authorized capital limit | | Issuer | | Yes | | For | | For |
Barrick Gold Corporation (USA) | | ABX | | 067901108 | | 4/24/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Barrick Gold Corporation (USA) | | ABX | | 067901108 | | 4/24/2013 | | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | | Issuer | | Yes | | For | | For |
Barrick Gold Corporation (USA) | | ABX | | 067901108 | | 4/24/2013 | | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | To set the annual global remuneration of the company managers | | Issuer | | Yes | | For | | For |
ALL AMERICA LATINA LOGISTIC SA | | AALTF | | P01627242 | | 4/17/2013 | | To set the annual global remuneration of the fiscal council | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | EXECUTIVES TO RETAIN SIGNIFICANT STOCK | | Shareholder | | Yes | | Against | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | POLITICAL CONTRIBUTIONS AND CORPORATE VALUES | | Shareholder | | Yes | | Against | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | INDEPENDENT BOARD CHAIRMAN | | Shareholder | | Yes | | Against | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 4/25/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 4/25/2013 | | AN ADVISORY VOTE RELATED TO THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM. | | Issuer | | Yes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 4/25/2013 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Issuer | | Yes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 4/25/2013 | | AN AMENDMENT TO THE BAKER HUGHES INCORPORATED EMPLOYEE STOCK PURCHASE PLAN. | | Issuer | | Yes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 4/25/2013 | | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA FOR AWARDS UNDER THE 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | | Issuer | | Yes | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES. | | Shareholder | | Yes | | Against | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. | | Shareholder | | Yes | | Against | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Issuer | | Yes | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Issuer | | Yes | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 4/29/2013 | | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2008 MANAGEMENT ANNUAL INCENTIVE COMPENSATION PLAN. | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Graham MacKay (member of the Nomination and Remuneration Committees) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Judith Sprieser (member of the Nomination and Remuneration Committees) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Warren Tucker (member of the Audit Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Adrian Hennah, who was appointed to the Board since the date of the last AGM, be elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That PricewaterhouseCoopers LLP be reappointed Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the Directors be authorised to fix the remuneration of the Auditors | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That in accordance with s366 and s367 of the Companies Act 2006 (the 2006 Act) the Company and any UK registered company which is or becomes a subsidiary of the Company during the period to which this resolution relates be authorised to: a) make political donations to political parties and/or independent election candidates up to a total aggregate amount of GBP 50,000; b) make political donations to political organisations other than political parties up to a total aggregate amount of GBP 50,000; and c) incur political expenditure up to a total aggregate amount of GBP 50,000 during the period from the date of this resolution until the conclusion of the next AGM of the Company in 2014, provided that the total aggregate amount of all such donations and expenditure incurred by the Company and its UK subsidiaries in such period shall not exceed GBP 50,000. For the purpose of this resolution, the terms ‘political donations’, ‘political parties’, ‘independent election candidates’, ‘political organisations’ and ‘political expenditure’ have the meanings set out in s363 to s365 of the 2006 Act | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the Directors be generally and unconditionally authorised to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any security into shares of the Company: a) up to a nominal amount of GBP 21,000,000 (such amount to be reduced by the nominal amount allotted or granted under paragraph (b) below in excess of such sum); and b) comprising equity securities (as defined in s560(1) of the 2006 Act) up to a nominal amount of GBP 47,800,000 (such amount to be reduced by any allotments or grants made under paragraph (a) above) in connection with an offer by way of a rights issue: i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii) to holders of other equity securities as required by the rights of those securities or as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws | | Issuer | | Yes | | Against | | Against |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the Company be and it is hereby generally and unconditionally authorised for the purposes of s701 of the 2006 Act to make market purchases (within the meaning of s693(4) of the 2006 Act) of ordinary shares of 10p each in the capital of the Company (ordinary shares) provided that: a) the maximum number of ordinary shares which may be purchased is 73,000,000 ordinary shares (representing less than 10% of the Company’s issued ordinary share capital as at 8 March 2013); b) the maximum price at which ordinary shares may be purchased is an amount equal to the higher of (i) 5% above the average of the middle market quotations for the ordinary shares as taken from the London Stock Exchange Daily Official List for the five business days preceding the date of purchase; and (ii) that stipulated by article 5(1) of the EU Buyback and Stabilisation Regulations 2003 (No. 2273/2003); and the minimum price is 10p per ordinary share, in both cases exclusive of expenses; c) the authority to purchase conferred by this resolution shall expire on the earlier of 30 June 2014 or on the date of the AGM of the Company in 2014 save that the Company may, before such expiry, enter into a contract to purchase ordinary shares under which such purchase will or may be completed or executed wholly or partly after the expiration of this authority and may make a purchase of ordinary shares in pursuance of any such contract; and d) all ordinary shares purchased pursuant to the said authority shall be either: i) cancelled immediately upon completion of the purchase; or ii) held, sold, transferred or otherwise dealt with as treasury shares in accordance with the provisions of the 2006 Act | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That a general meeting other than an AGM may be called on not less than 14 clear days’ notice | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That if resolution 17 is passed, the Directors be given power to allot equity securities (as defined in the 2006 Act) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if s561 of the 2006 Act did not apply to any such allotment or sale, such power to be limited: a) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (b) of resolution 17, by way of a rights issue only): i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii ) to holders of other equity securities, as required by the rights of those securities or, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and b) in the case of the authority granted under paragraph (a) of this resolution and/or in the case of any transfer of treasury shares which is treated as an allotment of equity securities under s560(3) of the 2006 Act, to the allotment (otherwise than under paragraph (a) above) of equity securities up to a nominal amount of GBP 3,500,000 such power to apply until the end of next year’s AGM (or, if earlier, until the close of business on 30 June 2014) but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted (and treasury shares to be sold) after the power ends and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | | Issuer | | Yes | | Against | | Against |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the Company’s accounts and the reports of the Directors and the Auditors for the year ended 31 December 2012 be received | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the Directors’ Remuneration Report for the year ended 31 December 2012 be approved | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That the final dividend recommended by the Directors of 78p per ordinary share for the year ended 31 December 2012 be declared payable and paid on 30 May 2013 to all Shareholders on the register at the close of business on 22 February 2013 | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Adrian Bellamy (member of the Nomination and Remuneration Committees) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Peter Harf (member of the Nomination Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Peter Harf (member of the Nomination Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Richard Cousins (member of the Remuneration Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Kenneth Hydon (member of the Audit and Nomination Committees) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Rakesh Kapoor (member of the Nomination Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
RECKITT BENCKISER GROUP PLC, SLOUGH | | RB | | B24CGK7 | | 4/26/2013 | | That Andre Lacroix (member of the Audit Committee) be re-elected as a Director | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | PRESENTATION, DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE REPORTS TO BE PRESENTED BY THE BOARD OF DIRECTORS, INCLUDING THE FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES CORRESPONDING TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2012, AND OF THE REPORT REGARDING THE COMPLIANCE OF THE COMPANY WITH ITS FISCAL OBLIGATIONS. | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | RESOLUTION ON THE ALLOCATION OF PROFITS OBTAINED IN SUCH FISCAL YEAR. | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE ALLOCATED FOR STOCK REPURCHASE BY THE COMPANY. | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS ITS PRESIDENT AND SECRETARY, AND DETERMINATION OF THEIR COMPENSATION. | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMEN OF THE AUDIT AND CORPORATE GOVERNANCE COMMITTEES OF THE COMPANY. | | Issuer | | Yes | | For | | For |
DESARROLLADORA HOMEX, S.A.B. DE C.V. | | HXM | | 25030W100 | | 4/30/2013 | | APPOINTMENT OF SPECIAL DELEGATES WHO WILL FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. | | Issuer | | Yes | | For | | For |
Brink’s Co | | BCO | | 109696104 | | 5/3/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Brink’s Co | | BCO | | 109696104 | | 5/3/2013 | | APPROVE AN ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Issuer | | Yes | | For | | For |
Brink’s Co | | BCO | | 109696104 | | 5/3/2013 | | APPROVE THE 2013 EQUITY INCENTIVE PLAN. | | Issuer | | Yes | | For | | For |
Brink’s Co | | BCO | | 109696104 | | 5/3/2013 | | APPROVE KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2012. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2012. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | ALLOCATION OF RESULTS AND DETERMINATION OF THE DIVIDEND AND THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR IN RELATION TO THE PARENT COMPANY FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FINANCIAL YEAR 2013. ÝRESOLUTION IX¨ | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | AUTHORIZATION OF GRANTS OF SHAREBASED INCENTIVES. | | Issuer | | Yes | | For | | For |
ArcelorMittal (ADR) | | MT | | 03938L104 | | 5/8/2013 | | INCREASE AUTHORISED SHARE CAPITAL BY AN AMOUNT EQUAL TO AN INCREASE OF 19.84% OF ISSUED SHARE CAPITAL. | | Issuer | | Yes | | For | | For |
Murphy Oil Corporation | | MUR | | 626717102 | | 5/8/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Murphy Oil Corporation | | MUR | | 626717102 | | 5/8/2013 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Issuer | | Yes | | For | | For |
Murphy Oil Corporation | | MUR | | 626717102 | | 5/8/2013 | | APPROVE THE PROPOSED 2013 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | | Issuer | | Yes | | For | | For |
Murphy Oil Corporation | | MUR | | 626717102 | | 5/8/2013 | | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To receive and adopt the Audited Consolidated Accounts and Reports of the Directors and the Auditors for the year ended 31 December 2012 | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To declare a final dividend of 16 HK cents per share | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To re-elect Dr Victor Fung Kwok King as Director | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To re-elect Mr Bruce Philip Rockowitz as Director | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To re-elect Mr Paul Edward Selway-Swift as Director | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To re-elect Mrs Margaret Leung Ko May Yee as Director | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To re-appoint PricewaterhouseCoopers as Auditors and to authorise the Directors to fix their remuneration | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To give a general mandate to the Directors to repurchase the Company’s shares up to 10% | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To give a general mandate to the Directors to issue new shares up to 20% or in the case of issue of new shares solely for cash and unrelated to any asset acquisition, up to 10% | | Issuer | | Yes | | For | | For |
LI & FUNG LTD | | 494 | | 6286257 | | 5/14/2013 | | To authorise the Directors to issue the shares repurchased by the Company | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Election of a person to chair the meeting: The Board of Directors proposes electing attorney-at-law Sverre Tysland to chair the general meeting. Mr Tysland is independent of the company and the company management and he has no other assignments for the company | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Election of one person to sign the minutes together with the chairman of the meeting | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Approval of the notice convening the meeting and the proposed agenda | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Approval of the annual accounts and the Board of Directors’ Report for 2012, including the consolidated accounts, distribution of dividend and appropriation of annual profit | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | The Board of Director’s report on corporate governance | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | The Board of Directors’ statement on salaries and other remuneration for senior management | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Power of attorney to acquire own shares | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Approval of auditor’s fees: The Board of Directors proposes that the general meeting approves an auditor’s fee of NOK 726,966 for 2012 | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Remuneration for the Board of Directors | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Remuneration for the members of the Nomination Committee | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Remuneration for the members of the Audit Committee | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Remuneration for the members of the Remuneration Committee | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Election of Directors | | Issuer | | Yes | | For | | For |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Acquisition of shares in Copeinca ASA: Rights issue | | Issuer | | Yes | | Against | | Against |
CERMAQ ASA | | CEQ | | B0LX580 | | 5/21/2013 | | Acquisition of shares in Copeinca ASA: Board authorisation | | Issuer | | Yes | | Against | | Against |
Safeway Inc. | | SWY | | 786514208 | | 5/14/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
Safeway Inc. | | SWY | | 786514208 | | 5/14/2013 | | NON-BINDING ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION (“SAYON-PAY”). | | Issuer | | Yes | | For | | For |
Safeway Inc. | | SWY | | 786514208 | | 5/14/2013 | | RE-APPROVAL OF THE 2007 EQUITY AND INCENTIVE AWARD PLAN. | | Issuer | | Yes | | For | | For |
Safeway Inc. | | SWY | | 786514208 | | 5/14/2013 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Issuer | | Yes | | For | | For |
Cloud Peak Energy, Inc. | | CLD | | 18911Q102 | | 5/14/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
Cloud Peak Energy, Inc. | | CLD | | 18911Q102 | | 5/14/2013 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Issuer | | Yes | | For | | For |
Cloud Peak Energy, Inc. | | CLD | | 18911Q102 | | 5/14/2013 | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K PROMULGATED BY THE SECURITIES AND EXCHANGE COMMISSION. | | Issuer | | Yes | | For | | For |
Cloud Peak Energy, Inc. | | CLD | | 18911Q102 | | 5/14/2013 | | TO APPROVE THE CLOUD PEAK ENERGY 2013 ANNUAL INCENTIVE PLAN, INCLUDING APPROVAL OF THE MATERIAL TERMS OF THE 2013 ANNUAL INCENTIVE PLAN IN ACCORDANCE WITH THE APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Issuer | | Yes | | For | | For |
Invesco Ltd | | IVZ | | G491BT108 | | 5/16/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
Invesco Ltd | | IVZ | | G491BT108 | | 5/16/2013 | | ADVISORY VOTE TO APPROVE 2012 EXECUTIVE COMPENSATION | | Issuer | | Yes | | For | | For |
Invesco Ltd | | IVZ | | G491BT108 | | 5/16/2013 | | APPROVAL OF THE INVESCO LTD. AMENDED AND RESTATED EXECUTIVE INCENTIVE BONUS PLAN | | Issuer | | Yes | | For | | For |
Invesco Ltd | | IVZ | | G491BT108 | | 5/16/2013 | | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Issuer | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/15/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/15/2013 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. | | Issuer | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/15/2013 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Issuer | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/15/2013 | | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN. | | Issuer | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/15/2013 | | STOCKHOLDER PROPOSAL TITLED “EXECUTIVE TO RETAIN SIGNIFICANT STOCK” | | Shareholder | | Yes | | Against | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012. | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012. | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE. | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED). | | Issuer | | Yes | | Withold | | Against |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY. | | Issuer | | Yes | | Against | | Against |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF COMPANY NOMINEE: FREDERICO F. CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF COMPANY NOMINEE: STEVEN L. NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF COMPANY NOMINEE: THOMAS W. CASON COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF COMPANY NOMINEE: ROBERT M. SPRAGUE COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF COMPANY NOMINEE: J. MICHAEL TALBERT COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Withold | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF ICAHN GROUP NOMINEE: JOHN J. LIPINSKI COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Withold | | Yes | | Withold | | Against |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA ALAPONT COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | | Withold | | Yes | | Withold | | Against |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ELECTION OF ICAHN GROUP NOMINEE: SAMUEL MERKSAMER COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE CANDIDATES) | | Issuer | | Yes | | Withold | | Against |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Issuer | | Yes | | For | | For |
Transocean | | RIG | | H8817H100 | | 5/17/2013 | | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONEYEAR TERM. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2012. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2012. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO RE-ELECT THE MR. LI YUE AS A DIRECTOR OF THE COMPANY. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO RE-ELECT THE MR. XUE TAOHAI AS A DIRECTOR OF THE COMPANY. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO RE-ELECT THE MADAM HUANG WENLIN AS A DIRECTOR OF THE COMPANY | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | APPOINT MESSRS PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED AS AUDITORS OF COMPANY AND ITS SUBSIDIARIES FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. | | Issuer | | Yes | | For | | For |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN COMPANY NOT EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF ISSUED SHARE CAPITAL. | | Issuer | | Yes | | Against | | Against |
China Mobile Limited (ADR) | | CHL | | 16941M109 | | 5/30/2013 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF EXISTING ISSUED SHARE CAPITAL. | | Issuer | | Yes | | Against | | Against |
National Oilwell Varco Inc | | NOV | | 637071101 | | 5/22/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
National Oilwell Varco Inc | | NOV | | 637071101 | | 5/22/2013 | | RATIFICATION OF INDEPENDENT AUDITORS. | | Issuer | | Yes | | For | | For |
National Oilwell Varco Inc | | NOV | | 637071101 | | 5/22/2013 | | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Issuer | | Yes | | For | | For |
National Oilwell Varco Inc | | NOV | | 637071101 | | 5/22/2013 | | APPROVE AMENDMENTS TO THE NATIONAL OILWELL VARCO, INC. LONG-TERM INCENTIVE PLAN. | | Issuer | | Yes | | For | | For |
National Oilwell Varco Inc | | NOV | | 637071101 | | 5/22/2013 | | APPROVE THE NATIONAL OILWELL VARCO, INC. ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE OFFICERS. | | Issuer | | Yes | | For | | For |
Chiquita Brands International, Inc. | | CQB | | 170032809 | | 5/23/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
Chiquita Brands International, Inc. | | CQB | | 170032809 | | 5/23/2013 | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Issuer | | Yes | | For | | For |
Chiquita Brands International, Inc. | | CQB | | 170032809 | | 5/23/2013 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Issuer | | Yes | | For | | For |
Chiquita Brands International, Inc. | | CQB | | 170032809 | | 5/23/2013 | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | Election of Directors. | | Issuer | | Yes | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | RATIFICATION OF INDEPENDENT AUDITORS | | Issuer | | Yes | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | Issuer | | Yes | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | INDEPENDENT CHAIRMAN | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | MAJORITY VOTE FOR DIRECTORS | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | LIMIT DIRECTORSHIPS | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | REPORT ON LOBBYING | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | POLITICAL CONTRIBUTIONS POLICY | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | AMENDMENT OF EEO POLICY | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | REPORT ON NATURAL GAS PRODUCTION | | Shareholder | | Yes | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/29/2013 | | GREENHOUSE GAS EMISSIONS GOALS | | Shareholder | | Yes | | Against | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | ELECTION OF DIRECTORS | | Issuer | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | Issuer | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | RATIFICATION OF SELECTION OF AUDITORS | | Issuer | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | APPROVAL OF AMENDMENTS TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS OF STOCKHOLDERS | | Issuer | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | Shareholder | | Yes | | Against | | For |
Templeton Dragon Fund Inc | | TDF | | 88018T101 | | 5/31/2013 | | ELECTION OF DIRECTORS. | | Issuer | | Yes | | For | | For |
Templeton Dragon Fund Inc | | TDF | | 88018T101 | | 5/31/2013 | | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2012. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2012. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY YEAR 2012. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION OF THE COMPANY FOR THE YEAR 201. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE REMUNERATION OF DIRECTORS AND SUPERVISORS OF THE COMPANY | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2012. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITORS OF THE COMPANY FOR THE YEAR 2013. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE CAP AMOUNTS IN RESPECT OF THE FRAMEWORK AGREEMENT FOR DAILY CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND CHINA GUANGFA BANK CO., LTD. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS/HER ATTORNEY(S) TO MAKE SUCH FURTHER AMENDMENTS, WHICH IN HIS/HER OPINION MAY BE NECESSARY OR DESIRABLE, IN THE PROCESS OF OBTAINING THE RELEVENT REGULATORY APPROVALS. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | TO RECEIVE THE DUTY REPORT OF THE INDEPENDENT DIRECTORS FOR THE YEAR 2012. | | Issuer | | Yes | | For | | For |
China Life Insurance Company Ltd. (ADR) | | LFC | | 16939P106 | | 5/28/2013 | | RECEIVE REPORT ON STATUS OF CONNECTED TRANSACTION & EXECUTION OF CONNECTED TRANSACTIONS MANAGEMENT SYSTEM FOR THE YEAR 2012. | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Adoption of financial statements and reports of Directors and auditor | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Approval of the remuneration report | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | To declare a final dividend for the year ended 31 December 2012 of 5.54p (DKK 0.473) for each ordinary share in the capital of the company | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Election as a director of Ashley Almanza (member of the Risk Committee) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Election as a director of John Connolly (member of the Nomination and Risk Committee) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Election as a director of Adam Crozier (member of the Audit and Nomination Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Election as a director of Paul Spence (member of the Audit, CSR and Risk Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Election as a director of Tim Weller (member of the Audit and Risk Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a Director of Nick Buckles (member of the Risk Committee) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a director of Mark Elliott (member of the CSR, Nomination and Remuneration Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a director of Winnie Kin Wah Fok (member of the CSR and Remuneration Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a director of Grahame Gibson | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a director of Mark Seligman (member of the Audit and Remuneration Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-election as a director of Clare Spottiswoode (member of the CSR and Remuneration Committees) | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Re-appointment of KPMG as auditor | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Authority to allot shares | | Issuer | | Yes | | Against | | Against |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Authority to disapply statutory pre-emption rights | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Authority for purchase of own shares | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Authority to make political donations and incur political expenditure | | Issuer | | Yes | | For | | For |
G4S plc | | GFS | | B01FLG6 | | 6/6/2013 | | Allow general meetings (other than AGMs) to be called on 14 days’ notice | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Approve the 2012 Annual Report of the Company | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Approve the Annual Accounting Statements, including Profit & Loss Statements (Profit & Loss Accounts) of the Company as of 2012 | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Distribution of profit, including payment (declaration) of dividends, and losses of the Company based on 2012 Financial Year results, and also definition of the amount of dividends for shares, method and procedures for its payment | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Payment (declaration) of dividends based on Q1 2013 results, definition of the amount of dividends for shares, method and procedures for its payment | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Elect the Board of Directors of the Company | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Approval of the number of seats in the Management Board of the Company and election of the Management Board of the Company | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Approve Ernst & Young LLC as the Company’s Auditor | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Election of the Revision Commission of the Company | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Definition of the amount of remuneration and/or compensation of expenses to those members of the Company’s Board who did not receive reimbursement during the year, based on the results of the year 2012 | | Issuer | | Yes | | For | | For |
MegaFon OJSC | | MFOYY | | 58517T209 | | 6/28/2013 | | Approval of interrelated related-party transactions: service agreement based on mutual use of Mobile Virtual Network Operator business model and Master Service Agreement between MegaFon OJSC and Scartel LLC | | Issuer | | Yes | | For | | For |
Summit Global Investments
Summit Global Investments U.S. Low Volatility Equity Fund
Issuer of Portfolio Security | | Exchange Ticker
Symbol | | CUSIP # | | Shareholder
Meeting
Date | | Summary of Matter Voted On | | Who
Proposed
Matter:
Issuer /
Shareholder | | Whether Fund
Cast Vote on
Matter | | Fund’s Vote For or
Against Proposal, or
Abstain; For or Withhold
Regarding Election of
Directors | | Whether Vote Was For or
Against Management |
Abbott Laboratories | | ABT | | 002824100 | | 4/26/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Genetically modified ingredients/Lobbying disclosure/Independent board chair/Equity retention and hedging/Incentive compensation/Accelerated vesting of awards upon change in control | | Board | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 002824100 | | 4/26/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Genetically modified ingredients/Lobbying disclosure/Independent board chair/Equity retention and hedging/Incentive compensation/Accelerated vesting of awards upon change in control | | Board | | Yes | | For | | For |
Adobe Systems Incorporated | | ADBE | | 00724F101 | | 4/11/2013 | | Election of Directors/Approval of amendment of 2003 Equity Incentive Plan/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Adobe Systems Incorporated | | ADBE | | 00724F101 | | 4/11/2013 | | Election of Directors/Approval of amendment of 2003 Equity Incentive Plan/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Aetna Inc | | AET | | 00817Y108 | | 5/17/2013 | | Election of Directors/Appointment of independent accounting firm/Approval of propsed amendment to 2010 stock incentive plan/Executive compensation/Proposal on independent board chair/Proposal on political contributions | | Board | | Yes | | For | | For |
Aetna Inc | | AET | | 00817Y108 | | 5/17/2013 | | Election of Directors/Appointment of independent accounting firm/Approval of propsed amendment to 2010 stock incentive plan/Executive compensation/Proposal on independent board chair/Proposal on political contributions | | Board | | Yes | | For | | For |
American Electric Power Company, Inc | | AEP | | 025537101 | | 4/23/2013 | | Election of Directors/Appointment of independent accounting firms | | Board | | Yes | | For | | For |
American Electric Power Company, Inc | | AEP | | 025537101 | | 4/23/2013 | | Election of Directors/Appointment of independent accounting firms | | Board | | Yes | | For | | For |
American Express Company | | AXP | | 025816109 | | 4/29/2013 | | Election of Directors/Appointment of independent accounting firms/Executive compensation | | Board | | Yes | | For | | For |
American Tower Corporation | | AMT | | 03027X100 | | 5/21/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment to reduce ownership threshold to call a special meeting | | Board | | Yes | | For | | For |
American Tower Corporation | | AMT | | 03027X100 | | 5/21/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment to reduce ownership threshold to call a special meeting | | Board | | Yes | | For | | For |
Amerisourcebergen Corporation | | ABC | | 03073E105 | | 2/28/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
AON PLC | | AON | | G0408V102 | | 5/17/2013 | | Election of Directors/Receipt of annual report/Appointment of independent accounting firm and statutory auditor/Authorization Board to determine remuneration of firm/Executive compensation/Approval of remuneration report/Approval of global share purchase plan | | Board | | Yes | | For | | For |
AON PLC | | AON | | G0408V102 | | 5/17/2013 | | Election of Directors/Receipt of annual report/Appointment of independent accounting firm and statutory auditor/Authorization Board to determine remuneration of firm/Executive compensation/Approval of remuneration report/Approval of global share purchase plan | | Board | | Yes | | For | | For |
Apartment Investment And Management Co. | | AIV | | 03748R101 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Apartment Investment And Management Co. | | AIV | | 03748R101 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
AT&T Inc | | T | | 00206R102 | | 4/26/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve stock purchase and deferral plan/Political contribution report/Lead batteries report/Compensation packages/Independent board chairman | | Board | | Yes | | For | | For |
AT&T Inc | | T | | 00206R102 | | 4/26/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve stock purchase and deferral plan/Political contribution report/Lead batteries report/Compensation packages/Independent board chairman | | Board | | Yes | | For | | For |
Autozone, INC | | AZO | | 053332102 | | 12/12/2012 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Ball Corporation | | BALL | | 058723107 | | 4/24/2013 | | Election of Directors/Appointment of independent accounting firm/Approve cash and stock incentive plan/Executive compensation/Proposal that director nominees shall be elected by majority vote | | Board | | Yes | | For | | For |
Ball Corporation | | BALL | | 058723107 | | 4/24/2013 | | Election of Directors/Appointment of independent accounting firm/Approve cash and stock incentive plan/Executive compensation/Proposal that director nominees shall be elected by majority vote | | Board | | Yes | | For | | For |
Baxter International Inc. | | BAX | | 071813109 | | 5/7/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment eliminating classified structure of board of directors/Amendment granting holders of at least 25% of outstanding common stock the right to call a special meeting of shareholders | | Board | | Yes | | For | | For |
Baxter International Inc. | | BAX | | 071813109 | | 5/7/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment eliminating classified structure of board of directors/Amendment granting holders of at least 25% of outstanding common stock the right to call a special meeting of shareholders | | Board | | Yes | | For | | For |
Becton Dickinson and Company | | BDX | | 075887109 | | 1/29/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment to company’s restated certificate of incorporation/Amendment to 2004 employee and director equity-based compensation plan | | Board | | Yes | | For | | For |
Bemis Company, Inc | | BMS | | 081437105 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Bemis Company, Inc | | BMS | | 081437105 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Berkshire Hathaway Inc | | BRK/B | | 084670702 | | 5/4/2013 | | Election of Directors/Greenhouse gas and other emissions | | Board | | Yes | | For | | For |
Boston Properties, Inc. | | BXP | | 101121101 | | 5/21/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
C.R. Bard Inc | | BCR | | 067383109 | | 4/17/2013 | | Election of Directors/Appointment of independent accounting firm/Approve long term incentive plan/Executive compensation/Sustainability reporting/Separation of chair and CEO | | Board | | Yes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 8/1/2012 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Compensation for non-employee directors | | Board | | No | | N/A | | N/A |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal to eliminate accelerated vesting of executives’ equity awards in the event of a change in control | | Board | | Yes | | For | | For |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal to eliminate accelerated vesting of executives’ equity awards in the event of a change in control | | Board | | Yes | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | 11/2/2012 | | Election of Directors/Appointment of independent accounting firm/Executive compensaion/Proposol of executives retaining significant stock | | Board | | Yes | | For | | For |
CenturyLink, Inc | | CTL | | 156700106 | | 5/22/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Equity compensation/Bonus deferrals/Proxy access/Confidential voting | | Board | | Yes | | For | | For |
Cigna Corporation | | CI | | 125509109 | | 4/24/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of amendment to long term incentive plan | | Board | | Yes | | For | | For |
Cigna Corporation | | CI | | 125509109 | | 4/24/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of amendment to long term incentive plan | | Board | | Yes | | For | | For |
Cincinnati Financial Corporation | | CINF | | 172062101 | | 4/27/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal to require sustainability reporting | | Board | | Yes | | For | | For |
Cincinnati Financial Corporation | | CINF | | 172062101 | | 4/27/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal to require sustainability reporting | | Board | | Yes | | For | | For |
Cincinnati Financial Corporation | | CINF | | 172062101 | | 4/27/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal to require sustainability reporting | | Board | | Yes | | For | | For |
CME Group Inc | | CME | | 12572Q105 | | 5/22/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal regarding proxy access | | Board | | Yes | | For | | For |
CME Group Inc | | CME | | 12572Q105 | | 5/22/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal regarding proxy access | | Board | | Yes | | For | | For |
CMS Energy Corporation | | CMS | | 125896100 | | 5/17/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
CMS Energy Corporation | | CMS | | 125896100 | | 5/17/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 5/10/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of 2013 incentive plan/Proposal on executive stock retention requirement | | Board | | Yes | | For | | For |
Conagra Foods, Inc. | | CAG | | 205887102 | | 9/21/2012 | | Election of Directors/Appointment of independent auditor/Executive compensation | | Board | | Yes | | For | | For |
Conocophillips | | COP | | 20825C104 | | 5/14/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Grassroots lobbying expenditure report/Greenhouse gas reduction targets/Gender-identity non-discrimination/Other discretionary matters | | Board | | Yes | | For | | For |
Conocophillips | | COP | | 20825C104 | | 5/14/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Grassroots lobbying expenditure report/Greenhouse gas reduction targets/Gender-identity non-discrimination/Other discretionary matters | | Board | | Yes | | For | | For |
Consolidated Edison, Inc. | | ED | | 209115104 | | 5/20/2013 | | Election of Directors/Appointment of independent accountant/Approval of long term incentive plan/Executive compensation/End practice of benchmarking CEO’s total compensation to that of CEO’s peer companies | | Board | | Yes | | For | | For |
Consolidated Edison, Inc. | | ED | | 209115104 | | 5/20/2013 | | Election of Directors/Appointment of independent accountant/Approval of long term incentive plan/Executive compensation/End practice of benchmarking CEO’s total compensation to that of CEO’s peer companies | | Board | | Yes | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 5/9/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amend 2007 employee stock purchase plan/Amend company charter to reduce voting threshold in the fair price provision/Proposal regarding political contributions and expenditures/Proposal regarding policy on accelerated vesting of equity awards upon a change on control/Proposal regarding lobbying expenditures | | Board | | Yes | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 5/9/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amend 2007 employee stock purchase plan/Amend company charter to reduce voting threshold in the fair price provision/Proposal regarding political contributions and expenditures/Proposal regarding policy on accelerated vesting of equity awards upon a change on control/Proposal regarding lobbying expenditures | | Board | | Yes | | For | | For |
Dollar General Corporation | | DG | | 256677105 | | 5/29/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment to implement a majority voting standard in uncontested elections of directors | | Board | | Yes | | For | | For |
Dollar General Corporation | | DG | | 256677105 | | 5/29/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment to implement a majority voting standard in uncontested elections of directors | | Board | | Yes | | For | | For |
Dominion Resources, Inc | | D | | 25746U109 | | 5/3/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment to allow shareholders to call special meetings/Report on future policy to end use of mountaintop removal coal/Sustainability as a performance measure for executive compensation//Minimizing storage of nuclear waste/Report on financial risk related to climate change | | Board | | Yes | | For | | For |
Dominion Resources, Inc | | D | | 25746U109 | | 5/3/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment to allow shareholders to call special meetings/Report on future policy to end use of mountaintop removal coal/Sustainability as a performance measure for executive compensation//Minimizing storage of nuclear waste/Report on financial risk related to climate change | | Board | | Yes | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Political contributions | | Board | | Yes | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Political contributions | | Board | | Yes | | For | | For |
Equifax Inc | | EFX | | 294429105 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Approval of amended and restated 2008 Omnibus incentive plan/Approval of meterial terms of performance goals of the plan/Executive compensation | | Board | | Yes | | For | | For |
Equifax Inc | | EFX | | 294429105 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Approval of amended and restated 2008 Omnibus incentive plan/Approval of meterial terms of performance goals of the plan/Executive compensation | | Board | | Yes | | For | | For |
Equity Residential | | EQR | | 29476L107 | | 6/13/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal relating to sustainability reporting | | Board | | Yes | | For | | For |
Exxon Mobil Cororation | | XOM | | 30231G102 | | 5/29/2013 | | Election of Directors/Appointment of independent auditors/Executive compensation/Independent chairman/Majority vote for directors/Limit directorship/Report on lobbying/Political contributions/Amendment of EEO policy/Report on natural gas production/Greenhouse gas emmision goals | | Board | | Yes | | For | | For |
Exxon Mobil Cororation | | XOM | | 30231G102 | | 5/29/2013 | | Election of Directors/Appointment of independent auditors/Executive compensation/Independent chairman/Majority vote for directors/Limit directorship/Report on lobbying/Political contributions/Amendment of EEO policy/Report on natural gas production/Greenhouse gas emmision goals | | Board | | Yes | | For | | For |
Family Dollar Stores Inc | | FDO | | 307000109 | | 1/17/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Employee stock purchase plan/Amend business partner code of conduct | | Board | | Yes | | For | | For |
Fidelity National Information Services, Inc. | | FIS | | 31620M106 | | 5/29/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment and restatement of 2008 Omnibus incentive plan | | Board | | Yes | | For | | For |
Fidelity National Information Services, Inc. | | FIS | | 31620M106 | | 5/29/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment and restatement of 2008 Omnibus incentive plan | | Board | | Yes | | For | | For |
Fiserv, Inc. | | FISV | | 337738108 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve amendment and restatement of 2007 Omnibus incentive plan/Executive retention of stock | | Board | | Yes | | For | | For |
Flir Systems, Inc | | FLIR | | 302445101 | | 4/26/2013 | | Election of Directors/Appointment of independent accounting firm/Approve amendment to second restated articles of incorporation to eliminate classification of board of directors and adopt a majority vote standard in uncontested director elections | | Board | | Yes | | For | | For |
Flir Systems, Inc | | FLIR | | 302445101 | | 4/26/2013 | | Election of Directors/Appointment of independent accounting firm/Approve amendment to second restated articles of incorporation to eliminate classification of board of directors and adopt a majority vote standard in uncontested director elections | | Board | | Yes | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 8/15/2012 | | Election of Directors/Executive compensation/Appointment of independent accouting firm/Proxy access/Repeal of company by-law provisions | | Board | | No | | N/A | | N/A |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 8/15/2012 | | Election of Directors/Executive compensation/Appointment of independent accouting firm/Proxy access/Repeal of company by-law provisions | | Board | | No | | N/A | | N/A |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 8/15/2012 | | Election of Directors/Executive compensation/Appointment of independent accouting firm/Proxy access/Repeal of company by-law provisions | | Board | | No | | N/A | | N/A |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 8/15/2012 | | Election of Directors/Executive compensation/Appointment of independent accouting firm/Proxy access/Repeal of company by-law provisions | | Board | | No | | N/A | | N/A |
General Mills, Inc. | | GIS | | 370334104 | | 9/24/2012 | | Election of Directors/Executive Compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Genuine Parts Company | | GPC | | 372460105 | | 4/22/2013 | | Election of Directors/Executive Compensation/Appointment of independent auditors | | Board | | Yes | | For | | For |
Genuine Parts Company | | GPC | | 372460105 | | 4/22/2013 | | Election of Directors/Executive Compensation/Appointment of independent auditors | | Board | | Yes | | For | | For |
Google Inc | | GOOG | | 38259P508 | | 6/6/2013 | | Election of Directors/Appointment of independent accounting firm/Report on lead batteries in supply chain/Equal shareholder voting/Executive stock retention/Succession planning | | Board | | Yes | | For | | For |
Google Inc | | GOOG | | 38259P508 | | 6/6/2013 | | Election of Directors/Appointment of independent accounting firm/Report on lead batteries in supply chain/Equal shareholder voting/Executive stock retention/Succession planning | | Board | | Yes | | For | | For |
H.J. Heinz Company | | HNZ | | 423074103 | | 8/28/2012 | | Election of Directors/Appointment of independent accounting firm/Approval of 2013 stock incentive plan/Re-approval of performance measures included in 2003 stock incentive plan/Executve compensation | | Board | | No | | N/A | | N/A |
H.J. Heinz Company | | HNZ | | 423074103 | | 4/30/2013 | | Approve and adopt merger agreement/Adjourn special meeting if necessary to solicit addition proxies if there are not sufficient votes to accept the merger/Executive compensation | | Board | | Yes | | For | | For |
H.J. Heinz Company | | HNZ | | 423074103 | | 4/30/2013 | | Approve and adopt merger agreement/Adjourn special meeting if necessary to solicit addition proxies if there are not sufficient votes to accept the merger/Executive compensation | | Board | | Yes | | For | | For |
H&R Block, Inc. | | HRB | | 093671105 | | 9/13/2012 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Apprroval of 2013 long term incentive plan/Approve 2000 employee stock purchase plan/Proxy access | | Board | | Yes | | For | | For |
HCP, Inc | | HCP | | 40414L109 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Executve compensation | | Board | | Yes | | For | | For |
HCP, Inc | | HCP | | 40414L109 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Executve compensation | | Board | | Yes | | For | | For |
Health Care Reit, Inc | | HCN | | 42217K106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executve compensation | | Board | | Yes | | For | | For |
Health Care Reit, Inc | | HCN | | 42217K106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executve compensation | | Board | | Yes | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 1/29/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approve share incentive plan | | Board | | Yes | | For | | For |
Humana Inc | | HUM | | 444859102 | | 4/25/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Politcal contributions | | Board | | Yes | | For | | For |
Humana Inc | | HUM | | 444859102 | | 4/25/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Politcal contributions | | Board | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/16/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Approval of amendment and extension of the 2006 equity incentive plan/Proposal titled “Executives to Retain Significant Stock” | | Board | | Yes | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 5/16/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Approval of amendment and extension of the 2006 equity incentive plan/Proposal titled “Executives to Retain Significant Stock” | | Board | | Yes | | For | | For |
International Business Machines Corporation | | IBM | | 459200101 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Disclosure of lobbying practices and policies/Right to act by written consent/Independent board chair/Executives to retain significant stock | | Board | | Yes | | For | | For |
International Business Machines Corporation | | IBM | | 459200101 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Disclosure of lobbying practices and policies/Right to act by written consent/Independent board chair/Executives to retain significant stock | | Board | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | Ekection of Directors/Executive compensation/Appointment of independent accounting firm/Proposal for executives to retain significant stock/Political contributions and corporate values/Independent board chairman | | Board | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 4/25/2013 | | Ekection of Directors/Executive compensation/Appointment of independent accounting firm/Proposal for executives to retain significant stock/Political contributions and corporate values/Independent board chairman | | Board | | Yes | | For | | For |
Kellogg Company | | K | | 487836108 | | 4/26/2013 | | Ekection of Directors/Executive compensation/Executive compensation/Approval of 2013 long term incentive plan/Appointment of independent accounting firm/Proposal to repeal classified board | | Board | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 494368103 | | 5/2/2013 | | Election of Directors/Ratification of independent auditors/Executive compensation | | Board | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 494368103 | | 5/2/2013 | | Election of Directors/Ratification of independent auditors/Executive compensation | | Board | | Yes | | For | | For |
Kimco Realty Corporation | | KIM | | 49446R109 | | 4/30/2013 | | Election of Directors/Ratification of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Kimco Realty Corporation | | KIM | | 49446R109 | | 4/30/2013 | | Election of Directors/Ratification of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Kohl’s Corporation | | KSS | | 500255104 | | 5/16/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal on policy on animal cruelty on products containing animal fur/Indeoendent board chairman | | Board | | Yes | | For | | For |
Kraft Foods, Inc. | | KFT | | 50075N104 | | | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | No | | N/A | | N/A |
Laboratory Corp of America Holdings | | LH | | 50540R409 | | 5/8/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Linear Technology Corporation | | LLTC | | 535678106 | | 11/7/2012 | | Election of Directors/Executive compensation/Appointment of independent accouting firm | | Board | | Yes | | For | | For |
Loews Corporation | | L | | 540424108 | | 5/14/2013 | | Election of Directors/Executive compensation/Appointment of independent auditor | | Board | | Yes | | For | | For |
Loews Corporation | | L | | 540424108 | | 5/14/2013 | | Election of Directors/Executive compensation/Appointment of independent auditor | | Board | | Yes | | For | | For |
M&T Bank Corporation | | MTB | | 55261F104 | | 4/16/2013 | | Election of Directors/Employee stock purchase plan/Executive compensation/Recommendation on frequency of future advisory votes on executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
M&T Bank Corporation | | MTB | | 55261F104 | | 4/16/2013 | | Election of Directors/Employee stock purchase plan/Executive compensation/Recommendation on frequency of future advisory votes on executive compensation/Appointment of independent accoutning firm | | Board | | Yes | | For | | For |
Marsh & Mclennan Companies, Inc | | MMC | | 571748102 | | 5/16/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Marsh & Mclennan Companies, Inc | | MMC | | 571748102 | | 5/16/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Mastercard Incorporated | | MA | | 57636Q104 | | 6/18/2013 | | Election of Directors/Executive compensation/Appointment of public accounting firm | | Board | | Yes | | For | | For |
McDonald’s Corporation | | MCD | | 580135101 | | 5/23/2012 | | Election of Directors/Executive compensation/Appointment of public accounting firm | | Board | | Yes | | For | | For |
McDonald’s Corporation | | MCD | | 580135101 | | 5/23/2012 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Proposal requesting annual report on executive compensation/Propsal requesting executive stock retention policy/Proposal requesting human rights report/Proposal requesting nutrition report | | Board | | Yes | | For | | For |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 4/30/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Proposal requesting annual report on executive compensation/Propsal requesting executive stock retention policy/Proposal requesting human rights report/Proposal requesting nutrition report | | Board | | Yes | | For | | For |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Mororola Solutions, Inc | | MSI | | 620076307 | | 5/6/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation/Encourage suppliers to publish an annual sustainability report/Political disclosures and accountability | | Board | | Yes | | For | | For |
Mororola Solutions, Inc | | MSI | | 620076307 | | 5/6/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation/Encourage suppliers to publish an annual sustainability report/Political disclosures and accountability | | Board | | Yes | | For | | For |
Northeast Utilities | | NU | | 664397106 | | 5/1/2013 | | Eleciton of Trustees/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
Northeast Utilities | | NU | | 664397106 | | 5/1/2013 | | Eleciton of Trustees/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
O’Reilly Automotive, Inc | | ORLY | | 67103H107 | | 5/7/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation/Allow shareholders with more than 25%of voting power to call a speacial meeting/Allow minor updates in articles of incorporation to allow updates to conform to current laws | | Board | | Yes | | For | | For |
O’Reilly Automotive, Inc | | ORLY | | 67103H107 | | 5/7/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation/Allow shareholders with more than 25%of voting power to call a speacial meeting/Allow minor updates in articles of incorporation to allow updates to conform to current laws | | Board | | Yes | | For | | For |
People’s United Financial, Inc | | PBCT | | 712704105 | | 4/18/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment and restatement of certificate of incorporation | | Board | | Yes | | For | | For |
People’s United Financial, Inc | | PBCT | | 712704105 | | 4/18/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Amendment and restatement of certificate of incorporation | | Board | | Yes | | For | | For |
Pfizer Inc | | PFE | | 717081103 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal regarding executive equity retention/Proposal regarding action by written consent | | Board | | Yes | | For | | For |
Pfizer Inc | | PFE | | 717081103 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal regarding executive equity retention/Proposal regarding action by written consent | | Board | | Yes | | For | | For |
Pfizer Inc | | PFE | | 717081103 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Proposal regarding executive equity retention/Proposal regarding action by written consent | | Board | | Yes | | For | | For |
Pinnacle West Capital Corporation | | PNW | | 723484101 | | 5/15/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Pinnacle West Capital Corporation | | PNW | | 723484101 | | 5/15/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Plum Creek Timber Company, Inc. | | PCL | | 729251108 | | 5/7/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Plum Creek Timber Company, Inc. | | PCL | | 729251108 | | 5/7/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
PPL Corporation | | PPL | | 69351T106 | | 5/15/2013 | | Election of Directors/Amendment to implement majority vote standard in uncontested elections of directors/Appointment of independent accounting firm/Executive compensation/Request for political spending report | | Board | | Yes | | For | | For |
PPL Corporation | | PPL | | 69351T106 | | 5/15/2013 | | Election of Directors/Amendment to implement majority vote standard in uncontested elections of directors/Appointment of independent accounting firm/Executive compensation/Request for political spending report | | Board | | Yes | | For | | For |
Proctor & Gamble | | PG | | 742718109 | | 10/9/2012 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Political contribution/Adopt a simple majority vote producer responibilty packaging | | Board | | Yes | | For | | For |
Progress Energy, Inc. | | PGN | | 743263105 | | 8/8/2012 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Re-approve 2007 equity incentive plan | | Board | | No | | N/A | | N/A |
Public Storage | | PSA | | 74460D109 | | 5/9/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Republic Services, Inc | | RSG | | 760759100 | | 5/9/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approval of 2007 stock incentive plan/Payments upon the death of a senior executive/Political contributions and expenditures | | Board | | Yes | | For | | For |
Republic Services, Inc | | RSG | | 760759100 | | 5/9/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approval of 2007 stock incentive plan/Payments upon the death of a senior executive/Political contributions and expenditures | | Board | | Yes | | For | | For |
Rockwell Collins Inc | | COL | | 774341101 | | 2/2/2013 | | Election of Directors/Appointment of independesnt auditor/Executive compensation/Approve 2013 emplyee stock purchase plan/Proposal to repeal board of directors structure | | Board | | Yes | | For | | For |
Ross Stores, Inc. | | ROST | | 778296103 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approval of 2008 equity incentive plan | | Board | | Yes | | For | | For |
Scana Corporation | | SCG | | 80589M102 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Repeal of classification of board of directors | | Board | | Yes | | For | | For |
Scana Corporation | | SCG | | 80589M102 | | 4/25/2013 | | Election of Directors/Appointment of independent accounting firm/Repeal of classification of board of directors | | Board | | Yes | | For | | For |
Southwest Airlines Co. | | LUV | | 844741108 | | 5/15/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of amended 1991 employee stock purchase plan | | Board | | Yes | | For | | For |
Southwest Airlines Co. | | LUV | | 844741108 | | 5/15/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of amended 1991 employee stock purchase plan | | Board | | Yes | | For | | For |
Spectra Energy Corp | | SE | | 847560109 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Disclosure of political contributions/Fugitive methane emissions report | | Board | | Yes | | For | | For |
Spectra Energy Corp | | SE | | 847560109 | | 4/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Disclosure of political contributions/Fugitive methane emissions report | | Board | | Yes | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 6/12/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Independent chairman/Electronics recycling | | Board | | Yes | | For | | For |
Target Corportation | | TGT | | 87612E106 | | 6/12/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Independent chairman/Electronics recycling | | Board | | Yes | | For | | For |
The Chubb Corporation | | CB | | 171232101 | | 4/30/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Political contributions/Annual sustainability report | | Board | | Yes | | For | | For |
The Chubb Corporation | | CB | | 171232101 | | 4/30/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation/Political contributions/Annual sustainability report | | Board | | Yes | | For | | For |
The Clorox Company | | CLX | | 189054109 | | 11/14/2012 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve 2005 stock incentive plan | | Board | | Yes | | For | | For |
The Hershey Company | | HSY | | 427866108 | | 4/30/2013 | | Election of Directors/Executive compensation/Appointment of independent auditor | | Board | | Yes | | For | | For |
The Hershey Company | | HSY | | 427866108 | | 4/30/2013 | | Election of Directors/Executive compensation/Appointment of independent auditor | | Board | | Yes | | For | | For |
The Progressive Corporation | | PGR | | 743315103 | | 5/16/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
The Progressive Corporation | | PGR | | 743315103 | | 5/16/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Board | | Yes | | For | | For |
The Southern Company | | SO | | 842587107 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Ratification of by law amendment/Reduce two-thirds supermajority requirements in to a majority vote/Reduce 75% supermajority requirements to two-thirds vote | | Board | | Yes | | For | | For |
The Southern Company | | SO | | 842587107 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Ratification of by law amendment/Reduce two-thirds supermajority requirements in to a majority vote/Reduce 75% supermajority requirements to two-thirds vote | | Board | | Yes | | For | | For |
The Travelers Companies, Inc | | TRV | | 89417E109 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Amendment to provide additional authority to issue preferred stock/Proposal relating to political contributions and expenditures | | Board | | Yes | | For | | For |
The Travelers Companies, Inc | | TRV | | 89417E109 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Amendment to provide additional authority to issue preferred stock/Proposal relating to political contributions and expenditures | | Board | | Yes | | For | | For |
The Walt Disney Company | | DIS | | 254687106 | | 3/6/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approve 2002 executive performance plan/Proxy access/Future separation of chairman and chief executive officer | | Board | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Amendment to provide stockholders the right to call special meetings of stockholders | | Board | | Yes | | For | | For |
The Western Union Company | | WU | | 959802109 | | 5/30/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Amendment to provide stockholders the right to call special meetings of stockholders | | Board | | Yes | | For | | For |
Torchmark Corporation | | TMK | | 891027104 | | 4/25/2013 | | Election of Directors/Executive compensation/Appointment of independent auditors/Approval of management incentive plan | | Board | | Yes | | For | | For |
Torchmark Corporation | | TMK | | 891027104 | | 4/25/2013 | | Election of Directors/Executive compensation/Appointment of independent auditors/Approval of management incentive plan | | Board | | Yes | | For | | For |
Total System Services, Inc | | TSS | | 891906109 | | 4/20/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation | | Board | | Yes | | For | | For |
Total System Services, Inc | | TSS | | 891906109 | | 4/30/2013 | | Election of Directors/Appointment of independent auditor/Executive compensation | | Board | | Yes | | For | | For |
United Parcel Service, Inc | | UPS | | 911312106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Lobbying disclosure/Proposal to reduce the voting power of class A stock | | Board | | Yes | | For | | For |
United Parcel Service, Inc | | UPS | | 911312106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Lobbying disclosure/Proposal to reduce the voting power of class A stock | | Board | | Yes | | For | | For |
UnitedHealth Goup Incorporated | | UNH | | 91324P102 | | 6/3/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Request for additional lobbying dsclosure | | Board | | Yes | | For | | For |
UnitedHealth Goup Incorporated | | UNH | | 91324P102 | | 6/3/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Request for additional lobbying dsclosure | | Board | | Yes | | For | | For |
Ventas, Inc | | VTR | | 92276F100 | | 5/16/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Equity retention policy/Proposal regarding independent chairman/Acceleration of equity award vesting/Tax gross-up payments | | Board | | Yes | | For | | For |
Ventas, Inc | | VTR | | 92276F100 | | 5/16/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Equity retention policy/Proposal regarding independent chairman/Acceleration of equity award vesting/Tax gross-up payments | | Board | | Yes | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of long term incentive plan/Network neutrality/Lobbying activities/Proxy access bylaw/Severance approval policy/Shareholder right to call a special meeting/Shareholder right to act by written consent | | Board | | Yes | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of long term incentive plan/Network neutrality/Lobbying activities/Proxy access bylaw/Severance approval policy/Shareholder right to call a special meeting/Shareholder right to act by written consent | | Board | | Yes | | For | | For |
Visa Inc | | V | | 92826C839 | | 1/30/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Lobbying practices | | Board | | Yes | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 6/7/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approval of incentive plan/Special shareowner meeting right/Equity retention requirement/Independent chairman/Request for annuall report on recoupment of executive pay | | Board | | Yes | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 6/7/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Approval of incentive plan/Special shareowner meeting right/Equity retention requirement/Independent chairman/Request for annuall report on recoupment of executive pay | | Board | | Yes | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | 1/1/2013 | | Election of Directors/Executive compensation/Approve incentive plan/Appointment of independent accounting firm/Proposal regarding accelerated vesting of equity awards | | Board | | Yes | | For | | For |
Waste Management, Inc | | WM | | 94106L109 | | 5/10/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Stockholder proposal regarding senior executives to hold a significant percentage of equity awards until retirement/Disclosure of political contributions/Proposal regarding compensation benchmarking cap | | Board | | Yes | | For | | For |
Waste Management, Inc | | WM | | 94106L109 | | 5/10/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Stockholder proposal regarding senior executives to hold a significant percentage of equity awards until retirement/Disclosure of political contributions/Proposal regarding compensation benchmarking cap | | Board | | Yes | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | 11/8/2012 | | Election of Directors/Approve 2004 performance incentive plan/Approve 2005 employee stock purchase plan/Executive compensation/Appointmet of independent accouting firm | | Board | | Yes | | For | | For |
Wisconsin Energy Corporation | | WEC | | 976657106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Wisconsin Energy Corporation | | WEC | | 976657106 | | 5/2/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation | | Board | | Yes | | For | | For |
Xcel Energy Inc. | | XEL | | 98389B100 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Proposal on separation of roles of Chairman and CEO | | Board | | Yes | | For | | For |
Xcel Energy Inc. | | XEL | | 98389B100 | | 5/22/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Proposal on separation of roles of Chairman and CEO | | Board | | Yes | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | 6/25/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Social responsibility report/Political disclosure and accountability | | Board | | Yes | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | 6/25/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm/Social responsibility report/Political disclosure and accountability | | Board | | Yes | | For | | For |
*Complete for each series of the Registrant, as applicable.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The RBB Fund, Inc. | |
|
|
By (Signature and Title)* | /s/ Salvatore Faia |
| Salvatore Faia, President |
| (Principal Executive Officer) |
|
Date | August 22, 2013 |
| | | | |
*Print the name and title of each signing officer under his or her signature.
