UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05518
The RBB Fund, Inc.
(Exact name of registrant as specified in charter)
Bellevue Park Corporate Center
103 Bellevue Parkway
Wilmington, DE 19809
(Address of principal executive offices) (Zip code)
Salvatore Faia
BNY Mellon Investment Servicing (US) Inc.
103 Bellevue Parkway
Wilmington, DE 19809
(Name and address of agent for service)
Registrant’s telephone number, including area code: 302-791-1851
Date of fiscal year end: August 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
BlackRock Advisors, LLC
Money Market Portfolio
The Bedford and Sansom Street Shares of the Money Market Portfolio did not vote any proxies during the one year period ended June 30, 2014.
Bogle Investment Management
Bogle Investment Management Small Cap Growth
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05518
Reporting Period: 07/01/2013 - 06/30/2014
The RBB Fund, Inc.
========================= Bogle Small Cap Growth Fund ==========================
AECOM TECHNOLOGY CORPORATION
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Burke For Withhold Management
1.2 Elect Director David W. Joos For For Management
1.3 Elect Director Robert J. Routs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AEP INDUSTRIES INC.
Ticker: AEPI Security ID: 001031103
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira M. Belsky For Withhold Management
1.2 Elect Director John J. Powers For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: FEB 13, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Acquisition of International For For Management
Lease Finance Corporation
3a Approve Conditional Appointment of For For Management
Robert H. Benmosche as Non-Executive
Director
3b Approve Conditional Appointment of For For Management
David L. Herzog as Non-Executive
Director
4a Reelect Robert G. Warden as For For Management
Non-Executive Director
4b Reelect Richard M. Gradon as For For Management
Non-Executive Director
4c Reelect Paul T. Dacier as For For Management
Non-Executive Director
4d Reelect Aengus Kelly as Executive For For Management
Director
5 Conditional Approval of Restricted For Against Management
Stock Plan
6a Amend Articles Re: Clarification of For For Management
Effects of Abstentions, Blank Votes,
and Invalid Votes
6b Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendment Re: Item 6a
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements �� For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Board of Directors For For Management
7 Designate Keth A. Helming as For For Management
Designated Person to Represent the
Company in Case all Directors Are
Absent/ Prevented from Acting
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
10 Approve Cancellation of Repurchased For For Management
Shares
11a Increase Authorized Share Capital from For For Management
EUR 2.5 Million to EUR 3.5 Million Re:
Acquisition of International Lease
Finance Corporation
11b Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendment Re: Item 11a
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
AFFYMETRIX, INC.
Ticker: AFFX Security ID: 00826T108
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P.A. Fodor For Against Management
1b Elect Director Frank Witney For Against Management
1c Elect Director Nelson C. Chan For For Management
1d Elect Director Gary S. Guthart For For Management
1e Elect Director Jami Dover Nachtsheim For For Management
1f Elect Director Robert H. Trice For For Management
1g Elect Director Robert P. Wayman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALCATEL LUCENT
Ticker: ALU Security ID: 013904305
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Elect Veronique Morali as Director For For Management
5 Elect Francesco Caio as Director For For Management
6 Reelect Kim Crawford as Director For For Management
7 Reelect Jean-Cyril Spinetta as Director For For Management
8 Advisory Vote on Compensation of For For Management
Michel Combes
9 Advisory Vote on Compensation of For For Management
Philippe Camus
10 Ratify Change of Registered Office to For For Management
148/152, Route de la Reine, 92100
Boulogne-Billancourt and Amend Article
4 of Bylaws Accordingly
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 46.5 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with a Binding
Priority Right up to Aggregate Nominal
Amount of EUR 28.25 Million, and up to
Aggregate Nominal Amount of EUR 14.1
Million without a Binding Priority
Right
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 14.1 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 5 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
20 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
24 Amendments or new resolutions proposed For For Management
at the meeting
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: NOV 01, 2013 Meeting Type: Special
Record Date: SEP 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLIANCE HEALTHCARE SERVICES, INC.
Ticker: AIQ Security ID: 018606301
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Curtis S. Lane For Withhold Management
1.3 Elect Director Paul S. Viviano For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Ticker: AWH Security ID: H01531104
Meeting Date: OCT 17, 2013 Meeting Type: Special
Record Date: SEP 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eric S. Schwartz For Did Not Vote Management
--------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Ticker: AWH Security ID: H01531104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For Did Not Vote Management
2.1 Elect Barbara T. Alexander as Director For Did Not Vote Management
2.2 Elect Scott A. Carmilani as Director For Did Not Vote Management
2.3 Elect James F. Duffy as Director For Did Not Vote Management
2.4 Elect Bart Friedman as Director For Did Not Vote Management
2.5 Elect Scott Hunter as Director For Did Not Vote Management
2.6 Elect Patrick de Saint-Aignan as For Did Not Vote Management
Director
2.7 Elect Eric S. Schwartz as Director For Did Not Vote Management
2.8 Elect Samuel J. Weinhoff as Director For Did Not Vote Management
3 Elect Scott A. Carmilani as Board For Did Not Vote Management
Chairman
4.1 Appoint Barbara T. Alexander as Member For Did Not Vote Management
of the Compensation Committee
4.2 Appoint James F. Duffy as Member of For Did Not Vote Management
the Compensation Committee
4.3 Appoint Bart Friedman as Member of the For Did Not Vote Management
Compensation Committee
4.4 Appoint Scott Hunter as Member of the For Did Not Vote Management
Compensation Committee
4.5 Appoint Patrick de Saint-Aignan as For Did Not Vote Management
Member of the Compensation Committee
4.6 Appoint Eric S. Schwartz as Member of For Did Not Vote Management
the Compensation Committee
4.7 Appoint Samuel J. Weinhoff as Member For Did Not Vote Management
of the Compensation Committee
5 Designate Buis Buergi AG as For Did Not Vote Management
Independent Proxy
6 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
7 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
8 Approve Retention of Disposable Profits For Did Not Vote Management
9 Approve Dividends For Did Not Vote Management
10 Approve Reduction in Share Capital For Did Not Vote Management
11 Authorize Share Repurchase Program For Did Not Vote Management
12 Approve 3:1 Stock Split For Did Not Vote Management
13 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
14 Appoint Deloitte & Touche Ltd. as For Did Not Vote Management
Independent Auditor and Deloitte AG as
Statutory Auditor
15 Appoint PricewaterhouseCoopers AG as For Did Not Vote Management
Special Auditor
16 Approve Discharge of Board and Senior For Did Not Vote Management
Management
17 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
AMERICAN PACIFIC CORPORATION
Ticker: APFC Security ID: 028740108
Meeting Date: MAR 11, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Smith Campbell For For Management
1.2 Elect Director C. Keith Rooker For For Management
1.3 Elect Director Charlotte E. Sibley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Brandt, Jr. For For Management
1.2 Elect Director Andrew B. Cogan For For Management
1.3 Elect Director Martha M. Dally For For Management
1.4 Elect Director James G. Davis, Jr. For For Management
1.5 Elect Director Kent B. Guichard For For Management
1.6 Elect Director Daniel T. Hendrix For For Management
1.7 Elect Director Kent J. Hussey For For Management
1.8 Elect Director Carol B. Moerdyk For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AHS Security ID: 001744101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director R. Jeffrey Harris For For Management
1c Elect Director Michael M.E. Johns For For Management
1d Elect Director Martha H. Marsh For For Management
1e Elect Director Susan R. Salka For For Management
1f Elect Director Andrew M. Stern For For Management
1g Elect Director Paul E. Weaver For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Wheeler For For Management
1.2 Elect Director Charles H. Sherwood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam (Suri) For For Management
Suriyakumar
1.2 Elect Director Thomas J. Formolo For For Management
1.3 Elect Director Dewitt Kerry McCluggage For For Management
1.4 Elect Director James F. McNulty For For Management
1.5 Elect Director Mark W. Mealy For For Management
1.6 Elect Director Manuel Perez de la Mesa For For Management
1.7 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Henry A. Crumpton For For Management
1.3 Elect Director Cynthia A. Flanders For Withhold Management
1.4 Elect Director William F. Griffin, Jr. For For Management
1.5 Elect Director William F. Leimkuhler For Withhold Management
1.6 Elect Director W.G. Champion Mitchell For For Management
1.7 Elect Director James W. Quinn For Withhold Management
1.8 Elect Director Brian R. Sherras For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARKANSAS BEST CORPORATION
Ticker: ABFS Security ID: 040790107
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alden For For Management
1.2 Elect Director Fred A. Allardyce For For Management
1.3 Elect Director William M. Legg For For Management
1.4 Elect Director Judy R. McReynolds For For Management
1.5 Elect Director John H. Morris For For Management
1.6 Elect Director Craig E. Philip For For Management
1.7 Elect Director Steven L. Spinner For For Management
1.8 Elect Director Janice E. Stipp For For Management
1.9 Elect Director Robert A. Young, III For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
Ticker: AHL Security ID: G05384105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher O'Kane For For Management
1.2 Elect Director Liaquat Ahamed For For Management
1.3 Elect Director Albert Beer For For Management
1.4 Elect Director John Cavoores For For Management
1.5 Elect Director Heidi Hutter For For Management
1.6 Elect Director Gary Gregg For For Management
1.7 Elect Director Bret Pearlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Whelan, Jr. For For Management
1.2 Elect Director Donald P. Casey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Howard L. Carver For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Elyse Douglas For For Management
1e Elect Director Lawrence V. Jackson For For Management
1f Elect Director David B. Kelso For For Management
1g Elect Director Charles J. Koch For For Management
1h Elect Director Jean-Paul L. Montupet For For Management
1i Elect Director Robert B. Pollock For For Management
1j Elect Director Paul J. Reilly For For Management
1k Elect Director Robert W. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Francisco L. Borges as Director For For Management
1.2 Elect G. Lawrence Buhl as Director For For Management
1.3 Elect Stephen A. Cozen as Director For For Management
1.4 Elect Dominic J. Frederico as Director For For Management
1.5 Elect Bonnie L. Howard as Director For For Management
1.6 Elect Patrick W. Kenny as Director For For Management
1.7 Elect Simon W. Leathes as Director For For Management
1.8 Elect Robin Monro-Davies as Director For For Management
1.9 Elect Michael T. O'Kane as Director For For Management
1.10 Elect Yukiko Omura as Director For For Management
1.11 Elect Wilbur L. Ross, Jr. as Director For For Management
1.12 Elect Howard W. Albert as Director of For For Management
Assured Guaranty Re Ltd
1.13 Elect Robert A. Bailenson as Director For For Management
of Assured Guaranty Re Ltd
1.14 Elect Russell B. Brewer, II as For For Management
Director of Assured Guaranty Re Ltd
1.15 Elect Gary Burnet as Director of For For Management
Assured Guaranty Re Ltd
1.16 Elect Stephen Donnarumma as Director For For Management
of Assured Guaranty Re Ltd
1.17 Elect Dominic J. Frederico as Director For For Management
of Assured Guaranty Re Ltd
1.18 Elect James M. Michener as Director of For For Management
Assured Guaranty Re Ltd
1.19 Elect Robert B. Mills as Director of For For Management
Assured Guaranty Re Ltd
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Ratify PwC as AG Re's Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert L. Friedman as Director For For Management
1.2 Elect Cheryl-Ann Lister as Director For For Management
1.3 Elect Thomas C. Ramey as Director For For Management
1.4 Elect Wilhelm Zeller as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Michael L. Elich For For Management
1.3 Elect Director James B. Hicks For For Management
1.4 Elect Director Roger L. Johnson For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Anthony Meeker For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ahrens For For Management
1.2 Elect Director Joseph H. Capper For For Management
1.3 Elect Director Joseph A. Frick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRIGHTCOVE INC.
Ticker: BCOV Security ID: 10921T101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Mendels For Withhold Management
1.2 Elect Director Derek Harrar For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROADWIND ENERGY, INC.
Ticker: BWEN Security ID: 11161T207
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles H. Beynon For For Management
1.2 Elect Director Peter C. Duprey For For Management
1.3 Elect Director William T. Fejes, Jr. For For Management
1.4 Elect Director Terence P. Fox For For Management
1.5 Elect Director David P. Reiland For For Management
1.6 Elect Director Thomas A. Wagner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato (Renny) A. For For Management
DiPentima
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Dave House For For Management
1.7 Elect Director L. William Krause For For Management
1.8 Elect Director David E. Roberson For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC.
Ticker: BWLD Security ID: 119848109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally J. Smith For Withhold Management
1.2 Elect Director J. Oliver Maggard For For Management
1.3 Elect Director James M. Damian For For Management
1.4 Elect Director Dale M. Applequist For For Management
1.5 Elect Director Warren E. Mack For Withhold Management
1.6 Elect Director Michael P. Johnson For For Management
1.7 Elect Director Jerry R. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAESARSTONE SDOT-YAM LTD.
Ticker: CSTE Security ID: M20598104
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Maxim Ohana as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Eitan Shachar as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Boaz Shani as Director Until For For Management
the End of the Next Annual General
Meeting
1.4 Reelect Shachar Degani as Director For For Management
Until the End of the Next Annual
General Meeting
1.5 Reelect Gal Cohen as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Elect Ram Belnikov as Director Until For For Management
the End of the Next Annual General
Meeting
2 Approve Compensation of Directors of For For Management
the Company
3 Approve Conditions for the Extension, For For Management
Renewal, and Entering nto a New
Insurance Policy for Directors and
Officers of the Company officers?
liability
4 Amend Articles of Association For For Management
5 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board for 2012
7 Other Business (Voting), If Relevant For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CAESARSTONE SDOT-YAM LTD.
Ticker: CSTE Security ID: M20598104
Meeting Date: FEB 21, 2014 Meeting Type: Special
Record Date: JAN 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Avner Naveh as Director Until For For Management
the Next Annual Meeting
2 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3 Approve Compensation of Avner Naveh, For For Management
Incoming Director
4 Amend Articles of Association For For Management
5 Other Business (Voting if Applicable) For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC.
Ticker: CLMS Security ID: 12811R104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Black For Against Management
1.2 Elect Director Thomas F. Eggers For For Management
1.3 Elect Director Richard W. Gilbert For For Management
1.4 Elect Director Keith M. Schappert For For Management
1.5 Elect Director William N. Shiebler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors �� For For Management
--------------------------------------------------------------------------------
CALIX, INC.
Ticker: CALX Security ID: 13100M509
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin DeNuccio For For Management
1.2 Elect Director Michael Matthews For For Management
1.3 Elect Director Thomas Pardun For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALLIDUS SOFTWARE INC.
Ticker: CALD Security ID: 13123E500
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William B. Binch For For Management
1b Elect Director Kevin M. Klausmeyer For For Management
1c Elect Director Michele Vion For For Management
2 Amend Qualified Employee Stock For Against Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker: CPLA Security ID: 139594105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kevin Gilligan For For Management
1.2 Elect Director Michael A. Linton For For Management
1.3 Elect Director Michael L. Lomax For For Management
1.4 Elect Director Jody G. Miller For For Management
1.5 Elect Director Stephen G. Shank For For Management
1.6 Elect Director Andrew M. Slavitt For For Management
1.7 Elect Director David W. Smith For For Management
1.8 Elect Director Jeffrey W. Taylor For For Management
1.9 Elect Director Darrell R. Tukua For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASCADE MICROTECH, INC.
Ticker: CSCD Security ID: 147322101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Burger For Withhold Management
1.2 Elect Director Raymond A. Link For For Management
1.3 Elect Director Martin L. Rapp For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Richard F. Wallman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHINA DISTANCE EDUCATION HOLDINGS LIMITED
Ticker: DL Security ID: 16944W104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Carol Yu and Liankui Hu as For For Management
Directors
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIMATRON LTD.
Ticker: CIMT Security ID: M23798107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Rami Entin as External For For Management
Director for a Three Year Term and
Approve Granting 10,000 Ordinary Shares
2 Rerlect Eti Livni as External Director For For Management
for a Three Year Term and Approve
Granting 10,000 Ordinary Shares
3.1 Reelect Yossi Ben Shalom as Director For For Management
Until the End of the Next Annual
General Meeting
3.2 Reelect David Golan as Director Until For For Management
the End of the Next Annual General
Meeting
3.3 Reelect Dan Haran as Director Until For For Management
the End of the Next Annual General
Meeting
3.4 Reelect Wiliam F. Gibbs as Director For For Management
Until the End of the Next Annual
General Meeting
4 Grant David Golan, Director, For For Management
Restricted Shares Grant
5 Amend Articles of Association, For For Management
Regarding the Required Quorum for
Convening a General Meeting
6 Reappoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
7 Other Business (Voting if applicable) For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For Withhold Management
1.2 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurens M. Goff For For Management
1.2 Elect Director R. Edward Anderson For For Management
1.3 Elect Director Lawrence E. Hyatt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLICKSOFTWARE TECHNOLOGIES LTD.
Ticker: CKSW Security ID: M25082104
Meeting Date: JUL 08, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Financial Statements and the None None Management
Report of the Board for 2012
2 Appoint Brightman Almagor Zohar & Co., For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Reelect Menahem Shalgi as External For For Management
Director and approve His Compensation
5 Appoint Moshe BenBassat as Both For For Management
Chairman of the Board of Directors and
Chief Executive Officer
6 Grant Options to Moshe BenBassat for For Against Management
the Purchase of 90,000 Ordinary Shares
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CLICKSOFTWARE TECHNOLOGIES LTD.
Ticker: CKSW Security ID: M25082104
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board for 2013
2 Reappoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
3 Approve Amendments to the Compensation For For Management
Policy for the Directors and Officers
of the Company
4 Reelect Israel Borovich as Class II For For Management
Director and Approve Director's
Remuneration
5 Reelect Gil Weiser as Class II For For Management
Director and Approve Director's
Remuneration
6 Grant Moshe BenBassat, CEO, Options to For Against Management
Purchase 90,000 Shares
7 Approve Increase of Cash Compensation For For Management
to Moshe BenBassat, CEO
8 Other Business (Voting if applicable) For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768203
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director David W. Sledge For For Management
1.3 Elect Director Jim L. Turner For For Management
1.4 Elect Director Elizabeth B. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COMVERSE, INC. ��
Ticker: CNSI Security ID: 20585P105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director James Budge For For Management
1c Elect Director Matthew A. Drapkin For For Management
1d Elect Director Doron Inbar For For Management
1e Elect Director Neil Montefiore For For Management
1f Elect Director Henry R. Nothhaft For For Management
1g Elect Director Philippe Tartavull For For Management
1h Elect Director Mark C. Terrell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONCURRENT COMPUTER CORPORATION
Ticker: CCUR Security ID: 206710402
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Blackmon For For Management
1.2 Elect Director Larry L. Enterline For For Management
1.3 Elect Director C. Shelton James For For Management
1.4 Elect Director Dan Mondor For For Management
1.5 Elect Director Steve G. Nussrallah For For Management
1.6 Elect Director Robert M. Pons For For Management
1.7 Elect Director Dilip Singh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Allen For For Management
1b Elect Director Stuart W. Booth For For Management
1c Elect Director Gary F. Colter For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Thomas B. Perkins For For Management
1f Elect Director Harvey L. Tepner For For Management
1g Elect Director Randolph I. Thornton For For Management
1h Elect Director J. Michael Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE THERAPEUTICS INC.
Ticker: CRTX Security ID: 21924P103
Meeting Date: JAN 31, 2014 Meeting Type: Special
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223622101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Cohen For Withhold Management
1.2 Elect Director Katherine Elizabeth For For Management
Dietze
1.3 Elect Director Steven Kotler For For Management
1.4 Elect Director Jerome S. Markowitz For For Management
1.5 Elect Director Jack H. Nusbaum For Withhold Management
1.6 Elect Director Jeffrey M. Solomon For Withhold Management
1.7 Elect Director Thomas W. Strauss For Withhold Management
1.8 Elect Director Joseph R. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Joseph A. Trunfio For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSSTEX ENERGY, INC.
Ticker: ENLC Security ID: 22765Y104
Meeting Date: MAR 07, 2014 Meeting Type: Special
Record Date: FEB 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CTC MEDIA, INC.
Ticker: CTCM Security ID: 12642X106
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamjid Basunia For For Management
1.2 Elect Director Irina Gofman For For Management
1.3 Elect Director Timur Weinstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Gage For For Management
1.2 Elect Director Wendell Wierenga For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Einar Michael Steimler as For For Management
Director
1.2 Elect Robert N. Cowen as Director For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte AS as Auditors For For Management
--------------------------------------------------------------------------------
DOMINION DIAMOND CORP.
Ticker: DDC Security ID: 257287102
Meeting Date: JUL 19, 2013 Meeting Type: Annual/Special
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graham G. Clow For For Management
1.2 Elect Director Robert A. Gannicott For For Management
1.3 Elect Director Noel Harwerth For For Management
1.4 Elect Director Daniel Jarvis For For Management
1.5 Elect Director Chuck Strahl For For Management
1.6 Elect Director Tom Kenny For For Management
1.7 Elect Director Manuel Lino Silva de For For Management
Sousa Oliveira
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
DOT HILL SYSTEMS CORP.
Ticker: HILL Security ID: 25848T109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana W. Kammersgard For For Management
1.2 Elect Director Richard Mejia, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED
Ticker: DW Security ID: 26168L205
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Rose, III For For Management
1.2 Elect Director Leigh J. Abrams For Withhold Management
1.3 Elect Director James F. Gero For For Management
1.4 Elect Director Frederick B. Hegi, Jr. For For Management
1.5 Elect Director David A. Reed For For Management
1.6 Elect Director John B. Lowe, Jr. For For Management
1.7 Elect Director Jason D. Lippert For For Management
1.8 Elect Director Brendan J. Deely For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Articles to Delete Obsolete For For Management
Provisions
4 Amend Articles Deleting Exception to For For Management
Business Combination Provisions for
Co-founders
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP.
Ticker: ELNK Security ID: 27033X101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director Joseph F. Eazor For For Management
1c Elect Director David A. Koretz For For Management
1d Elect Director Kathy S. Lane For For Management
1e Elect Director Garry K. McGuire For For Management
1f Elect Director R. Gerard Salemme For For Management
1g Elect Director Julie A. Shimer For For Management
1h Elect Director M. Wayne Wisehart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Advance Notice Requirement for For For Management
Shareholder Nominations of Directors
4 Ratify Auditors For For Management
5 Other Business For For Management
--------------------------------------------------------------------------------
EGAIN CORPORATION
Ticker: EGAN Security ID: 28225C806
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashutosh Roy For Withhold Management
1.2 Elect Director Gunjan Sinha For Withhold Management
1.3 Elect Director David S. Scott For For Management
1.4 Elect Director Phiroz P. Darukhanavala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID: 286082102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Brown For For Management
1.2 Elect Director Gill Cogan For For Management
1.3 Elect Director Guy Gecht For For Management
1.4 Elect Director Thomas Georgens For For Management
1.5 Elect Director Richard A. Kashnow For For Management
1.6 Elect Director Dan Maydan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zsolt Harsanyi For For Management
1.2 Elect Director George Joulwan For For Management
1.3 Elect Director Louis W. Sullivan For For Management
1.4 Elect Director Marvin L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Christodoro For For Management
1.2 Elect Director Odysseas Kostas For For Management
1.3 Elect Director Jennifer I. McNealey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERCORE PARTNERS INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For Withhold Management
1.2 Elect Director Pedro Aspe For Withhold Management
1.3 Elect Director Richard I. Beattie For Withhold Management
1.4 Elect Director Francois de Saint Phalle For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Curt Hessler For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Ralph L. Schlosstein For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reena Aggarwal For For Management
1.2 Elect Director Richard J. Hendrix For For Management
1.3 Elect Director Thomas J. Hynes, Jr. For For Management
1.4 Elect Director Richard A. Kraemer For For Management
1.5 Elect Director Arthur J. Reimers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Hipple For For Management
1.2 Elect Director Gregory E. Hyland For For Management
1.3 Elect Director William B. Lawrence For For Management
2 Declassify the Board of Directors For For Management
3 Amend Articles of Incorporation to For For Management
Eliminate Cumulative Voting
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Adopt Simple Majority Vote Requirement For For Shareholder
--------------------------------------------------------------------------------
FIRST NBC BANK HOLDING COMPANY
Ticker: NBCB Security ID: 32115D106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Carrouche For For Management
1.2 Elect Director Leander J. Foley, III For For Management
1.3 Elect Director John F. French For For Management
1.4 Elect Director Leon L. Giorgio, Jr. For For Management
1.5 Elect Director Shivan Govindan For For Management
1.6 Elect Director L. Blake Jones For For Management
1.7 Elect Director Louis V. Lauricella For For Management
1.8 Elect Director Mark G. Merlo For For Management
1.9 Elect Director Ashton J. Ryan, Jr. For For Management
1.10 Elect Director Charles C. Teamer For For Management
1.11 Elect Director Joseph F. Toomy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES
Ticker: FLML Security ID: 338488109
Meeting Date: JUN 24, 2014 Meeting Type: Annual/Special
Record Date: MAY 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Treatment of Losses For For Management
3 Reelect Michael S. Anderson as Director For For Management
4 Reelect Guillaume Cerutti as Director For Against Management
5 Reelect Francis J.T. Fildes as Director For Against Management
6 Reelect Ambassador Craig Stapleton as For Against Management
Director
7 Elect Christophe Navarre as Director For Against Management
8 Elect Ben C. Van Assche as Director For Against Management
9 Renew Appointments of Price Waterhouse For Against Management
Coopers as Auditor and Etienne Boris
as Alternate Auditor
10 Approve Remuneration of Directors in For Abstain Management
the Aggregate Amount of EUR 325,000
11 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
12 Authorize up to 250,000 Shares for Use For Against Management
in Restricted Stock Plans
13 Authorize up to 1,700,000 Shares for For Against Management
Use in Stock Option Plans
14 Subject to Approval of Item 15, For Against Management
Approve Issuance of 300,000 Warrants
(ADS) Reserved for Specific
Beneficiaries
15 Eliminate Preemptive Rights Pursuant For Against Management
to Item 14 Above in Favor of Chairman
and Non-Executive Directors
16 Subject to Approval of Item 17, Against Against Management
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
17 Eliminate Preemptive Rights Pursuant Against Against Management
to Item 16 Above in Favor of Employees
18 Amend Article 13-14, 16-17 of Bylaws For For Management
Re: Shareholding Requirements for
Directors, Board Decisions, Age Limit
for Chairman and Managing Director
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas DiPaolo For For Management
1b Elect Director Matthew M. McKenna For For Management
1c Elect Director Steven Oakland For For Management
1d Elect Director Cheryl Nido Turpin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUEL SYSTEMS SOLUTIONS, INC.
Ticker: FSYS Security ID: 35952W103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. Pompeo For For Management
1.2 Elect Director Colin S. Johnston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: NOV 20, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For Against Management
New York to Delaware]
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Booth For For Management
1.2 Elect Director Francois J. Castaing For For Management
1.3 Elect Director Daniel R. Coker For For Management
1.4 Elect Director Sophie Desormiere For For Management
1.5 Elect Director Maurice E.P. Gunderson For For Management
1.6 Elect Director Oscar B. Marx, III For Withhold Management
1.7 Elect Director Carlos E. Mazzorin For For Management
1.8 Elect Director Franz Scherer For For Management
1.9 Elect Director Byron T. Shaw, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker: GCA Security ID: 378967103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ram Chary For For Management
1.2 Elect Director Fred C. Enlow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Coffield For For Management
1.2 Elect Director Jeffrey J. Scott For For Management
1.3 Elect Director Verne Johnson For For Management
1.4 Elect Director Nicholas G. Kirton For For Management
1.5 Elect Director J. Scott Price For For Management
1.6 Elect Director Gerald Macey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For Withhold Management
1.2 Elect Director Wayne Hoovestol For Withhold Management
2 Change Company Name For For Management
3 Approve Conversion of Securities For Against Management
4 Approve Executive Incentive Bonus Plan For Against Management
5 Amend Omnibus Stock Plan For Against Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2.8 Elect Director Terence F. McGuirk For For Management
2.9 Elect Director Vicki R. Palmer For For Management
2.10 Elect Director Fred L. Schuermann For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEALTHSOUTH CORPORATION
Ticker: HLS Security ID: 421924309
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Jay Grinney For For Management
1.6 Elect Director Joan E. Herman For For Management
1.7 Elect Director Leo I. Higdon, Jr. For For Management
1.8 Elect Director Leslye G. Katz For For Management
1.9 Elect Director John E. Maupin, Jr. For For Management
1.10 Elect Director L. Edward Shaw, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HFF, INC.
Ticker: HF Security ID: 40418F108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Gibson For For Management
1.2 Elect Director George L. Miles, Jr. For For Management
1.3 Elect Director Joe B. Thornton, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Richter For Withhold Management
1.2 Elect Director Alan S. Fellheimer For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILLTOP HOLDINGS INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte Jones Anderson For For Management
1.2 Elect Director Rhodes R. Bobbitt For For Management
1.3 Elect Director Tracy A. Bolt For For Management
1.4 Elect Director W. Joris Brinkerhoff For For Management
1.5 Elect Director Charles R. Cummings For For Management
1.6 Elect Director Hill A. Feinberg For Withhold Management
1.7 Elect Director Gerald J. Ford For Withhold Management
1.8 Elect Director Jeremy B. Ford For Withhold Management
1.9 Elect Director J. Markham Green For For Management
1.10 Elect Director Jess T. Hay For For Management
1.11 Elect Director William T. Hill, Jr. For For Management
1.12 Elect Director James R. Huffines For Withhold Management
1.13 Elect Director Lee Lewis For Withhold Management
1.14 Elect Director Andrew J. Littlefair For For Management
1.15 Elect Director W. Robert Nichols, III For For Management
1.16 Elect Director C. Clifton Robinson For Withhold Management
1.17 Elect Director Kenneth D. Russell For Withhold Management
1.18 Elect Director A. Haag Sherman For For Management
1.19 Elect Director Robert C. Taylor, Jr. For For Management
1.20 Elect Director Carl B. Webb For Withhold Management
1.21 Elect Director Alan B. White For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HIMAX TECHNOLOGIES INC.
Ticker: HIMX Security ID: 43289P106
Meeting Date: SEP 04, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adopt Audited Financial For For Management
Reports of the Company for the Fiscal
Year Ended December 31, 2012
2 Other Business (Voting) For For Management
--------------------------------------------------------------------------------
HSN, INC.
Ticker: HSNI Security ID: 404303109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Costello For For Management
1.2 Elect Director James M. Follo For For Management
1.3 Elect Director Mindy Grossman For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director Arthur C. Martinez For For Management
1.6 Elect Director Thomas J. McInerney For For Management
1.7 Elect Director John B. (Jay) Morse, Jr. For For Management
1.8 Elect Director Matthew E. Rubel For For Management
1.9 Elect Director Ann Sarnoff For For Management
1.10 Elect Director Courtnee Ulrich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal �� Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Eugene Lockhart For For Management
1.2 Elect Director George E. Massaro For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Thomas Lynch as Director For For Management
1.2 Reelect Declan McKeon as Director For For Management
1.3 Elect William Hall as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For For Management
1.2 Elect Director Eric F. Cosentino For For Management
1.3 Elect Director Howard S. Jonas For Against Management
1.4 Elect Director Bill Pereira For Against Management
1.5 Elect Director Judah Schorr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IGATE CORPORATION
Ticker: IGTE Security ID: 45169U105
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sunil Wadhwani For Withhold Management
1.2 Elect Director Goran Lindahl For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPAX LABORATORIES, INC.
Ticker: IPXL Security ID: 45256B101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Z. Benet For Withhold Management
1.2 Elect Director Robert L. Burr For Withhold Management
1.3 Elect Director Allen Chao For Withhold Management
1.4 Elect Director Nigel Ten Fleming For Withhold Management
1.5 Elect Director Larry Hsu For Withhold Management
1.6 Elect Director Michael Markbreiter For Withhold Management
1.7 Elect Director Mary K. Pendergast For For Management
1.8 Elect Director Peter R. Terreri For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC.
Ticker: III Security ID: 45675Y104
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil G. Budnick For For Management
1.2 Elect Director Gerald S. Hobbs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
INFOSONICS CORPORATION
Ticker: IFON Security ID: 456784107
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ram For For Management
1.2 Elect Director Randall P. Marx For Withhold Management
1.3 Elect Director Robert S. Picow For Withhold Management
1.4 Elect Director Kirk A. Waldron For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Ayers For Withhold Management
1.2 Elect Director John O. Pollard For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
INTELIQUENT, INC.
Ticker: IQNT Security ID: 45825N107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Hynes For Withhold Management
1.2 Elect Director Joseph A. Beatty For For Management
1.3 Elect Director G. Edward Evans For Withhold Management
1.4 Elect Director Edward M. Greenberg For For Management
1.5 Elect Director Lawrence M. Ingeneri For For Management
1.6 Elect Director Timothy A. Samples For For Management
1.7 Elect Director Rian J. Wren For Withhold Management
1.8 Elect Director Lauren F. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For Withhold Management
1.2 Elect Director Philippe Benacin For Withhold Management
1.3 Elect Director Russell Greenberg For Withhold Management
1.4 Elect Director Philippe Santi For Withhold Management
1.5 Elect Director Francois Heilbronn For Withhold Management
1.6 Elect Director Jean Levy For Withhold Management
1.7 Elect Director Robert Bensoussan For For Management
1.8 Elect Director Serge Rosinoer For For Management
1.9 Elect Director Patrick Choel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For Against Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC.
Ticker: IBKR Security ID: 45841N107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas Peterffy For Against Management
1B Elect Director Earl H. Nemser For Against Management
1C Elect Director Paul J. Brody For Against Management
1D Elect Director Milan Galik For Against Management
1E Elect Director Lawrence E. Harris For For Management
1F Elect Director Hans R. Stoll For For Management
1G Elect Director Wayne Wagner For For Management
1H Elect Director Richard Gates For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Necip Sayiner For For Management
1b Elect Director Donald Macleod For For Management
1c Elect Director Robert W. Conn For For Management
1d Elect Director James V. Diller For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Gregory Lang For For Management
1g Elect Director Jan Peeters For For Management
1h Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For Against Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: ITG Security ID: 46145F105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Minder Cheng For For Management
1.2 Elect Director Christopher V. Dodds For For Management
1.3 Elect Director Robert C. Gasser For For Management
1.4 Elect Director Timothy L. Jones For For Management
1.5 Elect Director Kevin J.P. O'Hara For For Management
1.6 Elect Director Maureen O'Hara For For Management
1.7 Elect Director Steven S. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JGWPT HOLDINGS INC.
Ticker: JGW Security ID: 46617M109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander R. Castaldi For Withhold Management
1.2 Elect Director Robert C. Griffin For Withhold Management
1.3 Elect Director Robert N. Pomroy For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Edgar For For Management
1.2 Elect Director Ellen C. Taaffe For For Management
1.3 Elect Director Daniel M. Wright For For Management
2 Ratify Auditors �� For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KONA GRILL, INC.
Ticker: KONA Security ID: 50047H201
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Berke Bakay For Withhold Management
1.2 Elect Director Richard J. Hauser For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Farber For Withhold Management
1.2 Elect Director Arthur P. Bedrosian For Withhold Management
1.3 Elect Director James M. Maher For For Management
1.4 Elect Director David Drabik For For Management
1.5 Elect Director Paul Taveira For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darin G. Billerbeck For For Management
1.2 Elect Director Patrick S. Jones For For Management
1.3 Elect Director Robin A. Abrams For For Management
1.4 Elect Director John Bourgoin For For Management
1.5 Elect Director Balaji Krishnamurthy For For Management
1.6 Elect Director Robert R. Herb For For Management
1.7 Elect Director Mark E. Jensen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Todd C. Davis For For Management
1.3 Elect Director John L. Higgins For For Management
1.4 Elect Director David M. Knott For For Management
1.5 Elect Director John W. Kozarich For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Sunil Patel For For Management
1.8 Elect Director Stephen L. Sabba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Spin-off Agreement Against Against Shareholder
--------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC.
Ticker: LIOX Security ID: 536252109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rory J. Cowan For For Management
1.2 Elect Director Paul A. Kavanagh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Boyce For For Management
1.2 Elect Director John J. Brennan For For Management
1.3 Elect Director Mark S. Casady For For Management
1.4 Elect Director Anne M. Mulcahy For For Management
1.5 Elect Director James S. Putnam For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director Richard P. Schifter For For Management
2 Declassify the Board of Directors For For Management
3 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAC-GRAY CORPORATION
Ticker: TUC Security ID: 554153106
Meeting Date: JAN 08, 2014 Meeting Type: Special
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. McBride For For Management
1.2 Elect Director Robert M. Le Blanc For For Management
1.3 Elect Director Perry G. Fine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Qualified Employee Stock For Against Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Cassidy For For Management
1.2 Elect Director Eddie Capel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MANNATECH, INCORPORATED
Ticker: MTEX Security ID: 563771203
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Kennedy For For Management
1.2 Elect Director Robert A. Toth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cari M. Dominguez For For Management
1.2 Elect Director Roberto Mendoza For For Management
1.3 Elect Director Jonas Prising For For Management
1.4 Elect Director Elizabeth P. Sartain For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARCHEX, INC.
Ticker: MCHX Security ID: 56624R108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell C. Horowitz For For Management
1.2 Elect Director Dennis Cline For For Management
1.3 Elect Director Anne Devereux-Mills For For Management
1.4 Elect Director Nicolas Hanauer For For Management
1.5 Elect Director M. Wayne Wisehart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Wm. Foran For For Management
1.2 Elect Director David M. Laney For For Management
1.3 Elect Director Reynald A. Baribault For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert J. Moyer For For Management
1.2 Elect Director Donald E. Schrock For For Management
2.3 Elect Director Curtis Ling For Withhold Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDASSETS, INC.
Ticker: MDAS Security ID: 584045108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand A. Ballard For Withhold Management
1.2 Elect Director Vernon R. Loucks, Jr. For Withhold Management
1.3 Elect Director R. Halsey Wise For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Saylor For Withhold Management
1.2 Elect Director Robert H. Epstein For For Management
1.3 Elect Director Stephen X. Graham For For Management
1.4 Elect Director Jarrod M. Patten For Withhold Management
1.5 Elect Director Carl J. Rickertsen For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y208
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Coley Clark For For Management
1.2 Elect Director Victor W. Dahir For For Management
1.3 Elect Director Antonio O. Garza For For Management
1.4 Elect Director Thomas M. Hagerty For Against Management
1.5 Elect Director Seth W. Lawry For Against Management
1.6 Elect Director Pamela H. Patsley For Against Management
1.7 Elect Director Ganesh B. Rao For Against Management
1.8 Elect Director W. Bruce Turner For For Management
1.9 Elect Director Peggy Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Salvatore Iannuzzi For Against Management
1b Elect Director John Gaulding For For Management
1c Elect Director Edmund P. Giambastiani, For For Management
Jr.
1d Elect Director Jeffrey F. Rayport For For Management
1e Elect Director Roberto Tunioli For For Management
1f Elect Director Timothy T. Yates For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For Against Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For Withhold Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Henry Cornell For For Management
1.6 Elect Director Craig Ketchum For Withhold Management
1.7 Elect Director Gerard P. Krans For Withhold Management
1.8 Elect Director Cornelis A. Linse For For Management
1.9 Elect Director John A. Perkins For For Management
1.10 Elect Director H.B. Wehrle, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC.
Ticker: MWA Security ID: 624758108
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shirley C. Franklin For For Management
1.2 Elect Director Thomas J. Hansen For For Management
1.3 Elect Director Gregory E. Hyland For For Management
1.4 Elect Director Jerry W. Kolb For For Management
1.5 Elect Director Joseph B. Leonard For For Management
1.6 Elect Director Mark J. O'Brien For For Management
1.7 Elect Director Bernard G. Rethore For For Management
1.8 Elect Director Neil A. Springer For For Management
1.9 Elect Director Lydia W. Thomas For For Management
1.10 Elect Director Michael T. Tokarz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MULTIMEDIA GAMES HOLDING COMPANY, INC.
Ticker: MGAM Security ID: 625453105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Greathouse For For Management
1b Elect Director Stephen P. Ives For For Management
1c Elect Director Neil E. Jenkins For For Management
1d Elect Director Michael J. Maples, Sr. For For Management
1e Elect Director Justin A. Orlando For For Management
1f Elect Director Patrick J. Ramsey For For Management
1g Elect Director Robert D. Repass For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claiborne P. Deming For For Management
1.2 Elect Director Thomas M. Gattle, Jr. For For Management
1.3 Elect Director Jack T. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Executive Incentive Bonus Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Meldrum For For Management
1.2 Elect Director Heiner Dreismann For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL TECHNICAL SYSTEMS, INC.
Ticker: NTSC Security ID: 638104109
Meeting Date: NOV 19, 2013 Meeting Type: Special
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: BABY Security ID: 639050103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth E. Ludlum For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd H. Dean For For Management
1b Elect Director Julie M. Howard For For Management
1c Elect Director Stephan A. James For For Management
1d Elect Director Samuel K. Skinner For For Management
1e Elect Director James R. Thompson For For Management
1f Elect Director Michael L. Tipsord For For Management
2 Approve Increase in Size of Board For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NAVIOS MARITIME HOLDINGS INC.
Ticker: NM Security ID: Y62196103
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Spyridon Magoulas as Director For For Management
1.2 Elect Ted C. Petrone as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
NEENAH PAPER, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy S. Lucas For For Management
1.2 Elect Director Philip C. Moore For For Management
1.3 Elect Director John P. O'Donnell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Krivulka For For Management
1b Elect Director Howard W. Robin For For Management
1c Elect Director Dennis L. Winger For For Management
2 Amend Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Ronald Morris For For Management
1.2 Elect Director Steven T. Warshaw For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nevin N. Andersen For For Management
1.2 Elect Director Daniel W. Campbell For For Management
1.3 Elect Director M. Truman Hunt For For Management
1.4 Elect Director Andrew D. Lipman For For Management
1.5 Elect Director Steven J. Lund For Withhold Management
1.6 Elect Director Patricia A. Negron For For Management
1.7 Elect Director Neil H. Offen For For Management
1.8 Elect Director Thomas R. Pisano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory T. Lucier For For Management
1b Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCEAN RIG UDW INC.
Ticker: OCRG Security ID: Y64354205
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kyros Melas as Director For For Management
1.2 Elect Savvas D. Georghiades as Director For For Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy D. Lindholm For For Management
1.2 Elect Director Sara J. White For For Management
1.3 Elect Director Joanne B. Bauer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shaw Hong For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
ONCOGENEX PHARMACEUTICALS, INC.
Ticker: OGXI Security ID: 68230A106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Cormack For For Management
1.2 Elect Director Neil Clendeninn For For Management
1.3 Elect Director Jack Goldstein For For Management
1.4 Elect Director Martin Mattingly For For Management
1.5 Elect Director Stewart Parker For For Management
1.6 Elect Director David Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
Ticker: OFIX Security ID: N6748L102
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Hinrichs For For Management
1.2 Elect Director Guy J. Jordan For For Management
1.3 Elect Director Anthony F. Martin For For Management
1.4 Elect Director Bradley R. Mason For For Management
1.5 Elect Director Ronald A. Matricaria For For Management
1.6 Elect Director Kathleen T. Regan For For Management
1.7 Elect Director Maria Sainz For For Management
1.8 Elect Director Davey S. Scoon For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Donnelly For For Management
1.2 Elect Director Peter B. Hamilton For For Management
1.3 Elect Director Kathleen J. Hempel For For Management
1.4 Elect Director Leslie F. Kenne For For Management
1.5 Elect Director Stephen D. Newlin For For Management
1.6 Elect Director Craig P. Omtvedt For For Management
1.7 Elect Director Duncan J. Palmer For For Management
1.8 Elect Director John S. Shiely For For Management
1.9 Elect Director Richard G. Sim For For Management
1.10 Elect Director Charles L. Szews For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Byers For For Management
1.2 Elect Director John F. Milligan For For Management
1.3 Elect Director Lucy Shapiro For �� Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAMPA ENERGIA S.A.
Ticker: PAMP Security ID: 697660207
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Individual and Consolidated For For Management
Financial Statements, Statutory Reports
3 Consider Allocation of Income For For Management
4 Consider Discharge of Internal For For Management
Statutory Auditors Committee
5 Consider Discharge of Directors For For Management
6 Consider Remuneration of Members of For For Management
Internal Statutory Auditors Committee
in the Amount of ARS 252,000
7 Consider Remuneration of Directors in For For Management
the Amount of ARS 12.07 Million
8 Consider Remuneration of Auditor For For Management
9 Elect Three Directors and One For Against Management
Alternate Statutory Auditor
10 Appoint Auditor and Alternate For For Management
11 Determine Remuneration of Auditor and For For Management
Alternate for Fiscal Year 2014
12 Consider Budget for Audit Committee For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PAMPA ENERGIA S.A.
Ticker: PAMP Security ID: 697660207
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Shareholders to Sign Minutes For For Management
of Meeting
2 Elect Alternate Directors For For Management
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith Hanratty For For Management
1.2 Elect Director Costas Miranthis For For Management
1.3 Elect Director Remy Sautter For For Management
1.4 Elect Director Egbert Willam For For Management
2 Approve Deloitte & Touche Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP, INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Patricia S. Bellinger For For Management
1.3 Elect Director The Lord Browne of For Withhold Management
Madingley
1.4 Elect Director Michael M. Garland For Withhold Management
1.5 Elect Director Douglas G. Hall For For Management
1.6 Elect Director Michael B. Hoffman For Withhold Management
1.7 Elect Director Patricia M. Newson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Gyenes For For Management
1.2 Elect Director Richard H. Jones For For Management
1.3 Elect Director Steven F. Kaplan For For Management
1.4 Elect Director James P. O'Halloran For For Management
1.5 Elect Director Alan Trefler For For Management
1.6 Elect Director Larry Weber For For Management
1.7 Elect Director William W. Wyman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERCEPTRON, INC.
Ticker: PRCP Security ID: 71361F100
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Beattie For For Management
1.2 Elect Director Kenneth R. Dabrowski For For Management
1.3 Elect Director Philip J. DeCocco For For Management
1.4 Elect Director W. Richard Marz For For Management
1.5 Elect Director Robert S. Oswald For For Management
1.6 Elect Director Harry T. Rittenour For For Management
1.7 Elect Director Terryll R. Smith For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERFORMANT FINANCIAL CORPORATION
Ticker: PFMT Security ID: 71377E105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon D. Shaver For Withhold Management
1.2 Elect Director William D. Hansen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERION NETWORK LTD.
Ticker: PERI Security ID: M78673106
Meeting Date: SEP 02, 2013 Meeting Type: Annual
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect David Jutkowitz as External For For Management
Director for an Additional Three Year
Term
2.1 Reelect Josef Mandelbaum as Director For For Management
Until the End of the Next Annual
General Meeting
2.2 Reelect Alan Gelman as Director Until For For Management
the End of the Next Annual General
Meeting
3 Approve Cash Compensation to For For Management
Non-Executive Directors
4 Amend Memorandum of Association For For Management
5 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board for 2012
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
PGT, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett N. Milgrim For For Management
1.2 Elect Director Richard D. Feintuch For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Joesley Mendonca Batista For Withhold Management
1.3 Elect Director Wesley Mendonca Batista For Withhold Management
1.4 Elect Director William W. Lovette For Withhold Management
1.5 Elect Director Marcus Vinicius Pratini For For Management
de Moraes
1.6 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
2.1 Elect Director David E. Bell For For Management
2.2 Elect Director Michael L. Cooper For For Management
2.3 Elect Director Charles Macaluso For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For Against Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP.
Ticker: PES Security ID: 723664108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean A. Burkhardt For For Management
1.2 Elect Director Scott D. Urban For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIXELWORKS, INC.
Ticker: PXLW Security ID: 72581M305
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Domenik For For Management
1.2 Elect Director David J. Tupman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION DRILLING CORP.
Ticker: PD Security ID: 74022D308
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Donovan For For Management
1.2 Elect Director Brian J. Gibson For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Catherine J. Hughes For For Management
1.5 Elect Director Stephen J.J. Letwin For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Patrick M. Murray For For Management
1.8 Elect Director Kevin A. Neveu For For Management
1.9 Elect Director Robert L. Phillips For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For For Management
1.2 Elect Director Bruce W. Bennett For For Management
1.3 Elect Director Debbi H. Guthrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Stroburg For Against Management
1.2 Elect Director Christopher D. Sorrells For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn L. Cooper For For Management
1.2 Elect Director John G. Cox For For Management
1.3 Elect Director Karen A. Dawes For For Management
1.4 Elect Director Alfred L. Goldberg For For Management
1.5 Elect Director Michael A. Griffith For For Management
1.6 Elect Director Walter C. Herlihy For For Management
1.7 Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For Withhold Management
1.2 Elect Director Lawrence J. Cohen For For Management
1.3 Elect Director Neal S. Cohen For For Management
1.4 Elect Director Douglas J. Lambert For For Management
1.5 Elect Director Mark L. Plaumann For For Management
1.6 Elect Director Richard P. Schifter For For Management
1.7 Elect Director David N. Siegel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC.
Ticker: RJET Security ID: 760276105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan K. Bedford For For Management
1.2 Elect Director Neal S. Cohen For For Management
1.3 Elect Director Lawrence J. Cohen For For Management
1.4 Elect Director Robert L. Colin For For Management
1.5 Elect Director Daniel P. Garton For For Management
1.6 Elect Director Douglas J. Lambert For For Management
1.7 Elect Director Mark L. Plaumann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For Against Management
1.2 Elect Director Lawrence Tomchin For Against Management
1.3 Elect Director Robert Davidoff For Against Management
1.4 Elect Director Edward M. Kress For Against Management
1.5 Elect Director Charles A. Elcan For Against Management
1.6 Elect Director David S. Harris For Against Management
1.7 Elect Director Mervyn L. Alphonso For Against Management
1.8 Elect Director Lee Fisher For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
Ticker: RFMD Security ID: 749941100
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Wilkinson, Jr. For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director John R. Harding For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Casimir S. Skrzypczak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RITE AID CORPORATION
Ticker: RAD Security ID: 767754104
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Standley For For Management
1b Elect Director Joseph B. Anderson, Jr. For For Management
1c Elect Director Bruce G. Bodaken For For Management
1d Elect Director David R. Jessick For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Myrtle S. Potter For For Management
1g Elect Director Michael N. Regan For For Management
1h Elect Director Marcy Syms For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah W. Blumenstein For For Management
1b Elect Director Kathryn M. McCarthy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SILICON GRAPHICS INTERNATIONAL CORP.
Ticker: SGI Security ID: 82706L108
Meeting Date: DEC 09, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge L. Titinger For For Management
1.2 Elect Director Michael W. Hagee For For Management
1.3 Elect Director Charles M. Boesenberg For For Management
1.4 Elect Director Gary A. Griffiths For For Management
1.5 Elect Director Hagi Schwartz For For Management
1.6 Elect Director Ronald D. Verdoorn For For Management
1.7 Elect Director Douglas R. King For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILICON IMAGE, INC.
Ticker: SIMG Security ID: 82705T102
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Raduchel For For Management
1.2 Elect Director Camillo Martino For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Best For For Management
1.2 Elect Director Larry W. Bickle For For Management
1.3 Elect Director Stephen R. Brand For For Management
1.4 Elect Director William J. Gardiner For For Management
1.5 Elect Director Loren M. Leiker For For Management
1.6 Elect Director Julio M. Quintana For For Management
1.7 Elect Director John M. Seidl For For Management
1.8 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Monheit For For Management
1.2 Elect Director Robert L. Scott For For Management
1.3 Elect Director Michael F. Golden For Withhold Management
1.4 Elect Director Robert H. Brust For For Management
1.5 Elect Director P. James Debney For Withhold Management
1.6 Elect Director John B. Furman For For Management
1.7 Elect Director Mitchell A. Saltz For Withhold Management
1.8 Elect Director I. Marie Wadecki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: 6758 Security ID: 835699307
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hirai, Kazuo For For Management
1.2 Elect Director Yoshida, Kenichiro For For Management
1.3 Elect Director Anraku, Kanemitsu For For Management
1.4 Elect Director Nagayama, Osamu For For Management
1.5 Elect Director Nimura, Takaaki For For Management
1.6 Elect Director Harada, Eiko For For Management
1.7 Elect Director Ito, Joichi For For Management
1.8 Elect Director Tim Schaaff For For Management
1.9 Elect Director Matsunaga, Kazuo For For Management
1.10 Elect Director Miyata, Koichi For For Management
1.11 Elect Director John V.Roos For For Management
1.12 Elect Director Sakurai, Eriko For For Management
2 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
SPARTAN STORES, INC.
Ticker: SPTN Security ID: 846822104
Meeting Date: NOV 18, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast �� Sponsor
1.1 Elect Director Charles L. Chadwell For Withhold Management
1.2 Elect Director Ivor (Ike) Evans For Withhold Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For For Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Christopher E. Kubasik For Withhold Management
1.8 Elect Director Larry A. Lawson For For Management
1.9 Elect Director Tawfiq Popatia For Withhold Management
1.10 Elect Director Francis Raborn For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
STEALTHGAS INC.
Ticker: GASS Security ID: Y81669106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael G. Jolliffe as Director For For Management
1.2 Elect John Kostoyannis as Director For For Management
2 Ratify Deloitte Hadjipavlou, Sofianos For For Management
& Cambanis S.A. as Auditors
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For Withhold Management
1.2 Elect Director William P. Crawford For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director R. David Hoover For Withhold Management
1.6 Elect Director David W. Joos For Withhold Management
1.7 Elect Director James P. Keane For For Management
1.8 Elect Director Elizabeth Valk Long For For Management
1.9 Elect Director Robert C. Pew, III For For Management
1.10 Elect Director Cathy D. Ross For Withhold Management
1.11 Elect Director P. Craig Welch, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For Withhold Management
1.3 Elect Director David D. Dunlap For Withhold Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For Withhold Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION
Ticker: SYA Security ID: 87151Q106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter S. Burgess For For Management
1.2 Elect Director Robert R. Lusardi For For Management
2a Amend Executive Incentive Bonus Plan For Against Management
2b Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNERON MEDICAL LTD.
Ticker: ELOS Security ID: M87245102
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Kost Forer Gabbay & For For Management
Kasierer, a member of Ernst & Young
Global, as Auditors and Authorize
Board to Fix Their Remuneration
2 Reelect Yaffa Krindel as Director For For Management
3.1 Reelect Michael Anghel as External For For Management
Director
3.2 Reelect Dan Suesskind as External For For Management
Director
4 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
5 Approve Compensation for Shimon For Against Management
Eckhouse, CEO
6 Approve Compensation for David For Against Management
Schlachet, Chairman of the Board
7 Approve Compensation for David For For Management
Schlachet, for his Prior Service as
Interim CFO from August to November
2012
8 Approve Directors Compensation For For Management
9 Grant Michael Anghel and Dan Suesskind For For Management
Options to Purchase Shares in Syneron
Beauty Ltd., wholly owned by Syneron
Medical Ltd.
10 Transact Other Business (Non-Voting) None None Management
11 Discuss Financial Statements for 2012 None None Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TARO Security ID: M8737E108
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 24, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Approve Compensation of Dilip For For Management
Shanghvi, Chairman
3 Approve Compensation of Sudhir Valia, For For Management
Director
4 Approve Employment Terms of For Abstain Management
Subramanian Kalyanasundaram, CEO
5.1 Reelect Ilana Avidov Mor as External For For Management
Director For a Three Year Term
5.2 Reelect Dan Biran as External Director For For Management
For a Three Year Term
6.1 Elect Ben-Ami Rosenfeld as External None For Shareholder
Director For a Three Year Term
6.2 Elect Adi Bershadsky as External None For Shareholder
Director For a Three Year Term
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
TELENAV, INC.
Ticker: TNAV Security ID: 879455103
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel Chen For For Management
1.2 Elect Director Hon Jane (Jason) Chiu For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TERNIUM S.A.
Ticker: TX Security ID: 880890108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Directors For For Management
5 Elect Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Allow Board to Delegate Company's For For Management
Day-to-Day Management to One or More
of its Members
9 Allow Board to Appoint One or More of For For Management
its Members as Company?s
Attorney-in-Fact
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Anderson For For Management
1.2 Elect Director Gerard M. Anderson For For Management
1.3 Elect Director Catherine M. Kilbane For For Management
1.4 Elect Director Robert J. King, Jr. For For Management
1.5 Elect Director Ross W. Manire For For Management
1.6 Elect Director Donald L. Mennel For For Management
1.7 Elect Director Patrick S. Mullin For For Management
1.8 Elect Director John T. Stout, Jr. For For Management
1.9 Elect Director Jacqueline F. Woods For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
Ticker: NAVG Security ID: 638904102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Saul L. Basch For For Management
1.2 Elect Director H. J. Mervyn Blakeney For For Management
1.3 Elect Director Terence N. Deeks For Withhold Management
1.4 Elect Director Stanley A. Galanski For Withhold Management
1.5 Elect Director Geoffrey E. Johnson For For Management
1.6 Elect Director John F. Kirby For For Management
1.7 Elect Director Robert V. Mendelsohn For For Management
1.8 Elect Director David M. Platter For For Management
1.9 Elect Director Janice C. Tomlinson For For Management
1.10 Elect Director Marc M. Tract For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For Withhold Management
1.2 Elect Director Peter W. May For Withhold Management
1.3 Elect Director Emil J. Brolick For Withhold Management
1.4 Elect Director Edward P. Garden For Withhold Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. English, Jr. For For Management
1.2 Elect Director Jonathan Gallen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Ronald W. Kaplan For For Management
1.3 Elect Director Gerald Volas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene I. Davis For For Management
1.2 Elect Director William J. Sandbrook For For Management
1.3 Elect Director Kurt M. Cellar For For Management
1.4 Elect Director Michael D. Lundin For For Management
1.5 Elect Director Robert M. Rayner For For Management
1.6 Elect Director Colin M. Sutherland For For Management
1.7 Elect Director Theodore P. Rossi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UBIQUITI NETWORKS, INC.
Ticker: UBNT Security ID: 90347A100
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald A. Sege For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence L. Granger For Withhold Management
1.2 Elect Director Susan H. Billat For For Management
1.3 Elect Director John Chenault For For Management
1.4 Elect Director David T. ibnAle For For Management
1.5 Elect Director Leonid Mezhvinsky For Withhold Management
1.6 Elect Director Emily Maddox Liggett For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jared L. Cohon For For Management
1b Elect Director J. Edward Coleman For For Management
1c Elect Director Alison Davis For For Management
1d Elect Director Nathaniel A. Davis For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Leslie F. Kenne For For Management
1g Elect Director Lee D. Roberts For For Management
1h Elect Director Paul E. Weaver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: SEP 05, 2013 Meeting Type: Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Dwek For Withhold Management
1.2 Elect Director Roger Jeffs For Withhold Management
1.3 Elect Director Christopher Patusky For For Management
1.4 Elect Director Tommy Thompson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Arling For For Management
1.2 Elect Director Satjiv S. Chahil For For Management
1.3 Elect Director William C. Mulligan For For Management
1.4 Elect Director J.C. Sparkman For For Management
1.5 Elect Director Gregory P. Stapleton For For Management
1.6 Elect Director Carl E. Vogel For For Management
1.7 Elect Director Edward K. Zinser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For Withhold Management
1.2 Elect Director Sean P. Downes For Withhold Management
1.3 Elect Director Darryl L. Lewis For For Management
1.4 Elect Director Ralph J. Palmieri For Withhold Management
1.5 Elect Director Richard D. Peterson For For Management
1.6 Elect Director Michael A. Pietrangelo For For Management
1.7 Elect Director Ozzie A. Schindler For For Management
1.8 Elect Director Jon W. Springer For Withhold Management
1.9 Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Guidry For Withhold Management
1.2 Elect Director W. Russell Scheirman For Withhold Management
1.3 Elect Director Frederick W. Brazelton For For Management
1.4 Elect Director O. Donaldson Chapoton For For Management
1.5 Elect Director James B. Jennings For For Management
1.6 Elect Director John J. Myers, Jr. For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Dugan For For Management
1.2 Elect Director Vincent J. Milano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
Ticker: VASC Security ID: 92231M109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Emerson For For Management
1.2 Elect Director John Erb For For Management
1.3 Elect Director Richard Kramp For For Management
1.4 Elect Director Richard Nigon For For Management
1.5 Elect Director Paul O'Connell For For Management
1.6 Elect Director Howard Root For For Management
1.7 Elect Director Jorge Saucedo For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors �� For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For For Management
1.2 Elect Director Alan W. Kosloff For For Management
1.3 Elect Director Jerry W. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WARREN RESOURCES, INC.
Ticker: WRES Security ID: 93564A100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chet Borgida For For Management
1.2 Elect Director Marcus C. Rowland For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis B. Brake, Jr. For For Management
1.2 Elect Director Charles G. Cheleden For For Management
1.3 Elect Director Mark A. Turner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WUXI PHARMATECH (CAYMAN) INC.
Ticker: WX Security ID: 929352102
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Re-elect Ge Li as Director For Against Management
2 Approve to Re-elect Stewart Hen as For For Management
Director
--------------------------------------------------------------------------------
XERIUM TECHNOLOGIES, INC.
Ticker: XRM Security ID: 98416J118
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Bailey For For Management
1.2 Elect Director Harold C. Bevis For For Management
1.3 Elect Director David A. Bloss, Sr. For For Management
1.4 Elect Director April H. Foley For For Management
1.5 Elect Director Jay J. Gurandiano For For Management
1.6 Elect Director John F. McGovern For For Management
1.7 Elect Director James F. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XYRATEX LTD.
Ticker: XRTX Security ID: G98268108
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Special Meeting For For Management
--------------------------------------------------------------------------------
ZELTIQ AESTHETICS, INC.
Ticker: ZLTQ Security ID: 98933Q108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Foley For For Management
1.2 Elect Director Kevin C. O'Boyle For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZHONE TECHNOLOGIES, INC.
Ticker: ZHNE Security ID: 98950P884
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dahl For For Management
1.2 Elect Director Nancy Pierce For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNGA INC.
Ticker: ZNGA Security ID: 98986T108
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Pincus For Withhold Management
1.2 Elect Director Don A. Mattrick For Withhold Management
1.3 Elect Director L. John Doerr For Withhold Management
1.4 Elect Director William 'Bing' Gordon For Withhold Management
1.5 Elect Director Stanley J. Meresman For For Management
1.6 Elect Director Sunil Paul For Withhold Management
1.7 Elect Director Ellen Siminoff For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
========== END NPX REPORT
Matson Money, Inc.
Free Market U.S. Equity Fund
The Free Market U.S. Equity Fund did not vote any proxies during the one year period ended June 30, 2014.
Free Market International Equity Fund
The Free Market International Equity Fund did not vote any proxies during the one year period ended June 30, 2014.
Free Market Fixed Income Fund
The Free Market Fixed Income Fund did not vote any proxies during the one year period ended June 30, 2014.
Matson Money U.S. Equity VI Portfolio
The Matson Money U.S. Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2014.
Matson Money International Equity VI Portfolio
The Matson Money International Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2014.
Matson Money Fixed Income VI Portfolio
The Matson Money Fixed Income VI Portfolio did not vote any proxies during the one year period ended June 30, 2014.
Perimeter Capital Management
Perimeter Small Cap Growth Fund
CompanyName | | MeetingDate | | MeetingType | | RecordDate | | Ticker | | SecurityID | | ProposalNumber | | Proposal Description | | Proponent | | Mgmt | | VoteCast | | Whether Fund Cast
Vote on Matter | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 4 | | Re-Appoint Mr. Little as Management Board Member | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 5 | | Elect Dale L. Fuller to the Supervisory Board | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 6 | | Elect Gabriel Eichler to the Supervisory Board | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 7 | | Elect Ronan Dunne to the Supervisory Board | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 8 | | Option Grant to Mr. Dunne | | Management | | For | | Against | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 9 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 10 | | Authority to Suppress Preemptive Rights | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 11 | | Amendment to the 2013 Option Plan | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 12 | | Authority to Repurchase Shares | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.1 | | Elect David H. Dingus | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.2 | | Elect Dana L. Perry | | Management | | For | | Withhold | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.3 | | Elect Daniel E. Berce | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.4 | | Elect Martin C. Bowen | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.5 | | Elect Sam Rosen | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.6 | | Elect Kevern R. Joyce | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.7 | | Elect H. Kirk Downey | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.8 | | Elect Daniel R. Feehan | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 1.9 | | Elect Peter A. Hegedus | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 2 | | Increase of Authorized Common Stock | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
AZZ Incorporated | | 7/9/2013 | | Annual | | 5/15/2013 | | AZZ | | 2474104 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Balchem Corp. | | 6/19/2014 | | Annual | | 4/24/2014 | | BCPC | | 57665200 | | 1.1 | | Elect David B. Fischer | | Management | | For | | For | | Voted | |
Balchem Corp. | | 6/19/2014 | | Annual | | 4/24/2014 | | BCPC | | 57665200 | | 1.2 | | Elect Perry W. Premdas | | Management | | For | | For | | Voted | |
Balchem Corp. | | 6/19/2014 | | Annual | | 4/24/2014 | | BCPC | | 57665200 | | 1.3 | | Elect John Y. Televantos | | Management | | For | | For | | Voted | |
Balchem Corp. | | 6/19/2014 | | Annual | | 4/24/2014 | | BCPC | | 57665200 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Balchem Corp. | | 6/19/2014 | | Annual | | 4/24/2014 | | BCPC | | 57665200 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 1.1 | | Elect William S. Bristow, Jr. | | Management | | For | | For | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 1.2 | | Elect Patrick J. Dempsey | | Management | | For | | For | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 1.3 | | Elect Hassell H. McClellan | | Management | | For | | For | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 1.4 | | Elect JoAnna Sohovich | | Management | | For | | For | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Barnes Group Inc. | | 5/9/2014 | | Annual | | 3/11/2014 | | B | | 67806109 | | 4 | | 2014 Stock and Incentive Award Plan | | Management | | For | | Against | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 1 | | Elect Thomas J. Carley | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 2 | | Elect Michael L. Elich | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 3 | | Elect James B. Hicks | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 4 | | Elect Rodger L. Johnson | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 5 | | Elect Jon L. Justesen | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 6 | | Elect Anthony Meeker | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 7 | | Amendment to the Annual Cash Incentive Award Plan | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 8 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Barrett Business Services Inc. | | 5/28/2014 | | Annual | | 4/4/2014 | | BBSI | | 68463108 | | 9 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.1 | | Elect David J. Aldrich | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.2 | | Elect Lance C. Balk | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.3 | | Elect Steven W. Berglund | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.4 | | Elect Judy L. Brown | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.5 | | Elect Bryan C. Cressey | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.6 | | Elect Glenn Kalnasy | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.7 | | Elect George E. Minnich | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.8 | | Elect John M. Monter | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 1.9 | | Elect John S. Stroup | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Belden Inc | | 5/28/2014 | | Annual | | 4/4/2014 | | BDC | | 77454106 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Berry Plastics Group Inc | | 3/11/2014 | | Annual | | 1/17/2014 | | BERY | | 08579W103 | | 1.1 | | Elect B. Evan Bayh | | Management | | For | | For | | Voted | |
Berry Plastics Group Inc | | 3/11/2014 | | Annual | | 1/17/2014 | | BERY | | 08579W103 | | 1.2 | | Elect Anthony M. Civale | | Management | | For | | Withhold | | Voted | |
Berry Plastics Group Inc | | 3/11/2014 | | Annual | | 1/17/2014 | | BERY | | 08579W103 | | 1.3 | | Elect Ronald S Rolfe | | Management | | For | | For | | Voted | |
Berry Plastics Group Inc | | 3/11/2014 | | Annual | | 1/17/2014 | | BERY | | 08579W103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Blue Nile Inc | | 5/22/2014 | | Annual | | 3/25/2014 | | NILE | | 09578R103 | | 1.1 | | Elect Mindy Meads | | Management | | For | | For | | Voted | |
Blue Nile Inc | | 5/22/2014 | | Annual | | 3/25/2014 | | NILE | | 09578R103 | | 1.2 | | Elect Scott Howe | | Management | | For | | For | | Voted | |
Blue Nile Inc | | 5/22/2014 | | Annual | | 3/25/2014 | | NILE | | 09578R103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Blue Nile Inc | | 5/22/2014 | | Annual | | 3/25/2014 | | NILE | | 09578R103 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.1 | | Elect Clayton G. Deutsch | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.2 | | Elect Deborah F. Kuenstner | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.3 | | Elect Daniel P. Nolan | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.4 | | Elect Brian G. Shapiro | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.5 | | Elect William J. Shea | | Management | | For | | Withhold | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 1.6 | | Elect Stephen M. Waters | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 3 | | Amendment to the 2009 Stock Option and Incentive Plan | | Management | | For | | For | | Voted | |
Boston Private Capital Trust I | | 4/16/2014 | | Annual | | 3/3/2014 | | BPFH | | 101119105 | | 4 | | Amendment to the 2001 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Brown Shoe Co., Inc. | | 5/29/2014 | | Annual | | 4/1/2014 | | BWS | | 115736100 | | 1.1 | | Elect W. Lee Capps III | | Management | | For | | For | | Voted | |
Brown Shoe Co., Inc. | | 5/29/2014 | | Annual | | 4/1/2014 | | BWS | | 115736100 | | 1.2 | | Elect Carla Hendra | | Management | | For | | For | | Voted | |
Brown Shoe Co., Inc. | | 5/29/2014 | | Annual | | 4/1/2014 | | BWS | | 115736100 | | 1.3 | | Elect Patricia G. McGinnis | | Management | | For | | For | | Voted | |
Brown Shoe Co., Inc. | | 5/29/2014 | | Annual | | 4/1/2014 | | BWS | | 115736100 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Brown Shoe Co., Inc. | | 5/29/2014 | | Annual | | 4/1/2014 | | BWS | | 115736100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.1 | | Elect J. Kevin Gilligan | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.2 | | Elect Michael A. Linton | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.3 | | Elect Michael L. Lomax | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.4 | | Elect Jody G. Miller | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.5 | | Elect Stephen G. Shank | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.6 | | Elect Andrew M. Slavitt | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.7 | | Elect David W. Smith | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.8 | | Elect Jeffrey W. Taylor | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 1.9 | | Elect Darrell R. Tukua | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 3 | | 2014 Equity Incentive Plan | | Management | | For | | Against | | Voted | |
Capella Education Co | | 5/6/2014 | | Annual | | 3/10/2014 | | CPLA | | 139594105 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 1.1 | | Elect Jorge M. Diaz | | Management | | For | | Withhold | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 1.2 | | Elect G. Patrick Phillips | | Management | | For | | For | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 4 | | Adoption of Majority Vote for Election of Directors | | Management | | For | | For | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 5 | | Amendment to the 2007 Stock Incentive Plan | | Management | | For | | For | | Voted | |
Cardtronics Inc | | 5/21/2014 | | Annual | | 3/25/2014 | | CATM | | 14161H108 | | 6 | | Amendment to the 2007 Stock Incentive Plan | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.1 | | Elect Sylvester P. Johnson IV | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.2 | | Elect Steven A. Webster | | Management | | For | | Withhold | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.3 | | Elect Thomas L. Carter, Jr. | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
DXP Enterprises, Inc. | | 6/19/2014 | | Annual | | 4/23/2014 | | DXPE | | 233377407 | | 1.1 | | Elect David R. Little | | Management | | For | | For | | Voted | |
DXP Enterprises, Inc. | | 6/19/2014 | | Annual | | 4/23/2014 | | DXPE | | 233377407 | | 1.2 | | Elect Cletus Davis | | Management | | For | | Withhold | | Voted | |
DXP Enterprises, Inc. | | 6/19/2014 | | Annual | | 4/23/2014 | | DXPE | | 233377407 | | 1.3 | | Elect Timothy P. Halter | | Management | | For | | Withhold | | Voted | |
DXP Enterprises, Inc. | | 6/19/2014 | | Annual | | 4/23/2014 | | DXPE | | 233377407 | | 1.4 | | Elect Bryan Wimberly | | Management | | For | | For | | Voted | |
DXP Enterprises, Inc. | | 6/19/2014 | | Annual | | 4/23/2014 | | DXPE | | 233377407 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 1.1 | | Elect Ashutosh Roy | | Management | | For | | For | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 1.2 | | Elect Gunjan Sinha | | Management | | For | | Withhold | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 1.3 | | Elect David S. Scott | | Management | | For | | For | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 1.4 | | Elect Phiroz P. Darukhanavala | | Management | | For | | For | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 3 Years | | 1 Year | | Voted | |
eGain Corp | | 11/8/2013 | | Annual | | 9/19/2013 | | EGAN | | 28225C806 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 1.1 | | Elect William T. Shaughnessy | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 1.2 | | Elect Randall S. Livingston | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 4 | | Performance Bonus Plan | | Management | | For | | For | | Voted | |
eHealth Inc | | 6/12/2014 | | Annual | | 4/17/2014 | | EHTH | | 28238P109 | | 5 | | 2014 Equity Incentive Plan | | Management | | For | | For | | Voted | |
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Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 1 | | Elect John T. Baily | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 2 | | Elect Norman Barham | | Management | | For | | Abstain | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 3 | | Elect Galen R. Barnes | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 4 | | Elect William H. Bolinder | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 5 | | Elect John R. Charman | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 6 | | Elect Susan S. Fleming | | Management | | For | | Abstain | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 7 | | Elect Scott D. Moore | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 8 | | Elect Robert A. Spass | | Management | | For | | Abstain | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Endurance Specialty Holdings | | 5/21/2014 | | Annual | | 3/21/2014 | | ENH | | G30397106 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
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Energy XXI(Bermuda) | | 11/5/2013 | | Annual | | 9/23/2013 | | EXXI | | G10082140 | | 1.1 | | Elect Cornelius Dupré | | Management | | For | | Withhold | | Voted | |
Energy XXI(Bermuda) | | 11/5/2013 | | Annual | | 9/23/2013 | | EXXI | | G10082140 | | 1.2 | | Elect Kevin S. Flannery | | Management | | For | | For | | Voted | |
Energy XXI(Bermuda) | | 11/5/2013 | | Annual | | 9/23/2013 | | EXXI | | G10082140 | | 2 | | Ratification of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
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Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.1 | | Elect Stephen E. Macadam | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.2 | | Elect Thomas M. Botts | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.3 | | Elect Peter C. Browning | | Management | | For | | Withhold | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.4 | | Elect Felix M. Brueck | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.5 | | Elect B. Bernard Burns, Jr. | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.6 | | Elect Diane C. Creel | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.7 | | Elect Gordon D. Harnett | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.8 | | Elect David L. Hauser | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 1.9 | | Elect Kees van der Graaf | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 3 | | Amendment to the 2002 Equity Compensation Plan | | Management | | For | | For | | Voted | |
Enpro Industries Inc. | | 4/30/2014 | | Annual | | 3/7/2014 | | NPO | | 29355X107 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Finisar Corp | | 9/3/2013 | | Annual | | 7/12/2013 | | FNSR | | 31787A507 | | 1.1 | | Elect Jerry S. Rawls | | Management | | For | | For | | Voted | |
Finisar Corp | | 9/3/2013 | | Annual | | 7/12/2013 | | FNSR | | 31787A507 | | 1.2 | | Elect Robert N. Stephens | | Management | | For | | For | | Voted | |
Finisar Corp | | 9/3/2013 | | Annual | | 7/12/2013 | | FNSR | | 31787A507 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Finisar Corp | | 9/3/2013 | | Annual | | 7/12/2013 | | FNSR | | 31787A507 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.1 | | Elect John W. Chisholm | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.2 | | Elect L. Melvin Cooper | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.3 | | Elect Kenneth T. Hern | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.4 | | Elect L.V. McGuire | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.5 | | Elect John S. Reiland | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.6 | | Elect Carla S. Hardy | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 1.7 | | Elect Ted D. Brown | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 2 | | 2014 Long-Term Incentive Plan | | Management | | For | | Against | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Flotek Industries Inc | | 5/16/2014 | | Annual | | 3/27/2014 | | FTK | | 343389102 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Francesca`s Holdings Corp | | 7/9/2013 | | Annual | | 5/10/2013 | | FRAN | | 351793104 | | 1.1 | | Elect Richard Emmett | | Management | | For | | For | | Voted | |
Francesca`s Holdings Corp | | 7/9/2013 | | Annual | | 5/10/2013 | | FRAN | | 351793104 | | 1.2 | | Elect Richard W. Kunes | | Management | | For | | For | | Voted | |
Francesca`s Holdings Corp | | 7/9/2013 | | Annual | | 5/10/2013 | | FRAN | | 351793104 | | 1.3 | | Elect Richard Zannino | | Management | | For | | For | | Voted | |
Francesca`s Holdings Corp | | 7/9/2013 | | Annual | | 5/10/2013 | | FRAN | | 351793104 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.1 | | Elect Morris Goldfarb | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.2 | | Elect Sammy Aaron | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.3 | | Elect Thomas J. Brosig | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.4 | | Elect Alan Feller | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.5 | | Elect Jeffrey Goldfarb | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.6 | | Elect Jeanette Nostra | | Management | | For | | Withhold | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.7 | | Elect Laura H. Pomerantz | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.8 | | Elect Allen E. Sirkin | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.9 | | Elect Willem van Bokhorst | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.10 | | Elect Cheryl Vitali | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 1.11 | | Elect Richard D. White | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 2 | | Approval of the Performance-Based Bonus Provision of Morris Goldfarb’s Employment Agreement | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 3 | | Approval of the Performance-Based Bonus Provision of Sammy Aaron’s Employment Agreement | | Management | | For | | For | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
G-III Apparel Group Ltd. | | 6/10/2014 | | Annual | | 4/28/2014 | | GIII | | 36237H101 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 1.1 | | Elect Bennett Morgan | | Management | | For | | For | | Voted | |
Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 1.2 | | Elect Todd A. Adams | | Management | | For | | For | | Voted | |
Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 1.3 | | Elect Ralph W. Castner | | Management | | For | | For | | Voted | |
Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Generac Holdings Inc | | 6/11/2014 | | Annual | | 4/17/2014 | | GNRC | | 368736104 | | 4 | | Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
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Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.1 | | Elect Lewis Booth | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.2 | | Elect Francois J. Castaing | | Management | | For | | Withhold | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.3 | | Elect Daniel R. Coker | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.4 | | Elect Sophie Desormiere | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.5 | | Elect Maurice E.P. Gunderson | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.6 | | Elect Oscar B. Marx III | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.7 | | Elect Carlos Mazzorin | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.8 | | Elect Franz Scherer | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 1.9 | | Elect Byron Shaw | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Gentherm Inc | | 5/7/2014 | | Annual | | 4/1/2014 | | THRM | | 37253A103 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Geospace Technologies Corp | | 8/20/2013 | | Special | | 7/22/2013 | | GEOS | | 37364X109 | | 1 | | Amendment to the 1997 Key Employee Stock Option Plan | | Management | | For | | For | | Voted | |
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Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 6 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 7 | | Authority to Issue Shares w/o Preemptive Rights | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 8 | | Authority to Repurchase Shares | | Management | | For | | For | | Voted | |
Ii-Vi Inc. | | 11/1/2013 | | Annual | | 9/3/2013 | | IIVI | | 902104108 | | 1 | | Elect Peter W. Sognefest | | Management | | For | | Against | | Voted | |
Ii-Vi Inc. | | 11/1/2013 | | Annual | | 9/3/2013 | | IIVI | | 902104108 | | 2 | | Elect Francis J. Kramer | | Management | | For | | For | | Voted | |
Ii-Vi Inc. | | 11/1/2013 | | Annual | | 9/3/2013 | | IIVI | | 902104108 | | 3 | | Elect Wendy F. DiCicco | | Management | | For | | For | | Voted | |
Ii-Vi Inc. | | 11/1/2013 | | Annual | | 9/3/2013 | | IIVI | | 902104108 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Ii-Vi Inc. | | 11/1/2013 | | Annual | | 9/3/2013 | | IIVI | | 902104108 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.1 | | Elect Theodore Stern | | Management | | For | | Withhold | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.2 | | Elect Paul Jarman | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.3 | | Elect Steve M. Barnett | | Management | | For | | Withhold | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.4 | | Elect Mark J. Emkjer | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.5 | | Elect Blake O. Fisher, Jr. | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.6 | | Elect Paul Koeppe | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 1.7 | | Elect Hamid Akhavan | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 3 | | Amendment to the 2008 Equity Incentive Plan | | Management | | For | | For | | Voted | |
inContact Inc | | 6/11/2014 | | Annual | | 4/16/2014 | | SAAS | | 4.53E+113 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Insulet Corporation | | 5/14/2014 | | Annual | | 3/19/2014 | | PODD | | 45784P101 | | 1.1 | | Elect Sally W. Crawford | | Management | | For | | For | | Voted | |
Insulet Corporation | | 5/14/2014 | | Annual | | 3/19/2014 | | PODD | | 45784P101 | | 1.2 | | Elect Regina O. Sommer | | Management | | For | | For | | Voted | |
Insulet Corporation | | 5/14/2014 | | Annual | | 3/19/2014 | | PODD | | 45784P101 | | 1.3 | | Elect Joseph S. Zakrzewski | | Management | | For | | For | | Voted | |
Insulet Corporation | | 5/14/2014 | | Annual | | 3/19/2014 | | PODD | | 45784P101 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Insulet Corporation | | 5/14/2014 | | Annual | | 3/19/2014 | | PODD | | 45784P101 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.1 | | Elect Jean Madar | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.2 | | Elect Philippe Benacin | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.3 | | Elect Russell Greenberg | | Management | | For | | Withhold | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.4 | | Elect Philippe Santi | | Management | | For | | Withhold | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.5 | | Elect Francois Heilbronn | | Management | | For | | Withhold | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.6 | | Elect Jean Lévy | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.7 | | Elect Robert Bensoussan-Torres | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.8 | | Elect Serge Rosinoer | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 1.9 | | Elect Patrick Choël | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 3 | | Amendment to the 2004 Stock Option Plan | | Management | | For | | For | | Voted | |
Inter Parfums, Inc. | | 7/24/2013 | | Annual | | 6/10/2013 | | IPAR | | 458334109 | | 4 | | Amendment to the 2004 Nonemployee Director Stock Option Plan | | Management | | For | | For | | Voted | |
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International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.1 | | Elect Irving Greenblum | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.2 | | Elect R. David Guerra | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.3 | | Elect Douglas B. Howland | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.4 | | Elect Imelda Navarro | | Management | | For | | Withhold | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.5 | | Elect Peggy J. Newman | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.6 | | Elect Dennis E. Nixon | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.7 | | Elect Larry A. Norton | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.8 | | Elect Leonardo Salinas | | Management | | For | | Withhold | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 1.9 | | Elect Antonio R. Sanchez, Jr. | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
International Bancshares Corp. | | 5/19/2014 | | Annual | | 4/1/2014 | | IBOC | | 459044103 | | 4 | | Transaction of Other Business | | Management | | For | | Against | | Voted | |
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Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 1 | | Elect Spencer R. Berthelsen | | Management | | For | | Against | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 2 | | Elect B. Lynne Parshall | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 3 | | Elect Joseph H. Wender | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 4 | | Advisory vote on Breaux B. Castleman | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 5 | | Advisory vote on Joseph Loscalzo | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 6 | | Increase of Authorized Common Stock | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 7 | | Amendment to the Non-Employee Directors’ Stock Option Plan | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 8 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Isis Pharmaceuticals, Inc. | | 6/10/2014 | | Annual | | 4/11/2014 | | ISIS | | 464330109 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 1 | | Elect Paul L. Berns | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 2 | | Elect Patrick G. Enright | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 3 | | Elect Seamus C. Mulligan | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 4 | | Elect Norbert G. Riedel | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 6 | | Authority to Repurchase Shares | | Management | | For | | For | | Voted | |
Jazz Pharmaceuticals plc | | 8/1/2013 | | Annual | | 6/4/2013 | | JAZZ | | G50871105 | | 7 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.1 | | Elect Craig R. Barrett | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.2 | | Elect Guillermo Bron | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.3 | | Elect Adam L. Cohn | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.4 | | Elect Nathaniel A. Davis | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.5 | | Elect John M. Engler | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.6 | | Elect Steven B. Fink | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.7 | | Elect Mary H. Futrell | | Management | | For | | Withhold | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.8 | | Elect Ronald J. Packard | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.9 | | Elect Jon Q. Reynolds, Jr. | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 1.10 | | Elect Andrew H. Tisch | | Management | | For | | For | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 2 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | Against | | Voted | |
K12 Inc | | 12/5/2013 | | Annual | | 10/10/2013 | | LRN | | 48273U102 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.1 | | Elect Ryan M. Birtwell | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.2 | | Elect Brian T. Clingen | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.3 | | Elect Donna R. Ecton | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.4 | | Elect Peter R. Formanek | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.5 | | Elect James P. Hallett | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.6 | | Elect Mark E. Hill | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.7 | | Elect Lynn Jolliffe | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.8 | | Elect Michael T. Kestner | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.9 | | Elect John P. Larson | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 1.10 | | Elect Stephen E. Smith | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 3 | | Amendment to the 2009 Omnibus Stock and Incentive Plan | | Management | | For | | For | | Voted | |
KAR Auction Services Inc | | 6/10/2014 | | Annual | | 4/16/2014 | | KAR | | 48238T109 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 1 | | Elect William D. Fertig | | Management | | For | | For | | Voted | |
Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 2 | | Elect Robert K. Reeves | | Management | | For | | Against | | Voted | |
Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 3 | | Elect Mark H. Rosenberg | | Management | | For | | For | | Voted | |
Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 4 | | 2014 Equity and Cash Incentive Plan | | Management | | For | | For | | Voted | |
Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Key Energy Services, Inc. | | 5/15/2014 | | Annual | | 3/3/2014 | | KEG | | 492914106 | | 6 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.1 | | Elect Kurt L. Darrow | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.2 | | Elect John H. Foss | | Management | | For | | For | | Voted | |
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Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 3 | | Adoption of Majority Vote for Election of Directors | | Management | | For | | For | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 4 | | Amendment to 2010 Omnibus Incentive Plan | | Management | | For | | For | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 5 | | Amendment to 1989 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 6 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 1 | | Elect Walter J. Aspatore | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 2 | | Elect Warren L. Batts | | Management | | For | | For | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 3 | | Elect J. Edward Colgate | | Management | | For | | For | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 4 | | Elect Darren M. Dawson | | Management | | For | | For | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 5 | | Elect Donald W. Duda | | Management | | For | | For | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 6 | | Elect Stephen F. Gates | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 7 | | Elect Isabelle C. Goossen | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 8 | | Elect Christopher J. Hornung | | Management | | For | | For | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 9 | | Elect Paul G. Shelton | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 10 | | Elect Lawrence B. Skatoff | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 11 | | Ratification of Auditor | | Management | | For | | Against | | Voted | |
Methode Electronics, Inc. | | 9/12/2013 | | Annual | | 7/17/2013 | | METHB | | 591520200 | | 12 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.1 | | Elect Selwyn Joffe | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.2 | | Elect Mel Marks | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.3 | | Elect Scott J. Adelson | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.4 | | Elect Rudolph Borneo | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.5 | | Elect Philip Gay | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.6 | | Elect Duane Miller | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 1.7 | | Elect Jeffrey Mirvis | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 3 | | Increase in Authorized Common Stock | | Management | | For | | Against | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 4 | | Amendment to the 2010 Incentive Award Plan | | Management | | For | | Against | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 5 | | 2014 Director Incentive Plan | | Management | | For | | Against | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 6 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Motorcar Parts of America Inc. | | 3/31/2014 | | Annual | | 1/30/2014 | | MPAA | | 620071100 | | 7 | | Transaction of Other Business | | Management | | For | | Against | | Voted | |
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Myriad Genetics, Inc. | | 12/5/2013 | | Annual | | 10/8/2013 | | MYGN | | 62855J104 | | 1.1 | | Elect Peter D. Meldrum | | Management | | For | | For | | Voted | |
Myriad Genetics, Inc. | | 12/5/2013 | | Annual | | 10/8/2013 | | MYGN | | 62855J104 | | 1.2 | | Elect Heiner Dreismann | | Management | | For | | For | | Voted | |
Myriad Genetics, Inc. | | 12/5/2013 | | Annual | | 10/8/2013 | | MYGN | | 62855J104 | | 2 | | Amendment to the Equity Incentive Plan | | Management | | For | | Against | | Voted | |
Myriad Genetics, Inc. | | 12/5/2013 | | Annual | | 10/8/2013 | | MYGN | | 62855J104 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Myriad Genetics, Inc. | | 12/5/2013 | | Annual | | 10/8/2013 | | MYGN | | 62855J104 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Netscout Systems Inc | | 8/26/2013 | | Annual | | 7/9/2013 | | NTCT | | 64115T104 | | 1.1 | | Elect Anil K. Singhal | | Management | | For | | For | | Voted | |
Netscout Systems Inc | | 8/26/2013 | | Annual | | 7/9/2013 | | NTCT | | 64115T104 | | 1.2 | | Elect John R. Egan | | Management | | For | | For | | Voted | |
Netscout Systems Inc | | 8/26/2013 | | Annual | | 7/9/2013 | | NTCT | | 64115T104 | | 1.3 | | Elect Robert E. Donahue | | Management | | For | | For | | Voted | |
Netscout Systems Inc | | 8/26/2013 | | Annual | | 7/9/2013 | | NTCT | | 64115T104 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Netscout Systems Inc | | 8/26/2013 | | Annual | | 7/9/2013 | | NTCT | | 64115T104 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.1 | | Elect Harry H. Herington | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.2 | | Elect Art N. Burtscher | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.3 | | Elect Daniel J. Evans | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.4 | | Elect Karen S. Evans | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.5 | | Elect Ross C. Hartley | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.6 | | Elect C. Brad Henry | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.7 | | Elect Alexander C. Kemper | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.8 | | Elect William M. Lyons | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 1.9 | | Elect Pete Wilson | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 2 | | Amendment to the 2014 Stock Compensation Plan | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
NIC Inc | | 5/6/2014 | | Annual | | 3/7/2014 | | EGOV | | 62914B100 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 1 | | Elect David Kostman | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 2 | | Elect Joseph Atsmon | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 3 | | Elect Rimon Ben-Shaoul | | Management | | For | | Against | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 4 | | Elect Yehoshua Ehrlich | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 5 | | Elect Léo Apotheker | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 6 | | Elect Joseph L. Cowan | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 7 | | Option Grants of Directors | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 8 | | Compensation of CEO | | Management | | For | | For | | Voted | |
Nice Systems Ltd. | | 5/27/2014 | | Annual | | 4/22/2014 | | NICE | | 653656108 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
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Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.1 | | Elect Arun Menawat | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.2 | | Elect Aaron Davidson | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.3 | | Elect Anthony F. Griffiths | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.4 | | Elect Harold O. Koch Jr. | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.5 | | Elect William A. MacKinnon | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 1.6 | | Elect Thomas Wellner | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
Novadaq Technologies Inc. | | 5/21/2014 | | Annual | | 4/17/2014 | | NVDQ | | 66987G102 | | 3 | | Stock Option Plan Renewal | | Management | | For | | Against | | Voted | |
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Oasis Petroleum Inc. | | 5/1/2014 | | Annual | | 3/3/2014 | | OAS | | 674215108 | | 1.1 | | Elect Ted Collins, Jr. | | Management | | For | | Withhold | | Voted | |
Oasis Petroleum Inc. | | 5/1/2014 | | Annual | | 3/3/2014 | | OAS | | 674215108 | | 1.2 | | Elect Douglas E. Swanson, Jr. | | Management | | For | | For | | Voted | |
Oasis Petroleum Inc. | | 5/1/2014 | | Annual | | 3/3/2014 | | OAS | | 674215108 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Oasis Petroleum Inc. | | 5/1/2014 | | Annual | | 3/3/2014 | | OAS | | 674215108 | | 3 | | Amendment to the 2010 Long Term Incentive Plan | | Management | | For | | For | | Voted | |
Oasis Petroleum Inc. | | 5/1/2014 | | Annual | | 3/3/2014 | | OAS | | 674215108 | | 4 | | Amendment to the 2010 Annual Incentive Compensation Plan | | Management | | For | | For | | Voted | |
Omnicell, Inc. | | 5/20/2014 | | Annual | | 3/27/2014 | | OMCL | | 68213N109 | | 1.1 | | Elect Randy D. Lindholm | | Management | | For | | For | | Voted | |
Omnicell, Inc. | | 5/20/2014 | | Annual | | 3/27/2014 | | OMCL | | 68213N109 | | 1.2 | | Elect Sara J. White | | Management | | For | | For | | Voted | |
Omnicell, Inc. | | 5/20/2014 | | Annual | | 3/27/2014 | | OMCL | | 68213N109 | | 1.3 | | Elect Joanne B. Bauer | | Management | | For | | For | | Voted | |
Omnicell, Inc. | | 5/20/2014 | | Annual | | 3/27/2014 | | OMCL | | 68213N109 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Omnicell, Inc. | | 5/20/2014 | | Annual | | 3/27/2014 | | OMCL | | 68213N109 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Park-Ohio Holdings Corp. | | 6/12/2014 | | Annual | | 4/15/2014 | | PKOH | | 700666100 | | 1.1 | | Elect Kevin R. Greene | | Management | | For | | For | | Voted | |
Park-Ohio Holdings Corp. | | 6/12/2014 | | Annual | | 4/15/2014 | | PKOH | | 700666100 | | 1.2 | | Elect A. Malachi Mixon, III | | Management | | For | | For | | Voted | |
Park-Ohio Holdings Corp. | | 6/12/2014 | | Annual | | 4/15/2014 | | PKOH | | 700666100 | | 1.3 | | Elect Dan T. Moore III | | Management | | For | | For | | Voted | |
Park-Ohio Holdings Corp. | | 6/12/2014 | | Annual | | 4/15/2014 | | PKOH | | 700666100 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Park-Ohio Holdings Corp. | | 6/12/2014 | | Annual | | 4/15/2014 | | PKOH | | 700666100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 1 | | Elect Jeffrey S. Davis | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 2 | | Elect Ralph C. Derrickson | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 3 | | Elect John S. Hamlin | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 4 | | Elect James R. Kackley | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 5 | | Elect David S. Lundeen | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 6 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 7 | | Amendment to the 2012 Long Term Incentive Plan | | Management | | For | | For | | Voted | |
Perficient Inc. | | 5/28/2014 | | Annual | | 4/2/2014 | | PRFT | | 71375U101 | | 8 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 1 | | Elect David Jutkowitz | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 2 | | Elect Josef Mandelbaum | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 3 | | Elect Alan Gelman | | Management | | For | | Against | | Voted | |
Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 4 | | Directors’ Fees | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 5 | | Amendment to the Memorandum of Association | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 9/2/2013 | | Annual | | 8/5/2013 | | PERI | | M78673106 | | 6 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
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Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 8 | | Elect Marcy Syms | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 11 | | 2014 Omnibus Equity Incentive Plan | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 12 | | Shareholder Proposal Regarding Independent Board Chairman | | Shareholder | | Against | | For | | Voted | |
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Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 1 | | Elect William L. Jews | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 2 | | Elect Ned Mansour | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 3 | | Elect Robert E. Mellor | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 4 | | Elect Norman J. Metcalfe | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 5 | | Elect Larry T. Nicholson | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 6 | | Elect Charlotte St. Martin | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 7 | | Elect Thomas W. Toomey | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 8 | | Elect Robert G. Van Schoonenberg | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 9 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Ryland Group Inc | | 4/22/2014 | | Annual | | 2/11/2014 | | RYL | | 783764103 | | 10 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Sagent Pharmaceuticals Inc | | 6/12/2014 | | Annual | | 4/16/2014 | | SGNT | | 786692103 | | 1 | | Repeal of Classified Board | | Management | | For | | For | | Voted | |
Sagent Pharmaceuticals Inc | | 6/12/2014 | | Annual | | 4/16/2014 | | SGNT | | 786692103 | | 2.1 | | Elect Robert Flanagan | | Management | | For | | For | | Voted | |
Sagent Pharmaceuticals Inc | | 6/12/2014 | | Annual | | 4/16/2014 | | SGNT | | 786692103 | | 2.2 | | Elect Frank Kung | | Management | | For | | For | | Voted | |
Sagent Pharmaceuticals Inc | | 6/12/2014 | | Annual | | 4/16/2014 | | SGNT | | 786692103 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Sagent Pharmaceuticals Inc | | 6/12/2014 | | Annual | | 4/16/2014 | | SGNT | | 786692103 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 1 | | Elect James M. Benson | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 2 | | Elect Jerry A. Greenberg | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 3 | | Elect Alan J. Herrick | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 4 | | Elect Silvia Lagnado | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 5 | | Elect J. Stuart Moore | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 6 | | Elect Robert L. Rosen | | Management | | For | | Against | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 7 | | Elect Eva M. Sage-Gavin | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 8 | | Elect Ashok Shah | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 9 | | Elect Vijay Singal | | Management | | For | | Against | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 10 | | Elect Curtis R. Welling | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 11 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Sapient Corp. | | 5/28/2014 | | Annual | | 4/21/2014 | | SAPE | | 803062108 | | 12 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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ShoreTel Inc | | 11/12/2013 | | Annual | | 9/20/2013 | | SHOR | | 825211105 | | 1.1 | | Elect Mark F. Bregman | | Management | | For | | For | | Voted | |
ShoreTel Inc | | 11/12/2013 | | Annual | | 9/20/2013 | | SHOR | | 825211105 | | 1.2 | | Elect Edward F. Thompson | | Management | | For | | For | | Voted | |
ShoreTel Inc | | 11/12/2013 | | Annual | | 9/20/2013 | | SHOR | | 825211105 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
ShoreTel Inc | | 11/12/2013 | | Annual | | 9/20/2013 | | SHOR | | 825211105 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Spirit Airlines Inc | | 6/17/2014 | | Annual | | 4/22/2014 | | SAVE | | 848577102 | | 1.1 | | Elect B. Ben Baldanza | | Management | | For | | For | | Voted | |
Spirit Airlines Inc | | 6/17/2014 | | Annual | | 4/22/2014 | | SAVE | | 848577102 | | 1.2 | | Elect Robert L. Fornaro | | Management | | For | | For | | Voted | |
Spirit Airlines Inc | | 6/17/2014 | | Annual | | 4/22/2014 | | SAVE | | 848577102 | | 1.3 | | Elect H. McIntyre Gardner | | Management | | For | | For | | Voted | |
Spirit Airlines Inc | | 6/17/2014 | | Annual | | 4/22/2014 | | SAVE | | 848577102 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Spirit Airlines Inc | | 6/17/2014 | | Annual | | 4/22/2014 | | SAVE | | 848577102 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.1 | | Elect Archie C. Black | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.2 | | Elect Michael B. Gorman | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.3 | | Elect Martin J. Leestma | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.4 | | Elect James B. Ramsey | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.5 | | Elect Michael A. Smerklo | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.6 | | Elect Philip E. Soran | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 1.7 | | Elect Sven A. Wehrwein | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
SPS Commerce Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | SPSC | | 78463M107 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 1.1 | | Elect Normand A. Boulanger | | Management | | For | | For | | Voted | |
SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 1.2 | | Elect David A. Varsano | | Management | | For | | For | | Voted | |
SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 3 | | 2014 Stock Option Plan | | Management | | For | | For | | Voted | |
SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 4 | | Executive Bonus Plan | | Management | | For | | For | | Voted | |
SS&C Technologies Holdings Inc | | 5/29/2014 | | Annual | | 4/1/2014 | | SSNC | | 78467J100 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.1 | | Elect Bruce A. Choate | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.2 | | Elect Ronald R. Foell | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.3 | | Elect Douglas C. Jacobs | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.4 | | Elect David J. Matlin | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.5 | | Elect John R. Peshkin | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.6 | | Elect Peter Schoels | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 1.7 | | Elect Scott D. Stowell | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 3 | | 2014 Omnibus Incentive Compensation Plan | | Management | | For | | Against | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Standard Pacific Corp. | | 5/7/2014 | | Annual | | 3/12/2014 | | SPF | | 85375C101 | | 5 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 3 Years | | 1 Year | | Voted | |
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Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 1 | | Elect Jay Amato | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 2 | | Elect Steven Bromley | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 3 | | Elect Michael Detlefsen | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 4 | | Elect Peter Fraser | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 5 | | Elect Douglas Greene | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 6 | | Elect Victor Hepburn | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 7 | | Elect Katrina Houde | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 8 | | Elect Jeremy Kendall | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 9 | | Elect Alan Murray | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 10 | | Elect Allan Routh | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 11 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 12 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Sunopta, Inc. | | 5/29/2014 | | Annual | | 3/31/2014 | | STKL | | 8676EP108 | | 13 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 1 Year | | 1 Year | | Voted | |
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Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 1.1 | | Elect Frederick M. Hudson | | Management | | For | | For | | Voted | |
Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 1.2 | | Elect Charles W. Newhall III | | Management | | For | | Withhold | | Voted | |
Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 2 | | Conversion of Debt Instruments | | Management | | For | | For | | Voted | |
Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 3 | | Amendment to the 2012 Equity Incentive Plan | | Management | | For | | For | | Voted | |
Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 4 | | Amendment to the 2012 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
Supernus Pharmaceuticals Inc | | 5/22/2014 | | Annual | | 3/31/2014 | | SUPN | | 868459108 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Susser Holdings Corp | | 5/13/2014 | | Annual | | 3/28/2014 | | SUSS | | 869233106 | | 1.1 | | Elect Ronald G. Steinhart | | Management | | For | | For | | Voted | |
Susser Holdings Corp | | 5/13/2014 | | Annual | | 3/28/2014 | | SUSS | | 869233106 | | 1.2 | | Elect Sam J. Susser | | Management | | For | | For | | Voted | |
Susser Holdings Corp | | 5/13/2014 | | Annual | | 3/28/2014 | | SUSS | | 869233106 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Susser Holdings Corp | | 5/13/2014 | | Annual | | 3/28/2014 | | SUSS | | 869233106 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 1.1 | | Elect Jerry Moyes | | Management | | For | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 1.2 | | Elect Richard H. Dozer | | Management | | For | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 1.3 | | Elect David Vander Ploeg | | Management | | For | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 1.4 | | Elect Glenn Brown | | Management | | For | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 3 | | 2014 Omnibus Incentive Plan | | Management | | For | | For | | Voted | |
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Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 5 | | Elect Denise K. Fletcher | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 6 | | Elect Leslie F. Kenne | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 7 | | Elect Lee D. Roberts | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 8 | | Elect Paul E. Weaver | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 10 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For | | Voted | |
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WageWorks Inc | | 5/13/2014 | | Annual | | 3/17/2014 | | WAGE | | 930427109 | | 1.1 | | Elect John W. Larson | | Management | | For | | For | | Voted | |
WageWorks Inc | | 5/13/2014 | | Annual | | 3/17/2014 | | WAGE | | 930427109 | | 1.2 | | Elect Mariann Byerwalter | | Management | | For | | For | | Voted | |
WageWorks Inc | | 5/13/2014 | | Annual | | 3/17/2014 | | WAGE | | 930427109 | | 1.3 | | Elect Edward C. Nafus | | Management | | For | | For | | Voted | |
WageWorks Inc | | 5/13/2014 | | Annual | | 3/17/2014 | | WAGE | | 930427109 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.1 | | Elect Mark J. Bonney | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.2 | | Elect Michael E. Dailey | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.3 | | Elect Taher Elgamal | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.4 | | Elect Robert C. Hausmann | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.5 | | Elect Maribess L. Miller | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 1.6 | | Elect Richard D. Spurr | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Zix Corp. | | 6/11/2014 | | Annual | | 4/15/2014 | | ZIXI | | 98974P100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 1 | | Elect Jack E. Short | | Management | | For | | Against | | Voted | |
AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 2 | | Elect Jerry R. Levine | | Management | | For | | Against | | Voted | |
AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 3 | | Increase of Authorized Common Stock | | Management | | For | | Against | | Voted | |
AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 4 | | Amend Long-Term Incentive Plan | | Management | | For | | For | | Voted | |
AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 5 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
AAON Inc. | | 5/20/2014 | | Annual | | 3/24/2014 | | AAON | | 360206 | | 6 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 3 Years | | 1 Year | | Voted | |
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Aegean Marine Petroleum Network Inc | | 5/22/2014 | | Annual | | 3/28/2014 | | ANW | | Y0017S102 | | 1.1 | | Elect Peter C. Georgiopoulos | | Management | | For | | Withhold | | Voted | |
Aegean Marine Petroleum Network Inc | | 5/22/2014 | | Annual | | 3/28/2014 | | ANW | | Y0017S102 | | 1.2 | | Elect John P. Tavlarios | | Management | | For | | Withhold | | Voted | |
Aegean Marine Petroleum Network Inc | | 5/22/2014 | | Annual | | 3/28/2014 | | ANW | | Y0017S102 | | 1.3 | | Elect Spyridon Fokas | | Management | | For | | For | | Voted | |
Aegean Marine Petroleum Network Inc | | 5/22/2014 | | Annual | | 3/28/2014 | | ANW | | Y0017S102 | | 2 | | Appointment of Auditor | | Management | | For | | For | | Voted | |
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Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.1 | | Elect John N. Kapoor | | Management | | For | | For | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.2 | | Elect Ronald M. Johnson | | Management | | For | | Withhold | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.3 | | Elect Brian Tambi | | Management | | For | | For | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.4 | | Elect Steven J. Meyer | | Management | | For | | Withhold | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.5 | | Elect Alan Weinstein | | Management | | For | | Withhold | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.6 | | Elect Kenneth S. Abramowitz | | Management | | For | | Withhold | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 1.7 | | Elect Adrienne L. Graves | | Management | | For | | For | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 3 | | 2014 Stock Option Plan | | Management | | For | | Against | | Voted | |
Akorn Inc. | | 5/2/2014 | | Annual | | 3/7/2014 | | AKRX | | 9728106 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 1 | | Elect Joseph Lacob | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 2 | | Elect C. Raymond Larkin, Jr. | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 3 | | Elect George J. Morrow | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 4 | | Elect David C. Nagel | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 5 | | Elect Thomas M. Prescott | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 6 | | Elect Andrea L. Saia | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 7 | | Elect Greg J. Santora | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 8 | | Elect Warren S. Thaler | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Align Technology, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | ALGN | | 16255101 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.1 | | Elect Montie Brewer | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.2 | | Elect Gary Ellmer | | Management | | For | | Withhold | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.3 | | Elect Maurice J. Gallagher, Jr. | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.4 | | Elect Andrew C. Levy | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.5 | | Elect Linda A. Marvin | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.6 | | Elect Charles W. Pollard | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 1.7 | | Elect John Redmond | | Management | | For | | Withhold | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 4 | | 2014 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
Allegiant Travel | | 6/18/2014 | | Annual | | 4/21/2014 | | ALGT | | 01748X102 | | 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | Shareholder | | Against | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 1 | | Declassify Board | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 2 | | Amendment to Indemnification Provision | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 3 | | Elimination of Specific Terms or Conditions of Preferred Stock or Serial Common Stock | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 4 | | Amendment to Articles to Reflect Current Nevada Law Requirements | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 5 | | Amendment to Articles to Correct Typographical Errors and Non-Substantive, Stylistic Changes | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 6 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 7 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 8 | | Shareholder Proposal Regarding Ratification of Board and Management Acts | | Shareholder | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.1 | | Elect Edward J. Shoen | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.2 | | Elect James E. Acridge | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.3 | | Elect Charles J. Bayer | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.4 | | Elect John P. Brogan | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.5 | | Elect John M. Dodds | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.6 | | Elect Michael L. Gallagher | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.7 | | Elect Daniel R. Mullen | | Management | | For | | For | | Voted | |
Amerco | | 8/29/2013 | | Annual | | 7/1/2013 | | UHAL | | 23586100 | | 9.8 | | Elect James P. Shoen | | Management | | For | | For | | Voted | |
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Anacor Pharmaceuticals Inc | | 5/29/2014 | | Annual | | 4/17/2014 | | ANAC | | 32420101 | | 1.1 | | Elect Anders D. Hove | | Management | | For | | For | | Voted | |
Anacor Pharmaceuticals Inc | | 5/29/2014 | | Annual | | 4/17/2014 | | ANAC | | 32420101 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Anacor Pharmaceuticals Inc | | 5/29/2014 | | Annual | | 4/17/2014 | | ANAC | | 32420101 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Arctic Cat Inc. | | 8/8/2013 | | Annual | | 6/11/2013 | | ACAT | | 39670104 | | 1.1 | | Elect Claude J. Jordan | | Management | | For | | For | | Voted | |
Arctic Cat Inc. | | 8/8/2013 | | Annual | | 6/11/2013 | | ACAT | | 39670104 | | 1.2 | | Elect Susan E. Lester | | Management | | For | | Withhold | | Voted | |
Arctic Cat Inc. | | 8/8/2013 | | Annual | | 6/11/2013 | | ACAT | | 39670104 | | 2 | | 2013 Omnibus Stock and Incentive Plan | | Management | | For | | For | | Voted | |
Arctic Cat Inc. | | 8/8/2013 | | Annual | | 6/11/2013 | | ACAT | | 39670104 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Array Biopharma Inc. | | 10/23/2013 | | Annual | | 8/26/2013 | | ARRY | | 04269X105 | | 1.1 | | Elect John A. Orwin | | Management | | For | | For | | Voted | |
Array Biopharma Inc. | | 10/23/2013 | | Annual | | 8/26/2013 | | ARRY | | 04269X105 | | 1.2 | | Elect Gil J. Van Lunsen | | Management | | For | | For | | Voted | |
Array Biopharma Inc. | | 10/23/2013 | | Annual | | 8/26/2013 | | ARRY | | 04269X105 | | 1.3 | | Elect John L. Zabriskie | | Management | | For | | For | | Voted | |
Array Biopharma Inc. | | 10/23/2013 | | Annual | | 8/26/2013 | | ARRY | | 04269X105 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Array Biopharma Inc. | | 10/23/2013 | | Annual | | 8/26/2013 | | ARRY | | 04269X105 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.1 | | Elect Christopher O’Kane | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.2 | | Elect Liaquat Ahamed | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.3 | | Elect Albert Beer | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.4 | | Elect John Cavoores | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.5 | | Elect Heidi Hutter | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.6 | | Elect Gary Gregg | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 1.7 | | Elect Bret Pearlman | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Aspen Insurance Hldgs | | 4/23/2014 | | Annual | | 2/24/2014 | | AHL | | G05384105 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Aspen Technology Inc. | | 12/5/2013 | | Annual | | 10/14/2013 | | AZPN | | 45327103 | | 1.1 | | Elect Robert M. Whelan, Jr. | | Management | | For | | For | | Voted | |
Aspen Technology Inc. | | 12/5/2013 | | Annual | | 10/14/2013 | | AZPN | | 45327103 | | 1.2 | | Elect Donald P. Casey | | Management | | For | | For | | Voted | |
Aspen Technology Inc. | | 12/5/2013 | | Annual | | 10/14/2013 | | AZPN | | 45327103 | | 2 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For | | Voted | |
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AVG Technologies NV | | 7/30/2013 | | Special | | 7/2/2013 | | AVG | | N07831105 | | 1 | | Elect Frank Esser | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 7/30/2013 | | Special | | 7/2/2013 | | AVG | | N07831105 | | 2 | | Appointment of Auditor | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 7/30/2013 | | Special | | 7/2/2013 | | AVG | | N07831105 | | 3 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 7/30/2013 | | Special | | 7/2/2013 | | AVG | | N07831105 | | 4 | | Suppression of Preemptive Rights | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 7/30/2013 | | Special | | 7/2/2013 | | AVG | | N07831105 | | 5 | | Authority to Repurchase Shares | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 9/24/2013 | | Special | | 8/27/2013 | | AVG | | N07831105 | | 1 | | Elect Gary Kovacs to the Management Board as CEO | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 9/24/2013 | | Special | | 8/27/2013 | | AVG | | N07831105 | | 2 | | Compensation Package (CEO) | | Management | | For | | Against | | Voted | |
AVG Technologies NV | | 9/24/2013 | | Special | | 8/27/2013 | | AVG | | N07831105 | | 3 | | Amendment to Compensation Package (COO) | | Management | | For | | Against | | Voted | |
AVG Technologies NV | | 9/24/2013 | | Special | | 8/27/2013 | | AVG | | N07831105 | | 4 | | Bonus Grant to Supervisory Board Chairman | | Management | | For | | Against | | Voted | |
AVG Technologies NV | | 9/24/2013 | | Special | | 8/27/2013 | | AVG | | N07831105 | | 5 | | Option Grant to Supervisory Board Member (Frank Esser) | | Management | | For | | Against | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 1 | | Accounts and Reports | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 2 | | Ratification of Management Board Acts | | Management | | For | | For | | Voted | |
AVG Technologies NV | | 6/11/2014 | | Annual | | 5/14/2014 | | AVG | | N07831105 | | 3 | | Ratification of Supervsory Board Acts | | Management | | For | | For | | Voted | |
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Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.4 | | Elect Robert F. Fulton | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.5 | | Elect F. Gardner Parker | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.6 | | Elect Roger A. Ramsey | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 1.7 | | Elect Frank A. Wojtek | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 3 | | Amendment to the Incentive Plan | | Management | | For | | Against | | Voted | |
Carrizo Oil & Gas, Inc. | | 5/15/2014 | | Annual | | 3/21/2014 | | CRZO | | 144577103 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.1 | | Elect James C. Foster | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.2 | | Elect Robert J. Bertolini | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.3 | | Elect Stephen D. Chubb | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.4 | | Elect Deborah T. Kochevar | | Management | | For | | Withhold | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.5 | | Elect George E. Massaro | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.6 | | Elect George M. Milne, Jr. | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.7 | | Elect C. Richard Reese | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.8 | | Elect Craig B. Thompson | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 1.9 | | Elect Richard F. Wallman | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Charles River Laboratories International Inc. | | 5/6/2014 | | Annual | | 3/14/2014 | | CRL | | 159864107 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Clicksoftware Technologies | | 7/8/2013 | | Annual | | 5/29/2013 | | CKSW | | M25082104 | | 1 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 7/8/2013 | | Annual | | 5/29/2013 | | CKSW | | M25082104 | | 2 | | Approval of Compensation Policy for Directors and Officers | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 7/8/2013 | | Annual | | 5/29/2013 | | CKSW | | M25082104 | | 3 | | Elect Menachem Shalgi | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 7/8/2013 | | Annual | | 5/29/2013 | | CKSW | | M25082104 | | 4 | | Ratification of Chairman and CEO | | Management | | For | | Against | | Voted | |
Clicksoftware Technologies | | 7/8/2013 | | Annual | | 5/29/2013 | | CKSW | | M25082104 | | 5 | | Equity Grant to Chairman and CEO | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 1 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 2 | | Approval of Amendment to Compensation Policy for Directors and Officers | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 3 | | Elect Israel Borovich | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 4 | | Elect Gil Weiser | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 5 | | Equity Grant to CEO | | Management | | For | | For | | Voted | |
Clicksoftware Technologies | | 6/19/2014 | | Annual | | 5/12/2014 | | CKSW | | M25082104 | | 6 | | Increase in Cost of Engagement of Dr. Moshe BenBassat | | Management | | For | | For | | Voted | |
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Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 1.1 | | Elect Armando Geday | | Management | | For | | For | | Voted | |
Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 1.2 | | Elect F. Robert Kurimsky | | Management | | For | | For | | Voted | |
Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 1.3 | | Elect David F. Walker | | Management | | For | | For | | Voted | |
Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 3 | | Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
Commvault Systems Inc | | 8/21/2013 | | Annual | | 7/1/2013 | | CVLT | | 204166102 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Constant Contact Inc | | 5/20/2014 | | Annual | | 3/26/2014 | | CTCT | | 210313102 | | 1.1 | | Elect Thomas Anderson | | Management | | For | | For | | Voted | |
Constant Contact Inc | | 5/20/2014 | | Annual | | 3/26/2014 | | CTCT | | 210313102 | | 1.2 | | Elect Jay Herratti | | Management | | For | | For | | Voted | |
Constant Contact Inc | | 5/20/2014 | | Annual | | 3/26/2014 | | CTCT | | 210313102 | | 2 | | Amendment to the 2011 Stock Incentive Plan | | Management | | For | | For | | Voted | |
Constant Contact Inc | | 5/20/2014 | | Annual | | 3/26/2014 | | CTCT | | 210313102 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Constant Contact Inc | | 5/20/2014 | | Annual | | 3/26/2014 | | CTCT | | 210313102 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 1 | | Elect Robert A. Allen | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 2 | | Elect Stuart W. Booth | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 3 | | Elect Gary F. Colter | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 4 | | Elect Robert G. Gross | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 5 | | Elect Thomas B. Perkins | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 6 | | Elect Harvey L. Tepner | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 7 | | Elect Randolph I. Thornton | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 8 | | Elect J. Michael Walsh | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 9 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 10 | | Amendment to the 2010 Long-Term Incentive Plan | | Management | | For | | For | | Voted | |
Core-Mark Hldg Co Inc | | 5/20/2014 | | Annual | | 3/24/2014 | | CORE | | 218681104 | | 11 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.1 | | Elect Thomas L. Monahan III | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.2 | | Elect Gregor S. Bailar | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.3 | | Elect Stephen M. Carter | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.4 | | Elect Gordon J. Coburn | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.5 | | Elect L. Kevin Cox | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.6 | | Elect Nancy J. Karch | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.7 | | Elect Daniel O. Leemon | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 1.8 | | Elect Jeffrey R. Tarr | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Corporate Executive Board Co. | | 6/19/2014 | | Annual | | 4/21/2014 | | CEB | | 21988R102 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 1 | | Elect Michael R. Klein | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 2 | | Elect Andrew C. Florance | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 3 | | Elect David Bonderman | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 4 | | Elect Michael J. Glosserman | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 5 | | Elect Warren H. Haber | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 6 | | Elect John W. Hill | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 7 | | Elect Christopher J. Nassetta | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 8 | | Elect David J. Steinberg | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Costar Group, Inc. | | 6/2/2014 | | Annual | | 4/4/2014 | | CSGP | | 22160N109 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.1 | | Elect William M. Diefenderfer III | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.2 | | Elect Piero Bussani | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.3 | | Elect Christopher P. Marr | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.4 | | Elect Marianne M. Keler | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.5 | | Elect Deborah Ratner Salzberg | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.6 | | Elect John F. Remondi | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.7 | | Elect Jeffrey F. Rogatz | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 1.8 | | Elect John W. Fain | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
CubeSmart | | 5/28/2014 | | Annual | | 3/14/2014 | | CUBE | | 229663109 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Cynosure Inc | | 5/14/2014 | | Annual | | 3/17/2014 | | CYNO | | 232577205 | | 1.1 | | Elect Michael R. Davin | | Management | | For | | For | | Voted | |
Cynosure Inc | | 5/14/2014 | | Annual | | 3/17/2014 | | CYNO | | 232577205 | | 1.2 | | Elect Ettore V. Biagioni | | Management | | For | | Withhold | | Voted | |
Cynosure Inc | | 5/14/2014 | | Annual | | 3/17/2014 | | CYNO | | 232577205 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Cynosure Inc | | 5/14/2014 | | Annual | | 3/17/2014 | | CYNO | | 232577205 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Darling International Inc. | | 11/26/2013 | | Special | | 10/21/2013 | | DAR | | 237266101 | | 1 | | Increase of Authorized Common Stock | | Management | | For | | For | | Voted | |
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Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.1 | | Elect Seymour Holtzman | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.2 | | Elect David Levin | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.3 | | Elect Alan Bernikow | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.4 | | Elect Jesse Choper | | Management | | For | | Withhold | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.5 | | Elect John Kyees | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.6 | | Elect Ward Mooney | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.7 | | Elect George Porter | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.8 | | Elect Mitchell Presser | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 1.9 | | Elect Ivy Ross | | Management | | For | | For | | Voted | |
Destination XL Group Inc | | 8/1/2013 | | Annual | | 6/3/2013 | | DXLG | | 25065K104 | | 2 | | Amendment to the 2006 Incentive Compensation Plan | | Management | | For | | For | | Voted | |
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Geospace Technologies Corp | | 8/20/2013 | | Special | | 7/22/2013 | | GEOS | | 37364X109 | | 2 | | Approval of Options Granted After Expiration of Equity Plan | | Management | | For | | For | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 1.1 | | Elect Thomas L. Davis | | Management | | For | | Withhold | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 1.2 | | Elect Richard F. Miles | | Management | | For | | Withhold | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 4 | | 2014 Long-Term Incentive Plan | | Management | | For | | For | | Voted | |
Geospace Technologies Corp | | 2/6/2014 | | Annual | | 12/11/2013 | | GEOS | | 37364X109 | | 5 | | Approval of Material Terms of Performance Goals Under the 2014 Long-Term Incentive Plan | | Management | | For | | For | | Voted | |
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Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.1 | | Elect Brent D. Richardson | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.2 | | Elect Brian E. Mueller | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.3 | | Elect David J. Johnson | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.4 | | Elect Jack A. Henry | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.5 | | Elect Bradley A. Casper | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.6 | | Elect Kevin F. Warren | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 1.7 | | Elect Sara R. Dial | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Grand Canyon Education Inc | | 5/15/2014 | | Annual | | 3/21/2014 | | LOPE | | 38526M106 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 1.1 | | Elect G. Andrea Botta | | Management | | For | | Withhold | | Voted | |
Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 1.2 | | Elect Jeffrey H. Coors | | Management | | For | | Withhold | | Voted | |
Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 1.3 | | Elect David W. Scheible | | Management | | For | | For | | Voted | |
Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Graphic Packaging Holding Co | | 5/21/2014 | | Annual | | 3/24/2014 | | GPK | | 388689101 | | 4 | | 2014 Omnibus Stock and Incentive compensation plan | | Management | | For | | For | | Voted | |
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GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.1 | | Elect John Michal Conaway | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.2 | | Elect Kathleen A. Cote | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.3 | | Elect Ernest L. Godshalk | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.4 | | Elect Thomas Gutierrez | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.5 | | Elect Matthew E. Massengill | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.6 | | Elect Robert E. Switz | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.7 | | Elect Noel G. Watson | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 1.8 | | Elect Thomas Wroe, Jr. | | Management | | For | | Withhold | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
GT Advanced Technologies Inc | | 6/4/2014 | | Annual | | 4/7/2014 | | GTAT | | 36191U106 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 1.1 | | Elect Susan Bartlett Foote | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 1.2 | | Elect Pedro P. Granadillo | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 1.3 | | Elect Mark W. Kroll | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 2 | | Amendment to the 2005 Long-Term Incentive Plan | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Haemonetics Corp. | | 7/24/2013 | | Annual | | 6/7/2013 | | HAE | | 405024100 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Healthstream Inc | | 5/29/2014 | | Annual | | 3/21/2014 | | HSTM | | 42222N103 | | 1.1 | | Elect Jeffrey L. McLaren | | Management | | For | | For | | Voted | |
Healthstream Inc | | 5/29/2014 | | Annual | | 3/21/2014 | | HSTM | | 42222N103 | | 1.2 | | Elect Linda Rebrovick | | Management | | For | | Withhold | | Voted | |
Healthstream Inc | | 5/29/2014 | | Annual | | 3/21/2014 | | HSTM | | 42222N103 | | 1.3 | | Elect Michael Shmerling | | Management | | For | | For | | Voted | |
Healthstream Inc | | 5/29/2014 | | Annual | | 3/21/2014 | | HSTM | | 42222N103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Healthstream Inc | | 5/29/2014 | | Annual | | 3/21/2014 | | HSTM | | 42222N103 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.1 | | Elect Robert O. Carr | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.2 | | Elect Maureen Breakiron-Evans | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.3 | | Elect Mitchell L. Hollin | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.4 | | Elect Robert H. Niehaus | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.5 | | Elect Marc J. Ostro | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.6 | | Elect Jonathan J. Palmer | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 1.7 | | Elect Richard W. Vague | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Heartland Payment Systems Inc | | 5/6/2014 | | Annual | | 3/10/2014 | | HPY | | 42235N108 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Helix Energy Solutions Group Inc | | 5/1/2014 | | Annual | | 3/7/2014 | | HLX | | 42330P107 | | 1.1 | | Elect Nancy K. Quinn | | Management | | For | | For | | Voted | |
Helix Energy Solutions Group Inc | | 5/1/2014 | | Annual | | 3/7/2014 | | HLX | | 42330P107 | | 1.2 | | Elect William L. Transier | | Management | | For | | For | | Voted | |
Helix Energy Solutions Group Inc | | 5/1/2014 | | Annual | | 3/7/2014 | | HLX | | 42330P107 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Helix Energy Solutions Group Inc | | 5/1/2014 | | Annual | | 3/7/2014 | | HLX | | 42330P107 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.1 | | Elect Charlotte Jones Anderson | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.2 | | Elect Rhodes R. Bobbitt | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.3 | | Elect Tracy A. Bolt | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.4 | | Elect W. Joris Brinkerhoff | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.5 | | Elect Charles R. Cummings | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.6 | | Elect Hill A. Feinberg | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.7 | | Elect Gerald J. Ford | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.8 | | Elect Jeremy B. Ford | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.9 | | Elect J. Markham Green | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.10 | | Elect Jess T. Hay | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.11 | | Elect William T. Hill, Jr. | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.12 | | Elect James R. Huffines | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.13 | | Elect Lee Lewis | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.14 | | Elect Andrew J. Littlefair | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.15 | | Elect W. Robert Nichols, III | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.16 | | Elect C. Clifton Robinson | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.17 | | Elect Kenneth D. Russell | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.18 | | Elect A. Haag Sherman | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.19 | | Elect Robert C. Taylor, Jr. | | Management | | For | | Withhold | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.20 | | Elect Carl B. Webb | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 1.21 | | Elect Alan B. White | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Hilltop Holdings Inc | | 6/11/2014 | | Annual | | 4/8/2014 | | HTH | | 432748101 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 1 | | Reincorporation | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 2 | | Elect Daniel N. Mendelson | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 3 | | Elect William F. Miller III | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 4 | | Elect Ellen A. Rudnick | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 5 | | Elect Richard H. Stowe | | Management | | For | | Against | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 6 | | Elect Cora M. Tellez | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 7 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
HMS Hodings Corp. | | 7/10/2013 | | Annual | | 5/21/2013 | | HMSY | | 40425J101 | | 8 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Horsehead Hldg Corp | | 5/6/2014 | | Annual | | 3/13/2014 | | ZINC | | 440694305 | | 1.1 | | Elect Jack W. Shilling | | Management | | For | | For | | Voted | |
Horsehead Hldg Corp | | 5/6/2014 | | Annual | | 3/13/2014 | | ZINC | | 440694305 | | 1.2 | | Elect John C. van Roden, Jr. | | Management | | For | | For | | Voted | |
Horsehead Hldg Corp | | 5/6/2014 | | Annual | | 3/13/2014 | | ZINC | | 440694305 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Horsehead Hldg Corp | | 5/6/2014 | | Annual | | 3/13/2014 | | ZINC | | 440694305 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 1 | | Elect Thomas Lynch | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 2 | | Elect Declan McKeon | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 3 | | Elect William Hall | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 4 | | Accounts and Reports | | Management | | For | | For | | Voted | |
Icon Plc | | 7/22/2013 | | Annual | | 5/30/2013 | | ICLR | | G4705A100 | | 5 | | Authority to Set Auditor’s Fees | | Management | | For | | For | | Voted | |
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La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.3 | | Elect Richard M. Gabrys | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.4 | | Elect Janet L. Gurwitch | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.5 | | Elect David K. Hehl | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.6 | | Elect Edwin J. Holman | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.7 | | Elect Janet E. Kerr | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.8 | | Elect Michael T. Lawton | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.9 | | Elect H. George Levy | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.10 | | Elect W. Alan McCollough | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 1.11 | | Elect Nido R. Qubein | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 2 | | Amendment to the 2010 Omnibus Incentive Plan | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
La-Z-Boy Inc. | | 8/21/2013 | | Annual | | 6/28/2013 | | LZB | | 505336107 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.1 | | Elect Jason M. Aryeh | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.2 | | Elect Todd C. Davis | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.3 | | Elect John L. Higgins | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.4 | | Elect David M. Knott | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.5 | | Elect John W. Kozarich | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.6 | | Elect John L. LaMattina | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.7 | | Elect Sunil Patel | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 1.8 | | Elect Stephen L. Sabba | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Ligand Pharmaceuticals, Inc. | | 6/4/2014 | | Annual | | 4/14/2014 | | LGND | | 53220K504 | | 4 | | Shareholder Proposal Regarding Spin-off | | Shareholder | | Against | | Against | | Voted | |
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Liveperson Inc | | 6/5/2014 | | Annual | | 4/17/2014 | | LPSN | | 538146101 | | 1.1 | | Elect Peter Block | | Management | | For | | For | | Voted | |
Liveperson Inc | | 6/5/2014 | | Annual | | 4/17/2014 | | LPSN | | 538146101 | | 1.2 | | Elect David Vaskevitch | | Management | | For | | For | | Voted | |
Liveperson Inc | | 6/5/2014 | | Annual | | 4/17/2014 | | LPSN | | 538146101 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Liveperson Inc | | 6/5/2014 | | Annual | | 4/17/2014 | | LPSN | | 538146101 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
LogMeIn Inc | | 5/22/2014 | | Annual | | 4/1/2014 | | LOGM | | 54142L109 | | 1 | | Elect Steven J. Benson | | Management | | For | | Against | | Voted | |
LogMeIn Inc | | 5/22/2014 | | Annual | | 4/1/2014 | | LOGM | | 54142L109 | | 2 | | Elect Michael J. Christenson | | Management | | For | | For | | Voted | |
LogMeIn Inc | | 5/22/2014 | | Annual | | 4/1/2014 | | LOGM | | 54142L109 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
LogMeIn Inc | | 5/22/2014 | | Annual | | 4/1/2014 | | LOGM | | 54142L109 | | 4 | | Amendment to the 2009 Stock Incentive Plan | | Management | | For | | Against | | Voted | |
LogMeIn Inc | | 5/22/2014 | | Annual | | 4/1/2014 | | LOGM | | 54142L109 | | 5 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
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Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 1 | | Board Size | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.1 | | Elect Frederick J. Lynch | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.2 | | Elect Jody L. Bilney | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.3 | | Elect Robert J. Byrne | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.4 | | Elect Peter R. Dachowski | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.5 | | Elect Jonathan F. Foster | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.6 | | Elect George A. Lorch | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.7 | | Elect Rick J. Mills | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.8 | | Elect Francis M. Scricco | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 2.9 | | Elect John C. Wills | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 3 | | Advisory Vote On Executive Compensation | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 1 Year | | 1 Year | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 5 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 6 | | Reverse Stock Split | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 7 | | Amendments to Advance Notice Provison | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 8 | | Amendments to Articles | | Management | | For | | For | | Voted | |
Masonite International Corp | | 5/13/2014 | | Annual | | 3/18/2014 | | DOOR | | 575385109 | | 9 | | 2014 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
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Matador Resources Co | | 6/4/2014 | | Annual | | 4/9/2014 | | MTDR | | 576485205 | | 1.1 | | Elect Joseph Wm. Foran | | Management | | For | | For | | Voted | |
Matador Resources Co | | 6/4/2014 | | Annual | | 4/9/2014 | | MTDR | | 576485205 | | 1.2 | | Elect David M. Laney | | Management | | For | | For | | Voted | |
Matador Resources Co | | 6/4/2014 | | Annual | | 4/9/2014 | | MTDR | | 576485205 | | 1.3 | | Elect Reynald A. Baribault | | Management | | For | | For | | Voted | |
Matador Resources Co | | 6/4/2014 | | Annual | | 4/9/2014 | | MTDR | | 576485205 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Matador Resources Co | | 6/4/2014 | | Annual | | 4/9/2014 | | MTDR | | 576485205 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Matthews International Corp. | | 2/20/2014 | | Annual | | 12/31/2013 | | MATW | | 577128101 | | 1.1 | | Elect John D. Turner | | Management | | For | | For | | Voted | |
Matthews International Corp. | | 2/20/2014 | | Annual | | 12/31/2013 | | MATW | | 577128101 | | 1.2 | | Elect Gregory S. Babe | | Management | | For | | For | | Voted | |
Matthews International Corp. | | 2/20/2014 | | Annual | | 12/31/2013 | | MATW | | 577128101 | | 2 | | 2014 Director Fee Plan | | Management | | For | | For | | Voted | |
Matthews International Corp. | | 2/20/2014 | | Annual | | 12/31/2013 | | MATW | | 577128101 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Matthews International Corp. | | 2/20/2014 | | Annual | | 12/31/2013 | | MATW | | 577128101 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Maximus Inc. | | 3/19/2014 | | Annual | | 1/15/2014 | | MMS | | 577933104 | | 1 | | Elect Russell A. Beliveau | | Management | | For | | For | | Voted | |
Maximus Inc. | | 3/19/2014 | | Annual | | 1/15/2014 | | MMS | | 577933104 | | 2 | | Elect John J. Haley | | Management | | For | | For | | Voted | |
Maximus Inc. | | 3/19/2014 | | Annual | | 1/15/2014 | | MMS | | 577933104 | | 3 | | Elect Marilyn R. Seymann | | Management | | For | | For | | Voted | |
Maximus Inc. | | 3/19/2014 | | Annual | | 1/15/2014 | | MMS | | 577933104 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Maximus Inc. | | 3/19/2014 | | Annual | | 1/15/2014 | | MMS | | 577933104 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.1 | | Elect Tarek A. Sherif | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.2 | | Elect Glen M. de Vries | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.3 | | Elect Carlos Dominguez | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.4 | | Elect Neil M. Kurtz | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.5 | | Elect George W. McCulloch | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.6 | | Elect Lee A. Shapiro | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 1.7 | | Elect Robert B. Taylor | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 3 | | 2014 Employee Stock Purchase Plan | | Management | | For | | For | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 4 | | Increase of Authorized Common Stock | | Management | | For | | Against | | Voted | |
Medidata Solutions Inc | | 5/28/2014 | | Annual | | 4/2/2014 | | MDSO | | 58471A105 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 1 | | Elect Eyal Waldman | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 2 | | Elect Irwin Federman | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 3 | | Elect Dov Baharav | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 4 | | Elect Glenda M Dorchak | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 5 | | Elect Thomas Weatherford | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 6 | | Elect David Perlmutter | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 7 | | Cash Bonus to Eyal Waldman | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 8 | | Grant of RSUs to Eyal Waldman | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 9 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 10 | | Approval of Compensation to Irwin Federman | | Management | | For | | For | | Voted | |
Mellanox Technologies Ltd. | | 5/19/2014 | | Annual | | 4/14/2014 | | MLNX | | M51363113 | | 11 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
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Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.1 | | Elect Keith L. Barnes | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.2 | | Elect Peter L. Bonfield | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.3 | | Elect Gregory K. Hinckley | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.4 | | Elect J. Daniel McCranie | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.5 | | Elect Patrick B. McManus | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.6 | | Elect Walden C. Rhines | | Management | | For | | Withhold | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.7 | | Elect David S. Schechter | | Management | | For | | For | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 1.8 | | Elect Jeffrey M. Stafeil | | Management | | For | | For | | Voted | |
Mentor Graphics Corp. | | 6/11/2014 | | Annual | | 4/7/2014 | | MENT | | 587200106 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 1 | | Conduit Reverse Merger | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 2 | | Indemnification of Directors/Officers | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 3 | | Approval of Purchase of Director and Officer Liability Insurance | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 4 | | Approval of Compensation Terms for CEO | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 5 | | Compensation Policy | | Management | | For | | For | | Voted | |
Perion Network Ltd. | | 11/18/2013 | | Special | | 10/9/2013 | | PERI | | M78673106 | | 6 | | Amendment to the 2003 Equity Incentive Plan | | Management | | For | | For | | Voted | |
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PGT Inc | | 5/7/2014 | | Annual | | 3/14/2014 | | PGTI | | 69336V101 | | 1.1 | | Elect Brett N. Milgrim | | Management | | For | | Withhold | | Voted | |
PGT Inc | | 5/7/2014 | | Annual | | 3/14/2014 | | PGTI | | 69336V101 | | 1.2 | | Elect Richard D. Feintuch | | Management | | For | | For | | Voted | |
PGT Inc | | 5/7/2014 | | Annual | | 3/14/2014 | | PGTI | | 69336V101 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
PGT Inc | | 5/7/2014 | | Annual | | 3/14/2014 | | PGTI | | 69336V101 | | 3 | | 2014 Omnibus Equity Incentive Plan | | Management | | For | | For | | Voted | |
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Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 1.1 | | Elect James C. Cope | | Management | | For | | For | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 1.2 | | Elect William H. Huddleston, IV | | Management | | For | | For | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 1.3 | | Elect Robert A. McCabe, Jr. | | Management | | For | | For | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 1.4 | | Elect Reese L. Smith, III | | Management | | For | | For | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 1.5 | | Elect Glenda B. Glover | | Management | | For | | For | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 2 | | 2014 Equity Incentive Plan | | Management | | For | | Against | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Pinnacle Financial Partners Inc. | | 4/15/2014 | | Annual | | 2/21/2014 | | PNFP | | 72346Q104 | | 4 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 1 | | Elect Marv Tseu | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 2 | | Elect Ken Kannappan | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 3 | | Elect Brian Dexheimer | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 4 | | Elect Robert C. Hagerty | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 5 | | Elect Greggory Hammann | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 6 | | Elect John Hart | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 7 | | Elect Marshall Mohr | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 8 | | Amendment to the 2003 Stock Plan | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Plantronics, Inc. | | 8/1/2013 | | Annual | | 6/6/2013 | | PLT | | 727493108 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.1 | | Elect Richard H. Fearon | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.2 | | Elect Gregory J. Goff | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.3 | | Elect Gordon D. Harnett | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.4 | | Elect Sandra Beach Lin | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.5 | | Elect Richard A. Lorraine | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.6 | | Elect Stephen D. Newlin | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.7 | | Elect Robert M. Patterson | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.8 | | Elect William H. Powell | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.9 | | Elect Kerry J. Preete | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.10 | | Elect Farah M. Walters | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 1.11 | | Elect William A. Wulfsohn | | Management | | For | | For | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
Polyone Corp. | | 5/15/2014 | | Annual | | 3/18/2014 | | POL | | 73179P106 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.1 | | Elect Wilson B. Sexton | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.2 | | Elect Andrew W. Code | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.3 | | Elect James J. Gaffney | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.4 | | Elect George T. Haymaker,��Jr. | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.5 | | Elect Manuel J. Perez de la Mesa | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.6 | | Elect Harlan F. Seymour | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.7 | | Elect Robert C. Sledd | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 1.8 | | Elect John E. Stokely | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Pool Corporation | | 5/7/2014 | | Annual | | 3/13/2014 | | POOL | | 73278L105 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.1 | | Elect Krishnan Anand | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.2 | | Elect Victor Arias, Jr. | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.3 | | Elect Cheryl A. Bachelder | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.4 | | Elect Carolyn Hogan Byrd | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.5 | | Elect John M. Cranor, III | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.6 | | Elect R. William Ide, III | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.7 | | Elect Joel K. Manby | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 1.8 | | Elect Martyn R. Redgrave | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Popeyes Louisiana Kitchen Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PLKI | | 732872106 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Primoris Services Corp | | 5/2/2014 | | Annual | | 3/31/2014 | | PRIM | | 74164F103 | | 1.1 | | Elect Robert A. Tinstman | | Management | | For | | For | | Voted | |
Primoris Services Corp | | 5/2/2014 | | Annual | | 3/31/2014 | | PRIM | | 74164F103 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Primoris Services Corp | | 5/2/2014 | | Annual | | 3/31/2014 | | PRIM | | 74164F103 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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Pros Holdings Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PRO | | 74346Y103 | | 1.1 | | Elect Greg B. Petersen | | Management | | For | | Withhold | | Voted | |
Pros Holdings Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PRO | | 74346Y103 | | 1.2 | | Elect Timothy V. Williams | | Management | | For | | Withhold | | Voted | |
Pros Holdings Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PRO | | 74346Y103 | | 1.3 | | Elect Mariette M. Woestemeyer | | Management | | For | | Withhold | | Voted | |
Pros Holdings Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PRO | | 74346Y103 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Pros Holdings Inc | | 5/22/2014 | | Annual | | 4/4/2014 | | PRO | | 74346Y103 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 1.1 | | Elect Janice D. Chaffin | | Management | | For | | For | | Voted | |
PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 1.2 | | Elect James E. Heppelmann | | Management | | For | | For | | Voted | |
PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 1.3 | | Elect Paul A. Lacy | | Management | | For | | For | | Voted | |
PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
PTC Inc | | 3/5/2014 | | Annual | | 1/6/2014 | | PTC | | 69370C100 | | 4 | | Adoption of Exclusive Forum Provision | | Management | | For | | For | | Voted | |
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Restoration Hardware Holdings Inc | | 6/25/2014 | | Annual | | 5/5/2014 | | RH | | 761283100 | | 1.1 | | Elect Katie Mitic | | Management | | For | | For | | Voted | |
Restoration Hardware Holdings Inc | | 6/25/2014 | | Annual | | 5/5/2014 | | RH | | 761283100 | | 1.2 | | Elect Thomas Mottola | | Management | | For | | For | | Voted | |
Restoration Hardware Holdings Inc | | 6/25/2014 | | Annual | | 5/5/2014 | | RH | | 761283100 | | 1.3 | | Elect Barry S. Sternlicht | | Management | | For | | Withhold | | Voted | |
Restoration Hardware Holdings Inc | | 6/25/2014 | | Annual | | 5/5/2014 | | RH | | 761283100 | | 2 | | Frequency of Advisory Vote on Executive Compensation | | Management | | 3 Years | | 1 Year | | Voted | |
Restoration Hardware Holdings Inc | | 6/25/2014 | | Annual | | 5/5/2014 | | RH | | 761283100 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
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RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.1 | | Elect James H. Browning | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.2 | | Elect Mattia Caprioli | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.3 | | Elect Charles L. Davis | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.4 | | Elect Kevin Mulloy | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.5 | | Elect Kevin J. O’Hara | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.6 | | Elect Keith Olsen | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.7 | | Elect Mark B. Slaughter | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.8 | | Elect Brent K. Whittington | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 1.9 | | Elect Ditlef de Vibe | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
RigNet Inc | | 5/9/2014 | | Annual | | 3/21/2014 | | RNET | | 766582100 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
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Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 1 | | Elect John T. Standley | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 2 | | Elect Joseph B. Anderson, Jr. | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 3 | | Elect Bruce G. Bodaken | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 4 | | Elect David R. Jessick | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 5 | | Elect Kevin E. Lofton | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 6 | | Elect Myrtle S. Potter | | Management | | For | | For | | Voted | |
Rite Aid Corp. | | 6/19/2014 | | Annual | | 4/28/2014 | | RAD | | 767754104 | | 7 | | Elect Michael N. Regan | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 4 | | Shareholder Proposal Regarding Recapitalization | | Shareholder | | Against | | For | | Voted | |
Swift Transportation Co., Inc. | | 5/8/2014 | | Annual | | 3/21/2014 | | SWFT | | 87074U101 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.1 | | Elect Edward Holloway | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.2 | | Elect William E. Scaff, Jr. | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.3 | | Elect Rick A. Wilber | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.4 | | Elect Raymond E. McElhaney | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.5 | | Elect Bill M. Conrad | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.6 | | Elect R.W. Noffsinger, III | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 1.7 | | Elect George L. Seward | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 2 | | Amendment to Quorum Requirement | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 3 | | Amendment to the Non-Qualified Stock Option Plan | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 4 | | Issuance of Common Stock to George Seward | | Management | | For | | Against | | Voted | |
Synergy Resources Corp | | 8/20/2013 | | Annual | | 7/1/2013 | | SYRG | | 87164P103 | | 5 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.1 | | Elect Edward Holloway | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.2 | | Elect William E. Scaff, Jr. | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.3 | | Elect Rick A. Wilber | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.4 | | Elect Raymond E. McElhaney | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.5 | | Elect Bill M. Conrad | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.6 | | Elect George L. Seward | | Management | | For | | Withhold | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 1.7 | | Elect R.W. Noffsinger, III | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 2 | | Increase of Authorized Common Stock | | Management | | For | | For | | Voted | |
Synergy Resources Corp | | 4/16/2014 | | Annual | | 2/28/2014 | | SYRG | | 87164P103 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Taser International, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | TASR | | 87651B104 | | 1.1 | | Elect Patrick W. Smith | | Management | | For | | For | | Voted | |
Taser International, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | TASR | | 87651B104 | | 1.2 | | Elect Mark W. Kroll | | Management | | For | | For | | Voted | |
Taser International, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | TASR | | 87651B104 | | 1.3 | | Elect Judy Martz | | Management | | For | | For | | Voted | |
Taser International, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | TASR | | 87651B104 | | 2 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Taser International, Inc. | | 5/15/2014 | | Annual | | 3/20/2014 | | TASR | | 87651B104 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Team Health Holdings Inc | | 5/19/2014 | | Annual | | 3/25/2014 | | TMH | | 87817A107 | | 1.1 | | Elect Greg Roth | | Management | | For | | For | | Voted | |
Team Health Holdings Inc | | 5/19/2014 | | Annual | | 3/25/2014 | | TMH | | 87817A107 | | 1.2 | | Elect James L. Bierman | | Management | | For | | Withhold | | Voted | |
Team Health Holdings Inc | | 5/19/2014 | | Annual | | 3/25/2014 | | TMH | | 87817A107 | | 1.3 | | Elect Mary R. Grealy | | Management | | For | | For | | Voted | |
Team Health Holdings Inc | | 5/19/2014 | | Annual | | 3/25/2014 | | TMH | | 87817A107 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Team Health Holdings Inc | | 5/19/2014 | | Annual | | 3/25/2014 | | TMH | | 87817A107 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 1 | | Elect Thomas C. Freyman | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 2 | | Elect Dennis J. Letham | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 3 | | Elect Hari N. Nair | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 4 | | Elect Roger B. Porter | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 5 | | Elect David B. Price, Jr. | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 6 | | Elect Gregg M. Sherrill | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 7 | | Elect Paul T. Stecko | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 8 | | Elect Jane L. Warner | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 9 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Tenneco, Inc. | | 5/14/2014 | | Annual | | 3/17/2014 | | TEN | | 880349105 | | 10 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.1 | | Elect Neil F. Dimick | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.2 | | Elect Gerhard F. Burbach | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.3 | | Elect J. Daniel Cole | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.4 | | Elect Steven H. Collis | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.5 | | Elect D. Keith Grossman | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.6 | | Elect William A. Hawkins, III | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.7 | | Elect Paul A. LaViolette | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.8 | | Elect Martha H. Marsh | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 1.9 | | Elect Todd C. Schermerhorn | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 2 | | Article Amendment Regarding Director & Officer Indemnification | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 3 | | Approve D&O Indemnification Agreements | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 4 | | Amendment to the 2006 Incentive Stock Plan | | Management | | For | | Against | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 5 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
Thoratec Corporation | | 5/21/2014 | | Annual | | 3/28/2014 | | TLC | | 885175307 | | 6 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Travelcenters of America LLC | | 6/19/2014 | | Annual | | 3/10/2014 | | TA | | 894174101 | | 1 | | Elect Arthur G. Koumantzelis | | Management | | For | | Abstain | | Voted | |
Travelcenters of America LLC | | 6/19/2014 | | Annual | | 3/10/2014 | | TA | | 894174101 | | 2 | | Elect Barry M. Portnoy | | Management | | For | | Abstain | | Voted | |
Travelcenters of America LLC | | 6/19/2014 | | Annual | | 3/10/2014 | | TA | | 894174101 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.1 | | Elect Ronald N. Tutor | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.2 | | Elect Marilyn A. Alexander | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.3 | | Elect Peter Arkley | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.4 | | Elect Robert Band | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.5 | | Elect Sidney J. Feltenstein | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.6 | | Elect Michael R. Klein | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.7 | | Elect Raymond R. Oneglia | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.8 | | Elect Dale Anne Reiss | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.9 | | Elect Donald D. Snyder | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 1.10 | | Elect Dickran M. Tevrizian, Jr. | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Tutor Perini Corp | | 5/28/2014 | | Annual | | 4/10/2014 | | TPC | | 901109108 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.1 | | Elect Donald R. Brattain | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.2 | | Elect Glen A. Carter | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.3 | | Elect Brenda A. Cline | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.4 | | Elect J. Luther King, Jr. | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.5 | | Elect John S. Marr, Jr. | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.6 | | Elect Dustin R. Womble | | Management | | For | | Withhold | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 1.7 | | Elect John M. Yeaman | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 2 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Tyler Technologies, Inc. | | 5/14/2014 | | Annual | | 3/21/2014 | | TYL | | 902252105 | | 3 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Ultimate Software Group, Inc. | | 5/19/2014 | | Annual | | 3/25/2014 | | ULTI | | 90385D107 | | 1 | | Elect LeRoy A. Vander Putten | | Management | | For | | For | | Voted | |
Ultimate Software Group, Inc. | | 5/19/2014 | | Annual | | 3/25/2014 | | ULTI | | 90385D107 | | 2 | | Elect Robert A. Yanover | | Management | | For | | For | | Voted | |
Ultimate Software Group, Inc. | | 5/19/2014 | | Annual | | 3/25/2014 | | ULTI | | 90385D107 | | 3 | | Ratification of Auditor | | Management | | For | | For | | Voted | |
Ultimate Software Group, Inc. | | 5/19/2014 | | Annual | | 3/25/2014 | | ULTI | | 90385D107 | | 4 | | Advisory Vote on Executive Compensation | | Management | | For | | Against | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 1 | | Elect Michael D. Watford | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 2 | | Elect W. Charles Helton | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 3 | | Elect Stephen J. McDaniel | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 4 | | Elect Roger A. Brown | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 5 | | Elect Michael J. Keeffe | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 6 | | Appointment of Auditor and Authority to Set Fees | | Management | | For | | For | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 7 | | 2015 Stock Incentive Plan | | Management | | For | | Against | | Voted | |
Ultra Petroleum Corp. | | 5/20/2014 | | Annual | | 4/3/2014 | | UPL | | 903914109 | | 8 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | Voted | |
| | | | | | | | | | | | | | | | | | | | | | | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 1 | | Elect Jared L. Cohon | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 2 | | Elect J. Edward Coleman | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 3 | | Elect Alison Davis | | Management | | For | | For | | Voted | |
Unisys Corp. | | 5/1/2014 | | Annual | | 3/3/2014 | | UIS | | 909214306 | | 4 | | Elect Nathaniel A. Davis | | Management | | For | | For | | Voted | |
Robeco Investment Management
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05518
Reporting Period: 07/01/2013 - 06/30/2014
The RBB Fund, Inc.
================== Robeco Boston Partners All-Cap Value Fund ===================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Corti For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Robert A. Kotick For For Management
1.4 Elect Director Barry Meyer For For Management
1.5 Elect Director Robert J. Morgado For For Management
1.6 Elect Director Peter Nolan For For Management
1.7 Elect Director Richard Sarnoff For For Management
1.8 Elect Director Elaine Wynn For For Management
2 Approve Omnibus Stock Plan For Against Management
3A Amend Provisions Relating to the For For Management
Relationship with Vivendi
3B Amend Provisions Relating to For For Management
Supermajority and Special Voting
Requirements
3C Amend Provisions Relating to the For For Management
Ability to Amend Bylaws
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rex D. Adams For For Management
1b Elect Director Ian H. Chippendale For For Management
1c Elect Director Weston M. Hicks For For Management
1d Elect Director Jefferson W. Kirby For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart L. Bascomb For For Management
1.2 Elect Director Paul M. Black For For Management
1.3 Elect Director Dennis H. Chookaszian For For Management
1.4 Elect Director Robert J. Cindrich For For Management
1.5 Elect Director Michael A. Klayko For For Management
1.6 Elect Director Anita V. Pramoda For For Management
1.7 Elect Director David D. Stevens For For Management
1.8 Elect Director Ralph H. 'Randy' Thurman For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Giora Yaron as a Director For For Management
2 Approve Dividends For For Management
3 Amend Articles Re: Termination of For Against Management
Shareholder Approval for Declaration
of Dividends
4 Approve Authorized Share Capital and For For Management
Authorize Board to Issue Shares
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director Philip K. Asherman For For Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For Against Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert L. Friedman as Director For For Management
1.2 Elect Cheryl-Ann Lister as Director For For Management
1.3 Elect Thomas C. Ramey as Director For For Management
1.4 Elect Wilhelm Zeller as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
BANCTEC, INC.
Ticker: Security ID: 059784504
Meeting Date: MAR 31, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt and Approve the Proposed Merger For For Management
Agreement
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Byrnes For For Management
1b Elect Director Nelda J. Connors For For Management
1c Elect Director Kristina M. Johnson For For Management
1d Elect Director Edward J. Ludwig For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Ernest Mario For For Management
1g Elect Director N.J. Nicholas, Jr. For For Management
1h Elect Director Pete M. Nicholas For For Management
1i Elect Director Uwe E. Reinhardt For For Management
1j Elect Director David J. Roux For For Management
1k Elect Director John E. Sununu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing and Plans for Against Against Shareholder
Improving Welfare
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato (Renny) A. For For Management
DiPentima
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Dave House For For Management
1.7 Elect Director L. William Krause For For Management
1.8 Elect Director David E. Roberson For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For Against Management
1b Elect Director Dustan E. McCoy For For Management
1c Elect Director Ralph C. Stayer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach ��
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COLONY FINANCIAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONVERSANT, INC.
Ticker: CNVR Security ID: 21249J105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Zarley For For Management
1.2 Elect Director David S. Buzby For Withhold Management
1.3 Elect Director Brian Smith For For Management
1.4 Elect Director Jeffrey F. Rayport For Withhold Management
1.5 Elect Director James R. Peters For Withhold Management
1.6 Elect Director James A. Crouthamel For For Management
1.7 Elect Director John Giuliani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For Against Management
Shares
7 Renew Director's Authority to Issue For Against Management
Shares for Cash
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: DEC 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Zable For For Management
1.2 Elect Director Bruce G. Blakley For For Management
1.3 Elect Director William W. Boyle For For Management
1.4 Elect Director Edwin A. Guiles For For Management
1.5 Elect Director Robert S. Sullivan For For Management
1.6 Elect Director John H. Warner, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Anthony Vinciquerra For For Management
1l Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Denise F. Warren For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adopt Dividend Reinvestment Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Dewey For For Management
1.2 Elect Director M. James Gorrie For For Management
1.3 Elect Director James T. McManus, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Robert D. Marcus For For Management
1g Elect Director Siri S. Marshall For For Management
1h Elect Director John A. McKinley For For Management
1i Elect Director Richard F. Smith For For Management
1j Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David K. Hunt For For Management
1b Elect Director Richard N. Massey For For Management
1c Elect Director Leslie M. Muma For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC.
Ticker: FSOF Security ID: 33644N508
Meeting Date: MAY 28, 2014 Meeting Type: Special
Record Date: APR 11, 2014
# Proposal �� Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: JUL 29, 2013 Meeting Type: Annual/Special
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect H. Raymond Bingham as Director For For Management
1b Reelect Willy C. Shih as Director For For Management
2 Reappoint Lawrence A. Zimmerman as For For Management
Director
3 Approve Reappointment of Deloitte & For For Management
Touche LLP as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Changes to the Method of For For Management
Payment of Compensation Payable to our
Non-Employee Directors
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Peter J. Fluor For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director Deborah D. McWhinney For For Management
1G Elect Director Dean R. O'Hare For For Management
1H Elect Director Armando J. Olivera For For Management
1I Elect Director Joseph W. Prueher For For Management
1J Elect Director Matthew K. Rose For For Management
1K Elect Director David T. Seaton For For Management
1L Elect Director Nader H. Sultan For For Management
1M Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director For For Management
Restricted Stock Plan
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas DiPaolo For For Management
1b Elect Director Matthew M. McKenna For For Management
1c Elect Director Steven Oakland For For Management
1d Elect Director Cheryl Nido Turpin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann ('Tanny') B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For For Management
1.2 Elect Director Anastasia D. Kelly For For Management
1.3 Elect Director Thomas C. Schievelbein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon M. Huntsman For For Management
1.2 Elect Director Patrick T. Harker For For Management
1.3 Elect Director Mary C. Beckerle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For For Management
1.2 Elect Director Chelsea Clinton For For Management
1.3 Elect Director Sonali De Rycker For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Michael D. Eisner For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Bryan Lourd For For Management
1.9 Elect Director David Rosenblatt For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Alexander von For For Management
Furstenberg
1.12 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Amend Certificate of Incorporation to For For Management
Eliminate Provisions Regarding Board
Size
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Arduini For For Management
1.2 Elect Director Keith Bradley For For Management
1.3 Elect Director Richard E. Caruso For For Management
1.4 Elect Director Stuart M. Essig For For Management
1.5 Elect Director Barbara B. Hill For For Management
1.6 Elect Director Lloyd W. Howell, Jr. For For Management
1.7 Elect Director Donald E. Morel, Jr. For For Management
1.8 Elect Director Raymond G. Murphy For For Management
1.9 Elect Director Christian S. Schade For For Management
1.10 Elect Director James M. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gary D. Burnison For For Management
2.2 Elect Director William R. Floyd For For Management
2.3 Elect Director Jerry P. Leamon For For Management
2.4 Elect Director Edward D. Miller For For Management
2.5 Elect Director Debra J. Perry For For Management
2.6 Elect Director Gerhard Schulmeyer For For Management
2.7 Elect Director George T. Shaheen For For Management
2.8 Elect Director Harry L. You For For Management
3.9 Elect Director Gary D. Burnison For For Management
3.10 Elect Director Edward D. Miller For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence S. Bacow For For Management
1b Elect Director Ann E. Berman For For Management
1c Elect Director Joseph L. Bower For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Jacob A. Frenkel For Against Management
1f Elect Director Paul J. Fribourg For For Management
1g Elect Director Walter L. Harris For Against Management
1h Elect Director Philip A. Laskawy For For Management
1i Elect Director Ken Miller For For Management
1j Elect Director Andrew H. Tisch For For Management
1k Elect Director James S. Tisch For For Management
1l Elect Director Jonathan M. Tisch For For Management
1m Elect Director Anthony Welters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director Andrew H. Card, Jr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director David E.R. Dangoor For For Management
1.5 Elect Director Murray S. Kessler For For Management
1.6 Elect Director Jerry W. Levin For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: APR 09, 2014 Meeting Type: Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cari M. Dominguez For For Management
1.2 Elect Director Roberto Mendoza For For Management
1.3 Elect Director Jonas Prising For For Management
1.4 Elect Director Elizabeth P. Sartain For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith J. Allman For For Management
1b Elect Director Verne G. Istock For For Management
1c Elect Director J. Michael Losh For For Management
1d Elect Director Christopher A. O'Herlihy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Scott C. Donnelly For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director Omar Ishrak For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Michael O. Leavitt For For Management
1.7 Elect Director James T. Lenehan For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director Kendall J. Powell For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Preetha Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
8 Reduce Supermajority Vote Requirement For For Management
for Amendment of Articles
9 Rescind Fair Price Provision For For Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 11, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For For Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Henry Cornell For For Management
1.6 Elect Director Craig Ketchum For For Management
1.7 Elect Director Gerard P. Krans For Withhold Management
1.8 Elect Director Cornelis A. Linse For For Management
1.9 Elect Director John A. Perkins For For Management
1.10 Elect Director H.B. Wehrle, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Conroy For For Management
1b Elect Director Scott S. Cowen For For Management
1c Elect Director Michael T. Cowhig For For Management
1d Elect Director Cynthia A. Montgomery For For Management
1e Elect Director Jose Ignacio For For Management
Perez-Lizaur
1f Elect Director Michael B. Polk For For Management
1g Elect Director Michael A. Todman For For Management
1h Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
ONEBEACON INSURANCE GROUP, LTD.
Ticker: OB Security ID: G67742109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Foy For Withhold Management
1.2 Elect Director Richard P. Howard For For Management
1.3 Elect Director Ira H. Malis For For Management
1.4 Elect Director Patrick A. Thiele For For Management
2 Elect Directors Christopher G. Garrod, For For Management
Sarah A. Kolar, Sheila E. Nicoll, and
John C. Treacy to the Board of
Directors of Split Rock Insurance, Ltd
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For Withhold Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gilbert F. Casellas For For Management
1.4 Elect Director James G. Cullen For For Management
1.5 Elect Director Mark B. Grier For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director Martina Hund-Mejean For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Douglas A. Scovanner For For Management
1.11 Elect Director John R. Strangfeld For For Management
1.12 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley G. Broader For Against Management
1.2 Elect Director Jeffrey N. Edwards For For Management
1.3 Elect Director Benjamin C. Esty For For Management
1.4 Elect Director Francis S. Godbold For For Management
1.5 Elect Director H. William Habermeyer, For Against Management
Jr.
1.6 Elect Director Thomas A. James For For Management
1.7 Elect Director Gordon L. Johnson For For Management
1.8 Elect Director Paul C. Reilly For For Management
1.9 Elect Director Robert P. Saltzman For For Management
1.10 Elect Director Hardwick Simmons For Against Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Thomas A. Kennedy For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Michael C. Ruettgers For For Management
1g Elect Director Ronald L. Skates For For Management
1h Elect Director William R. Spivey For For Management
1i Elect Director Linda G. Stuntz For For Management
1j Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Executive Officer Performance For For Management
Bonus Plan
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a Amend Articles Re: Removing For For Management
Restrictions on Holding AGM Outside
the U.S.
6b Amend Articles Re: Clarify For For Management
Shareholders' Right to Appoint
Multiple Proxies
6c Amend Articles Re: Provide for For For Management
Escheatment in Accordance with U.S.
Laws
6d Amend Articles Re: Clarify the For For Management
Company's Mechanism for Effecting
Share Repurchases
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their��
Remuneration
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Joseph A. DePaulo For For Management
1c Elect Director Carter Warren Franke For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Marianne Keler For For Management
1g Elect Director Jed H. Pitcher For For Management
1h Elect Director Frank C. Puleo For For Management
1i Elect Director Raymond J. Quinlan For For Management
1j Elect Director William N. Shiebler For For Management
1k Elect Director Robert S. Strong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve an Amendment to the LLC For For Management
Agreement of Navient, LLC
5 Eliminate Cumulative Voting For Against Management
6 Adopt Proxy Access Right None For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Justin King For For Management
1d Elect Director Carol Meyrowitz For For Management
1e Elect Director Rowland T. Moriarty For For Management
1f Elect Director Robert C. Nakasone For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Raul Vazquez For For Management
1j Elect Director Vijay Vishwanath For For Management
1k Elect Director Paul F. Walsh For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Kennett F. Burnes For For Management
1c Elect Director Peter Coym For For Management
1d Elect Director Patrick de Saint-Aignan For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Robert S. Kaplan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Ronald L. Skates For For Management
1k Elect Director Gregory L. Summe For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For Against Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael A. Coke For For Management
1.3 Elect Director LeRoy E. Carlson For For Management
1.4 Elect Director Peter J. Merlone For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Edwab For For Management
1.2 Elect Director Douglas S. Ewert For For Management
1.3 Elect Director Rinaldo S. Brutoco For For Management
1.4 Elect Director Michael L. Ray For For Management
1.5 Elect Director Sheldon I. Stein For For Management
1.6 Elect Director Deepak Chopra For For Management
1.7 Elect Director William B. Sechrest For For Management
1.8 Elect Director Grace Nichols For For Management
1.9 Elect Director Allen I. Questrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Sustainability Against For Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cox For For Management
1.2 Elect Director Diane C. Creel For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director John A. Luke, Jr. For For Management
1.5 Elect Director Christopher L. Mapes For For Management
1.6 Elect Director Joseph W. Ralston For For Management
1.7 Elect Director John P. Reilly For For Management
1.8 Elect Director Frank C. Sullivan For For Management
1.9 Elect Director John M. Timken, Jr. For For Management
1.10 Elect Director Ward J. Timken, Jr. For For Management
1.11 Elect Director Jacqueline F. Woods For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Philip T. (Pete) For For Management
Ruegger, III
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Orthwein For For Management
1.2 Elect Director James L. Ziemer For For Management
1.3 Elect Director Robert W. Martin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Darren M. Rebelez For For Management
1.10 Elect Director Lamar C. Smith For For Management
1.11 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Kriss Cloninger III For For Management
1.3 Elect Director Walter W. Driver, Jr. For For Management
1.4 Elect Director Gardiner W. Garrard, Jr. For For Management
1.5 Elect Director Sidney E. Harris For For Management
1.6 Elect Director William M. Isaac For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director Connie D. McDaniel For For Management
1.9 Elect Director H. Lynn Page For For Management
1.10 Elect Director Philip W. Tomlinson For For Management
1.11 Elect Director John T. Turner For For Management
1.12 Elect Director Richard W. Ussery For For Management
1.13 Elect Director M. Troy Woods For For Management
1.14 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois J. Castaing For For Management
1.2 Elect Director Michael R. Gambrell For For Management
1.3 Elect Director David W. Meline For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on the Risks Associated with Against For Shareholder
Use of Gestation Crates in Supply
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
VANTIV, INC.
Ticker: VNTV Security ID: 92210H105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Maldonado For For Management
1.2 Elect Director Christopher Pike For For Management
1.3 Elect Director Daniel Poston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abraham Ludomirski For For Management
1.2 Elect Director Wayne M. Rogers For For Management
1.3 Elect Director Ronald Ruzic For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George G. Daly For Against Management
1.2 Elect Director Jack H. Nusbaum For Against Management
1.3 Elect Director Mark L. Shapiro For Against Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raymond Barrette as Director For For Management
1.2 Elect Yves Brouillette as Director For For Management
1.3 Elect John D. Gillespie as Director For For Management
2.1 Elect Monica Cramer-Manhem as Director For For Management
for Sirius International Insurance
Corporation
2.2 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.3 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.4 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.6 Elect Goran Thorstensson as Director For For Management
for Sirius International Insurance
Corporation
2.7 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine Repasy as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine Repasy as Director for For For Management
White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine Repasy as Director for For For Management
Star Re Ltd.
6.2 Elect Goran Thorstensson as Director For For Management
for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Raymond Barrette as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.2 Elect David Foy as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.3 Elect Sheila E. Nicoll as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.4 Elect Jennifer L. Pitts as Director For For Management
for Alstead Reinsurance (SAC) Ltd.
8.1 Elect Michael Dashfield as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.2 Elect Lars Ek as Director for White For For Management
Mountains Re Sirius Capital Ltd.
8.3 Elect Goran Thorstensson as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.4 Elect Allan L. Waters as Director for For For Management
White Mountains Re Sirius Capital Ltd.
9.1 Elect Christopher Garrod as Director For For Management
for Split Rock Insurance, Ltd.
9.2 Elect Sarah A. Kolar as Director for For For Management
Split Rock Insurance, Ltd.
9.3 Elect Sheila E. Nicoll as Director for For For Management
Split Rock Insurance, Ltd.
9.4 Elect John C. Treacy as Director for For For Management
Split Rock Insurance, Ltd.
10.1 Elect Raymond Barrette as Director for For For Management
Any New non-United States Operating
Subsidiary
10.2 Elect David Foy as Director for Any For For Management
New non-United States Operating
Subsidiary
10.3 Elect Jennifer L. Pitts as Director For For Management
for Any New non-United States
Operating Subsidiary
10.4 Elect Warren J. Trace as Director for For For Management
Any New non-United States Operating
Subsidiary
11 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
================ Robeco Boston Partners Long/Short Global Fund =================
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Daniel Bernard as Director For For Management
6 Re-elect Andrew Bonfield as Director For For Management
7 Re-elect Pascal Cagni as Director For For Management
8 Re-elect Clare Chapman as Director For For Management
9 Re-elect Sir Ian Cheshire as Director For For Management
10 Re-elect Anders Dahlvig as Director For For Management
11 Re-elect Janis Kong as Director For For Management
12 Re-elect Kevin O'Byrne as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Philippe Tible as Director For For Management
15 Re-elect Karen Witts as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Approve Incentive Share Plan For For Management
--------------------------------------------------------------------------------
SJM HOLDINGS LTD.
Ticker: 00880 Security ID: Y8076V106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final and Special Dividend For For Management
3a Elect So Shu Fai as Director For For Management
3b Elect Rui Jose da Cunha as Director For For Management
3c Elect Leong On Kei, Angela as Director For For Management
3d Elect Fok Tsun Ting, Timothy as For For Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant under the Share
Option Scheme
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Adopt New Articles of Association For For Management
=============== Robeco Boston Partners Long/Short Research Fund ================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Corti For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Robert A. Kotick For For Management
1.4 Elect Director Barry Meyer For For Management
1.5 Elect Director Robert J. Morgado For For Management
1.6 Elect Director Peter Nolan For For Management
1.7 Elect Director Richard Sarnoff For For Management
1.8 Elect Director Elaine Wynn For For Management
2 Approve Omnibus Stock Plan For Against Management
3A Amend Provisions Relating to the For For Management
Relationship with Vivendi
3B Amend Provisions Relating to For For Management
Supermajority and Special Voting
Requirements
3C Amend Provisions Relating to the For For Management
Ability to Amend Bylaws
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Fields For For Management
1.2 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Hernandez For For Management
1.2 Elect Director Luther C. Kissam, IV For For Management
1.3 Elect Director Joseph M. Mahady For For Management
1.4 Elect Director Jim W. Nokes For For Management
1.5 Elect Director James J. O'Brien For For Management
1.6 Elect Director Barry W. Perry For For Management
1.7 Elect Director John Sherman, Jr. For For Management
1.8 Elect Director Gerald A. Steiner For For Management
1.9 Elect Director Harriett Tee Taggart For For Management
1.10 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Lawrence M. Benveniste For For Management
1.4 Elect Director D. Keith Cobb For For Management
1.5 Elect Director E. Linn Draper, Jr. For For Management
1.6 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec �� Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
6 Approve Creation of EUR 550 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 15 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize the Acquisition Treasury For For Management
Shares for Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Giora Yaron as a Director For For Management
2 Approve Dividends For For Management
3 Amend Articles Re: Termination of For Against Management
Shareholder Approval for Declaration
of Dividends
4 Approve Authorized Share Capital and For For Management
Authorize Board to Issue Shares
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP.
Ticker: AGNC Security ID: 02503X105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director David P. Singelyn For For Management
1.3 Elect Director John 'Jack' Corrigan For For Management
1.4 Elect Director Dann V. Angeloff For For Management
1.5 Elect Director Matthew J. Hart For For Management
1.6 Elect Director James H. Kropp For For Management
1.7 Elect Director Lynn Swann For For Management
1.8 Elect Director Kenneth M. Woolley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN RESIDENTIAL PROPERTIES, INC.
Ticker: ARPI Security ID: 02927E303
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Schmitz For For Management
1.2 Elect Director Laurie A. Hawkes For For Management
1.3 Elect Director Douglas N. Benham For For Management
1.4 Elect Director David M. Brain For For Management
1.5 Elect Director Keith R. Guericke For For Management
1.6 Elect Director Todd W. Mansfield For For Management
2 Approve Conversion of Securities For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent T. Roche For For Management
1c Elect Director Richard M. Beyer For For Management
1d Elect Director James A. Champy For For Management
1e Elect Director John C. Hodgson For For Management
1f Elect Director Yves-Andre Istel For For Management
1g Elect Director Neil Novich For For Management
1h Elect Director F. Grant Saviers For For Management
1i Elect Director Kenton J. Sicchitano For For Management
1j Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For Against Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director Philip K. Asherman For For Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARYZTA AG
Ticker: YZA Security ID: H0336B110
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept 2013 Annual Report For For Management
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 0.67 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Charles Adair as Director For For Management
4.2 Reelect Owen Killian as Director For For Management
5.1 Elect Andrew Morgan as Director For For Management
5.2 Elect John Yamin as Director For For Management
6 Approve Creation of CHF 183,621 Pool For For Management
of Capital without Preemptive Rights
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 �� Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For Against Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: JUL 30, 2013 Meeting Type: Special
Record Date: JUL 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Esser to Supervisory Board For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
4 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
5 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 4
6 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVG TECHNOLOGIES NV
Ticker: AVG Security ID: N07831105
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Gary Kovacs as CEO For For Management
3 Approve Remuneration Package of New CEO For Against Management
4 Amend Remuneration Arrangements with For Against Management
COO Giamatteo Including Approval of
One-Off Cash Bonuses and Accelarated
Vesting of 50,000 Stock Options and
37,500 Restricted Stock Units
5 Approve Annual Bonus of USD 500,000 in For Against Management
Cash or Restricted Stock Units to
Supervisory Board Chairman Fuller
6 Approve Grant of 20,000 Options to For Against Management
Supervisory Board Member Esser
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert L. Friedman as Director For For Management
1.2 Elect Cheryl-Ann Lister as Director For For Management
1.3 Elect Thomas C. Ramey as Director For For Management
1.4 Elect Wilhelm Zeller as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against For Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: 072730302
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Recive Annual Financial Statements and For For Management
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4a Elect Simone Bagel-Trah to the For For Management
Supervisory Board
4b Elect Ernst-Ludwig Winnacker to the For For Management
Supervisory Board
5 Approve Creation of EUR 530 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Approve Creation of EUR 211.7 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9a Approve Affiliation Agreement with For For Management
Subsidiary Bayer Business Services GmbH
9b Approve Affiliation Agreement with For For Management
Subsidiary Bayer Technology Services
GmbH
9c Approve Affiliation Agreement with For For Management
Subsidiary Bayer US IP GmbH
9d Approve Affiliation Agreement with For For Management
Subsidiary Bayer Bitterfeld GmbH
9e Approve Affiliation Agreement with For For Management
Subsidiary Bayer Innovation GmbH
9f Approve Affiliation Agreement with For For Management
Subsidiary Bayer Real Estate GmbH
9g Approve Affiliation Agreement with For For Management
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
9h Approve Affiliation Agreement with For For Management
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
10 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For Withhold Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For Withhold Management
1.9 Elect Director Donald R. Keough For Withhold Management
1.10 Elect Director Thomas S. Murphy For Withhold Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BERRY PLASTICS GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: MAR 11, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Evan Bayh For Withhold Management
1.2 Elect Director Anthony M. Civale For Withhold Management
1.3 Elect Director Ronald S. Rolfe For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Einiger For For Management
1.2 Elect Director Jacob A. Frenkel For For Management
1.3 Elect Director Joel I. Klein For For Management
1.4 Elect Director Douglas T. Linde For For Management
1.5 Elect Director Matthew J. Lustig For For Management
1.6 Elect Director Alan J. Patricof For For Management
1.7 Elect Director Ivan G. Seidenberg For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Byrnes For For Management
1b Elect Director Nelda J. Connors For For Management
1c Elect Director Kristina M. Johnson For For Management
1d Elect Director Edward J. Ludwig For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Ernest Mario For For Management
1g Elect Director N.J. Nicholas, Jr. For For Management
1h Elect Director Pete M. Nicholas For For Management
1i Elect Director Uwe E. Reinhardt For For Management
1j Elect Director David J. Roux For For Management
1k Elect Director John E. Sununu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing and Plans for Against Against Shareholder
Improving Welfare
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Richard Burrows as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Ben Stevens as Director For For Management
15 Re-elect Richard Tubb as Director For For Management
16 Elect Savio Kwan as Director For For Management
17 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRITVIC PLC
Ticker: BVIC Security ID: G17387104
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Joanne Averiss as Director For For Management
5 Re-elect Gerald Corbett as Director For For Management
6 Re-elect John Gibney as Director For For Management
7 Re-elect Ben Gordon as Director For For Management
8 Re-elect Bob Ivell as Director For For Management
9 Re-elect Simon Litherland as Director For For Management
10 Re-elect Michael Shallow as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato (Renny) A. For For Management
DiPentima
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Dave House For For Management
1.7 Elect Director L. William Krause For For Management
1.8 Elect Director David E. Roberson For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
CANACOL ENERGY LTD.
Ticker: CNE Security ID: 134808203
Meeting Date: NOV 01, 2013 Meeting Type: Annual/Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Charle Gamba For For Management
2b Elect Director Michael Hibberd For For Management
2c Elect Director Jason Bednar For For Management
2d Elect Director Stuart Hensman For For Management
2e Elect Director Luis Baena For For Management
2f Elect Director David Winter For For Management
2g Elect Director Gary R. Petersen For For Management
2h Elect Director Gregory D. Elliot For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Shareholder Rights Plan For Against Management
5 Amend Bylaws For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CAPITALSOURCE INC.
Ticker: CSE Security ID: 14055X102
Meeting Date: JAN 13, 2014 Meeting Type: Special
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Terry D. Growcock For For Management
1.3 Elect Director Gregg A. Ostrander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Publication of Annual Report For For Management
in English
2 Receive Report of Board None None Management
3 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
4 Approve Allocation of Income and For For Management
Dividends of DKK 8.00 Per Share
5a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
5b Approve Remuneration of Directors in For For Management
the Amount of DKK 1,400,000 for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
5c Authorize Share Repurchase Program For Against Management
5d1 Require Inclusion of Certain Financial Against Against Shareholder
information to Meeting Notice
5d2 Require Availability of Certain Against Against Shareholder
Reports in Danish for Five Years on
Company Website
5d3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
5d4 Require Company to Offer at AGM a Meal Against Against Shareholder
Corresponding to Company's Outlook
6a Reelect Flemming Besenbacher as For For Management
Director
6b Reelect Jess Soderberg as Director For For Management
6c Reelect Lars Stemmerik as Director For For Management
6d Reelect Richard Burrows as Director For For Management
6e Reelect Cornelis Job van der Graaf as For For Management
Director
6f Reelect Donna Cordner as Director For For Management
6g Reelect Elisabeth Fleuriot as Director For For Management
6h Reelect Soren-Peter Olesen as Director For For Management
6i Reelect Nina Smith as Director For For Management
6j Elect Carl Bache as Director For For Management
7 Ratify KPMG 2014 P/S as Auditors For For Management
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Alesio For Withhold Management
1.2 Elect Director Barry K. Allen For Withhold Management
1.3 Elect Director David W. Nelms For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: N20935206
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Call to Order None None Management
2 Approve Merger Agreement Fiat For For Management
Industrial S.p.A, and CNH Global
3 Close Meeting None None Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For For Management
1.5 Elect Director Richard G. Lindner For For Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Fowden For For Management
1.2 Elect Director Barry A. Fromberg For Withhold Management
1.3 Elect Director Robert L. Hanson For For Management
1.4 Elect Director Jeananne K. Hauswald For For Management
1.5 Elect Director James A. Locke, III For Withhold Management
1.6 Elect Director Richard Sands For For Management
1.7 Elect Director Robert Sands For For Management
1.8 Elect Director Judy A. Schmeling For For Management
1.9 Elect Director Paul L. Smith For Withhold Management
1.10 Elect Director Keith E. Wandell For For Management
1.11 Elect Director Mark Zupan For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CONVERSANT, INC.
Ticker: CNVR Security ID: 21249J105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Zarley For For Management
1.2 Elect Director David S. Buzby For Withhold Management
1.3 Elect Director Brian Smith For For Management
1.4 Elect Director Jeffrey F. Rayport For Withhold Management
1.5 Elect Director James R. Peters For Withhold Management
1.6 Elect Director James A. Crouthamel For For Management
1.7 Elect Director John Giuliani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For Against Management
Shares
7 Renew Director's Authority to Issue For Against Management
Shares for Cash
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Thayer Bigelow For For Management
1.2 Elect Director Philip R. Lochner, Jr. For For Management
1.3 Elect Director Max H. Mitchell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: DEC 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Zable For For Management
1.2 Elect Director Bruce G. Blakley For For Management
1.3 Elect Director William W. Boyle For For Management
1.4 Elect Director Edwin A. Guiles For For Management
1.5 Elect Director Robert S. Sullivan For For Management
1.6 Elect Director John H. Warner, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAUM COMMUNICATIONS CORPORATION
Ticker: 035720 Security ID: Y2020U108
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,133 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Choi Se-Hoon as Inside Director For For Management
3.2 Reelect Lee Jae-Hyuk as Inside Director For For Management
3.3 Elect Kwon Gi-Soo as Inside Director For For Management
3.4 Elect Ho Chang-Sung Outside Director For For Management
3.5 Elect Lim Bang-Hee as Outside Director For For Management
4.1 Elect Lim Bang-Hee as Member of Audit For For Management
Committee
4.2 Reelect Choi Joon-Ho Member of Audit For For Management
Committee
4.3 Reelect David Hoffman Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Michael P. Cross For For Management
1.3 Elect Director Travis D. Stice For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
EKORNES ASA
Ticker: EKO Security ID: R20126109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.50
Per Share
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve Remuneration of Directors and For Did Not Vote Management
Nominating Committee
7 Approve Remuneration of Auditors For Did Not Vote Management
8a Reelect Stian Ekornes as Director For Did Not Vote Management
8b Elect Jarle Roth as Director For Did Not Vote Management
8c Elect Lars Roiri as Director For Did Not Vote Management
8d Elect Kersti Kleven as Chairman For Did Not Vote Management
8e Elect Jarle Roth as Vice Chairman For Did Not Vote Management
9a Elect Olav Fiskerstrand as Member of For Did Not Vote Management
Nominating Committee
9b Elect Hege Sjo as Chairman of For Did Not Vote Management
Nominating Committee
10 Amend Articles Re: Nominating Committee For Did Not Vote Management
11 Amend Nominating Committee Regulations For Did Not Vote Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Denise F. Warren For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adopt Dividend Reinvestment Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC
Ticker: ENDP Security ID: G30401106
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger H. Kimmel For For Management
1b Elect Director Rajiv De Silva For For Management
1c Elect Director John J. Delucca For For Management
1d Elect Director Arthur J. Higgins For For Management
1e Elect Director Nancy J. Hutson For For Management
1f Elect Director Michael Hyatt For For Management
1g Elect Director William P. Montague For For Management
1h Elect Director Jill D. Smith For For Management
1i Elect Director William F. Spengler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD. ��
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Dewey For For Management
1.2 Elect Director M. James Gorrie For For Management
1.3 Elect Director James T. McManus, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Robert D. Marcus For For Management
1g Elect Director Siri S. Marshall For For Management
1h Elect Director John A. McKinley For For Management
1i Elect Director Richard F. Smith For For Management
1j Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Pamela L. Coe For Withhold Management
1.3 Elect Director Barry Diller For Withhold Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For Withhold Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For Withhold Management
1.9 Elect Director John C. Malone For Withhold Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director James R. Boldt For For Management
1.3 Elect Director G. Thomas Bowers For For Management
1.4 Elect Director Roxanne J. Coady For For Management
1.5 Elect Director Gary M. Crosby For For Management
1.6 Elect Director Carl Florio For For Management
1.7 Elect Director Carlton L. Highsmith For For Management
1.8 Elect Director George M. Philip For For Management
1.9 Elect Director Peter B. Robinson For For Management
1.10 Elect Director Nathaniel D. Woodson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: JUL 29, 2013 Meeting Type: Annual/Special
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect H. Raymond Bingham as Director For For Management
1b Reelect Willy C. Shih as Director For For Management
2 Reappoint Lawrence A. Zimmerman as For For Management
Director
3 Approve Reappointment of Deloitte & For For Management
Touche LLP as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Changes to the Method of For For Management
Payment of Compensation Payable to our
Non-Employee Directors
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas DiPaolo For For Management
1b Elect Director Matthew M. McKenna For For Management
1c Elect Director Steven Oakland For For Management
1d Elect Director Cheryl Nido Turpin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Claudio Costamagna For For Management
1.3 Elect Director James W. Crownover For For Management
1.4 Elect Director Vernon Ellis For For Management
1.5 Elect Director Nicholas C. Fanandakis For For Management
1.6 Elect Director Steven H. Gunby For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Cody For For Management
1b Elect Director Howard D. Elias For For Management
1c Elect Director John Jeffry Louis For For Management
1d Elect Director Marjorie Magner For For Management
1e Elect Director Gracia C. Martore For For Management
1f Elect Director Scott K. McCune For For Management
1g Elect Director Susan Ness For For Management
1h Elect Director Tony A. Prophet For For Management
1i Elect Director Neal Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker: BRSS Security ID: 37953G103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Welch, III For For Management
1.2 Elect Director Ronald C. Whitaker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Lefkofsky For For Management
1.2 Elect Director Peter Barris For For Management
1.3 Elect Director Robert Bass For For Management
1.4 Elect Director Daniel Henry For For Management
1.5 Elect Director Jeffrey Housenbold For For Management
1.6 Elect Director Bradley Keywell For Withhold Management
1.7 Elect Director Theodore Leonsis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Losh For For Management
1.2 Elect Director Lee R. Mitau For For Management
1.3 Elect Director R. William Van Sant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Brown For For Management
1b Elect Director Peter W. Chiarelli For For Management
1c Elect Director Thomas A. Dattilo For For Management
1d Elect Director Terry D. Growcock For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Vyomesh I. Joshi For For Management
1g Elect Director Karen Katen For For Management
1h Elect Director Stephen P. Kaufman For For Management
1i Elect Director Leslie F. Kenne For For Management
1j Elect Director David B. Rickard For For Management
1k Elect Director James C. Stoffel For For Management
1l Elect Director Gregory T. Swienton For For Management
1m Elect Director Hansel E. Tookes, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: APR 04, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1. Accept Financial Statements and For For Management
Statutory Reports
2. Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Ordinary
Share and EUR 1.22 per Preferred Share
3. Approve Discharge of the Personally For For Management
Liable Partnerfor Fiscal 2013
4. Approve Discharge of Supervisory Board For For Management
for Fiscal 2013 ��
5. Approve Discharge of the Shareholders' For For Management
Committee for Fiscal 2013
6. Ratify KPMG as Auditors for Fiscal 2014 For For Management
7. Elect Barbara Kux to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Lynn J. Good For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Neal J. Keating For For Management
1.5 Elect Director John F. Malloy For For Management
1.6 Elect Director Andrew McNally, IV For For Management
1.7 Elect Director David G. Nord For For Management
1.8 Elect Director G. Jackson Ratcliffe For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director John G. Russell For For Management
1.11 Elect Director Steven R. Shawley For For Management
1.12 Elect Director Richard J. Swift For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann ('Tanny') B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For For Management
1.2 Elect Director Anastasia D. Kelly For For Management
1.3 Elect Director Thomas C. Schievelbein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon M. Huntsman For For Management
1.2 Elect Director Patrick T. Harker For For Management
1.3 Elect Director Mary C. Beckerle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO.
Ticker: 012330 Security ID: Y3849A109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Elect Two Inside Directors and Two For For Management
Outside Directors (Bundled)
3 Reelect Two Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Reelect Jung Mong-Goo as Inside For For Management
Director and Reelect Oh Se-Bin as
Outside Director
3 Reelect Oh Se-Bin as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Thomas Lynch as Director For For Management
1.2 Reelect Declan McKeon as Director For For Management
1.3 Elect William Hall as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Kuroda, Naoki For For Management
2.2 Elect Director Sugioka, Masatoshi For For Management
2.3 Elect Director Kitamura, Toshiaki For For Management
2.4 Elect Director Yui, Seiji For For Management
2.5 Elect Director Sano, Masaharu For For Management
2.6 Elect Director Sugaya, Shunichiro For For Management
2.7 Elect Director Murayama, Masahiro For For Management
2.8 Elect Director Ito, Seiya For For Management
2.9 Elect Director Tanaka, Wataru For For Management
2.10 Elect Director Ikeda, Takahiko For For Management
2.11 Elect Director Kurasawa, Yoshikazu For For Management
2.12 Elect Director Wakasugi, Kazuo For For Management
2.13 Elect Director Kagawa, Yoshiyuki For For Management
2.14 Elect Director Kato, Seiji For For Management
2.15 Elect Director Tonoike, Rentaro For For Management
2.16 Elect Director Okada, Yasuhiko For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Arduini For For Management
1.2 Elect Director Keith Bradley For For Management
1.3 Elect Director Richard E. Caruso For For Management
1.4 Elect Director Stuart M. Essig For For Management
1.5 Elect Director Barbara B. Hill For For Management
1.6 Elect Director Lloyd W. Howell, Jr. For For Management
1.7 Elect Director Donald E. Morel, Jr. For For Management
1.8 Elect Director Raymond G. Murphy For For Management
1.9 Elect Director Christian S. Schade For For Management
1.10 Elect Director James M. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON OUTDOORS INC.
Ticker: JOUT Security ID: 479167108
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry E. London For For Management
1.2 Elect Director John M. Fahey, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: 500472303
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Dividends of EUR 0.80 Per Share For For Management
2e Approve Discharge of Management Board For For Management
2f Approve Discharge of Supervisory Board For For Management
3 Elect Orit Gadiesh to Supervisory Board For For Management
4 Reappoint KPMG as Auditors for an For For Management
Intermim Period of One Year
5a Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
5b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 5a
6 Authorize Repurchase of Shares For For Management
7 Approve Cancellation of Repurchased For For Management
Shares
8 Allow Questions None None Management
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For Withhold Management
1.2 Elect Director Brian F. Maxted For Withhold Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For Withhold Management
1.5 Elect Director David B. Krieger For Withhold Management
1.6 Elect Director Joseph P. Landy For Withhold Management
1.7 Elect Director Prakash A. Melwani For Withhold Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director D. Gary Gilliland For For Management
1d Elect Director David P. King For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Robert E. Mittelstaedt, For For Management
Jr.
1g Elect Director Peter M. Neupert For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYK Security ID: G5480U104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For Against Management
2 Elect Director John W. Dick For For Management
3 Elect Director J.C. Sparkman For For Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Policy For Against Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Remuneration Report For Against Management
9 Ratify KPMG LLP as Independent Auditors For For Management
10 Ratify KPMG LLP as Statutory Auditor For For Management
11 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
--------------------------------------------------------------------------------
LINTEC CORP.
Ticker: 7966 Security ID: J13776109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ouchi, Akihiko For For Management
1.2 Elect Director Nishio, Hiroyuki For For Management
1.3 Elect Director Asai, Hitoshi For For Management
1.4 Elect Director Kawasaki, Shigeru For For Management
1.5 Elect Director Ichihashi, Koji For For Management
1.6 Elect Director Kobayashi, Kenji For For Management
1.7 Elect Director Koyama, Koji For For Management
1.8 Elect Director Iiumi, Makoto For For Management
1.9 Elect Director Ebe, Kazuyoshi For For Management
1.10 Elect Director Nakamura, Takashi For For Management
1.11 Elect Director Sato, Shinichi For For Management
1.12 Elect Director Ooka, Satoshi For For Management
2.1 Appoint Statutory Auditor Yamamoto, For For Management
Toshio
2.2 Appoint Statutory Auditor Nozawa, Toru For Against Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director Andrew H. Card, Jr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director David E.R. Dangoor For For Management
1.5 Elect Director Murray S. Kessler For For Management
1.6 Elect Director Jerry W. Levin For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: APR 09, 2014 Meeting Type: Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes�� For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cari M. Dominguez For For Management
1.2 Elect Director Roberto Mendoza For For Management
1.3 Elect Director Jonas Prising For For Management
1.4 Elect Director Elizabeth P. Sartain For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith J. Allman For For Management
1b Elect Director Verne G. Istock For For Management
1c Elect Director J. Michael Losh For For Management
1d Elect Director Christopher A. O'Herlihy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker: MASI Security ID: 574795100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Barker For Against Management
1.2 Elect Director Sanford Fitch For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
(Voting)
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Procedures for Lending Funds to For For Management
Other Parties
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MILLENNIAL MEDIA, INC.
Ticker: MM Security ID: 60040N105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Goodman For For Management
1.2 Elect Director Patrick Kerins For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane R. Dunham For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge A. Bermudez For For Management
1.2 Elect Director Kathryn M. Hill For For Management
1.3 Elect Director Leslie F. Seidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
1.15 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director David Sandler For For Management
1.3 Elect Director Erik Gershwind For For Management
1.4 Elect Director Jonathan Byrnes For For Management
1.5 Elect Director Roger Fradin For For Management
1.6 Elect Director Louise Goeser For For Management
1.7 Elect Director Denis Kelly For For Management
1.8 Elect Director Philip Peller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Conroy For For Management
1b Elect Director Scott S. Cowen For For Management
1c Elect Director Michael T. Cowhig For For Management
1d Elect Director Cynthia A. Montgomery For For Management
1e Elect Director Jose Ignacio For For Management
Perez-Lizaur
1f Elect Director Michael B. Polk For For Management
1g Elect Director Michael A. Todman For For Management
1h Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. E. Andrews For For Management
1.2 Elect Director Robert C. Butler For For Management
1.3 Elect Director Timothy M. Donahue For For Management
1.4 Elect Director Thomas D. Eckert For For Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Ed Grier For For Management
1.7 Elect Director Manuel H. Johnson For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Dwight C. Schar For For Management
1.13 Elect Director Paul W. Whetsell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John L. Bernbach For For Management
1b Elect Director James G. Carlson For For Management
1c Elect Director Mark A. Emmert For For Management
1d Elect Director Steven J. Heyer For For Management
1e Elect Director Samuel R. Leno For For Management
1f Elect Director Barry P. Schochet For For Management
1g Elect Director James D. Shelton For For Management
1h Elect Director Amy Wallman For For Management
1i Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PACIFIC DRILLING S.A.
Ticker: PDSA Security ID: L7257P106
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income For For Management
4 Approve Discharge of Directors For For Management
5.1 Reelect Ron Moskovitz as Director For For Management
5.2 Reelect Christian J. Beckett as For For Management
Director
5.3 Reelect Laurence N. Charney as Director For For Management
5.4 Reelect Jeremy Asher as Director For For Management
5.5 Reelect Paul Wolff as Director For For Management
5.6 Reelect Elias Sakellis as Director For For Management
5.7 Reelect Cyril Ducau as Director For For Management
5.8 Reelect Robert A. Schwed as Director For For Management
5.9 Reelect Sami Iskander as Director For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Payment of Cash Distributions For For Management
up to USD 152 Million via Reduction in
Share Capital or in Share Premium
Account
8 Renew Appointment of KPMG as Auditor For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For Withhold Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD.
Ticker: PWRD Security ID: 71372U104
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Ratify the 2013 Share For Against Management
Incentive Plan
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
PHOENIX NEW MEDIA LTD
Ticker: FENG Security ID: 71910C103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Audited Consolidated For For Management
Financial Statements
2 Approve Re-appointment of For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as 2014 Independent
Auditor
3 Authorize the Board of Directors to For For Management
Fix Remuneration of the Independent
Auditor
4 Re-elect Mr. Jerry J. Zhang as For For Management
Independent Director
5 Approve the 2014 Refreshment of the For Against Management
Company's Share Option Scheme
6 Authorize Directors or Officers of the For Against Management
Company to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Toni Jennings For For Management
1.7 Elect Director Ronald de Waal For For Management
1.8 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Daniel J. Murphy For For Management
1.3 Elect Director Vernon E. Oechsle For For Management
1.4 Elect Director Ulrich Schmidt For For Management
1.5 Elect Director Richard L. Wambold For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Main For For Management
1.2 Elect Director Timothy M. Ring For For Management
1.3 Elect Director Daniel C. Stanzione For For Management
2 Ratify Auditors For For Management
3 Remove Supermajority Vote Requirement For For Management
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley G. Broader For Against Management
1.2 Elect Director Jeffrey N. Edwards For For Management
1.3 Elect Director Benjamin C. Esty For For Management
1.4 Elect Director Francis S. Godbold For For Management
1.5 Elect Director H. William Habermeyer, For Against Management
Jr.
1.6 Elect Director Thomas A. James For For Management
1.7 Elect Director Gordon L. Johnson For For Management
1.8 Elect Director Paul C. Reilly For For Management
1.9 Elect Director Robert P. Saltzman For For Management
1.10 Elect Director Hardwick Simmons For Against Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Thomas A. Kennedy For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Michael C. Ruettgers For For Management
1g Elect Director Ronald L. Skates For For Management
1h Elect Director William R. Spivey For For Management
1i Elect Director Linda G. Stuntz For For Management
1j Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine R. Detrick For For Management
1.2 Elect Director Joyce A. Phillips For For Management
1.3 Elect Director Arnoud W.A. Boot For For Management
1.4 Elect Director John F. Danahy For For Management
1.5 Elect Director J. Cliff Eason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REXEL
Ticker: RXL Security ID: F7782J366
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
6 Approve Severance Payment Agreement For Against Management
with Catherine Guillouard
7 Approve Amendment to Severance Payment For Against Management
Agreement with Rudy Provoost Re:
Performance Criteria
8 Approve Amendment to Severance Payment For Against Management
Agreement with Pascal Martin Re:
Performance Criteria
9 Approve Amendment to Severance Payment For Against Management
Agreement with Catherine Guillouard
Re: Performance Criteria
10 Advisory Vote on Compensation of Rudy For Against Management
Provoost, Chairman of the Management
Board
11 Advisory Vote on Compensation of For Against Management
Catherine Guillouard and Pascal
Martin, Members of the Management Board
12 Elect Pier Luigi Sigismondi as For For Management
Supervisory Board Member
13 Ratify Appointment of Monika Ribar as For For Management
Supervisory Board Member
14 Ratify Appointment of Francois Henrot For For Management
as Supervisory Board Member
15 Ratify Appointment of Hendrica For For Management
Verhagen as Supervisory Board Member
16 Reelect Hendrica Verhagen as For For Management
Supervisory Board Member
17 Reelect Patrick Sayer as Supervisory For Against Management
Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Approve Remuneration of Supervisory For Against Management
Board Members in the Aggregate Amount
of EUR 1.31 Million
20 Ratify Change of Registered Office to For For Management
13, Boulevard du Fort de Vaux, 75017
Paris ; and Bylaws Accordingly
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 280 Million
24 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 280 Million
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22-24
26 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
29 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
30 Authorize Capital Increase of Up to For Against Management
EUR 250 Million for Future Exchange
Offers
31 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
32 Amend Article 11-2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
33 Adopt One-Tiered Board Structure, and For Against Management
Amend Bylaws Accordingly
34 Subject to Approval of Item 33 Above, For Against Management
Transfer to the Board of Directors
Authorization to Issue Restricted
Shares Granted to the Management Board
by the May 22, 2013 AGM (Item 15)
35 Subject to Approval of Item 33, Elect For Against Management
Rudy Provoost as Director
36 Subject to Approval of Item 33, Elect For Against Management
Roberto Quarta as Director
37 Subject to Approval of Item 33, Elect For Against Management
Patrick Sayer as Director
38 Subject to Approval of Item 33, Elect For Against Management
Vivianne Akriche as Director
39 Subject to Approval of Item 33, Elect For Against Management
Thomas Farrell as Director
40 Subject to Approval of Item 33, Elect For Against Management
Fritz Frohlich as Director
41 Subject to Approval of Item 33, Elect For Against Management
Francois Henrot as Director
42 Subject to Approval of Item 33, Elect For Against Management
Monika Ribar as Director
43 Subject to Approval of Item 33, Elect For Against Management
Pier Luigi Sigismondi as Director
44 Subject to Approval of Item 33, Elect For Against Management
Hendrica Verhagen as Director
45 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RITE AID CORPORATION
Ticker: RAD Security ID: 767754104
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Standley For For Management
1b Elect Director Joseph B. Anderson, Jr. For For Management
1c Elect Director Bruce G. Bodaken For For Management
1d Elect Director David R. Jessick For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Myrtle S. Potter For For Management
1g Elect Director Michael N. Regan For For Management
1h Elect Director Marcy Syms For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Harold M. Messmer, Jr. For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special ��
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 per Share
4 Approve Additional Pension Scheme For For Management
Agreement with Stephane Abrial,
Vice-CEO
5 Approve Additional Pension Scheme For For Management
Agreement with Jean-Paul Herteman,
Chairman and CEO
6 Approve Additional Pension Scheme For For Management
Agreements with Stephane Abrial, Ross
McInnes, Marc Ventre, Vice-CEOs
7 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 868,000
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Advisory Vote on Compensation of For For Management
Jean-Paul Herteman, Chairman and CEO
11 Advisory Vote on Compensation Vice-CEOs For For Management
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Amend Article 14 of Bylaws Re: For For Management
Appointment of Employee Representatives
14 Amend Item 3: Approve Allocation of Against Against Shareholder
Income and Dividends of EUR 0.98 per
Share
15 Amend Item 8: Approve Remuneration of Against Against Shareholder
Directors in the Aggregate Amount of
EUR 759,333
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: SEP 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Executive Officer Performance For For Management
Bonus Plan
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a Amend Articles Re: Removing For For Management
Restrictions on Holding AGM Outside
the U.S.
6b Amend Articles Re: Clarify For For Management
Shareholders' Right to Appoint
Multiple Proxies
6c Amend Articles Re: Provide for For For Management
Escheatment in Accordance with U.S.
Laws
6d Amend Articles Re: Clarify the For For Management
Company's Mechanism for Effecting
Share Repurchases
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan C. Cressey For For Management
1.2 Elect Director Robert A. Ortenzio For For Management
1.3 Elect Director Leopold Swergold For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: 826197501
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
7 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
8 Approve Creation of EUR 528.6 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Cancellation of Capital For For Management
Authorization
11 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
SILGAN HOLDINGS INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Greg Horrigan For Withhold Management
1.2 Elect Director John W. Alden For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt M. Cellar For For Management
1.2 Elect Director Charles A. Koppelman For For Management
1.3 Elect Director Jon L. Luther For For Management
1.4 Elect Director Usman Nabi For For Management
1.5 Elect Director Stephen D. Owens For For Management
1.6 Elect Director James Reid-Anderson For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Joseph A. DePaulo For For Management
1c Elect Director Carter Warren Franke For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Marianne Keler For For Management
1g Elect Director Jed H. Pitcher For For Management
1h Elect Director Frank C. Puleo For For Management
1i Elect Director Raymond J. Quinlan For For Management
1j Elect Director William N. Shiebler For For Management
1k Elect Director Robert S. Strong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve an Amendment to the LLC For For Management
Agreement of Navient, LLC
5 Eliminate Cumulative Voting For Against Management
6 Adopt Proxy Access Right None For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Bruno Angelici as Director For For Management
5 Re-elect Philip Bowman as Director For For Management
6 Re-elect David Challen as Director For For Management
7 Re-elect Tanya Fratto as Director For For Management
8 Re-elect Anne Quinn as Director For For Management
9 Re-elect Sir Kevin Tebbit as Director For For Management
10 Re-elect Peter Turner as Director For For Management
11 Elect Sir George Buckley as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Approve EU Political Donations and For For Management
Expenditure
19 Approve Special Dividend For For Management
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Remuneration Report For For Management
5 Elect Dr Kurt Campbell as Director For For Management
6 Elect Christine Hodgson as Director For For Management
7 Elect Naguib Kheraj as Director For For Management
8 Re-elect Om Bhatt as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect Dr Louis Chi-Yan Cheung as For For Management
Director
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Ruth Markland as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect Sir John Peace as Director For For Management
16 Re-elect Alun Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Viswanathan Shankar as For For Management
Director
19 Re-elect Paul Skinner as Director For For Management
20 Re-elect Dr Lars Thunell as Director For For Management
21 Approve Disapplication of the For For Management
Shareholding Qualification in Relation
to Dr Kurt Campbell
22 Reappoint KPMG Audit plc as Auditors For For Management
23 Authorise Board to Fix Remuneration of For For Management
Auditors
24 Approve EU Political Donations and For For Management
Expenditure
25 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
26 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
27 Authorise Issue of Equity with For Against Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
28 Approve Scrip Dividend Program For For Management
29 Authorise Issue of Equity without For For Management
Pre-emptive Rights
30 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
31 Authorise Market Purchase of Ordinary For For Management
Shares
32 Authorise Market Purchase of For For Management
Preference Shares
33 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
34 Fix Maximum Variable Compensation Ratio For For Management
--------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
Ticker: SXI Security ID: 854231107
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Fenoglio For For Management
1.2 Elect Director Thomas J. Hansen For For Management
1.3 Elect Director H. Nicholas Muller, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Kennett F. Burnes For For Management
1c Elect Director Peter Coym For For Management
1d Elect Director Patrick de Saint-Aignan For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Robert S. Kaplan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Ronald L. Skates For For Management
1k Elect Director Gregory L. Summe For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STOCK SPIRITS GROUP PLC
Ticker: STCK Security ID: G8505K101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jack Keenan as Director For For Management
5 Elect Andrew Cripps as Director For For Management
6 Elect Christopher Heath as Director For For Management
7 Elect Lesley Jackson as Director For For Management
8 Elect Karim Khairallah as Director None None Management
9 Elect David Maloney as Director For For Management
10 Elect John Nicolson as Director For For Management
11 Appoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise the Company to Use For For Management
Electronic Communications
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Geraldine B. Laybourne For For Management
1e Elect Director David L. Mahoney For For Management
1f Elect Director Robert S. Miller For For Management
1g Elect Director Anita M. Sands For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
1j Elect Director Suzanne M. Vautrinot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TARKETT
Ticker: TKTT Security ID: F9T08Z124
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
4 Approve Transaction with Societe d For Against Management
Investissement Deconinck Re:
Assistance Agreement
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Approve Severance Payment Agreement For Against Management
with Michel Giannuzzi
7 Advisory Vote on Compensation of For Against Management
Michel Giannuzzi, Chairman of the
Management Board
8 Advisory Vote on Compensation of For Against Management
Fabrice Barthelemy and Vincent Lecerf,
Management Board Members
9 Renew Appointment of KPMG S.A. as For For Management
Auditor
10 Appoint Cabinet Mazars as Auditor For For Management
11 Appoint KPMG Audit IS SAS as Alternate For For Management
Auditor
12 Appoint Jerome de Pastors as Alternate For For Management
Auditor
13 Reelect Didier Deconinck as For For Management
Supervisory Board Member
14 Reelect Jean-Philippe Delsol as For For Management
Supervisory Board Member
15 Appoint Julien Deconinck as Censor For Against Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook, III For For Management
1.2 Elect Director Joseph H. Moglia For For Management
1.3 Elect Director Wilbur J. Prezzano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For Against Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director Pamela H. Patsley For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Wayne R. Sanders For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Richard K. Templeton For For Management
1k Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For For Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For For Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Lorene K. Steffes For For Management
1.12 Elect Director Dennis F. Strigl For For Management
1.13 Elect Director Thomas J. Usher For For Management
1.14 Elect Director George H. Walls, Jr. For For Management
1.15 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cox For For Management
1.2 Elect Director Diane C. Creel For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director John A. Luke, Jr. For For Management
1.5 Elect Director Christopher L. Mapes For For Management
1.6 Elect Director Joseph W. Ralston For For Management
1.7 Elect Director John P. Reilly For For Management
1.8 Elect Director Frank C. Sullivan For For Management
1.9 Elect Director John M. Timken, Jr. For For Management
1.10 Elect Director Ward J. Timken, Jr. For For Management
1.11 Elect Director Jacqueline F. Woods For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Philip T. (Pete) For For Management
Ruegger, III
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For Against Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director Robert D. Marcus For For Management
1j Elect Director N.J. Nicholas, Jr. For For Management
1k Elect Director Wayne H. Pace For For Management
1l Elect Director Edward D. Shirley For For Management
1m Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK �� Security ID: 891027104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Darren M. Rebelez For For Management
1.10 Elect Director Lamar C. Smith For For Management
1.11 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Kriss Cloninger III For For Management
1.3 Elect Director Walter W. Driver, Jr. For For Management
1.4 Elect Director Gardiner W. Garrard, Jr. For For Management
1.5 Elect Director Sidney E. Harris For For Management
1.6 Elect Director William M. Isaac For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director Connie D. McDaniel For For Management
1.9 Elect Director H. Lynn Page For For Management
1.10 Elect Director Philip W. Tomlinson For For Management
1.11 Elect Director John T. Turner For For Management
1.12 Elect Director Richard W. Ussery For For Management
1.13 Elect Director M. Troy Woods For For Management
1.14 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Ihara, Yasumori For For Management
2.8 Elect Director Sudo, Seiichi For For Management
2.9 Elect Director Saga, Koei For For Management
2.10 Elect Director Fukuichi, Tokuo For For Management
2.11 Elect Director Terashi, Shigeki For For Management
2.12 Elect Director Ishii, Yoshimasa For For Management
2.13 Elect Director Uno, Ikuo For Against Management
2.14 Elect Director Kato, Haruhiko For For Management
2.15 Elect Director Mark T. Hogan For For Management
3.1 Appoint Statutory Auditor Nakatsugawa, For For Management
Masaki
3.2 Appoint Statutory Auditor Kitayama, For Against Management
Teisuke
4 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuuji
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Disposal of Treasury Shares For For Management
for a Private Placement
--------------------------------------------------------------------------------
TRAVELZOO INC.
Ticker: TZOO Security ID: 89421Q106
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split Followed For For Management
by Forward Stock Split
2.1 Elect Director Holger Bartel For For Management
2.2 Elect Director Ralph Bartel For For Management
2.3 Elect Director David J. Ehrlich For Withhold Management
2.4 Elect Director Donovan Neale-May For Withhold Management
2.5 Elect Director Mary Reilly For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Bourgon For For Management
1.2 Elect Director Elmer L. Doty For Against Management
1.3 Elect Director John G. Drosdick For For Management
1.4 Elect Director Ralph E. Eberhart For For Management
1.5 Elect Director Jeffry D. Frisby For For Management
1.6 Elect Director Richard C. Gozon For For Management
1.7 Elect Director Richard C. Ill For For Management
1.8 Elect Director William L. Mansfield For For Management
1.9 Elect Director Adam J. Palmer For For Management
1.10 Elect Director Joseph M. Silvestri For For Management
1.11 Elect Director George Simpson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois J. Castaing For For Management
1.2 Elect Director Michael R. Gambrell For For Management
1.3 Elect Director David W. Meline For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Inoue, Michio For Against Management
2.2 Elect Director Ishii, Toyohide For For Management
2.3 Elect Director Saito, Kazuhisa For For Management
2.4 Elect Director Arai, Takuo For For Management
2.5 Elect Director Hikida, Kazuhiko For For Management
2.6 Elect Director Wada, Tatsuo For For Management
2.7 Elect Director Yui, Yoshiaki For For Management
2.8 Elect Director Maeda, Minoru For For Management
2.9 Elect Director Yasuda, Masanari For For Management
2.10 Elect Director Nakajima, Yoshitaka For For Management
2.11 Elect Director Yoshida, Hitoshi For For Management
2.12 Elect Director Arai, Yutaka For For Management
3 Appoint Statutory Auditor Motoda, For For Management
Tatsuya
4 Appoint Alternate Statutory Auditor For For Management
Wasemoto, Kazunori
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3a Elect Director Edward D. Breen For For Management
3b Elect Director Herman E. Bulls For For Management
3c Elect Director Michael E. Daniels For For Management
3d Elect Director Frank M. Drendel For For Management
3e Elect Director Brian Duperreault For For Management
3f Elect Director Rajiv L. Gupta For For Management
3g Elect Director George R. Oliver For For Management
3h Elect Director Brendan R. O'Neill For For Management
3i Elect Director Jurgen Tinggren For For Management
3j Elect Director Sandra S. Wijnberg For For Management
3k Elect Director R. David Yost For For Management
4 Elect Board Chairman Edward D. Breen For For Management
5a Elect Rajiv L. Gupta as Member of For For Management
Remuneration Committee
5b Elect Sandra S. Wijnberg as Member of For For Management
Remuneration Committee
5c Elect R. David Yost as Member of For For Management
Remuneration Committee
6a Appoint Deloitte AG as Statutory For For Management
Auditor
6b Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm
6c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
7 Designate Bratschi Wiederkehr & Buob For For Management
as Independent Proxy
8 Approve Allocation of Income For For Management
9 Approve Ordinary Cash Dividend For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: 904784709
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3 Approve Remuneration Policy For For Management
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Executive Board For For Management
Members
6 Approve Discharge of Non-Executive For For Management
Board Members
7 Reelect P.G.J.M. Polman as an For For Management
Executive Director
8 Relect R.J-M.S. Huet as an Executive For For Management
Director
9 Reelect L.M. Cha as a Non-Executive For For Management
Director
10 Reelect L.O. Fresco as a Non-Executive For For Management
Director
11 Reelect A.M. Fudge as a Non-Executive For For Management
Director
12 Reelect B.E. Grote as a Non-Executive For For Management
Director
13 Reelect M.Ma as a Non-Executive For For Management
Director
14 Reelect H. Nyasulu as a Non-Executive For For Management
Director
15 Reelect M. Rifkind as a Non-Executive For For Management
Director
16 Reelect J. Rishton as a Non-Executive For For Management
Director
17 Reelect K.J. Storm as a Non-Executive For For Management
Director
18 Reelect M. Treschow as a Non-Executive For For Management
Director
19 Reelect P.S. Walsh as a Non-Executive For For Management
Director
20 Elect F Sijbesma as a Non-Executive For For Management
Director
21 Ratify KPMG as Auditors For For Management
22 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
23 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
24 Approve Cancellation of Repurchased For For Management
Shares
25 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
VANTIV, INC.
Ticker: VNTV Security ID: 92210H105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Maldonado For For Management
1.2 Elect Director Christopher Pike For For Management
1.3 Elect Director Daniel Poston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George G. Daly For Against Management
1.2 Elect Director Jack H. Nusbaum For Against Management
1.3 Elect Director Mark L. Shapiro For Against Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director Henry T. DeNero For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Thomas E. Pardun For For Management
1j Elect Director Arif Shakeel For For Management
1k Elect Director Akio Yamamoto For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS, INC.
Ticker: WIN Security ID: 97382A101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Armitage For Against Management
1b Elect Director Samuel E. Beall, III For For Management
1c Elect Director Dennis E. Foster For For Management
1d Elect Director Francis X. ('Skip') For For Management
Frantz
1e Elect Director Jeffery R. Gardner For For Management
1f Elect Director Jeffrey T. Hinson For For Management
1g Elect Director Judy K. Jones For For Management
1h Elect Director William A. Montgomery For For Management
1i Elect Director Alan L. Wells For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Certificate of Incorporation of For Against Management
Windstream Corporation to Eliminate
Certain Voting Provisions
5 Provide Right to Call Special Meeting For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Ratify Auditors For For Management
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Sustainability Report For For Management
6 Re-elect Roger Agnelli as Director For For Management
7 Re-elect Dr Jacques Aigrain as Director For For Management
8 Re-elect Colin Day as Director For For Management
9 Re-elect Philip Lader as Director For For Management
10 Re-elect Ruigang Li as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect Paul Richardson as Director For For Management
13 Re-elect Jeffrey Rosen as Director For For Management
14 Re-elect Hugo Shong as Director For For Management
15 Re-elect Timothy Shriver as Director For For Management
16 Re-elect Sir Martin Sorrell as Director For For Management
17 Re-elect Sally Susman as Director For For Management
18 Re-elect Solomon Trujillo as Director For For Management
19 Elect Dr John Hood as Director For For Management
20 Elect Charlene Begley as Director For For Management
21 Elect Nicole Seligman as Director For For Management
22 Elect Daniela Riccardi as Director For For Management
23 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to
Non-Executive Directors
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Carl Renzoni For For Management
1.8 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Adopt By-Law No. 1 For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
================ Robeco Boston Partners Long/Shorty Equity Fund ================
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACTUATE CORPORATION
Ticker: BIRT Security ID: 00508B102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter I. Cittadini For For Management
1.2 Elect Director Kenneth E. Marshall For For Management
1.3 Elect Director Nicolas C. Nierenberg For For Management
1.4 Elect Director Arthur C. Patterson For For Management
1.5 Elect Director Steven D. Whiteman For For Management
1.6 Elect Director Raymond L. Ocampo, Jr. For For Management
1.7 Elect Director Timothy B. Yeaton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AECOM TECHNOLOGY CORPORATION
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Burke For For Management
1.2 Elect Director David W. Joos For For Management
1.3 Elect Director Robert J. Routs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: FEB 13, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Acquisition of International For For Management
Lease Finance Corporation
3a Approve Conditional Appointment of For For Management
Robert H. Benmosche as Non-Executive
Director
3b Approve Conditional Appointment of For For Management
David L. Herzog as Non-Executive
Director ��
4a Reelect Robert G. Warden as For For Management
Non-Executive Director
4b Reelect Richard M. Gradon as For For Management
Non-Executive Director
4c Reelect Paul T. Dacier as For For Management
Non-Executive Director
4d Reelect Aengus Kelly as Executive For For Management
Director
5 Conditional Approval of Restricted For Against Management
Stock Plan
6a Amend Articles Re: Clarification of For For Management
Effects of Abstentions, Blank Votes,
and Invalid Votes
6b Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendment Re: Item 6a
7 Allow Questions None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Board of Directors For For Management
7 Designate Keth A. Helming as For For Management
Designated Person to Represent the
Company in Case all Directors Are
Absent/ Prevented from Acting
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
10 Approve Cancellation of Repurchased For For Management
Shares
11a Increase Authorized Share Capital from For For Management
EUR 2.5 Million to EUR 3.5 Million Re:
Acquisition of International Lease
Finance Corporation
11b Authorize Board Members and For For Management
NautaDutilh N.V. to Ratify and Execute
Approved Amendment Re: Item 11a
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Ian Marchant as Director For For Management
6 Re-elect Ken Hanna as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Debajit Das as Director For For Management
9 Re-elect Asterios Satrazemis as For For Management
Director
10 Re-elect David Taylor-Smith as Director For For Management
11 Re-elect Russell King as Director For For Management
12 Re-elect Diana Layfield as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Rebecca McDonald as Director For For Management
15 Reappoint PricewaterhouseCoopers as For For Management
Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
--------------------------------------------------------------------------------
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Cash to Shareholders
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Klaus Kleinfeld For For Management
1.2 Elect Director James W. Owens For For Management
1.3 Elect Director Martin S. Sorrell For For Management
1.4 Elect Director Ratan N. Tata For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: NOV 01, 2013 Meeting Type: Special
Record Date: SEP 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ALPHA & OMEGA SEMICONDUCTOR LTD.
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Howard M. Bailey For For Management
1.4 Elect Director Robert I. Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael J. Salameh For For Management
1.7 Elect Director Thomas W. Steipp For For Management
2 Approve Grant Thornton, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALPHA PRO TECH, LTD.
Ticker: APT Security ID: 020772109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon Hoffman For Withhold Management
1.2 Elect Director Alexander W. Millar For Withhold Management
1.3 Elect Director Danny Montgomery For Withhold Management
1.4 Elect Director John Ritota For For Management
1.5 Elect Director Russell Manock For For Management
1.6 Elect Director David B. Anderson For Withhold Management
1.7 Elect Director David R. Garcia For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Cross For For Management
1.2 Elect Director Mortimer Berkowitz, III For For Management
1.3 Elect Director John H. Foster For For Management
1.4 Elect Director R. Ian Molson For For Management
1.5 Elect Director Stephen E. O'Neil For For Management
1.6 Elect Director James R. Glynn For For Management
1.7 Elect Director Rohit M. Desai For For Management
1.8 Elect Director Siri S. Marshall For For Management
1.9 Elect Director James M. Corbett For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Stephen D. Kelley For For Management
1.3 Elect Director Roger A. Carolin For For Management
1.4 Elect Director Winston J. Churchill For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Robert R. Morse For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Exchange all Outstanding Warrants For For Management
under Executive and Senior Manager
Incentive Scheme into Stock Options
A2a Receive Special Board Report Re: None None Management
Authorized Capital
A2b Renew Authorization to Increase Share For For Management
Capital Up To 3 Percent of Issued
Capital
B1a Authorize Repurchase and Reissuance of For Against Management
Up to 20 Percent of Issued Share
Capital
B1b Amend Articles to Reflect Changes in For Against Management
Capital Re: Repurchase Authorization
�� under Item B1a
C1 Receive Directors' Reports (Non-Voting) None None Management
C2 Receive Auditors' Reports (Non-Voting) None None Management
C3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
C4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.05 per Share
C5 Approve Discharge of Directors For For Management
C6 Approve Discharge of Auditors For For Management
C7a Reelect Kees Storm as Independent For Against Management
Director
C7b Reelect Mark Winkelman as Independent For For Management
Director
C7c Reelect Alexandre Van Damme as Director For Against Management
C7d Reelect Gregoire de Spoelberch as For Against Management
Director
C7e Reelect Carlos Alberto de Veiga For Against Management
Sicupera as Director
C7f Reelect Marcel Herrmann Telles as For Against Management
Director
C7g Elect Paulo Lemann as Director For Against Management
C7h Elect Alexandre Behring as Director For Against Management
C7i Elect Elio Leoni Sceti as Independent For For Management
Director
C7j Elect Maria Asuncion Aramburuzabala For Against Management
Larregui as Director
C7k Elect Valentin Diez Morodo as Director For Against Management
C8a Approve Remuneration Report For Against Management
C8b Approve Non-Employee Director Stock For Against Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
D1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director A.D. Frazier, Jr. For For Management
3 Elect Director Amy H. Nelson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot S. Jaffe For For Management
1.2 Elect Director Michael W. Rayden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AURIZON HOLDINGS LTD.
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Russell R Caplan as Director For Did Not Vote Management
2b Elect Andrea J P Staines as Director For Did Not Vote Management
2c Elect Gene T Tilbrook as Director For Did Not Vote Management
3 Approve the Grant of Up to 423,373 For Did Not Vote Management
Performance Rights to Lance E.
Hockridge, Managing Director and Chief
Executive Officer of the Company
4 Approve the Remuneration Report For Did Not Vote Management
--------------------------------------------------------------------------------
AV HOMES, INC.
Ticker: AVHI Security ID: 00234P102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Barnett For Withhold Management
1.2 Elect Director Roger A. Cregg For Withhold Management
1.3 Elect Director Kelvin L. Davis For Withhold Management
1.4 Elect Director Roger W. Einiger For Withhold Management
1.5 Elect Director Paul Hackwell For Withhold Management
1.6 Elect Director Greg Kranias For Withhold Management
1.7 Elect Director Joshua L. Nash For Withhold Management
1.8 Elect Director Joel M. Simon For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOMBARDIER INC.
Ticker: BBD.B Security ID: 097751200
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurent Beaudoin For For Management
1.2 Elect Director Pierre Beaudoin For For Management
1.3 Elect Director Joanne Bissonnette For For Management
1.4 Elect Director J.R. Andre Bombardier For For Management
1.5 Elect Director Martha Finn Brooks For For Management
1.6 Elect Director L. Denis Desautels For For Management
1.7 Elect Director Thierry Desmarest For For Management
1.8 Elect Director Jean-Louis Fontaine For For Management
1.9 Elect Director Sheila Fraser For For Management
1.10 Elect Director Daniel Johnson For For Management
1.11 Elect Director Jean C. Monty For For Management
1.12 Elect Director Vikram Pandit For For Management
1.13 Elect Director Patrick Pichette For For Management
1.14 Elect Director Carlos E. Represas For For Management
1.15 Elect Director Heinrich Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 10, 2014 Meeting Type: Annual ��
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CARDIONET, INC.
Ticker: BEAT Security ID: 14159L103
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2.1 Elect Director Eric N. Prystowsky For For Management
2.2 Elect Director Rebecca W. Rimel For For Management
2.3 Elect Director Robert J. Rubin For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CEMEXCPO Security ID: 151290889
Meeting Date: MAR 20, 2014 Meeting Type: Annual/Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Increase in Variable Portion For For Management
of Capital via Capitalization of
Reserves and Issuance of Treasury
Shares
4 Elect Directors, Members and Chairmen For Against Management
of Audit, Corporate Practices and
Finance Committees
5 Approve Remuneration of Directors and For For Management
Members of Audit, Corporate Practices
and Finance Committees
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Expand Corporate Purpose and Amend For Against Management
Article 2 Accordingly
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Patrick D. Daniel For For Management
1.3 Elect Director Ian W. Delaney For For Management
1.4 Elect Director Brian C. Ferguson For For Management
1.5 Elect Director Michael A. Grandin For For Management
1.6 Elect Director Valerie A.A. Nielsen For For Management
1.7 Elect Director Charles M. Rampacek For For Management
1.8 Elect Director Colin Taylor For For Management
1.9 Elect Director Wayne G. Thomson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
�� Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLICKSOFTWARE TECHNOLOGIES LTD.
Ticker: CKSW Security ID: M25082104
Meeting Date: JUL 08, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Financial Statements and the None None Management
Report of the Board for 2012
2 Appoint Brightman Almagor Zohar & Co., For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Reelect Menahem Shalgi as External For Against Management
Director and approve His Compensation
5 Appoint Moshe BenBassat as Both For Against Management
Chairman of the Board of Directors and
Chief Executive Officer
6 Grant Options to Moshe BenBassat for For Against Management
the Purchase of 90,000 Ordinary Shares
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CLICKSOFTWARE TECHNOLOGIES LTD.
Ticker: CKSW Security ID: M25082104
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board for 2013
2 Reappoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
3 Approve Amendments to the Compensation For For Management
Policy for the Directors and Officers
of the Company
4 Reelect Israel Borovich as Class II For Against Management
Director and Approve Director's
Remuneration
5 Reelect Gil Weiser as Class II For Against Management
Director and Approve Director's
Remuneration
6 Grant Moshe BenBassat, CEO, Options to For Against Management
Purchase 90,000 Shares
7 Approve Increase of Cash Compensation For For Management
to Moshe BenBassat, CEO
8 Other Business (Voting if applicable) For Against Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Barnes For For Management
1.2 Elect Director John L. M. Hughes For For Management
1.3 Elect Director Donald V. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Anthony Vinciquerra For For Management
1l Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DOREL INDUSTRIES INC.
Ticker: DII.B Security ID: 25822C205
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Schwartz For For Management
1.2 Elect Director Alan Schwartz For For Management
1.3 Elect Director Jeffrey Schwartz For For Management
1.4 Elect Director Jeff Segel For For Management
1.5 Elect Director Maurice Tousson For For Management
1.6 Elect Director Harold (Sonny) Gordon For For Management
1.7 Elect Director Dian Cohen For For Management
1.8 Elect Director Alain Benedetti For For Management
1.9 Elect Director Rupert Duchesne For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Directo Michael A. Price For For Management
1.5 Elect Director Steven P. Reid For For Management
1.6 Elect Director Jonathan A. Rubenstein For For Management
1.7 Elect Director Donald M. Shumka For For Management
1.8 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Adopt By-Law No.1 For For Management
5 Eliminate Class of Convertible For For Management
Non-Voting Shares
6 Amend Officers and Directors Plan For For Management
7 Amend Employee Plan For For Management
8 Approve Performance Share Unit Plan For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EMERALD OIL, INC.
Ticker: EOX Security ID: 29101U209
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duke R. Ligon For For Management
1.2 Elect Director James Russell (J.R.) For For Management
Reger
1.3 Elect Director McAndrew Rudisill For For Management
1.4 Elect Director Seth Setrakian For For Management
1.5 Elect Director Daniel L. Spears For For Management
1.6 Elect Director Thomas J. Edelman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency For Against Management
4 Change State of Incorporation from For For Management
Montana to Delaware
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST SOUTHERN BANCORP, INC.
Ticker: FSOF Security ID: 33644N508
Meeting Date: MAY 28, 2014 Meeting Type: Special
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: JUL 29, 2013 Meeting Type: Annual/Special
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect H. Raymond Bingham as Director For For Management
1b Reelect Willy C. Shih as Director For For Management
2 Reappoint Lawrence A. Zimmerman as For For Management
Director
3 Approve Reappointment of Deloitte & For For Management
Touche LLP as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Shares without For For Management
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Changes to the Method of For For Management
Payment of Compensation Payable to our
Non-Employee Directors
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FTD COMPANIES, INC.
Ticker: FTD Security ID: 30281V108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey L. Belcourt For For Management
1.2 Elect Director Joseph W. Harch For For Management
1.3 Elect Director Michael J. Silverstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities ��
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None Against Management
12.10 Elect Valery Musin as Director None For Management
12.11 Elect Seppo Remes as Director None Against Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Against Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Against Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Against Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Against Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Against Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Against Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Against Management
Commission
13.13 Elect Sergey Platonov as Member of For Against Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Against Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Against Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Against Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Against Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brinn J. Lipke For For Management
1.2 Elect Director William P. Montague For For Management
1.3 Elect Director Arthur A. Russ, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker: BRSS Security ID: 37953G103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Welch, III For For Management
1.2 Elect Director Ronald C. Whitaker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director Clement A. Pelletier For For Management
a7 Elect Director P. Randy Reifel For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Amend Restricted Share Unit Plan For For Management
d Amend Stock Option Plan For For Management
e Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber �� For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby J. Griffin For For Management
1.2 Elect Director James C. Johnson For For Management
1.3 Elect Director Jessica T. Mathews For For Management
1.4 Elect Director Robert F. Moran For For Management
1.5 Elect Director J. Patrick Mulcahy For For Management
1.6 Elect Director Ronald L. Nelson For For Management
1.7 Elect Director Richard A. Noll For For Management
1.8 Elect Director Andrew J. Schindler For For Management
1.9 Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For �� Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
IPASS INC.
Ticker: IPAS Security ID: 46261V108
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Beletic For For Management
1.2 Elect Director Peter C. Clapman For For Management
1.3 Elect Director Gary A. Griffiths For For Management
1.4 Elect Director Evan L. Kaplan For For Management
1.5 Elect Director Robert J. Majteles For For Management
1.6 Elect Director Samuel L. Schwerin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC.
Ticker: IRDM Security ID: 46269C102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Niehaus For For Management
1.2 Elect Director Thomas C. Canfield For For Management
1.3 Elect Director Peter M. Dawkins For For Management
1.4 Elect Director Matthew J. Desch For For Management
1.5 Elect Director Thomas J. Fitzpatrick For For Management
1.6 Elect Director Alvin B. Krongard For For Management
1.7 Elect Director Eric T. Olson For For Management
1.8 Elect Director Steven B. Pfeiffer For For Management
1.9 Elect Director Parker W. Rush For For Management
1.10 Elect Director S. Scott Smith For For Management
1.11 Elect Director Barry J. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEGACY OIL + GAS INC.
Ticker: LEG Security ID: 524701505
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director James Bertram For For Management
2.2 Elect Director Randal Brockway For For Management
2.3 Elect Director Johannes J. (Jim) For For Management
Nieuwenburg
2.4 Elect Director James Pasieka For For Management
2.5 Elect Director Trent Yanko For For Management
2.6 Elect Director John Gunton For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For Against Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For Against Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director Andrew H. Card, Jr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director David E.R. Dangoor For For Management
1.5 Elect Director Murray S. Kessler For For Management
1.6 Elect Director Jerry W. Levin For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
2.6 Elect Patrick J. Haveron as Director For For Management
of Maiden Insurance Company Ltd.
2.7 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company Ltd.
2.8 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company Ltd.
2.9 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company Ltd.
2.10 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company Ltd.
2.11 Elect Karen L. Schmitt as Director of For For Management
Maiden Insurance Company Ltd.
3.12 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
3.13 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
3.14 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
3.15 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
3.16 Elect Maxwell Reid as Director of For For Management
Maiden Global Holdings, Ltd.
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Change Subsidiary Name to Maiden For For Management
Reinsurance Ltd.
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES, LTD.
Ticker: MLNX Security ID: M51363113
Meeting Date: JAN 07, 2014 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve The Company's Compensation For For Management
Philosophy Statement
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES, LTD.
Ticker: MLNX Security ID: M51363113
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eyal Waldman as Director For For Management
1.2 Elect Irwin Federman as Director For For Management
1.3 Elect Dov Baharav as Director For For Management
1.4 Elect Glenda Dorchak as Director For For Management
1.5 Elect Thomas Weatherford as Director For For Management
2 Elect David Perlmutter as Director For For Management
3 Approve For For Management
Bonus/Compensation/Remuneration of
Eyal Waldman
4 Approve Restricted Stock Units to Eyal For Against Management
Waldman
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Compensation of Irwin Federman For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MFC INDUSTRIAL LTD.
Ticker: MIL Security ID: 55278T105
Meeting Date: DEC 27, 2013 Meeting Type: Proxy Contest
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Shuming Zhao For Did Not Vote Management
1.2 Elect Director Ravin Prakash For Did Not Vote Management
2 Approve PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Fix Number of Directors at 11 For Withhold Shareholder
2.1 Elect Director Peter R. Kellogg For Withhold Shareholder
2.2 Elect Director J. Andrew Betts For For Shareholder
2.3 Elect Director David L. Grange For Withhold Shareholder
2.4 Elect Director Jeffrey A. Harris For Withhold Shareholder
2.5 Elect Director William C. Horn III For Withhold Shareholder
2.6 Elect Director Logan W. Kruger For Withhold Shareholder
2.7 Elect Director Patrice E. Merrin For For Shareholder
2.8 Elect Director Trevor S. Schultz For Withhold Shareholder
2.9 Management Nominee - Ravin Prakash Withhold Withhold Shareholder
2.10 Management Nominee - Shuming Zhao Withhold Withhold Shareholder
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC.
Ticker: NCS Security ID: 628852204
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman C. Chambers For For Management
1.2 Elect Director Kathleen J. Affeldt For For Management
1.3 Elect Director Nathan K. Sleeper For Against Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director Kurt P. Kuehn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
Ticker: NHTB Security ID: 644722100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard R. Cashman For For Management
1.2 Elect Director Steven H. Dimick For For Management
1.3 Elect Director Stephen W. Ensign For For Management
1.4 Elect Director Catherine A. Feeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PACTERA TECHNOLOGY INTERNATIONAL LTD.
Ticker: PACT Security ID: 695255109
Meeting Date: DEC 23, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ruby Rong Lu as Director and For For Management
Authorize the Board to Fix the
Director's Remuneration
2 Reelect Venkatachalam Krishnakumar as For For Management
Director and Authorize the Board to
Fix the Director's Remuneration
3 Approve Deloitte Touche Tohmatsu LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Accept Financial Statements and For For Management
Statutory Reports (Voting)
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PRIMUS GUARANTY, LTD.
Ticker: PRSG Security ID: G72457107 ��
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael P. Esposito, Jr. as For For Management
Director
1.2 Elect James H. MacNaughton as Director For For Management
2 Approve Reduction Share Premium Account For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H.K. Desai For For Management
1b Elect Director Balakrishnan S. Iyer For For Management
1c Elect Director Christine King For For Management
1d Elect Director Kathryn B. Lewis For For Management
1e Elect Director D. Scott Mercer For For Management
1f Elect Director George D. Wells For For Management
1g Elect Director William M. Zeitler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REIS, INC.
Ticker: REIS Security ID: 75936P105
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd Lynford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Carson For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director James E. Meyer For For Management
1.5 Elect Director James P. O'Shaughnessy For For Management
1.6 Elect Director Ruthann Quindlen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas P. Burke as Director For For Management
2 Elect William T. Fox, III as Director For For Management
3 Elect Graham Hearne as Director For For Management
4 Elect Lord Moynihan as Director For For Management
5 Elect John J. Quicke as Director For For Management
6 Elect W. Matt Ralls as Director For For Management
7 Elect Tore I. Sandvold as Director For For Management
8 Ratify Deloitte & Touche LLP as U.S. For For Management
Auditors
9 Reappoint Deloitte LLP as U.K. Auditors For For Management
10 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For �� Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Mohn For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For Withhold Management
1.4 Elect Director Ronald W. Tysoe For Withhold Management
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Faber For For Management
1b Elect Director Peter Grosskopf For For Management
1c Elect Director Jack C. Lee For For Management
1d Elect Director Sharon Ranson For For Management
1e Elect Director James T. Roddy For For Management
1f Elect Director Arthur Richards Rule IV For For Management
1g Elect Director Eric S. Sprott For For Management
1h Elect Director Paul H. Stephens For For Management
1i Elect Director Rosemary Zigrossi For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Employee Profit Sharing Plan For Against Management
5 Re-approve Equity Incentive Plan for U. For Against Management
S. Service Providers
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Richard P. Teets, Jr. For For Management
1.3 Elect Director John C. Bates For For Management
1.4 Elect Director Keith E. Busse For For Management
1.5 Elect Director Frank D. Byrne For For Management
1.6 Elect Director Traci M. Dolan For For Management
1.7 Elect Director Paul B. Edgerley For For Management
1.8 Elect Director Jurgen Kolb For For Management
1.9 Elect Director James C. Marcuccilli For For Management
1.10 Elect Director Bradley S. Seaman For For Management
1.11 Elect Director Gabriel L. Shaheen For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPPORT.COM, INC.
Ticker: SPRT Security ID: 86858W101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shawn Farshchi For For Management
1.2 Elect Director Mark Fries For For Management
1.3 Elect Director J. Martin O'Malley For For Management
1.4 Elect Director Toni Portmann For For Management
1.5 Elect Director Jim Stephens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYSTEMAX INC.
Ticker: SYX Security ID: 871851101
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Leeds For Withhold Management
1.2 Elect Director Bruce Leeds For Withhold Management
1.3 Elect Director Robert Leeds For Withhold Management
1.4 Elect Director Lawrence Reinhold For Withhold Management
1.5 Elect Director Stacy Dick For For Management
1.6 Elect Director Robert Rosenthal For For Management
1.7 Elect Director Marie Adler-Kravecas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For Against Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1c Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal None Against Management
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
2b Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
2b.1 Vote YES if you have a personal None Against Management
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3.a Vote YES if you have a personal None Against Management
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: FEB 24, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employment Terms of Erez For For Management
Vigodman, President and Chief
Executive Officer-Designate
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Christianson For For Management
1.2 Elect Director James Irwin For For Management
1.3 Elect Director Theodore Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For�� For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane C. Creel For For Management
1b Elect Director Mickey P. Foret For For Management
1c Elect Director William H. Frist For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director William H. Schumann, III For For Management
1j Elect Director David N. Siegel For For Management
1k Elect Director Douglas W. Stotlar For For Management
1l Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
VASCO DATA SECURITY INTERNATIONAL, INC.
Ticker: VDSI Security ID: 92230Y104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Kendall 'Ken' Hunt For For Management
1.2 Elect Director Michael P. Cullinane For For Management
1.3 Elect Director John N. Fox, Jr. For For Management
1.4 Elect Director Jean K. Holley For For Management
1.5 Elect Director Matthew Moog For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VITACOST.COM, INC.
Ticker: VITC Security ID: 92847A200
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher S. Gaffney For Withhold Management
1.2 Elect Director Stuart Goldfarb For For Management
1.3 Elect Director Jeffrey J. Horowitz For For Management
1.4 Elect Director Edwin J. Kozlowski For For Management
1.5 Elect Director Michael A. Kumin For For Management
1.6 Elect Director Michael J. McConnell For For Management
1.7 Elect Director Robert G. Trapp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc P. Lefar For For Management
1.2 Elect Director Carolyn Katz For For Management
1.3 Elect Director John J. Roberts For For Management
1.4 Elect Director Carl Sparks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WATERFURNACE RENEWABLE ENERGY, INC.
Ticker: WFI Security ID: 9415EQ108
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Huntington For For Management
1.2 Elect Director Timothy E. Shields For For Management
1.3 Elect Director Thomas C. Dawson For For Management
1.4 Elect Director Charles R. Diltz For For Management
1.5 Elect Director Jeffrey C. Lozon For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve Funding of Deferred For For Management
Compensation Plan with Company Stock
--------------------------------------------------------------------------------
WUXI PHARMATECH (CAYMAN) INC.
Ticker: WX Security ID: 929352102
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Re-elect Ge Li as Director For Against Management
2 Approve to Re-elect Stewart Hen as For For Management
Director
================ Robeco Boston Partners Small Cap Value Fund II ================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Bachmann For For Management
1b Elect Director Bonnie R. Brooks For For Management
1c Elect Director Terry L. Burman For For Management
1d Elect Director Sarah M. Gallagher For For Management
1e Elect Director Michael E. Greenlees For For Management
1f Elect Director Archie M. Griffin For For Management
1g Elect Director Michael S. Jeffries For For Management
1h Elect Director Arthur C. Martinez For For Management
1i Elect Director Diane L. Neal For For Management
1j Elect Director Charles R. Perrin For For Management
1k Elect Director Stephanie M. Shern For For Management
1l Elect Director Craig R. Stapleton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Performance-Based Equity Awards Against Against Shareholder
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony G. Fernandes For For Management
1.2 Elect Director Maryellen C. Herringer For For Management
1.3 Elect Director Stephen M. Kadenacy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 14, 2014 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Thomas J. Fischer For For Management
1.4 Elect Director Mark E. Goldstein For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director Charles R. Gordon For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director M. Richard Smith For For Management
1.7 Elect Director Alfred L. Woods For For Management
1.8 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANCE ONE INTERNATIONAL, INC.
Ticker: AOI Security ID: 018772103
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Eckmann For For Management
1.2 Elect Director Joyce L. Fitzpatrick For For Management
1.3 Elect Director Carl L. Hausmann For For Management
1.4 Elect Director John D. Rice For For Management
1.5 Elect Director Norman A. Scher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
Ticker: MTGE Security ID: 02504A104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Jesselson For For Management
1.2 Elect Director Roger S. Markfield For For Management
1.3 Elect Director Jay L. Schottenstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Raymond Fulp For For Management
1.2 Elect Director Robert P. Lynch For For Management
1.3 Elect Director Brooks Sheldon For For Management
1.4 Elect Director William H. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Allen Bradley, Jr. For For Management
1.2 Elect Director Austin P. Young, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Abel For For Management
1.2 Elect Director William K. Lieberman For For Management
1.3 Elect Director Stephen E. Paul For For Management
1.4 Elect Director Carl H. Pforzheimer, III For For Management
1.5 Elect Director Michael I. German For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMSURG CORP.
Ticker: AMSG Security ID: 03232P405
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry D. Herr For For Management
1.2 Elect Director Christopher A. Holden For For Management
1.3 Elect Director Joey A. Jacobs For For Management
1.4 Elect Director Kevin P. Lavender For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 22, 2014 Meeting Type: Proxy Contest
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1a Elect Director Lloyd McAdams For For Management
1b Elect Director Lee A. Ault, III For For Management
1c Elect Director Joe E. Davis For For Management
1d Elect Director Robert C. Davis For For Management
1e Elect Director Joseph E. McAdams For For Management
1f Elect Director Mark S. Maron For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Stock Award Plan For For Management
4 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Paul R. DeRosa For Did Not Vote Shareholder
1.2 Elect Director Gregory R. Dube For Did Not Vote Shareholder
1.3 Elect Director Kenneth B. Dunn For Did Not Vote Shareholder
1.4 Elect Director Ron Mass For Did Not Vote Shareholder
1.5 Elect Director Scott F. Richard For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Approve Stock Award Plan Against Did Not Vote Management
4 Ratify Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot Stein, Jr. For For Management
1.2 Elect Director Bradley J. Wechsler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORPORATION
Ticker: ACRE Security ID: 04013V108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline E. Blakely For For Management
1.2 Elect Director John Hope Bryant For Withhold Management
1.3 Elect Director Robert L. Rosen For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita T. James For For Management
1.2 Elect Director Craig T. Monaghan For For Management
2 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot S. Jaffe For For Management
1.2 Elect Director Michael W. Rayden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BBCN BANCORP, INC.
Ticker: BBCN Security ID: 073295107
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Cosso For For Management
1.2 Elect Director Jin Chul Jhung For For Management
1.3 Elect Director Kevin S. Kim For For Management
1.4 Elect Director Peter Y.S. Kim For For Management
1.5 Elect Director Sang Hoon Kim For For Management
1.6 Elect Director Chung Hyun Lee For For Management
1.7 Elect Director David P. Malone For For Management
1.8 Elect Director Scott Yoon-Suk Whang For For Management
1.9 Elect Director Dale S. Zuehls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BEL FUSE INC.
Ticker: BELFB Security ID: 077347300
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Eden For For Management
1.2 Elect Director Robert H. Simandl For Withhold Management
1.3 Elect Director Norman Yeung For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Steven W. Berglund For For Management
1.4 Elect Director Judy L. Brown For For Management
1.5 Elect Director Bryan C. Cressey For For Management
1.6 Elect Director Glenn Kalnasy For For Management
1.7 Elect Director George Minnich For For Management
1.8 Elect Director John M. Monter For For Management
1.9 Elect Director John S. Stroup For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOW GROUP INC.
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Stephen J. Cannon For For Management
1.3 Elect Director William E. Chiles For For Management
1.4 Elect Director Michael A. Flick For For Management
1.5 Elect Director Lori A. Gobillot For For Management
1.6 Elect Director Ian A. Godden For For Management
1.7 Elect Director Stephen A. King For For Management
1.8 Elect Director Thomas C. Knudson For For Management
1.9 Elect Director Mathew Masters For For Management
1.10 Elect Director Bruce H. Stover For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: FEB 05, 2014 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Robyn C. Davis For For Management
1.3 Elect Director Joseph R. Martin For For Management
1.4 Elect Director John K. McGillicuddy For For Management
1.5 Elect Director Krishna G. Palepu For For Management
1.6 Elect Director Kirk P. Pond For For Management
1.7 Elect Director Stephen S. Schwartz For For Management
1.8 Elect Director Alfred Woollacott, III For For Management
1.9 Elect Director Mark S. Wrighton For For Management
1.10 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez For For Management
1.2 Elect Director William C. Kirby For For Management
1.3 Elect Director Henry F. McCance For For Management
1.4 Elect Director Patrick M. Prevost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBIZ, INC.
Ticker: CBZ Security ID: 124805102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph S. DiMartino For For Management
1.2 Elect Director Donald V. Weir For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Neidorff For For Management
1.2 Elect Director Richard A. Gephardt For For Management
1.3 Elect Director John R. Roberts For For Management
2 Declassify the Board of Directors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
Ticker: CSFL Security ID: 15201P109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bingham For For Management
1.2 Elect Director G. Robert Blanchard, Jr. For For Management
1.3 Elect Director C. Dennis Carlton For For Management
1.4 Elect Director John C. Corbett For For Management
1.5 Elect Director Griffin A. Greene For For Management
1.6 Elect Director Charles W. McPherson For For Management
1.7 Elect Director G. Tierso Nunez, II For For Management
1.8 Elect Director Thomas E. Oakley For For Management
1.9 Elect Director Ernest S. Pinner For For Management
1.10 Elect Director William Knox Pou, Jr. For For Management
1.11 Elect Director Joshua A. Snively For Withhold Management
1.12 Elect Director Michael F. Ciferri For For Management
1.13 Elect Director Daniel R. Richey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
Ticker: CSFL Security ID: 15201P109
Meeting Date: MAY 28, 2014 Meeting Type: Special
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Miles Berger For Withhold Management
1.2 Elect Trustee Jack P. DeBoer For Withhold Management
1.3 Elect Trustee Glen R. Gilbert For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Steve Skaggs For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONY FINANCIAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Dietzler For For Management
1b Elect Director Melanie J. Dressel For For Management
1c Elect Director John P. Folsom For For Management
1d Elect Director Frederick M. Goldberg For For Management
1e Elect Director Thomas M. Hulbert For For Management
1f Elect Director Michelle M. Lantow For For Management
1g Elect Director S. Mae Fujita Numata For For Management
1h Elect Director Daniel C. Regis For For Management
1i Elect Director William T. Weyerhaeuser For For Management
1j Elect Director James M. Will For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: OCT 01, 2013 Meeting Type: Special
Record Date: AUG 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Acquisition
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Romano For For Management
1.2 Elect Director Allan D. Keel For For Management
1.3 Elect Director B.A. Berilgen For For Management
1.4 Elect Director B. James Ford For For Management
1.5 Elect Director Brad Juneau For For Management
1.6 Elect Director Lon McCain For For Management
1.7 Elect Director Charles M. Reimer For For Management
1.8 Elect Director Steven L. Schoonover For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Romano For For Management
1.2 Elect Director Allan D. Keel For For Management
1.3 Elect Director B.A. Berilgen For For Management
1.4 Elect Director B. James Ford For For Management
1.5 Elect Director Lon McCain For For Management
1.6 Elect Director Charles M. Reimer For For Management
1.7 Elect Director Steven L. Schoonover For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223622101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Cohen For Withhold Management
1.2 Elect Director Katherine Elizabeth For For Management
Dietze
1.3 Elect Director Steven Kotler For For Management
1.4 Elect Director Jerome S. Markowitz For For Management
1.5 Elect Director Jack H. Nusbaum For Withhold Management
1.6 Elect Director Jeffrey M. Solomon For Withhold Management
1.7 Elect Director Thomas W. Strauss For Withhold Management
1.8 Elect Director Joseph R. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYS INVESTMENTS, INC.
Ticker: CYS Security ID: 12673A108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Tanya S. Beder For Withhold Management
1.3 Elect Director Douglas Crocker, II For Withhold Management
1.4 Elect Director Jeffrey P. Hughes For Withhold Management
1.5 Elect Director Stephen P. Jonas For For Management
1.6 Elect Director Raymond A. For For Management
Redlingshafer, Jr.
1.7 Elect Director James A. Stern For Withhold Management
1.8 Elect Director David A. Tyson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIANA SHIPPING INC.
Ticker: DSX Security ID: Y2066G104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Boris Nachamkin as Director For For Management
1.2 Elect Apostolos Kontoyannis as Director For For Management
2 Ratify Ernst & Young (Hellas) as For For Management
Auditors
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED
Ticker: DW Security ID: 26168L205
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Rose, III For For Management
1.2 Elect Director Leigh J. Abrams For For Management
1.3 Elect Director James F. Gero For For Management
1.4 Elect Director Frederick B. Hegi, Jr. For For Management
1.5 Elect Director David A. Reed For For Management
1.6 Elect Director John B. Lowe, Jr. For For Management
1.7 Elect Director Jason D. Lippert For For Management
1.8 Elect Director Brendan J. Deely For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EDWARDS GROUP LTD
Ticker: EVAC Security ID: 281736108
Meeting Date: OCT 04, 2013 Meeting Type: Special
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Cayman For For Management
Plan of Merger
--------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID: 286082102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Brown For For Management
1.2 Elect Director Gill Cogan For For Management
1.3 Elect Director Guy Gecht For For Management
1.4 Elect Director Thomas Georgens For For Management
1.5 Elect Director Richard A. Kashnow For For Management
1.6 Elect Director Dan Maydan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Craig For For Management
1.2 Elect Director Howard I. Hoffen For For Management
1.3 Elect Director Joseph C. Muscari For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth G. Pritchett For For Management
1.2 Elect Director James C. Taylor For For Management
1.3 Elect Director Michael J. Schaefer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP.
Ticker: FSC Security ID: 31678A103
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1a Elect Director Ivelin M. Dimitrov For For Management
1.1b Elect Director Brian S. Dunn For For Management
1.1c Elect Director Byron J. Haney For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Doti For For Management
1.2 Elect Director Michael D. McKee For For Management
1.3 Elect Director Thomas V. McKernan For For Management
1.4 Elect Director Virginia M. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Hope H. Bryant For For Management
1.4 Elect Director Hubert M. Craig, III For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Lucius S. Jones For For Management
1.9 Elect Director Robert E. Mason, IV For For Management
1.10 Elect Director Robert T. Newcomb For For Management
1.11 Elect Director James M. Parker For For Management
1.12 Elect Director Ralph K. Shelton For For Management
2 Authorize New Class of Preferred Stock For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
FIRST NBC BANK HOLDING COMPANY
Ticker: NBCB Security ID: 32115D106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Carrouche For For Management
1.2 Elect Director Leander J. Foley, III For For Management
1.3 Elect Director John F. French For For Management
1.4 Elect Director Leon L. Giorgio, Jr. For For Management
1.5 Elect Director Shivan Govindan For For Management
1.6 Elect Director L. Blake Jones For For Management
1.7 Elect Director Louis V. Lauricella For For Management
1.8 Elect Director Mark G. Merlo For For Management
1.9 Elect Director Ashton J. Ryan, Jr. For For Management
1.10 Elect Director Charles C. Teamer For For Management
1.11 Elect Director Joseph F. Toomy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRSTMERIT CORPORATION
Ticker: FMER Security ID: 337915102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth A. Ardisana For For Management
1.2 Elect Director Steven H. Baer For For Management
1.3 Elect Director Karen S. Belden For For Management
1.4 Elect Director R. Cary Blair For For Management
1.5 Elect Director John C. Blickle For For Management
1.6 Elect Director Robert W. Briggs For For Management
1.7 Elect Director Richard Colella For For Management
1.8 Elect Director Robert S. Cubbin For For Management
1.9 Elect Director Gina D. France For For Management
1.10 Elect Director Paul G. Greig For For Management
1.11 Elect Director Terry L. Haines For For Management
1.12 Elect Director J. Michael Hochschwender For For Management
1.13 Elect Director Clifford J. Isroff For For Management
1.14 Elect Director Philip A. Lloyd, II For For Management
1.15 Elect Director Russ M. Strobel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Hegarty For Against Management
1b Elect Director John J. McCabe For Against Management
1c Elect Director Donna M. O'Brien For For Management
1d Elect Director Michael J. Russo For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC.
Ticker: FET Security ID: 34984V100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evelyn M. Angelle For For Management
1.2 Elect Director John A. Carrig For For Management
1.3 Elect Director Andrew L. Waite For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Berthelot For Against Management
1b Elect Director Robert S. Bucklin For For Management
1c Elect Director Madeleine L. Champion For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For Against Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FTD COMPANIES, INC.
Ticker: FTD Security ID: 30281V108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey L. Belcourt For For Management
1.2 Elect Director Joseph W. Harch For For Management
1.3 Elect Director Michael J. Silverstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Claudio Costamagna For For Management
1.3 Elect Director James W. Crownover For For Management
1.4 Elect Director Vernon Ellis For For Management
1.5 Elect Director Nicholas C. Fanandakis For For Management
1.6 Elect Director Steven H. Gunby For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
G&K SERVICES, INC.
Ticker: GK Security ID: 361268105
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Bronson For For Management
1.2 Elect Director Wayne M. Fortun For For Management
1.3 Elect Director Ernest J. Mrozek For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLADSTONE CAPITAL CORPORATION
Ticker: GLAD Security ID: 376535100
Meeting Date: FEB 13, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michela A. English For Against Management
1b Elect Director Anthony W. Parker For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela A. English For For Management
1.2 Elect Director Anthony W. Parker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
Ticker: GBLI Security ID: G39319101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For Against Management
1b Elect Director Stephen A. Cozen For Against Management
1c Elect Director James W. Crystal For Against Management
1d Elect Director Seth J. Gersch For For Management
1e Elect Director John H. Howes For Against Management
1f Elect Director Chad A. Leat For For Management
1g Elect Director Cynthia Y. Valko For Against Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Elect Subsidiary Directors and For For Management
Independent Auditor
4 Authorize Share Repurchase Program For Against Management
5 Authorize Reissuance of Repurchased For For Management
Shares
6 Change Location of Annual Meeting For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
9 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For Withhold Management
1.2 Elect Director Thomas A. Danjczek For Withhold Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For Withhold Management
1.6 Elect Director Alan R. Schriber For Withhold Management
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary M. Cusumano For For Management
1b Elect Director James H. Roberts For For Management
1c Elect Director Gaddi H. Vasquez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Harrison For For Management
1.2 Elect Director Ronald J. Kramer For For Management
1.3 Elect Director Victor Eugene Renuart For For Management
1.4 Elect Director Martin S. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lincoln Pereira For For Management
1.2 Elect Director Stephen D. Quinn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Christopher B. Begley For For Management
1.3 Elect Director Thomas P. Cooper For For Management
1.4 Elect Director Cynthia L. Feldmann For For Management
1.5 Elect Director Eric A. Green For Withhold Management
1.6 Elect Director Stephen E. Hare For Withhold Management
1.7 Elect Director Richard R. Pettingill For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP.
Ticker: HTS Security ID: 41902R103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Hough For Withhold Management
1.2 Elect Director Benjamin M. Hough For Withhold Management
1.3 Elect Director David W. Berson For Withhold Management
1.4 Elect Director Ira G. Kawaller For Withhold Management
1.5 Elect Director Jeffrey D. Miller For Withhold Management
1.6 Elect Director Thomas D. Wren For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Knowling, Jr. For For Management
1.2 Elect Director V. Paul Unruh For For Management
1.3 Elect Director Tracy R. Wolstencroft For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy K. Quinn For For Management
1.2 Elect Director William L. Transier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: APR 14, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Johnson For For Management
1.2 Elect Director Neil S. Novich For For Management
1.3 Elect Director Joe A. Raver For For Management
1.4 Elect Director W. August Hillenbrand For For Management
1.5 Elect Director Joy M. Greenway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For For Management
1.2 Elect Director Anastasia D. Kelly For For Management
1.3 Elect Director Thomas C. Schievelbein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Bersoff For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Thomas Lynch as Director For For Management
1.2 Reelect Declan McKeon as Director For For Management
1.3 Elect William Hall as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMATION CORP.
Ticker: IMN Security ID: 45245A107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Trudy A. Rautio For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFINITY PROPERTY AND CASUALTY CORPORATION
Ticker: IPCC Security ID: 45665Q103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela Brock-Kyle For For Management
1.2 Elect Director Teresa A. Canida For For Management
1.3 Elect Director Jorge G. Castro For For Management
1.4 Elect Director James R. Gober For For Management
1.5 Elect Director Harold E. Layman For For Management
1.6 Elect Director E. Robert Meaney For For Management
1.7 Elect Director Drayton Nabers, Jr. For For Management
1.8 Elect Director William Stancil Starnes For For Management
1.9 Elect Director Samuel J. Weinhoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry A. Gunning For For Management
1.2 Elect Director Robertson C. Jones For For Management
1.3 Elect Director Kenneth T. Lamneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Arduini For For Management
1.2 Elect Director Keith Bradley For For Management
1.3 Elect Director Richard E. Caruso For For Management
1.4 Elect Director Stuart M. Essig For For Management
1.5 Elect Director Barbara B. Hill For For Management
1.6 Elect Director Lloyd W. Howell, Jr. For For Management
1.7 Elect Director Donald E. Morel, Jr. For For Management
1.8 Elect Director Raymond G. Murphy For For Management
1.9 Elect Director Christian S. Schade For For Management
1.10 Elect Director James M. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Schofield For For Management
1.2 Elect Director Jeffrey McCreary For For Management
1.3 Elect Director Umesh Padval For For Management
1.4 Elect Director Gordon Parnell For For Management
1.5 Elect Director Donald Schrock For For Management
1.6 Elect Director Ron Smith For For Management
1.7 Elect Director Theodore L. Tewksbury For For Management
III
1.8 Elect Director Peter Feld For For Management
1.9 Elect Director Norman Taffe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JAVELIN MORTGAGE INVESTMENT CORP
Ticker: JMI Security ID: 47200B104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Thomas K. Guba For For Management
1.7 Elect Director Robert C. Hain For For Management
1.8 Elect Director John 'Jack' P. For For Management
Hollihan, III
1.9 Elect Director Stewart J. Paperin For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JMP GROUP INC.
Ticker: JMP Security ID: 46629U107
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Jolson For For Management
1.2 Elect Director Craig R. Johnson For For Management
1.3 Elect Director Carter D. Mack For For Management
1.4 Elect Director Mark L. Lehmann For For Management
1.5 Elect Director Glenn H. Tongue For For Management
1.6 Elect Director Kenneth M. Karmin For For Management
1.7 Elect Director H. Mark Lunenburg For For Management
1.8 Elect Director David M. DiPietro For For Management
1.9 Elect Director Jonathan M. Orszag For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan M. Birtwell For For Management
1.2 Elect Director Brian T. Clingen For For Management
1.3 Elect Director Donna R. Ecton For For Management
1.4 Elect Director Peter R. Formanek For For Management
1.5 Elect Director James P. Hallett For For Management
1.6 Elect Director Mark E. Hill For For Management
1.7 Elect Director Lynn Jolliffe For For Management
1.8 Elect Director Michael T. Kestner For For Management
1.9 Elect Director John P. Larson For For Management
1.10 Elect Director Stephen E. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Cogan For For Management
1.2 Elect Director Stephen F. Fisher For For Management
1.3 Elect Director Sarah E. Nash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gary D. Burnison For For Management
2.2 Elect Director William R. Floyd For For Management
2.3 Elect Director Jerry P. Leamon For For Management
2.4 Elect Director Edward D. Miller For For Management
2.5 Elect Director Debra J. Perry For For Management
2.6 Elect Director Gerhard Schulmeyer For For Management
2.7 Elect Director George T. Shaheen For For Management
2.8 Elect Director Harry L. You For For Management
3.9 Elect Director Gary D. Burnison For For Management
3.10 Elect Director Edward D. Miller For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Bannister For For Management
1.2 Elect Director Michael A. Henning For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph E. Gomory For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director J. Edward Coleman For For Management
1d Elect Director Sandra L. Helton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director George A. Lewis For For Management
1.3 Elect Director Christopher S. For For Management
Shackelton
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Carpenter, For For Management
III
1.2 Elect Director Richard H. Evans For For Management
1.3 Elect Director Michael P. Haley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Greenwell For For Management
1.2 Elect Director Robert H. Henry For For Management
1.3 Elect Director William F. Murdy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
2.6 Elect Patrick J. Haveron as Director For For Management
of Maiden Insurance Company Ltd.
2.7 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company Ltd.
2.8 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company Ltd.
2.9 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company Ltd.
2.10 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company Ltd.
2.11 Elect Karen L. Schmitt as Director of For For Management
Maiden Insurance Company Ltd.
3.12 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
3.13 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
3.14 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
3.15 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
3.16 Elect Maxwell Reid as Director of For For Management
Maiden Global Holdings, Ltd.
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Change Subsidiary Name to Maiden For For Management
Reinsurance Ltd.
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Turner For For Management
1.2 Elect Director Gregory S. Babe For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell A. Beliveau For For Management
1.2 Elect Director John J. Haley For For Management
1.3 Elect Director Marilyn R. Seymann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen R. Blank For For Management
1b Elect Director William S. Gorin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian H. Haimm For For Management
1.2 Elect Director Neal Herstik For For Management
1.3 Elect Director Matthew I. Hirsch For For Management
1.4 Elect Director Stephen B. Wolgin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For For Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Henry Cornell For For Management
1.6 Elect Director Craig Ketchum For For Management
1.7 Elect Director Gerard P. Krans For Withhold Management
1.8 Elect Director Cornelis A. Linse For For Management
1.9 Elect Director John A. Perkins For For Management
1.10 Elect Director H.B. Wehrle, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Christopher For For Management
1.2 Elect Director Paul J. Flaherty For For Management
1.3 Elect Director Gennaro J. Fulvio For For Management
1.4 Elect Director Gary S. Gladstein For For Management
1.5 Elect Director Scott J. Goldman For For Management
1.6 Elect Director Terry Hermanson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd H. Dean For For Management
1b Elect Director Julie M. Howard For For Management
1c Elect Director Stephan A. James For For Management
1d Elect Director Samuel K. Skinner For For Management
1e Elect Director James R. Thompson For For Management
1f Elect Director Michael L. Tipsord For For Management
2 Approve Increase in Size of Board For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For Against Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director David S. Graff For For Management
1g Elect Director Thomas E. Henning For For Management
1h Elect Director Kimberly K. Rath �� For For Management
1i Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Restricted Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C. S. Lo For For Management
1.2 Elect Director Jocelyn E. Carter-Miller For For Management
1.3 Elect Director Ralph E. Faison For For Management
1.4 Elect Director A. Timothy Godwin For For Management
1.5 Elect Director Jef Graham For For Management
1.6 Elect Director Linwood A. Lacy, Jr. For For Management
1.7 Elect Director Gregory J. Rossmann For For Management
1.8 Elect Director Barbara V. Scherer For For Management
1.9 Elect Director Julie A. Shimer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nevin N. Andersen For For Management
1.2 Elect Director Daniel W. Campbell For For Management
1.3 Elect Director M. Truman Hunt For For Management
1.4 Elect Director Andrew D. Lipman For For Management
1.5 Elect Director Steven J. Lund For For Management
1.6 Elect Director Patricia A. Negron For For Management
1.7 Elect Director Neil H. Offen For For Management
1.8 Elect Director Thomas R. Pisano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ODYSSEY MARINE EXPLORATION, INC.
Ticker: OMEX Security ID: 676118102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford B. Baker For For Management
1.2 Elect Director Max H. Cohen For For Management
1.3 Elect Director Mark D. Gordon For For Management
1.4 Elect Director Mark B. Justh For For Management
1.5 Elect Director David J. Saul For For Management
1.6 Elect Director Jon D. Sawyer For For Management
1.7 Elect Director Gregory P. Stemm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan (Withdrawn) None None Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy D. Lindholm For For Management
1.2 Elect Director Sara J. White For For Management
1.3 Elect Director Joanne B. Bauer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas N. Amonett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For For Management
1.2 Elect Director John W. Gerdelman For For Management
1.3 Elect Director Lemuel E. Lewis For For Management
1.4 Elect Director Martha H. Marsh For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director David S. Simmons For For Management
1.8 Elect Director Robert C. Sledd For For Management
1.9 Elect Director Craig R. Smith For For Management
1.10 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dana Callow, Jr. For Withhold Management
1.2 Elect Director Christopher J. Lindop For Withhold Management
1.3 Elect Director Josef H. von Rickenbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PARK STERLING CORPORATION
Ticker: PSTB Security ID: 70086Y105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal �� Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Ayers For For Management
1.2 Elect Director Jean E. Davis For For Management
1.3 Elect Director Jeffrey S. Kane For For Management
1.4 Elect Director Kim S. Price For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect Linda E. Ransom as Director For For Management
1.7 Elect James P. Slattery as Director For For Management
1.8 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelmo E. Archuleta For For Management
1.2 Elect Director Patricia K. Collawn For For Management
1.3 Elect Director E. Renae Conley For For Management
1.4 Elect Director Alan J. Fohrer For For Management
1.5 Elect Director Maureen T. Mullarkey For For Management
1.6 Elect Director Robert R. Nordhaus For For Management
1.7 Elect Director Donald K. Schwanz For For Management
1.8 Elect Director Bruce W. Wilkinson For For Management
1.9 Elect Director Joan B. Woodard For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fearon For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Gordon D. Harnett For For Management
1.4 Elect Director Sandra B. Lin For For Management
1.5 Elect Director Richard A. Lorraine For For Management
1.6 Elect Director Stephen D. Newlin For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Farah M. Walters For For Management
1.11 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chad L. Williams For For Management
1.2 Elect Director Philip P. Trahanas For For Management
1.3 Elect Director John W. Barter For For Management
1.4 Elect Director William O. Grabe For For Management
1.5 Elect Director Catherine R. Kinney For For Management
1.6 Elect Director Peter A. Marino For For Management
1.7 Elect Director Scott D. Miller For For Management
1.8 Elect Director Stephen E. Westhead For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALITY DISTRIBUTION, INC.
Ticker: QLTY Security ID: 74756M102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary R. Enzor For For Management
1.2 Elect Director Richard B. Marchese For For Management
1.3 Elect Director Thomas R. Miklich For For Management
1.4 Elect Director Annette M. Sandberg For For Management
1.5 Elect Director Alan H. Schumacher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery M. Jackson For For Management
1.2 Elect Director Leonard H. Roberts For For Management
1.3 Elect Director Mark E. Speese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RITE AID CORPORATION
Ticker: RAD Security ID: 767754104
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Standley For For Management
1b Elect Director Joseph B. Anderson, Jr. For For Management
1c Elect Director Bruce G. Bodaken For For Management
1d Elect Director David R. Jessick For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Myrtle S. Potter For For Management
1g Elect Director Michael N. Regan For For Management
1h Elect Director Marcy Syms For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC.
Ticker: RSTI Security ID: 775043102
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Wirth For For Management
1.2 Elect Director Stephen D. Fantone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelby W. Bonnie For For Management
1.2 Elect Director Sanford R. Robertson For For Management
1.3 Elect Director Thomas O. Ryder For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Brussard For For Management
1.2 Elect Director A. Richard Caputo, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire L. Arnold For For Management
1.2 Elect Director Heinrich Fischer For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan C. Cressey For For Management
1.2 Elect Director Robert A. Ortenzio For For Management
1.3 Elect Director Leopold Swergold For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 24, 2014 Meeting Type: Proxy Contest
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hank Brown For Withhold Management
1.2 Elect Director Edward H. Cichurski For Withhold Management
1.3 Elect Director Fergus M. Clydesdale For Withhold Management
1.4 Elect Director James A. D. Croft For Withhold Management
1.5 Elect Director William V. Hickey For Withhold Management
1.6 Elect Director Kenneth P. Manning For Withhold Management
1.7 Elect Director Paul Manning For Withhold Management
1.8 Elect Director Elaine R. Wedral For Withhold Management
1.9 Elect Director Essie Whitelaw For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director James R. Henderson For Did Not Vote Shareholder
1.2 Elect Director James E. Hyman For Did Not Vote Shareholder
1.3 Elect Director Stephen E. Loukas For Did Not Vote Shareholder
1.4 Elect Director William E. Redmond, Jr. For Did Not Vote Shareholder
1.5 Management Nominee - Hank Brown None Did Not Vote Shareholder
1.6 Management Nominee - Edward H. None Did Not Vote Shareholder
Cichurski
1.7 Management Nominee - Fergus M. None Did Not Vote Shareholder
Clydesdale
1.8 Management Nominee - Paul Manning None Did Not Vote Shareholder
1.9 Management Nominee - Elaine R. Wedral None Did Not Vote Shareholder
2 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan None Did Not Vote Management
4 Ratify Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
SILVER BAY REALTY TRUST CORP.
Ticker: SBY Security ID: 82735Q102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Brock For For Management
1.2 Elect Director Daryl J. Carter For For Management
1.3 Elect Director Tanuja M. Dehne For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Irvin R. Kessler For For Management
1.6 Elect Director David N. Miller For For Management
1.7 Elect Director Thomas Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Ronald N. Weiser For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geyer Kosinski For Withhold Management
1.2 Elect Director Richard Rappaport For For Management
1.3 Elect Director Richard Siskind For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick W. Buckman For For Management
1.2 Elect Director J. Greg Ness For For Management
1.3 Elect Director Mary F. Sammons For For Management
1.4 Elect Director Timothy A. Holt For For Management
1.5 Elect Director Kevin M. Murai For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEINER LEISURE LIMITED
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard I. Fluxman For For Management
1.2 Elect Director Michele Steiner Warshaw For For Management
1.3 Elect Director Steven J. Preston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director Rose Peabody Lynch For For Management
1.3 Elect Director John L. Madden For For Management
1.4 Elect Director Peter Migliorini For For Management
1.5 Elect Director Richard P. Randall For For Management
1.6 Elect Director Ravi Sachdev For For Management
1.7 Elect Director Thomas H. Schwartz For For Management
1.8 Elect Director Robert Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnaud Ajdler For For Management
1.2 Elect Director Glenn C. Christenson For For Management
1.3 Elect Director Robert L. Clarke For For Management
1.4 Elect Director Laurie C. Moore For For Management
1.5 Elect Director W. Arthur Porter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Eliminate Cumulative Voting For Against Management
--------------------------------------------------------------------------------
STOCK BUILDING SUPPLY HOLDINGS, INC.
Ticker: STCK Security ID: 86101X104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Mellor For For Management
1b Elect Director Jeffrey G. Rea For Withhold Management
1c Elect Director David L. Keltner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. MacLeod For For Management
1.2 Elect Director William D. Muir, Jr. For For Management
1.3 Elect Director Lorraine Leigh Lutton For For Management
1.4 Elect Director James K. Murray, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION
Ticker: SYA Security ID: 87151Q106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter S. Burgess For For Management
1.2 Elect Director Robert R. Lusardi For For Management
2a Amend Executive Incentive Bonus Plan For For Management
2b Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRY MEDICAL INC.
Ticker: SMA Security ID: 871546206
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis T. Nusspickel For For Management
1.2 Elect Director Thomas J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight Steffensen For For Management
1.2 Elect Director Kevin Murai For For Management
1.3 Elect Director Fred Breidenbach For For Management
1.4 Elect Director Hau Lee For For Management
1.5 Elect Director Matthew Miau For For Management
1.6 Elect Director Dennis Polk For For Management
1.7 Elect Director Gregory Quesnel For For Management
1.8 Elect Director Thomas Wurster For For Management
1.9 Elect Director Duane Zitzner For For Management
1.10 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For For Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TELETECH HOLDINGS, INC.
Ticker: TTEC Security ID: 879939106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth D. Tuchman For For Management
1.2 Elect Director James E. Barlett For For Management
1.3 Elect Director Tracy L. Bahl For For Management
1.4 Elect Director Gregory A. Conley For For Management
1.5 Elect Director Robert N. Frerichs For For Management
1.6 Elect Director Shrikant Mehta For For Management
1.7 Elect Director Anjan Mukherjee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Frank Doyle For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Peter K. Hoffman For For Management
1e Elect Director Paul Judge For For Management
1f Elect Director Nancy F. Koehn For For Management
1g Elect Director Christopher A. Masto For For Management
1h Elect Director P. Andrews McLane For For Management
1i Elect Director Lawrence J. Rogers For For Management
1j Elect Director Mark Sarvary For For Management
1k Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEREX CORPORATION
Ticker: TEX Security ID: 880779103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald M. DeFeo For For Management
1b Elect Director G. Chris Andersen For For Management
1c Elect Director Paula H. J. Cholmondeley For For Management
1d Elect Director Donald DeFosset For For Management
1e Elect Director Thomas J. Hansen For For Management
1f Elect Director Raimund Klinkner For For Management
1g Elect Director David A. Sachs For For Management
1h Elect Director Oren G. Shaffer For For Management
1i Elect Director David C. Wang For For Management
1j Elect Director Scott W. Wine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan E. Docherty For For Management
1.2 Elect Director Reginald D. Hedgebeth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE FINISH LINE, INC.
Ticker: FINL Security ID: 317923100
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Goldsmith For For Management
1.2 Elect Director Catherine A. Langham For For Management
1.3 Elect Director Norman H. Gurwitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Edwab For For Management
1.2 Elect Director Douglas S. Ewert For For Management
1.3 Elect Director Rinaldo S. Brutoco For For Management
1.4 Elect Director Michael L. Ray For For Management
1.5 Elect Director Sheldon I. Stein For For Management
1.6 Elect Director Deepak Chopra For For Management
1.7 Elect Director William B. Sechrest For For Management
1.8 Elect Director Grace Nichols For For Management
1.9 Elect Director Allen I. Questrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Sustainability Against For Shareholder
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE MEN'S WEARHOUSE, INC.
Ticker: MW Security ID: 587118100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Edwab For For Management
1.2 Elect Director Douglas S. Ewert For For Management
1.3 Elect Director Rinaldo S. Brutoco For For Management
1.4 Elect Director Sheldon I. Stein For For Management
1.5 Elect Director William B. Sechrest For For Management
1.6 Elect Director Grace Nichols For For Management
1.7 Elect Director Allen I. Questrom For For Management
1.8 Elect Director B. Michael Becker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
Ticker: NAVG Security ID: 638904102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Saul L. Basch For For Management
1.2 Elect Director H. J. Mervyn Blakeney For For Management
1.3 Elect Director Terence N. Deeks For For Management
1.4 Elect Director Stanley A. Galanski For For Management
1.5 Elect Director Geoffrey E. Johnson For For Management
1.6 Elect Director John F. Kirby For For Management
1.7 Elect Director Robert V. Mendelsohn For For Management
1.8 Elect Director David M. Platter For For Management
1.9 Elect Director Janice C. Tomlinson For For Management
1.10 Elect Director Marc M. Tract For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Orthwein For For Management
1.2 Elect Director James L. Ziemer For For Management
1.3 Elect Director Robert W. Martin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. English, Jr. For For Management
1.2 Elect Director Jonathan Gallen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Spencer Abraham For For Management
1.2 Elect Director James J. Bender For For Management
1.3 Elect Director Mark D. Ein For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Jacques R. Rolfo For For Management
1.6 Elect Director W. Reid Sanders For For Management
1.7 Elect Director Thomas E. Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Hope B. Woodhouse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald L. Pullins For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Lawrance W. McAfee For For Management
1.4 Elect Director Daniel C. Arnold For For Management
1.5 Elect Director Mark J. Brookner For For Management
1.6 Elect Director Harry S. Chapman For For Management
1.7 Elect Director Bernard A. Harris, Jr. For For Management
1.8 Elect Director Marlin W. Johnston For For Management
1.9 Elect Director Reginald E. Swanson For For Management
1.10 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chester A. Crocker For For Management
1.2 Elect Director Charles H. Foster, Jr. For For Management
1.3 Elect Director Thomas H. Johnson For For Management
1.4 Elect Director Lennart R. Freeman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Chickering, Jr. For For Management
1.2 Elect Director John Heil For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Change Company Name For For Management
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Dykstra For For Management
1b Elect Director Edward E. Mace For For Management
1c Elect Director Margaret E. Pederson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director Cynthia A. Hallenbeck For For Management
1.4 Elect Director Michael D. Malone For For Management
1.5 Elect Director John Rice For For Management
1.6 Elect Director Dana L. Schmaltz For For Management
1.7 Elect Director Howard W. Smith, III For For Management
1.8 Elect Director William M. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 15, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Grant For For Management
1.2 Elect Director Anna C. Johnson For For Management
1.3 Elect Director Randall H. Talbot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Morgan For For Management
1.2 Elect Director James L. Singleton For For Management
1.3 Elect Director Bobby J. Griffin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Paul H. Stebbins For For Management
1.3 Elect Director Ken Bakshi For For Management
1.4 Elect Director Richard A. Kassar For For Management
1.5 Elect Director Myles Klein For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director Stephen K. Roddenberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XO GROUP INC.
Ticker: XOXO Security ID: 983772104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Liu For For Management
1.2 Elect Director Elizabeth Schimel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================== Robeco BP Global Equity MF ==========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Corti For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Robert A. Kotick For For Management
1.4 Elect Director Barry Meyer For For Management
1.5 Elect Director Robert J. Morgado For For Management
1.6 Elect Director Peter Nolan For For Management
1.7 Elect Director Richard Sarnoff For For Management
1.8 Elect Director Elaine Wynn For For Management
2 Approve Omnibus Stock Plan For Against Management
3A Amend Provisions Relating to the For For Management
Relationship with Vivendi
3B Amend Provisions Relating to For For Management
Supermajority and Special Voting
Requirements
3C Amend Provisions Relating to the For For Management
Ability to Amend Bylaws
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
6 Approve Creation of EUR 550 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 15 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize the Acquisition Treasury For For Management
Shares for Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP.
Ticker: AGNC Security ID: 02503X105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan D. Green For For Management
1b Elect Director John H. Schaefer For For Management
1c Elect Director Francine J. Bovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARYZTA AG
Ticker: YZA Security ID: H0336B110
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept 2013 Annual Report For For Management
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 0.67 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Charles Adair as Director For For Management
4.2 Reelect Owen Killian as Director For For Management
5.1 Elect Andrew Morgan as Director For For Management
5.2 Elect John Yamin as Director For For Management
6 Approve Creation of CHF 183,621 Pool For For Management
of Capital without Preemptive Rights
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For Against Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Abstain Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: DEC 27, 2013 Meeting Type: Annual
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote on the Group's For For Management
Orientations for 2016 as Presented by
the Board's Report, Including
Remuneration Policy for Chairman and
CEO
2 Amend Terms of Share Repurchase For For Management
Program Approved by the May 29, 2013,
AGM
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
6 Reelect Nicolas Bazire as Director For For Management
7 Reelect Roland Busch as Director For For Management
8 Reelect Colette Neuville as Director For For Management
9 Reelect Michel Paris as Director For For Management
10 Renew Appointment of Grant Thornton as For For Management
Auditor
11 Renew Appointment of IGEC as Alternate For For Management
Auditor
12 Advisory Vote on Compensation of For For Management
Thierry Breton, Chairman and CEO
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of up to 30 Percent of
Issued Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 3,234 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 17.4 and 17.5 of Bylaws For For Management
Re: Board Decisions
24 Amend Article 7 of Bylaws Re: Share For For Management
Capital
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AURELIUS AG
Ticker: AR4 Security ID: D04986101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
3 Approve Discharge of the Chairman of For For Management
the Management Board Dirk Markus for
Fiscal 2013
4 Approve Discharge of the Member of the For For Management
Management Board Gert Purkert for
Fiscal 2013
5 Approve Discharge of the Member of the For For Management
Management Board Donatus Albrecht for
Fiscal 2013
6 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
7 Ratify Warth and Klein Grant Thornton For For Management
AG as Auditors for Fiscal 2014
8 Approve Cancellation of Capital For For Management
Authorization
9 Approve Creation of EUR 15.8 Million For Against Management
Pool of Capital without Preemptive
Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 200
Million; Approve Creation of EUR 6.7
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.81 per Share
4 Advisory Vote on Compensation of Henri For For Management
de Castries, Chairman and CEO
5 Advisory Vote on Compensation of Denis For For Management
Duverne, Vice CEO
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
7 Approve Severance Payment Agreement For Against Management
with Henri de Castries
8 Approve Severance Payment Agreement For For Management
with Denis Duverne
9 Reelect Henri de Castries as Director For Against Management
10 Reelect Norbert Dentressangle as For For Management
Director
11 Reelect Denis Duverne as Director For For Management
12 Reelect Isabelle Kocher as Director For For Management
13 Reelect Suet Fern Lee as Director For For Management
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.5 Million
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Subsidiaries
18 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
19 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BERENDSEN PLC
Ticker: BRSN Security ID: G1011R108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Peter Ventress as Director For For Management
6 Re-elect Kevin Quinn as Director For For Management
7 Re-elect Iain Ferguson as Director For For Management
8 Re-elect Lucy Dimes as Director For For Management
9 Re-elect David Lowden as Director For For Management
10 Re-elect Andrew Wood as Director For For Management
11 Elect Maarit Aarni-Sirvio as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For Withhold Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For Withhold Management
1.9 Elect Director Donald R. Keough For Withhold Management
1.10 Elect Director Thomas S. Murphy For Withhold Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BERRY PLASTICS GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: MAR 11, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Evan Bayh For Withhold Management
1.2 Elect Director Anthony M. Civale For Withhold Management
1.3 Elect Director Ronald S. Rolfe For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights ��
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report For For Management
8 Approve Long Term Incentive Plan For For Management
9 Approve Grant of Deferred Shares and For For Management
Performance Shares under the Group's
Employee Equity Plans to Andrew
Mackenzie
10 Elect Andrew Mackenzie as Director For For Management
11 Re-elect Malcolm Broomhead as Director For For Management
12 Re-elect Sir John Buchanan as Director For For Management
13 Re-elect Carlos Cordeiro as Director For For Management
14 Re-elect David Crawford as Director For For Management
15 Re-elect Pat Davies as Director For For Management
16 Re-elect Carolyn Hewson as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Keith Rumble as Director For For Management
20 Re-elect John Schubert as Director For For Management
21 Re-elect Shriti Vadera as Director For For Management
22 Re-elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop, a Shareholder Against Against Shareholder
Nominee to the Board
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.62 per Preffered
Share and 2.60 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6.1 Elect Franz Haniel to the Supervisory For For Management
Board
6.2 Elect Susanne Klatten to the For For Management
Supervisory Board
6.3 Elect Robert Lane to the Supervisory For For Management
Board
6.4 Elect Wolfgang Mayrhuber to the For For Management
Supervisory Board
6.5 Elect Stefan Quandt to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
9 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Lloyd A. Carney For For Management
1.3 Elect Director Renato (Renny) A. For For Management
DiPentima
1.4 Elect Director Alan L. Earhart For For Management
1.5 Elect Director John W. Gerdelman For For Management
1.6 Elect Director Dave House For For Management
1.7 Elect Director L. William Krause For For Management
1.8 Elect Director David E. Roberson For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Publication of Annual Report For For Management
in English
2 Receive Report of Board None None Management
3 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
4 Approve Allocation of Income and For For Management
Dividends of DKK 8.00 Per Share
5a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
5b Approve Remuneration of Directors in For For Management
the Amount of DKK 1,400,000 for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
5c Authorize Share Repurchase Program For Against Management
5d1 Require Inclusion of Certain Financial Against Against Shareholder
information to Meeting Notice
5d2 Require Availability of Certain Against Against Shareholder
Reports in Danish for Five Years on
Company Website
5d3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
5d4 Require Company to Offer at AGM a Meal Against Against Shareholder
Corresponding to Company's Outlook
6a Reelect Flemming Besenbacher as For For Management
Director
6b Reelect Jess Soderberg as Director For For Management
6c Reelect Lars Stemmerik as Director For For Management
6d Reelect Richard Burrows as Director For For Management
6e Reelect Cornelis Job van der Graaf as For For Management
Director
6f Reelect Donna Cordner as Director For For Management
6g Reelect Elisabeth Fleuriot as Director For For Management
6h Reelect Soren-Peter Olesen as Director For For Management
6i Reelect Nina Smith as Director For For Management
6j Elect Carl Bache as Director For For Management
7 Ratify KPMG 2014 P/S as Auditors For For Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Ka-shing as Director For For Management
3b Elect Chung Sun Keung, Davy as Director For Against Management
3c Elect Pau Yee Wan, Ezra as Director For Against Management
3d Elect Frank John Sixt as Director For Against Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Simon Murray as Director For Against Management
3g Elect Cheong Ying Chew, Henry as For Against Management
Director
4 Appoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Anthony Vinciquerra For For Management
1l Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Dewey For For Management
1.2 Elect Director M. James Gorrie For For Management
1.3 Elect Director James T. McManus, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Johnson For For Management
1.2 Elect Director Ward M. Klein For For Management
1.3 Elect Director W. Patrick McGinnis For For Management
1.4 Elect Director John R. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6 Amend Affiliation Agreements with For For Management
Subsidiaries
7 Approve Capitalization of Reserves by For For Management
Issuing 2 New Shares for Every
Existing Share; Approve Connected
Stock Option Plan Amendment,
Proportionate Increase of Capital
Pools, and Adjustment of the Variable
Compensation Element for Supervisory
Board Members
8 Approve Creation of EUR 121 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Million;
Approve Creation of EUR 49 Million
Pool of Capital to Guarantee
Conversion Rights ��
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
GEORG FISCHER AG
Ticker: FI-N Security ID: H26091142
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vote Counters For For Management
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For For Management
(Non-Binding)
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 7.00 per For For Management
Share from Capital Contribution
Reserves
3.3 Approve CHF 36.9 Million Reduction in For For Management
Share Capital and Repayment of CHF 9.
00 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Creation of CHF 600,000 Pool For Against Management
of Capital without Preemptive Rights
6.1.1 Reelect Roman Boutellier as Director For For Management
6.1.2 Reelect Gerold Buehrer as Director For For Management
6.1.3 Reelect Ulrich Graf as Director For For Management
6.1.4 Reelect Rudolf Huber as Director For For Management
6.1.5 Reelect Andreas Koopmann as Director For For Management
6.1.6 Reelect Roger Michaelis as Director For For Management
6.1.7 Reelect Jasmin Staiblin as Director For For Management
6.1.8 Reelect Isabelle Welton as Director For For Management
6.1.9 Reelect Zhiqiang Zhang as Director For For Management
6.2 Elect Hubert Achermann as Director For For Management
7.1 Elect Andreas Koopmann as Board For For Management
Chairman
7.2.1 Appoint Ulrich Graf as Member of the For For Management
Compensation Committee
7.2.2 Appoint Isabelle Welton as Member of For For Management
the Compensation Committee
7.2.3 Appoint Zhiqiang Zhang as Member of For For Management
the Compensation Committee
8 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate weber, schaub & partner ag For For Management
as Independent Proxy
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Jeffrey H. Coors For For �� Management
1.3 Elect Director David W. Scheible For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GREENCORE GROUP PLC
Ticker: GNC Security ID: G40866124
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gary Kennedy as Director For For Management
3b Re-elect Patrick Coveney as Director For For Management
3c Re-elect Alan Williams as Director For For Management
3d Elect Sly Bailey as Director For For Management
3e Re-elect John Herlihy as Director For For Management
3f Elect Heather Ann McSharry as Director For For Management
3g Elect John Moloney as Director For For Management
3h Re-elect Eric Nicoli as Director For For Management
3i Elect John Warren as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issue of Equity with For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Shares For For Management
9 Reappoint KPMG as Auditors For For Management
10 Authorise Directors to Hold the Next For For Management
Annual General Meeting Outside of
Ireland
11 Approve Scrip Dividend Program For For Management
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: APR 04, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1. Accept Financial Statements and For For Management
Statutory Reports
2. Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Ordinary
Share and EUR 1.22 per Preferred Share
3. Approve Discharge of the Personally For For Management
Liable Partnerfor Fiscal 2013
4. Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5. Approve Discharge of the Shareholders' For For Management
Committee for Fiscal 2013
6. Ratify KPMG as Auditors for Fiscal 2014 For For Management
7. Elect Barbara Kux to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For For Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For For Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For Against Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Fok Kin Ning, Canning as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For Against Management
3c Elect Kam Hing Lam as Director For Against Management
3d Elect William Shurniak as Director For For Management
3e Elect Wong Chung Hin as Director For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
7a Add Chinese Name to Existing Company For For Management
Name
7b Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Reelect Jung Mong-Goo as Inside For For Management
Director and Reelect Oh Se-Bin as
Outside Director
3 Reelect Oh Se-Bin as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
INCHCAPE PLC
Ticker: INCH Security ID: G47320208
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Ken Hanna as Director For For Management
6 Re-elect Andre Lacroix as Director For For Management
7 Re-elect John McConnell as Director For For Management
8 Re-elect Simon Borrows as Director For For Management
9 Re-elect Alison Cooper as Director For For Management
10 Elect John Langston as Director For For Management
11 Re-elect Nigel Northridge as Director For For Management
12 Re-elect Vicky Bindra as Director For For Management
13 Re-elect Till Vestring as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve SAYE Share Option Plan For For Management
21 Approve Creation of Overseas Share For For Management
Plans Based on the SAYE Share Option
Plan
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Kuroda, Naoki For For Management
2.2 Elect Director Sugioka, Masatoshi For For Management
2.3 Elect Director Kitamura, Toshiaki For For Management
2.4 Elect Director Yui, Seiji For For Management
2.5 Elect Director Sano, Masaharu For For Management
2.6 Elect Director Sugaya, Shunichiro For For Management
2.7 Elect Director Murayama, Masahiro For For Management
2.8 Elect Director Ito, Seiya For For Management
2.9 Elect Director Tanaka, Wataru For For Management
2.10 Elect Director Ikeda, Takahiko For For Management
2.11 Elect Director Kurasawa, Yoshikazu For For Management
2.12 Elect Director Wakasugi, Kazuo For For Management
2.13 Elect Director Kagawa, Yoshiyuki For For Management
2.14 Elect Director Kato, Seiji For For Management
2.15 Elect Director Tonoike, Rentaro For For Management
2.16 Elect Director Okada, Yasuhiko For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Yoshida, Tomofumi For For Management
2.8 Elect Director Okamoto, Hitoshi For For Management
2.9 Elect Director Shiomi, Takao For For Management
2.10 Elect Director Fukuda, Yuuji For For Management
2.11 Elect Director Yonekura, Eiichi For For Management
2.12 Elect Director Fujisaki, Ichiro For For Management
2.13 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Mochizuki, For For Management
Harufumi
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Daniel Bernard as Director For For Management
6 Re-elect Andrew Bonfield as Director For For Management
7 Re-elect Pascal Cagni as Director For For Management
8 Re-elect Clare Chapman as Director For For Management
9 Re-elect Sir Ian Cheshire as Director For For Management
10 Re-elect Anders Dahlvig as Director For For Management
11 Re-elect Janis Kong as Director For For Management
12 Re-elect Kevin O'Byrne as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Philippe Tible as Director For For Management
15 Re-elect Karen Witts as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Approve Incentive Share Plan For For Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 00992 Security ID: Y5257Y107
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect William Tudor Brown as Director For For Management
3b Elect Yang Yuanqing as Director For For Management
3c Elect Tian Suning as Director For For Management
3d Elect Nicholas C. Allen as Director For For Management
3e Resolve Not to Fill Up Vacancy For For Management
Resulted From the Retirement of Wu
Yibing as Director
3f Authorize Board to Fix Directors' Fees For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 00992 Security ID: Y5257Y107
Meeting Date: MAR 18, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Supply Annual Caps and For For Management
Revised Royalty Annual Caps
--------------------------------------------------------------------------------
LINTEC CORP.
Ticker: 7966 Security ID: J13776109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ouchi, Akihiko For For Management
1.2 Elect Director Nishio, Hiroyuki For For Management
1.3 Elect Director Asai, Hitoshi For For Management
1.4 Elect Director Kawasaki, Shigeru For For Management
1.5 Elect Director Ichihashi, Koji For For Management
1.6 Elect Director Kobayashi, Kenji For For Management
1.7 Elect Director Koyama, Koji For For Management
1.8 Elect Director Iiumi, Makoto For For Management
1.9 Elect Director Ebe, Kazuyoshi For For Management
1.10 Elect Director Nakamura, Takashi For For Management
1.11 Elect Director Sato, Shinichi For For Management
1.12 Elect Director Ooka, Satoshi For For Management
2.1 Appoint Statutory Auditor Yamamoto, For For Management
Toshio
2.2 Appoint Statutory Auditor Nozawa, Toru For Against Management
--------------------------------------------------------------------------------
LISI
Ticker: FII Security ID: F5754P105
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Discharge of Directors and For For Management
Auditors
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
6 Reelect Eric Andre as Director For Against Management
7 Reelect Lise Nobre as Director For For Management
8 Elect Capucine Allerton as Director For Against Management
9 Elect Marie Helene Roncoroni as For Against Management
Director
10 Elect Isabelle Carrere as Director For Against Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 258,000
12 Advisory Vote on Compensation of For Against Management
Gilles Kohler, Chairman and CEO
13 Advisory Vote on Compensation of For Against Management
Emmanuel Viellard, Vice Chairman and
Vice CEO
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Amend Article 10 of Bylaws Re: For For Management
Director Length of Term
16 Approve 5-for-1 Stock Split and Amend For For Management
Bylaws Accordingly Article 6
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
(Voting)
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Procedures for Lending Funds to For For Management
Other Parties ��
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Sir Colin Terry as Director For For Management
6 Re-elect Stephen Young as Director For For Management
7 Re-elect Guy Berruyer as Director For For Management
8 Re-elect Philip Cox as Director For For Management
9 Re-elect Philip Green as Director For For Management
10 Re-elect Paul Heiden as Director For For Management
11 Re-elect Brenda Reichelderfer as For For Management
Director
12 Re-elect David Williams as Director For For Management
13 Elect Doug Webb as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
22 Approve Creation of Overseas Share For For Management
Plans Based on the Long Term Incentive
Plan
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J103
Meeting Date: FEB 07, 2014 Meeting Type: Special
Record Date: FEB 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Capital to Shareholders
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Miura, Satoshi For For Management
2.2 Elect Director Unoura, Hiroo For For Management
2.3 Elect Director Shinohara, Hiromichi For For Management
2.4 Elect Director Sawada, Jun For For Management
2.5 Elect Director Kobayashi, Mitsuyoshi For For Management
2.6 Elect Director Shimada, Akira For For Management
2.7 Elect Director Tsujigami, Hiroshi For For Management
2.8 Elect Director Okuno, Tsunehisa For For Management
2.9 Elect Director Kuriyama, Hiroki For For Management
2.10 Elect Director Shirai, Katsuhiko For For Management
2.11 Elect Director Sakakibara, Sadayuki For For Management
3.1 Appoint Statutory Auditor Ide, Akiko For For Management
3.2 Appoint Statutory Auditor Iida, Takashi For For Management
--------------------------------------------------------------------------------
NORMA GROUP SE
Ticker: NOEJ Security ID: D5813Z104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve Potential Termination Benefits For For Management
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Re-elect Robert Brown as Director For For Management
9 Re-elect Jan du Plessis as Director For For Management
10 Re-elect Michael Fitzpatrick as For For Management
Director
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Richard Goodmanson as Director For For Management
13 Re-elect Lord Kerr as Director For For Management
14 Re-elect Chris Lynch as Director For For Management
15 Re-elect Paul Tellier as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Re-elect Sam Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 per Share
4 Approve Additional Pension Scheme For For Management
Agreement with Stephane Abrial,
Vice-CEO
5 Approve Additional Pension Scheme For For Management
Agreement with Jean-Paul Herteman,
Chairman and CEO
6 Approve Additional Pension Scheme For For Management
Agreements with Stephane Abrial, Ross
McInnes, Marc Ventre, Vice-CEOs
7 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 868,000
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Advisory Vote on Compensation of For For Management
Jean-Paul Herteman, Chairman and CEO
11 Advisory Vote on Compensation Vice-CEOs For For Management
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Amend Article 14 of Bylaws Re: For For Management
Appointment of Employee Representatives
14 Amend Item 3: Approve Allocation of Against Against Shareholder
Income and Dividends of EUR 0.98 per
Share
15 Amend Item 8: Approve Remuneration of Against Against Shareholder
Directors in the Aggregate Amount of
EUR 759,333
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Shimizu, Akihiko For For Management
2.8 Elect Director Isaka, Ryuichi For For Management
2.9 Elect Director Anzai, Takashi For For Management
2.10 Elect Director Otaka, Zenko For For Management
2.11 Elect Director Scott Trevor Davis For For Management
2.12 Elect Director Tsukio, Yoshio For For Management
2.13 Elect Director Ito, Kunio For For Management
2.14 Elect Director Yonemura, Toshiro For For Management
3.1 Appoint Statutory Auditor Nomura, Hideo For For Management
3.2 Appoint Statutory Auditor Hayakawa, For For Management
Tadao
3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management
3.4 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
3.5 Appoint Statutory Auditor Kiriyama, For For Management
Kazuko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SJM HOLDINGS LTD.
Ticker: 00880 Security ID: Y8076V106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final and Special Dividend For For Management
3a Elect So Shu Fai as Director For For Management
3b Elect Rui Jose da Cunha as Director For For Management
3c Elect Leong On Kei, Angela as Director For For Management
3d Elect Fok Tsun Ting, Timothy as For For Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant under the Share
Option Scheme
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Remuneration Report For For Management
5 Elect Dr Kurt Campbell as Director For For Management
6 Elect Christine Hodgson as Director For For Management
7 Elect Naguib Kheraj as Director For For Management
8 Re-elect Om Bhatt as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect Dr Louis Chi-Yan Cheung as For For Management
Director
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Ruth Markland as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect Sir John Peace as Director For For Management
16 Re-elect Alun Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Viswanathan Shankar as For For Management
Director
19 Re-elect Paul Skinner as Director For For Management
20 Re-elect Dr Lars Thunell as Director For For Management
21 Approve Disapplication of the For For Management
Shareholding Qualification in Relation
to Dr Kurt Campbell
22 Reappoint KPMG Audit plc as Auditors For For Management
23 Authorise Board to Fix Remuneration of For For Management
Auditors
24 Approve EU Political Donations and For For Management
Expenditure
25 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
26 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
27 Authorise Issue of Equity with For Against Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
28 Approve Scrip Dividend Program For For Management
29 Authorise Issue of Equity without For For Management
Pre-emptive Rights
30 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
31 Authorise Market Purchase of Ordinary For For Management
Shares
32 Authorise Market Purchase of For For Management
Preference Shares
33 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
34 Fix Maximum Variable Compensation Ratio For For Management
--------------------------------------------------------------------------------
STOCK SPIRITS GROUP PLC
Ticker: STCK Security ID: G8505K101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jack Keenan as Director For For Management
5 Elect Andrew Cripps as Director For For Management
6 Elect Christopher Heath as Director For For Management
7 Elect Lesley Jackson as Director For For Management
8 Elect Karim Khairallah as Director None None Management
9 Elect David Maloney as Director For For Management
10 Elect John Nicolson as Director For For Management
11 Appoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise the Company to Use For For Management
Electronic Communications
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Geraldine B. Laybourne For For Management
1e Elect Director David L. Mahoney For For Management
1f Elect Director Robert S. Miller For For Management
1g Elect Director Anita M. Sands For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
1j Elect Director Suzanne M. Vautrinot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec �� Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transaction
5 Advisory Vote on Compensation of For Against Management
Daniel Julien, Chairman ��
6 Advisory Vote on Compensation of For For Management
Paulo Cesar Salles, CEO
7 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 600,000
8 Elect Christobel E. Selecky as Director For For Management
9 Elect Angela Maria Sierra-Moreno as For For Management
Director
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
TOHO HOLDINGS CO LTD
Ticker: 8129 Security ID: J85237105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamada, Norio For For Management
1.2 Elect Director Kono, Hiroyuki For For Management
1.3 Elect Director Homma, Toshio For For Management
1.4 Elect Director Matsutani, Takeo For For Management
1.5 Elect Director Morikubo, Mitsuo For For Management
1.6 Elect Director Ogino, Mamoru For For Management
1.7 Elect Director Kato, Katsuya For For Management
1.8 Elect Director Matsutani, Takaaki For For Management
1.9 Elect Director Watanabe, Shunsuke For For Management
1.10 Elect Director Murayama, Shosaku For For Management
2 Appoint Statutory Auditor Takeda, Kazuo For Against Management
--------------------------------------------------------------------------------
TOWERS WATSON & CO.
Ticker: TW Security ID: 891894107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor F. Ganzi For For Management
1b Elect Director John J. Haley For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Brendan R. O'Neill For For Management
1e Elect Director Linda D. Rabbitt For For Management
1f Elect Director Gilbert T. Ray For For Management
1g Elect Director Paul Thomas For For Management
1h Elect Director Wilhelm Zeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Ihara, Yasumori For For Management
2.8 Elect Director Sudo, Seiichi For For Management
2.9 Elect Director Saga, Koei For For Management
2.10 Elect Director Fukuichi, Tokuo For For Management
2.11 Elect Director Terashi, Shigeki For For Management
2.12 Elect Director Ishii, Yoshimasa For For Management
2.13 Elect Director Uno, Ikuo For Against Management
2.14 Elect Director Kato, Haruhiko For For Management
2.15 Elect Director Mark T. Hogan For For Management
3.1 Appoint Statutory Auditor Nakatsugawa, For For Management
Masaki
3.2 Appoint Statutory Auditor Kitayama, For Against Management
Teisuke
4 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuuji
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Disposal of Treasury Shares For For Management
for a Private Placement
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Inoue, Michio For Against Management
2.2 Elect Director Ishii, Toyohide For For Management
2.3 Elect Director Saito, Kazuhisa For For Management
2.4 Elect Director Arai, Takuo For For Management
2.5 Elect Director Hikida, Kazuhiko For For Management
2.6 Elect Director Wada, Tatsuo For For Management
2.7 Elect Director Yui, Yoshiaki For For Management
2.8 Elect Director Maeda, Minoru For For Management
2.9 Elect Director Yasuda, Masanari For For Management
2.10 Elect Director Nakajima, Yoshitaka �� For For Management
2.11 Elect Director Yoshida, Hitoshi For For Management
2.12 Elect Director Arai, Yutaka For For Management
3 Appoint Statutory Auditor Motoda, For For Management
Tatsuya
4 Appoint Alternate Statutory Auditor For For Management
Wasemoto, Kazunori
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director Henry T. DeNero For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Thomas E. Pardun For For Management
1j Elect Director Arif Shakeel For For Management
1k Elect Director Akio Yamamoto For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
====================== Robeco BP International Equity MF =======================
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2013
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Discuss Remuneration Report None None Management
3.3 Adopt Financial Statements For For Management
4 Approve Dividends of EUR 0.22 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Elect Robert W. Dineen to Supervisory For For Management
Board
8 Elect Corien M. Wortmann-Kool to For For Management
Supervisory Board
9 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 9
11 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: SEP 16, 2013 Meeting Type: Special
Record Date: SEP 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Approve Cancellation of 469,705 For For Management
Repurchased Shares
2.2 Approve Additional Reduction in Share For For Management
Capital Through Distribution of EUR 1
per Share
3.1 Elect Lucrezia Reichlin as Independent For For Management
Director
3.2 Elect Richard Jackson as Independent For For Management
Director
4 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' Reports (Non-Voting) None None Management
2.1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.1.3 Adopt Financial Statements For For Management
2.2.1 Receive Explanation on Reserves and None None Management
Dividend Policy
2.2.2 Approve Dividends of EUR 1.40 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3.1 Discussion on Company's Corporate None None Management
Governance Structure
3.2 Discuss and Approve Remuneration Report For For Management
4.1 Reelect R. Nieuwdorp as Independent For For Management
Director
4.2 Elect D. Bruckner as Director For For Management
5.1 Approve Cancellation of Repurchased For For Management
Shares
5.2.1 Receive Special Board Report Re: None None Management
Authorization to Increase Capital
Proposed under Item 5.2.2
5.2.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
AISIN SEIKI CO. LTD.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Toyoda, Kanshiro For For Management
2.2 Elect Director Fujimori, Fumio For For Management
2.3 Elect Director Nagura, Toshikazu For For Management
2.4 Elect Director Mitsuya, Makoto For For Management
2.5 Elect Director Fujie, Naofumi For For Management
2.6 Elect Director Usami, Kazumi For For Management
2.7 Elect Director Kawata, Takeshi For For Management
2.8 Elect Director Kawamoto, Mutsumi For For Management
2.9 Elect Director Mizushima, Toshiyuki For For Management
2.10 Elect Director Enomoto, Takashi For For Management
2.11 Elect Director Shibata, Yasuhide For For Management
2.12 Elect Director Kobayashi, Toshio For For Management
2.13 Elect Director Haraguchi, Tsunekazu For For Management
3.1 Appoint Statutory Auditor Takasu, For For Management
Hikaru
3.2 Appoint Statutory Auditor Morita, For For Management
Takashi
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
6 Approve Creation of EUR 550 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 15 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize the Acquisition Treasury For For Management
Shares for Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
AMVIG HOLDINGS LTD
Ticker: 02300 Security ID: G0420V106
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chan Sai Wai as Director For For Management
3b Elect Ng Sai Kit as Director For For Management
3c Elect Ralf Klaus Wunderlich as Director For For Management
3d Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
ARYZTA AG
Ticker: YZA Security ID: H0336B110
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept 2013 Annual Report For For Management
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 0.67 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Charles Adair as Director For For Management
4.2 Reelect Owen Killian as Director For For Management
5.1 Elect Andrew Morgan as Director For For Management
5.2 Elect John Yamin as Director For For Management
6 Approve Creation of CHF 183,621 Pool For For Management
of Capital without Preemptive Rights
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For Against Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For Abstain Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: DEC 27, 2013 Meeting Type: Annual
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote on the Group's For For Management
Orientations for 2016 as Presented by
the Board's Report, Including
Remuneration Policy for Chairman and
CEO
2 Amend Terms of Share Repurchase For For Management
Program Approved by the May 29, 2013,
AGM
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
6 Reelect Nicolas Bazire as Director For For Management
7 Reelect Roland Busch as Director For For Management
8 Reelect Colette Neuville as Director For For Management
9 Reelect Michel Paris as Director For For Management
10 Renew Appointment of Grant Thornton as For For Management
Auditor
11 Renew Appointment of IGEC as Alternate For For Management
Auditor
12 Advisory Vote on Compensation of For For Management
Thierry Breton, Chairman and CEO
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of up to 30 Percent of
Issued Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 3,234 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 17.4 and 17.5 of Bylaws For For Management
Re: Board Decisions
24 Amend Article 7 of Bylaws Re: Share For For Management
Capital
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AURELIUS AG
Ticker: AR4 Security ID: D04986101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
3 Approve Discharge of the Chairman of For For Management
the Management Board Dirk Markus for
Fiscal 2013
4 Approve Discharge of the Member of the For For Management
Management Board Gert Purkert for
Fiscal 2013
5 Approve Discharge of the Member of the For For Management
Management Board Donatus Albrecht for
Fiscal 2013
6 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
7 Ratify Warth and Klein Grant Thornton For For Management
AG as Auditors for Fiscal 2014
8 Approve Cancellation of Capital For For Management
Authorization
9 Approve Creation of EUR 15.8 Million For Against Management
Pool of Capital without Preemptive
Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 200
Million; Approve Creation of EUR 6.7
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Euro Preference Shares For For Management
Buy-Back Scheme
5a Approve the First Buy-Back Scheme For For Management
Relating to the Buy-Back of the
"September 2008 CPS"
5b Approve the Second Buy-Back Scheme For For Management
Relating to the Buy-Back of the
"September 2008 CPS"
6 Ratify the Past Issuance of ANZ For For Management
Capital Notes
7a Elect G.R. Liebelt as Director For For Management
7b Elect I.J. Macfarlane as Director For For Management
8 Elect D.C. Barrow as Director Against Against Shareholder
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.81 per Share
4 Advisory Vote on Compensation of Henri For For Management
de Castries, Chairman and CEO
5 Advisory Vote on Compensation of Denis For For Management
Duverne, Vice CEO
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
7 Approve Severance Payment Agreement For Against Management
with Henri de Castries
8 Approve Severance Payment Agreement For For Management
with Denis Duverne
9 Reelect Henri de Castries as Director For Against Management
10 Reelect Norbert Dentressangle as For For Management
Director
11 Reelect Denis Duverne as Director For For Management
12 Reelect Isabelle Kocher as Director For For Management
13 Reelect Suet Fern Lee as Director For For Management
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.5 Million
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Subsidiaries
18 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
19 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Recive Annual Financial Statements and For For Management
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
2 Approve Discharge of Management Board For For Management
for Fiscal 2013
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
4a Elect Simone Bagel-Trah to the For For Management
Supervisory Board
4b Elect Ernst-Ludwig Winnacker to the For For Management
Supervisory Board
5 Approve Creation of EUR 530 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Approve Creation of EUR 211.7 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9a Approve Affiliation Agreement with For For Management
Subsidiary Bayer Business Services GmbH
9b Approve Affiliation Agreement with For For Management
Subsidiary Bayer Technology Services
GmbH
9c Approve Affiliation Agreement with For For Management
Subsidiary Bayer US IP GmbH
9d Approve Affiliation Agreement with For For Management
Subsidiary Bayer Bitterfeld GmbH
9e Approve Affiliation Agreement with For For Management
Subsidiary Bayer Innovation GmbH
9f Approve Affiliation Agreement with For For Management
Subsidiary Bayer Real Estate GmbH
9g Approve Affiliation Agreement with For For Management
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
9h Approve Affiliation Agreement with For For Management
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
10 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
BERENDSEN PLC
Ticker: BRSN Security ID: G1011R108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Peter Ventress as Director For For Management
6 Re-elect Kevin Quinn as Director For For Management
7 Re-elect Iain Ferguson as Director For For Management
8 Re-elect Lucy Dimes as Director For For Management
9 Re-elect David Lowden as Director For For Management
10 Re-elect Andrew Wood as Director For For Management
11 Elect Maarit Aarni-Sirvio as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report For For Management
8 Approve Long Term Incentive Plan For For Management
9 Approve Grant of Deferred Shares and For For Management
Performance Shares under the Group's
Employee Equity Plans to Andrew
Mackenzie
10 Elect Andrew Mackenzie as Director For For Management
11 Re-elect Malcolm Broomhead as Director For For Management
12 Re-elect Sir John Buchanan as Director For For Management
13 Re-elect Carlos Cordeiro as Director For For Management
14 Re-elect David Crawford as Director For For Management
15 Re-elect Pat Davies as Director For For Management
16 Re-elect Carolyn Hewson as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Keith Rumble as Director For For Management
20 Re-elect John Schubert as Director For For Management
21 Re-elect Shriti Vadera as Director For For Management
22 Re-elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop, a Shareholder Against Against Shareholder
Nominee to the Board
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.62 per Preffered
Share and 2.60 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6.1 Elect Franz Haniel to the Supervisory For For Management
Board
6.2 Elect Susanne Klatten to the For For Management
Supervisory Board
6.3 Elect Robert Lane to the Supervisory For For Management
Board
6.4 Elect Wolfgang Mayrhuber to the For For Management
Supervisory Board
6.5 Elect Stefan Quandt to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
9 Approve Remuneration System for For For Management
Management Board Members
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BROTHER INDUSTRIES LTD.
Ticker: 6448 Security ID: 114813108
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koike, Toshikazu For For Management
1.2 Elect Director Ishikawa, Shigeki For For Management
1.3 Elect Director Hasegawa, Tomoyuki For For Management
1.4 Elect Director Kamiya, Jun For For Management
1.5 Elect Director Sasaki, Ichiro For For Management
1.6 Elect Director Ishiguro, Tadashi For For Management
1.7 Elect Director Hirano, Yukihisa For For Management
1.8 Elect Director Nishijo, Atsushi For For Management
1.9 Elect Director Hattori, Shigehiko For For Management
1.10 Elect Director Fukaya, Koichi For For Management
1.11 Elect Director Matsuno, Soichi For For Management
2 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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CAP GEMINI
Ticker: CAP Security ID: F13587120
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Acknowledge Auditors' Special Report For For Management
Mentioning the Absence of
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
5 Advisory Vote on Compensation of Paul For For Management
Hermelin, Chairman and CEO
6 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
7 Renew Appointment of KPMG SA as Auditor For For Management
8 Appoint Jean-Christophe Georghiou as For For Management
Alternate Auditor
9 Appoint KPMG Audit I.S. SAS as For For Management
Alternate Auditor
10 Ratify Appointment of Anne Bouverot as For For Management
Director
11 Reelect Serge Kampf as Director For For Management
12 Reelect Paul Hermelin as Director For Against Management
13 Reelect Yann Delabriere as Director For For Management
14 Reelect Laurence Dors as Director For For Management
15 Reelect Phil Laskawy as Director For For Management
16 Elect Xavier Musca as Director For For Management
17 Reelect Bruno Roger as Director For For Management
18 Elect Caroline Watteeuw-Carlisle as For For Management
Director
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1.5 Billion for Bonus
Issue or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 23 to 29 at EUR 500 Million and
Under Items 24 to 29 at EUR 125 Million
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 125 Million
25 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements up to Aggregate
Nominal Amount of EUR 125 Million
26 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Items 24 and 25
27 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Authorize Capital Increase of Up to For For Management
EUR 125 Million for Future Exchange
Offers
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
31 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plan Reserved
for Employees of International
Subsidiaries
32 Amend Article 11.2 of Bylaws Re: For For Management
Shareholding Requirements for Directors
33 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Publication of Annual Report For For Management
in English
2 Receive Report of Board None None Management
3 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
4 Approve Allocation of Income and For For Management
Dividends of DKK 8.00 Per Share
5a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
5b Approve Remuneration of Directors in For For Management
the Amount of DKK 1,400,000 for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
5c Authorize Share Repurchase Program For Against Management
5d1 Require Inclusion of Certain Financial Against Against Shareholder
information to Meeting Notice
5d2 Require Availability of Certain Against Against Shareholder
Reports in Danish for Five Years on
Company Website
5d3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
5d4 Require Company to Offer at AGM a Meal Against Against Shareholder
Corresponding to Company's Outlook
6a Reelect Flemming Besenbacher as For For Management
Director
6b Reelect Jess Soderberg as Director For For Management
6c Reelect Lars Stemmerik as Director For For Management
6d Reelect Richard Burrows as Director For For Management
6e Reelect Cornelis Job van der Graaf as For For Management
Director
6f Reelect Donna Cordner as Director For For Management
6g Reelect Elisabeth Fleuriot as Director For For Management
6h Reelect Soren-Peter Olesen as Director For For Management
6i Reelect Nina Smith as Director For For Management
6j Elect Carl Bache as Director For For Management
7 Ratify KPMG 2014 P/S as Auditors For For Management
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Alain Bouchard as Director For For Management
1.2 Elect Bernard Bourigeaud as Director For For Management
1.3 Elect Jean Brassard as Director For For Management
1.4 Elect Robert Chevrier as Director For For Management
1.5 Elect Dominic D'Alessandro as Director For For Management
1.6 Elect Thomas P. d'Aquino as Director For For Management
1.7 Elect Paule Dore as Director For For Management
1.8 Elect Richard B. Evans as Director For For Management
1.9 Elect Julie Godin as Director For For Management
1.10 Elect Serge Godin as Director For For Management
1.11 Elect Andre Imbeau as Director For For Management
1.12 Elect Gilles Labbe as Director For For Management
1.13 Elect Michael E. Roach as Director For For Management
1.14 Elect Joakim Westh as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Ka-shing as Director For For Management
3b Elect Chung Sun Keung, Davy as Director For Against Management
3c Elect Pau Yee Wan, Ezra as Director For Against Management
3d Elect Frank John Sixt as Director For Against Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Simon Murray as Director For Against Management
3g Elect Cheong Ying Chew, Henry as For Against Management
Director
4 Appoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DELTA ELECTRONICS INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 03, 2013 Meeting Type: Annual
Record Date: SEP 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2�� Approve Final Dividend For For Management
3 Approve Remuneration Report For Abstain Management
4 Elect Kathleen O'Donovan as Director For For Management
5 Elect Chris Britton as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Re-elect Miles Roberts as Director For For Management
8 Re-elect Philippe Mellier as Director For For Management
9 Re-elect Jonathan Nicholls as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6 Amend Affiliation Agreements with For For Management
Subsidiaries
7 Approve Capitalization of Reserves by For For Management
Issuing 2 New Shares for Every
Existing Share; Approve Connected
Stock Option Plan Amendment,
Proportionate Increase of Capital
Pools, and Adjustment of the Variable
Compensation Element for Supervisory
Board Members
8 Approve Creation of EUR 121 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Million;
Approve Creation of EUR 49 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
GEORG FISCHER AG
Ticker: FI-N Security ID: H26091142
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vote Counters For For Management
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For For Management
(Non-Binding)
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 7.00 per For For Management
Share from Capital Contribution
Reserves
3.3 Approve CHF 36.9 Million Reduction in For For Management
Share Capital and Repayment of CHF 9.
00 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Creation of CHF 600,000 Pool For Against Management
of Capital without Preemptive Rights
6.1.1 Reelect Roman Boutellier as Director For For Management
6.1.2 Reelect Gerold Buehrer as Director For For Management
6.1.3 Reelect Ulrich Graf as Director For For Management
6.1.4 Reelect Rudolf Huber as Director For For Management
6.1.5 Reelect Andreas Koopmann as Director For For Management
6.1.6 Reelect Roger Michaelis as Director For For Management
6.1.7 Reelect Jasmin Staiblin as Director For For Management
6.1.8 Reelect Isabelle Welton as Director For For Management
6.1.9 Reelect Zhiqiang Zhang as Director For For Management
6.2 Elect Hubert Achermann as Director For For Management
7.1 Elect Andreas Koopmann as Board For For Management
Chairman
7.2.1 Appoint Ulrich Graf as Member of the For For Management
Compensation Committee
7.2.2 Appoint Isabelle Welton as Member of For For Management
the Compensation Committee
7.2.3 Appoint Zhiqiang Zhang as Member of For For Management
the Compensation Committee
8 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate weber, schaub & partner ag For For Management
as Independent Proxy
--------------------------------------------------------------------------------
GREENCORE GROUP PLC
Ticker: GNC Security ID: G40866124
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gary Kennedy as Director For For Management
3b Re-elect Patrick Coveney as Director For For Management
3c Re-elect Alan Williams as Director For For Management
3d Elect Sly Bailey as Director For For Management
3e Re-elect John Herlihy as Director For For Management
3f Elect Heather Ann McSharry as Director For For Management
3g Elect John Moloney as Director For For Management
3h Re-elect Eric Nicoli as Director For For Management
3i Elect John Warren as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issue of Equity with For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Market Purchase of Shares For For Management
9 Reappoint KPMG as Auditors For For Management
10 Authorise Directors to Hold the Next For For Management
Annual General Meeting Outside of
Ireland
11 Approve Scrip Dividend Program For For Management
--------------------------------------------------------------------------------
HAVAS
Ticker: HAV Security ID: F47696111
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.11 per Share
4 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 240,000
5 Approve Transaction with Societe Bleu For Against Management
Re: Services Agreement
6 Ratify Appointment of Societe For Against Management
Financiere de Sainte-Marine as Director
7 Elect Christine Ockrent as Director For Against Management
8 Elect Stephane Israel as Director For Against Management
9 Reelect Mercedes Erra as Director For Against Management
10 Reelect Jacques Seguela as Director For Against Management
11 Reelect Yves Cannac as Director For For Management
12 Reelect Bollore SA as Director For Against Management
13 Reelect Societe Financiere de For Against Management
Sainte-Marine as Director
14 Reelect Longchamp Participations as For Against Management
Director
15 Reelect Societe Financiere de For Against Management
Longchamp as Director
16 Advisory Vote on Compensation of For For Management
Vincent Bollore, Chairman up to Aug.
30, 2013
17 Advisory Vote on Compensation of For Against Management
Yannick Bollore, Chairman and CEO
18 Advisory Vote on Compensation of David For Against Management
Jones, CEO up to Aug. 30, 2013
19 Advisory Vote on Compensation of Herve For Against Management
Philippe, Vice-CEO up to Dec. 31, 2013
20 Authorize Repurchase of Up to 8.56 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 70 Million for Bonus
Issue or Increase in Par Value
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Approve Employee Stock Purchase Plan For For Management
Reserved for Employees of
International Subsidiaries
27 Amend Article 15 of Bylaws Re: For For Management
Appointment of Employee Representatives
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: APR 04, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1. Accept Financial Statements and For For Management
Statutory Reports
2. Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Ordinary
Share and EUR 1.22 per Preferred Share
3. Approve Discharge of the Personally For For Management
Liable Partnerfor Fiscal 2013
4. Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5. Approve Discharge of the Shareholders' For For Management
Committee for Fiscal 2013
6. Ratify KPMG as Auditors for Fiscal 2014 For For Management
7. Elect Barbara Kux to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For For Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For For Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For Against Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For Against Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Fok Kin Ning, Canning as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For Against Management
3c Elect Kam Hing Lam as Director For Against Management
3d Elect William Shurniak as Director For For Management
3e Elect Wong Chung Hin as Director For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
7a Add Chinese Name to Existing Company For For Management
Name
7b Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Reelect Jung Mong-Goo as Inside For For Management
Director and Reelect Oh Se-Bin as
Outside Director
3 Reelect Oh Se-Bin as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
INCHCAPE PLC
Ticker: INCH Security ID: G47320208
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Ken Hanna as Director For For Management
6 Re-elect Andre Lacroix as Director For For Management
7 Re-elect John McConnell as Director For For Management
8 Re-elect Simon Borrows as Director For For Management
9 Re-elect Alison Cooper as Director For For Management
10 Elect John Langston as Director For For Management
11 Re-elect Nigel Northridge as Director For For Management
12 Re-elect Vicky Bindra as Director For For Management
13 Re-elect Till Vestring as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve SAYE Share Option Plan For For Management
21 Approve Creation of Overseas Share For For Management
Plans Based on the SAYE Share Option
Plan
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Kuroda, Naoki For For Management
2.2 Elect Director Sugioka, Masatoshi For For Management
2.3 Elect Director Kitamura, Toshiaki For For Management
2.4 Elect Director Yui, Seiji For For Management
2.5 Elect Director Sano, Masaharu For For Management
2.6 Elect Director Sugaya, Shunichiro For For Management
2.7 Elect Director Murayama, Masahiro For For Management
2.8 Elect Director Ito, Seiya For For Management
2.9 Elect Director Tanaka, Wataru For For Management
2.10 Elect Director Ikeda, Takahiko For For Management
2.11 Elect Director Kurasawa, Yoshikazu For For Management
2.12 Elect Director Wakasugi, Kazuo For For Management
2.13 Elect Director Kagawa, Yoshiyuki For For Management
2.14 Elect Director Kato, Seiji For For Management
2.15 Elect Director Tonoike, Rentaro For For Management
2.16 Elect Director Okada, Yasuhiko For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG Security ID: G4804L130
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5a Elect Ian Dyson as Director For For Management
5b Elect Paul Edgecliffe-Johnson as For For Management
Director
5c Elect Jill McDonald as Director For For Management
5d Re-elect Patrick Cescau as Director For For Management
5e Re-elect David Kappler as Director For For Management
5f Re-elect Kirk Kinsell as Director For For Management
5g Re-elect Jennifer Laing as Director For For Management
5h Re-elect Jonathan Linen as Director For For Management
5i Re-elect Luke Mayhew as Director For For Management
5j Re-elect Dale Morrison as Director For For Management
5k Re-elect Tracy Robbins as Director For For Management
5l Re-elect Richard Solomons as Director For For Management
5m Re-elect Ying Yeh as Director For For Management
6 Reappoint Ernst & Young LLP as Auditors For For Management
7 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
10 Approve Long Term Incentive Plan For For Management
11 Approve Annual Performance Plan For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Yoshida, Tomofumi For For Management
2.8 Elect Director Okamoto, Hitoshi For For Management
2.9 Elect Director Shiomi, Takao For For Management
2.10 Elect Director Fukuda, Yuuji For For Management
2.11 Elect Director Yonekura, Eiichi For For Management
2.12 Elect Director Fujisaki, Ichiro For For Management
2.13 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Mochizuki, For For Management
Harufumi
--------------------------------------------------------------------------------
KAKEN PHARMACEUTICAL CO. LTD.
Ticker: 4521 Security ID: J29266103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2 Amend Articles To Reduce Directors' For For Management
Term
3 Elect Director Enomoto, Eiki For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Daniel Bernard as Director For For Management
6 Re-elect Andrew Bonfield as Director For For Management
7 Re-elect Pascal Cagni as Director For For Management
8 Re-elect Clare Chapman as Director For For Management
9 Re-elect Sir Ian Cheshire as Director For For Management
10 Re-elect Anders Dahlvig as Director For For Management
11 Re-elect Janis Kong as Director For For Management
12 Re-elect Kevin O'Byrne as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Philippe Tible as Director For For Management
15 Re-elect Karen Witts as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Approve Incentive Share Plan For For Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV
Ticker: AH Security ID: N0139V142
Meeting Date: JAN 21, 2014 Meeting Type: Special
Record Date: DEC 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Capital Reduction with For For Management
Shareholder Distribution of EUR 1
Billion
3 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV
Ticker: AH Security ID: N0139V142
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
5 Adopt Financial Statements For For Management
6 Approve Dividends of EUR 0.47 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect L.J. Hijmans van den Bergh to For For Management
Executive Board
10 Elect J.A. Sprieser to Supervisory For For Management
Board
11 Elect D.R. Hooft Graafland to For For Management
Supervisory Board
12 Approve Remuneration of Supervisory For For Management
Board
13 Ratify PricewaterhouseCoopers as For For Management
Auditors
14 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
15 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 14
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Approve Reduction in Share Capital by For For Management
Cancellation of Shares
18 Close Meeting None None Management
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 00992 Security ID: Y5257Y107
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect William Tudor Brown as Director For For Management
3b Elect Yang Yuanqing as Director For For Management
3c Elect Tian Suning as Director For For Management
3d Elect Nicholas C. Allen as Director For For Management
3e Resolve Not to Fill Up Vacancy For For Management
Resulted From the Retirement of Wu
Yibing as Director
3f Authorize Board to Fix Directors' Fees For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 00992 Security ID: Y5257Y107
Meeting Date: MAR 18, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Supply Annual Caps and For For Management
Revised Royalty Annual Caps
--------------------------------------------------------------------------------
LINTEC CORP.
Ticker: 7966 Security ID: J13776109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ouchi, Akihiko For For Management
1.2 Elect Director Nishio, Hiroyuki For For Management
1.3 Elect Director Asai, Hitoshi For For Management
1.4 Elect Director Kawasaki, Shigeru For For Management
1.5 Elect Director Ichihashi, Koji For For Management
1.6 Elect Director Kobayashi, Kenji For For Management
1.7 Elect Director Koyama, Koji For For Management
1.8 Elect Director Iiumi, Makoto For For Management
1.9 Elect Director Ebe, Kazuyoshi For For Management
1.10 Elect Director Nakamura, Takashi For For Management
1.11 Elect Director Sato, Shinichi For For Management
1.12 Elect Director Ooka, Satoshi For For Management
2.1 Appoint Statutory Auditor Yamamoto, For For Management
Toshio
2.2 Appoint Statutory Auditor Nozawa, Toru For Against Management
--------------------------------------------------------------------------------
LISI
Ticker: FII Security ID: F5754P105
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Discharge of Directors and For For Management
Auditors
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
6 Reelect Eric Andre as Director For Against Management
7 Reelect Lise Nobre as Director For For Management
8 Elect Capucine Allerton as Director For Against Management
9 Elect Marie Helene Roncoroni as For Against Management
Director
10 Elect Isabelle Carrere as Director For Against Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 258,000
12 Advisory Vote on Compensation of For Against Management
Gilles Kohler, Chairman and CEO
13 Advisory Vote on Compensation of For Against Management
Emmanuel Viellard, Vice Chairman and
Vice CEO
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Amend Article 10 of Bylaws Re: For For Management
Director Length of Term
16 Approve 5-for-1 Stock Split and Amend For For Management
Bylaws Accordingly Article 6
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
M 1 LTD
Ticker: B2F Security ID: Y6132C104
Meeting Date: APR 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Elect Jamaludin Ibrahim as Director For Against Management
4 Elect Kannan Ramesh as Director For For Management
5 Elect Alan Ow Soon Sian as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant to the M1 Share
Option Scheme
9 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant to the M1 Share
Option Scheme 2013
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Authorize Share Repurchase Program For For Management
12 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
(Voting)
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Procedures for Lending Funds to For For Management
Other Parties
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Sir Colin Terry as Director For For Management
6 Re-elect Stephen Young as Director For For Management
7 Re-elect Guy Berruyer as Director For For Management
8 Re-elect Philip Cox as Director For For Management
9 Re-elect Philip Green as Director For For Management
10 Re-elect Paul Heiden as Director For For Management
11 Re-elect Brenda Reichelderfer as For For Management
Director
12 Re-elect David Williams as Director For For Management
13 Elect Doug Webb as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
22 Approve Creation of Overseas Share For For Management
Plans Based on the Long Term Incentive
Plan
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J103
Meeting Date: FEB 07, 2014 Meeting Type: Special
Record Date: FEB 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Capital to Shareholders
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 a Receive Report of the Supervisory None None Management
Board, Corporate Governance Report and
Remuneration Report for 2013
(Non-Voting)
1 b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 7.25 per Bearer Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Approve Remuneration System for For For Management
Management Board Members
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8a Elect Ann-Kristin Achleitner to the For For Management
Supervisory Board
8b Elect Benita Ferrero-Waldner to the For For Management
Supervisory Board
8c Elect Ursula Gather to the Supervisory For For Management
Board
8d Elect Peter Gruss to the Supervisory For For Management
Board
8e Elect Gerd Haeusler to the Supervisory For For Management
Board
8f Elect Henning Kagermann to the For Against Management
Supervisory Board
8g Elect Wolfgang Mayrhuber to the For Against Management
Supervisory Board
8h Elect Bernd Pischetsrieder to the For Against Management
Supervisory Board
8i Elect Anton van Rossum to the For For Management
Supervisory Board
8j Elect Ron Sommer to the Supervisory For Against Management
Board
9a Approve Affiliation Agreements with For For Management
Subsidiaries
9b Approve Affiliation Agreements with For For Management
Subsidiaries
9c Approve Affiliation Agreements with For For Management
Subsidiaries
9d Approve Affiliation Agreements with For For Management
Subsidiaries
9e Approve Affiliation Agreements with For For Management
Subsidiaries
9f Approve Affiliation Agreements with For For Management
Subsidiaries
9g Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Miura, Satoshi For For Management
2.2 Elect Director Unoura, Hiroo For For Management
2.3 Elect Director Shinohara, Hiromichi For For Management
2.4 Elect Director Sawada, Jun For For Management
2.5 Elect Director Kobayashi, Mitsuyoshi For For Management
2.6 Elect Director Shimada, Akira For For Management
2.7 Elect Director Tsujigami, Hiroshi For For Management
2.8 Elect Director Okuno, Tsunehisa For For Management
2.9 Elect Director Kuriyama, Hiroki For For Management
2.10 Elect Director Shirai, Katsuhiko For For Management
2.11 Elect Director Sakakibara, Sadayuki For For Management
3.1 Appoint Statutory Auditor Ide, Akiko For For Management
3.2 Appoint Statutory Auditor Iida, Takashi For For Management
--------------------------------------------------------------------------------
NIPPON TELEVISION HOLDINGS INC.
Ticker: 9404 Security ID: J56171101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Okubo, Yoshio For For Management
2.2 Elect Director Watanabe, Hiroshi For For Management
2.3 Elect Director Kosugi, Yoshinobu For For Management
2.4 Elect Director Maruyama, Kimio For For Management
2.5 Elect Director Akaza, Koichi For For Management
2.6 Elect Director Ishizawa, Akira For For Management
2.7 Elect Director Watanabe, Tsuneo For Against Management
2.8 Elect Director Maeda, Hiroshi For For Management
2.9 Elect Director Imai, Takashi For For Management
2.10 Elect Director Sato, Ken For For Management
2.11 Elect Director Kakizoe, Tadao For For Management
2.12 Elect Director Manago, Yasushi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Masukata, Katsuhiro
--------------------------------------------------------------------------------
NORMA GROUP SE
Ticker: NOEJ Security ID: D5813Z104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
OSIM INTERNATIONAL LTD.
Ticker: O23 Security ID: Y6585M104
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Against Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Teo Sway Heong as Director For Against Management
4 Elect Colin Low as Director For Against Management
5 Approve Directors' Fees For For Management
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Mandate for Transactions with For For Management
Related Parties
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Transaction with BNP Paribas For For Management
Re: Loan Agreement
6 Approve Transaction with Societe For For Management
Generale Re: Loan Agreement
7 Reelect Claudine Bienaime as For Against Management
Supervisory Board Member
8 Reelect Michel Halperin as Supervisory For For Management
Board Member
9 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 1.20 Million
10 Advisory Vote on Compensation of For Against Management
Maurice Levy, Chairman of the
Management Board
11 Advisory Vote on Compensation of For Against Management
Jean-Michel Etienne, Jean-Yves Naouri,
and Kevin Roberts, Members of the
Management Board
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 9 Million
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
17 Authorize Capital Increase of Up to For Against Management
EUR 9 Million for Future Exchange
Offers
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K212
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Ros Rivaz as Director For For Management
6 Re-elect Stuart Chambers as Director For For Management
7 Re-elect Graham Chipchase as Director For For Management
8 Re-elect David Robbie as Director For For Management
9 Re-elect John Langston as Director For For Management
10 Re-elect Leo Oosterveer as Director For For Management
11 Re-elect Johanna Waterous as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
REXAM PLC
Ticker: REX Security ID: G1274K212
Meeting Date: MAY 29, 2014 Meeting Type: Special
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Cash to Shareholders
2 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Market Purchase of New For For Management
Ordinary Shares
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve Potential Termination Benefits For For Management
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Re-elect Robert Brown as Director For For Management
9 Re-elect Jan du Plessis as Director For For Management
10 Re-elect Michael Fitzpatrick as For For Management
Director
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Richard Goodmanson as Director For For Management
13 Re-elect Lord Kerr as Director For For Management
14 Re-elect Chris Lynch as Director For For Management
15 Re-elect Paul Tellier as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Re-elect Sam Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 per Share
4 Approve Additional Pension Scheme For For Management
Agreement with Stephane Abrial,
Vice-CEO
5 Approve Additional Pension Scheme For For Management
Agreement with Jean-Paul Herteman,
Chairman and CEO
6 Approve Additional Pension Scheme For For Management
Agreements with Stephane Abrial, Ross
McInnes, Marc Ventre, Vice-CEOs
7 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 868,000
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Advisory Vote on Compensation of For For Management
Jean-Paul Herteman, Chairman and CEO
11 Advisory Vote on Compensation Vice-CEOs For For Management
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Amend Article 14 of Bylaws Re: For For Management
Appointment of Employee Representatives
14 Amend Item 3: Approve Allocation of Against Against Shareholder
Income and Dividends of EUR 0.98 per
Share
15 Amend Item 8: Approve Remuneration of Against Against Shareholder
Directors in the Aggregate Amount of
EUR 759,333
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Shimizu, Akihiko For For Management
2.8 Elect Director Isaka, Ryuichi For For Management
2.9 Elect Director Anzai, Takashi For For Management
2.10 Elect Director Otaka, Zenko For For Management
2.11 Elect Director Scott Trevor Davis For For Management
2.12 Elect Director Tsukio, Yoshio For For Management
2.13 Elect Director Ito, Kunio For For Management
2.14 Elect Director Yonemura, Toshiro For For Management
3.1 Appoint Statutory Auditor Nomura, Hideo For For Management
3.2 Appoint Statutory Auditor Hayakawa, For For Management
Tadao
3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management
3.4 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
3.5 Appoint Statutory Auditor Kiriyama, For For Management
Kazuko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD.
Ticker: 02313 Security ID: G8087W101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Chen Genxiang as Director For For Management
4 Elect Chen Xu as Director For For Management
5 Elect Chen Zhifen as Director For For Management
6 Elect Jiang Xianpin as Director For For Management
7 Elect Wang Cunbo as Director For For Management
8 Authorize Board to Fix Directors' For For Management
Remuneration
9 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SJM HOLDINGS LTD.
Ticker: 00880 Security ID: Y8076V106
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final and Special Dividend For For Management
3a Elect So Shu Fai as Director For For Management
3b Elect Rui Jose da Cunha as Director For For Management
3c Elect Leong On Kei, Angela as Director For For Management
3d Elect Fok Tsun Ting, Timothy as For For Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant under the Share
Option Scheme
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Ha Sung-Min as Inside Director For For Management
3.2 Reelect Chung Jay-Young as Outside For For Management
Director
3.3 Elect Lee Jae-Hoon as Outside Director For For Management
3.4 Elect Ahn Jae-Hyun as Outside Director For For Management
4 Elect Ahn Jae-Hyun as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SK3 Security ID: G8248F104
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect John Moloney as Director For For Management
6a Re-elect Liam O'Mahony as Director For For Management
6b Re-elect Gary McGann as Director For For Management
6c Re-elect Anthony Smurfit as Director For For Management
6d Re-elect Ian Curley as Director For For Management
6e Re-elect Frits Beurskens as Director For For Management
6f Re-elect Christel Bories as Director For For Management
6g Re-elect Thomas Brodin as Director For For Management
6h Re-elect Irial Finan as Director For For Management
6i Re-elect Samuel Mencoff as Director For For Management
6j Re-elect Roberto Newell as Director For For Management
6k Re-elect Nicanor Restrepo as Director For For Management
6l Re-elect Paul Stecko as Director For For Management
6m Re-elect Rosemary Thorne as Director For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Remuneration Report For For Management
5 Elect Dr Kurt Campbell as Director For For Management
6 Elect Christine Hodgson as Director For For Management
7 Elect Naguib Kheraj as Director For For Management
8 Re-elect Om Bhatt as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect Dr Louis Chi-Yan Cheung as For For Management
Director
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Ruth Markland as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect Sir John Peace as Director For For Management
16 Re-elect Alun Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Viswanathan Shankar as For For Management
Director
19 Re-elect Paul Skinner as Director For For Management
20 Re-elect Dr Lars Thunell as Director For For Management
21 Approve Disapplication of the For For Management
Shareholding Qualification in Relation
to Dr Kurt Campbell
22 Reappoint KPMG Audit plc as Auditors For For Management
23 Authorise Board to Fix Remuneration of For For Management
Auditors
24 Approve EU Political Donations and For For Management
Expenditure
25 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
26 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
27 Authorise Issue of Equity with For Against Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
28 Approve Scrip Dividend Program For For Management
29 Authorise Issue of Equity without For For Management
Pre-emptive Rights
30 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
31 Authorise Market Purchase of Ordinary For For Management
Shares
32 Authorise Market Purchase of For For Management
Preference Shares
33 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
34 Fix Maximum Variable Compensation Ratio For For Management
--------------------------------------------------------------------------------
STOCK SPIRITS GROUP PLC
Ticker: STCK Security ID: G8505K101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jack Keenan as Director For For Management
5 Elect Andrew Cripps as Director For For Management
6 Elect Christopher Heath as Director For For Management
7 Elect Lesley Jackson as Director For For Management
8 Elect Karim Khairallah as Director None None Management
9 Elect David Maloney as Director For For Management
10 Elect John Nicolson as Director For For Management
11 Appoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise the Company to Use For For Management
Electronic Communications
14 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Ordinary Dividends of CHF 3.85 For For Management
per Share from Capital Contribution
Reserves
3.2 Approve Special Dividends of CHF 4.15 For For Management
per Share from Capital Contribution
Reserves
4 Approve Discharge of the Board For For Management
5.1a Reelect Walter Kielholz as Director For For Management
and Board Chairman
5.1b Reelect Raymund Breu as Director For For Management
5.1c Reelect Mathis Cabiallavetta as For For Management
Director
5.1d Reelect Raymond Ch'ien as Director For For Management
5.1e Reelect Renato Fassbind as Director For For Management
5.1f Reelect Mary Francis as Director For For Management
5.1g Reelect Rajna Gibson Brandon as For For Management
Director
5.1h Reelect Robert Henrikson as Director For For Management
5.1i Reelect Hans Ulrich Marki as Director For For Management
5.1j Reelect Carlos Represas as Director For For Management
5.1k Reelect Jean-Pierre Roth as Director For For Management
5.1l Elect Susan Wagner as Director For For Management
5.2.1 Appoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2.2 Appoint Robert Henrikson as Member of For For Management
the Compensation Committee
5.2.3 Appoint Hans Ulrich Marki as Member of For For Management
the Compensation Committee
5.2.4 Appoint Carlos Represas as Member of For For Management
the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify PricewaterhouseCooperes AG as For For Management
Auditors
6 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
--------------------------------------------------------------------------------
TARKETT
Ticker: TKTT Security ID: F9T08Z124
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
4 Approve Transaction with Societe d For Against Management
Investissement Deconinck Re:
Assistance Agreement
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Approve Severance Payment Agreement For Against Management
with Michel Giannuzzi
7 Advisory Vote on Compensation of For Against Management
Michel Giannuzzi, Chairman of the
Management Board
8 Advisory Vote on Compensation of For Against Management
Fabrice Barthelemy and Vincent Lecerf,
Management Board Members
9 Renew Appointment of KPMG S.A. as For For Management
Auditor
10 Appoint Cabinet Mazars as Auditor For For Management
11 Appoint KPMG Audit IS SAS as Alternate For For Management
Auditor
12 Appoint Jerome de Pastors as Alternate For For Management
Auditor
13 Reelect Didier Deconinck as For For Management
Supervisory Board Member
14 Reelect Jean-Philippe Delsol as For For Management
Supervisory Board Member
15 Appoint Julien Deconinck as Censor For Against Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transaction
5 Advisory Vote on Compensation of For Against Management
Daniel Julien, Chairman
6 Advisory Vote on Compensation of For For Management
Paulo Cesar Salles, CEO
7 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 600,000
8 Elect Christobel E. Selecky as Director For For Management
9 Elect Angela Maria Sierra-Moreno as For For Management
Director
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TOHO HOLDINGS CO LTD
Ticker: 8129 Security ID: J85237105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamada, Norio For For Management
1.2 Elect Director Kono, Hiroyuki For For Management
1.3 Elect Director Homma, Toshio For For Management
1.4 Elect Director Matsutani, Takeo For For Management
1.5 Elect Director Morikubo, Mitsuo For For Management
1.6 Elect Director Ogino, Mamoru For For Management
1.7 Elect Director Kato, Katsuya For For Management
1.8 Elect Director Matsutani, Takaaki For For Management
1.9 Elect Director Watanabe, Shunsuke For For Management
1.10 Elect Director Murayama, Shosaku For For Management
2 Appoint Statutory Auditor Takeda, Kazuo For Against Management
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For Against Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
A Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
B Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
C Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
D Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
E Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Ihara, Yasumori For For Management
2.8 Elect Director Sudo, Seiichi For For Management
2.9 Elect Director Saga, Koei For For Management
2.10 Elect Director Fukuichi, Tokuo For For Management
2.11 Elect Director Terashi, Shigeki For For Management
2.12 Elect Director Ishii, Yoshimasa For For Management
2.13 Elect Director Uno, Ikuo For Against Management
2.14 Elect Director Kato, Haruhiko For For Management
2.15 Elect Director Mark T. Hogan For For Management
3.1 Appoint Statutory Auditor Nakatsugawa, For For Management
Masaki
3.2 Appoint Statutory Auditor Kitayama, For Against Management
Teisuke
4 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuuji
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Disposal of Treasury Shares For For Management
for a Private Placement
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Inoue, Michio For Against Management
2.2 Elect Director Ishii, Toyohide For For Management
2.3 Elect Director Saito, Kazuhisa For For Management
2.4 Elect Director Arai, Takuo For For Management
2.5 Elect Director Hikida, Kazuhiko For For Management
2.6 Elect Director Wada, Tatsuo For For Management
2.7 Elect Director Yui, Yoshiaki For For Management
2.8 Elect Director Maeda, Minoru For For Management
2.9 Elect Director Yasuda, Masanari For For Management
2.10 Elect Director Nakajima, Yoshitaka For For Management
2.11 Elect Director Yoshida, Hitoshi For For Management
2.12 Elect Director Arai, Yutaka For For Management
3 Appoint Statutory Auditor Motoda, For For Management
Tatsuya
4 Appoint Alternate Statutory Auditor For For Management
Wasemoto, Kazunori
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: Y9T10P105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Approve Directors' Fees For For Management
4 Approve Fee to the Chairman Emeritus For For Management
and Adviser of the Bank for the Period
from January 2013 to December 2013
5 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Wong Meng Meng as Director For For Management
7 Elect Willie Cheng Jue Hiang as For For Management
Director
8 Elect Wee Cho Yaw as Director For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares Pursuant to For For Management
the UOB Scrip Dividend Scheme
11 Approve Issuance of Preference Shares For For Management
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For Against Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Sustainability Report For For Management
6 Re-elect Roger Agnelli as Director For For Management
7 Re-elect Dr Jacques Aigrain as Director For For Management
8 Re-elect Colin Day as Director For For Management
9 Re-elect Philip Lader as Director For For Management
10 Re-elect Ruigang Li as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect Paul Richardson as Director For For Management
13 Re-elect Jeffrey Rosen as Director For For Management
14 Re-elect Hugo Shong as Director For For Management
15 Re-elect Timothy Shriver as Director For For Management
16 Re-elect Sir Martin Sorrell as Director For For Management
17 Re-elect Sally Susman as Director For For Management
18 Re-elect Solomon Trujillo as Director For For Management
19 Elect Dr John Hood as Director For For Management
20 Elect Charlene Begley as Director For For Management
21 Elect Nicole Seligman as Director For For Management
22 Elect Daniela Riccardi as Director For For Management
23 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to
Non-Executive Directors
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Tom de Swaan as Board Chairman For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Alison Carnwath as Director For For Management
4.1.4 Reelect Rafael del Pino as Director For For Management
4.1.5 Reelect Thomas Escher as Director For For Management
4.1.6 Reelect Fred Kindle as Director For For Management
4.1.7 Reelect Monica Maechler as Director For For Management
4.1.8 Reelect Don Nicolaisen as Director For For Management
4.1.9 Elect Christoph Franz as Director For For Management
4.2.1 Appoint Alison Carnwath as Member of For For Management
the Compensation Committee
4.2.2 Appoint Tom de Swaan as Member of the For For Management
Compensation Committee
4.2.3 Appoint Rafael del Pino as Member of For For Management
the Compensation Committee
4.2.4 Appoint Thomas Escher as Member of the For For Management
Compensation Committee
4.3 Designate Andreas Keller as For For Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5 Approve Creation of CHF 1 Million Pool For For Management
of Capital without Preemptive Rights
6 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
=================== Robeco WPG Small / Micro Cap Value Fund ====================
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director James A. Buzzard For For Management
1.3 Elect Director Kathleen S. Dvorak For For Management
1.4 Elect Director Boris Elisman For For Management
1.5 Elect Director Robert H. Jenkins For For Management
1.6 Elect Director Pradeep Jotwani For For Management
1.7 Elect Director Robert J. Keller For For Management
1.8 Elect Director Thomas Kroeger For For Management
1.9 Elect Director Michael Norkus For For Management
1.10 Elect Director E. Mark Rajkowski For For Management
1.11 Elect Director Sheila G. Talton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEGEAN MARINE PETROLEUM NETWORK INC
Ticker: ANW Security ID: Y0017S102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter C. Georgiopoulos as For Withhold Management
Director
1.2 Elect John P. Tavlarios as Director For Withhold Management
1.3 Elect Spyridon Fokas as Director For Withhold Management
2 Ratify Deloitte Hadjipavlou Sofianos & For For Management
Cambanis S.A. as Auditors
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Burgess For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director Stephanie A. Cuskley For For Management
1.4 Elect Director Charles R. Gordon For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director M. Richard Smith For For Management
1.7 Elect Director Alfred L. Woods For For Management
1.8 Elect Director Phillip D. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Carey For For Management
1.2 Elect Director J. Christopher Teets For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: AUG 07, 2013 Meeting Type: Proxy Contest
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Hakan Bjorklund For Did Not Vote Management
1.2 Elect Director Stephen P. Macmillan For Did Not Vote Management
1.3 Elect Director Brian A. Markison For Did Not Vote Management
1.4 Elect Director T.F. Wilson McKillop For Did Not Vote Management
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Approve the Grant of Options to Key For Did Not Vote Management
Executive Officers
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Ratify Auditors For Did Not Vote Management
6 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Curt R. Hartman For For Shareholder
1.2 Elect Director Theodore E. Martin For For Shareholder
1.3 Elect Director Jerome J. Lande For For Shareholder
1.4 Management Nominee - Hakan Bjorklund For For Shareholder
2 Amend Omnibus Stock Plan None For Management
3 Approve the Grant of Options to Key None For Management
Executive Officers
4 Amend Qualified Employee Stock None For Management
Purchase Plan
5 Ratify Auditors None For Management
6 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
Ticker: MTGE Security ID: 02504A104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce A. Chapman For For Management
1.2 Elect Director James M. Gerlach For For Management
1.3 Elect Director Robert L. Howe For For Management
1.4 Elect Director Debra J. Richardson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Bell For For Management
1.2 Elect Director Sheldon B. Lubar For For Management
1.3 Elect Director Christopher J. Whyte For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC.
Ticker: BBRG Security ID: 10567B109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alton F. ('Rick') For For Management
Doody, III
1B Elect Director David B. Pittaway For For Management
1C Elect Director Harold O. Rosser, II For For Management
1D Elect Director Fortunato N. Valenti For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CADIZ INC.
Ticker: CDZI Security ID: 127537207
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Brackpool For For Management
1.2 Elect Director Stephen E. Courter For For Management
1.3 Elect Director Geoffrey Grant For For Management
1.4 Elect Director Winston Hickox For For Management
1.5 Elect Director Murray H. Hutchison For For Management
1.6 Elect Director Raymond J. Pacini For For Management
1.7 Elect Director Bryant R. Riley For For Management
1.8 Elect Director Timothy J. Shaheen For For Management
1.9 Elect Director Scott S. Slater For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Conversion of Securities For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CADIZ INC.
Ticker: CDZI Security ID: 127537207
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Brackpool For For Management
1.2 Elect Director Stephen E. Courter For For Management
1.3 Elect Director Geoffrey Grant For For Management
1.4 Elect Director Winston Hickox For For Management
1.5 Elect Director Murray H. Hutchison For For Management
1.6 Elect Director Raymond J. Pacini For For Management
1.7 Elect Director Bryant R. Riley For For Management
1.8 Elect Director Timothy J. Shaheen For For Management
1.9 Elect Director Scott S. Slater For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Lauro Gonzalez-Moreno For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director James W. McCaughan For For Management
1.5 Elect Director Denis McGlynn For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro J. Aguirre For For Management
1.2 Elect Director James F. Burr For For Management
1.3 Elect Director Christine H. H. Camp For For Management
1.4 Elect Director John C. Dean For For Management
1.5 Elect Director Earl E. Fry For For Management
1.6 Elect Director Paul J. Kosasa For For Management
1.7 Elect Director Duane K. Kurisu For For Management
1.8 Elect Director Colbert M. Matsumoto For For Management
1.9 Elect Director Crystal K. Rose For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Tax Benefits Preservation Plan For For Management
5 Amend Securities Transfer Restrictions For For Management
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Howard W. Barker, Jr. For For Management
1c Elect Director Clare M. Hasler-Lewis For For Management
1d Elect Director Craig E. Huss For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Jeffrey N. Simmons For For Management
1g Elect Director Steven P. Stanbrook For For Management
1h Elect Director Ronald V. Waters, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CIBER, INC.
Ticker: CBR Security ID: 17163B102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Boustridge For For Management
1.2 Elect Director Stephen S. Kurtz For For Management
1.3 Elect Director Kurt J. Lauk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLOUD PEAK ENERGY INC.
Ticker: CLD Security ID: 18911Q102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Fox, III For For Management
1b Elect Director James Voorhees For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. (Nina) Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For For Management
1i Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED ��
Ticker: CTG Security ID: 205477102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director William D. McGuire For For Management
1.3 Elect Director James R. Boldt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Prakash A. Melwani For For Management
1.2 Elect Director Thomas J. Smach For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Joseph A. Trunfio For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For Withhold Management
2 Approve Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CYS INVESTMENTS, INC.
Ticker: CYS Security ID: 12673A108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Tanya S. Beder For Withhold Management
1.3 Elect Director Douglas Crocker, II For Withhold Management
1.4 Elect Director Jeffrey P. Hughes For Withhold Management
1.5 Elect Director Stephen P. Jonas For For Management
1.6 Elect Director Raymond A. For For Management
Redlingshafer, Jr.
1.7 Elect Director James A. Stern For Withhold Management
1.8 Elect Director David A. Tyson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seymour Holtzman For For Management
1.2 Elect Director David A. Levin For For Management
1.3 Elect Director Alan S. Bernikow For For Management
1.4 Elect Director Jesse Choper For For Management
1.5 Elect Director John E. Kyees For For Management
1.6 Elect Director Ward K. Mooney For For Management
1.7 Elect Director George T. Porter, Jr. For For Management
1.8 Elect Director Mitchell S. Presser For For Management
1.9 Elect Director Ivy Ross For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Girish Rishi For For Management
1.2 Elect Director Joseph T. Dunsmore For For Management
1.3 Elect Director Satbir Khanuja For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.H. Chen For For Management
1.2 Elect Director Michael R. Giordano For For Management
1.3 Elect Director L.P. Hsu For For Management
1.4 Elect Director Keh-Shew Lu For For Management
1.5 Elect Director Raymond Soong For For Management
1.6 Elect Director John M. Stich For For Management
1.7 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EPL OIL & GAS, INC.
Ticker: EPL Security ID: 26883D108
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EXAR CORPORATION
Ticker: EXAR Security ID: 300645108
Meeting Date: SEP 05, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Behrooz Abdi For For Management
1.2 Elect Director Izak Bencuya For For Management
1.3 Elect Director Louis DiNardo For For Management
1.4 Elect Director Pierre Guilbault For For Management
1.5 Elect Director Brian Hilton For For Management
1.6 Elect Director Richard L. Leza For For Management
1.7 Elect Director Gary Meyers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FBR & CO.
Ticker: FBRC Security ID: 30247C400
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reena Aggarwal For For Management
1.2 Elect Director Richard J. Hendrix For For Management
1.3 Elect Director Thomas J. Hynes, Jr. For For Management
1.4 Elect Director Richard A. Kraemer For For Management
1.5 Elect Director Arthur J. Reimers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED
Ticker: FCH Security ID: 31430F101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Corcoran, Jr. For For Management
1.2 Elect Director Robert F. Cotter For For Management
1.3 Elect Director Thomas C. Hendrick For For Management
1.4 Elect Director Mark D. Rozells For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Chlebowski, Jr. For For Management
1b Elect Director Phupinder S. Gill For For Management
1c Elect Director Peter J. Henseler For For Management
1d Elect Director Ellen A. Rudnick For For Management
1e Elect Director Michael J. Small For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
Ticker: FLOW Security ID: 343468104
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
FREIGHTCAR AMERICA, INC.
Ticker: RAIL Security ID: 357023100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Madden For For Management
1.2 Elect Director Joseph E. McNeely For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Claudio Costamagna For For Management
1.3 Elect Director James W. Crownover For For Management
1.4 Elect Director Vernon Ellis For For Management
1.5 Elect Director Nicholas C. Fanandakis For For Management
1.6 Elect Director Steven H. Gunby For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC.
Ticker: GLPW Security ID: 37941P306
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis Manuel Ramirez For For Management
1.2 Elect Director Charles Macaluso For For Management
1.3 Elect Director Carl Bartoli For For Management
1.4 Elect Director Terence J. Cryan For For Management
1.5 Elect Director Michael E. Salvati For For Management
1.6 Elect Director Frank E. Williams, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
GLOBE SPECIALTY METALS, INC.
Ticker: GSM Security ID: 37954N206
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: OCT 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Barger, Jr. For Withhold Management
1.2 Elect Director Thomas A. Danjczek For Withhold Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Alan Kestenbaum For For Management
1.5 Elect Director Franklin L. Lavin For Withhold Management
1.6 Elect Director Alan R. Schriber For Withhold Management
--------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST
Ticker: GOV Security ID: 38376A103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Somers For For Management
1.2 Elect Director Barry M. Portnoy For Withhold Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Deutsch For For Management
1.2 Elect Director Nathan D. Leight For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Thomas D. Hyde For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP.
Ticker: HTS Security ID: 41902R103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Hough For Withhold Management
1.2 Elect Director Benjamin M. Hough For Withhold Management
1.3 Elect Director David W. Berson For Withhold Management
1.4 Elect Director Ira G. Kawaller For Withhold Management
1.5 Elect Director Jeffrey D. Miller For Withhold Management
1.6 Elect Director Thomas D. Wren For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Edward J. Fritsch For For Management
1.4 Elect Director David J. Hartzell For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director Mark F. Mulhern For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
1.8 Elect Director O. Temple Sloan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Bersoff For For Management
1.2 Elect Director Sudhakar Kesavan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IGNITE RESTAURANT GROUP, INC.
Ticker: IRG Security ID: 451730105
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUL 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
IGNITE RESTAURANT GROUP, INC.
Ticker: IRG Security ID: 451730105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond A. Blanchette, For Withhold Management
III
1.2 Elect Director Ann Iverson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Guillermo Bron For For Management
1.3 Elect Director Adam L. Cohn For For Management
1.4 Elect Director Nathaniel A. Davis For For Management
1.5 Elect Director John M. Engler For For Management
1.6 Elect Director Steven B. Fink For For Management
1.7 Elect Director Mary H. Futrell For For Management
1.8 Elect Director Ronald J. Packard For For Management
1.9 Elect Director Jon Q. Reynolds, Jr. For For Management
1.10 Elect Director Andrew H. Tisch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan M. Birtwell For For Management
1.2 Elect Director Brian T. Clingen For For Management
1.3 Elect Director Donna R. Ecton For For Management
1.4 Elect Director Peter R. Formanek For For Management
1.5 Elect Director James P. Hallett For For Management
1.6 Elect Director Mark E. Hill For For Management
1.7 Elect Director Lynn Jolliffe For For Management
1.8 Elect Director Michael T. Kestner For For Management
1.9 Elect Director John P. Larson For For Management
1.10 Elect Director Stephen E. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry R. Solomon For For Management
1.2 Elect Director David A. Minella For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director MacDonell Roehm, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfeld For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBBEY INC.
Ticker: LBY Security ID: 529898108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Foley For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Deborah G. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Greenwell For For Management
1.2 Elect Director Robert H. Henry For For Management
1.3 Elect Director William F. Murdy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nathan Gantcher For For Management
1.2 Elect Director David S. Mack For For Management
1.3 Elect Director William L. Mack For For Management
1.4 Elect Director Alan G. Philibosian For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
Ticker: MHLD Security ID: G5753U112
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry D. Zyskind as Director of For For Management
Maiden Holdings, Ltd.
1.2 Elect Simcha G. Lyons as Director of For For Management
Maiden Holdings, Ltd.
1.3 Elect Raymond M. Neff as Director of For For Management
Maiden Holdings, Ltd.
1.4 Elect Yehuda L. Neuberger as Director For For Management
of Maiden Holdings, Ltd.
1.5 Elect Steven H. Nigro as Director of For For Management
Maiden Holdings, Ltd.
2.6 Elect Patrick J. Haveron as Director For For Management
of Maiden Insurance Company Ltd.
2.7 Elect David A. Lamneck as Director of For For Management
Maiden Insurance Company Ltd.
2.8 Elect John M. Marshaleck as Director For For Management
of Maiden Insurance Company Ltd.
2.9 Elect Lawrence F. Metz as Director of For For Management
Maiden Insurance Company Ltd.
2.10 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Insurance Company Ltd.
2.11 Elect Karen L. Schmitt as Director of For For Management
Maiden Insurance Company Ltd.
3.12 Elect Patrick J. Haveron as Director For For Management
of Maiden Global Holdings, Ltd.
3.13 Elect John M. Marshaleck as Director For For Management
of Maiden Global Holdings, Ltd.
3.14 Elect Lawrence F. Metz as Director of For For Management
Maiden Global Holdings, Ltd.
3.15 Elect Arturo M. Raschbaum as Director For For Management
of Maiden Global Holdings, Ltd.
3.16 Elect Maxwell Reid as Director of For For Management
Maiden Global Holdings, Ltd.
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Change Subsidiary Name to Maiden For For Management
Reinsurance Ltd.
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Turner For For Management
1.2 Elect Director Gregory S. Babe For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director Roger A. Brown For For Management
1.3 Elect Director David Dickson For For Management
1.4 Elect Director Stephen G. Hanks For For Management
1.5 Elect Director Gary P. Luquette For For Management
1.6 Elect Director William H. Schumann, III For For Management
1.7 Elect Director Mary L. Shafer-Malicki For For Management
1.8 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDCA Security ID: 552697104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miles S. Nadal For For Management
1.2 Elect Director Clare Copeland For Withhold Management
1.3 Elect Director Scott L. Kauffman For Withhold Management
1.4 Elect Director Michael J.L. Kirby For Withhold Management
1.5 Elect Director Stephen M. Pustil For For Management
1.6 Elect Director Irwin D. Simon For Withhold Management
2 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
Ticker: MIG Security ID: 58319P108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Winifred A. Baker For For Management
1.2 Elect Director Jeffrey A. Maffett For For Management
1.3 Elect Director Robert H. Naftaly For For Management
1.4 Elect Director Robert W. Sturgis For For Management
1.5 Elect Director Bruce E. Thal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Meringolo For For Management
1.2 Elect Director Kenneth R. Newsome For For Management
1.3 Elect Director Pamela R. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For For Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Henry Cornell For For Management
1.6 Elect Director Craig Ketchum For For Management
1.7 Elect Director Gerard P. Krans For Withhold Management
1.8 Elect Director Cornelis A. Linse For For Management
1.9 Elect Director John A. Perkins For For Management
1.10 Elect Director H.B. Wehrle, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry W. Fayne For For Management
1.2 Elect Director Gary R. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Establish Range For Board Size For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: BABY Security ID: 639050103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth E. Ludlum For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For Against Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director David S. Graff For For Management
1g Elect Director Thomas E. Henning For For Management
1h Elect Director Kimberly K. Rath For For Management
1i Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Restricted Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NORTHFIELD BANCORP, INC.
Ticker: NFBK Security ID: 66611T108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Annette Catino For For Management
1.3 Elect Director John P. Connors, Jr. For For Management
1.4 Elect Director Steven M. Klein For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Dorothy M. Bradley For For Management
1.3 Elect Director E. Linn Draper, Jr. For For Management
1.4 Elect Director Dana J. Dykhouse For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Philip L. Maslowe For For Management
1.7 Elect Director Denton Louis Peoples For For Management
1.8 Elect Director Robert C. Rowe For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Dowdall For For Management
1.2 Elect Director Marc Faber For For Management
1.3 Elect Director Thomas Kaplan For For Management
1.4 Elect Director Gregory Lang For For Management
1.5 Elect Director Gillyeard Leathley For For Management
1.6 Elect Director Igor Levental For For Management
1.7 Elect Director Kalidas Madhavpeddi For For Management
1.8 Elect Director Gerald McConnell For Withhold Management
1.9 Elect Director Clynton Nauman For For Management
1.10 Elect Director Rick Van Nieuwenhuyse For Withhold Management
1.11 Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Award Plan For Against Management
4 Re-approve Performance Share Unit Plan For For Management
5 Re-approve Deferred Share Unit Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roland C. Smith For For Management
1b Elect Director Warren F. Bryant For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Cynthia T. Jamison For For Management
1e Elect Director V. James Marino For For Management
1f Elect Director Francesca Ruiz de For For Management
Luzuriaga
1g Elect Director Michael J. Massey For For Management
1h Elect Director Jeffrey C. Smith For For Management
1i Elect Director David M. Szymanski For For Management
1j Elect Director Nigel Travis For For Management
1k Elect Director Joseph Vassalluzzo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNIAMERICAN BANCORP, INC.
Ticker: OABC Security ID: 68216R107
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Carter For For Management
1.2 Elect Director Norman G. Carroll For For Management
1.3 Elect Director Patrick D. Conley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas N. Amonett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC.
Ticker: PNY Security ID: 720186105 ��
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Malcolm E. Everett, III For For Management
1.2 Elect Director Frank B. Holding, Jr. For For Management
1.3 Elect Director Minor M. Shaw For For Management
1.4 Elect Director Michael C. Tarwater For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
in the Articles of Incorporation
5 Reduce Supermajority Vote Requirement For For Management
in the Bylaws
6 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
PLANTRONICS, INC.
Ticker: PLT Security ID: 727493108
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marv Tseu For For Management
1.2 Elect Director Ken Kannappan For For Management
1.3 Elect Director Brian Dexheimer For For Management
1.4 Elect Director Robert Hagerty For For Management
1.5 Elect Director Gregg Hammann For For Management
1.6 Elect Director John Hart For For Management
1.7 Elect Director Marshall Mohr For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maria Luisa Ferre For For Management
1b Elect Director C. Kim Goodwin For For Management
1c Elect Director William J. Teuber, Jr. For For Management
1d Elect Director John W. Diercksen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Ballantine For For Management
1.2 Elect Director Rodney L. Brown, Jr. For For Management
1.3 Elect Director Jack E. Davis For For Management
1.4 Elect Director David A. Dietzler For For Management
1.5 Elect Director Kirby A. Dyess For For Management
1.6 Elect Director Mark B. Ganz For For Management
1.7 Elect Director Kathryn J. Jackson For For Management
1.8 Elect Director Neil J. Nelson For For Management
1.9 Elect Director M. Lee Pelton For For Management
1.10 Elect Director James J. Piro For For Management
1.11 Elect Director Charles W. Shivery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION DRILLING CORP.
Ticker: PD Security ID: 74022D308
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Donovan For For Management
1.2 Elect Director Brian J. Gibson For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Catherine J. Hughes For For Management
1.5 Elect Director Stephen J.J. Letwin For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Patrick M. Murray For For Management
1.8 Elect Director Kevin A. Neveu For For Management
1.9 Elect Director Robert L. Phillips For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PRGX GLOBAL, INC.
Ticker: PRGX Security ID: 69357C503
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Cole For For Management
1.2 Elect Director Archelle Georgiou For For Management
Feldshon
1.3 Elect Director Philip J. Mazzilli, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RAND LOGISTICS, INC.
Ticker: RLOG Security ID: 752182105
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bravener For For Management
1.2 Elect Director Michael D. Lundin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE ENERGY CORPORATION
Ticker: REN Security ID: 76116A108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 11, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Piccone For For Management
1.2 Elect Director Robert M. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SCORPIO BULKERS INC
Ticker: SALT Security ID: Y7546A106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele A. Lauro For For Management
1.2 Elect Director Roberto Giorgi For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCORPIO TANKERS INC
Ticker: STNG Security ID: Y7542C106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele A. Lauro For For Management
1.2 Elect Director Ademaro Lanzara For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey F. DiModica For For Management
1.3 Elect Director Jeffrey G. Dishner For For Management
1.4 Elect Director Camille J. Douglas For For Management
1.5 Elect Director Boyd W. Fellows For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
STEALTHGAS INC.
Ticker: GASS Security ID: Y81669106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael G. Jolliffe as Director For For Management
1.2 Elect John Kostoyannis as Director For For Management
2 Ratify Deloitte Hadjipavlou, Sofianos For For Management
& Cambanis S.A. as Auditors
--------------------------------------------------------------------------------
SYMMETRY MEDICAL INC.
Ticker: SMA Security ID: 871546206
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis T. Nusspickel For For Management
1.2 Elect Director Thomas J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Baldwin For For Management
1.2 Elect Director Thomas R. Bates, Jr. For For Management
1.3 Elect Director Stuart M. Brightman For For Management
1.4 Elect Director Paul D. Coombs For For Management
1.5 Elect Director Ralph S. Cunningham For For Management
1.6 Elect Director John F. Glick For For Management
1.7 Elect Director Kenneth P. Mitchell For For Management
1.8 Elect Director William D. Sullivan For For Management
1.9 Elect Director Kenneth E. White, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan E. Docherty For For Management
1.2 Elect Director Reginald D. Hedgebeth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Norman A. Carlson For For Management
1.3 Elect Director Anne N. Foreman For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Christopher C. Wheeler For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director Karen C. Francis For For Management
1.4 Elect Director David J. Gallitano For For Management
1.5 Elect Director Wendell J. Knox For For Management
1.6 Elect Director Robert J. Murray For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Nancy Hawthorne For Withhold Management
1.3 Elect Director Keith W. Hughes For For Management
1.4 Elect Director James K. Hunt For For Management
1.5 Elect Director John A. Sommers For Withhold Management
1.6 Elect Director David P. Southwell For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Approve Issuance of For For Management
Warrants/Convertible Debentures
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Christianson For For Management
1.2 Elect Director James Irwin For For Management
1.3 Elect Director Theodore Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director Peter Arkley For For Management
1.4 Elect Director Robert Band For For Management
1.5 Elect Director Sidney J. Feltenstein For For Management
1.6 Elect Director Michael R. Klein For For Management
1.7 Elect Director Raymond R. Oneglia For For Management
1.8 Elect Director Dale Anne Reiss For For Management
1.9 Elect Director Donald D. Snyder For For Management
1.10 Elect Director Dickran M. Tevrizian, For For Management
Jr.
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Spencer Abraham For For Management
1.2 Elect Director James J. Bender For For Management
1.3 Elect Director Mark D. Ein For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Jacques R. Rolfo For For Management
1.6 Elect Director W. Reid Sanders For For Management
1.7 Elect Director Thomas E. Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Hope B. Woodhouse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION ��
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
1.2 Elect Director Arnold L. Chase For For Management
1.3 Elect Director Betsy Henley-Cohn For For Management
1.4 Elect Director Suedeen G. Kelly For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Daniel J. Miglio For For Management
1.7 Elect Director William F. Murdy For For Management
1.8 Elect Director William B. Plummer For For Management
1.9 Elect Director Donald R. Shassian For For Management
1.10 Elect Director James P. Torgerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ULTRATECH, INC.
Ticker: UTEK Security ID: 904034105
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur W. Zafiropoulo For For Management
1.2 Elect Director Michael Child For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Nicholas Konidaris For For Management
1.5 Elect Director Dennis R. Raney For For Management
1.6 Elect Director Henri Richard For For Management
1.7 Elect Director Rick Timmins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. C. Nelson, Jr. For For Management
1.2 Elect Director Jimmy C. Tallent For For Management
1.3 Elect Director Robert H. Blalock For For Management
1.4 Elect Director Clifford V. Brokaw For For Management
1.5 Elect Director L. Cathy Cox For For Management
1.6 Elect Director Steven J. Goldstein For For Management
1.7 Elect Director Thomas A. Richlovsky For For Management
1.8 Elect Director Tim R. Wallis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP, INC.
Ticker: VPFG Security ID: 92672A101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Brian McCall For For Management
1.2 Elect Director Karen H. O'Shea For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
W&T OFFSHORE, INC.
Ticker: WTI Security ID: 92922P106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Boulet For For Management
1.2 Elect Director Robert I. Israel For For Management
1.3 Elect Director Stuart B. Katz For For Management
1.4 Elect Director Tracy W. Krohn For Withhold Management
1.5 Elect Director S. James Nelson, Jr. For For Management
1.6 Elect Director B. Frank Stanley For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTHROP REALTY TRUST
Ticker: FUR Security ID: 976391300
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ashner For For Management
1.2 Elect Director Arthur Blasberg, Jr. For For Management
1.3 Elect Director Howard Goldberg For For Management
1.4 Elect Director Thomas F. McWilliams For For Management
1.5 Elect Director Lee Seidler For For Management
1.6 Elect Director Carolyn Tiffany For For Management
1.7 Elect Director Steven Zalkind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis B. Brake, Jr. For For Management
1.2 Elect Director Charles G. Cheleden For For Management
1.3 Elect Director Mark A. Turner For For Management
2 Ratify Auditors For For Management
========== END NPX REPORT
Schneider Small Cap Value Fund Annual Proxy Vote Summary 7-1-13 to 6-30-14
Schneider Capital Management
Schneider Small Cap Value Fund
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | PETER C. GEORGIOPOULOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | JOHN P. TAVLARIOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | SPYRIDON FOKAS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | ADOPTION OF REMUNERATION REPORT | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | TO RE-ELECT MR G JOHN PIZZEY AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | TO ELECT W PETER DAY AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | TO ELECT MR MICHAEL P FERRARO AS A DIRECTOR | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | GRANT OF PERFORMANCE RIGHTS TO CHIEF EXECUTIVE OFFICER (LONG TERM INCENTIVE) | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | ALTERATIONS TO THE CONSTITUTION | | | | Mgmt | | Voted | | For | | For |
ALUMINA LIMITED | | AWCMY | | 022205108 | | 05/09/2014 | | Annual | | SPILL RESOLUTION (CONTINGENT ITEM) | | | | Shr | | Voted | | Against | | For |
ARDMORE SHIPPING CORP | | ASC | | Y0207T100 | | 06/16/2014 | | Annual | | DIRECTOR | | DR. PETER SWIFT | | Mgmt | | Voted | | For | | For |
ARDMORE SHIPPING CORP | | ASC | | Y0207T100 | | 06/16/2014 | | Annual | | DIRECTOR | | MR. ALBERT ENSTE | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | FRANCISCO L. BORGES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | G. LAWRENCE BUHL* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | STEPHEN A. COZEN* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | BONNIE L. HOWARD* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | PATRICK W. KENNY* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | SIMON W. LEATHES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBIN MONRO-DAVIES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | MICHAEL T. O’KANE* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | YUKIKO OMURA* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | WILBUR L. ROSS, JR.* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | HOWARD W. ALBERT# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBERT A. BAILENSON# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | RUSSELL B. BREWER II# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | GARY BURNET# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | STEPHEN DONNARUMMA# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | JAMES M. MICHENER# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBERT B. MILLS# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO APPROVE OUR LONG-TERM INCENTIVE PLAN, AS AMENDED THROUGH THE THIRD AMENDMENT. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | AUTHORIZING THE COMPANY TO VOTE FOR THE RATIFICATION OF THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
1
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ATMI, INC. | | ATMI | | 00207R101 | | 04/15/2014 | | Special | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 4, 2014 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG ATMI, INC., ENTEGRIS, INC. AND ATOMIC MERGER CORPORATION. | | | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 04/15/2014 | | Special | | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | | | | Mgmt | | Voted | | For | | For |
ATMI, INC. | | ATMI | | 00207R101 | | 04/15/2014 | | Special | | TO APPROVE A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE GOLDEN PARACHUTE COMPENSATION PAYABLE TO ATMI’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | | | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | WILLIAM A. HASLER | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | CLIFFORD H. HIGGERSON | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | CHARLES D. KISSNER | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | MICHAEL A. PANGIA | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | RAGHAVENDRA RAU | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | DR. MOHSEN SOHI | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | DR. JAMES C. STOFFEL | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | DIRECTOR | | EDWARD F. THOMPSON | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | | | | Mgmt | | Voted | | For | | For |
AVIAT NETWORKS, INC | | AVNW | | 05366Y102 | | 11/13/2013 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | R. JOHN FLETCHER | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | ARTHUR L. GEORGE, JR. | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | STEPHEN R. HARDIS | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | WILLIAM C. JENNINGS | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | JOSEPH P. KEITHLEY | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | BARBARA J. LUNDBERG | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | PATRICK H. NETTLES | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | MARY G. PUMA | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | DIRECTOR | | H. BRIAN THOMPSON | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | PROPOSAL TO AMEND THE 2012 EQUITY INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
AXCELIS TECHNOLOGIES, INC. | | ACLS | | 054540109 | | 05/13/2014 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | DIRECTOR | | PETER C. GEORGIOPOULOS | | Mgmt | | Voted | | For | | For |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | DIRECTOR | | BASIL G. MAVROLEON | | Mgmt | | Voted | | For | | For |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF BALTIC TRADING FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 EQUITY INCOME PLAN. | | | | Mgmt | | Voted | | For | | For |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | TO APPROVE A NON-BINDING, ADVISORY REGULATION REGARDING COMPENSATION OF BALTIC TRADING’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | Against | | Against |
BALTIC TRADING LIMITED | | BALT | | Y0553W103 | | 04/09/2014 | | Annual | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | | | | Mgmt | | Voted | | 1 Year | | Against |
COMMERCIAL VEHICLE GROUP, INC. | | CVGI | | 202608105 | | 05/15/2014 | | Annual | | DIRECTOR | | DAVID R. BOVEE | | Mgmt | | Voted | | For | | For |
COMMERCIAL VEHICLE GROUP, INC. | | CVGI | | 202608105 | | 05/15/2014 | | Annual | | DIRECTOR | | RICHARD P. LAVIN | | Mgmt | | Voted | | For | | For |
2
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
COMMERCIAL VEHICLE GROUP, INC. | | CVGI | | 202608105 | | 05/15/2014 | | Annual | | APPROVAL OF THE COMMERCIAL VEHICLE GROUP, INC. 2014 EQUITY INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
COMMERCIAL VEHICLE GROUP, INC. | | CVGI | | 202608105 | | 05/15/2014 | | Annual | | A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | Against | | Against |
COMMERCIAL VEHICLE GROUP, INC. | | CVGI | | 202608105 | | 05/15/2014 | | Annual | | RATIFYING THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR COMMERCIAL VEHICLE GROUP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: SUSAN D. BOWICK | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES BUDGE | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: DORON INBAR | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: NEIL MONTEFIORE | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: HENRY R. NOTHHAFT | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: PHILIPPE TARTAVULL | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | ELECTION OF DIRECTOR: MARK C. TERRELL | | | | Mgmt | | Voted | | For | | For |
COMVERSE, INC. | | CNSI | | 20585P105 | | 06/25/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS COMVERSE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | | | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | NORMAND BEAUCHAMP | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | MICHAEL COOPER | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | DANIEL GOODMAN | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | DAVID GOODMAN | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | JONATHAN C. GOODMAN | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | MARK GOODMAN | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | NED GOODMAN | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | HAROLD (SONNY) GORDON | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | ELLIS JACOB | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | DR. FREDERICK H. LOWY | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | GARTH A. C. MACRAE | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | ROBERT MCLEISH | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | A. MURRAY SINCLAIR | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | JEREMY SOAMES | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | DIRECTOR | | K. BARRY SPARKS | | Mgmt | | Voted | | For | | For |
DUNDEE CORPORATION | | DDEJF | | 264901109 | | 06/09/2014 | | Annual | | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR. | | | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | DIRECTOR | | JAMES L. DOTI | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | DIRECTOR | | MICHAEL D. MCKEE | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | DIRECTOR | | THOMAS V. MCKERNAN | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | DIRECTOR | | VIRGINIA M. UEBERROTH | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FIRST AMERICAN FINANCIAL CORPORATION | | FAF | | 31847R102 | | 05/13/2014 | | Annual | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT B. CARTER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN C. COMPTON | | | | Mgmt | | Voted | | For | | For |
3
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: MARK A. EMKES | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: CORYDON J. GILCHRIST | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: VICKY B. GREGG | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: D. BRYAN JORDAN | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: R. BRAD MARTIN | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: SCOTT M. NISWONGER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: VICKI R. PALMER | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: COLIN V. REED | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | ELECTION OF DIRECTOR: LUKE YANCY III | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | APPROVAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FIRST HORIZON NATIONAL CORPORATION | | FHN | | 320517105 | | 04/29/2014 | | Annual | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: WALTER CARTER | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: ALESSANDRO DINELLO | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: JAY J. HANSEN | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN D. LEWIS | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID J. MATLIN | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: JAMES A. OVENDEN | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: PETER SCHOELS | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: MICHAEL J. SHONKA | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | ELECTION OF DIRECTOR: DAVID L. TREADWELL | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | TO HOLD AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | 1 Year | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | TO REAPPROVE THE PERFORMANCE CRITERIA SET FORTH IN THE FLAGSTAR BANCORP, INC. 2006 EQUITY INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | TO APPROVE AN AMENDMENT TO THE FLAGSTAR BANCORP, INC. 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS AND THE INDIVIDUAL AWARD LIMITS THEREUNDER. | | | | Mgmt | | Voted | | Against | | Against |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 08/20/2013 | | Annual | | TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: ALESSANDRO DINELLO | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: JAY J. HANSEN | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN D. LEWIS | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID J. MATLIN | | | | Mgmt | | Voted | | For | | For |
4
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES A. OVENDEN | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: PETER SCHOELS | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID L. TREADWELL | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FLAGSTAR BANCORP, INC. | | FBC | | 337930705 | | 05/29/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 12/20/2013 | | Special | | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 25, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG FLOW INTERNATIONAL CORPORATION, WATERJET HOLDINGS, INC. (FORMERLY KNOWN AS AIP WATERJET HOLDINGS, INC.), AND AIP/FIC MERGER SUB, INC. (THE “MERGER AGREEMENT”). | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 12/20/2013 | | Special | | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT. | | | | Mgmt | | Voted | | For | | For |
FLOW INTERNATIONAL CORPORATION | | FLOW | | 343468104 | | 12/20/2013 | | Special | | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY FLOW INTERNATIONAL CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER UNDER EXISTING ARRANGEMENTS BETWEEN FLOW INTERNATIONAL CORPORATION AND SUCH OFFICERS. | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: KATHLEEN BROWN | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL E. DOUGHERTY | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM C. POWERS, JR. | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/13/2014 | | Annual | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION | | | | Mgmt | | Voted | | For | | For |
FORESTAR GROUP, INC | | FOR | | 346233109 | | 05/13/2014 | | Annual | | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014 | | | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/22/2014 | | Annual | | DIRECTOR | | THOMAS A. MADDEN | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/22/2014 | | Annual | | DIRECTOR | | JOSEPH E. MCNEELY | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/22/2014 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
FREIGHTCAR AMERICA INC | | RAIL | | 357023100 | | 05/22/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
HOMESTREET INC | | HMST | | 43785V102 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID A. EDERER | | | | Mgmt | | Voted | | For | | For |
HOMESTREET INC | | HMST | | 43785V102 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS E. KING | | | | Mgmt | | Voted | | For | | For |
HOMESTREET INC | | HMST | | 43785V102 | | 05/29/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE “JUDD” KIRK | | | | Mgmt | | Voted | | For | | For |
HOMESTREET INC | | HMST | | 43785V102 | | 05/29/2014 | | Annual | | TO APPROVE THE HOMESTREET, INC. 2014 EQUITY INCENTIVE PLAN | | | | Mgmt | | Voted | | For | | For |
5
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
HOMESTREET INC | | HMST | | 43785V102 | | 05/29/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | | | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | RICHARD K. COLEMAN, JR. | | Mgmt | | Voted | | For | | * Director nominee voted from Opposition ballot |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | JEFFREY E. EBERWEIN | | Mgmt | | Voted | | Withheld | | * Director nominee listed on Opposition ballot - vote withheld |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 05/29/2014 | | Contested Annual | | COMPANY’S PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 05/29/2014 | | Contested Annual | | COMPANY’S PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
HUDSON GLOBAL, INC. | | HSON | | 443787106 | | 05/29/2014 | | Contested Annual | | COMPANY’S PROPOSAL TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY ITS BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS COMMENCING AT THE 2015 ANNUAL MEETING. | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: ELI JONES | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: GREGORY E. PETSCH | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/13/2014 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (“SAY ON PAY”) | | | | Mgmt | | Voted | | For | | For |
INSPERITY, INC. | | NSP | | 45778Q107 | | 05/13/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | | | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | ROBERT S. ATTIYEH | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | MARY B. CRANSTON | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | RICHARD J. DAHL | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | DWIGHT W. DECKER | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | DIDIER HIRSCH | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | OLEG KHAYKIN | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | THOMAS A. LACEY | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | JAMES D. PLUMMER | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | BARBARA L. RAMBO | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | DIRECTOR | | ROCHUS E. VOGT | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
INTERNATIONAL RECTIFIER CORPORATION | | IRF | | 460254105 | | 11/04/2013 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | | | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | MICHAEL A. CALLEN | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | C. WAYNE CROWELL | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | LOWELL S. DANSKER | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | PAUL R. DEROSA | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | STEPHEN A. HELMAN | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | WAYNE F. HOLLY | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | SUSAN ROTH KATZKE | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | LAWTON SWAN, III | | Mgmt | | Voted | | For | | For |
6
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | THOMAS E. WILLETT | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | DIRECTOR | | WESLEY T. WOOD | | Mgmt | | Voted | | For | | For |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | | | | Mgmt | | Voted | | Against | | Against |
INTERVEST BANCSHARES CORPORATION | | IBCA | | 460927106 | | 05/22/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF HACKER, JOHNSON & SMITH, P.A., P.C., AS OUR INDEPENDENT AUDITOR FOR 2014. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | NORMAN H. POND | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | WENDELL T. BLONIGAN | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | MATTHEW A. DRAPKIN | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | DAVID S. DURY | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | MARC T. GILES | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | STANLEY J. HILL | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | THOMAS M. ROHRS | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | JOHN F. SCHAEFER | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | DIRECTOR | | PING YANG | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY’S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 500,000 SHARES. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY’S 2012 EQUITY INCENTIVE PLAN BY 1,000,000 SHARES. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
INTEVAC, INC. | | IVAC | | 461148108 | | 05/29/2014 | | Contested Annual | | TO RECOMMEND, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
KEMET CORPORATION | | KEM | | 488360207 | | 07/25/2013 | | Annual | | ELECTION OF DIRECTOR: JACOB KOTZUBEI | | | | Mgmt | | Voted | | For | | For |
KEMET CORPORATION | | KEM | | 488360207 | | 07/25/2013 | | Annual | | ELECTION OF DIRECTOR: ROBERT G. PAUL | | | | Mgmt | | Voted | | For | | For |
KEMET CORPORATION | | KEM | | 488360207 | | 07/25/2013 | | Annual | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | | | | Mgmt | | Voted | | For | | For |
KEMET CORPORATION | | KEM | | 488360207 | | 07/25/2013 | | Annual | | ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | KATHLEEN L. BARDWELL | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | WILLIAM G. BARRON | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | ARCHIE M. BROWN, JR. | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | BRIAN J. CRALL | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | PHILIP A. FRANTZ | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | D.J. HINES | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | THOMAS M. O’BRIEN | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | LAWRENCE R. RUEFF, DVM | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | JOHN G. SEALE | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | DIRECTOR | | CHARLES J. THAYER | | Mgmt | | Voted | | For | | For |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION POLICIES AND PROCEDURES. | | | | Mgmt | | Voted | | For | | For |
7
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
MAINSOURCE FINANCIAL GROUP, INC. | | MSFG | | 56062Y102 | | 04/30/2014 | | Annual | | RATIFICATION OF APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/26/2014 | | Annual | | ELECTION OF DIRECTOR: FRANCES L. ALLEN | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/26/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL H. MCLAMB | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/26/2014 | | Annual | | TO APPROVE (ON AN ADVISORY BASIS) OUR EXECUTIVE COMPENSATION (“SAY-ON-PAY”). | | | | Mgmt | | Voted | | For | | For |
MARINEMAX, INC. | | HZO | | 567908108 | | 02/26/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING SEPTEMBER 30, 2014. | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | DIRECTOR | | STEVEN J. HILTON | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | DIRECTOR | | RAYMOND OPPEL | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | DIRECTOR | | RICHARD T. BURKE, SR. | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | DIRECTOR | | DANA C. BRADFORD | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | APPROVE THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
MERITAGE HOMES CORPORATION | | MTH | | 59001A102 | | 05/14/2014 | | Annual | | APPROVE AN AMENDMENT TO AND EXTENSION OF THE EXECUTIVE MANAGEMENT INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/18/2013 | | Annual | | ELECTION OF DIRECTOR: THOMAS A. BURKE | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/18/2013 | | Annual | | ELECTION OF DIRECTOR: CHARLES P. COOLEY | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/18/2013 | | Annual | | ELECTION OF DIRECTOR: MARY L. PETROVICH | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/18/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MODINE MANUFACTURING COMPANY | | MOD | | 607828100 | | 07/18/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 04/08/2014 | | Annual | | DIRECTOR | | ANTHONY BERGAMO | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 04/08/2014 | | Annual | | TO AMEND THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
MODUSLINK GLOBAL SOLUTIONS, INC. | | MLNK | | 60786L107 | | 04/08/2014 | | Annual | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: ROLAND C. SMITH | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: WARREN F. BRYANT | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: RAKESH GANGWAL | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: CYNTHIA T. JAMISON | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: V. JAMES MARINO | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL J. MASSEY | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JEFFREY C. SMITH | | | | Mgmt | | Voted | | For | | For |
8
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID M. SZYMANSKI | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: NIGEL TRAVIS | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JOSEPH VASSALLUZZO | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS. | | | | Mgmt | | Voted | | For | | For |
OFFICE DEPOT, INC. | | ODP | | 676220106 | | 04/24/2014 | | Annual | | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 07/10/2013 | | Special | | ADOPT AGREEMENT & PLAN OF MERGER, DATED AS OF FEBRUARY 20, 2013, BY AND AMONG OFFICE DEPOT, INC., DOGWOOD MERGER SUB INC., DOGWOOD MERGER SUB LLC, MAPLEBY HOLDINGS MERGER CORPORATION, MAPLEBY MERGER CORPORATION AND OFFICEMAX INCORPORATED, AS IT MAY BE AMENDED FROM TIME TO TIME, AND TO APPROVE THE FIRST MERGER AND THE SECOND MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 07/10/2013 | | Special | | PROPOSAL TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OFFICEMAX INCORPORATED’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATED TO THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | | | | Mgmt | | Voted | | For | | For |
OFFICEMAX INCORPORATED | | OMX | | 67622P101 | | 07/10/2013 | | Special | | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT PROPOSAL 1. | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | ELECTION OF CLASS III DIRECTOR: YEHUDIT BRONICKI | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | ELECTION OF CLASS III DIRECTOR: JACOB RICHTER | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | ELECTION OF CLASS III DIRECTOR: ARIE WEISBERG | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | APPROVAL OF PROPOSAL TO RE-APPOINT KESSELMAN & KESSELMAN AS AUDITORS & TO AUTHORIZE THE BOARD TO DETERMINE THE REMUNERATION | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | APPROVAL OF PROPOSAL TO AMEND THE MEMORANDUM OF ASSOCIATION OF THE COMPANY | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | APPROVAL OF PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | APPROVAL OF A COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S OFFICE HOLDERS | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | THE UNDERSIGNED IS A “CONTROLLING SHAREHOLDER” OF THE COMPANY. MARK “FOR” = YES AND “AGAINST” = NO | | | | Mgmt | | Voted | | Against | | * No recommendation either For or Against by Mgmt |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | DO YOU HAVE A PERSONAL INTEREST WITH RESPECT TO PROPOSAL 4? MARK “FOR” = YES OR “AGAINST” = NO | | | | Mgmt | | Voted | | Against | | * No recommendation either For or Against by Mgmt |
9
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | APPROVAL OF DIRECTOR AND OFFICER LIABILITY INSURANCE COVERAGE AND THE EXEMPTION AND INDEMNIFICATION OF THE DIRECTORS AND THE CHIEF EXECUTIVE OFFICER OF THE COMPANY AND THE PROVISION OF OF LETTERS OF INDEMNIFICATION AND EXEMPTION TO THEM | | | | Mgmt | | Voted | | For | | For |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | THE UNDERSIGNED IS A “CONTROLLING SHAREHOLDER” OF THE COMPANY. MARK “FOR” = YES AND “AGAINST” = NO | | | | Mgmt | | Voted | | Against | | * No recommendation either For or Against by Mgmt |
ORBOTECH LTD. | | ORBK | | M75253100 | | 09/11/2013 | | Annual | | DO YOU HAVE A PERSONAL INTEREST WITH RESPECT TO PROPOSAL 5? MARK “FOR” = YES OR “AGAINST” = NO | | | | Mgmt | | Voted | | Against | | * No recommendation either For or Against by Mgmt |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | JAMES F. HINRICHS | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | GUY J. JORDAN | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | ANTHONY F. MARTIN | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | BRADLEY R. MASON | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | RONALD A. MATRICARIA | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | KATHLEEN T. REGAN | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | MARIA SAINZ | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | DIRECTOR | | DAVEY S. SCOON | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | APPROVAL OF THE CONSOLIDATED BALANCE SHEET AND CONSOLIDATED STATEMENT OF OPERATIONS AT AND FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013. | | | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
ORTHOFIX INTERNATIONAL N.V. | | OFIX | | N6748L102 | | 06/19/2014 | | Annual | | APPROVAL OF AN ADVISORY AND NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | GREGORY H. BOYCE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM A. COLEY | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM E. JAMES | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ROBERT B. KARN III | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | HENRY E. LENTZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ROBERT A. MALONE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM C. RUSNACK | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | MICHAEL W. SUTHERLIN | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | JOHN F. TURNER | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | SANDRA A. VAN TREASE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ALAN H. WASHKOWITZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | HEATHER A. WILSON | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | W. WAYNE WOODY | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | MICHAEL R. BUCHANAN | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | WESLEY E. CANTRELL | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | WILLIAM H. KEOGLER, JR. | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | FRANK C. MCDOWELL | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | DONALD A. MILLER, CFA | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | RAYMOND G. MILNES, JR. | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | DONALD S. MOSS | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | DIRECTOR | | JEFFREY L. SWOPE | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | | | | Mgmt | | Voted | | For | | For |
PIEDMONT OFFICE REALTY TRUST, INC | | PDM | | 720190206 | | 05/14/2014 | | Annual | | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
PULASKI FINANCIAL CORP. | | PULB | | 745548107 | | 01/30/2014 | | Annual | | DIRECTOR | | LEON A. FELMAN | | Mgmt | | Voted | | For | | For |
10
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
PULASKI FINANCIAL CORP. | | PULB | | 745548107 | | 01/30/2014 | | Annual | | DIRECTOR | | SHARON A. TUCKER | | Mgmt | | Voted | | For | | For |
PULASKI FINANCIAL CORP. | | PULB | | 745548107 | | 01/30/2014 | | Annual | | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | | | | Mgmt | | Voted | | For | | For |
PULASKI FINANCIAL CORP. | | PULB | | 745548107 | | 01/30/2014 | | Annual | | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | STEVEN G. CRANE | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | RALPH E. FAISON | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | DAVID W. HEINZMANN | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | JOHN E. MAJOR | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | GARY E. SUTTON | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | ROBERT E. SWITZ | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | DIRECTOR | | KAJ VAZALES | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | RATIFY THE SELECTION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | APPROVE AN AMENDMENT OF THE 2012 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE TO ANY PERSON IN A CALENDAR YEAR UNDER SUCH PLAN | | | | Mgmt | | Voted | | Against | | Against |
PULSE ELECTRONICS CORP | | PULS | | 74586W205 | | 06/06/2014 | | Annual | | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | DIRECTOR | | DAVID LAUER | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | DIRECTOR | | DAVID NICHOLS | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | DIRECTOR | | THOMAS VON LEHMAN | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | DIRECTOR | | GORDON ZACKS | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
R.G. BARRY CORPORATION | | DFZ | | 068798107 | | 10/30/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 28, 2014. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE W. BRYAN | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: CAROLYN H. BYRD | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: DON DEFOSSET | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: ERIC C. FAST | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN D. JOHNS | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES R. MALONE | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: RUTH ANN MARSHALL | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
11
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | RICHARD S. ZIMAN | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | HOWARD SCHWIMMER | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | MICHAEL S. FRANKEL | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | ROBERT L. ANTIN | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | STEVEN C. GOOD | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | JOEL S. MARCUS | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | DIRECTOR | | PETER E. SCHWAB | | Mgmt | | Voted | | For | | For |
REXFORD INDUSTRIAL REALTY, INC. | | REXR | | 76169C100 | | 05/30/2014 | | Annual | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | BRIAN SCHWEITZER | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | MICHAEL MCMULLEN | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | PATRICE E. MERRIN | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | MICHAEL S. PARRETT | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | CHARLES ENGLES | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | GEORGE M. BEE | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | DIRECTOR | | GARY A. SUGAR | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
STILLWATER MINING COMPANY | | SWC | | 86074Q102 | | 04/30/2014 | | Annual | | AN ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | ROBERT P. BOWEN | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | RAYMOND L. GELLEIN, JR. | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | JAMES A. JEFFS | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | DAVID W. JOHNSON | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | RICHARD D. KINCAID | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | SIR DAVID M.C. MICHELS | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | WILLIAM A. PREZANT | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | EUGENE F. REILLY | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | DIRECTOR | | SHELI Z. ROSENBERG | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. | | | | Mgmt | | Voted | | For | | For |
STRATEGIC HOTELS & RESORTS, INC. | | BEE | | 86272T106 | | 05/22/2014 | | Annual | | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | STRAUSS ZELNICK | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | ROBERT A. BOWMAN | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | SUNGHWAN CHO | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | MICHAEL DORNEMANN | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | BRETT ICAHN | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | J. MOSES | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | JAMES L. NELSON | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | DIRECTOR | | MICHAEL SHERESKY | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | APPROVAL OF THE AMENDMENT TO THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN. | | | | Mgmt | | Voted | | Against | | Against |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. | | TTWO | | 874054109 | | 09/18/2013 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | | | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | SHERYL D. PALMER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | TIMOTHY R. ELLER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | JASON KELLER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | PETER LANE | | Mgmt | | Voted | | For | | For |
12
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | 1 Year | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: LYNDA J. DAVEY | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN D. GOODMAN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: NANCY LUBLIN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN S. MILLS | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. REISS | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: ADAM L. ROTHSTEIN | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: DEENA VARSHAVSKAYA | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE WET SEAL, INC.’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
THE WET SEAL, INC. | | WTSL | | 961840105 | | 05/22/2014 | | Annual | | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE WET SEAL, INC. FOR FISCAL 2014. | | | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 12/17/2013 | | Special | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 4, 2013, BY AND AMONG PARKWAY PROPERTIES, INC. (“PARKWAY”), PARKWAY PROPERTIES LP, PKY MASTERS, LP, THOMAS PROPERTIES GROUP, INC. (“TPGI”), AND THOMAS PROPERTIES GROUP, L.P., AS IT MAY BE AMENDED OR MODIFIED FROM TIME TO TIME, AND ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | | | Mgmt | | Voted | | For | | For |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 12/17/2013 | | Special | | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF TPGI IN CONNECTION WITH THE MERGER, AS DISCLOSED IN THE TABLE UNDER “THE MERGERS-QUANTIFICATION OF POTENTIAL PAYMENTS TO NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | | | Mgmt | | Voted | | Against | | Against |
THOMAS PROPERTIES GROUP, INC. | | TPGI | | 884453101 | | 12/17/2013 | | Special | | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENT TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | DENIS C. ARSENAULT | | Mgmt | | Voted | | For | | For |
13
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | CAROL T. BANDUCCI | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | JAMES L. FREER | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | JAMES P. GEYER | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | TIMOTHY J. HADDON | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | DIRECTOR | | JACQUES PERRON | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | APPROVE THE AMENDED AND RESTATED THOMPSON CREEK METALS COMPANY INC. 2010 LONG-TERM INCENTIVE PLAN: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | APPROVE THE AMENDED AND RESTATED THOMPSON CREEK METALS COMPANY INC. 2010 EMPLOYEE STOCK PURCHASE PLAN: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | APPOINT KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE ENSUING YEAR AND AUTHORIZE OUR BOARD OF DIRECTORS TO FIX ITS REMUNERATION: | | | | Mgmt | | Voted | | For | | For |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS: | | | | Mgmt | | Voted | | Against | | Against |
THOMPSON CREEK METALS COMPANY INC. | | TC | | 884768102 | | 05/13/2014 | | Annual and Special | | APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF CONTINUANCE TO INCORPORATE AN ADVANCE NOTICE PROVISION WITH RESPECT TO THE NOMINATION OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED (THE MERGER AGREEMENT), DATED AS OF FEBRUARY 13, 2013, BY AND AMONG US AIRWAYS GROUP, AMR CORPORATION (AMR), AND AMR MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF AMR. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE MERGER-RELATED COMPENSATION OF US AIRWAYS GROUP’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT/PROSPECTUS. | | | | Mgmt | | Voted | | Against | | Against |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT PRESENT AT THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | ELECTION OF DIRECTOR: DENISE M. O’LEARY | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE M. PHILIP | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF US AIRWAYS GROUP’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT/PROSPECTUS. | | | | Mgmt | | Voted | | For | | For |
14
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: EDWARD J. DIPAOLO | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: DANIEL E. LONERGAN | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | APPROVE AMENDMENT 2 TO THE WILLBROS GROUP, INC. 2010 STOCK AND INCENTIVE COMPENSATION PLAN. | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | APPROVE AMENDMENT 7 TO THE WILLBROS GROUP, INC. AMENDED AND RESTATED 2006 DIRECTOR RESTRICTED STOCK PLAN. | | | | Mgmt | | Voted | | For | | For |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | Against | | Against |
WILLBROS GROUP INC | | WG | | 969203108 | | 05/20/2014 | | Annual | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2014. | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 02/26/2014 | | Special | | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER AND THE BERMUDA MERGER AGREEMENT AND TO APPROVE THE MERGER. | | | | Mgmt | | Voted | | For | | For |
XYRATEX LTD | | XRTX | | G98268108 | | 02/26/2014 | | Special | | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE PROPOSAL TO APPROVE AND TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND THE BERMUDA MERGER AGREEMENT AND APPROVE THE MERGER, IF THERE ARE INSUFFICIENT VOTES TO APPROVE THAT PROPOSAL AT THE TIME OF THE SPECIAL MEETING. | | | | Mgmt | | Voted | | For | | For |
* Hudson Global Note: This was a contested meeting which reached an agreement. SCM voted ‘For’ Richard Coleman, an Opposition ballot nominee, but Withheld a vote for the Opposition nominee Jeffrey Eberwein. Neither nominee was listed on the Mgmt ballot. The other 3 proposals were the same on both the Opposition and Mgmt ballots and were voted ‘For’ as recommended by Mgmt.
15
Schneider Large Cap Value Fund Annual Proxy Vote Summary 7-1-13 to 6-30-14
Schneider Value Fund
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ACE LIMITED | | ACE | | H0023R105 | | 01/10/2014 | | Special | | APPROVAL OF THE PAYMENT OF DIVIDENDS FROM LEGAL RESERVES | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 01/10/2014 | | Special | | ELECTION OF HOMBURGER AG AS OUR INDEPENDENT PROXY UNTIL THE CONCLUSION OF OUR 2014 ORDINARY GENERAL MEETING | | | | Mgmt | | Voted | | For | | For |
ACE LIMITED | | ACE | | H0023R105 | | 01/10/2014 | | Special | | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING I/WE HEREWITH AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS IN RESPECT OF THE POSITION OF THE BOARD OF DIRECTORS | | | | Mgmt | | Voted | | Against | | Against |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | PETER C. GEORGIOPOULOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | JOHN P. TAVLARIOS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | DIRECTOR | | SPYRIDON FOKAS | | Mgmt | | Voted | | For | | For |
AEGEAN MARINE PETROLEUM NETWORK, INC. | | ANW | | Y0017S102 | | 05/22/2014 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | ELECTION OF DIRECTOR: KLAUS KLEINFELD | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES W. OWENS | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | ELECTION OF DIRECTOR: MARTIN S. SORRELL | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | ELECTION OF DIRECTOR: RATAN N. TATA | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ALCOA INC. | | AA | | 013817101 | | 05/02/2014 | | Annual | | SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN SIGNIFICANT STOCK). | | | | Shr | | Voted | | For | | Against |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: W. DON CORNWELL | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: PETER R. FISHER | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: HENRY S. MILLER | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT S. MILLER | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | ELECTION OF DIRECTOR: THERESA M. STONE | | | | Mgmt | | Voted | | For | | For |
1
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG’S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG’S TAX ATTRIBUTES. | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | | | | Mgmt | | Voted | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 05/12/2014 | | Annual | | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | FRANCISCO L. BORGES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | G. LAWRENCE BUHL* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | STEPHEN A. COZEN* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | BONNIE L. HOWARD* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | PATRICK W. KENNY* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | SIMON W. LEATHES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBIN MONRO-DAVIES* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | MICHAEL T. O’KANE* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | YUKIKO OMURA* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | WILBUR L. ROSS, JR.* | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | HOWARD W. ALBERT# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBERT A. BAILENSON# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | RUSSELL B. BREWER II# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | GARY BURNET# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | STEPHEN DONNARUMMA# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | DOMINIC J. FREDERICO# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | JAMES M. MICHENER# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | DIRECTOR | | ROBERT B. MILLS# | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO APPROVE OUR LONG-TERM INCENTIVE PLAN, AS AMENDED THROUGH THE THIRD AMENDMENT. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
ASSURED GUARANTY LTD. | | AGO | | G0585R106 | | 05/07/2014 | | Annual | | AUTHORIZING THE COMPANY TO VOTE FOR THE RATIFICATION OF THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: SHARON L. ALLEN | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: SUSAN S. BIES | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: ARNOLD W. DONALD | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | | | | Mgmt | | Voted | | For | | For |
2
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: LINDA P. HUDSON | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: MONICA C. LOZANO | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. MAY | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: CLAYTON S. ROSE | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | ELECTION OF DIRECTOR: R. DAVID YOST | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK. | | | | Mgmt | | Voted | | For | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | | | | Shr | | Voted | | For | | Against |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | STOCKHOLDER PROPOSAL - PROXY ACCESS. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT. | | | | Shr | | Voted | | Against | | For |
BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 05/07/2014 | | Annual | | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | | | | Shr | | Voted | | Against | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013. | | | | Mgmt | | Voted | | Against | | Against |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPROVE A FIXED TO VARIABLE REMUNERATION RATIO OF 1:2 FOR ‘REMUNERATION CODE STAFF’. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPOINT MIKE ASHLEY AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPOINT WENDY LUCAS-BULL AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPOINT TUSHAR MORZARIA AS A DIRECTOR OF THE COMPANY | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPOINT FRITS VAN PAASSCHEN AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO APPOINT STEVE THIEKE AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT TIM BREEDON AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT REUBEN JEFFERY III AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT ANTONY JENKINS AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT DAMBISA MOYO AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT SIR MICHAEL RAKE AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT DIANE DE SAINT VICTOR AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT SIR JOHN SUNDERLAND AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
3
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT SIR DAVID WALKER AS A DIRECTOR OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | | | | Mgmt | | Voted | | For | | For |
BARCLAYS PLC | | BCS | | 06738E204 | | 04/24/2014 | | Annual | | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE. | | | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | LAURENT BEAUDOIN | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | PIERRE BEAUDOIN | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | JOANNE BISSONNETTE | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | J.R. ANDRÉ BOMBARDIER | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | MARTHA FINN BROOKS | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | L. DENIS DESAUTELS | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | THIERRY DESMAREST | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | JEAN-LOUIS FONTAINE | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | SHEILA FRASER | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | DANIEL JOHNSON | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | JEAN C. MONTY | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | VIKRAM PANDIT | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | PATRICK PICHETTE | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | CARLOS E. REPRESAS | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | DIRECTOR | | HEINRICH WEISS | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | APPOINTMENT OF ERNST & YOUNG, LLP, CHARTERED ACCOUNTANTS, AS INDEPENDENT AUDITORS. | | | | Mgmt | | Voted | | For | | For |
BOMBARDIER INC. | | BDRBF | | 097751200 | | 05/01/2014 | | Annual | | THE BOARD OF DIRECTORS RECOMMENDS THAT SHAREHOLDERS VOTE FOR THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | | | | Mgmt | | Voted | | Against | | Against |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
4
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE FISCAL 2013 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION & PLC (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | | | | Mgmt | | Voted | | Against | | Against |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION A OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT) FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | | | Mgmt | | Voted | | Against | | Against |
5
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE CARNIVAL PLC DIRECTORS’ REMUNERATION POLICY SET OUT IN SECTION A OF PART II OF THE CARNIVAL PLC DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | | | Mgmt | | Voted | | Against | | Against |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | | | | Mgmt | | Voted | | For | | For |
CARNIVAL CORPORATION | | CCL | | 143658300 | | 04/17/2014 | | Annual | | TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE SHARE PLAN. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT D. LAWLER | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN J. LIPINSKI | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: FREDERIC M. POSES | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: ARCHIE W. DUNHAM | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: R. BRAD MARTIN | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: LOUIS A. RASPINO | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS L. RYAN | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS THAT MAY CONSTITUTE OUR BOARD. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO APPROVE AN AMENDMENT TO OUR BYLAWS TO IMPLEMENT PROXY ACCESS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO ADOPT A NEW LONG TERM INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
6
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CHESAPEAKE ENERGY CORPORATION | | CHK | | 165167107 | | 06/13/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: MARC BENIOFF | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: GREGORY Q. BROWN | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: ARUN SARIN | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | ELECTION OF DIRECTOR: STEVEN M. WEST | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | | | | Mgmt | | Voted | | For | | For |
CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 11/19/2013 | | Annual | | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO’S 2014 ANNUAL SHAREOWNERS MEETING. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DUNCAN P. HENNES | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: FRANZ B. HUMER | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: GARY M. REINER | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: JUDITH RODIN | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT L. RYAN | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: JOAN E. SPERO | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DIANA L. TAYLOR | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES S. TURLEY | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | | | | Mgmt | | Voted | | For | | For |
7
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | | | | Shr | | Voted | | Against | | For |
CITIGROUP INC. | | C | | 172967424 | | 04/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | | | | Shr | | Voted | | Against | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | J. BRETT HARVEY | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | NICHOLAS J. DEIULIIS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | PHILIP W. BAXTER | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | JAMES E. ALTMEYER, SR. | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | ALVIN R. CARPENTER | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | WILLIAM E. DAVIS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | RAJ K. GUPTA | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | DAVID C. HARDESTY, JR. | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | MAUREEN E. LALLY-GREEN | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | JOHN T. MILLS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | WILLIAM P. POWELL | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | DIRECTOR | | JOSEPH T. WILLIAMS | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | | | | Mgmt | | Voted | | For | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | APPROVAL OF COMPENSATION PAID IN 2013 TO CONSOL ENERGY INC.’S NAMED EXECUTIVES. | | | | Mgmt | | Voted | | Against | | Against |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. | | | | Shr | | Voted | | Against | | For |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 05/07/2014 | | Annual | | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | | | | Shr | | Voted | | For | | Against |
DELL INC. | | DELL | | 24702R101 | | 09/12/2013 | | Contested Special | | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 5, 2013, AS AMENDED ON AUGUST 2, 2013, BY AND AMONG DENALI HOLDING INC., DENALI INTERMEDIATE INC., DENALI ACQUIROR INC. AND DELL INC., AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME. | | | | Mgmt | | Voted | | Against | | Against |
DELL INC. | | DELL | | 24702R101 | | 09/12/2013 | | Contested Special | | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF DELL INC. IN CONNECTION WITH THE MERGER, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | | | Mgmt | | Voted | | Against | | Against |
8
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
DELL INC. | | DELL | | 24702R101 | | 09/12/2013 | | Contested Special | | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | | | | Mgmt | | Voted | | Against | | Against |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: DONALD J. CARTY | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: JANET F. CLARK | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: LAURA CONIGLIARO | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: MICHAEL S. DELL | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: KLAUS S. LUFT | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: ALEX J. MANDL | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: SHANTANU NARAYEN | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | ELECTION OF DIRECTOR: H. ROSS PEROT, JR. | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DELL INC.’S INDEPENDENT AUDITOR FOR FISCAL 2014 | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF DELL INC.’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | | | | Mgmt | | Voted | | For | | For |
DELL INC. | | DELL | | 24702R101 | | 10/17/2013 | | Annual | | REQUESTING THAT THE BOARD OF DIRECTORS UNDERTAKE SUCH STEPS AS MAY BE NECESSARY TO PERMIT DELL INC.’S STOCKHOLDERS TO ACT BY WRITTEN CONSENT INSTEAD OF AT A MEETING OF STOCKHOLDERS | | | | Shr | | Voted | | For | | Against |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | BARBARA M. BAUMANN | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | JOHN E. BETHANCOURT | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | ROBERT H. HENRY | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | JOHN A. HILL | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | MICHAEL M. KANOVSKY | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | ROBERT A. MOSBACHER, JR | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | J. LARRY NICHOLS | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | DUANE C. RADTKE | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | MARY P. RICCIARDELLO | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | DIRECTOR | | JOHN RICHELS | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2014. | | | | Mgmt | | Voted | | For | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | | | | Shr | | Voted | | Against | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | | | | Shr | | Voted | | Against | | For |
DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 06/04/2014 | | Annual | | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | | | | Shr | | Voted | | Against | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | PAUL T. ADDISON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | ANTHONY J. ALEXANDER | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | MICHAEL J. ANDERSON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | WILLIAM T. COTTLE | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | ROBERT B. HEISLER, JR. | | Mgmt | | Voted | | For | | For |
9
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | JULIA L. JOHNSON | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | TED J. KLEISNER | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | DONALD T. MISHEFF | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | ERNEST J. NOVAK, JR. | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | CHRISTOPHER D. PAPPAS | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | CATHERINE A. REIN | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | LUIS A. REYES | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | GEORGE M. SMART | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | DIRECTOR | | WES M. TAYLOR | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | | | | Mgmt | | Voted | | Against | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | SHAREHOLDER PROPOSAL: ADOPTION OF A SPECIFIC PERFORMANCE POLICY | | | | Shr | | Voted | | Against | | For |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | SHAREHOLDER PROPOSAL: VESTING OF EQUITY AWARD POLICY | | | | Shr | | Voted | | For | | Against |
FIRSTENERGY CORP. | | FE | | 337932107 | | 05/20/2014 | | Annual | | SHAREHOLDER PROPOSAL: DIRECTOR ELECTION MAJORITY VOTE STANDARD | | | | Shr | | Voted | | For | | Against |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM H. BOLINDER | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: G. KENT CONRAD | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: MELINA E. HIGGINS | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: NANCY J. KARCH | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID M. MOFFETT | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES A. PARKE | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES S. RIEPE | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
GENWORTH FINANCIAL, INC. | | GNW | | 37247D106 | | 05/15/2014 | | Annual | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | | | | Shr | | Voted | | Against | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | DON M. CASTO III | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | ANN B. CRANE | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | STEVEN G. ELLIOTT | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | MICHAEL J. ENDRES | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | JOHN B. GERLACH, JR. | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | PETER J. KIGHT | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | JONATHAN A. LEVY | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | RICHARD W. NEU | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | DAVID L. PORTEOUS | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | KATHLEEN H. RANSIER | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | DIRECTOR | | STEPHEN D. STEINOUR | | Mgmt | | Voted | | For | | For |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | | | Mgmt | | Voted | | For | | For |
10
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
HUNTINGTON BANCSHARES INCORPORATED | | HBAN | | 446150104 | | 04/17/2014 | | Annual | | AN ADVISORY RESOLUTION TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: LINDA B. BAMMANN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES A. BELL | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES S. CROWN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES DIMON | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL A. NEAL | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | Mgmt | | Voted | | For | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | | | | Shr | | Voted | | Against | | For |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | | | | Shr | | Voted | | For | | Against |
JPMORGAN CHASE & CO. | | JPM | | 46625H100 | | 05/20/2014 | | Annual | | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | | | | Shr | | Voted | | For | | Against |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | JOSEPH A. CARRABBA | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | CHARLES P. COOLEY | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | ALEXANDER M. CUTLER | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | H. JAMES DALLAS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | ELIZABETH R. GILE | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | RUTH ANN M. GILLIS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | WILLIAM G. GISEL, JR. | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | RICHARD J. HIPPLE | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | KRISTEN L. MANOS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | BETH E. MOONEY | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | DEMOS PARNEROS | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | DIRECTOR | | BARBARA R. SNYDER | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR. | | | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
KEYCORP | | KEY | | 493267108 | | 05/22/2014 | | Annual | | SHAREHOLDER PROPOSAL SEEKING TO SEPARATE THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | | | Shr | | Voted | | For | | Against |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | APPROVAL OF CONSOLIDATED AND SEPARATE FINANCIAL STATEMENTS AS OF AND FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 | | | | Mgmt | | Voted | | For | | For |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | APPOINTMENT OF NON-STANDING DIRECTOR (YU SIG KANG) | | | | Mgmt | | Voted | | For | | For |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | APPOINTMENT OF STANDING DIRECTOR (SANG DON KIM) | | | | Mgmt | | Voted | | For | | For |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | APPOINTMENT OF OUTSIDE DIRECTOR (JIN JANG) | | | | Mgmt | | Voted | | For | | For |
11
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | TO APPOINT THE AUDIT COMMITTEE MEMBER : JIN JANG | | | | Mgmt | | Voted | | For | | For |
L.G. DISPLAY CO., LTD. | | LPL | | 50186V102 | | 03/07/2014 | | Annual | | TO APPROVE THE REMUNERATION LIMIT FOR DIRECTORS IN 2014 | | | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | IRVING BOLOTIN | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | STEVEN L. GERARD | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | THERON I. “TIG” GILLIAM | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | SHERRILL W. HUDSON | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | R. KIRK LANDON | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | SIDNEY LAPIDUS | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | STUART A. MILLER | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | TERI P. MCCLURE | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | DIRECTOR | | JEFFREY SONNENFELD | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | | | | Mgmt | | Voted | | For | | For |
LENNAR CORPORATION | | LEN | | 526057104 | | 04/09/2014 | | Annual | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR’S NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | SCOTT B. BONHAM | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | PETER G. BOWIE | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | HON. J. TREVOR EYTON | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | V. PETER HARDER | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | LADY BARBARA JUDGE | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | DR. KURT J. LAUK | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | CYNTHIA A. NIEKAMP | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | DR.I.V. SAMARASEKERA | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | DONALD J. WALKER | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | LAWRENCE D. WORRALL | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM L. YOUNG | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION. | | | | Mgmt | | Voted | | For | | For |
MAGNA INTERNATIONAL INC. | | MGA | | 559222401 | | 05/08/2014 | | Annual | | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/ PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: MARY K. BUSH | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: FREDERICK A. HENDERSON | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: DEBRA L. LEE | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE MUNOZ | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: HARRY J. PEARCE | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: W. MITT ROMNEY | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ELECTION OF DIRECTOR: ARNE M. SORENSON | | | | Mgmt | | Voted | | For | | For |
12
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | APPROVAL OF AS AMENDED TO THE COMPANY’S STOCK AND CASH INCENTIVE PLAN, AS AMENDED. | | | | Mgmt | | Voted | | For | | For |
MARRIOTT INTERNATIONAL, INC. | | MAR | | 571903202 | | 05/09/2014 | | Annual | | SHAREHOLDER RESOLUTION RECOMMENDING SIMPLE MAJORITY VOTING STANDARD. | | | | Shr | | Voted | | For | | Against |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: HOWARD J. DAVIES | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS H. GLOCER | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES P. GORMAN | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT H. HERZ | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: C. ROBERT KIDDER | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: KLAUS KLEINFELD | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES W. OWENS | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: MASAAKI TANAKA | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: LAURA D. TYSON | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | | | | Mgmt | | Voted | | For | | For |
MORGAN STANLEY | | MS | | 617446448 | | 05/13/2014 | | Annual | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | | | | Shr | | Voted | | Against | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | TROY A. CLARKE | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | JOHN D. CORRENTI | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | MICHAEL N. HAMMES | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | VINCENT J. INTRIERI | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | JAMES H. KEYES | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | GENERAL S.A. MCCHRYSTAL | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | SAMUEL J. MERKSAMER | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | MARK H. RACHESKY | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | DIRECTOR | | MICHAEL F. SIRIGNANO | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
NAVISTAR INTERNATIONAL CORPORATION | | NAV | | 63934E108 | | 03/10/2014 | | Annual | | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS REDEEM THE RIGHTS ISSUED PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE 19, 2012. | | | | Shr | | Voted | | For | | |
13
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | HARSHA V. AGADI | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | JOHN D. CAMPBELL | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | ROLAND A. HERNANDEZ | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | MITCHELL C. HOCHBERG | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | RUTH A. KENNEDY | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | PRUDENCE M. LEITH | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | JOHN M. SCOTT III | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | DIRECTOR | | H. ROELAND VOS | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | CHANGE OF THE COMPANY’S LEGAL NAME FROM ORIENT-EXPRESS HOTELS LTD. TO BELMOND LTD. | | | | Mgmt | | Voted | | For | | For |
ORIENT-EXPRESS HOTELS LTD. | | OEH | | G67743107 | | 06/30/2014 | | Annual | | APPOINTMENT OF DELOITTE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM’S REMUNERATION. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | GREGORY H. BOYCE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM A. COLEY | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM E. JAMES | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ROBERT B. KARN III | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | HENRY E. LENTZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ROBERT A. MALONE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | WILLIAM C. RUSNACK | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | MICHAEL W. SUTHERLIN | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | JOHN F. TURNER | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | SANDRA A. VAN TREASE | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | ALAN H. WASHKOWITZ | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | DIRECTOR | | HEATHER A. WILSON | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 05/08/2014 | | Annual | | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE W. BRYAN | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: CAROLYN H. BYRD | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: DON DEFOSSET | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: ERIC C. FAST | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN D. JOHNS | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES R. MALONE | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: RUTH ANN MARSHALL | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
REGIONS FINANCIAL CORPORATION | | RF | | 7591EP100 | | 04/24/2014 | | Annual | | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID H. HUGHES | | | | Mgmt | | Voted | | For | | For |
14
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DONNA S. MOREA | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS R. WATJEN | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | TO APPROVE AN AMENDMENT TO THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN. | | | | Mgmt | | Voted | | For | | For |
SUNTRUST BANKS, INC. | | STI | | 867914103 | | 04/22/2014 | | Annual | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | | | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | SHERYL D. PALMER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | TIMOTHY R. ELLER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | JASON KELLER | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | DIRECTOR | | PETER LANE | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | 1 Year | | For |
TAYLOR MORRISON HOME CORP (TMHC) | | TMHC | | 87724P106 | | 05/28/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT D. BEYER | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JACK M. GREENBERG | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: ANDREA REDMOND | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JOHN W. ROWE | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS J. WILSON | | | | Mgmt | | Voted | | For | | For |
15
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN MATERIAL TERMS. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | | | | Mgmt | | Voted | | For | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | | | | Shr | | Voted | | Against | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | | | | Shr | | Voted | | Against | | For |
THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 05/20/2014 | | Annual | | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL EXPENDITURES. | | | | Shr | | Voted | | Against | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: DAVID L. CALHOUN | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: LINDA Z. COOK | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | | | | Mgmt | | Voted | | For | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | REPORT TO DISCLOSE LOBBYING. | | | | Shr | | Voted | | Against | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | RIGHT TO ACT BY WRITTEN CONSENT. | | | | Shr | | Voted | | Against | | For |
THE BOEING COMPANY | | BA | | 097023105 | | 04/28/2014 | | Annual | | INDEPENDENT BOARD CHAIRMAN. | | | | Shr | | Voted | | Against | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: TREVOR FETTER | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: LIAM E. MCGEE | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: THOMAS A. RENYI | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: JULIE G. RICHARDSON | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: VIRGINIA P. RUESTERHOLZ | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | | | | Mgmt | | Voted | | For | | For |
16
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | MANAGEMENT PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT. | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | MANAGEMENT PROPOSAL TO APPROVE THE COMPANY’S 2014 INCENTIVE STOCK PLAN. | | | | Mgmt | | Voted | | For | | For |
THE HARTFORD FINANCIAL SVCS GROUP, INC. | | HIG | | 416515104 | | 05/21/2014 | | Annual | | MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE ANNUAL EXECUTIVE BONUS PROGRAM. | | | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | ROBERT I. TOLL | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | BRUCE E. TOLL | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | DOUGLAS C. YEARLEY, JR. | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | ROBERT S. BLANK | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | EDWARD G. BOEHNE | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | RICHARD J. BRAEMER | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | CHRISTINE N. GARVEY | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | CARL B. MARBACH | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | STEPHEN A. NOVICK | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | DIRECTOR | | PAUL E. SHAPIRO | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | | | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | THE APPROVAL, IN AN ADVISORY AND NON-BINDING VOTE, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (SAY ON PAY). | | | | Mgmt | | Voted | | For | | For |
TOLL BROTHERS, INC. | | TOL | | 889478103 | | 03/12/2014 | | Annual | | THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK INCENTIVE PLAN FOR EMPLOYEES (2014). | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED (THE MERGER AGREEMENT), DATED AS OF FEBRUARY 13, 2013, BY AND AMONG US AIRWAYS GROUP, AMR CORPORATION (AMR), AND AMR MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF AMR. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE MERGER-RELATED COMPENSATION OF US AIRWAYS GROUP’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT/PROSPECTUS. | | | | Mgmt | | Voted | | Against | | Against |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT PRESENT AT THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | | | | Mgmt | | Voted | | For | | For |
17
Company | | Ticker | | Cusip | | Mtg Date | | Mtg Type | | Proposal Text | | Director Name | | Proposal Type | | Voted | | Vote Cast | | For/Against Mgmt |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | ELECTION OF DIRECTOR: DENISE M. O’LEARY | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | ELECTION OF DIRECTOR: GEORGE M. PHILIP | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | | Mgmt | | Voted | | For | | For |
US AIRWAYS GROUP, INC. | | LCC | | 90341W108 | | 07/12/2013 | | Annual | | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF US AIRWAYS GROUP’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT/PROSPECTUS. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/16/2014 | | Special | | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/16/2014 | | Special | | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | | | | Mgmt | | Voted | | For | | For |
WEATHERFORD INTERNATIONAL LTD | | WFT | | H27013103 | | 06/16/2014 | | Special | | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | | | | Mgmt | | Voted | | Against | | * No recommendation either For or Against by Mgmt |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: JAMES J. BENDER | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | ELECTION OF DIRECTOR: GEORGE A. LORCH | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | | | | Mgmt | | Voted | | For | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GREENHOUSE GAS EMISSIONS GOALS. | | | | Shr | | Voted | | Against | | For |
WPX ENERGY, INC. | | WPX | | 98212B103 | | 05/22/2014 | | Annual | | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | | | | Shr | | Voted | | For | | * No recommendation either For or Against by Mgmt |
18
Scotia Institutional Asset Management
Scotia Dynamic UG Growth Fund
Vote Summary
ALEXION PHARMACEUTICALS, INC.
Security | 015351109 | Meeting Type | Annual |
| | | |
Ticker Symbol | ALXN | Meeting Date | 05-May-2014 |
| | | |
ISIN | US0153511094 | Agenda | 933999584 - Management |
| | | |
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 02-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1.1 | | ELECTION OF DIRECTOR: LEONARD BELL | | Management | | For | | For |
| | | | | | | | |
1.2 | | ELECTION OF DIRECTOR: MAX LINK | | Management | | For | | For |
| | | | | | | | |
1.3 | | ELECTION OF DIRECTOR: WILLIAM R. KELLER | | Management | | For | | For |
| | | | | | | | |
1.4 | | ELECTION OF DIRECTOR: JOHN T. MOLLEN | | Management | | For | | For |
| | | | | | | | |
1.5 | | ELECTION OF DIRECTOR: R. DOUGLAS NORBY | | Management | | For | | For |
| | | | | | | | |
1.6 | | ELECTION OF DIRECTOR: ALVIN S. PARVEN | | Management | | For | | For |
| | | | | | | | |
1.7 | | ELECTION OF DIRECTOR: ANDREAS RUMMELT | | Management | | For | | For |
| | | | | | | | |
1.8 | | ELECTION OF DIRECTOR: ANN M. VENEMAN | | Management | | For | | For |
| | | | | | | | |
02. | | APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2013 COMPENSATION PAID TO ALEXION’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | | | | | |
03. | | RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | | | |
04. | | TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO ADOPT A RULE TO REDEEM ANY CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED TO A SHAREHOLDER VOTE WITHIN 12 MONTHS. | | Shareholder | | Against | | For |
PHARMACYCLICS, INC.
Security | 716933106 | Meeting Type | Annual |
| | | |
Ticker Symbol | PCYC | Meeting Date | 08-May-2014 |
| | | |
ISIN | US7169331060 | Agenda | 933975988 - Management |
| | | |
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 07-May-2014 |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | ROBERT F. BOOTH, PH.D. | | | | For | | For |
| | | | | | | | | |
| | 2 | KENNETH A. CLARK | | | | For | | For |
| | | | | | | | | |
| | 3 | ROBERT W. DUGGAN | | | | For | | For |
| | | | | | | | | |
| | 4 | ERIC H. HALVORSON | | | | For | | For |
| | | | | | | | | |
| | 5 | MINESH P. MEHTA, M.D. | | | | For | | For |
| | | | | | | | | |
| | 6 | DAVID D. SMITH, PH.D. | | | | For | | For |
| | | | | | | | | |
| | 7 | RICHARD VAN DEN BROEK | | | | For | | For |
| | | | | | | | |
2 | | TO APPROVE THE COMPANY’S 2014 EQUITY INCENTIVE AWARD PLAN. | | Management | | For | | For |
| | | | | | | | |
3 | | TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | | | | | |
4 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
TABLEAU SOFTWARE, INC.
Security | 87336U105 | Meeting Type | Annual |
| | | |
Ticker Symbol | DATA | Meeting Date | 09-May-2014 |
| | | |
ISIN | US87336U1051 | Agenda | 933954756 - Management |
| | | |
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 08-May-2014 |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | ELLIOTT JURGENSEN, JR. | | | | For | | For |
| | | | | | | | | |
| | 2 | JOHN MCADAM | | | | For | | For |
| | | | | | | | | |
| | 3 | A. BROOKE SEAWELL | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
UNDER ARMOUR, INC.
Security | 904311107 | Meeting Type | Annual |
| | | |
Ticker Symbol | UA | Meeting Date | 13-May-2014 |
| | | |
ISIN | US9043111072 | Agenda | 933939665 - Management |
| | | |
Record Date | 21-Feb-2014 | Holding Recon Date | 21-Feb-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 12-May-2014 |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | KEVIN A. PLANK | | | | For | | For |
| | | | | | | | | |
| | 2 | BYRON K. ADAMS, JR. | | | | For | | For |
| | | | | | | | | |
| | 3 | DOUGLAS E. COLTHARP | | | | For | | For |
| | | | | | | | | |
| | 4 | ANTHONY W. DEERING | | | | For | | For |
| | | | | | | | | |
| | 5 | A.B. KRONGARD | | | | For | | For |
| | | | | | | | | |
| | 6 | WILLIAM R. MCDERMOTT | | | | For | | For |
| | | | | | | | | |
| | 7 | ERIC T. OLSON | | | | For | | For |
| | | | | | | | | |
| | 8 | HARVEY L. SANDERS | | | | For | | For |
| | | | | | | | | |
| | 9 | THOMAS J. SIPPEL | | | | For | | For |
| | | | | | | | |
2. | | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE “EXECUTIVE COMPENSATION” SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | | Management | | For | | For |
| | | | | | | | |
3. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
GOOGLE INC.
Security | 38259P508 | Meeting Type | Annual |
| | | |
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 |
| | | |
ISIN | US38259P5089 | Agenda | 933948359 - Management |
| | | |
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 13-May-2014 |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | LARRY PAGE | | | | For | | For |
| | | | | | | | | |
| | 2 | SERGEY BRIN | | | | For | | For |
| | | | | | | | | |
| | 3 | ERIC E. SCHMIDT | | | | For | | For |
| | | | | | | | | |
| | 4 | L. JOHN DOERR | | | | For | | For |
| | | | | | | | | |
| | 5 | DIANE B. GREENE | | | | For | | For |
| | | | | | | | | |
| | 6 | JOHN L. HENNESSY | | | | For | | For |
| | | | | | | | | |
| | 7 | ANN MATHER | | | | For | | For |
| | | | | | | | | |
| | 8 | PAUL S. OTELLINI | | | | For | | For |
| | | | | | | | | |
| | 9 | K. RAM SHRIRAM | | | | For | | For |
| | | | | | | | | |
| | 10 | SHIRLEY M. TILGHMAN | | | | For | | For |
| | | | | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | | | | | |
4. | | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | �� | | | |
5. | | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
6. | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
7. | | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
8. | | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
CHIPOTLE MEXICAN GRILL, INC.
Security | 169656105 | Meeting Type | Annual |
| | | |
Ticker Symbol | CMG | Meeting Date | 15-May-2014 |
| | | |
ISIN | US1696561059 | Agenda | 933953780 - Management |
| | | |
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 14-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | JOHN CHARLESWORTH | | | | For | | For |
| | | | | | | | | |
| | 2 | MONTY MORAN | | | | For | | For |
| | | | | | | | | |
| | 3 | KIMBAL MUSK | | | | For | | For |
| | | | | | | | |
2. | | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | | Management | | For | | For |
| | | | | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
4. | | A PROPOSAL TO APPROVE THE AMENDED AND RESTATED CHIPOTLE MEXICAN GRILL, INC. 2011 STOCK INCENTIVE PLAN, TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 2,600,000 SHARES OF COMMON STOCK UNDER THE PLAN AND MAKE OTHER CHANGES TO THE TERMS OF THE PLAN. | | Management | | For | | For |
| | | | | | | | |
5. | | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING CHIPOTLE TO ISSUE AN ANNUAL SUSTAINABILITY REPORT MEETING SPECIFIED CRITERIA. | | Shareholder | | Against | | For |
| | | | | | | | |
6. | | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING CHIPOTLE TO ADOPT SIMPLE MAJORITY VOTING FOR ALL MATTERS SUBJECT TO A SHAREHOLDER VOTE. | | Shareholder | | Against | | For |
AMAZON.COM, INC.
Security | 023135106 | Meeting Type | Annual |
| | | |
Ticker Symbol | AMZN | Meeting Date | 21-May-2014 |
| | | |
ISIN | US0231351067 | Agenda | 933970510 - Management |
| | | |
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 20-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1A. | | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | | Management | | For | | For |
| | | | | | | | |
1B. | | ELECTION OF DIRECTOR: TOM A. ALBERG | | Management | | For | | For |
| | | | | | | | |
1C. | | ELECTION OF DIRECTOR: JOHN SEELY BROWN | | Management | | For | | For |
| | | | | | | | |
1D. | | ELECTION OF DIRECTOR: WILLIAM B. GORDON | | Management | | For | | For |
| | | | | | | | |
1E. | | ELECTION OF DIRECTOR: JAMIE S. GORELICK | | Management | | For | | For |
| | | | | | | | |
1F. | | ELECTION OF DIRECTOR: ALAIN MONIE | | Management | | For | | For |
| | | | | | | | |
1G. | | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | | Management | | For | | For |
| | | | | | | | |
1H. | | ELECTION OF DIRECTOR: THOMAS O. RYDER | | Management | | For | | For |
| | | | | | | | |
1I. | | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | | Management | | For | | For |
| | | | | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | Management | | For | | For |
| | | | | | | | |
4. | | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | | Shareholder | | Against | | For |
YELP INC.
Security | 985817105 | Meeting Type | Annual |
| | | |
Ticker Symbol | YELP | Meeting Date | 21-May-2014 |
| | | |
ISIN | US9858171054 | Agenda | 933975914 - Management |
| | | |
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 20-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | DIANE IRVINE | | | | For | | For |
| | | | | | | | | |
| | 2 | MAX LEVCHIN | | | | For | | For |
| | | | | | | | | |
| | 3 | MARIAM NAFICY | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS YELP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF YELP’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | | Management | | For | | For |
FACEBOOK INC.
Security | 30303M102 | Meeting Type | Annual |
| | | |
Ticker Symbol | FB | Meeting Date | 22-May-2014 |
| | | |
ISIN | US30303M1027 | Agenda | 933958324 - Management |
| | | |
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 21-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | MARC L. ANDREESSEN | | | | For | | For |
| | | | | | | | | |
| | 2 | ERSKINE B. BOWLES | | | | For | | For |
| | | | | | | | | |
| | 3 | S.D. DESMOND-HELLMANN | | | | For | | For |
| | | | | | | | | |
| | 4 | DONALD E. GRAHAM | | | | For | | For |
| | | | | | | | | |
| | 5 | REED HASTINGS | | | | For | | For |
| | | | | | | | | |
| | 6 | SHERYL K. SANDBERG | | | | For | | For |
| | | | | | | | | |
| | 7 | PETER A. THIEL | | | | For | | For |
| | | | | | | | | |
| | 8 | MARK ZUCKERBERG | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | | Shareholder | | For | | Against |
| | | | | | | | |
4. | | A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | | Shareholder | | For | | Against |
| | | | | | | | |
5. | | A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
| | | | | | | | |
6. | | A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH. | | Shareholder | | For | | Against |
| | | | | | | | |
7. | | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | | Shareholder | | For | | Against |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual |
| | | |
Ticker Symbol | ILMN | Meeting Date | 28-May-2014 |
| | | |
ISIN | US4523271090 | Agenda | 933969858 - Management |
| | | |
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 27-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | DANIEL M. BRADBURY* | | | | For | | For |
| | | | | | | | | |
| | 2 | ROBERT S. EPSTEIN, MD* | | | | For | | For |
| | | | | | | | | |
| | 3 | ROY A. WHITFIELD* | | | | For | | For |
| | | | | | | | | |
| | 4 | FRANCIS A. DESOUZA# | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014 | | Management | | For | | For |
| | | | | | | | |
3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | | Management | | For | | For |
| | | | | | | | |
4. | | TO APPROVE AN AMENDMENT TO THE ILLUMINA, INC. BYLAWS, ESTABLISHING DELAWARE AS THE EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN DISPUTES | | Management | | For | | For |
SALESFORCE.COM, INC.
Security | 79466L302 | Meeting Type | Annual |
| | | |
Ticker Symbol | CRM | Meeting Date | 02-Jun-2014 |
| | | |
ISIN | US79466L3024 | Agenda | 934018145 - Management |
| | | |
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 30-May-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1.1 | | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | | For | | For |
| | | | | | | | |
1.2 | | ELECTION OF DIRECTOR: KEITH BLOCK | | Management | | For | | For |
| | | | | | | | |
1.3 | | ELECTION OF DIRECTOR: CRAIG CONWAY | | Management | | For | | For |
| | | | | | | | |
1.4 | | ELECTION OF DIRECTOR: ALAN HASSENFELD | | Management | | For | | For |
| | | | | | | | |
1.5 | | ELECTION OF DIRECTOR: COLIN POWELL | | Management | | For | | For |
| | | | | | | | |
1.6 | | ELECTION OF DIRECTOR: JOHN V. ROOS | | Management | | For | | For |
| | | | | | | | |
1.7 | | ELECTION OF DIRECTOR: LAWRENCE TOMLINSON | | Management | | For | | For |
| | | | | | | | |
1.8 | | ELECTION OF DIRECTOR: ROBIN WASHINGTON | | Management | | For | | For |
| | | | | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 31, 2015. | | Management | | For | | For |
| | | | | | | | |
3. | | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
WORKDAY, INC.
Security | 98138H101 | Meeting Type | Annual |
| | | |
Ticker Symbol | WDAY | Meeting Date | 03-Jun-2014 |
| | | |
ISIN | US98138H1014 | Agenda | 933984975 - Management |
| | | |
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 02-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | CHRISTA DAVIES | | | | For | | For |
| | | | | | | | | |
| | 2 | GEORGE J. STILL, JR. | | | | For | | For |
| | | | | | | | |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS WORKDAY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | | Management | | For | | For |
TESLA MOTORS, INC.
Security | 88160R101 | Meeting Type | Annual |
| | | |
Ticker Symbol | TSLA | Meeting Date | 03-Jun-2014 |
| | | |
ISIN | US88160R1014 | Agenda | 933989836 - Management |
| | | |
Record Date | 10-Apr-2014 | Holding Recon Date | 10-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 02-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | ELON MUSK | | | | For | | For |
| | | | | | | | | |
| | 2 | STEPHEN T. JURVETSON | | | | For | | For |
| | | | | | | | |
2. | | A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
3. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE TESLA MOTORS, INC. 2010 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | | | | | |
4. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
5. | | A STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | | Shareholder | | Against | | For |
PANDORA MEDIA, INC.
Security | 698354107 | Meeting Type | Annual |
| | | |
Ticker Symbol | P | Meeting Date | 04-Jun-2014 |
| | | |
ISIN | US6983541078 | Agenda | 933993443 - Management |
| | | |
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 03-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | Did Not Vote | | |
| | | | | | | | |
| | 1 | PETER CHERNIN | | | | Did Not Vote | | |
| | | | | | | | | |
| | 2 | BRIAN MCANDREWS | | | | Did Not Vote | | |
| | | | | | | | | |
| | 3 | TIM WESTERGREN | | | | Did Not Vote | | |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | Did Not Vote | | |
| | | | | | | | |
3. | | TO APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | Did Not Vote | | |
THE PRICELINE GROUP INC.
Security | 741503403 | Meeting Type | Annual |
| | | |
Ticker Symbol | PCLN | Meeting Date | 05-Jun-2014 |
| | | |
ISIN | US7415034039 | Agenda | 933997097 - Management |
| | | |
Record Date | 10-Apr-2014 | Holding Recon Date | 10-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 04-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | TIMOTHY M. ARMSTRONG | | | | For | | For |
| | | | | | | | | |
| | 2 | HOWARD W. BARKER, JR. | | | | For | | For |
| | | | | | | | | |
| | 3 | JEFFERY H. BOYD | | | | For | | For |
| | | | | | | | | |
| | 4 | JAN L. DOCTER | | | | For | | For |
| | | | | | | | | |
| | 5 | JEFFREY E. EPSTEIN | | | | For | | For |
| | | | | | | | | |
| | 6 | JAMES M. GUYETTE | | | | For | | For |
| | | | | | | | | |
| | 7 | DARREN R. HUSTON | | | | For | | For |
| | | | | | | | | |
| | 8 | NANCY B. PERETSMAN | | | | For | | For |
| | | | | | | | | |
| | 9 | THOMAS E. ROTHMAN | | | | For | | For |
| | | | | | | | | |
| | 10 | CRAIG W. RYDIN | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | | | | | |
4. | | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. | | Shareholder | | Against | | For |
NETFLIX, INC.
Security | 64110L106 | Meeting Type | Annual |
| | | |
Ticker Symbol | NFLX | Meeting Date | 09-Jun-2014 |
| | | |
ISIN | US64110L1061 | Agenda | 933995889 - Management |
| | | |
Record Date | 11-Apr-2014 | Holding Recon Date | 11-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 06-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | REED HASTINGS | | | | For | | For |
| | | | | | | | | |
| | 2 | JAY C. HOAG | | | | For | | For |
| | | | | | | | | |
| | 3 | A. GEORGE (SKIP) BATTLE | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
4. | | TO APPROVE THE COMPANY’S PERFORMANCE BONUS PLAN. | | Management | | For | | For |
| | | | | | | | |
5. | | CONSIDERATION OF A STOCKHOLDER PROPOSAL TO REPEAL THE COMPANY’S CLASSIFIED BOARD, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
6. | | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE STANDARD IN DIRECTOR ELECTIONS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
7. | | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING RIGHT TO VOTE REGARDING POISON PILLS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
8. | | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | | | |
9. | | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
SPLUNK INC.
Security | 848637104 | Meeting Type | Annual |
| | | |
Ticker Symbol | SPLK | Meeting Date | 10-Jun-2014 |
| | | |
ISIN | US8486371045 | Agenda | 933992857 - Management |
| | | |
Record Date | 15-Apr-2014 | Holding Recon Date | 15-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 09-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | JOHN G. CONNORS | | | | For | | For |
| | | | | | | | | |
| | 2 | PATRICIA B. MORRISON | | | | For | | For |
| | | | | | | | | |
| | 3 | NICHOLAS G. STURIALE | | | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31, 2015. | | Management | | For | | For |
| | | | | | | | |
3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
BIOGEN IDEC INC.
Security | 09062X103 | Meeting Type | Annual |
| | | |
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2014 |
| | | |
ISIN | US09062X1037 | Agenda | 933996247 - Management |
| | | |
Record Date | 15-Apr-2014 | Holding Recon Date | 15-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 11-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1A. | | ELECTION OF DIRECTOR: CAROLINE D. DORSA | | Management | | For | | For |
| | | | | | | | |
1B. | | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | | Management | | For | | For |
| | | | | | | | |
1C. | | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | | Management | | For | | For |
| | | | | | | | |
1D. | | ELECTION OF DIRECTOR: LYNN SCHENK | | Management | | For | | For |
| | | | | | | | |
1E. | | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | | Management | | For | | For |
| | | | | | | | |
1F. | | ELECTION OF DIRECTOR: NANCY L. LEAMING | | Management | | For | | For |
| | | | | | | | |
1G. | | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | | Management | | For | | For |
| | | | | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT W. PANGIA | | Management | | For | | For |
| | | | | | | | |
1I. | | ELECTION OF DIRECTOR: BRIAN S. POSNER | | Management | | For | | For |
| | | | | | | | |
1J. | | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | | Management | | For | | For |
| | | | | | | | |
1K. | | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | | Management | | For | | For |
| | | | | | | | |
2. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
TRIPADVISOR, INC.
Security | 896945201 | Meeting Type | Annual |
| | | |
Ticker Symbol | TRIP | Meeting Date | 12-Jun-2014 |
| | | |
ISIN | US8969452015 | Agenda | 934007041 - Management |
| | | |
Record Date | 21-Apr-2014 | Holding Recon Date | 21-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 11-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1 | | DIRECTOR | | Management | | Did Not Vote | | |
| | | | | | | | |
| | 1 | GREGORY B. MAFFEI | | | | Did Not Vote | | |
| | | | | | | | | |
| | 2 | STEPHEN KAUFER | | | | Did Not Vote | | |
| | | | | | | | | |
| | 3 | JONATHAN F. MILLER | | | | Did Not Vote | | |
| | | | | | | | | |
| | 4 | DIPCHAND (DEEP) NISHAR | | | | Did Not Vote | | |
| | | | | | | | | |
| | 5 | JEREMY PHILIPS | | | | Did Not Vote | | |
| | | | | | | | | |
| | 6 | SPENCER M. RASCOFF | | | | Did Not Vote | | |
| | | | | | | | | |
| | 7 | CHRISTOPHER W. SHEAN | | | | Did Not Vote | | |
| | | | | | | | | |
| | 8 | SUKHINDER SINGH CASSIDY | | | | Did Not Vote | | |
| | | | | | | | | |
| | 9 | ROBERT S. WIESENTHAL | | | | Did Not Vote | | |
| | | | | | | | |
2 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRIPADVISOR, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | | Did Not Vote | | |
| | | | | | | | |
3 | | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | | Shareholder | | Did Not Vote | | |
REGENERON PHARMACEUTICALS, INC.
Security | 75886F107 | Meeting Type | Annual |
| | | |
Ticker Symbol | REGN | Meeting Date | 13-Jun-2014 |
| | | |
ISIN | US75886F1075 | Agenda | 933998986 - Management |
| | | |
Record Date | 17-Apr-2014 | Holding Recon Date | 17-Apr-2014 |
| | | |
City / Country | / United States | Vote Deadline Date | 12-Jun-2014 |
| | | | | | | | For/Against |
Item | | Proposal | | Type | | Vote | | Management |
| | | | | | | | |
1. | | DIRECTOR | | Management | | | | |
| | | | | | | | |
| | 1 | ALFRED G. GILMAN | | | | For | | For |
| | | | | | | | | |
| | 2 | JOSEPH L. GOLDSTEIN | | | | For | | For |
| | | | | | | | | |
| | 3 | ROBERT A. INGRAM | | | | For | | For |
| | | | | | | | | |
| | 4 | CHRISTINE A. POON | | | | For | | For |
| | | | | | | | | |
| | 5 | P. ROY VAGELOS | | | | For | | For |
| | | | | | | | |
2. | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For |
| | | | | | | | |
3. | | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
4. | | PROPOSAL TO APPROVE THE REGENERON PHARMACEUTICALS, INC. 2014 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
S1 Fund
Starwood Real Estate Securities, LLC - sub-adviser to the S1 Fund, did not vote any proxies during the one year period ended June 30, 2014.
Simple Alternatives, LLC
Investment Company Report
VODAFONE GROUP PLC
Security | 92857W209 | Meeting Type | Annual |
| | | |
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 |
| | | |
ISIN | US92857W2098 | Agenda | 933848179 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | |
| | | | | | | | | |
1. | | TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | | Management | | For | | For | |
| | | | | | | | | |
2. | | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
3. | | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | | Management | | For | | For | |
| | | | | | | | | |
4. | | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | | Management | | For | | For | |
| | | | | | | | | |
5. | | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | | Management | | For | | For | |
| | | | | | | | | |
6. | | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
7. | | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
8. | | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
9. | | TO ELECT OMID KORDESTANI AS A DIRECTOR | | Management | | For | | For | |
| | | | | | | | | |
10. | | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
11. | | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
12. | | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
13. | | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
14. | | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | | Management | | For | | For | |
| | | | | | | | | |
15. | | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | | Management | | For | | For | |
| | | | | | | | | |
16. | | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | | Management | | For | | For | |
| | | | | | | | | |
17. | | TO RE-APPOINT DELOITTE LLP AS AUDITOR | | Management | | For | | For | |
| | | | | | | | | |
18. | | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | | Management | | For | | For | |
| | | | | | | | | |
19. | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | | Management | | For | | For | |
| | | | | | | | | |
S20 | | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | | Management | | For | | For | |
| | | | | | | | | |
S21 | | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | | Management | | For | | For | |
22. | | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | | Management | | For | | For | |
| | | | | | | | | |
S23 | | TO AUTHORISE THE CALLING OF AGENERAL MEETING OTHER THAN ANANNUAL GENERAL MEETING ON NOT LESSTHAN 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | |
XILINX, INC.
Security | 983919101 | Meeting Type | Annual |
| | | |
Ticker Symbol | XLNX | Meeting Date | 14-Aug-2013 |
| | | |
ISIN | US9839191015 | Agenda | 933851645 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | |
| | | | | | | | | |
1A. | | ELECTION OF DIRECTOR: PHILIP T. GIANOS | | Management | | For | | For | |
| | | | | | | | | |
1B. | | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | | Management | | For | | For | |
| | | | | | | | | |
1C. | | ELECTION OF DIRECTOR: JOHN L. DOYLE | | Management | | For | | For | |
| | | | | | | | | |
1D. | | ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. | | Management | | For | | For | |
| | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | | Management | | For | | For | |
| | | | | | | | | |
1F. | | ELECTION OF DIRECTOR: ALBERT A. PIMENTEL | | Management | | For | | For | |
| | | | | | | | | |
1G. | | ELECTION OF DIRECTOR: MARSHALL C. TURNER | | Management | | For | | For | |
| | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | | Management | | For | | For | |
| | | | | | | | | |
2. | | APPROVE AN AMENDMENT TO 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For | |
| | | | | | | | | |
3. | | APPROVE AN AMENDMENT TO THE COMPANY’S 2007 EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY TEN YEARS TO DECEMBER 31, 2023. | | Management | | For | | For | |
| | | | | | | | | |
4. | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | | Management | | For | | For | |
| | | | | | | | | |
5. | | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | |
| | | | | | | | | |
6. | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S EXTERNAL AUDITORS FOR FISCAL 2014. | | Management | | For | | For | |
APPLE INC.
Security | 037833100 | Meeting Type | Annual |
| | | |
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 |
| | | |
ISIN | US0378331005 | Agenda | 933915564 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | |
| | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | |
| | | | | | | | | |
| | 1 | WILLIAM CAMPBELL | | | | For | | For | |
| | | | | | | | | | |
| | 2 | TIMOTHY COOK | | | | For | | For | |
| | | | | | | | | | |
| | 3 | MILLARD DREXLER | | | | For | | For | |
| | | | | | | | | | |
| | 4 | AL GORE | | | | For | | For | |
| | | | | | | | | | |
| | 5 | ROBERT IGER | | | | For | | For | |
| | | | | | | | | | |
| | 6 | ANDREA JUNG | | | | For | | For | |
| | | | | | | | | | |
| | 7 | ARTHUR LEVINSON | | | | For | | For | |
| | | | | | | | | | |
| | 8 | RONALD SUGAR | | | | For | | For | |
2. | | THE AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION (THE “ARTICLES”) TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | | Management | | For | | For | |
| | | | | | | | | |
3. | | THE AMENDMENT OF THE ARTICLES TOELIMINATE THE “BLANK CHECK” AUTHORITYOF THE BOARD TO ISSUE PREFERREDSTOCK | | Management | | For | | For | |
| | | | | | | | | |
4. | | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY’S COMMON STOCK OF $0.00001 PER SHARE | | Management | | For | | For | |
| | | | | | | | | |
5. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | | Management | | For | | For | |
| | | | | | | | | |
6. | | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | | Management | | For | | For | |
| | | | | | | | | |
7. | | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | | Management | | For | | For | |
| | | | | | | | | |
8. | | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS” TO AMEND THE COMPANY’S BYLAWS | | Shareholder | | Against | | For | |
| | | | | | | | | |
9. | | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS” | | Shareholder | | Against | | For | |
| | | | | | | | | |
10. | | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | | Shareholder | | Against | | For | |
| | | | | | | | | |
11. | | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “PROXY ACCESS FOR SHAREHOLDERS” | | Shareholder | | Against | | For | |
GOOGLE INC.
Security | 38259P508 | Meeting Type | Annual |
| | | |
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 |
| | | |
ISIN | US38259P5089 | Agenda | 933948359 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | |
| | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | |
| | | | | | | | | |
| | 1 | LARRY PAGE | | | | For | | For | |
| | | | | | | | | | |
| | 2 | SERGEY BRIN | | | | For | | For | |
| | | | | | | | | | |
| | 3 | ERIC E. SCHMIDT | | | | For | | For | |
| | | | | | | | | | |
| | 4 | L. JOHN DOERR | | | | For | | For | |
| | | | | | | | | | |
| | 5 | DIANE B. GREENE | | | | For | | For | |
| | | | | | | | | | |
| | 6 | JOHN L. HENNESSY | | | | For | | For | |
| | | | | | | | | | |
| | 7 | ANN MATHER | | | | For | | For | |
| | | | | | | | | | |
| | 8 | PAUL S. OTELLINI | | | | For | | For | |
| | | | | | | | | | |
| | 9 | K. RAM SHRIRAM | | | | For | | For | |
| | | | | | | | | | |
| | 10 | SHIRLEY M. TILGHMAN | | | | For | | For | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | |
| | | | | | | | | |
3. | | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | |
| | | | | | | | | |
4. | | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | |
| | | | | | | | | |
5. | | A STOCKHOLDER PROPOSAL REGARDING ALOBBYING REPORT, IF PROPERLYPRESENTED AT THE MEETING. | | Shareholder | | Against | | For | |
| | | | | | | | | |
6. | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | |
| | | | | | | | | |
7. | | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | |
| | | | | | | | | |
8. | | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | |
BLUE LION CAPITAL
Investment Company Report
SUNPOWER CORPORATION
Security | 867652406 | Meeting Type | Annual |
| | | |
Ticker Symbol | SPWR | Meeting Date | 24-Jul-2013 |
| | | |
ISIN | US8676524064 | Agenda | 933847393 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | | | | | |
| | | | | | | | | | | |
| | 1 | BERNARD CLEMENT | | | | Withheld | | Against | | None | |
| | | | | | | | | | | | |
| | 2 | DENIS GIORNO | | | | Withheld | | Against | | None | |
| | | | | | | | | | | | |
| | 3 | CATHERINE LESJAK | | | | Withheld | | Against | | None | |
| | | | | | | | | | | | |
2. | | THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | Abstain | | Against | | None | |
| | | | | | | | | | | |
3. | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | Abstain | | Against | | None | |
HAMPDEN BANCORP, INC.
Security | 40867E107 | Meeting Type | Contested-Annual |
| | | |
Ticker Symbol | HBNK | Meeting Date | 05-Nov-2013 |
| | | |
ISIN | US40867E1073 | Agenda | 933883476 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | THOMAS R. BURTON | | | | Did not Vote | | | | None | |
| | | | | | | | | | | | |
| | 2 | ARLENE PUTNAM | | | | Did not Vote | | | | None | |
| | | | | | | | | | | | |
| | 3 | RICHARD D. SUSKI | | | | Did not Vote | | | | None | |
| | | | | | | | | | | | |
| | 4 | LINDA SILVA THOMPSON | | | | Did not Vote | | | | None | |
| | | | | | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF WOLF & COMPANY, P.C. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING JUNE 30, 2014. | | Management | | Did not Vote | | | | None | |
| | | | | | | | | | | |
3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | | Management | | Did not Vote | | | | None | |
| | | | | | | | | | | |
4. | | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING A VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | Did not Vote | | | | None | |
| | | | | | | | | | | |
5. | | IF PROPERLY PRESENTED AT ANNUAL MEETING, TO VOTE UPON A PROPOSAL SUBMITTED BY A SHAREHOLDER OF COMPANY REQUESTING THAT THE BOARD EXPLORE AVENUES TO ENHANCE SHAREHOLDER VALUE THROUGH AN EXTRA-ORDINARY TRANSACTION (DEFINED HERE AS A TRANSACTION NOT IN ORDINARY COURSE OF BUSINESS OPERATIONS) INCLUDING, BUT NOT LIMITED TO, SELLING OR MERGING COMPANY WITH ANOTHER INSTITUTION. | | Shareholder | | Did not Vote | | | | None | |
HAMPDEN BANCORP, INC.
Security | 40867E107 | Meeting Type | Contested-Annual |
| | | |
Ticker Symbol | HBNK | Meeting Date | 05-Nov-2013 |
| | | |
ISIN | US40867E1073 | Agenda | 933885468 - Opposition |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
01 | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JOHNNY GUERRY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | GAROLD R. BASE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | MGT NOM: T.R. BURTON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | MGT NOM: ARLENE PUTNAM | | | | For | | For | | None | |
| | | | | | | | | | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, P.C. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HAMPDEN BANCORP, INC. FOR THE YEAR ENDING JUNE 30, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
03 | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | Against | | For | | None | |
| | | | | | | | | | | |
04 | | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING A VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | 1 Year | | For | | None | |
| | | | | | | | | | | |
05 | | APPROVAL OF THE STOCKHOLDER PROPOSAL. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
06 | | APPROVAL OF ANY PROPOSAL BY THE COMPANY TO ADJOURN THE ANNUAL MEETING TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL VOTES. | | Management | | Against | | For | | None | |
EXTREME NETWORKS, INC.
Security | 30226D106 | Meeting Type | Annual |
| | | |
Ticker Symbol | EXTR | Meeting Date | 20-Nov-2013 |
| | | |
ISIN | US30226D1063 | Agenda | 933885696 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | EDWARD B. MEYERCORD III | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOHN H. KISPERT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | CHARLES W. BERGER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | CHARLES CARINALLI | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | MAURY AUSTIN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | JOHN C. SHOEMAKER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | EDWARD H. KENNEDY | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS EXTREME NETWORKS, INC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | TO APPROVE THE ADOPTION OF THE EXTREME NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | None | |
LORAL SPACE & COMMUNICATIONS INC.
Security | 543881106 | Meeting Type | Annual |
| | | |
Ticker Symbol | LORL | Meeting Date | 09-Dec-2013 |
| | | |
ISIN | US5438811060 | Agenda | 933893996 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | ARTHUR L. SIMON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOHN P. STENBIT | | | | For | | For | | None | |
2. | | ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | ACTING UPON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY’S PROXY STATEMENT. | | Management | | For | | For | | None | |
ASCENA RETAIL GROUP, INC.
Security | 04351G101 | Meeting Type | Annual |
| | | |
Ticker Symbol | ASNA | Meeting Date | 12-Dec-2013 |
| | | |
ISIN | US04351G1013 | Agenda | 933893439 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | ELLIOT S. JAFFE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | MICHAEL W. RAYDEN | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS DURING FISCAL 2013. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S EXECUTIVE 162(M) BONUS PLAN AND TO RE- APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS THEREUNDER. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY 26, 2014. | | Management | | For | | For | | None | |
METROCORP BANCSHARES, INC.
Security | 591650106 | Meeting Type | Special |
| | | |
Ticker Symbol | MCBI | Meeting Date | 16-Dec-2013 |
| | | |
ISIN | US5916501068 | Agenda | 933898643 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2013, BY AND BETWEEN EAST WEST BANCORP, INC. AND METROCORP. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF METROCORP IN CONNECTION WITH THE MERGER. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE METROCORP SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE METROCORP MERGER PROPOSAL. | | Management | | For | | For | | None | |
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Security | L0175J104 | Meeting Type | Special |
| | | |
Ticker Symbol | ASPS | Meeting Date | 28-Feb-2014 |
| | | |
ISIN | LU0445408270 | Agenda | 933923713 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | PROPOSAL TO APPROVE A SHARE REPURCHASE PROGRAM WHEREBY ALTISOURCE PORTFOLIO SOLUTIONS S.A. MAY REPURCHASE OUTSTANDING SHARES OF ITS COMMON STOCK WITHIN CERTAIN LIMITS. | | Management | | For | | For | | None | |
BANK MUTUAL CORPORATION
Security | 063750103 | Meeting Type | Annual |
| | | |
Ticker Symbol | BKMU | Meeting Date | 05-May-2014 |
| | | |
ISIN | US0637501034 | Agenda | 933937748 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | DAVID A. BAUMGARTEN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | DAVID C. BOERKE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | LISA A. MAUER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | ROBERT B. OLSON | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN “COMPENSATION DISCUSSION AND ANALYSIS” AND “EXECUTIVE COMPENSATION” IN THE PROXY STATEMENT. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | APPROVAL OF THE BANK MUTUAL CORPORATION 2014 INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | None | |
NATIONAL BANK HOLDINGS CORP
Security | 633707104 | Meeting Type | Annual |
| | | |
Ticker Symbol | NBHC | Meeting Date | 07-May-2014 |
| | | |
ISIN | US6337071046 | Agenda | 933961131 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | FRANK V. CAHOUET | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | RALPH W. CLERMONT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | ROBERT E. DEAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | LAWRENCE K. FISH | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | G. TIMOTHY LANEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | MICHO F. SPRING | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | BURNEY S. WARREN, III | | | | For | | For | | None | |
| | | | | | | | | | | |
2 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS NATIONAL BANK HOLDINGS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | TO APPROVE THE NATIONAL BANK HOLDINGS CORPORATION 2014 OMNIBUS INCENTIVE PLAN, ATTACHED TO THE PROXY STATEMENT AS ANNEX A. | | Management | | For | | For | | None | |
AMERICAN INTERNATIONAL GROUP, INC.
Security | 026874784 | Meeting Type | Annual |
| | | |
Ticker Symbol | AIG | Meeting Date | 12-May-2014 |
| | | |
ISIN | US0268747849 | Agenda | 933956217 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | | Management | | For | | For | | None | |
1B. | | ELECTION OF DIRECTOR: W. DON CORNWELL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | ELECTION OF DIRECTOR: PETER R. FISHER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | ELECTION OF DIRECTOR: ARTHUR C.MARTINEZ | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | ELECTION OF DIRECTOR: HENRY S. MILLER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | ELECTION OF DIRECTOR: ROBERT S. MILLER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1K. | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1L. | | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1M. | | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1N. | | ELECTION OF DIRECTOR: THERESA M. STONE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG’S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG’S TAX ATTRIBUTES. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | | For | | For | | None | |
THE HOWARD HUGHES CORPORATION
Security | 44267D107 | Meeting Type | Annual |
| | | |
Ticker Symbol | HHC | Meeting Date | 14-May-2014 |
| | | |
ISIN | US44267D1072 | Agenda | 933956041 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A | | ELECTION OF DIRECTOR: WILLIAM ACKMAN | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B | | ELECTION OF DIRECTOR: ADAM FLATTO | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C | | ELECTION OF DIRECTOR: JEFFREY FURBER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D | | ELECTION OF DIRECTOR: GARY KROW | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E | | ELECTION OF DIRECTOR: ALLEN MODEL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F | | ELECTION OF DIRECTOR: R. SCOT SELLERS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G | | ELECTION OF DIRECTOR: STEVEN SHEPSMAN | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H | | ELECTION OF DIRECTOR: BURTON M. TANSKY | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I | | ELECTION OF DIRECTOR: MARY ANN TIGHE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J | | ELECTION OF DIRECTOR: DAVID R. WEINREB | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2 | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
SELECT COMFORT CORPORATION
Security | 81616X103 | Meeting Type | Annual |
| | | |
Ticker Symbol | SCSS | Meeting Date | 14-May-2014 |
| | | |
ISIN | US81616X1037 | Agenda | 933960254 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1.1 | | ELECTION OF DIRECTOR: KATHLEEN L. NEDOROSTEK | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.2 | | ELECTION OF DIRECTOR: MICHAEL A. PEEL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.3 | | ELECTION OF DIRECTOR: JEAN-MICHELVALETTE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | ADVISORY VOTE ON THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 3, 2015. | | Management | | For | | For | | None | |
GENWORTH FINANCIAL, INC.
Security | 37247D106 | Meeting Type | Annual |
| | | |
Ticker Symbol | GNW | Meeting Date | 15-May-2014 |
| | | |
ISIN | US37247D1063 | Agenda | 933970849 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | ELECTION OF DIRECTOR: WILLIAM H. BOLINDER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | ELECTION OF DIRECTOR: G. KENT CONRAD | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | ELECTION OF DIRECTOR: MELINA E. HIGGINS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | ELECTION OF DIRECTOR: NANCY J. KARCH | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | ELECTION OF DIRECTOR: DAVID M. MOFFETT | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | ELECTION OF DIRECTOR: JAMES A. PARKE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | ELECTION OF DIRECTOR: JAMES S. RIEPE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | | Shareholder | | Against | | For | | None | |
VIEWPOINT FINANCIAL GROUP INC
Security | 92672A101 | Meeting Type | Annual |
| | | |
Ticker Symbol | VPFG | Meeting Date | 19-May-2014 |
| | | |
ISIN | US92672A1016 | Agenda | 933982832 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JAMES BRIAN MCCALL | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | KAREN H. O’SHEA | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | SHAREHOLDER ADVISORY VOTE AS TO THE COMPENSATION OF VIEWPOINT FINANCIAL GROUP, INC.’S EXECUTIVES. | | Management | | For | | For | | None | |
3. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Security | L0175J104 | Meeting Type | Annual |
| | | |
Ticker Symbol | ASPS | Meeting Date | 21-May-2014 |
| | | |
ISIN | LU0445408270 | Agenda | 933973035 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | WILLIAM C. ERBEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | WILLIAM B. SHEPRO | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | W. MICHAEL LINN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | ROLAND MULLER-INEICHEN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | TIMO VATTO | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | PROPOSAL TO APPROVE THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP TO BE OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 AND DELOITTE AUDIT S.A R.L. TO BE OUR CERTIFIED AUDITOR FOR ALL STATUTORY ACCOUNTS AS REQUIRED BY LUXEMBOURG LAW FOR THE SAME PERIOD | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | PROPOSAL TO APPROVE ANNUAL ACCOUNTS PREPARED IN ACCORDANCE WITH LUXEMBOURG GAAP FOR YEAR ENDED DECEMBER 31, 2013 (THE LUXEMBOURG ANNUAL ACCOUNTS) AND CONSOLIDATED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH US GAAP INCLUDING A FOOTNOTE RECONCILIATION OF EQUITY AND NET INCOME TO IFRS FOR YEAR ENDED DECEMBER 31, 2013 (TOGETHER, THE LUXEMBOURG STATUTORY ACCOUNTS) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | PROPOSAL TO RECEIVE AND APPROVE THE DIRECTORS’ REPORTS FOR THE LUXEMBOURG STATUTORY ACCOUNTS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | PROPOSAL TO ALLOCATE THE RESULTS IN THE LUXEMBOURG ANNUAL ACCOUNTS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
6. | | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF ALTISOURCE’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | | Management | | For | | For | | None | |
| | | | | | | | | | | |
7. | | PROPOSAL TO APPROVE THE COMPENSATION FOR THE CHAIRPERSON OF OUR COMPLIANCE COMMITTEE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
8. | | PROPOSAL TO DISCHARGE EACH OF THE CURRENT AND PAST DIRECTORS OF ALTISOURCE PORTFOLIO SOLUTIONS S.A. FOR THE PERFORMANCE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2013 | | Management | | For | | For | | None | |
PACIFIC MERCANTILE BANCORP |
Security | 694552100 | Meeting Type | Annual |
| | | |
Ticker Symbol | PMBC | Meeting Date | 21-May-2014 |
| | | |
ISIN | US6945521002 | Agenda | 933988048 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | STEVEN K. BUSTER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | EDWARD J. CARPENTER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | JOHN W. CLARK | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | WARREN T. FINLEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | JOHN D. FLEMMING | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | HOWARD N. GOULD | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | MICHAEL P. HOOPIS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | ANDREW M. PHILLIPS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | DANIEL A. STRAUSS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 10 | JOHN THOMAS M.D. | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 11 | STEPHEN P. YOST | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO APPROVE, BY A NON-BINDING ADVISORYVOTE, THE COMPENSATION OF OUR NAMEDEXECUTIVE OFFICERS, AS DESCRIBED INTHE PROXY STATEMENT. | | Management | | For | | For | | None | |
OCEAN SHORE HOLDING CO.
Security | 67501R103 | Meeting Type | Annual |
| | | |
Ticker Symbol | OSHC | Meeting Date | 21-May-2014 |
| | | |
ISIN | US67501R1032 | Agenda | 933989759 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | CHRISTOPHER J. FORD | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOHN L. VAN DUYNE, JR. | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | D.F. MCCROSSON, ESQ. | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF OCEAN SHORE HOLDING CO. FOR THE YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
FOX CHASE BANCORP, INC.
Security | 35137T108 | Meeting Type | Annual |
| | | |
Ticker Symbol | FXCB | Meeting Date | 22-May-2014 |
| | | |
ISIN | US35137T1088 | Agenda | 933967830 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | TODD S. BENNING | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | THOMAS M. PETRO | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FOX CHASE BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | None | |
Security | 426927109 | Meeting Type | Annual |
| | | |
Ticker Symbol | HTBK | Meeting Date | 22-May-2014 |
| | | |
ISIN | US4269271098 | Agenda | 933983567 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | FRANK G. BISCEGLIA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JACK W. CONNER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | JOHN M. EGGEMEYER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | CELESTE V. FORD | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | STEVEN L. HALLGRIMSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | WALTER T. KACZMAREK | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | ROBERT T. MOLES | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | HUMPHREY P. POLANEN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | LAURA RODEN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 10 | C.J. TOENISKOETTER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 11 | RANSON W. WEBSTER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 12 | W. KIRK WYCOFF | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | RATIFICATION OF SELECTION OFINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM FOR THE YEAR ENDINGDECEMBER 31, 2014. | | Management | | For | | For | | None | |
SKECHERS U.S.A., INC.
Security | 830566105 | Meeting Type | Annual |
| | | |
Ticker Symbol | SKX | Meeting Date | 22-May-2014 |
| | | |
ISIN | US8305661055 | Agenda | 934001556 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | GEYER KOSINSKI | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | RICHARD RAPPAPORT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | RICHARD SISKIND | | | | For | | For | | None | |
| | | | | | | | | | | |
2 | | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF BOARD OF DIRECTORS. | | Shareholder | | Against | | For | | None | |
NVIDIA CORPORATION
Security | 67066G104 | Meeting Type | Annual |
| | | |
Ticker Symbol | NVDA | Meeting Date | 23-May-2014 |
| | | |
ISIN | US67066G1040 | Agenda | 933970217 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | ELECTION OF DIRECTOR: ROBERT K. BURGESS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | ELECTION OF DIRECTOR: TENCH COXE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | ELECTION OF DIRECTOR: JAMES C. GAITHER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | ELECTION OF DIRECTOR: JEN-HSUN HUANG | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: DAWN HUDSON | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | ELECTION OF DIRECTOR: HARVEY C. JONES | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | ELECTION OF DIRECTOR: WILLIAM J. MILLER | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: MARK L. PERRY | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | ELECTION OF DIRECTOR: MARK A. STEVENS | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | TO APPROVE OUR EXECUTIVE COMPENSATION. | | Management | | For | | For | | None | |
3. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2012 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | None | |
URBAN OUTFITTERS, INC.
Security | 917047102 | Meeting Type | Annual |
| | | |
Ticker Symbol | URBN | Meeting Date | 27-May-2014 |
| | | |
ISIN | US9170471026 | Agenda | 933956192 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1.1 | | ELECTION OF DIRECTOR: EDWARD N. ANTOIAN | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.2 | | ELECTION OF DIRECTOR: SCOTT A. BELAIR | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.3 | | ELECTION OF DIRECTOR: MARGARET A. HAYNE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.4 | | ELECTION OF DIRECTOR: JOEL S. LAWSONIII | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.5 | | ELECTION OF DIRECTOR: ROBERT H. STROUSE | | Management | | For | | For | | None | |
| | | | | | | | | | | |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
03 | | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
04 | | SHAREHOLDER PROPOSAL REGARDING BOARD NOMINEE REQUIREMENTS. | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
05 | | SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS REPORT. | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
06 | | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | | Shareholder | | Against | | For | | None | |
OMNIAMERICAN BANCORP INC
Security | 68216R107 | Meeting Type | Annual |
| | | |
Ticker Symbol | OABC | Meeting Date | 27-May-2014 |
| | | |
ISIN | US68216R1077 | Agenda | 933989761 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | TIM CARTER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | NORMAN G. CARROLL | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | PATRICK D. CONLEY | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO CONSIDER A NON-BINDING RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
URS CORPORATION
Security | 903236107 | Meeting Type | Annual |
| | | |
Ticker Symbol | URS | Meeting Date | 29-May-2014 |
| | | |
ISIN | US9032361076 | Agenda | 933990360 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A | | ELECTION OF DIRECTOR: DIANE C. CREEL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B | | ELECTION OF DIRECTOR: MICKEY P. FORET | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C | | ELECTION OF DIRECTOR: WILLIAM H. FRIST | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D | | ELECTION OF DIRECTOR: LYDIA H. KENNARD | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E | | ELECTION OF DIRECTOR: MARTIN M. KOFFEL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F | | ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G | | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H | | ELECTION OF DIRECTOR: JOHN D. ROACH | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I | | ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J | | ELECTION OF DIRECTOR: DAVID N. SIEGEL | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1K | | ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1L | | ELECTION OF DIRECTOR: V. PAUL UNRUH | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2 | | TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
TECH DATA CORPORATION
Security | 878237106 | Meeting Type | Annual |
| | | |
Ticker Symbol | TECD | Meeting Date | 04-Jun-2014 |
| | | |
ISIN | US8782371061 | Agenda | 933990067 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | TO APPROVE AN AMENDMENT TO TECH DATA CORPORATION’S ARTICLES OF INCORPORATION TO DECLASSIFY ITS BOARD OF DIRECTORS. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2A. | | ELECTION OF CLASS I DIRECTOR: CHARLES E. ADAIR (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2016 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2B. | | ELECTION OF CLASS I DIRECTOR: HARRY J. HARCZAK, JR. (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2016 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2C. | | ELECTION OF CLASS I DIRECTOR: PATRICK G. SAYER (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2016 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2D. | | ELECTION OF CLASS III DIRECTOR: ROBERT M. DUTKOWSKY (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2017 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2E. | | ELECTION OF CLASS III DIRECTOR: JEFFERY P. HOWELLS (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2017 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2F. | | ELECTION OF CLASS III DIRECTOR: SAVIO W. TUNG (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2017 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2G. | | ELECTION OF CLASS III DIRECTOR: DAVID M. UPTON (FOR ANNUAL TERMS IF PROPOSAL 1 IS APPROVED OR UNTIL 2017 IF NOT APPROVED) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | | Management | | For | | For | | None | |
4. | | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION FOR FISCAL 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES APPLICABLE TO PERFORMANCE-BASED AWARDS UNDER THE 2009 EQUITY INCENTIVE PLAN OF TECH DATA CORPORATION. | | Management | | For | | For | | None | |
THE CHILDREN’S PLACE RETAIL STORES, INC. |
Security | 168905107 | Meeting Type | Annual |
| | | |
Ticker Symbol | PLCE | Meeting Date | 04-Jun-2014 |
| | | |
ISIN | US1689051076 | Agenda | 933995839 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1.1 | | ELECTION OF CLASS II DIRECTOR: JOSEPH ALUTTO | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.2 | | ELECTION OF CLASS II DIRECTOR: JOSEPH GROMEK | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1.3 | | ELECTION OF CLASS II DIRECTOR: SUSAN SOBBOTT | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN’S PLACE RETAIL STORES, INC. FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE,EXECUTIVE COMPENSATION AS DESCRIBEDIN THE PROXY STATEMENT. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | TO APPROVE AN AMENDMENT TO THE CHILDREN’S PLACE RETAIL STORES, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE CHILDREN’S PLACE RETAIL STORES, INC. TO PERMIT STOCKHOLDERS TO REMOVE DIRECTORS WITH OR WITHOUT CAUSE, AND RELATED MATTERS. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
6. | | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE CHILDREN’S PLACE RETAIL STORES, INC. TO CHANGE OUR NAME TO “THE CHILDREN’S PLACE, INC.” | | Management | | For | | For | | None | |
CAPITAL BANK FINANCIAL CORP. |
Security | 139794101 | Meeting Type | Annual |
| | | |
Ticker Symbol | CBF | Meeting Date | 05-Jun-2014 |
| | | |
ISIN | US1397941014 | Agenda | 933994091 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | MARTHA M. BACHMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | RICHARD M. DEMARTINI | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | PETER N. FOSS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | WILLIAM A. HODGES | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | OSCAR A. KELLER III | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | JEFFREY E. KIRT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | MARC D. OKEN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | R. EUGENE TAYLOR | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | WILLIAM G. WARD, SR. | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
3. | | ADOPT A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE PROXY STATEMENT. | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
PERRY ELLIS INTERNATIONAL, INC. |
Security | 288853104 | Meeting Type | Annual |
| | | |
Ticker Symbol | PERY | Meeting Date | 05-Jun-2014 |
| | | |
ISIN | US2888531041 | Agenda | 934014135 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | ALEXANDRA WILSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | J. DAVID SCHEINER | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | NON-BINDING SAY-ON-PAY VOTE. TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | | Management | | For | | For | | None | |
Security | 227046109 | Meeting Type | Annual |
| | | |
Ticker Symbol | CROX | Meeting Date | 10-Jun-2014 |
| | | |
ISIN | US2270461096 | Agenda | 933997148 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | PRAKASH A. MELWANI | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | THOMAS J. SMACH | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
GAMESTOP CORP.
Security | 36467W109 | Meeting Type | Annual |
| | | |
Ticker Symbol | GME | Meeting Date | 24-Jun-2014 |
| | | |
ISIN | US36467W1099 | Agenda | 934015175 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1.1 | | RE-ELECTION OF DIRECTOR: THOMAS N. KELLY JR. | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1.2 | | RE-ELECTION OF DIRECTOR: GERALD R. SZCZEPANSKI | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1.3 | | RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
3. | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014 | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
COMVERSE, INC.
Security | 20585P105 | Meeting Type | Annual |
| | | |
Ticker Symbol | CNSI | Meeting Date | 25-Jun-2014 |
| | | |
ISIN | US20585P1057 | Agenda | 934013640 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | ELECTION OF DIRECTOR: SUSAN D. BOWICK | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1B. | | ELECTION OF DIRECTOR: JAMES BUDGE | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1C. | | ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1D. | | ELECTION OF DIRECTOR: DORON INBAR | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: NEIL MONTEFIORE | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1F. | | ELECTION OF DIRECTOR: HENRY R. NOTHHAFT | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1G. | | ELECTION OF DIRECTOR: PHILIPPE TARTAVULL | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: MARK C. TERRELL | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS COMVERSE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | | Management | | For | | For | | None | |
Security | 18948M108 | Meeting Type | Annual |
| | | |
Ticker Symbol | MYCC | Meeting Date | 25-Jun-2014 |
| | | |
ISIN | US18948M1080 | Agenda | 934021205 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | MARTIN J. NEWBURGER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | STEVEN S. SIEGEL | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | BRYAN J. TRAFICANTI | | | | For | | For | | None | |
| | | | | | | | | | | |
2. | | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | TO DETERMINE, IN A NON-BINDING ADVISORY VOTE, WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | | Management | | 1 Year | | For | | None | |
| | | | | | | | | | | |
4. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | | For | | For | | None | |
Security | 88677Q109 | Meeting Type | Annual |
| | | |
Ticker Symbol | TTS | Meeting Date | 22-Jul-2014 |
| | | |
ISIN | US88677Q1094 | Agenda | 934041764 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1 | | DIRECTOR | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | PETER H. KAMIN | | | | Withheld | | Against | | None | |
| | | | | | | | | | | | |
| | 2 | TODD KRASNOW | | | | Withheld | | Against | | None | |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | | Management | | For | | For | | None | |
| | | | | | | | | | | | |
3 | | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | Against | | Against | | None | |
| | | | | | | | | | | | |
REGISTRANT NAME: COURAGE CAPITAL MANAGEMENT, LLC (Sub-advisor to the S1 Fund)
Issuer of Portfolio Security | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Summary of Matter Voted On | | Who Proposed
Matter: Issuer /
Shareholder | | Whether Fund
Cast Vote on
Matter | | Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors | | Whether Vote
Was For or
Against
Management | |
Angiotech Pharmaceuticals | | ANP | | 34918201 | | 6/23/2014 | | Matters to be voted upon were 1) appointment of auditors; and 2) election of all nominees. | | Issuer | | Did Not Vote | | Did Not Vote | | Did Not Vote | |
*Complete for each series of the Registrant, as applicable.
Vote Summary Report
Reporting Period: 07/01/2013 to 06/30/2014
Location(s): Maerisland Capital
Institution Account(s): RBB S1 - Maerisland
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 2 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 3 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 4 | | Re-elect Andy Halford as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 5 | | Re-elect Stephen Pusey as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 6 | | Re-elect Renee James as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 7 | | Re-elect Alan Jebson as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 8 | | Re-elect Samuel Jonah as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 9 | | Elect Omid Kordestani as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 10 | | Re-elect Nick Land as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 11 | | Re-elect Anne Lauvergeon as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 12 | | Re-elect Luc Vandevelde as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 13 | | Re-elect Anthony Watson as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 14 | | Re-elect Philip Yea as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 15 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 16 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 17 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 18 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 22 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 07/19/2013 | | 201,300 | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | | | Meeting for ADR Holders | | Mgmt | | | | | | |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 2 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 3 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 4 | | Re-elect Andy Halford as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 5 | | Re-elect Stephen Pusey as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 6 | | Re-elect Renee James as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 7 | | Re-elect Alan Jebson as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 8 | | Re-elect Samuel Jonah as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 9 | | Elect Omid Kordestani as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 10 | | Re-elect Nick Land as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 11 | | Re-elect Anne Lauvergeon as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 12 | | Re-elect Luc Vandevelde as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 13 | | Re-elect Anthony Watson as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 14 | | Re-elect Philip Yea as Director | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 15 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 16 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 17 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 18 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 22 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 07/23/2013 | | United Kingdom | | G93882135 | | Annual | | 06/03/2013 | | 36,000 | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 3 | | Re-elect Wayne Edmunds as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 4 | | Re-elect Bay Green as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 5 | | Re-elect Victoria Hull as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 6 | | Re-elect Paul Lester as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 7 | | Re-elect Deena Mattar as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 8 | | Re-elect Michael Parker as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 9 | | Re-elect Dr Martin Read as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 10 | | Re-elect Sir Nigel Rudd as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 11 | | Re-elect David Thomas as Director | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 12 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 13 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 14 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Invensys plc | | ISYS | | 07/25/2013 | | United Kingdom | | G49133203 | | Annual | | 07/23/2013 | | 120,000 | | 18 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Loral Space & Communications Inc. | | LORL | | 12/09/2013 | | USA | | 543881106 | | Annual | | 10/28/2013 | | 12,000 | | 1.1 | | Elect Director Arthur L. Simon | | Mgmt | | For | | Withhold | | Withhold |
Loral Space & Communications Inc. | | LORL | | 12/09/2013 | | USA | | 543881106 | | Annual | | 10/28/2013 | | 12,000 | | 1.2 | | Elect Director John P. Stenbit | | Mgmt | | For | | Withhold | | Withhold |
Loral Space & Communications Inc. | | LORL | | 12/09/2013 | | USA | | 543881106 | | Annual | | 10/28/2013 | | 12,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Loral Space & Communications Inc. | | LORL | | 12/09/2013 | | USA | | 543881106 | | Annual | | 10/28/2013 | | 12,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Against | | Against |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 1.1 | | Elect Director Mark S. Ain | | Mgmt | | For | | For | | For |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 1.2 | | Elect Director David G. Tacelli | | Mgmt | | For | | For | | For |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 1.3 | | Elect Director Jorge L. Titinger | | Mgmt | | For | | For | | For |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
LTX-Credence Corporation | | LTXC | | 12/10/2013 | | USA | | 502403207 | | Annual | | 10/15/2013 | | 161,000 | | 4 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | | | Meeting for Class A Subordinate Voting and Class B Voting Shareholders | | Mgmt | | | | | | |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1a | | Elect Director Dara Altman | | Mgmt | | For | | Withhold | | Withhold |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1b | | Elect Director John Bitove | | Mgmt | | For | | Withhold | | Withhold |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1c | | Elect Director Timothy Casgrain | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1d | | Elect Director David Coriat | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1e | | Elect Director Philip Evershed | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1f | | Elect Director David Frear | | Mgmt | | For | | Withhold | | Withhold |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1g | | Elect Director Guy Johnson | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1h | | Elect Director Christine Magee | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 1i | | Elect Director Anthony Viner | | Mgmt | | For | | For | | For |
Sirius XM Canada Holdings Inc. | | XSR | | 01/15/2014 | | Canada | | 82967W108 | | Annual | | 12/09/2013 | | 170,000 | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Special | | 01/26/2014 | | 160,000 | | 1 | | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Special | | 01/26/2014 | | 160,000 | | 2 | | Approve Matters Relating to the Return of Value to Shareholders | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Special | | 01/26/2014 | | 160,000 | | 3 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Special | | 01/26/2014 | | 160,000 | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Court | | 01/26/2014 | | 160,000 | | | | Court Meeting | | Mgmt | | | | | | |
Vodafone Group plc | | VOD | | 01/28/2014 | | United Kingdom | | G93882135 | | Court | | 01/26/2014 | | 160,000 | | 1 | | Approve Scheme of Arrangement | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1a | | Elect Director John Tyson | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1b | | Elect Director Kathleen M. Bader | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1c | | Elect Director Gaurdie E. Banister, Jr. | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1d | | Elect Director Jim Kever | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1e | | Elect Director Kevin M. McNamara | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1f | | Elect Director Brad T. Sauer | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1g | | Elect Director Robert Thurber | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1h | | Elect Director Barbara A. Tyson | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 1i | | Elect Director Albert C. Zapanta | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Tyson Foods, Inc. | | TSN | | 01/31/2014 | | USA | | 902494103 | | Annual | | 12/02/2013 | | 27,000 | | 4 | | Report on the Risks Associated with Use of Gestation Crates in Supply | | SH | | Against | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1a | | Elect Director Elizabeth S. Acton | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1b | | Elect Director Laurent Alpert | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1c | | Elect Director Brian C. Beazer | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1d | | Elect Director Peter G. Leemputte | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1e | | Elect Director Allan P. Merrill | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1f | | Elect Director Norma A. Provencio | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1g | | Elect Director Larry T. Solari | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 1h | | Elect Director Stephen P. Zelnak, Jr. | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Beazer Homes USA, Inc. | | BZH | | 02/06/2014 | | USA | | 07556Q881 | | Annual | | 12/13/2013 | | 25,300 | | 4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 1.1 | | Elect Director Richard R. Cole | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 1.2 | | Elect Director Nancy S. Donovan | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 1.3 | | Elect Director Leonard J. Elmore | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 4 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
Lee Enterprises, Incorporated | | LEE | | 02/19/2014 | | USA | | 523768109 | | Annual | | 12/27/2013 | | 160,000 | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 14 | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 2 | | Amend Articles To Change Location of Head Office | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.1 | | Elect Director Calin Dragan | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.2 | | Elect Director Michael Coombs | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.3 | | Elect Director Dan Nistor | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.4 | | Elect Director Akachi, Fumio | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.5 | | Elect Director Kawamoto, Naruhiko | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.6 | | Elect Director Ito, Masaki | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.7 | | Elect Director Irial Finan | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.8 | | Elect Director Daniel Sayre | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.9 | | Elect Director Inagaki, Haruhiko | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.10 | | Elect Director Takanashi, Keiji | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 3.11 | | Elect Director Yoshioka, Hiroshi | | Mgmt | | For | | For | | For |
Coca-Cola East Japan Co Ltd | | 2580 | | 03/28/2014 | | Japan | | J0814J104 | | Annual | | 12/31/2013 | | 29,400 | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Deep Discount Stock Option Plan | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 1.1 | | Elect Director Peter C. Georgiopoulos | | Mgmt | | For | | Withhold | | Withhold |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 1.2 | | Elect Director Basil G. Mavroleon | | Mgmt | | For | | Withhold | | Withhold |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Against | | Against |
Baltic Trading Limited | | BALT | | 04/09/2014 | | Marshall Isl | | Y0553W103 | | Annual | | 02/26/2014 | | 161,400 | | 5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | One Year | | One Year |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.1 | | Elect Director Shellye L. Archambeau | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.2 | | Elect Director Richard L. Carrion | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.3 | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.4 | | Elect Director M. Frances Keeth | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.5 | | Elect Director Robert W. Lane | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.6 | | Elect Director Lowell C. McAdam | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.7 | | Elect Director Donald T. Nicolaisen | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.8 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.9 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.10 | | Elect Director Kathryn A. Tesija | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 1.11 | | Elect Director Gregory D. Wasson | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 4 | | Provide Proxy Access Right | | Mgmt | | For | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 5 | | Report on Net Neutrality | | SH | | Against | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 6 | | Report on Lobbying Payments and Policy | | SH | | Against | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | SH | | Against | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | SH | | Against | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 9 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Verizon Communications Inc. | | VZ | | 05/01/2014 | | USA | | 92343V104 | | Annual | | 03/03/2014 | | 84 | | 10 | | Approve Proxy Voting Authority | | SH | | Against | | Against | | Against |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 5 | | Elect John Moloney as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6a | | Re-elect Liam O’Mahony as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6b | | Re-elect Gary McGann as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6c | | Re-elect Anthony Smurfit as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6d | | Re-elect Ian Curley as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6e | | Re-elect Frits Beurskens as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6f | | Re-elect Christel Bories as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6g | | Re-elect Thomas Brodin as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6h | | Re-elect Irial Finan as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6i | | Re-elect Samuel Mencoff as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6j | | Re-elect Roberto Newell as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6k | | Re-elect Nicanor Restrepo as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6l | | Re-elect Paul Stecko as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 6m | | Re-elect Rosemary Thorne as Director | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 7 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 8 | | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 9 | | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 10 | | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Smurfit Kappa Group plc | | SK3 | | 05/02/2014 | | Ireland | | G8248F104 | | Annual | | 04/30/2014 | | 17,900 | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.1 | | Elect Director W. Lance Conn | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.2 | | Elect Director Michael P. Huseby | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.3 | | Elect Director Craig A. Jacobson | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.4 | | Elect Director Gregory B. Maffei | | Mgmt | | For | | Withhold | | Withhold |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.5 | | Elect Director John C. Malone | | Mgmt | | For | | Withhold | | Withhold |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.6 | | Elect Director John D. Markley, Jr. | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.7 | | Elect Director David C. Merritt | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.8 | | Elect Director Balan Nair | | Mgmt | | For | | Withhold | | Withhold |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.9 | | Elect Director Thomas M. Rutledge | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 1.10 | | Elect Director Eric L. Zinterhofer | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Charter Communications, Inc. | | CHTR | | 05/06/2014 | | USA | | 16117M305 | | Annual | | 03/07/2014 | | 12,200 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.1 | | Elect Director Jenne K. Britell | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.2 | | Elect Director Jose B. Alvarez | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.3 | | Elect Director Bobby J. Griffin | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.4 | | Elect Director Michael J. Kneeland | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.5 | | Elect Director Pierre E. Leroy | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.6 | | Elect Director Singleton B. McAllister | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.7 | | Elect Director Brian D. McAuley | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.8 | | Elect Director John S. McKinney | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.9 | | Elect Director James H. Ozanne | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.10 | | Elect Director Jason D. Papastavrou | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.11 | | Elect Director Filippo Passerini | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.12 | | Elect Director Donald C. Roof | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 1.13 | | Elect Director Keith Wimbush | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 2 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
United Rentals, Inc. | | URI | | 05/07/2014 | | USA | | 911363109 | | Annual | | 03/10/2014 | | 8,674 | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Caesars Acquisition Company | | CACQ | | 05/08/2014 | | USA | | 12768T103 | | Annual | | 03/17/2014 | | 47,000 | | 1.1 | | Elect Director Marc Beilinson | | Mgmt | | For | | For | | For |
Caesars Acquisition Company | | CACQ | | 05/08/2014 | | USA | | 12768T103 | | Annual | | 03/17/2014 | | 47,000 | | 1.2 | | Elect Director Philip Erlanger | | Mgmt | | For | | For | | For |
Caesars Acquisition Company | | CACQ | | 05/08/2014 | | USA | | 12768T103 | | Annual | | 03/17/2014 | | 47,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Caesars Acquisition Company | | CACQ | | 05/08/2014 | | USA | | 12768T103 | | Annual | | 03/17/2014 | | 47,000 | | 3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Caesars Entertainment Corporation | | CZR | | 05/08/2014 | | USA | | 127686103 | | Annual | | 03/17/2014 | | 32,400 | | 1.1 | | Elect Director Kelvin Davis | | Mgmt | | For | | Withhold | | Withhold |
Caesars Entertainment Corporation | | CZR | | 05/08/2014 | | USA | | 127686103 | | Annual | | 03/17/2014 | | 32,400 | | 1.2 | | Elect Director Eric Press | | Mgmt | | For | | Withhold | | Withhold |
Caesars Entertainment Corporation | | CZR | | 05/08/2014 | | USA | | 127686103 | | Annual | | 03/17/2014 | | 32,400 | | 1.3 | | Elect Director David Sambur | | Mgmt | | For | | Withhold | | Withhold |
Caesars Entertainment Corporation | | CZR | | 05/08/2014 | | USA | | 127686103 | | Annual | | 03/17/2014 | | 32,400 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 1.1 | | Elect Director William H. Brooks | | Mgmt | | For | | Withhold | | Withhold |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 1.2 | | Elect Director Matthew R. Michelini | | Mgmt | | For | | Withhold | | Withhold |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 1.3 | | Elect Director Thomas R. Miklich | | Mgmt | | For | | For | | For |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 1.4 | | Elect Director Ronald S. Rolfe | | Mgmt | | For | | For | | For |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
Noranda Aluminum Holding Corporation | | NOR | | 05/09/2014 | | USA | | 65542W107 | | Annual | | 03/24/2014 | | 109,000 | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.1 | | Elect Director Craig M. Nash | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.2 | | Elect Director David Flowers | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.3 | | Elect Director Victoria L. Freed | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.4 | | Elect Director Gary S. Howard | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.5 | | Elect Director Lewis J. Korman | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.6 | | Elect Director Thomas J. Kuhn | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.7 | | Elect Director Thomas J. McInerney | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.8 | | Elect Director Thomas P. Murphy, Jr. | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 1.9 | | Elect Director Avy H. Stein | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Interval Leisure Group, Inc. | | IILG | | 05/12/2014 | | USA | | 46113M108 | | Annual | | 03/21/2014 | | 9,060 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 1.1 | | Elect Director Michael J. Durham | | Mgmt | | For | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 1.2 | | Elect Director Mark P. Frissora | | Mgmt | | For | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 1.3 | | Elect Director Henry C. Wolf | | Mgmt | | For | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 4 | | Approve Reverse Stock Split | | Mgmt | | For | | Against | | Against |
Hertz Global Holdings, Inc. | | HTZ | | 05/14/2014 | | USA | | 42805T105 | | Annual | | 03/21/2014 | | 35,000 | | 5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 1.1 | | Elect Director Steven J. Hilton | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 1.2 | | Elect Director Raymond Oppel | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 1.3 | | Elect Director Richard T. Burke, Sr. | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 1.4 | | Elect Director Dana C. Bradford | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Meritage Homes Corporation | | MTH | | 05/14/2014 | | USA | | 59001A102 | | Annual | | 03/20/2014 | | 10,800 | | 5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
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ID | | Meeting
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USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 1.1 | | Elect Director Matthew Carter Jr. | | Mgmt | | For | | For | | For |
USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 1.2 | | Elect Director Gretchen R. Haggerty | | Mgmt | | For | | For | | For |
USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 1.3 | | Elect Director Richard P. Lavin | | Mgmt | | For | | For | | For |
USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 1.4 | | Elect Director James S. Metcalf | | Mgmt | | For | | For | | For |
USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
USG Corporation | | USG | | 05/14/2014 | | USA | | 903293405 | | Annual | | 03/17/2014 | | 32,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
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ID | | Meeting
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HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 1.1 | | Elect Director Brian A. Bernasek | | Mgmt | | For | | Withhold | | Withhold |
HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 1.2 | | Elect Director Stephen M. Zide | | Mgmt | | For | | Withhold | | Withhold |
HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 1.3 | | Elect Director John W. Alden | | Mgmt | | For | | For | | For |
HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
HD Supply Holdings, Inc. | | HDS | | 05/15/2014 | | USA | | 40416M105 | | Annual | | 03/17/2014 | | 17,000 | | 4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | One Year | | One Year |
Issuer Name | | Ticker | | Meeting
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ID | | Meeting
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Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.1 | | Elect Director Jay L. Geldmacher | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.2 | | Elect Director Peter S. Hellman | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.3 | | Elect Director Anastasia D. Kelly | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.4 | | Elect Director John J. McMackin, Jr. | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.5 | | Elect Director Hari N. Nair | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.6 | | Elect Director Hugh H. Roberts | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.7 | | Elect Director Albert P. L. Stroucken | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.8 | | Elect Director Carol A. Williams | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.9 | | Elect Director Dennis K. Williams | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 1.10 | | Elect Director Thomas L. Young | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Owens-Illinois, Inc. | | OI | | 05/15/2014 | | USA | | 690768403 | | Annual | | 03/20/2014 | | 23,000 | | 4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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ID | | Meeting
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Policy Rec | | Vote
Instruction |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.1 | | Elect Director Gary W. Bagley | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.2 | | Elect Director John M. Engquist | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.3 | | Elect Director Paul N. Arnold | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.4 | | Elect Director Bruce C. Bruckmann | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.5 | | Elect Director Patrick L. Edsell | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.6 | | Elect Director Thomas J. Galligan, III | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.7 | | Elect Director Lawrence C. Karlson | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 1.8 | | Elect Director John T. Sawyer | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
H&E Equipment Services, Inc. | | HEES | | 05/16/2014 | | USA | | 404030108 | | Annual | | 03/20/2014 | | 8,100 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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Xcerra Corp | | XCRA | | 05/16/2014 | | USA | | 98400J108 | | Special | | 03/17/2014 | | 132,170 | | 1 | | Change Company Name to Xcerra Corporation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
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ID | | Meeting
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Instruction |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1a | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1b | | Elect Director Daniel W. Christman | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1c | | Elect Director Edwin J. Gillis | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1d | | Elect Director Timothy E. Guertin | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1e | | Elect Director Mark E. Jagiela | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1f | | Elect Director Paul J. Tufano | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 1g | | Elect Director Roy A. Vallee | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Teradyne, Inc. | | TER | | 05/20/2014 | | USA | | 880770102 | | Annual | | 03/27/2014 | | 24,000 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
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ID | | Meeting
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Policy Rec | | Vote
Instruction |
Globalstar, Inc. | | GSAT | | 05/21/2014 | | USA | | 378973408 | | Annual | | 04/11/2014 | | 76,000 | | 1.1 | | Elect Director John M. R. Kneuer | | Mgmt | | For | | For | | For |
Globalstar, Inc. | | GSAT | | 05/21/2014 | | USA | | 378973408 | | Annual | | 04/11/2014 | | 76,000 | | 1.2 | | Elect Director James F. Lynch | | Mgmt | | For | | Withhold | | Withhold |
Globalstar, Inc. | | GSAT | | 05/21/2014 | | USA | | 378973408 | | Annual | | 04/11/2014 | | 76,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Globalstar, Inc. | | GSAT | | 05/21/2014 | | USA | | 378973408 | | Annual | | 04/11/2014 | | 76,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
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ID | | Meeting
Type | | Record
Date | | Shares
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Policy Rec | | Vote
Instruction |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 1.1 | | Elect Director G. Andrea Botta | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 1.2 | | Elect Director Jeffrey H. Coors | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 1.3 | | Elect Director David W. Scheible | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Graphic Packaging Holding Company | | GPK | | 05/21/2014 | | USA | | 388689101 | | Annual | | 03/24/2014 | | 110,000 | | 4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
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ID | | Meeting
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Instruction |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | | | Ordinary Business | | Mgmt | | | | | | |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 3 | | Elect Brahm Gelfand as a Director | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 4 | | Reelect Jonathan Comerford as a Director | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 5 | | Reelect Steve Shaper as a Director | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 6 | | Ratify KPMG Audit LLC as Auditors | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 7 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | | | Special Business | | Mgmt | | | | | | |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 8 | | Approve Share Repurchase Program | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 9 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | Mgmt | | For | | For | | For |
Optimal Payments plc | | OPAY | | 05/21/2014 | | Isle of Man | | G6770D109 | | Annual | | 05/19/2014 | | 227,000 | | 10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
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ID | | Meeting
Type | | Record
Date | | Shares
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Policy Rec | | Vote
Instruction |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.1 | | Elect Director Douglas K. Ammerman | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.2 | | Elect Director Michael Barr | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.3 | | Elect Director Gary H. Hunt | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.4 | | Elect Director William Lyon | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.5 | | Elect Director William H. Lyon | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.6 | | Elect Director Matthew R. Niemann | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.7 | | Elect Director Nathaniel Redleaf | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 1.8 | | Elect Director Lynn Carlson Schell | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
William Lyon Homes | | WLH | | 05/27/2014 | | USA | | 552074700 | | Annual | | 04/04/2014 | | 27,300 | | 4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
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Policy Rec | | Vote
Instruction |
Verso Paper Corp. | | VRS | | 05/29/2014 | | USA | | 92531L108 | | Annual | | 04/15/2014 | | 16,000 | | 1.1 | | Elect Director Michael E. Ducey | | Mgmt | | For | | For | | For |
Verso Paper Corp. | | VRS | | 05/29/2014 | | USA | | 92531L108 | | Annual | | 04/15/2014 | | 16,000 | | 1.2 | | Elect Director Scott M. Kleinman | | Mgmt | | For | | Withhold | | Withhold |
Verso Paper Corp. | | VRS | | 05/29/2014 | | USA | | 92531L108 | | Annual | | 04/15/2014 | | 16,000 | | 1.3 | | Elect Director David B. Sambur | | Mgmt | | For | | Withhold | | Withhold |
Verso Paper Corp. | | VRS | | 05/29/2014 | | USA | | 92531L108 | | Annual | | 04/15/2014 | | 16,000 | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Verso Paper Corp. | | VRS | | 05/29/2014 | | USA | | 92531L108 | | Annual | | 04/15/2014 | | 16,000 | | 3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Safe Bulkers Inc. | | SB | | 06/02/2014 | | Marshall Isl | | Y7388L103 | | Annual | | 05/02/2014 | | 38,500 | | 1.1 | | Elect Konstantinos Adamopoulos as Director | | Mgmt | | For | | Withhold | | Withhold |
Safe Bulkers Inc. | | SB | | 06/02/2014 | | Marshall Isl | | Y7388L103 | | Annual | | 05/02/2014 | | 38,500 | | 1.2 | | Elect Frank Sica as Director | | Mgmt | | For | | For | | For |
Safe Bulkers Inc. | | SB | | 06/02/2014 | | Marshall Isl | | Y7388L103 | | Annual | | 05/02/2014 | | 38,500 | | 2 | | Ratify Deloitte, Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | | Mgmt | | For | | For | | For |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
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ID | | Meeting
Type | | Record
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Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | | | Annual Meeting | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 1 | | Open Meeting | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 2a | | Approve Publication of Information in English | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 2b | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 4a | | Discuss Remuneration Report | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 4b | | Amend Management Equity Plan to Accelerate the Vesting of Shares | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 4c | | Approve Remuneration of Non-Executive Directors | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 4d | | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | | Mgmt | | For | | Against | | Against |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 5 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 6 | | Announce Allocation of Income | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 7 | | Approve Discharge of Executive Directors | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 8 | | Approve Discharge of Non-Exeucitve Directors | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10a | | Reelect P. Guillemot to Supervisory Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10b | | Reelect W. P. Paschke to Supervisory Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10c | | Elect M. Brandjes to Supervisory Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10d | | Elect L. A. Walker to Supervisory Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10e | | Elect P. F. Hartman to Supervisory Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 10f | | Elect J. Ormerod to Supervisory Board | | Mgmt | | For | | Against | | Against |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 11 | | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 12 | | Approve Cancellation of Preference Shares | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 13a | | Amend Articles Re: Delete References to Preference Shares | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 13b | | Amend Articles Re: Casting Vote for the Chairman of the Board | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 13c | | Authorize Board to Make Distributions From Any Company Reserve | | Mgmt | | For | | For | | For |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 14 | | Allow Questions | | Mgmt | | | | | | |
Constellium NV | | CSTM | | 06/11/2014 | | Netherlands | | N22035104 | | Annual | | 05/14/2014 | | 40,900 | | 15 | | Close Meeting | | Mgmt | | | | | | |
Issuer Name | | Ticker | | Meeting
Date | | Country | | Provider
Security
ID | | Meeting
Type | | Record
Date | | Shares
Voted | | Proposal
Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting
Policy Rec | | Vote
Instruction |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.1 | | Elect Director John Chen | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.2 | | Elect Director Timothy Dattels | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.3 | | Elect Director Claudia Kotchka | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.4 | | Elect Director Richard Lynch | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.5 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 1.6 | | Elect Director Prem Watsa | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 3 | | Approve Advance Notice Policy | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 4 | | Approve Deferred Share Unit Plan | | Mgmt | | For | | For | | For |
BlackBerry Limited | | BB | | 06/19/2014 | | Canada | | 09228F103 | | Annual/Special | | 05/09/2014 | | 11,500 | | 5 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | Against | | Against |
Sonica Capital LLC
Investment Company Report
3M COMPANY
Security | 88579Y101 | Meeting Type | Annual |
| | | |
Ticker Symbol | MMM | Meeting Date | 13-May-2014 |
| | | |
ISIN | US88579Y1010 | Agenda | 933944008 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
ADVANCE AUTO PARTS, INC.
Security | 00751Y106 | Meeting Type | Annual |
| | | |
Ticker Symbol | AAP | Meeting Date | 14-May-2014 |
| | | |
ISIN | US00751Y1064 | Agenda | 933980218 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JOHN F. BERGSTROM | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOHN C. BROUILLARD | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | FIONA P. DIAS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | DARREN R. JACKSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | WILLIAM S. OGLESBY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | J. PAUL RAINES | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | GILBERT T. RAY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | CARLOS A. SALADRIGAS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | O. TEMPLE SLOAN, III | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 10 | JIMMIE L. WADE | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Approve Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
AEROPOSTALE, INC.
Security | 007865108 | Meeting Type | Annual |
| | | |
Ticker Symbol | ARO | Meeting Date | 30-Jun-2014 |
| | | |
ISIN | US0078651082 | Agenda | 934043972 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | RONALD R. BEEGLE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | ROBERT B. CHAVEZ | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | MICHAEL J. CUNNINGHAM | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | EVELYN DILSAVER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | KENNETH B. GILMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | JANET E. GROVE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | JOHN N. HAUGH | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | KARIN HIRTLER-GARVEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | JOHN D. HOWARD | | | | For | | For | | None | |
| | 10 | THOMAS P. JOHNSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 11 | DAVID B. VERMYLEN | | | | For | | For | | None | |
| | | | | | | | | | | |
2 | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | Adopt Omnibus Stock Option Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
APPLE INC.
Security | 037833100 | Meeting Type | Annual |
| | | |
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 |
| | | |
ISIN | US0378331005 | Agenda | 933915564 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | WILLIAM CAMPBELL | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | TIMOTHY COOK | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | MILLARD DREXLER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | AL GORE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | ROBERT IGER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | ANDREA JUNG | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | ARTHUR LEVINSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | RONALD SUGAR | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Adopt Majority Vote for Directors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Approve Charter Amendment | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Approve Par Value Change | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
6. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
7. | | Adopt Stock Option Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
8. | | S/H Proposal - Human Rights Related | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
9. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
10. | | S/H Proposal - Corporate Governance | | Shareholder | | For | | Against | | None | |
| | | | | | | | | | | |
11. | | S/H Proposal - Access To Proxy | | Shareholder | | Against | | For | | None | |
CHIPOTLE MEXICAN GRILL, INC.
Security | 169656105 | Meeting Type | Annual |
| | | |
Ticker Symbol | CMG | Meeting Date | 15-May-2014 |
| | | |
ISIN | US1696561059 | Agenda | 933953780 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JOHN CHARLESWORTH | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | MONTY MORAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | KIMBAL MUSK | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Amend Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Environmental | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
6. | | S/H Proposal - Simple Majority Voting | | Shareholder | | Against | | For | | None | |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual |
| | | |
Ticker Symbol | DHR | Meeting Date | 06-May-2014 |
| | | |
ISIN | US2358511028 | Agenda | 933967513 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | S/H Proposal - Political/Government | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None | |
EBAY INC.
Security | 278642103 | Meeting Type | Annual |
| | | |
Ticker Symbol | EBAY | Meeting Date | 13-May-2014 |
| | | |
ISIN | US2786421030 | Agenda | 933949919 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1 | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | FRED D. ANDERSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | EDWARD W. BARNHOLT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | SCOTT D. COOK | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | JOHN J. DONAHOE | | | | For | | For | | None | |
| | | | | | | | | | | | |
2 | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | Amend Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
6 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
FEDEX CORPORATION
Security | 31428X106 | Meeting Type | Annual |
| | | |
Ticker Symbol | FDX | Meeting Date | 23-Sep-2013 |
| | | |
ISIN | US31428X1063 | Agenda | 933866608 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1K. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Amend Omnibus Stock Option Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
6. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
7. | | S/H Proposal - Report on Executive Compensation | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
8. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
9. | | S/H Proposal - Political/Government | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
10. | | S/H Proposal - Political/Government | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
11. | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For | | None | |
FINISH LINE, INC.
Security | 317923100 | Meeting Type | Annual |
| | | |
Ticker Symbol | FINL | Meeting Date | 18-Jul-2013 |
| | | |
ISIN | US3179231002 | Agenda | 933843345 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | STEPHEN GOLDSMITH | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | CATHERINE A. LANGHAM | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | NORMAN H. GURWITZ | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
GNC HOLDINGS INC.
Security | 36191G107 | Meeting Type | Annual |
| | | |
Ticker Symbol | GNC | Meeting Date | 22-May-2014 |
| | | |
ISIN | US36191G1076 | Agenda | 933961876 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JEFFREY P. BERGER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | ALAN D. FELDMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | JOSEPH M. FORTUNATO | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | MICHAEL F. HINES | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | AMY B. LANE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | PHILIP E. MALLOTT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | ROBERT F. MORAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | C. SCOTT O’HARA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | RICHARD J. WALLACE | | | | For | | For | | None | |
| | | | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | 14A Executive Compensation | | Management | | For | | For | | None | |
J.C. PENNEY COMPANY, INC.
Security | 708160106 | Meeting Type | Annual |
| | | |
Ticker Symbol | JCP | Meeting Date | 16-May-2014 |
| | | |
ISIN | US7081601061 | Agenda | 933954162 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Approve Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Approve Charter Amendment | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | Approve Charter Amendment | | Management | | For | | For | | None | |
| | | | | | | | | | | |
6. | | 14A Executive Compensation | | Management | | For | | For | | None | |
KATE SPADE & COMPANY
Security | 485865109 | Meeting Type | Annual |
| | | |
Ticker Symbol | KATE | Meeting Date | 21-May-2014 |
| | | |
ISIN | US4858651098 | Agenda | 933973263 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Transact Other Business | | Management | | For | | For | | None | |
LINKEDIN CORPORATION
Security | 53578A108 | Meeting Type | Annual |
| | | |
Ticker Symbol | LNKD | Meeting Date | 10-Jun-2014 |
| | | |
ISIN | US53578A1088 | Agenda | 934004932 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | REID HOFFMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | STANLEY J. MERESMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | DAVID SZE | | | | For | | For | | None | |
| | | | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | Approve Stock Compensation Plan | | Management | | For | | For | | None | |
MELCO CROWN ENTERTAINMENT LTD.
Security | 585464100 | Meeting Type | Special |
| | | |
Ticker Symbol | MPEL | Meeting Date | 26-Mar-2014 |
| | | |
ISIN | US5854641009 | Agenda | 933927850 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Approve Allocation of Dividends on Shares Held By Company | | Management | | Abstain | | | | None | |
MELCO CROWN ENTERTAINMENT LTD.
Security | 585464100 | Meeting Type | Annual |
| | | |
Ticker Symbol | MPEL | Meeting Date | 21-May-2014 |
| | | |
ISIN | US5854641009 | Agenda | 933984139 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1) | | Receive Consolidated Financial Statements | | Management | | For | | | | None | |
| | | | | | | | | | | |
2A) | | Election of Directors (Full Slate) | | Management | | For | | | | None | |
| | | | | | | | | | | |
2B) | | Election of Directors (Full Slate) | | Management | | For | | | | None | |
| | | | | | | | | | | |
2C) | | Election of Directors (Full Slate) | | Management | | For | | | | None | |
| | | | | | | | | | | |
2D) | | Election of Directors (Full Slate) | | Management | | For | | | | None | |
| | | | | | | | | | | |
3) | | Approve Remuneration of Directors and Auditors | | Management | | For | | | | None | |
| | | | | | | | | | | |
4) | | Ratify Appointment of Independent Auditors | | Management | | For | | | | None | |
| | | | | | | | | | | |
5) | | Miscellaneous Corporate Actions | | Management | | For | | | | None | |
| | | | | | | | | | | |
6) | | Miscellaneous Corporate Actions | | Management | | For | | | | None | |
| | | | | | | | | | | |
7) | | Miscellaneous Corporate Actions | | Management | | For | | | | None | |
NIELSEN HOLDINGS N.V.
Security | N63218106 | Meeting Type | Annual |
| | | |
Ticker Symbol | NLSN | Meeting Date | 06-May-2014 |
| | | |
ISIN | NL0009538479 | Agenda | 933982692 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Adopt Accounts for Past Year | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Approve Financial Statements, Allocation of Income, and Discharge Directors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
3E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
6. | | Approve Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
7. | | Authorize Directors to Repurchase Shares | | Management | | For | | For | | None | |
| | | | | | | | | | | |
8. | | Approve Company Name Change | | Management | | For | | For | | None | |
| | | | | | | | | | | |
9. | | 14A Executive Compensation | | Management | | For | | For | | None | |
OPENTABLE, INC.
Security | 68372A104 | Meeting Type | Annual |
| | | |
Ticker Symbol | OPEN | Meeting Date | 11-Jun-2014 |
| | | |
ISIN | US68372A1043 | Agenda | 933990663 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | J. WILLIAM GURLEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | DANIEL MEYER | | | | For | | For | | None | |
| | | | | | | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3 | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4 | | Amend Stock Compensation Plan | | Management | | For | | For | | None | |
PITNEY BOWES INC.
Security | 724479100 | Meeting Type | Annual |
| | | |
Ticker Symbol | PBI | Meeting Date | 12-May-2014 |
| | | |
ISIN | US7244791007 | Agenda | 933944034 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Adopt Stock Option Plan | | Management | | For | | For | | None | |
POLARIS INDUSTRIES INC.
Security | 731068102 | Meeting Type | Annual |
| | | |
Ticker Symbol | PII | Meeting Date | 24-Apr-2014 |
| | | |
ISIN | US7310681025 | Agenda | 933930439 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | KEVIN M. FARR | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | GARY E. HENDRICKSON | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | R.M. (MARK) SCHRECK | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | WILLIAM G. VAN DYKE | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Amend Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None | |
QUIKSILVER, INC.
Security | 74838C106 | Meeting Type | Annual |
| | | |
Ticker Symbol | ZQK | Meeting Date | 18-Mar-2014 |
| | | |
ISIN | US74838C1062 | Agenda | 933923535 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | WILLIAM M. BARNUM, JR. | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOSEPH F. BERARDINO | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | MICHAEL A. CLARKE | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | ELIZABETH DOLAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | M. STEVEN LANGMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | ROBERT B. MCKNIGHT, JR. | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | ANDREW P. MOONEY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | ANDREW W. SWEET | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Amend Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
RALPH LAUREN CORP
Security | 751212101 | Meeting Type | Annual |
| | | |
Ticker Symbol | RL | Meeting Date | 08-Aug-2013 |
| | | |
ISIN | US7512121010 | Agenda | 933855756 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | FRANK A. BENNACK, JR. | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | JOEL L. FLEISHMAN | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | HUBERT JOLY | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | STEVEN P. MURPHY | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None | |
REALOGY HOLDINGS CORP.
Security | 75605Y106 | Meeting Type | Annual |
| | | |
Ticker Symbol | RLGY | Meeting Date | 02-May-2014 |
| | | |
ISIN | US75605Y1064 | Agenda | 933941571 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | JESSICA M. BIBLIOWICZ | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | FIONA P. DIAS | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Declassify Board | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Approve Charter Amendment | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
RESTORATION HARDWARE HOLDINGS, INC.
Security | 761283100 | Meeting Type | Annual |
| | | |
Ticker Symbol | RH | Meeting Date | 25-Jun-2014 |
| | | |
ISIN | US7612831005 | Agenda | 934019969 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | KATIE MITIC | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | THOMAS MOTTOLA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | BARRY STERNLICHT | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | 14A Executive Compensation Vote Frequency | | Management | | 3 Years | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
SONY CORPORATION
Security | 835699307 | Meeting Type | Annual |
| | | |
Ticker Symbol | SNE | Meeting Date | 19-Jun-2014 |
| | | |
ISIN | US8356993076 | Agenda | 934037804 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | KAZUO HIRAI | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | KENICHIRO YOSHIDA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | KANEMITSU ANRAKU | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | OSAMU NAGAYAMA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 5 | TAKAAKI NIMURA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 6 | EIKOH HARADA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 7 | JOICHI ITO | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 8 | TIM SCHAAFF | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 9 | KAZUO MATSUNAGA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 10 | KOICHI MIYATA | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 11 | JOHN V. ROOS | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 12 | ERIKO SAKURAI | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Authorize Purchase of Assets | | Management | | For | | For | | None | |
STARBUCKS CORPORATION
Security | 855244109 | Meeting Type | Annual |
| | | |
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2014 |
| | | |
ISIN | US8552441094 | Agenda | 933917619 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1K. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1L. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | S/H Proposal - Political/Government | | Shareholder | | Against | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None | |
STARZ
Security | 85571Q102 | Meeting Type | Annual |
| | | |
Ticker Symbol | STRZA | Meeting Date | 05-Jun-2014 |
| | | |
ISIN | US85571Q1022 | Agenda | 933986210 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | CHRISTOPHER P. ALBRECHT | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | DANIEL E. SANCHEZ | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | ROBERT S. WIESENTHAL | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
THE ESTEE LAUDER COMPANIES INC.
Security | 518439104 | Meeting Type | Annual |
| | | |
Ticker Symbol | EL | Meeting Date | 12-Nov-2013 |
| | | |
ISIN | US5184391044 | Agenda | 933882462 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | Approve Stock Compensation Plan | | Management | | For | | For | | None | |
| | | | | | | | | | | |
5. | | S/H Proposal - Adopt Conservation Policy | | Shareholder | | Against | | For | | None | |
TIME WARNER INC.
Security | 887317303 | Meeting Type | Annual |
| | | |
Ticker Symbol | TWX | Meeting Date | 13-Jun-2014 |
| | | |
ISIN | US8873173038 | Agenda | 933995891 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1J. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1K. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
1L. | | Election of Directors (Majority Voting) | | Management | | For | | For | | None | |
| | | | | | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Against | | For | | None | |
WOLVERINE WORLD WIDE, INC.
Security | 978097103 | Meeting Type | Annual |
| | | |
Ticker Symbol | WWW | Meeting Date | 23-Apr-2014 |
| | | |
ISIN | US9780971035 | Agenda | 933938827 - Management |
Item | | Proposal | | Type | | Vote | | For/Against
Management | | Preferred Provider
Recommendation | |
| | | | | | | | | | | |
1. | | Election of Directors | | Management | | | | | | | |
| | | | | | | | | | | |
| | 1 | WILLIAM K. GERBER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 2 | BLAKE W. KRUEGER | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 3 | NICHOLAS T. LONG | | | | For | | For | | None | |
| | | | | | | | | | | | |
| | 4 | MICHAEL A. VOLKEMA | | | | For | | For | | None | |
| | | | | | | | | | | | |
2. | | Authorize Common Stock Increase | | Management | | For | | For | | None | |
| | | | | | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | None | |
| | | | | | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | None | |
Summit Global Investments
Summit Global Investments U.S. Low Volatility Equity Fund
Issuer of Portfolio Security | | Exchange
Ticker Symbol | | CUSIP # | | Shareholder
Meeting Date | | Summary of Matter Voted On | | Who Proposed
Matter:
Issuer / Shareholder | | Whether Fund
Cast Vote on Matter | | Fund’s Vote For or
Against Proposal, or
Abstain; For or
Withhold Regarding
Election of Directors | | Whether Vote
Was For or
Against Management |
BMC Software, Inc | | BMC | | | | 7/24/2013 | | Proposal to adopt merger plan/Executive compensation/Proposal to approve adjournment of the special meeting to solicit additional proxies if there are insufficient votes to adopt the merger agreement | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
McKesson Corporation | | MCK | | | | 7/31/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of 2013 stock plan/Approval of amendment of 2000 employee stock purchase plan/Approval of amendment of by-laws to provide for a stokholder right to call special meetings/Proposal on disclosure of political contributions and expenditures/Executive stock retention/Compensation clawback policy | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
McKesson Corporation | | MCK | | | | 7/31/2013 | | Election of Directors/Appointment of independent accounting firm/Executive compensation/Approval of 2013 stock plan/Approval of amendment of 2000 employee stock purchase plan/Approval of amendment of by-laws to provide for a stokholder right to call special meetings/Proposal on disclosure of political contributions and expenditures/Executive stock retention/Compensation clawback policy | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Forest Laboratories, Inc. | | FRX | | | | 8/15/2013 | | Election of Directors/Executive compensation/Approval of amendment to 2007 equity incentive plan/Appointment of independent accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Forest Laboratories, Inc. | | FRX | | | | 8/15/2013 | | Election of Directors/Executive compensation/Approval of amendment to 2007 equity incentive plan/Appointment of independent accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Microchip Technology Inc | | MCHP | | | | 8/16/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Microchip Technology Inc | | MCHP | | | | 8/16/2013 | | Election of Directors/Approval of independent accounting firm/Executive compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Life Technologies Corp | | LIFE | | | | 8/21/2013 | | Proposal to adopt merger plan/Executive compensation/Proposal to approve adjournment of the special meeting to solicit additional proxies if there are insufficient votes to adopt the merger agreement | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Patterson Companies, Inc | | PDCO | | 703395103 | | 9/9/2013 | | Election of Directors/Executive compensation/Appointment of independent accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Actavis | | ACT | | 00507K103 | | 9/10/2013 | | Approve merger/Approve creation of distributable reserves/Executive compnesation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
General Mills Inc | | GIS | | 370334104 | | 9/24/2013 | | Election of Directors/Proposal for report on Responsibility for Post Consumer Packaging | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
General Mills Inc | | GIS | | 370334104 | | 9/24/2013 | | Election of Directors/Proposal for report on Responsibility for Post Consumer Packaging | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Conagra Foods, Inc. | | CAG | | 205887102 | | 9/27/2013 | | Election of Directors/Ratification of the appointment of an independent auditor/Advisory vote on to approved named executive officer compensation/Stockholder proposal regarding bylaw change in regard to vote-counting | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Conagra Foods, Inc. | | CAG | | 205887103 | | 9/28/2013 | | Election of Directors/Ratification of the appointment of an independent auditor/Advisory vote on to approved named executive officer compensation/Stockholder proposal regarding bylaw change in regard to vote-counting | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Proctor & Gamble | | PG | | 742718109 | | 10/8/2013 | | Election of Directors/Appointment of independent accounting firm/Amend code of regulations to reduce certain supermajority voting requirements/Approve 2013 non-emplyee directors stock plan/advisory vote on executive compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Proctor & Gamble Co. | | PG | | 742718109 | | 10/8/2013 | | Election of Directors/Amend Company’s Code of Regulations | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Paychex, Inc. | | PAYX | | 704326107 | | 10/16/2013 | | Election of Directors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Paychex, Inc. | | PAYX | | 704326107 | | 10/16/2013 | | Election of Directors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cintas Corporation | | CTAS | | 172908105 | | 10/22/2013 | | Election of Directors/Approve Executive compensation/Approve Incentive plan/Ratify Accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cintas Corporation | | CTAS | | 172908105 | | 10/22/2013 | | Election of Directors/Approve Executive compensation/Approve Incentive plan/Ratify Accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cardinal Health Inc. | | CAH | | 14149Y108 | | 11/6/2013 | | Election of Directors/Proposal to approve compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cardinal Health Inc. | | CAH | | 14149Y108 | | 11/6/2013 | | Election of Directors/Proposal to approve compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
CareFusion Corporation | | CFN | | 14170T101 | | 11/6/2013 | | Election of Directors/Ratification of PriceWater/Approval of Amendments | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Linear Technology Corp | | LLTC | | 535678106 | | 11/6/2013 | | Election of Directors/Advisory to approve compensation/Ratify accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Linear Technology Corp | | LLTC | | 535678106 | | 11/6/2013 | | Election of Directors/Advisory to approve compensation/Ratify accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Automatic Data Processing, Inc. | | ADP | | 053015103 | | 11/12/2013 | | Election of Directors/Vote on Compensation/Approval of performance based provisions | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Perrigo Company | | PRGO | | 714290103 | | 11/18/2013 | | Adopting Transaction Agreement/Approving Creation of Reserves/Considering non-binding Advisory Basis/Re-approving performance goals/Approving Amendment | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Clorox Company | | CLX | | 189054109 | | 11/20/2013 | | Election of Directors/Advisory Vote on Executive Compensation/Ratification of Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Clorox Company | | CLX | | 189054109 | | 11/20/2013 | | Election of Directors/Advisory Vote on Executive Compensation/Ratification of Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Campbell Soup Company | | CPB | | 134429109 | | 11/20/2013 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Autozone, Inc | | AZO | | 053332102 | | 12/18/2013 | | Election of Directors/Ratification of Accounting/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Walgreen Co. | | WAG | | 931422109 | | 1/8/2014 | | Election of Directors/Executive officer compensation/Accounting Firm/ | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Walgreen Co. | | WAG | | 931422109 | | 1/8/2014 | | Election of Directors/Executive officer compensation/Accounting Firm/ | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Family Dollar Store, Inc. | | FDO | | 307000109 | | 1/16/2014 | | Election of Directors/Approval on Executive Compensation/Ratification of Accountants | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Family Dollar Store, Inc. | | FDO | | 307000109 | | 1/16/2014 | | Election of Directors/Approval on Executive Compensation/Ratification of Accountants | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Intuit, Inc. | | INTU | | 461202103 | | 1/23/2014 | | Election of Directors/Ratify Accountant/Approval of Equity Incentive Plan/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Verizon Communications Inc. | | VZ | | 92343V104 | | 1/28/2014 | | Approve the issuance of shares/Approve Ammendment of Article 4a/Approve adjournment of special meeting | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Verizon Communications Inc. | | VZ | | 92343V104 | | 1/28/2014 | | Approve the issuance of shares/Approve Ammendment of Article 4a/Approve adjournment of special meeting | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Hormel Foods Corporation | | HRL | | 440452100 | | 1/28/2014 | | Election of Directors/Ratify appointment of Audit Committee/Reapprove long term incentive plan | | Management | | Yes | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 1/28/2014 | | Election of Directors/Ratify appointment of Audit Committee/Reapprove long term incentive plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Becton, Dickinson and Company | | BDX | | 075887109 | | 1/28/2014 | | Election of Directors/Ratification of Independent Accounting Firm/Approve Executive Officer Compensation/Approval of material terms of performance goals/Shareholder proposal of independent Board Chair | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Costco Wholesale Corporation | | COST | | 22160K105 | | 1/30/2014 | | Election of Directors/Ratification of Auditors/Approval of Executive Compensation/Consideration to change voting requirements/Amend the requirements to change Method of Directors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Varian Medical Systems, Inc | | VAR | | 92220P105 | | 2/20/2014 | | Election of Directors/Approve Compensation/Approve Management Incentive Plan/Ratify Accounting Firm/Approve Amendments | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Varian Medical Systems, Inc | | VAR | | 92220P105 | | 2/20/2014 | | Election of Directors/Approve Compensation/Approve Management Incentive Plan/Ratify Accounting Firm/Approve Amendments | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Deere & Company | | DE | | 244199105 | | 2/26/2014 | | Election of Directors/Vote on Executive Compensation/Ratification of Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Election of Directors/Amendments/Ratification of Accounting Firm/Approve Compensation/ETC | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
AmerisourceBergen Corporation | | ABC | | 03073E-105 | | 3/6/2014 | | Election of Directors/Ratification of Accounting/Approve Executive Compensastion/Approve Incentive Plan/Approve Ammendment | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Ridgeworth Seix High Yield FD CL I | | SAMHX | | 76628T-645 | | 3/12/2014 | | Election of Directors/Approve Amendments/Approve Agreements/Approve Implementation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Walt Disney Company | | DIS | | 254687106 | | 3/18/2014 | | Election of Directors/Ratfify Accounting/Approve resolutions and amendments | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Hewlett-Packard Company | | HPQ | | 428236-103 | | 3/19/2014 | | Election of Directors/Ratify Accounting/Approve Compensation/Formation of Human Rights Committee | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Adobe Systems Inc | | ADBE | | 00724F101 | | 4/10/2014 | | Election of Directors/Approval of Incentive Plan/Ratification of Accounting/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Adobe Systems Inc | | ADBE | | 00724F101 | | 4/10/2014 | | Election of Directors/Approval of Incentive Plan/Ratification of Accounting/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
US Bancorp | | USB | | 902973304 | | 4/15/2014 | | Election of Directors/Ratification of Auditor/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Spectra Energy Corp | | SE | | 847560109 | | 4/15/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Spectra Energy Corp | | SE | | 847560109 | | 4/15/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
People’s United Financial, Inc | | PBCT | | 712704105 | | 4/17/2014 | | Election of Directors/Approve Executive compensation/Approve Incentive plan/Ratify Accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
People’s United Financial, Inc | | PBCT | | 712704105 | | 4/17/2014 | | Election of Directors/Approve Executive compensation/Approve Incentive plan/Ratify Accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
American Electric Power Company, Inc | | AEP | | 025537101 | | 4/22/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Praxair, Inc | | PX | | 74005P104 | | 4/22/2014 | | Election of Directors/Approve advisory and non-binding basis compensation of executive compensation/Approve Long Term Incentive Plan/Ratify Auditor | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Stryker Corporation | | SYK | | 863667101 | | 4/22/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
VF Corporation | | VFC | | 918204108 | | 4/22/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
General Electric Company | | GE | | 369604103 | | 4/23/2014 | | Election of Directors/Approval of Executive Compensation/Ratification of Auditor | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cigna Corporation | | CI | | 125509109 | | 4/23/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cigna Corporation | | CI | | 125509109 | | 4/23/2014 | | Election of Directors/Ratification of Accounting/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
General Electric Company | | GE | | 369604103 | | 4/23/2014 | | Election of Directors/Ratification of Auditor/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Torchmark Corporation | | TMK | | 891027104 | | 4/24/2014 | | Election of Directors/Ratification of Auditors/Approval of Incentive Plan/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Torchmark Corporation | | TMK | | 891027104 | | 4/24/2014 | | Election of Directors/Ratification of Auditors/Approval of Incentive Plan/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Johnson & Johnson | | JNJ | | 478160104 | | 4/24/2014 | | Election of Directors/Approve Executive Compensation/Ratify Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Pfizer Inc | | PFE | | 717081103 | | 4/24/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Stock Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Edison International | | EIX | | 281020107 | | 4/24/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Pfizer Inc | | PFE | | 717081103 | | 4/24/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Stock Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Scana Corporation | | SCG | | 80589M102 | | 4/24/2014 | | Election of Directors/Approval of Accounting Firm/Approval of amendment to approve board members/Approve executive compensaton | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Scana Corporation | | SCG | | 80589M102 | | 4/24/2014 | | Election of Directors/Approval of Accounting Firm/Approval of amendment to approve board members/Approve executive compensaton | | Management | | Yes | | For | | For |
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Pfizer Inc | | PFE | | 717081103 | | 4/24/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval of 2014 Stock Plan | | Management | | Yes | | For | | For |
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Pfizer Inc | | PFE | | 717081103 | | 4/24/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval of 2014 Stock Plan | | Management | | Yes | | For | | For |
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AT&T | | T | | 00206R102 | | 4/25/2014 | | Election of Directors/Ratification of Auditors/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Kellogg Company | | K | | 487836108 | | 4/25/2014 | | Election of Directors/Approval of Executive Compensation/Ratification of Accounting | | Management | | Yes | | For | | For |
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Kellogg Company | | K | | 487836108 | | 4/25/2014 | | Election of Directors/Approve Executive Compensation/Proposal to declasify board of directors/Ratification of Accounting Firm | | Management | | Yes | | For | | For |
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Flir Systems, Inc | | FLIR | | 302445101 | | 4/25/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve amendment to increase shares Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
AT&T | | T | | 00206R102 | | 4/25/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation/Approve Severance Policy | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Abbott Laboratories | | ABT | | 002824100 | | 4/25/2014 | | Election of Directors/Ratification of Auditors/Approve Executive Compensation/Shareholder Proposals | | Management | | Yes | | For | | For |
Cincinnati Financial Corp | | CINF | | 172062101 | | 4/26/2014 | | Election of Directors/Ratification of Accounting/Approve compensation/Re-approval of Compensation Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Genuine Parts Company | | GPC | | 372460105 | | 4/28/2014 | | Election of Directors/Advisory Vote on Executive Compensation/Ratification of Accounting Firm | | Management | | Yes | | For | | For |
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The Chubb Corporation | | CB | | 171232101 | | 4/29/2014 | | Election of Directors/Approval of Long Term Incentive Plan/Ratification of Auditor/Compensation to Executive Officers | | Management | | Yes | | For | | For |
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Humana Inc. | | HUM | | 444859102 | | 4/29/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Compensation paid to Executive Officers | | Management | | Yes | | For | | For |
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Humana Inc. | | HUM | | 444859102 | | 4/29/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Compensation paid to Executive Officers | | Management | | Yes | | For | | For |
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The Hershey Company | | HSY | | 427866108 | | 4/29/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
International Business Machines Corporation | | IBM | | 459200101 | | 4/29/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Long Term Incentive Plan/Adoption of Stock Purchases | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
International Business Machines Corporation | | IBM | | 459200101 | | 4/29/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Long Term Incentive Plan/Adoption of Stock Purchases | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
FMC Corporation | | FMC | | 302491303 | | 4/29/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Ball Corporation | | BLL | | 058498106 | | 4/30/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Compensation paid to Executive Officers | | Management | | Yes | | For | | For |
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Marathon Oil Corporation | | MRO | | 565849106 | | 4/30/2014 | | Election of Directors/Ratification of Accounting Firm/Board Proposal for non-binding advisory vote to approve executive officer compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
EMC Corporation | | EMC | | 268648102 | | 4/30/2014 | | Election of Directors/Ratification of Auditor/Approve Executive Compensation/Shareholder proposal of independent board chairman/Shareholder proposal of political contributions | | Management | | Yes | | For | | For |
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EMC Corporation | | EMC | | 268648102 | | 4/30/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation/Proposal relating to independent board chairman/Proposal relating to political contributions | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Kimberly-Clark Corp | | KMB | | 494368103 | | 5/1/2014 | | Election of Directors/Ratification of Auditors/Advisory to Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Total System Services, Inc | | TSS | | 891906109 | | 5/1/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Northeast Utilities | | NU | | 664397106 | | 5/1/2014 | | Election of Directors/Compensation paid to executive officers/Ratify Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve amendment to increase shares/Approve Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Total System Services, Inc | | TSS | | 891906109 | | 5/1/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
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Bemis Company, Inc | | BMS | | 081437105 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Re-approve Executive Performance Plan/Approve Stock Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
DTE Energy Company | | DTE | | 233331107 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Proposal to Amend and Restate Long Term Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
DTE Energy Company | | DTE | | 233331107 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Proposal to Amend and Restate Long Term Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Duke Energy Corporation | | DUK | | 26441C204 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval to Amend authorization of Shareholders Action | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Health Care Reit, Inc | | HCN | | 42217K106 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Verizon Communications Inc. | | VZ | | 92343V104 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Proposal to implement Proxy Access | | Management | | Yes | | For | | For |
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Verizon Communications Inc. | | VZ | | 92343V104 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Proposal to implement Proxy Access | | Management | | Yes | | For | | For |
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HCP, Inc | | HCP | | 40414L109 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval of Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 5/1/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
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Equifax Inc | | EFX | | 294429105 | | 5/2/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Wisconsin Energy Corporation | | WEC | | 976657106 | | 5/2/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Wisconsin Energy Corporation | | WEC | | 976657106 | | 5/2/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Occidental Petroleum Corporation | | OXY | | 674599105 | | 5/2/2014 | | Election of Directors/One year waiver of director age/Advisory vote for Executive Compensation/Ability of Stockholders written consent/Seperation of executive offices/Ratification of Auditor/Executives to retain significant stock/Review lobbying/Quantitative Risk Management/Fugitive Methane Emissions | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Berkshire Hathaway Inc | | BRK.A | | 084670702 | | 5/3/2014 | | Election of Directors/Approve Executive Compensation/Approve frequency of compensation/Shareholder Proposal regarding Emissions/Shareholder Proposal regarding dividends | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Motorola Solutions, Inc | | MSI | | 620076307 | | 5/5/2014 | | Election of Directors/Approval of Executive Compensation/Ratification of Accounting | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Motorola Solutions, Inc | | MSI | | 620076307 | | 5/5/2014 | | Election of Directors/Approval of Executive Compensation/Ratification of Accounting | | Management | | Yes | | For | | For |
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Eli Lilly and Company | | LLY | | 532457108 | | 5/5/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
O’Reilly Automotive, Inc | | ORLY | | 67103H107 | | 5/6/2014 | | Election of Directors/Amend restated articles/Approval of Executive Compensation/Ratification of Auditors/Shareholder Proposal | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
O’Reilly Automotive, Inc | | ORLY | | 67103H107 | | 5/6/2014 | | Election of Directors/Amend restated articles/Approval of Executive Compensation/Ratification of Auditors/Shareholder Proposal | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Zimmer Holdings, Inc | | ZMH | | 98956P102 | | 5/6/2014 | | Election of Directors/Approve Executive Compensation/Ratify Accounting Firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Sigma-Aldrich Corporation | | SIAL | | 826552101 | | 5/6/2014 | | Election of Directors/Ratification of Accounting Firm/Approval of Amend the total amount of shares/Approval to Amend certificate to provide preferred stock/Approval of Long Term Incentive Plan/Approve Executive Compensation | | Management | | Yes | | For | | For |
Baxter International Inc | | BAX | | 071813109 | | 5/6/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 5/6/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation/Renew Senior Executive Annual Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Kimco Realty Corporation | | KIM | | 49446R109 | | 5/6/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approval to amend company’s charter to eliminate supermajority voting requirements | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Plum Creek Timber Company | | PCL | | 729251108 | | 5/6/2014 | | Election of Directors/Ratification of Auditor/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 5/6/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for executive compensation/Renew Senior executive incentive plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Express Scripts Holding Company | | ESRX | | 30219G108 | | 5/7/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Bank of America Corporation | | BAC | | 060505104 | | 5/7/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval to amend Series T Preferred Stock | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Dominion Resources, Inc | | D | | 25746U109 | | 5/7/2014 | | Election of Directors/Ratification of Auditors/Approval of Incentive Compensation Plan/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Dominion Resources, Inc | | D | | 25746U109 | | 5/7/2014 | | Election of Directors/Ratification of Auditors/Approval of Incentive Compensation Plan/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Phillips 66 | | PSX | | 718546104 | | 5/7/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
United Parcel Service, Inc | | UPS | | 911312106 | | 5/8/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
United Parcel Service, Inc | | UPS | | 911312106 | | 5/8/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Republic Services, Inc | | RSG | | 760759100 | | 5/8/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approval to amend and restate Executive Incentive Plan/Proposal regarding payments upon death of a senior executive/Proposal regarding political contributions | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
CVS Caremark Corporation | | CVS | | 126650100 | | 5/8/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Republic Services, Inc | | RSG | | 760759100 | | 5/8/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation/Approval to amend and restate Executive Incentive Plan/Proposal regarding payments upon death of a senior executive/Proposal regarding political contributions | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Abbvie Inc | | ABBV | | 00287Y109 | | 5/9/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Marriott International, Inc | | MAR | | 571903202 | | 5/9/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approval to Amend company’s stock and cash incentive plan/resolution for simple majority voting standard | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
PG&E Corporation | | PCG | | 69331C108 | | 5/12/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approval of PG&E Corporation of 2014 Long-Term Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Waste Management, Inc | | WM | | 94106L109 | | 5/13/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval of 2014 Stock Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Waste Management, Inc | | WM | | 94106L109 | | 5/13/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approval of 2014 Stock Incentive Plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Loews Corporation | | L | | 540424108 | | 5/13/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Zoetis Inc | | ZTS | | 98978V103 | | 5/13/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation/Approval of frequency of shareholder votes on Executive Compensation/Approval of 2013 equity and incentive plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Conocophillips | | COP | | 20825C104 | | 5/13/2014 | | Election of Directors/Ratification of Accounting Firm/Approval of Executive Compensation/Approval of stock and performance incentive plan/report on lobbying expenditures/greenhouse gas reduction targets | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Wellpoint, Inc | | WLP | | 94973V107 | | 5/14/2014 | | Election of Directors/Ratify Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Google Inc | | GOOG | | 38259P508 | | 5/14/2014 | | Election of Directors/Ratification of Accounting Firm/Approval of 2013 Compensation to Executive Officers/Proposal regarding equal shareholder voting/Proposal regarding lobbying report/Proposal of adopting majority vote/Proposal regarding tax policy principles/Proposal regarding independent chairman of the board | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Southwest Airlines CO | | LUV | | 844741108 | | 5/14/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Board | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Southwest Airlines CO | | LUV | | 844741108 | | 5/14/2014 | | Election of Directors/Ratification of Auditor/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Amgen Inc | | AMGN | | 031162100 | | 5/15/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Kohl’s Corporation | | KSS | | 500255104 | | 5/15/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Proposal for Executives to retail significant stock | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Marsh & McLennan Companies, Inc | | MMC | | 571748102 | | 5/15/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Ventas, Inc | | VTR | | 92276F100 | | 5/15/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
General Growth Properties, Inc | | GGP | | 370023103 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Progressive Corporation | | PGR | | 743315103 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Progressive Corporation | | PGR | | 743315103 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Western Union Company | | WU | | 959802109 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Proposal regarding stockholder action/Proposal regarding political contributions/Proposal regarding new board committee | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
The Western Union Company | | WU | | 959802109 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Proposal regarding Stockholder action/Proposal regarding political contributions/Proposal regarding new board committee | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
CMS Energy Corporation | | CMS | | 125896100 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Proposal to approve incentive stock plan/Proposal to approve compensation plan | | Management | | Yes | | For | | For |
CMS Energy Corporation | | CMS | | 125896100 | | 5/16/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Proposal to approve incentive stock plan/Proposal to approve compensation plan | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Kinder Morgan, Inc | | KMI | | 49456B101 | | 5/19/2014 | | Election of Directors/Ratification of Accounting Firm/Proposal relating to response to climate change/Proposal relating on methane emissions and pipeline maintenance/Proposal relating to annual sustainability report | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Consolidated Edison, Inc | | ED | | 209115104 | | 5/19/2014 | | Election of Directors/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Firstenergy Corporation | | FE | | 337932107 | | 5/20/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Denbury Resources Inc | | DNR | | 247916208 | | 5/20/2014 | | Election of Directors/Advisory to approve compensation/Ratify accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
American Tower Corporation | | AMT | | 03027X100 | | 5/20/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
JPMorgan Chase & CO | | JPM | | 46625H100 | | 5/20/2014 | | Election of Directors/Advisory to approve compensation/Ratify accounting firm | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
PPL Corporation | | PPL | | 69351T106 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
PPL Corporation | | PPL | | 69351T106 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
CME Group Inc | | CME | | 12572Q105 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approve Amendment of Director Stock Plan/Approval Incentive Plan for Executive Officers/Approval to modify election of Directors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
CME Group Inc | | CME | | 12572Q105 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Approve Amendment of Director Stock Plan/Approval Incentive Plan for Executive | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Pinnacle West Capital Corporation | | PNW | | 723484101 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Pinnacle West Capital Corporation | | PNW | | 723484101 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Xcel Energy Inc. | | XEL | | 98389B100 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Xcel Energy Inc. | | XEL | | 98389B100 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Quest Diagnostics Incorporated | | DGX | | 74834L100 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation/Amend certification of voting requirements/Amend permits of stockholders | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Dentsply International Inc | | XRAY | | 249030107 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Xcel Energy Inc. | | XEL | | 98389B100 | | 5/21/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation | | Management | | Yes | | For | | For |
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Intel Corporation | | INTC | | 458140100 | | 5/22/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Keycorp | | KEY | | 493267108 | | 5/22/2014 | | Election of Directors/Ratification of Auditors/Approval of Executive Compensation/Proposal to separate chairman and chief roles | | Management | | Yes | | For | | For |
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Intel Corporation | | INTC | | 458140100 | | 5/22/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation | | Management | | Yes | | For | | For |
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McDonald’s Corporation | | MCD | | 580135101 | | 5/22/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation/Approval for Cash Incentive Plan | | Management | | Yes | | For | | For |
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McDonald’s Corporation | | MCD | | 580135101 | | 5/22/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation/Approval for Cash Incentive Plan | | Management | | Yes | | For | | For |
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The Williams Companies, Inc | | WMB | | 969457100 | | 5/22/2014 | | Election of Directors/Approval of Incentive Plan/Ratification of Accounting/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Urban Outfitters, Inc | | URBN | | 917047102 | | 5/27/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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The Travelers Companies, Inc | | TRV | | 89417E109 | | 5/27/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Stock Incentive Program | | Management | | Yes | | For | | For |
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The Travelers Companies, Inc | | TRV | | 89417E109 | | 5/27/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote of Exec Compensation/Approve Stock Incentive Program | | Management | | Yes | | For | | For |
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Merck & CO, Inc | | MRK | | 58933Y105 | | 5/27/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/28/2014 | | Election of Directors/Ratification of Auditor/Approval of Executive Compensation | | Management | | Yes | | For | | For |
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Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/28/2014 | | Election of Directors/Ratification of Auditors/Approval of Executive Compensation | | Management | | Yes | | For | | For |
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Centurylink, Inc | | CTL | | 156700106 | | 5/28/2014 | | Election of Directors/Ratify Auditor/Ratify proxy amendment/Advisory vote for executive compensation/Proposal regarding equity retention | | Management | | Yes | | For | | For |
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Chevron Corporation | | CVX | | 166764100 | | 5/28/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Fidelity Nat’l Information Services Inc | | FIS | | 31620M106 | | 5/28/2014 | | Election of Directors/Advisory Vote on Executive Compensation/Ratification of Accounting Firm/Approve elimination of supermajority voting | | Management | | Yes | | For | | For |
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Fidelity Nat’l Information Services Inc | | FIS | | 31620M106 | | 5/28/2014 | | Election of Directors/Advisory Vote on Executive Compensation/Ratification of Accounting Firm/Approve elimination of supermajority voting | | Management | | Yes | | For | | For |
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The Southern Company | | SO | | 842587107 | | 5/28/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Dollar General Corporation | | DG | | 256677105 | | 5/29/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Dollar General Corporation | | DG | | 256677105 | | 5/29/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Aetna Inc | | AET | | 00817Y108 | | 5/30/2014 | | Election of Directors/Approval of Accounting Firm/Approve Amendments/Approve Executvie Compensation | | Management | | Yes | | For | | For |
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Crown Castle International Corp | | CCI | | 228227104 | | 5/30/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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UnitedHealth Goup Incorporated | | UNH | | 91324P102 | | 6/2/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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UnitedHealth Goup Incorporated | | UNH | | 91324P102 | | 6/2/2014 | | Election of Directors/Ratification of Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 6/6/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation | | Management | | Yes | | For | | For |
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Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 6/6/2014 | | Election of Directors/Ratification of Accounting Firm/Advisory vote for Executive Compensation | | Management | | Yes | | For | | For |
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Target Corporation | | TGT | | 87612E106 | | 6/11/2014 | | Election of Directors/Ratify Accounting Firm/Approve Executive Compensation | | Management | | Yes | | For | | For |
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Forest Laboratories | | FRX | | 345838106 | | 6/17/2014 | | Adopt Agreement and plan of merger/Approve non-binding basis of compensation to be paid to Forest Laboratories executive officers based on merger | | Management | | Yes | | For | | For |
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Dollar Tree, Inc | | DLTR | | 256746108 | | 6/19/2014 | | Election of Directors/Approve Executive Compensation/Ratify Accounting Firm | | Management | | Yes | | For | | For |
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Aon PLC | | AON | | G0408V102 | | 6/24/2014 | | Election of Directors/Annual report for auditors/Ratification of accounting firm/Re-appointment of Auditor/Authorization to determine remuneration/Advisory vote to approve executive compensation/Approval of directors renumeration policy/Approval of Incentive Compensation Plan/Approval of forms of share repurchase contract | | Management | | Yes | | For | | For |
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Yahoo! Inc. | | YHOO | | 984332106 | | 6/25/2014 | | Election of Directors/Approve Executive Compensation/Ratify Accounting Firm | | Management | | Yes | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The RBB Fund, Inc. |
|
|
By (Signature and Title)* | /s/Salvatore Faia |
| Salvatore Faia, President |
| (principal executive officer) |
|
|
Date | August 6, 2014 |
| | | |
*Print the name and title of each signing officer under his or her signature.
