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SC 13D Filing
BioLife Solutions (BLFS) SC 13DBiolife Solutions Inc
Filed: 18 Aug 14, 12:00am
BioLife Solutions, Inc. |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
09062W204 |
(CUSIP Number) |
Michael Rice, Chief Executive Officer 3303 Monte Villa Parkway, Suite 310 Bothell, Washington 98021 (425) 402-1400 |
(Name, address and telephone number of person authorized to receive notices and communications) |
July 24, 2014 |
(Date of event which requires filing of this statement) |
1 | NAME OF REPORTING PERSONS Walter Villiger | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS PF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland | |||
NUMBER OF | 7 | SOLE VOTING POWER | 5,300,970 | |
SHARES BENEFICIALLY | 8 | SHARED VOTING POWER | 0 | |
OWNED BY EACH | 9 | SOLE DISPOSITIVE POWER | 5,300,970 | |
REPORTING PERSON WITH | 10 | SHARED DISPOSITIVE POWER | 0 | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,300,970 shares, consisting of: (a) 1,374,293 shares of common stock held directly by Reporting Person (b) 1,935,180 shares of common stock held indirectly through Reporting Person’s wholly-owned entity named WAVI Holding AG (“WAVI”) (c) 214,286 shares of common stock issuable upon exercise of warrants held directly by Reporting Person (d) 1,777,211 shares of common stock issuable upon exercise of warrants held indirectly through WAVI | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.8% | |||
14 | TYPE OF REPORTING PERSON IN |
1 | NAME OF REPORTING PERSONS WAVI Holding AG | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS OO (See Item 4) | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland | |||
NUMBER OF | 7 | SOLE VOTING POWER | 3,712,391 | |
SHARES BENEFICIALLY | 8 | SHARED VOTING POWER | 0 | |
OWNED BY EACH | 9 | SOLE DISPOSITIVE POWER | 3,712,391 | |
REPORTING PERSON WITH | 10 | SHARED DISPOSITIVE POWER | 0 | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,712,391 shares, consisting of: (a) 1,935,180 shares of common stock held directly by Reporting Person (b) 1,777,211 shares of common stock issuable upon exercise of warrants held directly by Reporting Person | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 26.9% | |||
14 | TYPE OF REPORTING PERSON CO |
Date of Transaction | Number of Shares Purchased | Price Per Share | Where / How Effected | ||||||
07/09/2014 | 6,600 | $ | 2.30 | Open market purchase on NASDAQ | |||||
07/10/2014 | 6,572 | $ | 2.31 | Open market purchase on NASDAQ | |||||
7/11/2014 | 600 | $ | 2.33 | Open market purchase on NASDAQ | |||||
7/18/2014 | 100,000 | $ | 2.46 | Open market purchase on NASDAQ | |||||
7/24/2014 | 44,197 | $ | 2.45 | Open market purchase on NASDAQ |
Dated: August 18, 2014 | /s/ Walter Villiger | ||
Walter Villiger | |||
Dated: August 18, 2014 | WAVI HOLDING AG | ||
/s/ Walter Villiger | |||
Walter Villiger, Chairman |