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SC 13D/A Filing
BioLife Solutions (BLFS) SC 13D/ABiolife Solutions Inc
Filed: 21 Nov 14, 12:00am
BioLife Solutions, Inc. |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
09062W204 |
(CUSIP Number) |
Michael Rice, Chief Executive Officer 3303 Monte Villa Parkway, Suite 310 Bothell, Washington 98021 (425) 402-1400 |
(Name, address and telephone number of person authorized to receive notices and communications) |
October 07, 2014 |
(Date of event which requires filing of this statement) |
1 | NAME OF REPORTING PERSONS Walter Villiger | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS PF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland | |||
NUMBER OF | 7 | SOLE VOTING POWER | As of 10/07/14: 5,467,322 As of 10/30/14: 5,524,714 | |
SHARES BENEFICIALLY | 8 | SHARED VOTING POWER | 0 | |
OWNED BY EACH | 9 | SOLE DISPOSITIVE POWER | As of 10/07/14: 5,467,322 As of 10/30/14: 5,524,714 | |
REPORTING PERSON WITH | 10 | SHARED DISPOSITIVE POWER | 0 | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON At 10/07/14: 5,467,322 shares, consisting of: (a) 3,475,825 shares of common stock held indirectly through Reporting Person’s wholly-owned entity named WAVI Holding AG (“WAVI”) (b) 214,286 shares of common stock issuable upon exercise of warrants held directly by Reporting Person (c) 1,777,211 shares of common stock issuable upon exercise of warrants held indirectly through WAVI At 10/30/14: 5,524,714 shares, consisting of: (a) 3,533,217 shares of common stock held indirectly through Reporting Person’s wholly-owned entity named WAVI Holding AG (“WAVI”) (b) 214,286 shares of common stock issuable upon exercise of warrants held directly by Reporting Person (c) 1,777,211 shares of common stock issuable upon exercise of warrants held indirectly through WAVI | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) As of 10/07/14: 38.9% As of 10/30/14: 39.2% | |||
14 | TYPE OF REPORTING PERSON IN |
1 | NAME OF REPORTING PERSONS WAVI Holding AG | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS OO (See Item 4) | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland | |||
NUMBER OF | 7 | SOLE VOTING POWER | As of 10/07/14: 5,253,036 As of 10/30/14: 5,310,428 | |
SHARES BENEFICIALLY | 8 | SHARED VOTING POWER | 0 | |
OWNED BY EACH | 9 | SOLE DISPOSITIVE POWER | As of 10/07/14: 5,253,036 As of 10/30/14: 5,310,428 | |
REPORTING PERSON WITH | 10 | SHARED DISPOSITIVE POWER | 0 | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON At 10/07/14: 5,253,036 shares, consisting of: (a) 3,475,825 shares of common stock held directly by Reporting Person (b)1,777,211 shares of common stock issuable upon exercise of warrants held directly by Reporting Person At 10/30/14: 5,310,428 shares, consisting of: (a) 3,533,217 shares of common stock held directly by Reporting Person (b) 1,777,211 shares of common stock issuable upon exercise of warrants held directly by Reporting Person | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) As of 10/07/14: 38.0% As of 10/30/14: 38.3% | |||
14 | TYPE OF REPORTING PERSON CO |
Date of Transaction | Number of Shares Purchased | Price Per Share | Where/How Effected | ||||||
09/01/2014 | 10,000 | $ | 2.34 | Open market purchase on NASDAQ | |||||
09/08/2014 | 25,826 | $ | 2.38 | Open market purchase on NASDAQ | |||||
09/16/2014 | 60,174 | $ | 2.42 | Open market purchase on NASDAQ | |||||
09/23/2014 | 4,000 | $ | 2.37 | Open market purchase on NASDAQ | |||||
10/07/2014 | 66,352 | $ | 2.17 | Open market purchase on NASDAQ | |||||
10/10/2014 | 33,648 | $ | 2.18 | Open market purchase on NASDAQ | |||||
10/30/2014 | 23,744 | $ | 2.17 | Open market purchase on NASDAQ |
Dated: November 20, 2014 | By: | /s/ Walter Villiger | |
Walter Villiger | |||
Dated: November 20, 2014 | WAVI HOLDING AG | ||
By: | /s/ Walter Villiger | ||
Walter Villiger, Chairman | |||