UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of November 2016
Commission File Number: 001-10691
DIAGEO plc
(Translation of registrant’s name into English)
Lakeside Drive, Park Royal, London NW10 7HQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ........X..... Form 40-F ..........
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ..................
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ..................
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 – 30 November 2016
Information Public Announcements/Press | Required by/when The Stock Exchange, London | |
Announcement Director/PDMR Shareholding (10 November 2016) | Announcement Director/PDMR Shareholding (18 November 2016) | |
Announcement Director/PDMR Shareholding (15 November 2016) | Announcement Total Voting Rights (30 November 2016) |
Diageo PLC – Director/PDMR Shareholding
Dated 10 November 2016
Diageo plc (the "Company")
Transaction notification
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY 4. FB HUMER | |
b) | Position / status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. CHAIRMAN | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
c) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
d) | Nature of the transaction | 1, 2, 3 & 4: PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN 4. PURCHASE UNDER ARRANGEMENT WITH COMPANY | |
e) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. £20.25 | 9 | ||
2. £20.25 | 9 | ||
3. £20.25 | 9 | ||
4. £20.25 | 409 | ||
f) | Aggregated information | N/A | |
g) | Date of the transaction | 10 NOVEMBER 2016 | |
h) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) | |
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 15 November 2016
Diageo plc (the "Company")
Transaction notification
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | J FERRÁN | |
b) | Position / status | NON-EXECUTIVE DIRECTOR | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
b) | Nature of the transaction | PURCHASE OF ORDINARY SHARES | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£ 19.75 | 13,000 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 15 NOVEMBER 2016 | |
f) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) | |
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 18 November 2016
Diageo plc (the "Company")
Transaction notification
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. A GAVAZZI 2. D MAHLAN 3. S SALLER | |
b) | Position / status | 1. EXECUTIVE COMMITTEE MEMBER 2. EXECUTIVE COMMITTEE MEMBER 3. EXECUTIVE COMMITTEE MEMBER | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | |
b) | Nature of the transaction | GRANT OF OPTIONS TO SUBSCRIBE FOR ADS'S UNDER THE US EMPLOYEE STOCK PURCHASE PLAN (ALSO KNOWN AS THE US SHAREVALUE PLAN) (THE "USESPP"). THE OPTIONS WILL BE EXERCISABLE ON 31 DECEMBER 2017. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. $96.61 | 207 | ||
2. $96.61 | 186 | ||
3. $96.61 | 207 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 15 NOVEMBER 2016 | |
f) | Place of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | |
537577033
Diageo PLC – Total Voting Rights
Dated 30 November 2016
| TO: | Regulatory Information Service |
| RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
Diageo plc - Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:
The Company's issued capital as at 30 November 2016 consisted of 2,754,438,861 ordinary shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 238,270,935 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
Therefore, the total number of voting rights in the Company was 2,516,167,926 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
30 November 2016
Jonathan Guttridge
Company Secretarial Assistant
Diageo plc
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Diageo plc | |
| (Registrant) | |
| Date: 01 December 2016 | By: /s/Jonathan Guttridge |
| Name: Jonathan Guttridge | |
| Title: Company Secretarial Assistant |