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6-K Filing
Diageo (DEO) 6-KBatch Filing
Filed: 6 Dec 16, 12:00am
Information Public Announcements/Press | Required by/when The Stock Exchange, London | |
Announcement Director/PDMR Shareholding (10 November 2016) | Announcement Director/PDMR Shareholding (18 November 2016) | |
Announcement Director/PDMR Shareholding (15 November 2016) | Announcement Total Voting Rights (30 November 2016) |
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY 4. FB HUMER | |
b) | Position / status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. CHAIRMAN | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
c) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
d) | Nature of the transaction | 1, 2, 3 & 4: PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN 4. PURCHASE UNDER ARRANGEMENT WITH COMPANY | |
e) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. £20.25 | 9 | ||
2. £20.25 | 9 | ||
3. £20.25 | 9 | ||
4. £20.25 | 409 | ||
f) | Aggregated information | N/A | |
g) | Date of the transaction | 10 NOVEMBER 2016 | |
h) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) |
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | J FERRÁN | |
b) | Position / status | NON-EXECUTIVE DIRECTOR | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
b) | Nature of the transaction | PURCHASE OF ORDINARY SHARES | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£ 19.75 | 13,000 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 15 NOVEMBER 2016 | |
f) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) |
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. A GAVAZZI 2. D MAHLAN 3. S SALLER | |
b) | Position / status | 1. EXECUTIVE COMMITTEE MEMBER 2. EXECUTIVE COMMITTEE MEMBER 3. EXECUTIVE COMMITTEE MEMBER | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | |
b) | Nature of the transaction | GRANT OF OPTIONS TO SUBSCRIBE FOR ADS'S UNDER THE US EMPLOYEE STOCK PURCHASE PLAN (ALSO KNOWN AS THE US SHAREVALUE PLAN) (THE "USESPP"). THE OPTIONS WILL BE EXERCISABLE ON 31 DECEMBER 2017. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. $96.61 | 207 | ||
2. $96.61 | 186 | ||
3. $96.61 | 207 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 15 NOVEMBER 2016 | |
f) | Place of the transaction | NEW YORK STOCK EXCHANGE (XNYS) |
TO: | Regulatory Information Service |
RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
Diageo plc | |
(Registrant) | |
Date: 01 December 2016 | By: /s/Jonathan Guttridge |
Name: Jonathan Guttridge | |
Title: Company Secretarial Assistant |