Information Public Announcements/Press | Required by/when The Stock Exchange, London | |
Announcement Total Voting Rights (03 January 2017) | Announcement Block listing Interim Review (10 January 2017) | |
Announcement Director/PDMR Shareholding (10 January 2017) | Announcement Director/PDMR Shareholding (20 January 2017) | |
Announcement Total Voting Rights (31 January 2017) |
| TO: | Regulatory Information Service |
| RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo Associated Companies Share Option Plan (otherwise known as the Diageo Associated Companies Share Plan) | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 196,313 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 196,313 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo plc Associated Companies Share Incentive Plan | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 416,240 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 56,096 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 360,144 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo 2014 Long Term Incentive Plan | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 39,713 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 3,703 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 36,010 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY | |
b) | Position / status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
c) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
d) | Nature of the transaction | PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN | |
e) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. £21.75 | 7 | ||
2. £21.75 | 9 | ||
3. £21.75 | 7 | ||
f) | Aggregated information | N/A | |
g) | Date of the transaction | 10 JANUARY 2017 | |
h) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) | |
1. | Details of Restricted Person / person closely associated with them (“PCA”) | ||
a) | Name | 1. B FRANZ 2. A GAVAZZI 3. S SALLER | |
b) | Position / status | 1. EXECUTIVE COMMITTEE MEMBER 2. EXECUTIVE COMMITTEE MEMBER 3. EXECUTIVE COMMITTEE MEMBER | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES (“ADS”) | |
b) | Nature of the transaction | RECEIPT OF ADS*, FOLLOWING THE MATURING OF OPTIONS ISSUED UNDER THE COMPANY’S US EMPLOYEE STOCK PURCHASE PLAN (ALSO KNOWN AS THE US SHAREVALUE PLAN). *1 ADS IS THE EQUIVALENT OF 4 ORDINARY SHARES | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. $89.19 | 1. 224.24 | ||
1. $89.19 | 2. 201.82 | ||
1. $89.19 | 3. 224.24 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 20 JANUARY 2017 | |
f) | Place of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | |
TO: | Regulatory Information Service |
RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
| Diageo plc | |
| (Registrant) | |
| Date: 01 February 2017 | By: /s/Jonathan Guttridge |
| Name: Jonathan Guttridge | |
| Title: Company Secretarial Assistant |
