UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of January 2017
Commission File Number: 001-10691
DIAGEO plc
(Translation of registrant’s name into English)
Lakeside Drive, Park Royal, London NW10 7HQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ........X..... Form 40-F ..........
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ..................
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ..................
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 – 31 January 2017
Information Public Announcements/Press | Required by/when The Stock Exchange, London | |
Announcement Total Voting Rights (03 January 2017) | Announcement Block listing Interim Review (10 January 2017) | |
Announcement Director/PDMR Shareholding (10 January 2017) | Announcement Director/PDMR Shareholding (20 January 2017) | |
Announcement Total Voting Rights (31 January 2017) |
Diageo PLC – Total Voting Rights
Dated 03 January 2017
| TO: | Regulatory Information Service |
| RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
Diageo plc - Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:
The Company's issued capital as at 30 December 2016 consisted of 2,754,440,635 ordinary shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 237,763,765 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
Therefore, the total number of voting rights in the Company was 2,516,676,870 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
3 January 2017
Victoria Cooper
Assistant Company Secretary
Diageo plc
Diageo PLC – Block listing Interim Review
Dated 10 January 2017
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 10 January 2017
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo Associated Companies Share Option Plan (otherwise known as the Diageo Associated Companies Share Plan) | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 196,313 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 196,313 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 10 January 2017
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo plc Associated Companies Share Incentive Plan | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 416,240 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 56,096 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 360,144 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 10 January 2017
Name of applicant: | Diageo plc | |||
Name of scheme: | Diageo 2014 Long Term Incentive Plan | |||
Period of return: | From: | 1 July 2016 | To: | 31 December 2016 |
Balance of unallotted securities under scheme(s) from previous return: | 39,713 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 3,703 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 36,010 | |||
Name of contact: | John Nicholls |
Telephone number of contact: | 02089786000 |
Diageo PLC – Director/PDMR Shareholding
Dated 10 January 2017
Diageo plc (the "Company")
Transaction notification
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||
a) | Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY | |
b) | Position / status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
c) | Description of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
d) | Nature of the transaction | PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN | |
e) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. £21.75 | 7 | ||
2. £21.75 | 9 | ||
3. £21.75 | 7 | ||
f) | Aggregated information | N/A | |
g) | Date of the transaction | 10 JANUARY 2017 | |
h) | Place of the transaction | LONDON STOCK EXCHANGE (XLON) | |
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 20 January 2017
Diageo plc (the “Company”)
Transaction notification
1. | Details of Restricted Person / person closely associated with them (“PCA”) | ||
a) | Name | 1. B FRANZ 2. A GAVAZZI 3. S SALLER | |
b) | Position / status | 1. EXECUTIVE COMMITTEE MEMBER 2. EXECUTIVE COMMITTEE MEMBER 3. EXECUTIVE COMMITTEE MEMBER | |
c) | Initial notification / amendment | INITIAL NOTIFICATION | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Full name of entity | DIAGEO PLC | |
b) | Legal Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES (“ADS”) | |
b) | Nature of the transaction | RECEIPT OF ADS*, FOLLOWING THE MATURING OF OPTIONS ISSUED UNDER THE COMPANY’S US EMPLOYEE STOCK PURCHASE PLAN (ALSO KNOWN AS THE US SHAREVALUE PLAN). *1 ADS IS THE EQUIVALENT OF 4 ORDINARY SHARES | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
1. $89.19 | 1. 224.24 | ||
1. $89.19 | 2. 201.82 | ||
1. $89.19 | 3. 224.24 | ||
d) | Aggregated information | N/A | |
e) | Date of the transaction | 20 JANUARY 2017 | |
f) | Place of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | |
537577033
Diageo PLC – Total Voting Rights
Dated 31 January 2017
TO: | Regulatory Information Service |
RE: | Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules |
Diageo plc - Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:
The Company's issued capital as at 31 January 2017 consisted of 2,754,448,263 ordinary shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 237,184,335 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
Therefore, the total number of voting rights in the Company was 2,517,263,928 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
31 January 2017
Jonathan Guttridge
Company Secretarial Assistant
Diageo plc
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Diageo plc | |
| (Registrant) | |
| Date: 01 February 2017 | By: /s/Jonathan Guttridge |
| Name: Jonathan Guttridge | |
| Title: Company Secretarial Assistant |