a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Women in Leadership U.S. Equity Portfolio |
ii. Class identification number, if any | C000164152 |
iii. Ticker symbol, if any | GWILX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2964.84000000 |
Brokers Record:
2 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 6682.17000000 |
Brokers Record:
3 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1010.66000000 |
Brokers Record:
4 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 129.00000000 |
Brokers Record:
5 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 414.54000000 |
Brokers Record:
6 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 71.14000000 |
Brokers Record:
7 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2997.80000000 |
Brokers Record:
8 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 616.10000000 |
Brokers Record:
9 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7648.92000000 |
Brokers Record:
10 |
i. Full name of broker | Stuart Frankel & Co., Incorporated |
ii. SEC file number | 8-17419 |
iii. CRD number | 000014593 |
iv. LEI, if any | 254900XE1RBF5OLE0T50 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 58.18000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 22637.91000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000158302 |
iii. Ticker symbol, if any | GTILX |
Shares Outstanding Record:
2 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000017535 |
iii. Ticker symbol, if any | GTLLX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1918.28000000 |
Brokers Record:
2 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 33985.20000000 |
Brokers Record:
3 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 679.10000000 |
Brokers Record:
4 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1379900.76000000 |
Brokers Record:
5 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 312.80000000 |
Brokers Record:
6 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 620.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1417416.14000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
7 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 15857143.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 14 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | High Yield Municipal Portfolio |
ii. Class identification number, if any | C000164150 |
iii. Ticker symbol, if any | GHYMX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | S&P Global Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| Y6X4K52KMJMZE7I7MY94 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7155972.96000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | U.S. Bancorp Investments, Inc. |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2000000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3436930.60000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Guardian Capital LP |
ii. SEC file number | N/A |
iii. CRD number | 000105078 |
iv. LEI, if any | 549300F70RYK3Z5ZPU58 |
v. State, if applicable | |
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8727684.30000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12438547.20000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20875195.76000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12857872.40000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8870519.75000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 193791734.51000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10194376.40000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
2 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1111111.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 18 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Core Fixed Income Portfolio |
ii. Class identification number, if any | C000017529 |
iii. Ticker symbol, if any | GTCGX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | MarketAxess Corporation |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4640132.50000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 23243581.55000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Stonex Financial Inc. |
ii. SEC file number | 8-51269 |
iii. CRD number | 000045993 |
iv. LEI, if any | 549300LNKU6K5TJCRG93 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31308625.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14763212.23000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6339309.17000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Natwest Markets Securities Inc. |
ii. SEC file number | 8-37135 |
iii. CRD number | 000011707 |
iv. LEI, if any | ZE2ZWJ5BTIQJ8M0C6K34 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25174356.99000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 17202661.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1103390520.48000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12562787.70000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9527610.00000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Small Cap Equity Portfolio |
ii. Class identification number, if any | C000195216 |
iii. Ticker symbol, if any | GQSCX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1621.48000000 |
Brokers Record:
2 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1367.20000000 |
Brokers Record:
3 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 445.66000000 |
Brokers Record:
4 |
i. Full name of broker | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 565.50000000 |
Brokers Record:
5 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 971.49000000 |
Brokers Record:
6 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 262.71000000 |
Brokers Record:
7 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 493.60000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 5727.64000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
7 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Large Cap Value Equity Portfolio |
ii. Class identification number, if any | C000195215 |
iii. Ticker symbol, if any | GQLVX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 385.60000000 |
Brokers Record:
2 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 197.76000000 |
Brokers Record:
3 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 77.34000000 |
Brokers Record:
4 |
i. Full name of broker | Janney Montgomery Scott LLC |
ii. SEC file number | 8-00462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4.17000000 |
Brokers Record:
5 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 158.90000000 |
Brokers Record:
6 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 125.78000000 |
Brokers Record:
7 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 215.68000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1165.23000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Global Secured Options Portfolio |
ii. Class identification number, if any | C000118430 |
iii. Ticker symbol, if any | NOVIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 283.50000000 |
Brokers Record:
2 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9706.50000000 |
Brokers Record:
3 |
i. Full name of broker | Fiduciary Trust Company International |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | N1YKEWO2IYPRS4742F57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 125.00000000 |
Brokers Record:
4 |
i. Full name of broker | BTIG, LLC |
ii. SEC file number | 8-65473 |
iii. CRD number | 000122225 |
iv. LEI, if any | 549300GTG9PL6WO3EC51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 233.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 10348.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 198084.67000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2482620.11000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2556460.90000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2048541.54000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2553569.49000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 42930087.82000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
3 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
14 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 2 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Responsible ESG U.S. Equity Portfolio |
ii. Class identification number, if any | C000164151 |
iii. Ticker symbol, if any | RESGX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 684.58000000 |
Brokers Record:
2 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1838.76000000 |
Brokers Record:
3 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3093.75000000 |
Brokers Record:
4 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7215.20000000 |
Brokers Record:
5 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 727.96000000 |
Brokers Record:
6 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 561.70000000 |
Brokers Record:
7 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3232.48000000 |
Brokers Record:
8 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1908.00000000 |
Brokers Record:
9 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 96.00000000 |
Brokers Record:
10 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5890.64000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 25263.86000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 833333.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 3 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000035926 |
iii. Ticker symbol, if any | GTAPX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000211480 |
iii. Ticker symbol, if any | GTLSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 460.80000000 |
Brokers Record:
2 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 860.00000000 |
Brokers Record:
3 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1172.00000000 |
Brokers Record:
4 |
i. Full name of broker | Liquidnet, Inc. |
ii. SEC file number | 8-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 453.00000000 |
Brokers Record:
5 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7161.51000000 |
Brokers Record:
6 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1246.00000000 |
Brokers Record:
7 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 93009.54000000 |
Brokers Record:
8 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 284.00000000 |
Brokers Record:
9 |
i. Full name of broker | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 655.74000000 |
Brokers Record:
10 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 15337.74000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 120997.13000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
16 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1750000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 8 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000017538 |
iii. Ticker symbol, if any | GTCSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000017539 |
iii. Ticker symbol, if any | GTSCX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 19017.58000000 |
Brokers Record:
2 |
i. Full name of broker | KeyBanc Capital Markets Inc. |
ii. SEC file number | 8-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 35108.52000000 |
Brokers Record:
3 |
i. Full name of broker | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 19532.06000000 |
Brokers Record:
4 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14533.45000000 |
Brokers Record:
5 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14310.40000000 |
Brokers Record:
6 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 56215.42000000 |
Brokers Record:
7 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 43736.31000000 |
Brokers Record:
8 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 94897.17000000 |
Brokers Record:
9 |
i. Full name of broker | Liquidnet, Inc. |
ii. SEC file number | 8-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 132151.74000000 |
Brokers Record:
10 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 66056.92000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 553905.16000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 7600000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 5 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Short Term Tax Aware Fixed Income Portfolio |
ii. Class identification number, if any | C000170952 |
iii. Ticker symbol, if any | GTAWX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2113565.35000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3575541.80000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 117754841.06000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Fidelity Brokerage Services LLC |
ii. SEC file number | 8-23292 |
iii. CRD number | 000007784 |
iv. LEI, if any | 549300OQFQ4NFIOD5695 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2006955.10000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10704041.89000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3050754.19000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2704247.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Shank Williams Cisneros, LLC |
ii. SEC file number | 8-49877 |
iii. CRD number | 000042568 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3194764.15000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5120568.00000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Hilltop Securities Inc. |
ii. SEC file number | 8-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2482814.80000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
4 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 1 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Strategic Equity Portfolio |
ii. Class identification number, if any | C000017540 |
iii. Ticker symbol, if any | GTCEX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 705.08000000 |
Brokers Record:
2 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 552.92000000 |
Brokers Record:
3 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2205.36000000 |
Brokers Record:
4 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2719.88000000 |
Brokers Record:
5 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 790.96000000 |
Brokers Record:
6 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 8335.92000000 |
Brokers Record:
7 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1066.04000000 |
Brokers Record:
8 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2340.80000000 |
Brokers Record:
9 |
i. Full name of broker | Liquidnet, Inc. |
ii. SEC file number | 8-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 578.40000000 |
Brokers Record:
10 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1356.96000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 21744.61000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
4 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 2500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 3 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Total Market Equity Portfolio |
ii. Class identification number, if any | C000035927 |
iii. Ticker symbol, if any | GTTMX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1806.00000000 |
Brokers Record:
2 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 255.00000000 |
Brokers Record:
3 |
i. Full name of broker | Nomura Securities International, Inc. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1832.00000000 |
Brokers Record:
4 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 134.00000000 |
Brokers Record:
5 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 85454.07000000 |
Brokers Record:
6 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1504.80000000 |
Brokers Record:
7 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 694.38000000 |
Brokers Record:
8 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 6106.68000000 |
Brokers Record:
9 |
i. Full name of broker | National Financial Services LLC |
ii. SEC file number | 8-26740 |
iii. CRD number | 000013041 |
iv. LEI, if any | 549300JRHF1MHHWUAW04 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 140.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 97926.93000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
11 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 6 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000090298 |
iii. Ticker symbol, if any | GTSOX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000173616 |
iii. Ticker symbol, if any | GLSOX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |