| | | | | | | | |
| AIA Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1299 | CINS Y002A1105 | | 05/09/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Mohamed Azman Yahya | | Mgmt | For | For | For |
| 6 | Elect Edmund TSE Sze Wing | | Mgmt | For | Against | Against |
| 7 | Elect Jack SO Chak Kwong | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares under Restricted Share Unit Scheme | | Mgmt | For | For | For |
| 12 | Amendments to Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Angang Steel Co. Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| | CINS Y0132D105 | | 12/31/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Financial Services Agreement | | Mgmt | For | Against | Against |
| 3 | Elect XU Zhiwu as Supervisor | | Mgmt | For | Against | Against |
| 4 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 5 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Angang Steel Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0347 | CINS Y0132D105 | | 03/03/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Supplemental Agreement | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Angang Steel Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0347 | CINS Y0132D105 | | 06/04/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Director's Report | | Mgmt | For | For | For |
| 3 | Supervisor's Report | | Mgmt | For | For | For |
| 4 | Annual Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Elect LIU Zhengdong | | Mgmt | For | For | For |
| 10 | Elect Wilton CHAU Chi Wai | | Mgmt | For | For | For |
| 11 | Authority to Issue Short-Term Financing Bonds | | Mgmt | For | For | For |
| 12 | Authority to Issue Medium-Term Notes | | Mgmt | For | For | For |
| 13 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Angang Steel Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0347 | CINS Y0132D105 | | 07/08/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect ZHANG Xiaogang | | Mgmt | For | For | For |
| 3 | Elect TANG Fuping | | Mgmt | For | For | For |
| 4 | Elect YANG Hua | | Mgmt | For | Against | Against |
| 5 | Elect CHEN Ming | | Mgmt | For | For | For |
| 6 | Elect WANG Yidong | | Mgmt | For | For | For |
| 7 | Elect MA Lianyong | | Mgmt | For | For | For |
| 8 | Elect LI Shijun | | Mgmt | For | For | For |
| 9 | Elect CHEN Fangzheng | | Mgmt | For | For | For |
| 10 | Elect QU Xuanhui | | Mgmt | For | For | For |
| 11 | Elect Kwong CHI Kit, Victor | | Mgmt | For | For | For |
| 12 | Elect SU Wensheng | | Mgmt | For | For | For |
| 13 | Elect SHAN Mingyi | | Mgmt | For | Against | Against |
| 14 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| ASUSTeK Computer Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2357 | CINS Y04327105 | | 06/17/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 8 | Elect Jonney SHIH Tsung-Tang | | Mgmt | For | For | For |
| 9 | Elect Jonathan TSENG Chiang-Sheng | | Mgmt | For | For | For |
| 10 | Elect Jerry SHEN Cheng-Lai | | Mgmt | For | For | For |
| 11 | Elect Eric CHEN Yen-Cheng | | Mgmt | For | Against | Against |
| 12 | Elect HSU Hsien-Yuen | | Mgmt | For | For | For |
| 13 | Elect Joe HSIEH Min-Chieh | | Mgmt | For | For | For |
| 14 | Elect Samson HU Su-Pin | | Mgmt | For | Against | Against |
| 15 | Elect YANG Tze-Kaing as Supervisor | | Mgmt | For | For | For |
| 16 | Elect CHENG Chung-Jen as Supervisor | | Mgmt | For | For | For |
| 17 | Elect YANG Long-Hui as Supervisor | | Mgmt | For | For | For |
| 18 | Restrictions for Directors | | Mgmt | For | For | For |
| 19 | Extraordinary Motions | | Mgmt | N/A | Against | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Bank of China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3988 | CINS Y0698A107 | | 03/25/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect CHEN Siqing | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Bank of China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3988 | CINS Y0698A107 | | 06/12/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Financial Statements | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Annual Budget | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Capital Management Plan | | Mgmt | For | For | For |
| 10 | Elect ZHANG Xiangdong | | Mgmt | For | For | For |
| 11 | Elect ZHANG Qi | | Mgmt | For | For | For |
| 12 | Elect Jackson P. Tai | | Mgmt | For | For | For |
| 13 | Elect LIU Xianghui | | Mgmt | For | For | For |
| 14 | Elect MEI Xingbao | | Mgmt | For | For | For |
| 15 | Elect BAO Guoming | | Mgmt | For | For | For |
| 16 | Remuneration Plan for Directors and Supervisors | | Mgmt | For | For | For |
| 17 | Amendments to Articles of Association | | Mgmt | For | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 19 | Type of securities to be issued and issue size | | Mgmt | For | For | For |
| 20 | Par value and issue price | | Mgmt | For | For | For |
| 21 | Term | | Mgmt | For | For | For |
| 22 | Method of issuance and target investors | | Mgmt | For | For | For |
| 23 | Mechanism of participation of Preference Shares | | Mgmt | For | For | For |
| 24 | Compulsory conversion | | Mgmt | For | For | For |
| 25 | Terms of conditional redemption | | Mgmt | For | For | For |
| 26 | Restrictions on voting rights | | Mgmt | For | For | For |
| 27 | Order of priority and method of liquidation | | Mgmt | For | For | For |
| 28 | Rating arrangement | | Mgmt | For | For | For |
| 29 | Security for the issuance of Preference Shares | | Mgmt | For | For | For |
| 30 | Term of restrictions on trade and transfer | | Mgmt | For | For | For |
| 31 | Validity period of the issuance of Preference Shares | | Mgmt | For | For | For |
| 32 | Trading arrangement | | Mgmt | For | For | For |
| 33 | Use of proceeds from the issuance of Preference Shares | | Mgmt | For | For | For |
| 34 | Matters to authorization of the issuance | | Mgmt | For | For | For |
| 35 | Type of securities to be issued and issue size | | Mgmt | For | For | For |
| 36 | Par value and issue price | | Mgmt | For | For | For |
| 37 | Term | | Mgmt | For | For | For |
| 38 | Method of issuance and target investors | | Mgmt | For | For | For |
| 39 | Mechanism of participation of Preference Shares | | Mgmt | For | For | For |
| 40 | Compulsory conversion | | Mgmt | For | For | For |
| 41 | Terms of conditional redemption | | Mgmt | For | For | For |
| 42 | Restrictions and recovery on voting rights | | Mgmt | For | For | For |
| 43 | Order of priority and method of liquidation | | Mgmt | For | For | For |
| 44 | Rating arrangement | | Mgmt | For | For | For |
| 45 | Security for the issuance of Preference Shares | | Mgmt | For | For | For |
| 46 | Lock-up period | | Mgmt | For | For | For |
| 47 | Validity period of the issuance of Preference Shares | | Mgmt | For | For | For |
| 48 | Trading/listing arrangement | | Mgmt | For | For | For |
| 49 | Use of proceeds from the issuance of Preference Shares | | Mgmt | For | For | For |
| 50 | Matters to authorization of the issuance | | Mgmt | For | For | For |
| 51 | Shareholder Returns Plan | | Mgmt | For | For | For |
| 52 | Dilution of Current Returns and Remedial Measures | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| BBMG Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2009 | CINS Y076A3105 | | 05/22/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Authority to Issue Debentures | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Elect WANG Guangjin as a Director | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| BBMG Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2009 | ISIN CNE100000F20 | | 10/30/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Eligibility for Issuance of A Shares | | Mgmt | For | For | For |
| 3 | Share Subscription Agreement - BBMG Group Company Limited | | Mgmt | For | For | For |
| 4 | Share Subscription Agreement - Beijing Jingguofa Equity Investment Fund | | Mgmt | For | For | For |
| 5 | Feasibility Report on Use of Proceeds | | Mgmt | For | For | For |
| 6 | Report on Deposit and Use of Previously Raised Funds | | Mgmt | For | For | For |
| 7 | Shareholder Return Plan 2013 - 2015 | | Mgmt | For | For | For |
| 8 | Whitewash Waiver - BBMG Group Company Limited and Concert Parties | | Mgmt | For | For | For |
| 9 | Whitewash Waiver - Beijing Jingguofa Equity Investment Fund and Concert Parties | | Mgmt | For | For | For |
| 10 | Class and Par Value | | Mgmt | For | For | For |
| 11 | Method and Timing of Issuance | | Mgmt | For | For | For |
| 12 | Number of Shares to be Issued | | Mgmt | For | For | For |
| 13 | Subscription Price and Pricing Principles | | Mgmt | For | For | For |
| 14 | Target Subscribers and Subscription Method | | Mgmt | For | For | For |
| 15 | Lock-up Period | | Mgmt | For | For | For |
| 16 | Application for Listing A Shares | | Mgmt | For | For | For |
| 17 | Use of Proceeds | | Mgmt | For | For | For |
| 18 | Undistributed Profits | | Mgmt | For | For | For |
| 19 | Effective Period of Resolution | | Mgmt | For | For | For |
| 20 | Private Placement Plan | | Mgmt | For | For | For |
| 21 | Board Authorization for Share Issuance | | Mgmt | For | For | For |
| 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| BOC Hong Kong (Holdings) Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2388 | CINS Y0920U103 | | 06/11/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Elect TIAN Guoli | | Mgmt | For | For | For |
| 7 | Elect HE Guangbei | | Mgmt | For | For | For |
| 8 | Elect LI Zaohang | | Mgmt | For | For | For |
| 9 | Elect ZHU Shumin | | Mgmt | For | For | For |
| 10 | Elect YUE Yi | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 15 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| BOC Hong Kong (Holdings) Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2388 | CINS Y0920U103 | | 06/11/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Continuing Connected Transactions and New Caps | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Cheung Kong (Holdings) Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0001 | CINS Y13213106 | | 05/16/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LI Ka-Shing | | Mgmt | For | Against | Against |
| 6 | Elect Davy CHUNG Sun Keung | | Mgmt | For | For | For |
| 7 | Elect Ezra PAU Yee Wan | | Mgmt | For | For | For |
| 8 | Elect Frank J. Sixt | | Mgmt | For | Against | Against |
| 9 | Elect George C. Magnus | | Mgmt | For | For | For |
| 10 | Elect Simon Murray | | Mgmt | For | Against | Against |
| 11 | Elect Henry CHEONG Ying Chew | | Mgmt | For | Against | Against |
| 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 16 | Amendments to Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Construction Bank Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0939 | CINS Y1397N101 | | 06/26/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Final Financial Accounts | | Mgmt | For | For | For |
| 5 | Allocation of Dividends/Profits | | Mgmt | For | For | For |
| 6 | Fixed Assets Investment Budget | | Mgmt | For | For | For |
| 7 | Appointment of Auditor | | Mgmt | For | For | For |
| 8 | Elect DONG Shi | | Mgmt | For | Against | Against |
| 9 | Elect GUO You as Supervisor | | Mgmt | For | For | For |
| 10 | Plan on Authorisation to the Board of Directors | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Construction Bank Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0939 | ISIN CNE1000002H1 | | 10/24/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 3 | Elect ZHANG Long | | Mgmt | For | For | For |
| 4 | Elect ZHANG Yanling | | Mgmt | For | For | For |
| 5 | Elect GUO Yanpeng | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Everbright International Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0257 | CINS Y14226107 | | 04/28/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect TANG Shuangning | | Mgmt | For | For | For |
| 6 | Elect ZANG Qiutao | | Mgmt | For | Against | Against |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Elect Selwyn Mar | | Mgmt | For | For | For |
| 9 | Elect Aubrey LI Kwok Sing | | Mgmt | For | Against | Against |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Everbright Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0165 | CINS Y1421G106 | | 02/21/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Equity Transfer Agreement | | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Everbright Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0165 | CINS Y1421G106 | | 05/21/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Richard TANG Chi Chun | | Mgmt | For | For | For |
| 6 | Elect JIANG Yuanzhi | | Mgmt | For | For | For |
| 7 | Elect LIN Zhijun | | Mgmt | For | For | For |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Longyuan Power Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0916 | CINS Y1501T101 | | 05/22/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Final Accounts | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Budget Report | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Appointment of PRC Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Appointment of International Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 11 | Elect SHAO Guoyong | | Mgmt | For | Against | Against |
| 12 | Elect CHEN Jingdong | | Mgmt | For | For | For |
| 13 | Elect HAN Dechang | | Mgmt | For | For | For |
| 14 | Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| 15 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 16 | Shareholder Proposal | | ShrHoldr | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Longyuan Power Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 916 | CINS Y1501T101 | | 07/30/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect QIAO Baoping as Director | | Mgmt | For | Against | Against |
| 3 | Elect LI Enyi | | Mgmt | For | For | For |
| 4 | Elect XIE Changjun as Supervisor | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Mengniu Dairy Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2319 | CINS G21096105 | | 03/20/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Share Placement | | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Mengniu Dairy Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2319 | CINS G21096105 | | 06/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect NING Gaoning | | Mgmt | For | Against | Against |
| 6 | Elect YU Xubo | | Mgmt | For | For | For |
| 7 | Elect Christian Neu | | Mgmt | For | For | For |
| 8 | Elect ZHANG Xiaoya | | Mgmt | For | For | For |
| 9 | Elect LIAO Jianawen | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Minsheng Banking Corp., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1988 | CINS Y1495M112 | | 02/27/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendment to Terms of Debt Instruments | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Minsheng Banking Corp., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1988 | CINS Y1495M112 | | 06/10/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Annual Report 2013 | | Mgmt | For | For | For |
| 3 | Financial Report 2013 | | Mgmt | For | For | For |
| 4 | Annual Budget 2014 | | Mgmt | For | For | For |
| 5 | Director's Report | | Mgmt | For | For | For |
| 6 | Supervisor's Report | | Mgmt | For | For | For |
| 7 | Allocation of Dividend/Bonus Shares | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Elect MAO Xiaofeng | | Mgmt | For | For | For |
| 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Mobile Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0941 | CINS Y14965100 | | 05/22/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect XI Guohua | | Mgmt | For | For | For |
| 6 | Elect SHA Yuejia | | Mgmt | For | For | For |
| 7 | Elect LIU Aili | | Mgmt | For | For | For |
| 8 | Elect LO Ka Shui | | Mgmt | For | Against | Against |
| 9 | Elect Paul CHOW Man Yiu | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 14 | Amendments to Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China National Building Material Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3323 | CINS Y15045100 | | 01/17/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Adoption of the New Procedural Rules for Shareholders' General Meeting | | Mgmt | For | For | For |
| 5 | Adoption of the New Procedural Rules for Board Meetings | | Mgmt | For | For | For |
| 6 | Adoption of the New Procedural Rules for Supervisory Committee Meetings | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China National Building Material Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3323 | CINS Y15045100 | | 05/23/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Authority to Declare Interim Dividends | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights and Related Amendments to Articles | | Mgmt | For | Against | Against |
| 10 | Authority to Issue Debt Financing Instruments | | Mgmt | For | Abstain | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Petroleum & Chemical Corp | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0386 | CINS Y15010104 | | 05/09/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Authority to Declare Interim Dividends | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Authority to Issue Debt Instruments | | Mgmt | For | Against | Against |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Resources Power Holdings Company Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0836 | CINS Y1503A100 | | 06/10/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect ZHOU Jun Qing | | Mgmt | For | Against | Against |
| 6 | Elect ZHANG Shen Wen | | Mgmt | For | For | For |
| 7 | Elect WANG Xiao Bin | | Mgmt | For | For | For |
| 8 | Elect Elsie LEUNG Oi-Sie | | Mgmt | For | Against | Against |
| 9 | Elect Raymond K.F. Ch'ien | | Mgmt | For | Against | Against |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Shenhua Energy Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1088 | CINS Y1504C113 | | 06/27/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 16 | Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China Shenhua Energy Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1088 | CINS Y1504C113 | | 06/27/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| China State Construction International Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3311 | CINS G21677136 | | 05/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect ZHOU Hancheng | | Mgmt | For | For | For |
| 6 | Elect HUNG Cheung Shew | | Mgmt | For | For | For |
| 7 | Elect Raymond HO Chung Tai | | Mgmt | For | For | For |
| 8 | Elect Adrian D. LI Man Kiu | | Mgmt | For | Against | Against |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Chipbond Technology Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 6147 | CINS Y15657102 | | 06/12/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Adoption of Employee Restricted Stock Plan | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 11 | Amendments to Procedural Rules: Derivatives Trading | | Mgmt | For | For | For |
| 12 | Allocation of Dividends from Capital Reserve | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Chongqing Rural Commercial Bank Co Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3618 | CINS Y1594G107 | | 05/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Annual Report | | Mgmt | For | For | For |
| 7 | Financial Budget | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Elect XIE Wenhui | | Mgmt | For | For | For |
| 10 | Elect LI Zuwei | | Mgmt | For | For | For |
| 11 | Elect DUAN Xiaohua | | Mgmt | For | For | For |
| 12 | Elect SUN Lida | | Mgmt | For | For | For |
| 13 | Amendments to Articles | | Mgmt | For | For | For |
| 14 | Amendments to Procedural Rules of General Meetings | | Mgmt | For | For | For |
| 15 | Amendments to Procedural Rules of Board Meetings | | Mgmt | For | For | For |
| 16 | Amendments to Procedural Rules of Supervisor Meetings | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Chunghwa Telecom Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2412 | CINS Y1613J108 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Allocation of Dividends from Capital Reserve | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 11 | Restrictions for FAN Zhi-Qiang | | Mgmt | For | For | For |
| 12 | Restrictions for TSAI Li-Xing | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Cnooc Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0883 | CINS Y1662W117 | | 05/23/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LI Fanrong | | Mgmt | For | For | For |
| 6 | Elect WANG Yilin | | Mgmt | For | Against | Against |
| 7 | Elect LV Bo | | Mgmt | For | For | For |
| 8 | Elect ZHANG Jianwei | | Mgmt | For | For | For |
| 9 | Elect Wang Jiaxiang | | Mgmt | For | For | For |
| 10 | Elect Lawrence J. LAU | | Mgmt | For | For | For |
| 11 | Elect Kevin G. Lynch | | Mgmt | For | For | For |
| 12 | Directors' Fees | | Mgmt | For | For | For |
| 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 16 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Cnooc Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0883 | CINS Y1662W117 | | 11/27/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-exempt Continuing Connected Transactions | | Mgmt | For | For | For |
| 4 | Proposed Annual Caps | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Formosa International Hotels Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2707 | CINS Y2603W109 | | 06/17/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Capitalization of Capital Reserve and Issuance of New Shares | | Mgmt | For | For | For |
| 8 | Adoption of Employee Restricted Stock Plan | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 11 | Extraordinary Motions | | Mgmt | N/A | Against | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Fosun International Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0656 | CINS Y2618Y108 | | 05/28/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LIANG Xinjun | | Mgmt | For | Against | Against |
| 6 | Elect FAN Wei | | Mgmt | For | For | For |
| 7 | Elect QIN Xuetang | | Mgmt | For | For | For |
| 8 | Elect WU Ping | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 14 | Authority to Grant Share Options | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Fubon Financial Holding Company Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2881 | CINS Y26528102 | | 06/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 10 | Elect Daniel TSAI Ming-Chung | | Mgmt | For | For | For |
| 11 | Elect Richard TSAI Ming-Hsing | | Mgmt | For | For | For |
| 12 | Elect CHEN Ying-Rong | | Mgmt | For | For | For |
| 13 | Elect CHEN Yeh-Shin | | Mgmt | For | For | For |
| 14 | Elect TSAI Li-Wen | | Mgmt | For | For | For |
| 15 | Elect Victor KUNG Tien-Hang | | Mgmt | For | For | For |
| 16 | Elect CHENG Peng-Yuan | | Mgmt | For | For | For |
| 17 | Elect HSU Jen-Shou | | Mgmt | For | For | For |
| 18 | Elect Jerry HARN Wei-Ting | | Mgmt | For | For | For |
| 19 | Elect CHEUNG Chi-Yan | | Mgmt | For | For | For |
| 20 | Elect JAW Shau-Kong | | Mgmt | For | For | For |
| 21 | Elect TANG Ming-Tze | | Mgmt | For | For | For |
| 22 | Elect CHUANG Wen-Ssn | | Mgmt | For | For | For |
| 23 | Restrictions for TSAI Ming-Chung | | Mgmt | For | For | For |
| 24 | Restrictions for TSAI Ming-Hsing | | Mgmt | For | For | For |
| 25 | Restrictions for CHEUNG Chi-Yan | | Mgmt | For | For | For |
| 26 | Restrictions for Victor KUNG Tien-Hang | | Mgmt | For | For | For |
| 27 | Restrictions for HSU Jen-Shou | | Mgmt | For | For | For |
| 28 | Restrictions for Jerry HARN Wei-Ting | | Mgmt | For | For | For |
| 29 | Non-Compete Restrictions for Directors | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Galaxy Entertainment Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0027 | CINS Y2679D118 | | 06/11/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Paddy TANG LUI Wai Yu | | Mgmt | For | For | For |
| 5 | Elect William YIP Shue Lam | | Mgmt | For | For | For |
| 6 | Directors' Fees | | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 10 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 11 | Deletion of Existing Articles | | Mgmt | For | Against | Against |
| 12 | Amendments to Articles | | Mgmt | For | Against | Against |
| 13 | Adoption of New Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| GCL Poly-Energy Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3800 | CINS G3774X108 | | 05/23/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect ZHU Gong Shan | | Mgmt | For | Against | Against |
| 5 | Elect JI Jun | | Mgmt | For | For | For |
| 6 | Elect SUN Wei | | Mgmt | For | Against | Against |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Great Wall Motor Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2333 | CINS Y2882P106 | | 05/09/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Annual Report | | Mgmt | For | For | For |
| 6 | Independent Directors' Report | | Mgmt | For | For | For |
| 7 | Supervisors' Report | | Mgmt | For | For | For |
| 8 | Business Strategy for 2014 | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Elect WEI Jian Jun | | Mgmt | For | Against | Against |
| 11 | Elect LIU Ping Fu | | Mgmt | For | For | For |
| 12 | Elect WANG Feng Ying | | Mgmt | For | For | For |
| 13 | Elect HU Ke Gang | | Mgmt | For | For | For |
| 14 | Elect YANG Zhi Juan | | Mgmt | For | For | For |
| 15 | Elect HE Ping | | Mgmt | For | For | For |
| 16 | Elect NIU Jun | | Mgmt | For | For | For |
| 17 | Elect Stanley WONG Chi Hung | | Mgmt | For | For | For |
| 18 | Elect LU Chuang | | Mgmt | For | For | For |
| 19 | Elect LIANG Shang Shang | | Mgmt | For | For | For |
| 20 | Elect MA Li Hui | | Mgmt | For | For | For |
| 21 | Elect LUO Jin Li as Supervisor | | Mgmt | For | For | For |
| 22 | Elect ZONG Yi Xiang as Supervisor | | Mgmt | For | For | For |
| 23 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 25 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 27 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 28 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 29 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 30 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 31 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 32 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 33 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 34 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Great Wall Motor Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2333 | CINS Y2882P106 | | 05/09/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Haier Electronics Group | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1169 | CINS G42313125 | | 06/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect ZHOU Yun Jie | | Mgmt | For | Against | Against |
| 5 | Elect TAN Li Xia | | Mgmt | For | For | For |
| 6 | Elect ZHANG Yong | | Mgmt | For | For | For |
| 7 | Elect Rose TSOU Kai Lien | | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 14 | Authority to Issue Shares Under the Restricted Share Award Scheme | | Mgmt | For | For | For |
| 15 | Reduction in Share Premium Account | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Hang Seng Bank Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 11 | CINS Y30327103 | | 05/09/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Raymond K.F. Ch'ien | | Mgmt | For | Against | Against |
| 5 | Elect Nixon CHAN Lik Sang | | Mgmt | For | For | For |
| 6 | Elect CHIANG Lai Yuen | | Mgmt | For | For | For |
| 7 | Elect Sarah C. Legg | | Mgmt | For | For | For |
| 8 | Elect Kenneth NG Sing Yip | | Mgmt | For | For | For |
| 9 | Elect Micheal WU Wei Kuo | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Amendments to Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| HK Electric Investments Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2638 | CINS Y32359104 | | 05/16/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Canning FOK Kin Ning | | Mgmt | For | For | For |
| 5 | Elect TSO Kai Sum | | Mgmt | For | For | For |
| 6 | Elect WAN Chi Tin | | Mgmt | For | For | For |
| 7 | Elect Ronald J. Arculli | | Mgmt | For | For | For |
| 8 | Elect CHAN Loi Shun | | Mgmt | For | For | For |
| 9 | Elect Francis CHENG Cho Ying | | Mgmt | For | For | For |
| 10 | Elect Susan CHOW WOO Mo Fong | | Mgmt | For | For | For |
| 11 | Elect Alex FONG Chi Wai | | Mgmt | For | For | For |
| 12 | Elect Francis LEE Lan Yee | | Mgmt | For | For | For |
| 13 | Elect George C. Magnus | | Mgmt | For | For | For |
| 14 | Elect Donald J. Roberts | | Mgmt | For | For | For |
| 15 | Elect YUEN Sui See | | Mgmt | For | For | For |
| 16 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | Abstain | Against |
| 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Hon Hai Precision Industry Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2317 | CINS Y36861105 | | 06/25/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 7 | Accounts and Reports | | Mgmt | For | For | For |
| 8 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 9 | Capitalization of Profits and Issuance of New Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 11 | Non-compete Restrictions for Directors | | Mgmt | For | For | For |
| 12 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 13 | Amendments to Articles | | Mgmt | For | For | For |
| 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Hong Kong and China Gas Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0003 | CINS Y33370100 | | 06/04/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect David LI Kwok-po | | Mgmt | For | Against | Against |
| 6 | Elect LEE Ka Kit | | Mgmt | For | For | For |
| 7 | Elect LEE Ka Shing | | Mgmt | For | For | For |
| 8 | Elect Peter WONG Wai Yee | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Bonus Share Issuance | | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 15 | Adoption of New Articles of Association | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Hong Kong Exchanges And Clearing Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0388 | CINS Y3506N139 | | 04/16/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Bill KWOK Chi Piu | | Mgmt | For | For | For |
| 6 | Elect Vincent M. LEE Kwan Ho | | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Committee Members' Fees | | Mgmt | For | For | For |
| 12 | Adoption of New Articles of Association | | Mgmt | For | For | For |
| 13 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Huaneng Power International, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0902 | CINS Y3744A105 | | 02/11/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | 2014 Continuing Connected Transactions between the Company and Huaneng Group | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Huaneng Power International, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0902 | CINS Y3744A105 | | 06/26/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | Abstain | Against |
| 8 | Continuing Connected Transactions | | Mgmt | For | Against | Against |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Hysan Development Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 14 | CINS Y38203124 | | 05/13/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Irene LEE Yun Lien | | Mgmt | For | Against | Against |
| 5 | Elect Nicolas C. Allen | | Mgmt | For | For | For |
| 6 | Elect Hans M. Jebsen | | Mgmt | For | For | For |
| 7 | Elect Anthony LEE Hsien Pin | | Mgmt | For | Against | Against |
| 8 | Fees for Audit Committee Chairperson and Remuneration Committee Chairperson | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Amendments to Articles | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Industrial & Commercial Bank Of China | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1398 | CINS Y3990B112 | | 04/15/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect ZHANG Hongli | | Mgmt | For | For | For |
| 3 | 2014 Fixed Assets Investment Budget | | Mgmt | For | For | For |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Industrial & Commercial Bank Of China | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1398 | CINS Y3990B112 | | 06/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Elect ZHAO Lin as Supervisor | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 8 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Intime Department Store (Group) Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1833 | CINS G4922U103 | | 05/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEN Xiaodong | | Mgmt | For | For | For |
| 6 | Elect LIU Dong | | Mgmt | For | For | For |
| 7 | Elect YU Ning | | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Intime Department Store (Group) Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1833 | CINS G4922U103 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Subscription and Joint Venture | | Mgmt | For | For | For |
| 4 | Whitewash Waiver | | Mgmt | For | For | For |
| 5 | Ratification of Board Acts | | Mgmt | For | For | For |
| 6 | Amendments to Equity Compensation Plan | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Kerry Logistics Network Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0636 | CINS G52418103 | | 05/12/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Virgin Islands (British) | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect George YEO Yong-Boon | | Mgmt | For | For | For |
| 6 | Elect William MA Wing Kai | | Mgmt | For | For | For |
| 7 | Elect Edwardo Erni | | Mgmt | For | For | For |
| 8 | Elect KUOK Khoon Hua | | Mgmt | For | For | For |
| 9 | Elect QIAN Shaohua | | Mgmt | For | For | For |
| 10 | Elect Marina WONG Yu Pok | | Mgmt | For | For | For |
| 11 | Elect WAN Kam To | | Mgmt | For | For | For |
| 12 | Elect Philip YEO Liat Kok | | Mgmt | For | For | For |
| 13 | Directors' Fees | | Mgmt | For | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 17 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Kerry Properties Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0683 | CINS G52440107 | | 11/01/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Adoption of Share Option Schemes | | Mgmt | For | Against | Against |
| 4 | Amendments to Bye-Laws | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Kingboard Chemical Holdings, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 148 | CINS G52562140 | | 05/26/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEUNG Kwok Wing | | Mgmt | For | For | For |
| 6 | Elect CHEN Maosheng | | Mgmt | For | For | For |
| 7 | Elect Christopher CHENG Wai Chee | | Mgmt | For | For | For |
| 8 | Elect TSE Kam Hung | | Mgmt | For | For | For |
| 9 | Elect TANG King Shing | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 20 | Authority to Issue Repurchase Shares | | Mgmt | For | Against | Against |
| 21 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Kingboard Chemical Holdings, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 148 | CINS G52562140 | | 12/16/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | New KBC Purchase Framework Agreement | | Mgmt | For | For | For |
| 4 | New KBL Purchase Framework Agreement | | Mgmt | For | For | For |
| 5 | New KBL Supply Framework Agreement | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Lee & Man Paper Manufacturing Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2314 | CINS G5427W130 | | 05/14/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Raymond LEE Man Chun | | Mgmt | For | For | For |
| 6 | Elect LEE Man Bun | | Mgmt | For | For | For |
| 7 | Elect King Wai Lee | | Mgmt | For | For | For |
| 8 | Authorization of Board Regarding Terms of Appointment and Remuneration of POON Chung Kwong | | Mgmt | For | For | For |
| 9 | Authorization of Board Regarding Terms of Appointment and Remuneration of Tony WONG Kai Tung | | Mgmt | For | For | For |
| 10 | Authorization of Board Regarding Terms of Appointment and Remuneration of Peter A. Davies | | Mgmt | For | For | For |
| 11 | Authorization of Board Regarding Terms of Appointment and Remuneration of David CHAU Shing Yim | | Mgmt | For | For | For |
| 12 | Directors' Fees for 2013 | | Mgmt | For | For | For |
| 13 | Directors' Fees for 2014 | | Mgmt | For | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 17 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Lenovo Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0992 | CINS Y5257Y107 | | 03/18/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Revised Supply Annual Caps and Revised Royalty Annual Caps | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Lenovo Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0992 | CINS Y5257Y107 | | 07/16/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect William Tudor Brown | | Mgmt | For | For | For |
| 6 | Elect YANG Yuanqing | | Mgmt | For | Against | Against |
| 7 | Elect Edward Suning Tian | | Mgmt | For | For | For |
| 8 | Elect Nicholas C. Allen | | Mgmt | For | For | For |
| 9 | Retirement of WU Yibing | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| MediaTek Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2454 | CINS Y5945U103 | | 06/12/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Capital Loans | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Mega Financial Holding Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2886 | CINS Y59456106 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Amendments to Articles | | Mgmt | For | For | For |
| 8 | Amendments to Procedural Rules: Derivatives Trading | | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 10 | Non-Compete Restrictions for Directors | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| New World Development Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 05/22/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Master Services Agreement | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| New World Development Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 06/16/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Scheme of Arrangement | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| New World Development Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 11/19/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Henry CHENG Kar Shun | | Mgmt | For | Against | Against |
| 6 | Elect Adrian CHENG Chi-Kong | | Mgmt | For | For | For |
| 7 | Elect AU Tak-Cheong | | Mgmt | For | For | For |
| 8 | Elect William DOO Wai Hoi | | Mgmt | For | For | For |
| 9 | Elect Howard YEUNG Ping Leung | | Mgmt | For | For | For |
| 10 | Elect Payson CHA Mou Sing | | Mgmt | For | Against | Against |
| 11 | Elect Thomas LIANG Cheung Biu | | Mgmt | For | Against | Against |
| 12 | Directors' Fees | | Mgmt | For | For | For |
| 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 16 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Nine Dragons Paper (Holdings) Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2689 | CINS G65318100 | | 12/09/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEUNG Yan | | Mgmt | For | Against | Against |
| 6 | Elect LIU Ming Chung | | Mgmt | For | Against | Against |
| 7 | Elect ZHANG Yuanfu | | Mgmt | For | For | For |
| 8 | Elect NG Leung-sing | | Mgmt | For | Against | Against |
| 9 | Elect FOK Kwong Man | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Petrochina Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 857 | CINS Y6883Q104 | | 05/22/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Directors' Report | | Mgmt | For | For | For |
| 5 | Supervisors' Report | | Mgmt | For | For | For |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Final Dividends | | Mgmt | For | For | For |
| 8 | Authority to Declare Interim Dividends | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Elect ZHOU Jiping | | Mgmt | For | Against | Against |
| 11 | Elect LIAO Yongyuan | | Mgmt | For | For | For |
| 12 | Elect WANG Dongjin | | Mgmt | For | For | For |
| 13 | Elect YU Baocai | | Mgmt | For | For | For |
| 14 | Elect SHEN Diancheng | | Mgmt | For | For | For |
| 15 | Elect LIU Yuezhen | | Mgmt | For | For | For |
| 16 | Elect LIU Hongbin | | Mgmt | For | For | For |
| 17 | Elect CHEN Zhiwu | | Mgmt | For | For | For |
| 18 | Elect Richard H. Matzke | | Mgmt | For | For | For |
| 19 | Elect LIN Boqiang | | Mgmt | For | For | For |
| 20 | Elect WANG Lixin | | Mgmt | For | Against | Against |
| 21 | Elect GUO Jinping | | Mgmt | For | For | For |
| 22 | Elect LI Qingyi | | Mgmt | For | For | For |
| 23 | Elect JIA Yimin | | Mgmt | For | Against | Against |
| 24 | Elect ZHANG Fengshan | | Mgmt | For | For | For |
| 25 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| PICC Property & Casualty Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2328 | CINS Y6975Z103 | | 04/15/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Authority to Issue Subordinated Term Debts | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| PICC Property & Casualty Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2328 | CINS Y6975Z103 | | 06/27/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Profit Distribution Plan | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Supervisors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| PICC Property & Casualty Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2328 | ISIN CNE100000593 | | 11/06/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect WANG Yueshu as Supervisor | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| PICC Property & Casualty Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2328 | CINS Y6975Z103 | | 12/27/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Power Assets Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0006 | CINS Y7092Q109 | | 01/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Spin-off | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Power Assets Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0006 | CINS Y7092Q109 | | 05/15/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Canning K.N. Fok | | Mgmt | For | Against | Against |
| 6 | Elect Andrew John Hunter | | Mgmt | For | For | For |
| 7 | Elect Albert IP Yuk Keung | | Mgmt | For | For | For |
| 8 | Elect Victor LI Tzar Kuoi | | Mgmt | For | Against | Against |
| 9 | Elect Charles TSAI Chao Chung | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sa Sa International Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0178 | CINS G7814S102 | | 08/22/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Simon KWOK Siu Ming | | Mgmt | For | For | For |
| 6 | Elect Eleanor KWOK LAW Kwai Chun | | Mgmt | For | Against | Against |
| 7 | Elect Guy LOOK | | Mgmt | For | For | For |
| 8 | Elect Maria TAM Wai Chu | | Mgmt | For | Against | Against |
| 9 | Elect Marie-Christine LEE Yun Chun | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 15 | Amendments to Articles - Adoption of Dual Foreign Name | | Mgmt | For | For | For |
| 16 | Board Authorization to Adopt Dual Foreign Name | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sands China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1928 | CINS G7800X107 | | 05/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Rachel CHIANG Yun | | Mgmt | For | For | For |
| 6 | Elect Iain F. Bruce | | Mgmt | For | Against | Against |
| 7 | Elect Charles Daniel Forman | | Mgmt | For | For | For |
| 8 | Elect Robert Glen Goldstein | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sands China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1928 | CINS G7800X107 | | 07/26/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Shougang Fushan Resources Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0639 | CINS Y7760F104 | | 06/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEN Zhouping | | Mgmt | For | For | For |
| 6 | Elect WONG Lik Ping | | Mgmt | For | Against | Against |
| 7 | Elect Tony LEUNG Shun Sang | | Mgmt | For | For | For |
| 8 | Elect ZHANG Yaoping | | Mgmt | For | Against | Against |
| 9 | Elect XIANG Xu Jia | | Mgmt | For | For | For |
| 10 | Elect CHOI Wai Yin | | Mgmt | For | For | For |
| 11 | Elect Japhet Sebastian Law | | Mgmt | For | Against | Against |
| 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sihuan Pharmaceutical Holdings Group Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0460 | CINS G8162K113 | | 05/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHE Fengsheng | | Mgmt | For | Against | Against |
| 6 | Elect Homer Sun | | Mgmt | For | For | For |
| 7 | Elect ZHANG Jionglong | | Mgmt | For | Against | Against |
| 8 | Elect TSANG Wah Kwong | | Mgmt | For | Against | Against |
| 9 | Elect ZHU Xun | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 15 | Increase in Authorized Capital | | Mgmt | For | Against | Against |
| 16 | Bonus Share Issuance | | Mgmt | For | Against | Against |
| 17 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sino-Ocean Land Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3377 | CINS Y8002N103 | | 11/19/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | China Life Subscription | | Mgmt | For | For | For |
| 4 | Spring Glory Subscription | | Mgmt | For | For | For |
| 5 | Acquisitions | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopec Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0386 | CINS Y15010104 | | 11/26/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Extension of Validity Term of A Share Convertible Bonds Issue | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopec Shanghai Petrochemical Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0338 | CINS Y80373106 | | 06/18/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Financial Budget | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Elect WANG Zhiqing | | Mgmt | For | Against | Against |
| 10 | Elect WU Haijun | | Mgmt | For | For | For |
| 11 | Elect GAO Jinping | | Mgmt | For | For | For |
| 12 | Elect YE Guohua | | Mgmt | For | Against | Against |
| 13 | Elect JIN Qiang | | Mgmt | For | For | For |
| 14 | Elect GUO Xiaojun | | Mgmt | For | For | For |
| 15 | Elect LEI Dianwu | | Mgmt | For | For | For |
| 16 | Elect MO Zhenglin | | Mgmt | For | For | For |
| 17 | Elect SHEN Liqiang | | Mgmt | For | For | For |
| 18 | Elect JIN Mingda | | Mgmt | For | For | For |
| 19 | Elect CAI Tingji | | Mgmt | For | For | For |
| 20 | Elect ZHANG Yimin | | Mgmt | For | For | For |
| 21 | Elect ZHAI Yalin | | Mgmt | For | For | For |
| 22 | Elect WANG Liqun | | Mgmt | For | Against | Against |
| 23 | Elect CHEN Xinyuan | | Mgmt | For | For | For |
| 24 | Elect ZHOU Yunnong | | Mgmt | For | For | For |
| 25 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopec Shanghai Petrochemical Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0338 | ISIN CNE1000004C8 | | 10/22/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect ZHANG Yimin as Director | | Mgmt | For | For | For |
| 4 | Interim Cash Dividend and Issuance of Shares | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopec Shanghai Petrochemical Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0338 | CINS Y80373106 | | 12/11/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Mutual Product Supply and Sale Services Framework Agreement | | Mgmt | For | For | For |
| 4 | Comprehensive Services Framework Agreement | | Mgmt | For | For | For |
| 5 | Amendments to Articles | | Mgmt | For | For | For |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 01/06/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect LI Zhiming | | Mgmt | For | For | For |
| 4 | Amendments to Articles | | Mgmt | For | For | For |
| 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 04/04/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Authority to Issue Super Commercial Papers | | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 06/19/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Appointment of Domestic Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 8 | Appointment of International Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Authority to Give Guarantees | | Mgmt | For | Abstain | Against |
| 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 12 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | ISIN CNE100000FN7 | | 10/18/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect WANG Fucheng | | Mgmt | For | For | For |
| 4 | Elect LI Dongjiu | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Sun Hung Kai Properties Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0016 | CINS Y82594121 | | 11/14/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Margaret LEUNG KO May Yee | | Mgmt | For | Against | Against |
| 6 | Elect Raymond KWOK Ping Luen | | Mgmt | For | For | For |
| 7 | Elect Mike WONG Chik Wing | | Mgmt | For | For | For |
| 8 | Elect Eric LI Ka Cheung | | Mgmt | For | Against | Against |
| 9 | Elect Walter KWOK Ping Sheung | | Mgmt | For | Against | Against |
| 10 | Elect WOO Po Shing | | Mgmt | For | Against | Against |
| 11 | Elect Thomas CHAN Kui Yuen | | Mgmt | For | Against | Against |
| 12 | Elect KWONG Chun | | Mgmt | For | For | For |
| 13 | Directors' Fees | | Mgmt | For | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 17 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Taiwan Semiconductor Manufacturing Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2330 | CINS Y84629107 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Amendments to Procedural Rules | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Tencent Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 700 | CINS G87572148 | | 05/14/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Martin LAU Chi Ping | | Mgmt | For | For | For |
| 6 | Elect Charles St Leger Searle | | Mgmt | For | Against | Against |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 12 | Stock Split | | Mgmt | For | For | For |
| 13 | Adopt The Riot Games Option Scheme | | Mgmt | For | Against | Against |
| 14 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| The Link Real Estate Investment Trust | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0823 | CINS Y5281M111 | | 02/18/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Expanded Geographical Investment Scope | | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Investment Scope Trust Deed Amendments | | Mgmt | For | For | For |
| 6 | Trust Deed Amendments: Authorized Investments | | Mgmt | For | For | For |
| 7 | Trust Deed Amendments: Units and/or Convertible Instruments | | Mgmt | For | For | For |
| 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 9 | Trust Deed Amendments: Borrowing Ability | | Mgmt | For | For | For |
| 10 | Trust Deed Amendments: Procedural or
Administrative Matters | | Mgmt | For | For | For |
| 11 | Other Trust Deed Amendments | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Tianneng Power International Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0819 | CINS G8655K109 | | 05/16/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Elect CHEN Minru | | Mgmt | For | Against | Against |
| 7 | Elect SHI Borong | | Mgmt | For | Against | Against |
| 8 | Elect HUANG Dongliang | | Mgmt | For | Against | Against |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| 13 | Refreshment of Share Option Scheme | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| TTY Biopharm Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 4105 | CINS Y90017107 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Capitalization of Retained Earnings and Issuance of New Shares | | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 10 | Elect LIN Rong-Jin | | Mgmt | For | For | For |
| 11 | Elect XIAO Ying-Jun | | Mgmt | For | For | For |
| 12 | Elect ZHANG Wen-Hua | | Mgmt | For | Against | Against |
| 13 | Elect LIN Quan | | Mgmt | For | For | For |
| 14 | Elect ZENG Tian-Ci | | Mgmt | For | For | For |
| 15 | Elect ZHANG Xiu-Ji as Supervisor | | Mgmt | For | Against | Against |
| 16 | Elect LI Zhong-Liang as Supervisor | | Mgmt | For | Against | Against |
| 17 | Elect CHEN Jun-Hong as Supervisor | | Mgmt | For | Against | Against |
| 18 | Non-compete Restrictions for Directors | | Mgmt | For | Against | Against |
| 19 | EXTRAORDINARY MOTIONS | | Mgmt | N/A | Against | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Uni-President Enterprises Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1216 | CINS Y91475106 | | 06/24/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Capitalization of Profits and Issuance of New Shares | | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| 10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| 11 | Non-compete Restrictions for Directors | | Mgmt | For | Against | Against |
| 12 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Want Want China Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0151 | CINS G9431R103 | | 04/30/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect TSAI Wang Chia | | Mgmt | For | For | For |
| 6 | Elect CHAN Yu Feng | | Mgmt | For | For | For |
| 7 | Elect TSAI Shao Chung | | Mgmt | For | For | For |
| 8 | Elect PEI Kerwei | | Mgmt | For | Against | Against |
| 9 | Elect CHIEN Wen Guey | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Zijin Mining Group Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 05/28/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Completion of Share Repurchase | | Mgmt | For | For | For |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Authority to Issue Debt Financing | | Mgmt | For | For | For |
| 5 | Authority to Repurchase H Shares | | Mgmt | For | For | For |
| 6 | Authority to Give Guarantees | | Mgmt | For | For | For |
| 7 | Directors' Report | | Mgmt | For | For | For |
| 8 | Independent Directors' Report | | Mgmt | For | For | For |
| 9 | Supervisors' Report | | Mgmt | For | For | For |
| 10 | Financial Report | | Mgmt | For | For | For |
| 11 | Annual Report | | Mgmt | For | For | For |
| 12 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 13 | Directors' Fees | | Mgmt | For | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | Abstain | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Zijin Mining Group Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 05/28/2014 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Authority to Repurchase H Shares | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | | |
| Zijin Mining Group Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | ISIN CNE100000502 | | 10/25/2013 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect CHEN Jinghe | | Mgmt | For | Against | Against |
| 3 | Elect WANG Jianhua | | Mgmt | For | For | For |
| 4 | Elect QIU Xiaohua | | Mgmt | For | For | For |
| 5 | Elect LAN Fusheng | | Mgmt | For | For | For |
| 6 | Elect ZOU Laichang | | Mgmt | For | For | For |
| 7 | Elect LIN Hongfu | | Mgmt | For | For | For |
| 8 | Elect LI Jian | | Mgmt | For | For | For |
| 9 | Elect LU Shihua | | Mgmt | For | For | For |
| 10 | Elect DING Shida | | Mgmt | For | For | For |
| 11 | Elect JIANG Yuzhi | | Mgmt | For | For | For |
| 12 | Elect Kenneth SIT Hoi Wah | | Mgmt | For | For | For |
| 13 | Elect LIN Shuiqing | | Mgmt | For | For | For |
| 14 | Elect XU Qiang | | Mgmt | For | For | For |
| 15 | Elect FAN Wensheng | | Mgmt | For | For | For |
| 16 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
