| | | | | | | |
AIA Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1299 | CINS Y002A1105 | | 05/06/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 4 | Elect TEO Swee Lian | | Mgmt | For | For | For |
| 5 | Elect Narongchai Akrasanee | | Mgmt | For | For | For |
| 6 | Elect George YEO Yong-Boon | | Mgmt | For | For | For |
| 7 | Elect Mark E. Tucker | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For |
| 12 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
ASUSTeK Computer Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2357 | CINS Y04327105 | | 06/08/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Bank of China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3988 | CINS Y0698A107 | | 06/07/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Financial Statements | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Annual Budget | | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 8 | Elect TIAN Guoli | | Mgmt | For | For | For |
| 9 | Elect WANG Yong | | Mgmt | For | Against | Against |
| 10 | Elect LU Zhengfei | | Mgmt | For | For | For |
| 11 | Elect LEUNG Cheuk Yan | | Mgmt | For | For | For |
| 12 | Elect WANG Changyun | | Mgmt | For | For | For |
| 13 | Elect LI Jun | | Mgmt | For | For | For |
| 14 | Elect WANG Xueqiang | | Mgmt | For | For | For |
| 15 | Elect LIU Wanming | | Mgmt | For | Against | Against |
| 16 | Issuance of Bonds | | Mgmt | For | For | For |
| 17 | Issuance of Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Bank of China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3988 | CINS Y0698A107 | | 12/04/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Provision of Assured Entitlement | | Mgmt | For | For | For |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Bank of China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3988 | CINS Y0698A107 | | 12/04/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect ZHU Hexin | | Mgmt | For | For | For |
| 3 | Elect ZHANG Jinliang | | Mgmt | For | For | For |
| 4 | Directors' and Supervisors' Remuneration Distribution Plan | Mgmt | For | For | For |
| 5 | Plan of Overseas Listing of BOC Aviation | Mgmt | For | For | For |
| 6 | Board Authorization To Implement Overseas Listing | Mgmt | For | For | For |
| 7 | Description of Sustained Profitability and Prospects | Mgmt | For | For | For |
| 8 | Undertaking of Independent Listing Status | Mgmt | For | For | For |
| 9 | Compliance of Overseas Listing of BOC Aviation Pte. Ltd. | Mgmt | For | For | For |
| 10 | Provision of Assured Entitlement | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
BBMG Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2009 | CINS Y076A3105 | | 05/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Remuneration of Executive Directors | Mgmt | For | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 8 | Authority to Give Guarantees | | Mgmt | For | Against | Against |
| 9 | Eligibility to Issue Corporate Bonds via Public Offering | Mgmt | For | For | For |
| 10 | Bond Class | | Mgmt | For | For | For |
| 11 | Issue Size | | Mgmt | For | For | For |
| 12 | Face Value and Issuance Price | | Mgmt | For | For | For |
| 13 | Bond Term and Class | | Mgmt | For | For | For |
| 14 | Interest Rate | | Mgmt | For | For | For |
| 15 | Method of Issuance and Subscribers | Mgmt | For | For | For |
| 16 | Use of Proceeds | | Mgmt | For | For | For |
| 17 | Arrangement for Placement | | Mgmt | For | For | For |
| 18 | Listing Market | | Mgmt | For | For | For |
| 19 | Guarantees Arrangement | | Mgmt | For | For | For |
| 20 | Safeguard Measures For Repayment | Mgmt | For | For | For |
| 21 | Validity of Resolution | | Mgmt | For | For | For |
| 22 | Board Authorization to Issue Corporate Bonds via Public Offering | Mgmt | For | For | For |
| 23 | Eligibility to Issue Corporate Bonds via Private Placement | Mgmt | For | For | For |
| 24 | Bond Class | | Mgmt | For | For | For |
| 25 | Issue Size | | Mgmt | For | For | For |
| 26 | Face Value and Issuance Price | | Mgmt | For | For | For |
| 27 | Bond Term and Class | | Mgmt | For | For | For |
| 28 | Interest Rate | | Mgmt | For | For | For |
| 29 | Method of Issuance and Subscribers | Mgmt | For | For | For |
| 30 | Use of Proceeds | | Mgmt | For | For | For |
| 31 | Arrangement for Placement | | Mgmt | For | For | For |
| 32 | Listing Market | | Mgmt | For | For | For |
| 33 | Guarantees Arrangement | | Mgmt | For | For | For |
| 34 | Safeguard Measures For Repayment | Mgmt | For | For | For |
| 35 | Validity of Resolution | | Mgmt | For | For | For |
| 36 | Board Authorization to Issue Corporate Bonds via Private Placement | Mgmt | For | For | For |
| 37 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
BBMG Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2009 | CINS Y076A3105 | | 08/12/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Self-Inspection Report on Property Business | Mgmt | For | For | For |
| 4 | Undertakings to Property Business | Mgmt | For | For | For |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 6 | Elect ZHANG Jianli | | Mgmt | For | For | For |
| 7 | Update on Self-Inspection Report | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
BBMG Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2009 | CINS Y076A3105 | | 11/27/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Fees | | Mgmt | For | For | For |
| 3 | Supervisors' Fees | | Mgmt | For | For | For |
| 4 | Eligibility For Public Issue of Corporate Bonds | Mgmt | For | For | For |
| 5 | Type | | Mgmt | For | For | For |
| 6 | Size | | Mgmt | For | For | For |
| 7 | Face Value and Issue Price | | Mgmt | For | For | For |
| 8 | Term of issue and Variety | | Mgmt | For | For | For |
| 9 | Bonds Interest Rate | | Mgmt | For | For | For |
| 10 | Method of Issue and Target Investors | Mgmt | For | For | For |
| 11 | Use of Proceeds | | Mgmt | For | For | For |
| 12 | Pre-emptive Rights | | Mgmt | For | For | For |
| 13 | Place of Listing | | Mgmt | For | For | For |
| 14 | Arrangement of Guarantee | | Mgmt | For | For | For |
| 15 | Measures For Protection of Repayment | Mgmt | For | For | For |
| 16 | Validity of Resolution | | Mgmt | For | For | For |
| 17 | Board Authority To Issue Corporate Bodns | Mgmt | For | For | For |
| 18 | Amendments to Articles | | Mgmt | For | For | For |
| 19 | Elect JIANG Deyi | | Mgmt | For | For | For |
| 20 | Elect WU Dong | | Mgmt | For | For | For |
| 21 | Elect SHI Xijun | | Mgmt | For | Against | Against |
| 22 | Elect ZHANG Jianli | | Mgmt | For | For | For |
| 23 | Elect LI Weidong | | Mgmt | For | For | For |
| 24 | Elect WANG Shizhong | | Mgmt | For | For | For |
| 25 | Elect WANG Guangjin | | Mgmt | For | For | For |
| 26 | Elect TIAN Lihui | | Mgmt | For | For | For |
| 27 | Elect TANG Jun | | Mgmt | For | For | For |
| 28 | Elect NGAI Wai Fung | | Mgmt | For | Against | Against |
| 29 | Elect WANG Xiaojun | | Mgmt | For | Against | Against |
| 30 | Elect LI Bichi | | Mgmt | For | Against | Against |
| 31 | Elect YU Kaijun | | Mgmt | For | Against | Against |
| 32 | Elect HU Juan | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
BOC Hong Kong (Holdings) Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2388 | CINS Y0920U103 | | 06/06/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect YUE Yi | | Mgmt | For | For | For |
| 6 | Elect REN Deqi | | Mgmt | For | For | For |
| 7 | Elect GAO Yingxin | | Mgmt | For | For | For |
| 8 | Elect XU Luode | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Cheung Kong Property Holdings Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1113 | CINS G2103F101 | | 05/13/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LI Ka-Shing | | Mgmt | For | For | For |
| 6 | Elect KAM Hing Lam | | Mgmt | For | For | For |
| 7 | Elect Edmond IP Tak Chuen | | Mgmt | For | For | For |
| 8 | Elect Davy CHUNG Sun Keung | | Mgmt | For | For | For |
| 9 | Elect Justin CHIU Kwok Hung | | Mgmt | For | For | For |
| 10 | Elect JP CHOW Wai Kam | | Mgmt | For | For | For |
| 11 | Elect Ezra PAU Yee Wan | | Mgmt | For | For | For |
| 12 | Elect Grace WOO Chia Ching | | Mgmt | For | For | For |
| 13 | Elect Henry CHEONG Ying Chew | Mgmt | For | For | For |
| 14 | Elect Albert CHOW Nin Mow | | Mgmt | For | For | For |
| 15 | Elect Katherine HUNG Siu Lin | | Mgmt | For | For | For |
| 16 | Elect Simon Murray | | Mgmt | For | For | For |
| 17 | Elect Anthony YEH Yuan Chang | | Mgmt | For | For | For |
| 18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 19 | Directors' Fees | | Mgmt | For | For | For |
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 22 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 03/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect CHEN Lihua | | Mgmt | For | For | For |
| 4 | Elect HE Cao | | Mgmt | For | For | For |
| 5 | Elect HUANG Fang | | Mgmt | For | For | For |
| 6 | Elect WAN Liming | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 05/26/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Annual Report | | Mgmt | For | For | For |
| 6 | Financial Report | | Mgmt | For | For | For |
| 7 | Financial Budget 2016 | | Mgmt | For | For | For |
| 8 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 9 | Appointment of PRC and International Auditors and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Related Party Transactions for the Fiscal Year 2015 | Mgmt | For | For | For |
| 11 | Adjustment of Annual Cap of Continuing Connected Transactions of 2016 and 2017 | Mgmt | For | For | For |
| 12 | Authority to Issue Bonds | | Mgmt | For | Against | Against |
| 13 | Extension of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For |
| 14 | Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For |
| 15 | Dilution of Immediate Returns | | Mgmt | For | For | For |
| 16 | Adjustment of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For |
| 17 | Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 05/26/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Extension of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For |
| 4 | Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For |
| 5 | Adjustment of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For |
| 6 | Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 10/15/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Elect SHU Yang as Supervisor | | Mgmt | For | For | For |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 12/16/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Extension of Validity Period for Private Placement of A Share | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Citic Bank Corporation Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0998 | CINS Y1434M116 | | 12/16/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Extension of Validity Period for Private Placement of A Share | Mgmt | For | For | For |
| 3 | Extension of Authorization Period for Private Placement of A Share | Mgmt | For | For | For |
| 4 | Elect ZHANG Yanling as Director | | Mgmt | For | For | For |
| 5 | Elect CAO Guoqiang as Supervisor | Mgmt | For | For | For |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Construction Bank Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0939 | CINS Y1397N101 | | 06/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Supervisors' Fees | | Mgmt | For | For | For |
| 10 | Elect ZHANG Long as Director | | Mgmt | For | For | For |
| 11 | Elect Timpson CHUNG Shui Ming as Director | Mgmt | For | Against | Against |
| 12 | Elect WIM Kok as Director | | Mgmt | For | For | For |
| 13 | Elect Murray Horn as Director | | Mgmt | For | For | For |
| 14 | Elect LIU Jin as Supervisor | | Mgmt | For | For | For |
| 15 | Elect LI Xiaoling as Supervisor | | Mgmt | For | For | For |
| 16 | Elect BAI Jianjun as Supervisor | | Mgmt | For | For | For |
| 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 18 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For |
| 19 | Elect GUO Yanpeng as Director | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Construction Bank Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0939 | CINS Y1397N101 | | 10/28/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Carl Walter | | Mgmt | For | For | For |
| 3 | Elect Anita FUNG Yuen Mei | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Everbright International Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0257 | CINS Y14226107 | | 05/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEN Xiaoping | | Mgmt | For | For | For |
| 6 | Elect Philip FAN Yan Hok | | Mgmt | For | For | For |
| 7 | Elect Selwyn Mar | | Mgmt | For | Against | Against |
| 8 | Elect Aubrey LI Kwok Sing | | Mgmt | For | Against | Against |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Everbright Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 00165 | CINS Y1421G106 | | 05/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect TANG Shuangning | | Mgmt | For | For | For |
| 6 | Elect Richard TANG Chi Chun | | Mgmt | For | For | For |
| 7 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Longyuan Power Group Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0916 | CINS Y1501T101 | | 05/31/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Final Financial Accounts | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | 2016 Financial Budget | | Mgmt | For | For | For |
| 8 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of PRC Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Registration and Issue of Debt Instruments | Mgmt | For | For | For |
| 12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 13 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Longyuan Power Group Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0916 | CINS Y1501T101 | | 07/09/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect QIAO Baoping | | Mgmt | For | Against | Against |
| 3 | Elect WANG Baole | | Mgmt | For | For | For |
| 4 | Elect SHAO Guoyong | | Mgmt | For | Against | Against |
| 5 | Elect CHEN Jingdong | | Mgmt | For | For | For |
| 6 | Elect LI Enyi | | Mgmt | For | For | For |
| 7 | Elect HUANG Qun | | Mgmt | For | For | For |
| 8 | Elect ZHANG Songyi | | Mgmt | For | For | For |
| 9 | Elect MENG Yan | | Mgmt | For | For | For |
| 10 | Elect HAN Dechang | | Mgmt | For | For | For |
| 11 | Elect XIE Changjun as Supervisor | Mgmt | For | For | For |
| 12 | Elect YU Yongping as Supervisor | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Mengniu Dairy Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2319 | CINS G21096105 | | 06/03/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect NIU Gensheng | | Mgmt | For | Against | Against |
| 6 | Elect LIU Ding | | Mgmt | For | Against | Against |
| 7 | Elect Andrew WU Kwok Keung | | Mgmt | For | Against | Against |
| 8 | Elect MA Jianping | | Mgmt | For | Against | Against |
| 9 | Elect Tim Orting JORGENSEN | | Mgmt | For | For | For |
| 10 | Elect Filip Kegels | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Adoption of New Share Option Scheme | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Mengniu Dairy Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2319 | CINS G21096105 | | 10/09/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Increase in Authorized Capital | | Mgmt | For | For | For |
| 4 | Bonus Share Issuance | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Minsheng Banking Corp., Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1988 | CINS Y1495M112 | | 02/01/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Type and Number | | Mgmt | For | For | For |
| 3 | Maturity | | Mgmt | For | For | For |
| 4 | Method of Issuance | | Mgmt | For | For | For |
| 5 | Placees | | Mgmt | For | For | For |
| 6 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 7 | Dividend Distribution Provisions | | Mgmt | For | For | For |
| 8 | Conditional Redemption | | Mgmt | For | For | For |
| 9 | Mandatory Conversion | | Mgmt | For | For | For |
| 10 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For |
| 11 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 12 | Use of Proceeds | | Mgmt | For | For | For |
| 13 | Rating | | Mgmt | For | For | For |
| 14 | Guarantee | | Mgmt | For | For | For |
| 15 | Transferability | | Mgmt | For | For | For |
| 16 | Legal Compliance | | Mgmt | For | For | For |
| 17 | Effective Period | | Mgmt | For | For | For |
| 18 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For |
| 19 | Type and Number | | Mgmt | For | For | For |
| 20 | Maturity | | Mgmt | For | For | For |
| 21 | Method of Issuance | | Mgmt | For | For | For |
| 22 | Placees | | Mgmt | For | For | For |
| 23 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 24 | Dividend Distribution Provisions | | Mgmt | For | For | For |
| 25 | Conditional Redemption | | Mgmt | For | For | For |
| 26 | Mandatory Conversion | | Mgmt | For | For | For |
| 27 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For |
| 28 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 29 | Use of Proceeds | | Mgmt | For | For | For |
| 30 | Rating | | Mgmt | For | For | For |
| 31 | Guarantee | | Mgmt | For | For | For |
| 32 | Transferability | | Mgmt | For | For | For |
| 33 | Legal Compliance | | Mgmt | For | For | For |
| 34 | Effective Period | | Mgmt | For | For | For |
| 35 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Minsheng Banking Corp., Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1988 | CINS Y1495M112 | | 02/01/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Increase in Registered Capital | | Mgmt | For | For | For |
| 3 | Amendments to Articles Regarding Capital Increase | Mgmt | For | For | For |
| 4 | Qualification of Non-public Issuance of Preference Shares | Mgmt | For | For | For |
| 5 | Type and Number | | Mgmt | For | For | For |
| 6 | Maturity | | Mgmt | For | For | For |
| 7 | Method of Issuance | | Mgmt | For | For | For |
| 8 | Placees | | Mgmt | For | For | For |
| 9 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 10 | Dividend Distribution Provisions | | Mgmt | For | For | For |
| 11 | Conditional Redemption | | Mgmt | For | For | For |
| 12 | Mandatory Conversion | | Mgmt | For | For | For |
| 13 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For |
| 14 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 15 | Use of Proceeds | | Mgmt | For | For | For |
| 16 | Rating | | Mgmt | For | For | For |
| 17 | Guarantee | | Mgmt | For | For | For |
| 18 | Transferability | | Mgmt | For | For | For |
| 19 | Legal Compliance | | Mgmt | For | For | For |
| 20 | Effective Period | | Mgmt | For | For | For |
| 21 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For |
| 22 | Type and Number | | Mgmt | For | For | For |
| 23 | Maturity | | Mgmt | For | For | For |
| 24 | Method of Issuance | | Mgmt | For | For | For |
| 25 | Placees | | Mgmt | For | For | For |
| 26 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 27 | Dividend Distribution Provisions | | Mgmt | For | For | For |
| 28 | Conditional Redemption | | Mgmt | For | For | For |
| 29 | Mandatory Conversion | | Mgmt | For | For | For |
| 30 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For |
| 31 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 32 | Use of Proceeds | | Mgmt | For | For | For |
| 33 | Rating | | Mgmt | For | For | For |
| 34 | Guarantee | | Mgmt | For | For | For |
| 35 | Transferability | | Mgmt | For | For | For |
| 36 | Legal Compliance | | Mgmt | For | For | For |
| 37 | Effective Period | | Mgmt | For | For | For |
| 38 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For |
| 39 | Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares | Mgmt | For | For | For |
| 40 | Authorization to the Board to Issue Preference Shares | Mgmt | For | For | For |
| 41 | Amendments to Articles Regarding Issuance of Preference Shares | Mgmt | For | For | For |
| 42 | 2015 Interim Profit Distribution Plan | Mgmt | For | For | For |
| 43 | Elect ZHENG Wanchun | | Mgmt | For | For | For |
| 44 | Capital Management Planning for 2016 to 2018 | Mgmt | For | For | For |
| 45 | Formulation of Shareholder Return Plan for 2016 to 2018 | Mgmt | For | For | For |
| 46 | Diluted Immediate Returns | | Mgmt | For | For | For |
| 47 | Amendments to the Rules of Procedures for Shareholders' General Meeting | Mgmt | For | For | For |
| 48 | Amendments to the Rules of Procedure for the Meeting of the Board of Directors | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Minsheng Banking Corp., Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1988 | CINS Y1495M112 | | 06/07/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Annual Report | | Mgmt | For | For | For |
| 3 | Financial Report | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Allocation of Interim Dividends | | Mgmt | For | For | For |
| 6 | Annual Budget | | Mgmt | For | For | For |
| 7 | Directors' Report | | Mgmt | For | For | For |
| 8 | Supervisors' Report | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Mobile Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0941 | CINS Y14965100 | | 05/26/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect SHANG Bing | | Mgmt | For | For | For |
| 6 | Elect LI Yue | | Mgmt | For | For | For |
| 7 | Elect SHA Yuejia | | Mgmt | For | Against | Against |
| 8 | Elect LIU Aili | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Petroleum & Chemical Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0386 | CINS Y15010104 | | 05/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Profit Distribution Plan | | Mgmt | For | For | For |
| 7 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For |
| 8 | Authority to Declare Interim Dividends | Mgmt | For | For | For |
| 9 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Petroleum and Chemical Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0386 | CINS Y15010104 | | 02/25/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect MA Yongsheng | | Mgmt | For | For | For |
| 4 | Authority to Give Guarantees | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Petroleum and Chemical Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0386 | CINS Y15010104 | | 10/23/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions | Mgmt | For | For | For |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Resources Power Holdings Company Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0836 | CINS Y1503A100 | | 06/06/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect ZHANG Shen Wen | | Mgmt | For | For | For |
| 6 | Elect WANG Xiao Bin | | Mgmt | For | For | For |
| 7 | Elect Elsie LEUNG Oi Sie | | Mgmt | For | For | For |
| 8 | Elect Raymond CH'IEN Kuo Fung | Mgmt | For | Against | Against |
| 9 | Elect GE Changxin | | Mgmt | For | For | For |
| 10 | Elect HU Min | | Mgmt | For | For | For |
| 11 | Directors' Fees | | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China State Construction International Holdings Limited | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3311 | CINS G21677136 | | 06/01/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect ZHOU Yong | | Mgmt | For | For | For |
| 6 | Elect ZHOU Hancheng | | Mgmt | For | For | For |
| 7 | Elect HUNG Cheung Shew | | Mgmt | For | For | For |
| 8 | Elect Raymond LEUNG Hai Ming | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China State Construction International Holdings Limited | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3311 | CINS G21677136 | | 06/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Merger/Acquisition | | Mgmt | For | Against | Against |
| 4 | Subscription Agreement | | Mgmt | For | Against | Against |
| 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
China Taiping Insurance Holdings Co Ltd | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0966 | CINS Y1456Z151 | | 05/19/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect WANG Bin | | Mgmt | For | Against | Against |
| 5 | Elect MENG Zhaoyi | | Mgmt | For | For | For |
| 6 | Elect HUANG Weijian | | Mgmt | For | For | For |
| 7 | Elect ZHU Xiangwen | | Mgmt | For | For | For |
| 8 | Elect XIE Zhichun | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Chipbond Technology Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 6147 | CINS Y15657102 | | 06/15/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Chongqing Rural Commercial Bank Co Ltd | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3618 | CINS Y1594G107 | | 03/11/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Type of Preference Shares to be Issued | Mgmt | For | For | For |
| 4 | Quantity and Size of Issuance | | Mgmt | For | For | For |
| 5 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 6 | Method of Issuance | | Mgmt | For | For | For |
| 7 | Maturity | | Mgmt | For | For | For |
| 8 | Target Subscribers | | Mgmt | For | For | For |
| 9 | Lock-up Period | | Mgmt | For | For | For |
| 10 | Terms of Dividend Distribution | | Mgmt | For | For | For |
| 11 | Terms of Mandatory Conversion | | Mgmt | For | For | For |
| 12 | Terms of Conditional Redemption | | Mgmt | For | For | For |
| 13 | Restrictions on Voting Rights | | Mgmt | For | For | For |
| 14 | Restoration of Voting Rights | | Mgmt | For | For | For |
| 15 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 16 | Rating | | Mgmt | For | For | For |
| 17 | Security | | Mgmt | For | For | For |
| 18 | Use of Proceeds | | Mgmt | For | For | For |
| 19 | Transfer | | Mgmt | For | For | For |
| 20 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For |
| 21 | Matters relating to Authorization | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Chongqing Rural Commercial Bank Co Ltd | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3618 | CINS Y1594G107 | | 03/11/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Qualification in relation to Non-public Issuance of Preference Shares | Mgmt | For | For | For |
| 5 | Type of Preference Shares to be Issued | Mgmt | For | For | For |
| 6 | Quantity and Size of Issuance | | Mgmt | For | For | For |
| 7 | Nominal Value and Issue Price | | Mgmt | For | For | For |
| 8 | Method of Issuance | | Mgmt | For | For | For |
| 9 | Maturity | | Mgmt | For | For | For |
| 10 | Target Subscribers | | Mgmt | For | For | For |
| 11 | Lock-up Period | | Mgmt | For | For | For |
| 12 | Terms of Dividend Distribution | | Mgmt | For | For | For |
| 13 | Terms of Mandatory Conversion | | Mgmt | For | For | For |
| 14 | Terms of Conditional Redemption | | Mgmt | For | For | For |
| 15 | Restrictions on Voting Rights | | Mgmt | For | For | For |
| 16 | Restoration of Voting Rights | | Mgmt | For | For | For |
| 17 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For |
| 18 | Rating | | Mgmt | For | For | For |
| 19 | Security | | Mgmt | For | For | For |
| 20 | Use of Proceeds | | Mgmt | For | For | For |
| 21 | Transfer | | Mgmt | For | For | For |
| 22 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For |
| 23 | Matters relating to Authorization | | Mgmt | For | For | For |
| 24 | Amendments to Articles | | Mgmt | For | For | For |
| 25 | Authority to Issue Qualified Tier-2 Capital Instruments | Mgmt | For | For | For |
| 26 | Impact on Main Financial Indicators of the Bank from Dilution of Current Returns by Issuance of Preference Shares and Remedial Measures to be Adopted. | Mgmt | For | For | For |
| 27 | Amendments to Rules of Procedures of the General Meeting | Mgmt | For | For | For |
| 28 | Amendments to Rules of Procedures of the Board | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Chongqing Rural Commercial Bank Co Ltd | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3618 | CINS Y1594G107 | | 06/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Directors' Report | | Mgmt | For | For | For |
| 5 | Supervisors' Report | | Mgmt | For | For | For |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Annual Report | | Mgmt | For | For | For |
| 9 | Financial Budget | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 13 | Dilution of Current Returns by A Share Issue | Mgmt | For | For | For |
| 14 | Stabilization of A Share Price | | Mgmt | For | For | For |
| 15 | Dividend Return Plan for Next Three Years | Mgmt | For | For | For |
| 16 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For |
| 17 | Amendments to Procedural Rules of Board Meeting | Mgmt | For | For | For |
| 18 | Amendments to Procedural Rules of Supervisory Board | Mgmt | For | For | For |
| 19 | Undertaking | | Mgmt | For | For | For |
| 20 | Initial Public Offering of A Shares | | Mgmt | For | For | For |
| 21 | Offering size | | Mgmt | For | For | For |
| 22 | Target subscribers | | Mgmt | For | For | For |
| 23 | Strategic placing | | Mgmt | For | For | For |
| 24 | Method of offering | | Mgmt | For | For | For |
| 25 | Pricing methodology | | Mgmt | For | For | For |
| 26 | Form of underwriting | | Mgmt | For | For | For |
| 27 | Conversion into a joint stock company | Mgmt | For | For | For |
| 28 | Use of proceeds | | Mgmt | For | For | For |
| 29 | Term of the offering plan | | Mgmt | For | For | For |
| 30 | Ratification of Board Acts | | Mgmt | For | For | For |
| 31 | Use of Proceeds | | Mgmt | For | For | For |
| 32 | Distribution Plan for Undistributed Accumulated Profit | Mgmt | For | For | For |
| 33 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Chunghwa Telecom Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2412 | CINS Y1613J108 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect TSAI Lih-Shyng | | Mgmt | For | For | For |
| 6 | Elect SHIH Mu-Piao | | Mgmt | For | For | For |
| 7 | Elect FAN Chih-Ku | | Mgmt | For | For | For |
| 8 | Elect HONG Yu-Fen | | Mgmt | For | For | For |
| 9 | Elect LIN Yi-Bing | | Mgmt | For | For | For |
| 10 | Elect FAN Chich-Chiang | | Mgmt | For | For | For |
| 11 | Elect HUANG Shu-Juan | | Mgmt | For | For | For |
| 12 | Elect HO Hsu-Hui | | Mgmt | For | For | For |
| 13 | Elect TSAI Zse-Hong | | Mgmt | For | For | For |
| 14 | Elect CHEN Jen-Ran | | Mgmt | For | For | For |
| 15 | Elect YEN Lo-Yu | | Mgmt | For | For | For |
| 16 | Elect WU Kuo-Long | | Mgmt | For | For | For |
| 17 | Elect CHEN Yung-Chen | | Mgmt | For | For | For |
| 18 | YEN Lo-Yu | | Mgmt | For | For | For |
| 19 | CHEN Jen-Ran | | Mgmt | For | For | For |
| 20 | TSAI Lih-Shyng | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
CK Hutchison Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0001 | CINS G21765105 | | 05/13/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Elect Victor LI Tzar Kuoi | | Mgmt | For | For | For |
| 7 | Elect Canning FOK Kin Ning | | Mgmt | For | For | For |
| 8 | Elect Frank J. Sixt | | Mgmt | For | Against | Against |
| 9 | Elect Charles LEE Yeh Kwong | | Mgmt | For | For | For |
| 10 | Elect George C. Magnus | | Mgmt | For | For | For |
| 11 | Elect Michael David Kadoorie | | Mgmt | For | For | For |
| 12 | Elect Rosanna WONG Yick Ming | Mgmt | For | For | For |
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 17 | Adoption of Share Option Scheme of HCML | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Cnooc Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0883 | CINS Y1662W117 | | 05/26/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LI Fanrong | | Mgmt | For | For | For |
| 6 | Elect LV Bo | | Mgmt | For | For | For |
| 7 | Elect CHIU Sung Hong | | Mgmt | For | For | For |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Formosa International Hotels Corporation | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2707 | CINS Y2603W109 | | 06/15/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Fosun International Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0656 | CINS Y2618Y108 | | 06/01/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Final Dividend | | Mgmt | For | For | For |
| 5 | Elect GUO Guangchang | | Mgmt | For | For | For |
| 6 | Elect QIN Xuetang | | Mgmt | For | For | For |
| 7 | Elect ZHANG Shengman | | Mgmt | For | Against | Against |
| 8 | Elect CHEN Qiyu | | Mgmt | For | Against | Against |
| 9 | Elect XU Xiaoliang | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 15 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against |
| 16 | Grant Shares Under Share Award Scheme | Mgmt | For | For | For |
| 17 | Grant Shares to DING Guoqi | | Mgmt | For | For | For |
| 18 | Grant Shares to QIN Xuetang | | Mgmt | For | For | For |
| 19 | Grant Shares to CHEN Qiyu | | Mgmt | For | For | For |
| 20 | Grant Shares to XU Xiaoliang | | Mgmt | For | For | For |
| 21 | Grant Shares to ZHANG Shengman | Mgmt | For | For | For |
| 22 | Grant Shares to ZHANG Huaqiao | | Mgmt | For | For | For |
| 23 | Grant Shares to David T. Zhang | | Mgmt | For | For | For |
| 24 | Grant Shares to Yang Chao | | Mgmt | For | For | For |
| 25 | Grant Shares to KANG Lan | | Mgmt | For | For | For |
| 26 | Grant Shares to QIAN Jiannong | | Mgmt | For | For | For |
| 27 | Grant Shares to John Changzheng Ma | Mgmt | For | For | For |
| 28 | Grant Shares to GONG Ping | | Mgmt | For | For | For |
| 29 | Grant Shares to Michael LEE | | Mgmt | For | For | For |
| 30 | Grant Shares to WU Xiaoyong | | Mgmt | For | For | For |
| 31 | Grant Shares to CHI Xiaolei | | Mgmt | For | For | For |
| 32 | Grant shares to Other Persons | | Mgmt | For | For | For |
| 33 | Ratification of Board Acts | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Fubon Financial Holding Company Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2881 | CINS Y26528102 | | 06/08/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
| 6 | Non-Compete Restrictions for Director Daniel TSAI Ming-Chung | Mgmt | For | For | For |
| 7 | Non-Compete Restrictions for Director Richard TSAI Ming-Hsing | Mgmt | For | For | For |
| 8 | Non-Compete Restrictions for Director Vivien Hsu | Mgmt | For | For | For |
| 9 | Non-Compete Restrictions for Director Samuel Hsu | Mgmt | For | For | For |
| 10 | Non-Compete Restrictions for Director Jerry HARN Wei-Ting | Mgmt | For | For | For |
| 11 | Elect Jason WANG as Independent Director | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Galaxy Entertainment Group Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0027 | CINS Y2679D118 | | 05/10/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Joseph CHEE Ying Keung | | Mgmt | For | For | For |
| 5 | Elect James R. Ancell | | Mgmt | For | Against | Against |
| 6 | Elect Charles CHEUNG Wai Bun | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
GCL Poly-Energy Holdings Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3800 | CINS G3774X108 | | 05/25/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect ZHU Gongshan | | Mgmt | For | Against | Against |
| 5 | Elect JI Jun | | Mgmt | For | For | For |
| 6 | Elect JIANG Wenwu | | Mgmt | For | For | For |
| 7 | Elect ZHENG Xiongjiu | | Mgmt | For | For | For |
| 8 | Elect Raymond HO Chung Tai | | Mgmt | For | For | For |
| 9 | Elect Francis WONG Man Chung | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 15 | Increase in Authorized Capital | | Mgmt | For | For | For |
| 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
GCL Poly-Energy Holdings Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 3800 | CINS G3774X108 | | 11/26/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Divestiture (Non-Solar Power Generation Business) | Mgmt | For | For | For |
| 4 | Amendment to Deed of Non-Competition | Mgmt | For | For | For |
| 5 | Elect SHEN Wenzhong | | Mgmt | For | For | For |
| 6 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Great Wall Motor Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2333 | CINS Y2882P106 | | 05/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Directors' Report | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Annual Report | | Mgmt | For | For | For |
| 7 | Independent Directors' Report | | Mgmt | For | For | For |
| 8 | Supervisors' Report | | Mgmt | For | For | For |
| 9 | Business Strategy for 2016 | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Amendments to Rules and Procedures | Mgmt | For | For | For |
| 12 | Authority to Repurchase H Shares | Mgmt | For | For | For |
| 13 | Termination of Implementation of Non-Public Issuance of A Shares | Mgmt | For | For | For |
| 14 | Amendments to Articles (Board Size) | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Great Wall Motor Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2333 | CINS Y2882P106 | | 05/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Authority to Repurchase H Shares | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Great Wall Motor Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2333 | CINS Y2882P106 | | 09/22/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Eligibility For Non-Public A Share Issue | Mgmt | For | For | For |
| 4 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For |
| 5 | Report on Use of Proceeds From Previous Fund Raising Exercise 2014 | Mgmt | For | For | For |
| 6 | Profit Distribution Plan For 2015 - 2017 | Mgmt | For | For | For |
| 7 | Report on Use of Proceeds From Previous Fund Raising Exercise 2015 | Mgmt | For | For | For |
| 8 | Class and Nominal Value | | Mgmt | For | For | For |
| 9 | Method of Issuance | | Mgmt | For | For | For |
| 10 | Target Investors and Method of Subscription | Mgmt | For | For | For |
| 11 | Number of Shares | | Mgmt | For | For | For |
| 12 | Price Determination and Pricing Principle | Mgmt | For | For | For |
| 13 | Valid Period | | Mgmt | For | For | For |
| 14 | Lock-Up Arrangement | | Mgmt | For | For | For |
| 15 | Use of Proceeds | | Mgmt | For | For | For |
| 16 | Retained Profits Prior to Non-Public Issuance | Mgmt | For | For | For |
| 17 | Place of Listing | | Mgmt | For | For | For |
| 18 | Proposal on Non-Public Issuance of A Shares | Mgmt | For | For | For |
| 19 | Board Authorization | | Mgmt | For | For | For |
| 20 | Amendments to Articles: A Share Issue | Mgmt | For | For | For |
| 21 | Capitalization: Special Dividend and Bonus Share Issuance | Mgmt | For | For | For |
| 22 | Amendments to Articles: Capitalization | Mgmt | For | For | For |
| 23 | Absorption of Wholly-owned Subsidiaries | Mgmt | For | For | For |
| 24 | Amendments to Articles: Absorption | Mgmt | For | For | For |
| 25 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 26 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Haier Electronics Group Co., Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1169 | CINS G42313125 | | 06/21/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | �� |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect ZHOU Yun Jie | | Mgmt | For | Against | Against |
| 5 | Elect LIANG Hai Shan | | Mgmt | For | Against | Against |
| 6 | Elect WANG Han Hua | | Mgmt | For | For | For |
| 7 | Elect LI Hua Gang | | Mgmt | For | For | For |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For |
| 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Haier Electronics Group Co., Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1169 | CINS G42313125 | | 08/25/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Logistics Services Agreement | | Mgmt | For | For | For |
| 4 | Products Procurement Agreement | Mgmt | For | For | For |
| 5 | Materials Procurement Agreement | Mgmt | For | For | For |
| 6 | Export Agreement | | Mgmt | For | For | For |
| 7 | Board Authorization to Implement Transactions Under Agreements | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Hang Seng Bank Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 11 | CINS Y30327103 | | 05/06/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect John CHAN Cho Chak | | Mgmt | For | For | For |
| 5 | Elect Patrick CHAN Kwok Wai | | Mgmt | For | For | For |
| 6 | Elect Eric LI Ka Cheung | | Mgmt | For | Against | Against |
| 7 | Elect Vincent LO Hong Sui | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
HK Electric Investments Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2638 | CINS Y32359104 | | 05/12/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Canning FOK Kin Ning | | Mgmt | For | Against | Against |
| 5 | Elect WAN Chi Tin | | Mgmt | For | For | For |
| 6 | Elect Fahad Hamad Al Mohannadi | Mgmt | For | Against | Against |
| 7 | Elect CHAN Loi Shun | | Mgmt | For | For | For |
| 8 | Elect Deven Arvind KARNIK | | Mgmt | For | For | For |
| 9 | Elect Ralph Raymond SHEA | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Hon Hai Precision Industry Co., Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2317 | CINS Y36861105 | | 06/22/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For |
| 6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For |
| 7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For |
| 8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For |
| 10 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For |
| 11 | Elect GOU Tai-Ming | | Mgmt | For | For | For |
| 12 | Elect LU Fang-Ming | | Mgmt | For | For | For |
| 13 | Elect TAI Jeng-wu | | Mgmt | For | For | For |
| 14 | Elect CHEN Jen-Gwo | | Mgmt | For | For | For |
| 15 | Elect HUANG Ching-Yuan | | Mgmt | For | Against | Against |
| 16 | Elect SUNG Hsueh-Jen | | Mgmt | For | For | For |
| 17 | Elect FU Li-Chen | | Mgmt | For | For | For |
| 18 | Elect LEE Kai-Fu | | Mgmt | For | For | For |
| 19 | Elect CHAN Chi-Shean | | Mgmt | For | For | For |
| 20 | Non-compete Restrictions for Directors | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Hong Kong and China Gas Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0003 | CINS Y33370100 | | 06/07/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect LEUNG Hay Man | | Mgmt | For | For | For |
| 6 | Elect Colin LAM Ko Yin | | Mgmt | For | Against | Against |
| 7 | Elect LEE Ka Shing | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Bonus Share Issuance | | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Hong Kong Exchanges And Clearing Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0388 | CINS Y3506N139 | | 04/28/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Elect Apurv Bagri | | Mgmt | For | For | For |
| 7 | Elect Edward CHIN Chi Kin (Shareholder Proposal) | ShrHoldr | Against | Against | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Huaneng Power International, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0902 | CINS Y3744A105 | | 01/12/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | 2016 Continuing Connected Transactions with Huaneng Group | Mgmt | For | For | For |
| 4 | Finance Leasing and Leaseback by Huaneng Pingliang | Mgmt | For | For | For |
| 5 | Finance Leasing and Leaseback by Controlled Subsidiaries | Mgmt | For | For | For |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Huaneng Power International, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0902 | CINS Y3744A105 | | 06/23/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Directors' Report | | Mgmt | For | For | For |
| 5 | Supervisors' Report | | Mgmt | For | For | For |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Elect XU Mengzhou | | Mgmt | For | For | For |
| 10 | Amendments to Articles | | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Hysan Development Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 14 | CINS Y38203124 | | 05/13/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Elect Frederick P. Churchouse | | Mgmt | For | For | For |
| 5 | Elect Anthony LEE Hsien Pin | | Mgmt | For | Against | Against |
| 6 | Elect LEE Chien | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Industrial & Commercial Bank Of China | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1398 | CINS Y3990B112 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Directors' Report | | Mgmt | For | For | For |
| 3 | Supervisors' Report | | Mgmt | For | For | For |
| 4 | Elect YI Huiman as Director | | Mgmt | For | Against | Against |
| 5 | Elect SHEN Si | | Mgmt | For | For | For |
| 6 | Elect ZHANG Wei as Supervisor | | Mgmt | For | For | For |
| 7 | Elect SHEN Bingxi | | Mgmt | For | For | For |
| 8 | Accounts and Reports | | Mgmt | For | For | For |
| 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 10 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For |
| 11 | Authority to Issue Tier II Capital Instruments | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 13 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Industrial and Commercial Bank Of China | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1398 | CINS Y3990B112 | | 12/21/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect HONG Yongmiao as Director | Mgmt | For | For | For |
| 4 | Elect YANG Siu Shun as Director | Mgmt | For | For | For |
| 5 | Elect QU Qiang as Supervisor | | Mgmt | For | For | For |
| 6 | Amendments to Plan on Authorization of Shareholders' General Meeting | Mgmt | For | For | For |
| 7 | 2014 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Intime Retail (Group) Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1833 | CINS G4922U103 | | 05/10/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Whitewash Waiver | | Mgmt | For | For | For |
| 4 | Ratification of Board Acts to Implement Whitewash Waiver | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Intime Retail (Group) Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1833 | CINS G4922U103 | | 06/03/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect YU Ning | | Mgmt | For | For | For |
| 6 | Elect Joseph Chow | | Mgmt | For | Against | Against |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Issue Repurchased | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Kingboard Chemical Holdings, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 148 | CINS G52562140 | | 05/23/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEUNG Kwok Wing | | Mgmt | For | For | For |
| 6 | Elect CHANG Wing Yiu | | Mgmt | For | For | For |
| 7 | Elect CHEN Maosheng | | Mgmt | For | For | For |
| 8 | Elect CHEUNG Ming Man | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Lenovo Group Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0992 | CINS Y5257Y107 | | 07/02/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Jerry YANG Chih-Yuan | | Mgmt | For | For | For |
| 6 | Elect YANG Yuanqing | | Mgmt | For | Against | Against |
| 7 | Elect ZHAO John Huan | | Mgmt | For | For | For |
| 8 | Elect Nicholas C. Allen | | Mgmt | For | For | For |
| 9 | Retirement of TING Lee Sen | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
MediaTek Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2454 | CINS Y5945U103 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Employee Equity Incentive Plan | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Mega Financial Holding Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2886 | CINS Y59456106 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
New World Development Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 02/17/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Disposal of Guiyang Project | | Mgmt | For | For | For |
| 4 | Disposal of Chengdu Project | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
New World Development Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 03/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Acquisition | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
New World Development Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0017 | CINS Y63084126 | | 11/18/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Henry CHENG Kar Shun | | Mgmt | For | Against | Against |
| 6 | Elect CHEN Guanzhan | | Mgmt | For | For | For |
| 7 | Elect Sonia CHENG Chi Man | | Mgmt | For | For | For |
| 8 | Elect Howard YEUNG Ping Leung | Mgmt | For | For | For |
| 9 | Elect Payson CHA Mou Sing | | Mgmt | For | Against | Against |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against |
| 15 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
PCCW Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0008 | CINS Y6802P120 | | 05/05/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Richard LI Tzar Kai | | Mgmt | For | For | For |
| 6 | Elect Edmund TSE Sze Wing | | Mgmt | For | Against | Against |
| 7 | Elect David WEI Zhe | | Mgmt | For | Against | Against |
| 8 | Elect David LI Kwok-po | | Mgmt | For | Against | Against |
| 9 | Elect Aman Mehta | | Mgmt | For | Against | Against |
| 10 | Elect Lars Eric Nils Rodert | | Mgmt | For | Against | Against |
| 11 | Directors' Fees | | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Petrochina Company Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0857 | CINS Y6883Q104 | | 05/25/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Authority to Declare Interim Dividends | Mgmt | For | For | For |
| 8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 10 | Elect XU Wenrong | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
PICC Property & Casualty Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2328 | CINS Y6975Z103 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Supervisors' Fees | | Mgmt | For | For | For |
| 9 | Elect CHU Bende | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Power Assets Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0006 | CINS Y7092Q109 | | 05/12/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHAN Loi Shun | | Mgmt | For | For | For |
| 6 | Elect Frank J. Sixt | | Mgmt | For | Against | Against |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Power Assets Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0006 | CINS Y7092Q109 | | 11/24/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Court | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Scheme of Arrangement | | Mgmt | For | Against | Against |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Power Assets Holdings Ltd | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0006 | CINS Y7092Q109 | | 11/24/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Ordinary | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Scheme of Arrangement | | Mgmt | For | Against | Against |
| 5 | Special Dividend | | Mgmt | For | Against | Against |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sands China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1928 | CINS G7800X107 | | 02/19/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendment to the Equity Award Plan | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sands China Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1928 | CINS G7800X107 | | 05/27/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect WONG Ying Wai | | Mgmt | For | Against | Against |
| 6 | Elect Robert Glen Goldstein | | Mgmt | For | For | For |
| 7 | Elect Charles Daniel Forman | | Mgmt | For | For | For |
| 8 | Elect Steven Zygmunt Strasser | | Mgmt | For | For | For |
| 9 | Directors' Fees | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 14 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sihuan Pharmaceutical Holdings Group Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0460 | CINS G8162K113 | | 06/28/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | Against | Against |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Homer Sun | | Mgmt | For | For | For |
| 6 | Elect TSANG Wah Kwong | | Mgmt | For | Against | Against |
| 7 | Elect ZHU Xun | | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sihuan Pharmaceutical Holdings Group Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0460 | CINS G8162K113 | | 12/11/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Bermuda | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | Against | Against |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect GUO Weicheng | | Mgmt | For | For | For |
| 6 | Elect MENG Xianhui | | Mgmt | For | For | For |
| 7 | Elect Patrick SUN | | Mgmt | For | Against | Against |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sinopec Shanghai Petrochemical Company Limited | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0338 | CINS Y80373106 | | 06/15/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Directors' Report | | Mgmt | For | For | For |
| 4 | Supervisors' Report | | Mgmt | For | For | For |
| 5 | Accounts and Reports | | Mgmt | For | For | For |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 7 | Financial Budget | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Amendments to Articles of Association and Rules of Procedure for Board of Directors' Meeting | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 01/29/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For |
| 5 | Elect LIAN Wanyong as Director | | Mgmt | For | Against | Against |
| 6 | Elect LI Xiaojuan as Supervisor | | Mgmt | For | Against | Against |
| 7 | Amendments to Articles | | Mgmt | For | For | For |
| 8 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 03/08/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect ZHUO Fumin | | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 06/16/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Directors' Report | | Mgmt | For | For | For |
| 5 | Supervisors' Report | | Mgmt | For | For | For |
| 6 | Accounts and Reports | | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 8 | Directors' Fees | | Mgmt | For | For | For |
| 9 | Supervisors' Fees | | Mgmt | For | For | For |
| 10 | Authority to Give Guarantees | | Mgmt | For | Against | Against |
| 11 | Elect WU Yijian | | Mgmt | For | For | For |
| 12 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 15 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sinopharm Group Co. Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1099 | CINS Y8008N107 | | 08/20/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Authority to Issue Corporate Bonds | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Sun Hung Kai Properties Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0016 | CINS Y82594121 | | 11/12/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Hong Kong | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Adam KWOK Kai-fai | | Mgmt | For | For | For |
| 6 | Elect Victor LUI Ting | | Mgmt | For | For | For |
| 7 | Elect Eric LI Ka Cheung | | Mgmt | For | Against | Against |
| 8 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against |
| 9 | Elect WOO Po Shing | | Mgmt | For | Against | Against |
| 10 | Elect KWONG Chun | | Mgmt | For | For | For |
| 11 | Directors' Fees | | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| 16 | Amendments to Articles | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Taiwan Semiconductor Manufacturing Co., Ltd. | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2330 | CINS Y84629107 | | 06/07/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Tencent Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 700 | CINS G87572163 | | 05/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect Jacobus Petrus Bekker | | Mgmt | For | For | For |
| 6 | Elect Ian C. Stone | | Mgmt | For | For | For |
| 7 | Directors' Fees | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Tianneng Power International Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0819 | CINS G8655K109 | | 05/18/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect CHEN Minru | | Mgmt | For | Against | Against |
| 6 | Elect ZHANG Kaihong | | Mgmt | For | For | For |
| 7 | Elect SHI Borong | | Mgmt | For | For | For |
| 8 | Elect GUO Konghui | | Mgmt | For | For | For |
| 9 | Elect WU Feng | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
TTY Biopharm Co., Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 4105 | CINS Y90017107 | | 06/24/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For |
| 7 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For |
| 8 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For |
| 9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For |
| 10 | Elect TSAI Duei | | Mgmt | For | For | For |
| 11 | Elect HSUEH Ming-Ling | | Mgmt | For | For | For |
| 12 | Elect LIN Tien-Fu | | Mgmt | For | For | For |
| 13 | Elect ZENG Tian-Ci | | Mgmt | For | For | For |
| 14 | Elect ZHANG Wen-Hua | | Mgmt | For | For | For |
| 15 | Elect ZHANG Xiu-Ji | | Mgmt | For | For | For |
| 16 | Elect XIAO Ying-Jun | | Mgmt | For | For | For |
| 17 | Elect LIAO Ying-Ying | | Mgmt | For | For | For |
| 18 | Elect YANG Zi-Jiang | | Mgmt | For | For | For |
| 19 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Uni-President Enterprises Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 1216 | CINS Y91475106 | | 06/22/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Taiwan | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For |
| 6 | Elect LO Chih-Hsien | | Mgmt | For | For | For |
| 7 | Elect KAO Hsiu-Ling | | Mgmt | For | For | For |
| 8 | Elect CHEN Jui-Tang | | Mgmt | For | For | For |
| 9 | Elect HOU Po-Ming | | Mgmt | For | For | For |
| 10 | Elect HOU Po-Yu | | Mgmt | For | For | For |
| 11 | Elect WU Chung-Ho | | Mgmt | For | For | For |
| 12 | Elect WU Ping-Chih | | Mgmt | For | Against | Against |
| 13 | Elect LIN Chang-Sheng | | Mgmt | For | For | For |
| 14 | Elect LIU Hsiu-Jen | | Mgmt | For | Against | Against |
| 15 | Elect CHENG Kao-Huei | | Mgmt | For | For | For |
| 16 | Elect LIN Yun | | Mgmt | For | For | For |
| 17 | Elect YUE Chao-Tang | | Mgmt | For | For | For |
| 18 | Elect LU Hong-Te | | Mgmt | For | For | For |
| 19 | Non-compete Restrictions for Directors | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Want Want China Holdings Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 0151 | CINS G9431R103 | | 05/06/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | Cayman Islands | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Elect TSAI Eng Meng | | Mgmt | For | For | For |
| 6 | Elect CHAN Yu Feng | | Mgmt | For | For | For |
| 7 | Elect CHENG Wen Hsien | | Mgmt | For | Against | Against |
| 8 | Elect CHIEN Wen Guey | | Mgmt | For | For | For |
| 9 | Elect LEE Kwang Chou | | Mgmt | For | For | For |
| 10 | Directors' Fees | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 01/11/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Satisfaction of Conditions for Non-public Issuance of A shares | Mgmt | For | For | For |
| 4 | Share Type and Par Value | | Mgmt | For | For | For |
| 5 | Issuance Method and Period | | Mgmt | For | For | For |
| 6 | Issuance Targets and Method of Subscription | Mgmt | For | For | For |
| 7 | Subscription Price and Pricing Principles | Mgmt | For | For | For |
| 8 | Number of Shares To Be Issued | | Mgmt | For | For | For |
| 9 | Lock-up Period | | Mgmt | For | For | For |
| 10 | Use of Proceeds Raised | | Mgmt | For | For | For |
| 11 | Arrangement of Accumulated Undistributed Profits | Mgmt | For | For | For |
| 12 | Listing | | Mgmt | For | For | For |
| 13 | Validity Period of Resolutions | | Mgmt | For | For | For |
| 14 | Plan for Non-public Issuance of A Shares | Mgmt | For | For | For |
| 15 | Feasibility Report on Use of Proceeds Raised in Non-public Issuance of A Shares | Mgmt | For | For | For |
| 16 | Dilutive Impact of Non-public Issuance of A Shares | Mgmt | For | For | For |
| 17 | Ratification of Board Acts | | Mgmt | For | For | For |
| 18 | Zhuoxin Investments' Purchase of Gold and Silver Bullion from BNL | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 01/11/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Share Type and Par Value | | Mgmt | For | For | For |
| 4 | Issuance Method and Period | | Mgmt | For | For | For |
| 5 | Issuance Targets and Method of Subscription | Mgmt | For | For | For |
| 6 | Subscription Price and Pricing Principles | Mgmt | For | For | For |
| 7 | Number of Shares To Be Issued | | Mgmt | For | For | For |
| 8 | Lock-up Period | | Mgmt | For | For | For |
| 9 | Use of Proceeds Raised | | Mgmt | For | For | For |
| 10 | Arrangement of Accumulated Undistributed Profits | Mgmt | For | For | For |
| 11 | Listing | | Mgmt | For | For | For |
| 12 | Validity Period of Resolutions | | Mgmt | For | For | For |
| 13 | Plan for Non-public Issuance of A Shares | Mgmt | For | For | For |
| 14 | Ratification of Board Acts | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 06/20/2016 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Annual | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Completion of Share Repurchase | | Mgmt | For | For | For |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Authority to Issue Debt Financing | Mgmt | For | For | For |
| 5 | Authority to Give Guarantees | | Mgmt | For | For | For |
| 6 | Provision of Counter-Guarantee | | Mgmt | For | For | For |
| 7 | Directors' Report | | Mgmt | For | For | For |
| 8 | Independent Directors' Report | | Mgmt | For | For | For |
| 9 | Supervisors' Report | | Mgmt | For | For | For |
| 10 | Financial Report | | Mgmt | For | For | For |
| 11 | Annual Report | | Mgmt | For | For | For |
| 12 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 13 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| 15 | Elect ZHU Guang | | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 08/18/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Shareholder Returns Plan for 2015-2017 | Mgmt | For | For | For |
| 4 | Eligibility for Non-public Issuance of A Shares | Mgmt | For | For | For |
| 5 | Class and Nominal Value | | Mgmt | For | For | For |
| 6 | Methods and Time | | Mgmt | For | For | For |
| 7 | Issuing Objects and Methods | | Mgmt | For | For | For |
| 8 | Subscription Price and Pricing Principles | Mgmt | For | For | For |
| 9 | Number of Shares | | Mgmt | For | For | For |
| 10 | Lock-up Period | | Mgmt | For | For | For |
| 11 | Use of Proceed | | Mgmt | For | For | For |
| 12 | Accumulated Distributable Profits | Mgmt | For | For | For |
| 13 | Listing Place | | Mgmt | For | For | For |
| 14 | Validity Period | | Mgmt | For | For | For |
| 15 | Plan for the Non-public Issuance of A Shares | Mgmt | For | For | For |
| 16 | Feasibility Report on the Use of Proceeds | Mgmt | For | For | For |
| 17 | Regarding Report on Deposit and Use of Raised Funds | Mgmt | For | For | For |
| 18 | Dilutive Impact of Non-public Issuance of A Shares | Mgmt | For | For | For |
| 19 | Board Authorization to Implement Non-public Issuance of A Shares | Mgmt | For | For | For |
| 20 | Absorption of a Wholly-owned Subsidiary | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 08/18/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Other | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Class and Nominal Value | | Mgmt | For | For | For |
| 3 | Methods and Time | | Mgmt | For | For | For |
| 4 | Issuing Objects and Methods | | Mgmt | For | For | For |
| 5 | Subscription Price and Pricing Principles | Mgmt | For | For | For |
| 6 | Number of Shares | | Mgmt | For | For | For |
| 7 | Lock-up Period | | Mgmt | For | For | For |
| 8 | Use of Proceed | | Mgmt | For | For | For |
| 9 | Accumulated Distributable Profits | Mgmt | For | For | For |
| 10 | Listing Place | | Mgmt | For | For | For |
| 11 | Validity Period | | Mgmt | For | For | For |
| 12 | Plan for the Non-public Issuance of A Shares | Mgmt | For | For | For |
| 13 | Board Authorization to Implement Non-public Issuance of A Shares | Mgmt | For | For | For |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Zijin Mining Group Company Limited | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| 2899 | CINS Y9892H107 | | 12/08/2015 | | Voted | |
| Meeting Type | Country of Trade | | | | | |
| Special | China | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Compliance For Public Issuance of Corporate Bonds | Mgmt | For | For | For |
| 3 | Size of Issuance | | Mgmt | For | For | For |
| 4 | Face Value and Issuing Price | | Mgmt | For | For | For |
| 5 | Maturity | | Mgmt | For | For | For |
| 6 | Coupon Rate and Determination Methods | Mgmt | For | For | For |
| 7 | Method of Issuance | | Mgmt | For | For | For |
| 8 | Target Investors | | Mgmt | For | For | For |
| 9 | Placing Arrangement For Shareholders | Mgmt | For | For | For |
| 10 | Provisions On Redemption or Repurchase | Mgmt | For | For | For |
| 11 | Guarantee Measures | | Mgmt | For | For | For |
| 12 | Measures for Repayment | | Mgmt | For | For | For |
| 13 | Use of Proceeds | | Mgmt | For | For | For |
| 14 | Listing of Corporate Bonds Issued | Mgmt | For | For | For |
| 15 | Validity Period Of Resolution | | Mgmt | For | For | For |
| 16 | Board Authorization To Issue Corporate Bonds | Mgmt | For | For | For |
| 17 | Provision of Counter-Guarantee | | Mgmt | For | For | For |
| 18 | Self Inspection Report on Real Estate Business | Mgmt | For | For | For |
| 19 | Undertaking Letter Regarding Real Estate Business By Directors, Supervisors and Senior Management | Mgmt | For | For | For |
| 20 | Undertaking Letter Regarding Real Estate Business By Controlling Shareholder | Mgmt | For | For | For |