UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2011 - JUNE 30, 2012
FUND: VANGUARD CAPITAL VALUE FUND
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ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: 002896207
MEETING DATE: 6/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL S. JEFFRIES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN W. KESSLER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: Acme Packet, Inc.
TICKER: APKT CUSIP: 004764106
MEETING DATE: 5/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID B. ELSBREE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PATRICK J. MELAMPY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT G. ORY ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? �� VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PHILIPPE G. H. CAPRON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT J. CORTI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FREDERIC R. CREPIN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BRIAN G. KELLY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JEAN-BERNARD LEVY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT J. MORGADO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEPHANE ROUSSEL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD SARNOFF ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR REGIS TURRINI ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Agilent Technologies, Inc.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT J. HERBOLD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KOH BOON HWEE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Airasia Bhd
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 6/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND OF MYR ISSUER YES FOR FOR
0.05 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANTHONY FRANCIS FERNANDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT KAMARUDIN BIN MERANUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LEONG SONNY @ LEONG KHEE SEONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION �� ISSUER YES FOR FOR
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ISSUER: Airasia Bhd
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 6/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
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ISSUER: Akzo Nobel NV
TICKER: AKZA CUSIP: N01803100
MEETING DATE: 4/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3c: APPROVE DIVIDENDS OF EUR 1.45 PER SHARE ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5a: ELECT A.C.M.A. BÜCHNER TO EXECUTIVE ISSUER YES FOR FOR
BOARD AND APPROVE CONDITIONAL SHARE GRANT
PROPOSAL #5b: REELECT L.E. DARNER TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #5c: REELECT K. R. NICHOLS TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #6a: ELECT S.M. BALDAUF TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6b: ELECT B.J.M. VERWAAYEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6c: REELECT R.G.C. VAN DEN BRINK TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6d: REELECT P. B. ELLWOOD TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: AMEND ARTICLES RE: LEGISLATIVE CHANGES ISSUER YES FOR FOR
PROPOSAL #8a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #8b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 8A
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
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ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 6/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. KLUGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLEN E. TULLMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART L. BASCOMB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RALPH H. 'RANDY' ISSUER YES FOR FOR
THURMAN
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 5/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLE 3 OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #1.2: AMEND ARTICLES 8, 10, 11, 14, 15, AND ISSUER YES FOR FOR
62 OF BYLAWS
PROPOSAL #1.3: AMEND ARTICLES 24, 25, 30, 31, AND 34 ISSUER YES FOR FOR
OF BYLAWS
PROPOSAL #1.4: AMEND ARTICLES 38, 42, AND 45 OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #1.5: AMEND ARTICLE 47 OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #1.6: AMEND ARTICLES 52, 53, 55, 57, 58, AND ISSUER YES FOR FOR
59 OF BYLAWS
PROPOSAL #1.7: AMEND ARTICLES 60, AND 61 OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #1.8: AMEND ARTICLES 18, AND 58 BIS OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND ARTICLES 4, AND 5 OF GENERAL ISSUER YES FOR FOR
MEETING REGULATIONS
PROPOSAL #2.2: AMEND ARTICLES 6, 7, 8, 9, 12, 13, AND ISSUER YES FOR FOR
25 OF GENERAL MEETING REGULATIONS
PROPOSAL #2.3: AMEND ARTICLE 22 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2011
PROPOSAL #4: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FY 2011
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2011
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE CAPITAL INCREASE CHARGED ISSUER YES FOR FOR
AGAINST VOLUNTARY RESERVES FOR BONUS ISSUE; AMEND
ARTICLE 5 OF BYLAWS ACCORDINGLY; APPROVE LISTING OF
SHARES
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE COMPANY'S CORPORATE WEB SITE ISSUER YES FOR FOR
PROPOSAL #10: REELECT JORGE GALLARDO BALLART AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT ANTONIO GALLARDO BALLART AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT DANIEL BRAVO ANDREU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT EDUARDO JAVIER SANCHIZ YRAZU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: REELECT LUICANO CONDE CONDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT BERTIL LINDMARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT TOM MCKILLOP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT JUAN ARENA DE LA MORA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REELECT PAUL BRONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Alpha Natural Resources, Inc.
TICKER: ANR CUSIP: 02076X102
MEETING DATE: 5/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM J. CROWLEY, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR P. MICHAEL GIFTOS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DEBORAH M. FRETZ ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOEL RICHARDS, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES F. ROBERTS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR TED G. WOOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BLAKE G. KRIKORIAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #13: REPORT ON CLIMATE CHANGE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WARREN D. KNOWLTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SCOTT D. JOSEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GEORGE D. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RODMAN D. PATTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CHARLES J. PITMAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
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ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM V. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY D. COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILLARD S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR D. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE CONFLICT OF INTEREST REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
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ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 11/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: ADOPT POLICY TO PROHIBIT POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
SPENDING
PROPOSAL #15: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #16: ADOPT AND IMPLEMENT SUSTAINABLE PALM SHAREHOLDER YES ABSTAIN AGAINST
OIL POLICY
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ISSUER: Avanir Pharmaceuticals, Inc.
TICKER: AVNR CUSIP: 05348P401
MEETING DATE: 2/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH A. KATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. MATHEWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Avnet, Inc.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELEANOR BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD HAMADA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EHUD HOUMINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK R. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. SCHUMANN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROY VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
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ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MUKESH D. AMBANI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD E. POWELL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROBERT W. SCULLY ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES AGAINST FOR
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
PROPOSAL #19: PROHIBIT POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
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ISSUER: Barclays plc
TICKER: BARC CUSIP: G08036124
MEETING DATE: 4/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARCUS AGIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAVID BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALISON CARNWATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT FULVIO CONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BOB DIAMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR ANDREW LIKIERMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT CHRIS LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR JOHN SUNDERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: 067901108
MEETING DATE: 5/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. WILLIAM D. BIRCHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUSTAVO CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAMBISA MOYO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER MUNK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NATHANIEL P. ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. DEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J.L. GLOVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE P. HELM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOWE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALERIA LYNCH LEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR EDWIN H. WELCH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LAURENCE D. FINK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT S. KAPITO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS H. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corp
TICKER: BAH CUSIP: 099502106
MEETING DATE: 8/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. SHRADER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER CLARE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP A. ODEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brunswick Corporation
TICKER: BC CUSIP: 117043109
MEETING DATE: 5/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNE E. BELEC ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN K. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN
PROPOSAL #2.1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JOE COLVIN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JAMES CURTISS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JAMES GOWANS ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NANCY HOPKINS ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OYVIND HUSHOVD ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR VICTOR ZALESCHUK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT C.M. BEST, N.M. EDWARDS, T.W. ISSUER YES FOR FOR
FAITHFULL, G.A. FILMON, C.L. FONG, G.D. GIFFIN, W.A.
GOBERT, S.W. LAUT, K.A.J. MACPHAIL, A.P. MARKIN, F.J.
MCKENNA, J.S. PALMER, E.R. SMITH, AND D.A. TUER AS
DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALLAN P. MARKIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES S. PALMER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND ARTICLES RE: PREFERRED SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 6/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD K. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REINCORPORATE IN ANOTHER STATE [FROM SHAREHOLDER YES AGAINST FOR
OKLAHOMA TO DELAWARE]
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #10: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Agri-Industries Holdings Ltd.
TICKER: 00606 CUSIP: Y1375F104
MEETING DATE: 12/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2011 COFCO MUTUAL SUPPLY ISSUER YES FOR FOR
AGREEMENT AND RELATED CAPS
PROPOSAL #2: APPROVE 2011 WILMAR MUTUAL SUPPLY ISSUER YES FOR FOR
AGREEMENT AND RELATED CAPS
PROPOSAL #3: APPROVE 2011 FINANCIAL SERVICES ISSUER YES AGAINST AGAINST
AGREEMENT AND RELATED CAPS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 12/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RICHARD M. KOVACEVICH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JERRY YANG ISSUER YES FOR FOR
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
PROPOSAL #18: REPORT ON INTERNET FRAGMENTATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwire Corporation
TICKER: CLWR CUSIP: 18538Q105
MEETING DATE: 6/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. BLESSING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CHATTERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MUFIT CINALI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSE A. COLLAZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOSSEIN ESLAMBOLCHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS S. HERSCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN P. MCANDREWS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIK E. PRUSCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN H. RAE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THEODORE H. SCHELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JENNIFER L. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. CONEWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. FRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR N. JOHN LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT L. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH A. PONTARELLI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MYLES W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR D. JEFF VAN STEENBERGEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARTIN H. YOUNG, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA A. HAMMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID C.HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES B. FLAWS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GORDON GUND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR H. ONNO RUDING ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covidien Public Limited Company
TICKER: COV CUSIP: G2554F113
MEETING DATE: 3/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN M. CONNORS, JR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MARTIN D. MADAUS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOSEPH A. ZACCAGNINO ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: AUTHORIZE OPEN-MARKET PURCHASES OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #14: AUTHORIZE THE PRICE RANGE AT WHICH THE ISSUER YES FOR FOR
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY
SHARES
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
PROVIDE FOR ESCHEATMENT UNDER U.S. LAW
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION TO ALLOW ISSUER YES FOR FOR
BOARD TO DECLARE NON-CASH DIVIDENDS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. SWOBODA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCO PLASTINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN J. RUUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY A. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichi Sankyo Co. Ltd.
TICKER: 4568 CUSIP: J11257102
MEETING DATE: 6/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAYAMA, JOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UNE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OGITA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIROKAWA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, YUUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRABAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIHARA, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KANAZAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUGIYAMA, SEIJI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Holding Corporation
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. MUSCARI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danone
TICKER: BN CUSIP: F12033134
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.39 PER SHARE
PROPOSAL #4: REELECT RICHARD GOBLET D ALVIELLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT JEAN LAURENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT BENOIT POTIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JACQUES ANTOINE GRANJON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MOUNA SEPEHRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT VIRGINIA STALLINGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ISSUER YES FOR FOR
REGARDING NEW RELATED-PARTY TRANSACTION
PROPOSAL #11: APPROVE TRANSACTIONS WITH J.P. MORGAN ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE UP TO 0.4 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #14: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REX A. LICKLIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAUREEN CONNERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURI SHANAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Air Lines, Inc.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN S. BRINZO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID G. DEWALT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KENNETH C. ROGERS ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KENNETH B. WOODROW ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Detour Gold Corporation
TICKER: DGC CUSIP: 250669108
MEETING DATE: 5/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER E. CROSSGROVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS DIONNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR INGRID J. HIBBARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL KENYON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD S. PANNETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRAHAM WOZNIAK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeVry Inc.
TICKER: DV CUSIP: 251893103
MEETING DATE: 11/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY BUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA W. PICKRUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FERNANDO RUIZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr Pepper Snapple Group, Inc.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: ADOPT COMPREHENSIVE RECYCLING STRATEGY SHAREHOLDER YES AGAINST FOR
FOR BEVERAGE CONTAINERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM C. FORD, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAWN G. LEPORE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KATHLEEN C. MITIC ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PIERRE M. OMIDYAR ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #9: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elan Corporation plc
TICKER: DRX CUSIP: 284131208
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT LARS EKMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT HANS HASLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ROBERT INGRAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT GARY KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GILES KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT KELLY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT KIERAN MCGOWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT KYRAN MCLAUGHLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT DONAL O'CONNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT RICHARD PILNIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT DENNIS SELKOE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT ANDREW VON ESCHENBACH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE 2012 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE EMPLOYEE EQUITY PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #21: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION RE: SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #23: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #24: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. WAYNE LEONARD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEWART C. MYERS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM A. PERCY, II ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR W.J. TAUZIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEVEN V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. DUNNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finisar Corporation
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 11/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EITAN GERTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flextronics International Ltd.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 7/22/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT ROBERT L. EDWARDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: REELECT DANIEL H. SCHULMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE CHANGES IN THE CASH COMPENSATION ISSUER YES FOR FOR
PAYABLE TO NON-EMPLOYEE DIRECTORS AND ADDITIONAL
CASH COMPENSATION FOR THE CHAIRMAN OF THE BOARD
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeport-McMoRan Copper & Gold Inc.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. ALLISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. DEVON GRAHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BOBBY LEE LACKEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES R. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR B. M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN H. SIEGELE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontline Ltd.
TICKER: FRO CUSIP: G3682E127
MEETING DATE: 9/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT JOHN FREDRIKSEN AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: REELECT KATE BLANKENSHIP AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT W.A. TONY CURRY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RELECT CECILIE FREDRIKSEN AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS AS OF ISSUER YES FOR FOR
OSLO, NORWAY AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS NOT TO ISSUER YES FOR FOR
EXCEED USD 450,000
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. DEMATTEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHANE S. KIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. PAUL RAINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHY VRABECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM P. FRICKS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES L. JONES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PAUL G. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROBERT WALMSLEY ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: REVIEW AND ASSESS HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN W. ALESIO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL D. FRAIZER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHRISTINE B. MEAD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ETIENNE F. DAVIGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. DENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLA A. HILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON E. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES AGAINST FOR
PILL) TO SHAREHOLDER VOTE
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ISSUER: Green Mountain Coffee Roasters, Inc.
TICKER: GMCR CUSIP: 393122106
MEETING DATE: 3/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULES A. DEL VECCHIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. STILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR S. MALCOLM GILLIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanesbrands Inc.
TICKER: HBI CUSIP: 410345102
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE A. CHADEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSICA T. MATHEWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. NOLL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN E. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KAREN KATEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STEPHEN P. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4000 FOR ORDINARY SHARES
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR KURODA, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUGIOKA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YUI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TANAKA, WATARU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR WAKASUGI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jabil Circuit, Inc.
TICKER: JBL CUSIP: 466313103
MEETING DATE: 1/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEL S. LAVITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. MOREAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK A. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JDS Uniphase Corporation
TICKER: JDSU CUSIP: 46612J507
MEETING DATE: 11/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PENELOPE A. HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MASOOD JABBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: REPORT ON LOAN MODIFICATIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #19: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #20: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. STENSRUD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight Transportation, Inc.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 5/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY J. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G.D. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN F. HERMA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM S. KELLOGG ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PETER M. SOMMERHAUSER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADOPT POLICY ON ENDING USE OF ANIMAL SHAREHOLDER YES AGAINST FOR
FUR IN PRODUCTS
PROPOSAL #16: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liz Claiborne, Inc.
TICKER: LIZ CUSIP: 539320101
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM L. MCCOMB ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lone Pine Resources Inc
TICKER: LPR CUSIP: 54222A106
MEETING DATE: 5/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE J. HOHM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOYOLA G. KEOUGH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DONALD MCKENZIE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS M. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 6/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maple Leaf Foods Inc.
TICKER: MFI CUSIP: 564905107
MEETING DATE: 12/14/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maple Leaf Foods Inc.
TICKER: MFI CUSIP: 564905107
MEETING DATE: 5/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BOLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. BRAGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. EMERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GANDZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE R. LAMOUREUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. SCOTT MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANE E. MCGARRY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES P. OLSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEAN-PIERRE ROSSO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM B. HARRISON JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON CHARITABLE AND POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTORIA B. JACKSON ISSUER YES FOR FOR
BRIDGES
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. MARLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. TERENCE POOLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN REID ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONICA SLOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN R. APPLETON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/15/2011 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RAYMOND V. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SANJU K. BANSAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW W. CALKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. LARUE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS P. SPAHR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/30/2012 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molycorp Inc (DE)
TICKER: MCP CUSIP: 608753109
MEETING DATE: 5/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN T. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN GRAELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moog Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 1/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. LIPKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navistar International Corporation
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN J. KLINGER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHAEL N. HAMMES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PHILIP J. BURGUIERES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN RANDOLPH KEMP, III ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. MICHAEL LACEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUANITA F. ROMANS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C. E. SHULTZ ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Corporation
TICKER: NE CUSIP: H5833N103
MEETING DATE: 4/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR DAVID W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES AGAINST AGAINST
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY C. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN O. MARSH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV Energy, Inc.
TICKER: NVE CUSIP: 67073Y106
MEETING DATE: 5/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR SUSAN F. CLARK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BRIAN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN F. O'REILLY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MICHAEL W. YACKIRA ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYSE Euronext
TICKER: NYX CUSIP: 629491101
MEETING DATE: 4/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANDRE BERGEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARSHALL N. CARTER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DOMINIQUE CERUTTI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PATRICIA M. CLOHERTY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GEORGE COX ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SYLVAIN HEFES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAN-MICHIEL HESSELS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES J. MCNULTY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RICARDO SALGADO ISSUER YES AGAINST AGAINST
PROPOSAL #13: ELECT DIRECTOR ROBERT G. SCOTT ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR RIJNHARD VAN TETS ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR BRIAN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #19: CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ON Semiconductor Corporation
TICKER: ONNN CUSIP: 682189105
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ATSUSHI ABE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DARYL A. OSTRANDER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 10/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD L. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.12: DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PACCAR Inc
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN R. STALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR FOR
OF DIRECTORS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID J. S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pentair, Inc.
TICKER: PNR CUSIP: 709631105
MEETING DATE: 4/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLES A. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RANDALL J. HOGAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleum Geo-Services Asa
TICKER: PGS CUSIP: R69628114
MEETING DATE: 5/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER NO N/A N/A
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER NO N/A N/A
MEETING
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF NOK 1.10 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION OF AUDITORS ISSUER NO N/A N/A
PROPOSAL #6.1: REELECT FRANCIS GUGEN (CHAIRMAN) AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.2: REELECT HARALD NORVIK (VICE CHAIRMAN) ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #6.3: REELECT DANIEL PIETTE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.4: REELECT HOLLY VAN DEURSEN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.5: REELECT ANETTE JUSTAD AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.6: REELECT CAROL BELL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.7: REELECT INGAR SKAUG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1: REELECT ROGER O'NEIL AS CHAIRMAN OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #7.2: REELECT C. DEVINE AS MEMBER OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #7.3: REELECT HANNE HARLEM AS MEMBER OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #8.1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
NOMINATING COMMITTEE FOR 2011
PROPOSAL #8.2: APPROVE REMUNERATION PRINCIPLES OF ISSUER NO N/A N/A
DIRECTORS FOR 2012
PROPOSAL #8.3: APPROVE REMUNERATION PRINCIPLES OF ISSUER NO N/A N/A
NOMINATING COMMITTEE FOR 2012
PROPOSAL #9: APPROVE REMUNERATION POLICY AND OTHER ISSUER NO N/A N/A
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #12.1: APPROVE CREATION OF NOK 65.3 MILLION ISSUER NO N/A N/A
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12.2: APPROVE CREATION OF NOK 15 MILLION ISSUER NO N/A N/A
POOL OF CAPITAL FOR EMPLOYEE INCENTIVE PLANS
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER NO N/A N/A
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF NOK 3.50 BILLION; APPROVE CREATION OF NOK
65.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION
RIGHTS
PROPOSAL #14: APPROVE DIRECTOR INDEMNIFICATION ISSUER NO N/A N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platinum Underwriters Holdings, Ltd.
TICKER: PTP CUSIP: G7127P100
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAN R. CARMICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT A. JOHN HASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ANTONY P.D. LANCASTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT EDMUND R. MEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MICHAEL D. PRICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JAMES P. SLATTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT CHRISTOPHER J. STEFFEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. KEYSER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LUCA MAESTRI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD W. REZNICEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: PERFORMANCE-BASED AND/OR TIME-BASED SHAREHOLDER YES AGAINST FOR
EQUITY AWARDS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY B. TULIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. GREIG WOODRING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 5/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL J. GADE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR J. V. LENTELL ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Research In Motion Limited
TICKER: RIM CUSIP: 760975102
MEETING DATE: 7/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BALSILLIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIKE LAZARIDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KERR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIA KOTCHKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTONIO VIANA-BAPTISTA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN WETMORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rovi Corporation
TICKER: ROVI CUSIP: 779376102
MEETING DATE: 5/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW K. LUDWICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. O'SHAUGHNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUTHANN QUINDLEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporartion
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 6/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHENMING HU ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAY B. SIEGALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY A. SIMONIAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEWIS E. EPLEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT L. HOWARD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CHARLES E. SCHARLAU ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StanCorp Financial Group, Inc.
TICKER: SFG CUSIP: 852891100
MEETING DATE: 5/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR VIRGINIA L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STANLEY R. FALLIS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ERIC E. PARSONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: 85771P102
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT OLAUG SVARVA AS CHAIRMAN OF MEETING ISSUER NO N/A N/A
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER NO N/A N/A
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER NO N/A N/A
MEETING
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.50 PER SHARE
PROPOSAL #7: WITHDRAW COMPANY FROM TAR SANDS SHAREHOLDER NO N/A N/A
ACTIVITIES IN CANADA
PROPOSAL #8: APPROVE REMUNERATION POLICY AND OTHER ISSUER NO N/A N/A
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF AUDITORS FOR 2011 ISSUER NO N/A N/A
PROPOSAL #10: ELECT KPMG AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #11.1: REELECT OLAUG SVARVA AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.2: REELECT IDAR KREUTZER AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.3: REELECT KARIN ASLAKSEN AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.4: REELECT GREGER MANNSVERK AS MEMBER ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.5: RELECT STEINAR OLSEN AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.6: REELECT INGVALD STROMMEN AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.7: REELECT RUNE BJERKE AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.8: RELECT TORE ULSTEIN AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.9: ELECT LIVE HAUKVIK AKER AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.10: ELECT SIRI KALVIG AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.11: ELECT THOR OSCAR BOLSTAD AS MEMBER ISSUER NO N/A N/A
OF CORPORATE ASSEMBLY
PROPOSAL #11.12: ELECT BARBRO HAETTA AS MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.13: REELECT ARTHUR SLETTEBERG AS DEPUTY ISSUER NO N/A N/A
MEMBER OF CORPORATE ASSEMBLY
PROPOSAL #11.14: ELECT BASSIM HAJ AS DEPUTY MEMBER OF ISSUER NO N/A N/A
CORPORATE ASSEMBLY
PROPOSAL #11.15: REELECT ANNE-MARGRETHE FIRING AS ISSUER NO N/A N/A
DEPUTY MEMBER OF CORPORATE ASSEMBLY
PROPOSAL #11.16: REELECT LINDA LITLEKALSOY AASE AS ISSUER NO N/A N/A
DEPUTY MEMBER OF CORPORATE ASSEMBLY
PROPOSAL #12: APPROVE REMUNERATION OF CORPORATE ISSUER NO N/A N/A
ASSEMBLY IN THE AMOUNT OF NOK 107,900 FOR CHAIR, NOK
56,800 FOR VICE CHAIR, NOK 39,900 FOR OTHER MEMBERS,
AND NOK 5,700 PER MEETING FOR DEPUTY MEMBERS
PROPOSAL #13.1: REELECT OLAUG SVARVA AS CHAIR OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #13.2: REELECT TOM RATHKE AS MEMBER OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #13.3: REELECT LIVE HAUKVIK AKER AS MEMBER ISSUER NO N/A N/A
OF NOMINATING COMMITTEE
PROPOSAL #13.4: REELECT INGRID DRAMDAL RASMUSSEN AS ISSUER NO N/A N/A
MEMBER OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION OF MEMBERS OF ISSUER NO N/A N/A
NOMINATING COMMITTEE IN THE AMOUNT OF NOK 10,800 PER
MEETING FOR CHAIRMAN AND NOK 8,000 PER MEETING FOR
REGULAR MEMBERS
PROPOSAL #15: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER NO N/A N/A
SHARES UP TO A NOMINAL VALUE OF NOK 27.5 MILLION IN
CONNECTION WITH SHARE SAVING SCHEME FOR EMPLOYEES
PROPOSAL #16: AUTHORIZE REPURCHASE OF SHARES UP TO A ISSUER NO N/A N/A
NOMINAL VALUE OF NOK 187.5 MILLION AND CANCELLATION
OF REPURCHASED SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swiss Reinsurance (Schweizerische Rueckversicherungs)
TICKER: SRENH CUSIP: H8431B109
MEETING DATE: 4/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DIVIDENDS OF CHF 3.00 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.1: REELECT JAKOB BAER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT JOHN COOMBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: ELECT ROBERT HENRIKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Target Corporation
TICKER: TGT CUSIP: 87612E106
MEETING DATE: 6/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DERICA W. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGG W. STEINHAFEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON ELECTRONICS RECYCLING AND SHAREHOLDER YES ABSTAIN AGAINST
PREVENTING E-WASTE EXPORT
PROPOSAL #6: PROHIBIT POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teva Pharmaceutical Industries Ltd.
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 9/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CHAIM HURVITZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ORY SLONIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DAN SUESSKIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JOSEPH NITZANI AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR AND APPROVE HIS REMUNERATION
PROPOSAL #3.2: ELECT DAFNA SCHWARTZ AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR AND APPROVE HER REMUNERATION
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR/OFFICER LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION INSURANCE
PROPOSAL #6.1: AMEND REMUNERATION OF VICE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REIMBURSEMENT OF EXPENSES OF ISSUER YES FOR FOR
BOARD CHAIRMAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 10/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. POPOWICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. SEIBERT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The NASDAQ OMX Group, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR BORJE EKHOLM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN D. MARKESE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ELLYN A. MCCOLGAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LARS WEDENBORN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Western Union Company
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERTO G. MENDOZA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL A. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ADOPT PROXY STATEMENT REPORTING ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Inc.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Holdings Limited
TICKER: TOL CUSIP: Q9104H100
MEETING DATE: 10/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT RAY HORSBURGH AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT FRANK FORD AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NICOLA WAKEFIELD EVANS AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE THE INCREASE IN AGGREGATE ISSUER YES FOR FOR
REMUNERATION FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE THE ADOPTION OF NEW CONSTITUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROPORTIONAL TAKEOVER PROVISIONS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsakos Energy Navigation Ltd.
TICKER: TNP CUSIP: G9108L108
MEETING DATE: 5/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EFTHIMIOS MITROPOULOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT RICHARD PANIGUIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ARISTIDES A.N. PATRINOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ERNST & YOUNG (HELLAS), ATHENS, ISSUER YES FOR FOR
GREECE AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JIM KEVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT C. ZAPANTA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: UBS AG
TICKER: UBSN CUSIP: H89231338
MEETING DATE: 5/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.10 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4.1.1: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.2: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT RAINER-MARC FREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT AXEL LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT WOLFGANG MAYRHUBER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.7: REELECT HELMUT PANKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.8: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.9: REELECT JOSEPH YAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: ELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.2: ELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.3: ELECT AXEL WEBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.4: RATIFY BDO AG AS SPECIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: INCREASE POOL OF CONDITIONAL CAPITAL BY ISSUER YES FOR FOR
CHF 15.1 MILLION FOR ISSUANCE OF STOCK OPTIONS AND
OTHER EQUITY AWARDS TO EMPLOYEES, SENIOR EXECUTIVES,
AND MEMBERS OF THE BOARD
PROPOSAL #6.1: AMEND ARTICLES RE: CONTRIBUTIONS IN ISSUER YES FOR FOR
KIND
PROPOSAL #6.2: AMEND ARTICLES RE: CONTRIBUTIONS IN ISSUER YES FOR FOR
KIND
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ISSUER: Ultra Petroleum Corp.
TICKER: UPL CUSIP: 903914109
MEETING DATE: 5/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MICHAEL D. WATFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT W. CHARLES HELTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT STEPHEN J. MCDANIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ROGER A. BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE BUNDLED COMPENSATION PLANS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HYDRAULIC FRACTURING RISKS TO SHAREHOLDER YES ABSTAIN AGAINST
COMPANY
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ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 6/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY L. MEYER III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #16: REPORT ON LOBBYING CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
EXPENSES
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ISSUER: Universal Display Corporation
TICKER: PANL CUSIP: 91347P105
MEETING DATE: 6/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN V. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. KEITH HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE LACERTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIDNEY D. ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHERWIN I. SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Universal Health Services, Inc.
TICKER: UHS CUSIP: 913903100
MEETING DATE: 5/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OTHER BUSINESS ISSUER YES AGAINST AGAINST
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ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS KINSER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR A.S. MACMILLAN, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDWARD J. MUHL ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Uranium One Inc.
TICKER: UUU CUSIP: 91701P105
MEETING DATE: 5/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN TELFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER BOWIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. JEAN NORTIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VADIM JIVOV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER SATTLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP SHIRVINGTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ILYA YAMPOLSKIY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE/HEADQUARTERS
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ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #20: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
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ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 4/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK A. EMMERT ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: WuXi PharmaTech (Cayman) Inc.
TICKER: WX CUSIP: 929352102
MEETING DATE: 8/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT XIAOZHONG LIU AS A DIRECTOR FOR ISSUER YES FOR FOR
A THREE-YEAR TERM
PROPOSAL #2: RE-ELECT YING HAN AS A DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR TERM
PROPOSAL #3: RE-ELECT KIAN WEE SEAH AS A DIRECTOR FOR ISSUER YES FOR FOR
A THREE-YEAR TERM
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MALVERN FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2012
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.
