UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD CAPITAL VALUE FUND
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ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: 002896207
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL E. GREENLEES ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR KEVIN S. HUVANE ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR MICHAEL S. JEFFRIES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN W. KESSLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CRAIG R. STAPLETON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC SHAREHOLDER YES AGAINST FOR
PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS
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ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE G. H. CAPRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-YVES CHARLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CORTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERIC R. CREPIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN-FRANCOIS DUBOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. MORGADO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD SARNOFF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REGIS TURRINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Aeropostale, Inc.
TICKER: ARO CUSIP: 007865108
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD R. BEEGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVELYN DILSAVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANET E. GROVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN N. HAUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARIN HIRTLER-GARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR RUBINFELD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID B. VERMYLEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ENHANCE BOARD OVERSIGHT OF POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
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ISSUER: AGCO Corporation
TICKER: AGCO CUSIP: 001084102
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WOLFGANG DEML ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUIZ F. FURLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MALLIKA SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENDRIKUS VISSER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Agilent Technologies, Inc.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL N. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
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ISSUER: Airasia Bhd
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND OF MYR 0.06 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHAMED KHADAR IND MERICAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT FAM LEE EE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FAM LEE EE TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT AIREEN OMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
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ISSUER: Alcatel Lucent
TICKER: ALU CUSIP: 013904305
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: REELECT MICHEL COMBES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT CARLA CICO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PHILIPPE CAMUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JEAN C. MONTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY APPOINTMENT OF KIM CRAWFORD ISSUER YES FOR FOR
GOODMAN AS DIRECTOR
PROPOSAL #9: APPOINT GILLES LE DISSEZ AS CENSOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION WITH MICHEL COMBES ISSUER YES FOR FOR
WITH RESPECT TO PENSION BENEFITS
PROPOSAL #11: APPROVE TRANSACTION WITH MICHEL COMBES ISSUER YES FOR FOR
UPON TERMINATION OF FUNCTION
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PURSUANT TO LOSSES THROUGH REDUCTION OF PAR VALUE
FROM EUR 2 TO EUR 0.05 AND AMEND BYLAWS ACCORDINGLY
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
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ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 10/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #2: ELECT GERHARD MAYR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #6: RATIFY CO-OPTION OF AND REELECT KARIN ISSUER YES FOR FOR
DORREPAAL AS DIRECTOR
PROPOSAL #7: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH SHAREHOLDER YES AGAINST FOR
COMPANY DIRECTORS MAY SERVE
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ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN D. KNOWLTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFERY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 11/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
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ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA �� CUSIP: 040047102
MEETING DATE: 6/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK LIEF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC P. BEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT H. BICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY F. HIXSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. WHITE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. (FRAN) KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AuRico Gold Inc.
TICKER: AUQ CUSIP: 05155C105
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLIN K. BENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIS M. CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. COLTERJOHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT G. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH G. SPITERI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS LONG-TERM INCETIVE PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Avanir Pharmaceuticals, Inc.
TICKER: AVNR CUSIP: 05348P401
MEETING DATE: 2/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT M. WHITCUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAW TO LIMIT MULTIPLE BOARD SHAREHOLDER YES AGAINST FOR
SERVICE
PROPOSAL #7: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #8: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES AGAINST FOR
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: 067901108
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. BIRCHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUSTAVO CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAMBISA MOYO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER MUNK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES AGAINST AGAINST
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Best Buy Co., Inc.
TICKER: BBY CUSIP: 086516101
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANJAY KHOSLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN U. LENZMEIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HATIM A. TYABJI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS D. DAMMERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 8/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN FUJIYAMA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GAUMOND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL R. STRICKLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZOË BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MORTIMER B. ZUCKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODERICK C.G. MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUE H. RATAJ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALDO H. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calpine Corporation
TICKER: CPN CUSIP: 131347304
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. FUSCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. HINCKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HOFMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MOSBACHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. STUART RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT C.M. BEST, N. M. EDWARDS, T.W. ISSUER YES FOR FOR
FAITHFULL, G. A. FILMON, C. L. FONG, G.D. GIFFIN,
W.A. GOBERT, S.W. LAUT, K.A. J. MACPHAIL, F.J.
MCKENNA, E.R. SMITH AND D.A. TUER AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES AGAINST AGAINST
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FARAH M. WALTERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Check Point Software Technologies Ltd.
TICKER: CHKP CUSIP: M22465104
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT SIX DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION; REVIEW CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #3: APPROVE EXECUTIVE COMPENSATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION OF CHAIRMAN/CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MERRILL A. ('PETE') ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #1c: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ESTABLISH RISK OVERSIGHT COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: REINCORPORATE IN ANOTHER STATE [FROM SHAREHOLDER YES AGAINST FOR
OKLAHOMA TO DELAWARE]
PROPOSAL #12: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD M. KOVACEVICH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ELIMINATING CONFLICT MINERALS SHAREHOLDER YES AGAINST FOR
FROM SUPPLY CHAIN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND INDEMNIFICATIONS PROVISIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. JOHN LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH A. PONTARELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON CLIMATE CHANGE SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Gold Limited
TICKER: CNL CUSIP: ADPC01616
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARI B. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY P. BARKET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAIME I. GUTÍERREZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEON TEICHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. WARMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Gold Limited
TICKER: CNL CUSIP: G23850103
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARI B. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY P. BARKET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAIME I. GUTÍERREZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEON TEICHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. WARMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichi Sankyo Co. Ltd.
TICKER: 4568 CUSIP: J11257102
MEETING DATE: 6/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAYAMA, JOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGITA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIROKAWA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SATO, YUUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIRABAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIHARA, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KANAZAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUGIYAMA, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAKAI, MANABU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Holding Corporation
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. MUSCARI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REX A. LICKLIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAUREEN CONNERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURI SHANAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeVry Inc.
TICKER: DV CUSIP: 251893103
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREN R. HUSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. KEEVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN G. MERTEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dover Corporation
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. BENSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT W. CREMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEAN-PIERRE M. ERGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KRISTIANE C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M.F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL B. STUBBS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN K. WAGNER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL T. IDZIK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERICK W. KANNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. SCLAFANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN H. WILLARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BERTRAND P. COLLOMB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENETICALLY ENGINEERED SEED SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elan Corporation plc
TICKER: DRX CUSIP: 284131208
MEETING DATE: 12/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEMERGER ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electronic Arts Inc.
TICKER: EA CUSIP: 285512109
MEETING DATE: 7/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY T. HUBER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VIVEK PAUL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAWRENCE F. PROBST, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN S. RICCITIELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LUIS A. UBINAS ISSUER YES FOR FOR
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WINDLE B. PRIEM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energizer Holdings, Inc.
TICKER: ENR CUSIP: 29266R108
MEETING DATE: 1/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR L.P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEWART C. MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W.J. TAUZIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: MINIMIZE POOL STORAGE OF SPENT NUCLEAR SHAREHOLDER YES ABSTAIN AGAINST
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING COMMUNICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth & Pacific Companies, Inc.
TICKER: FNP CUSIP: 316645100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM L. MCCOMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXTRONICS INTERNATIONAL LTD.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 8/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT JAMES A. DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: REELECT WILLIAM D. WATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT LAY KOON TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. HELMAN IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.11: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR ALAN MULALLY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOMER A. NEAL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVAL OF TAX BENEFITS PRESERVATION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #8: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROMEL. DAVIS ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR R. RICHARD FONTAINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE M. SHERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. SMIALEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. WELSH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID BONDERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR E. NEVILLE ISDELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT D. KREBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL G. MULLEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR �� FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR CYNTHIA A. TELLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Google Inc.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON REDUCING LEAD BATTERY HEALTH SHAREHOLDER YES ABSTAIN AGAINST
HAZARDS
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Mountain Coffee Roasters, Inc.
TICKER: GMCR CUSIP: 393122106
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. CARLINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HINDA MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN H. WESLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GT Advanced Technologies Inc.
TICKER: GTAT CUSIP: 36191U106
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAL CONAWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNEST L. GODSHALK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PETROVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NOEL G. WATSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT DIRECTOR KAREN KATEN ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT DIRECTOR STEPHEN P. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.09: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hatteras Financial Corp.
TICKER: HTS CUSIP: 41902R103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN M. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA G. KAWALLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. WREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Care REIT, Inc.
TICKER: HCN CUSIP: 42217K106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GRUA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY R. OTTEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42805T105
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY H. BERACHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN A. BEMASEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. TAMKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hologic, Inc.
TICKER: HOLX CUSIP: 436440101
MEETING DATE: 3/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LAVANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. CASCELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN P. MUIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE M. LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTIANA STAMOULIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Tobacco Group plc
TICKER: IMT CUSIP: G4721W102
MEETING DATE: 1/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR �� FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR KEN BURNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALISON COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROBERT DYRBUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DAVID HAINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MICHAEL HERLIHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUSAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAIN NAPIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MATTHEW PHILLIPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BERGE SETRAKIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARK WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MALCOLM WYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: APPROVE SHARE MATCHING SCHEME ISSUER YES FOR FOR
PROPOSAL #20: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE INTERNATIONAL SHARESAVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3500
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY OUTSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE STATUTORY AUDITORS WITH
CONTRACTS - REFLECT STOCK EXCHANGE MANDATE TO
CONSOLIDATE TRADING UNITS
PROPOSAL #3.1: ELECT DIRECTOR KURODA, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUGIOKA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YUI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TANAKA, WATARU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR WAKASUGI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILINGS FOR DIRECTORS AND STATUTORY
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDD A. GREGG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRENCE F. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CALLUM MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT REID ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2A: INCREASE AUTHORIZED PREFERRED AND ISSUER YES FOR FOR
COMMON STOCK
PROPOSAL #2B: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #2C: PROVISIONS RELATED TO DISQUALIFICATION ISSUER YES FOR FOR
OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS
PROPOSAL #2D: PROVISIONS RELATED TO CONSIDERATIONS OF ISSUER YES FOR FOR
THE BOARD OF DIRECTORS
PROPOSAL #2E: AMEND ICE GROUP CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. C. Penney Company, Inc.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR COLLEEN C. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS J. ENGIBOUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENT B. FOSTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MYRON E. ULLMAN, III ���� ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY BETH WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JDS Uniphase Corporation
TICKER: JDSU CUSIP: 46612J507
MEETING DATE: 11/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD L. COVERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C.BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Julius Baer Gruppe AG
TICKER: BAER CUSIP: H4414N103
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT DANIEL J. SAUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT CLAIRE GIRAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT GILBERT ACHERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT ANDREAS AMSCHWAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT LEONHARD H. FISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRADEEP SINDHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. MEEHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karoon Gas Australia Ltd.
TICKER: KAR CUSIP: Q5210P101
MEETING DATE: 10/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ADOPTION OF THE REMUNERATION ISSUER YES FOR N/A
REPORT
PROPOSAL #2: ELECT STEPHEN POWER AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT MARK SMITH AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE EMPLOYEE SHARE OPTION PLAN ISSUER YES FOR N/A
2012
PROPOSAL #5: APPROVE THE PERFORMANCE RIGHTS PLAN 2012 ISSUER YES FOR N/A
PROPOSAL #6: RATIFY THE PAYMENT OF A TOTAL OF ISSUER YES FOR FOR
A$510,215 TO NON-EXECUTIVE DIRECTORS AS REMUNERATION
DURING THE FINANCIAL YEAR ENDED JUNE 30, 2012
PROPOSAL #7: APPROVE THE MAXIMUM AGGREGATE ISSUER YES AGAINST AGAINST
REMUNERATION OF NON-EXECUTIVE DIRECTORS IN THE AMOUNT
OF A$900,000 PER YEAR
PROPOSAL #8: APPROVE THE GRANT OF UP TO 200,000 ISSUER YES FOR N/A
OPTIONS TO JOSE COUTINHO BARBOSA, NON-EXECUTIVE
DIRECTOR OF THE COMPANY
PROPOSAL #9: APPROVE THE GRANT OF UP TO 102,041 2012 ISSUER YES FOR N/A
ESOP OPTIONS AND 22,124 PERFORMANCE RIGHTS TO SCOTT
HOSKING, CHIEF FINANCIAL OFFICER AND SECRETARY OF THE
COMPANY
PROPOSAL #10: APPROVE THE GRANT OF UP TO 100,000 2012 ISSUER YES FOR N/A
ESOP OPTIONS AND 22,124 PERFORMANCE RIGHTS TO TIM
HOSKING, GENERAL MANAGER OF KAROON SOUTH AMERICA
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. FRANK BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY E. CURTISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. UTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KNIGHT TRANSPORTATION, INC.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. MAYPOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN G. BRADLEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER M. SOMMERHAUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY ON ANIMAL CRUELTY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lone Pine Resources Inc.
TICKER: LPR CUSIP: 54222A106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK R. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT WONNACOTT ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LIZANNE C. GOTTUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COLIN D. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maple Leaf Foods Inc.
TICKER: MFI CUSIP: 564905107
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BOLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. BRAGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. EMERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GANDZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE R. LAMOUREUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. SCOTT MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANE E. MCGARRY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES P. OLSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHARE PURCHASE AND DEFERRED ISSUER YES FOR FOR
SHARE UNIT PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS W. ARCHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDERMOTT INTERNATIONAL, INC.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BRADLEY MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.7: ELECT DIRECTOR MARY L. SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #6: REPORT ON CHARITABLE AND POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #7: REPORT ON LOBBYING ACTIVITIES SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. NEWLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN FLOREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. TERENCE POOLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN REID ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MONICA SLOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE THAT HOLDERS OF CLASS A AND CLASS B COMMON
STOCK SHALL VOTE TOGETHER AS A SINGLE CLASS, ON AN
ADVISORY BASIS, TO APPROVE COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molycorp, Inc.
TICKER: MCP CUSIP: 608753109
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSS R. BHAPPU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONSTANTINE E. ISSUER YES FOR FOR
KARAYANNOPOULOS
PROPOSAL #1.3: ELECT DIRECTOR MARK S. KRISTOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEC MACHIELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 611740101
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN C. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD C. TABER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN RANDOLPH KEMP III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD K. STONEBURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERTISE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norbord Inc
TICKER: NBD CUSIP: 65548P403
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. COCKWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIAN N. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DUPUIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMINIC GAMMIERO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JON S. HAICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. HARDING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEVILLE W. KIRCHMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. BARRIE SHINETON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENIS A. TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRBYJON H. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN A. MCGINTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN J. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV Energy, Inc.
TICKER: NVE CUSIP: 67073Y106
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN F. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN F. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL W. YACKIRA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD L. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT RETENTION RATIO FOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES/DIRECTORS
PROPOSAL #8: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PACCAR Inc
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON J. CARNWATH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIZ KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY M. E. SPIERKEL ISSUER YES FOR�� FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M.P. FEUILLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704549104
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. KARN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. RAMSEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES ABSTAIN AGAINST
FRACTURING RISKS AND OPPORTUNITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polypore International, Inc.
TICKER: PPO CUSIP: 73179V103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. COONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY D. ZIMPLEMAN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M.W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. MCKEE, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN C. HENDERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESLIE A. WAITE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RF Micro Devices, Inc.
TICKER: RFMD CUSIP: 749941100
MEETING DATE: 8/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER H. WILKINSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. DILEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. HARDING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASIMIR S. SKRZYPCZAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIK H. VAN DER KAAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporation
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHENMING HU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snam SpA
TICKER: SRG CUSIP: T8578L107
MEETING DATE: 3/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: 2, 5, 6, AND 17 ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES RE: 9 AND 12 (GENERAL ISSUER YES FOR FOR
MEETINGS)
PROPOSAL #3: AMEND ARTICLES RE: 13, 16, AND 20 ISSUER YES FOR FOR
(BOARD-RELATED)
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: FIX DIRECTORS TERM ISSUER YES FOR FOR
PROPOSAL #6.1: SLATE SUBMITTED BY CDP RETI SRL SHAREHOLDER NO N/A N/A
PROPOSAL #6.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
SHAREHOLDERS
PROPOSAL #7: ELECH CHAIRMAN OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9.1: SLATE SUBMITTED BY CDP RETI SRL SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
SHAREHOLDERS
PROPOSAL #10: APPOINT CHAIRMAN OF INTERNAL STATUTORY SHAREHOLDER YES FOR FOR
AUDITORS
PROPOSAL #11: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StanCorp Financial Group, Inc.
TICKER: SFG CUSIP: 852891100
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. MCDOUGALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. THORNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ENOCH L. DAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERNEST E. 'WYN' HOWARD, ISSUER YES FOR FOR
III
PROPOSAL #1.7: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JUSTIN L. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tempur-Pedic International Inc.
TICKER: TPX CUSIP: 88023U101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVELYN S. DILSAVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK DOYLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. HEIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER K. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIR PAUL JUDGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY F. KOEHN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER A. MASTO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR P. ANDREWS MCLANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK SARVARY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT B. TRUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO TEMPUR SEALY ISSUER YES FOR FOR
INTERNATIONAL, INC.
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradyne, Inc.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALBERT CARNESALE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL W. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla Motors, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD W. BUSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR IRA EHRENPREIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesoro Corporation
TICKER: TSO CUSIP: 881609101
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J.W. NOKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICK Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Men's Wearhouse, Inc.
TICKER: MW CUSIP: 587118100
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM B. SECHREST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 10/4/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS E. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. LUMPKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR HAROLD H. MACKAY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The NASDAQ OMX Group, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BORJE E. EKHOLM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MARKESE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLYN A. MCCOLGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LARS R. WEDENBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENT AND RESTATEMENT OF ISSUER YES FOR FOR
NASDAQ OMX'S RESTATED CERTIFICATE OF INCORPORATION TO
MAKE OTHER NON-SUBSTANTIVE CHANGES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Western Union Company
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #8: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TiVo Inc.
TICKER: TIVO CUSIP: 888706108
MEETING DATE: 8/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER AQUINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS WOLZIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Holdings Limited
TICKER: TOL CUSIP: Q9104H100
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT FOR THE ISSUER YES FOR FOR
YEAR ENDED JUNE 30, 2012
PROPOSAL #3: APPROVE THE SENIOR EXECUTIVE OPTION & ISSUER YES FOR FOR
RIGHT PLAN OR ANY SUCCESSOR OR AMENDED PLAN
PROPOSAL #4: APPROVE THE GRANT OF 2.08 MILLION ISSUER YES FOR FOR
OPTIONS TO BRIAN KRUGER, MANAGING DIRECTOR OF THE
PROPOSAL #5: APPROVE THE GRANT OF 26,573 DEFERRED STI ISSUER YES FOR FOR
RIGHTS TO BRIAN KRUGER, MANAGING DIRECTOR OF THE
COMPANY
PROPOSAL #6: ELECT HARRY BOON AS A DIRECTOR ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trican Well Service Ltd.
TICKER: TCW CUSIP: 895945103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KENNETH M. BAGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR G. ALLEN BROOKS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURRAY L. COBBE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DONALD R. LUFT ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KEVIN L. NUGENT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ALEXANDER J. POURBAIX ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DOUGLAS F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DEAN E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RE-APPROVE PERFORMANCE SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND BY-LAW NUMBER 1: AMEND QUORUM ISSUER YES FOR FOR
REQUIREMENTS AND APPROVE ADVANCE NOTICE POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UGI Corporation
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE POL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNEST E. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. WALSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER B. VINCENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. SHAWN PUCCIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK S. HERMANCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY H. P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDSON BUENO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. PASSARELLA ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BOB MARBUT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA BRADLEY ISSUER YES FOR FOR
BAEKGAARD
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES P. PHILIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE G. DENEND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX W. (PETE) HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WENDA HARRIS MILLARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EITAN RAFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. STIEFLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Pharmaceuticals Incorporated
TICKER: VRTX CUSIP: 92532F100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BOGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YUCHUN LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walter Energy, Inc.
TICKER: WLT CUSIP: 93317Q105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH B. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRAHAM MASCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER J. SCHELLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR A.J. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDWARD G. SCHOLTZ SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MARK H. LOCHTENBERG SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. STAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE M. CLARK, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR JULIAN A. TREGER SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE - DAVID R. BEATTY SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE - MARY R. HENDERSON SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE - PATRICK A. SHAREHOLDER NO N/A N/A
KRIEGSHAUSER
PROPOSAL #1.9: MANAGEMENT NOMINEE - GRAHAM MASCALL SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE - WALTER J. SHAREHOLDER NO N/A N/A
SCHELLER
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER NO N/A N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Warner Chilcott Public Limited Company
TICKER: WCRX CUSIP: G94368100
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. CONNAUGHTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TAMAR D. HOWSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER�� YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HOWARD V. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WuXi PharmaTech (Cayman) Inc.
TICKER: WX CUSIP: 929352102
MEETING DATE: 11/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO RE-ELECT XUESONG (JEFF) LENG ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2: APPROVE TO RE-ELECT ZHAOHUI ZHANG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE TO RE-ELECT NING ZHAO AS DIRECTOR ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAIL KOZIARA BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDRIC W. CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BENJAMIN G.S. FOWKE, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT F. MORENO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. POLICINSKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR A. PATRICIA SAMPSON �� ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Yahoo! Inc.
TICKER: YHOO CUSIP: 984332106
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAX R. LEVCHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER LIGUORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MALVERN FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 28, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.