UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2013 - JUNE 30, 2014
FUND: VANGUARD CAPITAL VALUE FUND
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ISSUER: Actavis plc
TICKER: ACT CUSIP: G0083B108
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES H. BLOEM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TAMAR D. HOWSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN A. KING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHERINE M. KLEMA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JIRI MICHAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SIGURDUR OLAFSSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK J. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDREW L. TURNER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Actavis plc
TICKER: ACT CUSIP: G0083B108
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CORTI ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRIAN G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. MORGADO ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PETER NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD SARNOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELAINE WYNN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3A: AMEND PROVISIONS RELATING TO THE ISSUER YES FOR FOR
RELATIONSHIP WITH VIVENDI
PROPOSAL #3B: AMEND PROVISIONS RELATING TO ISSUER YES FOR FOR
SUPERMAJORITY AND SPECIAL VOTING REQUIREMENTS
PROPOSAL #3C: AMEND PROVISIONS RELATING TO THE ISSUER YES FOR FOR
ABILITY TO AMEND BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Advance Auto Parts, Inc.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM S. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PAUL RAINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR O. TEMPLE SLOAN, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JIMMIE L. WADE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7A: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7B: ENHANCE BOARD OVERSIGHT OF POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #7C: AMEND POLICY TO DISCLOSE PAYMENTS TO SHAREHOLDER YES AGAINST FOR
TAX-EXEMPT ORGANIZATIONS
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ISSUER: Akamai Technologies, Inc.
TICKER: AKAM CUSIP: 00971T101
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTE FORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC SALERNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN SCOPELLITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARDUS VERWAAYEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
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ISSUER: Allied Nevada Gold Corp.
TICKER: ANV CUSIP: 019344100
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDY E. BUFFINGTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. IVANY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN A. LANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CAMERON A. MINGAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERRY M. PALMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CARL A. PESCIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR A. MURRAY SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT G. WARDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 3/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 375 MILLION
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
PROPOSAL #6: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDITORES AS AUDITOR
PROPOSAL #7: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDITORES AS AUDITOR OF THE
CONSOLIDATED GROUP
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON
STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES
PROPOSAL #4: AMEND TAX ASSET PROTECTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES W. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
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ISSUER: Angie's List, Inc.
TICKER: ANGI CUSIP: 034754101
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK BRITTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. MAURER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN E. THRONSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: 040047102
MEETING DATE: 6/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK LIEF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC P. BEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT H. BICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY F. HIXSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. WHITE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Armstrong World Industries, Inc.
TICKER: AWI CUSIP: 04247X102
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. GAFFNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY LIAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD E. WENZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. (FRAN) KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5(a): RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): ELECT ANN CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER �� YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5(i): RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT NANCY ROTHWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(m): RE-ELECT MARCUS WALLENBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #13: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
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ISSUER: AuRico Gold Inc.
TICKER: AUQ CUSIP: 05155C105
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT G. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS M. CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD M. COLTERJOHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH G. SPITERI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
PROPOSAL #4: AMEND BY-LAW NO. 1 ISSUER YES FOR FOR
PROPOSAL #5: AMEND EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HEALY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE M. SMART ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: 067901108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. WILLIAM D. BIRCHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUSTAVO CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NED GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY H.O. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAMBISA MOYO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID NAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERNIE L. THRASHER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 8/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN M. HOLT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MORTIMER B. ZUCKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LEWIS B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunge Limited
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/23/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERNEST G. BACHRACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ENRIQUE H. BOILINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL M. BROWNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO DETERMINE THE INDEPENDENT
AUDITOR'S FEES
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN ENRIQUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY F. MCCANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN
PROPOSAL #B1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #B2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #B4: ELECT DIRECTOR JOE COLVIN ISSUER YES FOR FOR
PROPOSAL #B5: ELECT DIRECTOR JAMES CURTISS ISSUER YES FOR FOR
PROPOSAL #B6: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #B7: ELECT DIRECTOR CATHERINE GIGNAC ISSUER YES FOR FOR
PROPOSAL #B8: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #B9: ELECT DIRECTOR JAMES GOWANS ISSUER YES FOR FOR
PROPOSAL #B10: ELECT DIRECTOR NANCY HOPKINS ISSUER YES FOR FOR
PROPOSAL #B11: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B12: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #B13: ELECT DIRECTOR VICTOR ZALESCHUK ISSUER YES FOR FOR
PROPOSAL #C: RATIFY KPMG LLP AS AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #D: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #E: AMEND BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, KEITH A. J. MACPHAIL, FRANK J.
MCKENNA, ELDON R. SMITH, AND DAVID A. TUER AS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN S. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. SANDERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROXY ADVISOR COMPETITION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND DIRECTOR INDEMNIFICATIONS SHAREHOLDER YES AGAINST FOR
PROVISIONS
PROPOSAL #8: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MYLES W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN H. YOUNG, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Gold Limited
TICKER: CNL CUSIP: G23850103
MEETING DATE: 6/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEON TEICHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARI B. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAIME I. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUSTAVO J. KOCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY A. WARMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE DEFERRED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYE-LAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. BERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Holding Corporation
TICKER: DAN CUSIP: 235825205
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. MUSCARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. SCHULZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeVry Inc.
TICKER: DV CUSIP: 251893103
MEETING DATE: 11/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CONNIE R. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL HAMBURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIRECTV
TICKER: DTV CUSIP: 25490A309
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEIL AUSTRIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RALPH BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ABELARDO BRU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID DILLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SAMUEL DIPIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIXON DOLL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER LUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LORRIE NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUIS G. NOGALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. SUTTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electrolux AB
TICKER: ELUX B CUSIP: W24713120
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6.50 PER SHARE
PROPOSAL #11: AMEND ARTICLES RE: NUMBER OF AUDITORS, ISSUER YES AGAINST AGAINST
AUDITOR TERM
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.8 MILLION FOR CHAIRMAN, SEK
625,000 FOR VICE CHAIRMAN, AND SEK 540,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT LORNA DAVIS, HASSE JOHANSSON, ISSUER YES FOR FOR
RONNIE LETEN (CHAIRMAN), KEITH MCLOUGHLIN, BERT
NORDBERG, FREDRIK PERSSON, ULRIKA SAXON, AND TORBEN
BALLEGAARD SORENSEN AS DIRECTORS; ELECT PETRA
HEDENGRAN AS NEW DIRECTOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE 2014 SHARE-RELATED LONG TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #18a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
CLASS B SHARES IN CONNECTION TO COMPANY ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM G. KAELIN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARSCHALL S. RUNGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: SCREEN POLITICAL CONTRIBUTIONS FOR SHAREHOLDER YES AGAINST FOR
CONSISTENCY WITH CORPORATE VALUES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEWART C. MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W.J. 'BILLY' TAUZIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECOMMISSION INDIAN POINT NUCLEAR SHAREHOLDER YES ABSTAIN AGAINST
REACTORS
PROPOSAL #5: REPORT ON MAJOR NUCLEAR SAFETY CONCERNS SHAREHOLDER YES ABSTAIN AGAINST
AND NRC ACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 11/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE STOCK AWARD PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING COMMUNICATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 30219E103
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ARCHBOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. SWINBURN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REX W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: LIMIT DIRECTORS TO A MAXIMUM OF THREE SHAREHOLDER YES AGAINST FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #6: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES AGAINST FOR
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Spa
TICKER: F CUSIP: T4R136137
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.A: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.B: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Francesca's Holding Corporation
TICKER: FRAN CUSIP: 351793104
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEILL DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE ANN GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fusion-io, Inc.
TICKER: FIO CUSIP: 36112J107
MEETING DATE: 11/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT D. SANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD R. SZCZEPANSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCL-Poly Energy Holdings Ltd.
TICKER: 03800 CUSIP: G3774X108
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHU GONGSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JI JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SUN WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ASHTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR E. NEVILLE ISDELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL G. MULLEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. FORTUNATO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. SCOTT O'HARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupon, Inc.
TICKER: GRPN CUSIP: 399473107
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC LEFKOFSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY HOUSENBOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE LEONSIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GT Advanced Technologies Inc.
TICKER: GTAT CUSIP: 36191U106
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAL CONAWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNEST L. GODSHALK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL G. WATSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hatteras Financial Corp.
TICKER: HTS CUSIP: 41902R103
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN M. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA G. KAWALLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. WREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HD Supply Holdings, Inc.
TICKER: HDS CUSIP: 40416M105
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN A. BERNASEK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. ZIDE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ALDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TOMMY A. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Tobacco Group plc
TICKER: IMT CUSIP: G4721W102
MEETING DATE: 2/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR KEN BURNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALISON COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID HAINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MICHAEL HERLIHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUSAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MATTHEW PHILLIPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT OLIVER TANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARK WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MALCOLM WYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WAYNE M. HEWETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KURODA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUGIOKA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YUI, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANAKA, WATARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR WAKASUGI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JDS Uniphase Corporation
TICKER: JDSU CUSIP: 46612J507
MEETING DATE: 11/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Julius Baer Gruppe AG
TICKER: BAER CUSIP: H4414N103
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: REELECT DANIEL SAUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.2: REELECT GILBERT ACHERMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.3: REELECT ANDREAS AMSCHWAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.4: REELECT HEINRICH BAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT CLAIRE GIRAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: REELECT CHARLES STONEHILL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT DANIEL SAUTER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.3.1: APPOINT GILBERT ACHERMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: APPOINT HEINRICH BAUMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.3: APPOINT GARETH PENNY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #7: DESIGNATE MARC NATER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karoon Gas Australia Ltd.
TICKER: KAR CUSIP: Q5210P101
MEETING DATE: 10/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT CLARK DAVEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT JOSE COUTINHO-BARBOSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY THE PAST ISSUANCE OF 29.7 MILLION ISSUER YES FOR FOR
FULLY PAID ORDINARY SHARES TO INSTITUTIONAL
PROPOSAL #5: APPROVE THE GRANT OF UP TO 91,112 ESOP ISSUER YES FOR N/A
OPTIONS AND 40,279 PERFORMANCE RIGHTS TO SCOTT
HOSKING, CHIEF FINANCIAL OFFICER AND SECRETARY OF THE
COMPANY
PROPOSAL #6: APPROVE THE GRANT OF UP TO 59,009 ESOP ISSUER YES FOR N/A
OPTIONS AND 26,087 PERFORMANCE RIGHTS TO TIM HOSKING,
GENERAL MANAGER OF KAROON SOUTH AMERICA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kate Spade & Company
TICKER: KATE CUSIP: 485865109
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG A. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBORAH J. LLOYD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. FRANK BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY E. CURTISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR��
PROPOSAL #1.6: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN F. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH E. NASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. 'TIG' GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. KIRK LANDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. GARY COOK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LPL Financial Holdings Inc.
TICKER: LPLA CUSIP: 50212V100
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK S. CASADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maple Leaf Foods Inc.
TICKER: MFI CUSIP: 564905107
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. AZIZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY A. BOLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. BRAGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. EMERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY GANDZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAUDE R. LAMOUREUX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANE E. MCGARRY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES P. OLSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/13/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. KIPLING HAGOPIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.R. FRANK WAZZAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY P. LUQUETTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.7: ELECT DIRECTOR MARY L. SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medivation, Inc.
TICKER: MDVN CUSIP: 58501N101
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM D. BLICKENSTAFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY L. YARNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PREETHA REDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR ESTABLISHING RANGE FOR BOARD SIZE
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR REMOVAL OF DIRECTORS
PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENT OF ARTICLES
PROPOSAL #9: RESCIND FAIR PRICE PROVISION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN FLOREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. TERENCE (TERRY) ISSUER YES FOR FOR
POOLE
PROPOSAL #1.9: ELECT DIRECTOR JOHN REID ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MONICA SLOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISÉ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LULU C. WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN EAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER G. EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RATAN N. TATA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEAN-FRANCOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN RANDOLPH KEMP, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR C. E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD K. STONEBURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norbord Inc
TICKER: NBD CUSIP: 65548P403
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. COCKWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DIAN N. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DUPUIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON S. HAICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. HARDING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEVILLE W. KIRCHMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. BARRIE SHINETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENIS A. TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER C. WIJNBERGEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Trust Corporation
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES A. TRIBBETT, ISSUER YES FOR FOR
III
PROPOSAL #1.11: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING AND POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRBYJON H. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE S. COBEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID CRANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY G. DALLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL W. HOBBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVAN J. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALTER R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NXP Semiconductors NV
TICKER: NXPI CUSIP: N6596X109
MEETING DATE: 3/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT E. MEURICE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OCI Company Ltd
TICKER: 010060 CUSIP: Y6435J103
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISPOSITION OF LOSS
PROPOSAL #1.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND DISPOSITION OF LOSS
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT KIM SANG-YUL AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: REELECT KIM YONG-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT BAN JANG-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT KIM YONG-HWAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT BAN JANG-SIK AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AMEND TERMS OF SEVERANCE PAYMENTS TO ISSUER YES FOR FOR
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD M. FARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LACY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY N. WISH ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Office Depot, Inc.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROLAND C. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WARREN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAKESH GANGWAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. MASSEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ono Pharmaceutical Co. Ltd.
TICKER: 4528 CUSIP: J61546115
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2.1: ELECT DIRECTOR SAGARA, GYO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AWATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SANO, KEI �� ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWABATA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJIYOSHI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ONO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUKUSHIMA, DAIKICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KURIHARA, JUN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Outerwall Inc.
TICKER: OUTR CUSIP: 690070107
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID M. ESKENAZY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. SZNEWAJS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens Corning
TICKER: OC CUSIP: 690742101
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN IVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. LONERGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. RAMSEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JIM A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plum Creek Timber Company, Inc.
TICKER: PCL CUSIP: 729251108
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT B. MCLEOD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. MORGAN, SR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN C. TOBIAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTIN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polypore International, Inc.
TICKER: PPO CUSIP: 73179V103
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GRAFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. WARD WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS H. FERRO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DUGAS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. POSTL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: PERFORMANCE-BASED AND/OR TIME-BASED SHAREHOLDER YES AGAINST FOR
EQUITY AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. MCKEE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quebecor Inc.
TICKER: QBR.B CUSIP: 748193208
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. MICHEL LAVIGNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAND PROVOST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ALLOW BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS UP TO A MAXIMUM OF ONE THIRD OF THE NUMBER
OF DIRECTORS ELECTED AT THE PREVIOUS MEETING
PROPOSAL #4: SP 1: ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
OFFICERS' COMPENSATION
PROPOSAL #5: SP 2: REQUIRE A MAJORITY VOTE FOR THE SHAREHOLDER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realogy Holdings Corp.
TICKER: RLGY CUSIP: 75605Y106
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA M. BIBLIOWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPOATION TO ISSUER YES FOR FOR
ELIMINATE PROVISIONS RELATED TO APOLLO
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE R. DETRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOYCE A. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARNOUD W.A. BOOT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. DANAHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. CLIFF EASON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESLIE A. WAITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restoration Hardware Holdings, Inc.
TICKER: RH CUSIP: 761283100
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATIE MITIC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS MOTTOLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BARRY STERNLICHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexel
TICKER: RXL CUSIP: F7782J366
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #6: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
CATHERINE GUILLOUARD
PROPOSAL #7: APPROVE AMENDMENT TO SEVERANCE PAYMENT ISSUER YES FOR FOR
AGREEMENT WITH RUDY PROVOOST RE: PERFORMANCE
PROPOSAL #8: APPROVE AMENDMENT TO SEVERANCE PAYMENT ISSUER YES FOR FOR
AGREEMENT WITH PASCAL MARTIN RE: PERFORMANCE CRITERIA
PROPOSAL #9: APPROVE AMENDMENT TO SEVERANCE PAYMENT ISSUER YES FOR FOR
AGREEMENT WITH CATHERINE GUILLOUARD RE: PERFORMANCE
CRITERIA
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF RUDY ISSUER YES FOR FOR
PROVOOST, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CATHERINE GUILLOUARD AND PASCAL MARTIN, MEMBERS OF
THE MANAGEMENT BOARD
PROPOSAL #12: ELECT PIER LUIGI SIGISMONDI AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #13: RATIFY APPOINTMENT OF MONIKA RIBAR AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #14: RATIFY APPOINTMENT OF FRANCOIS HENROT ISSUER YES FOR FOR
AS SUPERVISORY BOARD MEMBER
PROPOSAL #15: RATIFY APPOINTMENT OF HENDRICA VERHAGEN ISSUER YES FOR FOR
AS SUPERVISORY BOARD MEMBER
PROPOSAL #16: REELECT HENDRICA VERHAGEN AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #17: REELECT PATRICK SAYER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 1.31
MILLION
PROPOSAL #20: RATIFY CHANGE OF REGISTERED OFFICE TO ISSUER YES FOR FOR
13, BOULEVARD DU FORT DE VAUX, 75017 PARIS ; AND
BYLAWS ACCORDINGLY
PROPOSAL #21: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #22: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION
PROPOSAL #23: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 280 MILLION
PROPOSAL #24: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 280 MILLION
PROPOSAL #25: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 22-24
PROPOSAL #26: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR INTERNATIONAL
EMPLOYEES
PROPOSAL #29: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #30: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
250 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #31: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #32: AMEND ARTICLE 11-2 OF BYLAWS RE: ISSUER YES AGAINST AGAINST
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #33: ADOPT ONE-TIERED BOARD STRUCTURE, AND ISSUER YES FOR FOR
AMEND BYLAWS ACCORDINGLY
PROPOSAL #34: SUBJECT TO APPROVAL OF ITEM 33 ABOVE, ISSUER YES FOR FOR
TRANSFER TO THE BOARD OF DIRECTORS AUTHORIZATION TO
ISSUE RESTRICTED SHARES GRANTED TO THE MANAGEMENT
BOARD BY THE MAY 22, 2013 AGM (ITEM 15)
PROPOSAL #35: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
RUDY PROVOOST AS DIRECTOR
PROPOSAL #36: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
ROBERTO QUARTA AS DIRECTOR
PROPOSAL #37: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
PATRICK SAYER AS DIRECTOR
PROPOSAL #38: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
VIVIANNE AKRICHE AS DIRECTOR
PROPOSAL #39: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
THOMAS FARRELL AS DIRECTOR
PROPOSAL #40: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
FRITZ FROHLICH AS DIRECTOR
PROPOSAL #41: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
FRANCOIS HENROT AS DIRECTOR
PROPOSAL #42: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
MONIKA RIBAR AS DIRECTOR
PROPOSAL #43: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
PIER LUIGI SIGISMONDI AS DIRECTOR
PROPOSAL #44: SUBJECT TO APPROVAL OF ITEM 33, ELECT ISSUER YES FOR FOR
HENDRICA VERHAGEN AS DIRECTOR
PROPOSAL #45: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto plc
TICKER: RIO CUSIP: 767204100
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #4: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #5: APPROVE POTENTIAL TERMINATION BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL FITZPATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD GOODMANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LORD KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CHRIS LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PAUL TELLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SAM WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #24: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: 005930 CUSIP: Y74718100
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 13,800 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEH-WOONG JEONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LYDIA M. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTEN M. ONKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORIO REYES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE OFFICER PERFORMANCE ISSUER YES FOR FOR
BONUS PLAN
PROPOSAL #3: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #4: AUTHORIZE THE HOLDING OF THE 2014 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6a: AMEND ARTICLES RE: REMOVING ISSUER YES FOR FOR
RESTRICTIONS ON HOLDING AGM OUTSIDE THE U.S.
PROPOSAL #6b: AMEND ARTICLES RE: CLARIFY ISSUER YES FOR FOR
SHAREHOLDERS' RIGHT TO APPOINT MULTIPLE PROXIES
PROPOSAL #6c: AMEND ARTICLES RE: PROVIDE FOR ISSUER YES FOR FOR
ESCHEATMENT IN ACCORDANCE WITH U.S. LAWS
PROPOSAL #6d: AMEND ARTICLES RE: CLARIFY THE ISSUER YES FOR FOR
COMPANY'S MECHANISM FOR EFFECTING SHARE REPURCHASES
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snam SpA
TICKER: SRG CUSIP: T8578L107
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
AND REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUMCO Corp.
TICKER: 3436 CUSIP: J76896109
MEETING DATE: 3/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 1
PROPOSAL #2.1: ELECT DIRECTOR HASHIMOTO, MAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKII, MICHIHARU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUCHIYA, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ENDO, HARUMITSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FURUYA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HIRAMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAOKA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OTA, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MITOMI, MASAHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunEdison, Inc.
TICKER: SUNE CUSIP: 86732Y109
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BLACKMORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AHMAD R. CHATILA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION EXCHANGE RELATING ISSUER YES FOR FOR
TO SPIN OFF OF SUNEDISON SEMICONDUCTOR LTD
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF COMMON STOCK UPON ISSUER YES FOR FOR
CONVERSION OF CONVERTIBLE NOTES AND EXERCISE OF
RELATED WARRANTS
PROPOSAL #7: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ENOCH L. DAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUSTIN L. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenneco Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradata Corporation
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. KEPLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESARO, Inc.
TICKER: TSRO CUSIP: 881569107
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEON (LONNIE) O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #1.2: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE (LARRY) M. ISSUER YES FOR FOR
ALLEVA
PROPOSAL #1.5: ELECT DIRECTOR JAMES O. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EARL M. (DUKE) COLLIER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textron Inc.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAIN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LORD POWELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. ZIEMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ADT Corporation
TICKER: ADT CUSIP: 00101J106
MEETING DATE: 3/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD DALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY DONAHUE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NAREN GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIDGETTE HELLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Men's Wearhouse, Inc.
TICKER: MW CUSIP: 587118100
MEETING DATE: 9/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. RAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM B. SECHREST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALLEN I. QUESTROM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 8/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SAMUEL A. GRECO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDALL STANICKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Cable Inc.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT D. MARCUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/5/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. MICHAEL BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DANNENFELDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. TOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. BLANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trican Well Service Ltd.
TICKER: TCW CUSIP: 895945103
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KENNETH M. BAGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR G. ALLEN BROOKS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURRAY L. COBBE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DONALD R. LUFT ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KEVIN L. NUGENT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ALEXANDER J. POURBAIX ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DOUGLAS F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DEAN E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ubisoft Entertainment SA
TICKER: UBI CUSIP: F9396N106
MEETING DATE: 11/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIDIER CRESPEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PASCALE MOUNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 450,000
PROPOSAL #4: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CLARK T. "SANDY" RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1l: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW MCEVOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT WALLSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON NET NEUTRALITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #8: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: APPROVE PROXY VOTING AUTHORITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Pharmaceuticals Incorporated
TICKER: VRTX CUSIP: 92532F100
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 7/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT VITTORIO COLAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ANDY HALFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN PUSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RENEE JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ALAN JEBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SAMUEL JONAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT OMID KORDESTANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK LAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LUC VANDEVELDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ANTHONY WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ALL OF THE SHARES IN ISSUER YES FOR FOR
VODAFONE AMERICAS FINANCE 1 BY VODAFONE 4 LIMITED TO
VERIZON COMMUNICATIONS INC
PROPOSAL #2: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF VALUE TO SHAREHOLDERS
PROPOSAL #3: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wacker Chemie AG
TICKER: WCH CUSIP: D9540Z106
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6a: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY DRAWIN VERTRIEBS-GMBH
PROPOSAL #6b: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY WACKER-CHEMIE VERSICHERUNGSVERMITTLUNG
PROPOSAL #6c: AFFILIATION AGREEMENTS WITH SUBSIDIARY ISSUER YES FOR FOR
ALZWERKE GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS N. DAFT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. DUKE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DISCLOSURE OF RECOUPMENT ACTIVITY FROM SHAREHOLDER YES AGAINST FOR
SENIOR OFFICERS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
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ISSUER: WESCO International, Inc.
TICKER: WCC CUSIP: 95082P105
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Westport Innovations Inc.
TICKER: WPT CUSIP: 960908309
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BEAULIEU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN J. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M.A. (JILL) BODKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. DEMERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA J. EPRILE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP B. HODGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEZSO J. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GOTTFRIED (GUFF) MUENCH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
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ISSUER: Weyerhaeuser Company
TICKER: �� WY CUSIP: 962166104
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. SINKFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WuXi PharmaTech (Cayman) Inc.
TICKER: WX CUSIP: 929352102
MEETING DATE: 11/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO RE-ELECT GE LI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE TO RE-ELECT STEWART HEN AS ISSUER YES FOR FOR
DIRECTOR
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ISSUER: Wyndham Worldwide Corporation
TICKER: WYN CUSIP: 98310W108
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE HERRERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAIL KOZIARA BOUDREAUX ISSUER �� YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BEN FOWKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALBERT F. MORENO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1g: ELECT DIRECTOR A. PATRICIA SAMPSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. JESSELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADRIAN P. KINGSHOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo! Inc.
TICKER: YHOO CUSIP: 984332106
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID FILO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAX R. LEVCHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. LEE SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YPF Sociedad Anonima
TICKER: YPFD CUSIP: 984245100
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE TWO SHAREHOLDERS TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #2: CONSIDER EMPLOYEE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
FUNDED BY REPURCHASE SHARES
PROPOSAL #3: CONSIDER FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE REMUNERATION OF AUDITORS FOR ISSUER YES FOR FOR
FISCAL YEAR 2013
PROPOSAL #6: APPROVE AUDITORS FOR FISCAL YEAR 2014 ISSUER YES FOR FOR
AND FIX THEIR REMUNERATION
PROPOSAL #7: EXTEND AUTHORIZATION GRANTED TO BOARD TO ISSUER YES FOR FOR
SET TERMS AND CONDITIONS IN CONNECTION WITH GLOBAL
PROGRAM FOR DEBT ISSUANCE
PROPOSAL #8: CONSIDER DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF INTERNAL STATUTORY AUDITORS COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF INTERNAL ISSUER YES FOR FOR
STATUTORY AUDITORS COMMITTEE
PROPOSAL #11: FIX NUMBER OF INTERNAL STATUTORY ISSUER YES FOR FOR
AUDITORS COMMITTEE MEMBERS AND ALTERNATES
PROPOSAL #12: ELECT ONE MEMBER OF INTERNAL STATUTORY ISSUER YES FOR FOR
AUDITORS COMMITTEE AND ALTERNATE FOR CLASS A SHARES
PROPOSAL #13: ELECT ONE MEMBER OF INTERNAL STATUTORY ISSUER YES FOR FOR
AUDITORS COMMITTEE AND ALTERNATE FOR CLASS D SHARES
PROPOSAL #14: FIX NUMBER OF DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
PROPOSAL #15: ELECT ONE DIRECTOR AND ALTERNATE FOR ISSUER YES AGAINST AGAINST
CLASS A SHARES
PROPOSAL #16: ELECT DIRECTORS AND THEIR ALTERNATES ISSUER YES FOR FOR
FOR CLASS D SHARES
PROPOSAL #17: AUTHORIZE ADVANCE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND INTERNAL STATUTORY AUDITORS COMMITTEE
MEMBERS FOR 2014
PROPOSAL #18: CONSIDER WITHDRAWAL OF CORPORATE ISSUER YES FOR FOR
LIABILITY ACTION INITIATED BY COMPANY AGAINST ANTONIO
BRUFAU NIUBÓ
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MALVERN FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 27, 2014
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.