UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05639 |
Pacholder High Yield Fund, Inc.
(Exact name of registrant as specified in charter)
8044 Montgomery Road, Suite 555, Cincinnati, OH 45236
(Address of principal executive offices) (Zip code)
Pacholder High Yield Fund, Inc., 8044 Montgomery Road, Suite 555, Cincinnati, OH 45236
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-480-4111 |
Date of fiscal year end: December 31 |
Date of reporting period: July 1, 2008 through June 30, 2009
Item 1. Proxy Voting Record.
**** FORM N-Px REPORT ****
ICA File Number: 811-05639
Reporting Period: 07/01/2008 - 06/30/2009
Pacholder High Yield Fund, Inc.
===== PACHOLDER HIGH YIELD FUND, INC. =====
ABOVENET, INC.
| Ticker: ABVT | Security ID: 00374N107 |
| Meeting Date: JUN 25, 2009 | Meeting Type: Annual |
| Record Date: MAY 11, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Jeffrey A. Brodsky | For | For | Management |
| 1.2 | Elect Director Michael J. Embler | For | For | Management |
| 1.3 | Elect Director William G. LaPerch | For | For | Management |
| 1.4 | Elect Director Richard Postma | For | For | Management |
| 1.5 | Elect Director Richard Shorten, Jr. | For | For | Management |
| 1.6 | Elect Director Stuart Subotnick | For | For | Management |
| 2 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
CONSTAR INTERNATIONAL, INC.
| Ticker: CNSTQ | Security ID: 21036UAA5 |
| Meeting Date: APR 9, 2009 | Meeting Type: Written Consent |
| Record Date: FEB 3, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Plan of Reorganization | For | For | Management |
| | | | |
| | | | |
DELTA AIR LINES, INC.
| Ticker: DAL | Security ID: 247361702 |
| Meeting Date: SEP 25, 2008 | Meeting Type: Special |
| Record Date: JUL 29, 2008 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | |
| 2 | Amend Omnibus Stock Plan | For | For | Management |
| | | | |
| | | | |
DELTA AIR LINES, INC.
| Ticker: DAL | Security ID: 247361702 |
| Meeting Date: JUN 22, 2009 | Meeting Type: Annual |
| Record Date: APR 24, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Richard H. Anderson | For | For | Management |
| 2 | Elect Director Roy J. Bostock | For | Against | Management |
| 3 | Elect Director John S. Brinzo | For | For | Management |
| 4 | Elect Director Daniel A. Carp | For | For | Management |
| 5 | Elect Director John M. Engler | For | For | Management |
| 6 | Elect Director Mickey P. Foret | For | For | Management |
| 7 | Elect Director David R. Goode | For | For | Management |
| 8 | Elect Director Paula Rosput Reynolds | For | For | Management |
| 9 | Elect Director Kenneth C. Rogers | For | For | Management |
| 10 | Elect Director Rodney E. Slater | For | For | Management |
| 11 | Elect Director Douglas M. Steenland | For | For | Management |
| 12 | Elect Director Kenneth B. Woodrow | For | For | Management |
| 13 | Ratify Auditors | For | For | Management |
| 14 | Provide for Cumulative Voting | Against | Against | Shareholder |
| | | | |
| | | | |
MIRANT CORP
| Ticker: MIR.XA | Security ID: 60467R100 |
| Meeting Date: MAY 7, 2009 | Meeting Type: Annual |
| Record Date: MAR 9, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas W. Cason | For | Withhold | Management |
| 1.2 | Elect Director A.D. (Pete) Correll | For | Withhold | Management |
| 1.3 | Elect Director Terry G. Dallas | For | Withhold | Management |
| 1.4 | Elect Director Thomas H. Johnson | For | Withhold | Management |
| 1.5 | Elect Director John T. Miller | For | Withhold | Management |
| 1.6 | Elect Director Edward R. Muller | For | Withhold | Management |
| 1.7 | Elect Director Robert C. Murray | For | Withhold | Management |
| 1.8 | Elect Director John M. Quain | For | Withhold | Management |
| 1.9 | Elect Director William L. Thacker | For | Withhold | Management |
| 2 | Ratify Auditors | For | For | Management |
| 3 | Report on Reducing GHGs from Products | Against | Against | Shareholder |
| and Operations | | | |
| | | | |
| | | | |
PORTOLA PACKAGING, INC
| Ticker: - - | Security ID: 737008AD4 |
| Meeting Date: AUG 29, 2008 | Meeting Type: Written Consent |
| Record Date: JUL 29, 2008 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Vote of Class 3 Senior Note Claim | For | For | Management |
| | | | |
| | | | |
QUEBECOR WORLD CAP CORP
| Ticker: - - | Security ID: 7481F1AD8 |
| Meeting Date: JUN 18, 2009 | Meeting Type: Written Consent |
| Record Date: MAY 8, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | The Plan | For | For | Management |
| | | | |
| | | | |
QUEBECOR WORLD INC.
| Ticker: IQW | Security ID: 748203AA4 |
| Meeting Date: JUN 18, 2009 | Meeting Type: Written Consent |
| Record Date: MAY 8, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | The Plan | For | For | Management |
| | | | |
| | | | |
QUEBECOR WORLD ULC
| Ticker: - - | Security ID: 74820QAA3 |
| Meeting Date: JUN 18, 2009 | Meeting Type: Written Consent |
| Record Date: MAY 8, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | The Plan | For | For | Management |
| | | | |
| | | | |
SPECTRUM BRANDS, INC.
| Ticker: SPCB | Security ID: 84762LAA3 |
| Meeting Date: MAY 29, 2009 | Meeting Type: Written Consent |
| Record Date: APR 9, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Accepts The Plan | For | For | Management |
| | | | |
| | | | |
SPECTRUM BRANDS, INC.
| Ticker: SPCB | Security ID: 84762LAB1 |
| Meeting Date: MAY 29, 2009 | Meeting Type: Written Consent |
| Record Date: APR 9, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Accepts The Plan | For | For | Management |
| | | | |
| | | | |
TIME WARNER CABLE INC.
| Ticker: TWC | Security ID: 88732J207 |
| Meeting Date: JUN 3, 2009 | Meeting Type: Annual |
| Record Date: APR 8, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Carole Black | For | For | Management |
| 2 | Elect Director Glenn A. Britt | For | For | Management |
| 3 | Elect Director Thomas H. Castro | For | For | Management |
| 4 | Elect Director David C. Chang | For | For | Management |
| 5 | Elect Director James E. Copeland, Jr. | For | For | Management |
| 6 | Elect Director Peter R. Haje | For | For | Management |
| 7 | Elect Director Donna A. James | For | For | Management |
| 8 | Elect Director Don Logan | For | For | Management |
| 9 | Elect Director N.J. Nicholas, Jr. | For | For | Management |
| 10 | Elect Director Wayne H. Pace | For | For | Management |
| 11 | Elect Director Edward D. Shirley | For | For | Management |
| 12 | Elect Director John E. Sununu | For | For | Management |
| 13 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
XO HOLDINGS, INC.
| Ticker: XOHO | Security ID: 98417K106 |
| Meeting Date: JUN 16, 2009 | Meeting Type: Annual |
| Record Date: APR 21, 2009 | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Carl C. Icahn | For | Withhold | Management |
| 1.2 | Elect Director Carl J. Grivner | For | Withhold | Management |
| 1.3 | Elect Director David S. Schechter | For | Withhold | Management |
| 1.4 | Elect Director Adam Dell | For | For | Management |
| 1.5 | Elect Director Fredrik C. Gradin | For | For | Management |
| 1.6 | Elect Director Vincent J. Intrieri | For | Withhold | Management |
| 1.7 | Elect Director Robert L. Knauss | For | For | Management |
| 1.8 | Elect Director Keith Meister | For | Withhold | Management |
| | | | |
===== END NPX REPORT =====
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pacholder High Yield Fund, Inc. |
By (Signature and Title) /s/ George Gatch |
George C.W. Gatch, President
Pursuant to the requirements of the Investment Company Act of 1940, this report has been signed below by the principal executive officer on behalf of the registrant and on the date indicated.
By (Signature and Title)* /s/ George Gatch |
George C.W. Gatch, President
* Print the name and title of each signing officer under his or her signature.
