UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05639
Pacholder High Yield Fund, Inc.
(Exact name of registrant as specified in charter)
270 Park Avenue, New York, NY 10017
(Address of principal executive offices) (Zip code)
JPMorgan Funds Management, Inc.,
270 Park Avenue,
New York, NY 10017
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-217-9502
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 through June 30, 2011
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05639
Reporting Period: 07/01/2010 - 06/30/2011
Pacholder High Yield Fund, Inc.
======================= PACHOLDER HIGH YIELD FUND, INC. ========================
ABITIBI CONSOLIDATED INC.
Ticker: A.Z Security ID: 003669AL2
Meeting Date: SEP 13, 2010 Meeting Type: Written Consent
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Bondholder Resolution: The Plan None For Management
2 Bondholder Resolution: Opt Out Release None Abstain Management
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ABITIBIBOWATER INC.
Ticker: ABH Security ID: 003687209
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Evans For For Management
1.2 Elect Director Richard D. Falconer For For Management
1.3 Elect Director Richard Garneau For For Management
1.4 Elect Director Jeffrey A. Hearn For For Management
1.5 Elect Director Alain Rheaume For For Management
1.6 Elect Director Paul C. Rivett For For Management
1.7 Elect Director Michael S. Rousseau For For Management
1.8 Elect Director David H. Wilkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ABOVENET, INC.
Ticker: ABVT Security ID: 00374N107
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Brodsky For For Management
1.2 Elect Director Michael J. Embler For For Management
1.3 Elect Director William G. LaPerch For For Management
1.4 Elect Director Richard Postma For For Management
1.5 Elect Director Richard Shorten, Jr. For For Management
1.6 Elect Director Stuart Subotnick For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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BOWATER CANADA FINANCE CORP
Ticker: - - Security ID: 102175AB2
Meeting Date: SEP 13, 2010 Meeting Type: Written Consent
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Bondholder Resolution: The Plan None For Management
2 Bondholder Resolution: Opt Out Release None Abstain Management
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CONSTAR INTERNATIONAL INC.
Ticker: CNSTQ Security ID: 21036UAC1
Meeting Date: MAY 10, 2011 Meeting Type: Written Consent
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 The Plan None For Management
2 The Plan None For Management
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442717
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442725
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442733
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442758
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442766
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442774
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442816
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
--------------------------------------------------------------------------------
GENERAL MOTORS CO.
Ticker: GM Security ID: 370442AT2
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442AV7
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
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GENERAL MOTORS CO.
Ticker: GM Security ID: 370442AZ8
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
--------------------------------------------------------------------------------
GENERAL MOTORS CO.
Ticker: GM Security ID: 370442BT1
Meeting Date: FEB 11, 2011 Meeting Type: Written Consent
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan, As Further For For Management
Described In The Consent Solicitation
Package
--------------------------------------------------------------------------------
GENON ENERGY, INC.
Ticker: GEN Security ID: 37244E107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. William Barnett For For Management
1.2 Elect Director Terry G. Dallas For For Management
1.3 Elect Director Mark M. Jacobs For For Management
1.4 Elect Director Thomas H. Johnson For For Management
1.5 Elect Director Steven L. Miller For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Robert C. Murray For For Management
1.8 Elect Director Laree E. Perez For For Management
1.9 Elect Director Evan J. Silverstein For For Management
1.10 Elect Director William L. Thacker For For Management
2 Ratify Auditors For For Management
3 Adopt Protective Charter Amendment For For Management
4 Adopt NOL Rights Plan (NOL Pill) For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Adopt GHG and Other Air Emissions Against For Shareholder
Reduction Goals
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LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discussion on Company's Corporate None None Management
Governance Structure
3a Elect J.S. Bindra as Class I Directors For For Management
to the Supervisory Board
3b Reelect M. Carroll as Class I Directors For For Management
to the Supervisory Board
3c Reelect R. van der Meer as Class I For For Management
Directors to the Supervisory Board
4 Elect R. Buchanan as Class II Director For For Management
to the Supervisory Board
5 Elect J. Aigrain as Class III Director For For Management
to the Supervisory Board
6 Adopt Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Approve Remuneration of Supervisory For Against Management
Board
11 Amend Articles Re: Removal of For For Management
References to Class B Shares and
Conversion into A Shares, Deletion of
Provisions regarding Listing on New
York Stock Exchange, and Legislative
Changes in Dutch Law
12 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
13 Approve Dividends of USD 0.10 Per Share For For Management
14 Advisory Vote to Approve Remuneration For Against Management
Report Containing Remuneration Policy
for Management Board Members
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Elect G. Gwin as Class II Director to For For Management
the Supervisory Board
17 Close Meeting None None Management
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MIRANT CORPORATION
Ticker: MIR Security ID: 60467R100
Meeting Date: OCT 25, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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PRIDE INTERNATIONAL, INC.
Ticker: PDE Security ID: 74153QAH5
Meeting Date: MAY 27, 2011 Meeting Type: Written Consent
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 The Amendments For For Management
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QUAD/GRAPHICS, INC.
Ticker: QUAD Security ID: 747301109
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Abraham, Jr. For Withhold Management
1.2 Elect Director Mark A. Angelson For Withhold Management
1.3 Elect Director Douglas P. Buth For For Management
1.4 Elect Director Christopher B. Harned For Withhold Management
1.5 Elect Director Betty Ewens Quadracci For Withhold Management
1.6 Elect Director J. Joel Quadracci For Withhold Management
1.7 Elect Director Thomas O. Ryder For For Management
1.8 Elect Director John S. Shiely For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Omnibus Stock Plan For For Management
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SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC Security ID: 83272A104
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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SPECTRUM BRANDS HOLDINGS, INC
Ticker: SPB Security ID: 84763R101
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth C. Ambrecht For For Management
1.2 Elect Director Eugene I. Davis For Withhold Management
1.3 Elect Director David R. Lumley For For Management
1.4 Elect Director Robin Roger For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Cash Award to Executive For For Management
6 Approve Omnibus Stock Plan For For Management
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UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Edward Coleman For For Management
2 Elect Director James J. Duderstadt For For Management
3 Elect Director Henry C. Duques For For Management
4 Elect Director Matthew J. Espe For For Management
5 Elect Director Denise K. Fletcher For For Management
6 Elect Director Leslie F. Kenne For For Management
7 Elect Director Charles B. McQuade For For Management
8 Elect Director Paul E. Weaver For For Management
9 Ratify Auditors For For Management
10 Increase Authorized Common Stock For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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USA MOBILITY, INC.
Ticker: USMO Security ID: 90341G103
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas A. Gallopo For For Management
1.2 Elect Director Vincent D. Kelly For For Management
1.3 Elect Director Brian O'Reilly For For Management
1.4 Elect Director Matthew Oristano For For Management
1.5 Elect Director Samme L. Thompson For For Management
1.6 Elect Director Royce Yudkoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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WOLVERINE TUBE, INC.
Ticker: WLVTQ Security ID: 978093AF9
Meeting Date: MAY 27, 2011 Meeting Type: Written Consent
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 To Accept The Plan None For Management
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XO HOLDINGS, INC.
Ticker: XOHO Security ID: 98417K106
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl C. Icahn For Withhold Management
1.2 Elect Director Vincent J. Intrieri For Withhold Management
1.3 Elect Director David S. Schechter For Withhold Management
1.4 Elect Director Daniel A. Ninivaggi For Withhold Management
1.5 Elect Director Robert L. Knauss For For Management
1.6 Elect Director Fredrik C. Gradin For For Management
1.7 Elect Director Harold First For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pacholder High Yield Fund, Inc.
| | |
| By (Signature and Title) | | /s/ Patricia A. Maleski |
| | Patricia A. Maleski, President and Principal Executive Officer |
Date August 29, 2011,
Pursuant to the requirements of the Investment Company Act of 1940, this report has been signed below by the principal executive officer on behalf of the registrant and on the date indicated.
| | |
| By (Signature and Title)* | | /s/ Patricia A. Maleski |
| | Patricia A. Maleski, President and Principal Executive Officer |
Date August 29, 2011,
| * | Print the name and title of each signing officer under his or her signature. |
