UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:811-05749
The China Fund, Inc.
(Exact name of registrant as specified in charter)
c/o Brown Brothers Harriman & Co.,
50 Post Office Square
Boston, MA 02110
(Address of principal executive offices)
Copies to:
Suzan Barron, Esq. 50 Post Office SQ Boston, Massachusetts 02110 (Name and address of agent for service) | Laura Flores, Esq. Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave, NW Washington, DC 20004 | |
Registrant’s telephone number, including area code:888-246-2255
Date of fiscal year end: October 31
Date of reporting period: July 1, 2018 – June 30, 2019
FormN-PX is to be used by a registered management investment company, other than a small business investment company registered on FormN-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule30b1-4 thereunder (17 CFR270.30b1-4). The Commission may use the information provided on FormN-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by FormN-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in FormN-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05749 Reporting Period: 07/01/2018 - 06/30/2019 The China Fund, Inc. ============================= The China Fund, Inc. ============================= ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 31, 2018 Meeting Type: Annual Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For Against Management 1.2 Elect J. Michael Evans as Director For For Management 1.3 Elect Eric Xiandong Jing as Director For For Management 1.4 Elect Borje E. Ekholm as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: NOV 13, 2018 Meeting Type: Special Record Date: NOV 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Adjustments on 2018 Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- BANK OF CHINA LTD. Ticker: 3988 Security ID: Y0698A107 Meeting Date: SEP 14, 2018 Meeting Type: Special Record Date: AUG 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Liange as Director For For Management 2 Elect Jiang Guohua as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORP. LTD. Ticker: 916 Security ID: Y1501T101 Meeting Date: DEC 21, 2018 Meeting Type: Special Record Date: NOV 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: NOV 07, 2018 Meeting Type: Special Record Date: OCT 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Sheng as Director For Against Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: OCT 23, 2018 Meeting Type: Special Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Baocai as Director For For Management 2 Approve Renewal of Continuing For Against Management Connected Transactions for the Three Years Ending 31 December 2021, the Continuing Connected Transactions Fifth Supplemental Agreement and Related Transactions -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: AUG 13, 2018 Meeting Type: Special Record Date: AUG 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Signing of Business Cooperation Framework Agreement with a Related Party 2 Approve Company's Related-party For For Management Transaction -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 14, 2018 Meeting Type: Special Record Date: NOV 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Ng Sing Yip as Director For For Management 1.02 Elect Chu Yiyun as Director For For Management 1.03 Elect Liu Hong as Director For For Management 2 Approve the Implementation of the For For Management Long-term Service Plan 3 Approve the Issuing of Debt Financing For For Management Instruments 4 Amend Articles of Association For For Management 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO. LTD. Ticker: 6198 Security ID: Y7S64R101 Meeting Date: SEP 26, 2018 Meeting Type: Special Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee 2 Amend Articles of Association After For Against Management the Proposed A Share Offering 3 Approve Entrusted Loan Framework For For Management Agreement and Related Transactions 4 Approve Comprehensive Products and For For Management Services Framework Agreements and Related Transactions 5 Approve Financial Services Framework For For Management Agreements and Related Transactions -------------------------------------------------------------------------------- QINGLING MOTORS CO., LTD. Ticker: 1122 Security ID: Y71713104 Meeting Date: DEC 12, 2018 Meeting Type: Special Record Date: NOV 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Isuzu For Against Management Qingling (Chongqing) Autoparts Co., Ltd. by Qingling Isuzu (Chongqing) Engine Co., Ltd. 2 Approve JV Agreement and Related For Against Management Transactions 3 Amend Business Scope and Related For Against Management Transactions 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 08, 2018 Meeting Type: Annual Record Date: NOV 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Fan Hung-ling, Henry as Director For For Management 3.1b Elect Lee Shau-kee as Director For Against Management 3.1c Elect Yip Dicky Peter as Director For Against Management 3.1d Elect Wong Yue-chim, Richard as For Against Management Director 3.1e Elect Fung Kwok-lun, William as For Against Management Director 3.1f Elect Leung Nai-pang, Norman as For For Management Director 3.1g Elect Leung Kui-king, Donald as For For Management Director 3.1h Elect Kwan Cheuk-yin, William as For Against Management Director 3.1i Elect Kwok Kai-fai, Adam as Director For For Management 3.1j Elect Kwong Chun as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares ========== END NPX REPORT
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-Dummy Reporting Period: 07/01/2018 - 06/30/2019 CHINA FUND, INC. =============================== China Fund, Inc. =============================== AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAR 01, 2019 Meeting Type: Special Record Date: JAN 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Fixed Assets Investment For For Management Budget 2 Elect Zhang Keqiu as Director For For Management 3 Elect Leung Ko May Yee, Margaret as For For Management Director 4 Elect Liu Shouying as Director For For Management 5 Elect Li Wei as Director For For Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Work Report of the Board For For Management of Directors 2 Approve 2018 Work Report of the Board For For Management of Supervisors 3 Approve 2018 Final Financial Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Zhou Mubing as Director For For Management 7 Elect Cai Dong as Director For For Management 8 Elect Wang Xinxin as Director For For Management 9 Approve Issuance of Write-down Capital For For Management Bonds 10 Elect Wu Jiangtao as Director For For Shareholder 11 To Listen to the 2018 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2018 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Connected Transactions -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Approve Special Dividend For For Management 2B Approve Final Dividend For For Management 3 Elect Swee-Lian Teo as Director For For Management 4 Elect Narongchai Akrasanee as Director For For Management 5 Elect George Yong-Boon Yeo Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Approve Increase in Rate of Directors' For For Management Fees 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT CO., LTD. Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Supervisory For For Management Committee 3 Approve 2018 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration 5 Approve 2018 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Joint Venture Entities 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve Amendments to Articles of For For Management Association 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11a Elect Gao Dengbang as Director For For Management 11b Elect Wang Jianchao as Director For For Management 11c Elect Wu Bin as Director For For Management 11d Elect Li Qunfeng as Director For For Management 11e Elect Ding Feng as Director For For Management 12a Elect Yang Mianzhi as Independent For For Management Director 12b Elect Leung Tat Kwong Simon as For For Management Independent Director 12c Elect Zhang Yunyan as Independent For For Management Director 13a Elect Wu Xiaoming as Supervisor For For Management 13b Elect Wang Pengfei as Supervisor For For Management -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Charles Dean del Prado as For For Management Director 8 Elect Petrus Antonius Maria van Bommel For For Management as Director 9 Elect Orasa Livasiri as Director For For Management 10 Elect Wong Hon Yee as Director For For Management 11 Elect Tang Koon Hung, Eric as Director For For Management 12 Authorize Board to Fix Remuneration of For For Management Directors 13 Approve Employee Share Incentive For Against Management Scheme and Authorize Grant of Scheme Mandate -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Daily Related Party For Against Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Adjustment to Allowance of For For Management Independent Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Approve Repurchase and Cancellation of For For Management Performance Share 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Yan Bingzhe as Director For For Management 2B Elect Qian Zuming as Director For For Management 2C Elect Zhang Wei as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Adopt New Share Option Scheme and For Against Management Authorize Board to Deal With All Matters in Relation to the New Share Option Scheme -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD. Ticker: 1114 Security ID: G1368B102 Meeting Date: JAN 18, 2019 Meeting Type: Special Record Date: JAN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve the Disposal and Related For Against Management Transactions 1b Authorize Board to Deal With All For Against Management Matters in Relation to the Disposal -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 21, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Board of For For Management Supervisors 3 Approve 2018 Final Financial Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve Budget for 2019 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2017 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2017 8 Elect Liu Guiping as Director For For Management 9 Elect Murray Horn as Director For For Management 10 Elect Graeme Wheeler as Director For For Management 11 Elect Zhao Xijun as Supervisor For For Management 12 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Write-down Undated For For Management Capital Bonds 14 Approve Issuance of Write-down For For Management Eligible Tier-two Capital Instruments 15 Elect Tian Bo as Director For For Shareholder 16 Elect Xia Yang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 28, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Work Report of the Board For For Management of Directors 2 Approve 2018 Work Report of the For For Management Supervisory Committee 3 Approve 2018 Annual Report For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of Onshore and For For Management Offshore Debt Financing Instruments -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JAN 17, 2019 Meeting Type: Special Record Date: JAN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Transfer For For Management of Raised Funds Projects 2 Approve Appointment of Auditor For For Management 3 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve 2019 Investment Plan For Against Management 8 Approve 2019 Budget (Draft) For Against Management 9 Approve Singing of Supply Agreement For For Management Between Zhongfu International Co., Ltd. and Hainan Province Duty Free Products Co., Ltd. -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Capitalization of Capital For For Management Reserves 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management 8.1 Approve Related Party Transaction with For For Management China Building Materials International Trading Co., Ltd. 8.2 Approve Related Party Transaction with For For Management Lianyungang Zhongfu Lianzhong Composite Materials Group Co., Ltd. 8.3 Approve Related Party Transaction with For For Management China Building Materials Information Technology Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Zhenshi Holding Group Co., Ltd. 8.5 Approve Related Party Transaction with For For Management Zhejiang Hengshi Fiber Foundation Co., Ltd. 9 Approve Authorization for Financing For Against Management Credit 10 Approve Provision of Guarantee For Against Management 11 Approve Issue of Corporate Bonds and For Against Management Non-financial Corporate Debt Financing Instruments 12 Approve Forward Settlement, Foreign For Against Management Exchange, Currency Interest Rate Swap and Precious Metals Futures Trading Business 13 Approve Amendments to Articles of For Against Management Association 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Report of the Board of For For Management Independent Directors 16 Approve Audit Committee Performance For For Management Report -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: MAY 10, 2019 Meeting Type: Special Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of For For Management Controlled Subsidiary 2 Approve Investment in Construction For For Management Project 3.1 Elect Cao Jianglin as Non-Independent For For Shareholder Director 3.2 Elect Zhang Yuqiang as Non-Independent For For Shareholder Director 3.3 Elect Cai Guobin as Non-Independent For For Shareholder Director 3.4 Elect Chang Zhangli as Non-Independent For For Shareholder Director 3.5 Elect Pei Hongyan as Non-Independent For For Shareholder Director 3.6 Elect Zhang Jiankan as Non-Independent For For Shareholder Director 4.1 Elect Tang Yunwei as Independent For For Shareholder Director 4.2 Elect Lu Jian as Independent Director For For Shareholder 4.3 Elect Wang Ling as Independent Director For For Shareholder 5.1 Elect Chen Xue'an as Supervisor For For Shareholder 5.2 Elect Li Huaiqi as Supervisor For For Shareholder 5.3 Elect Hu Jinyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Yan Jianguo as Director For For Management 3B Elect Yung Wing Ki, Samuel as Director For For Management 3C Elect Lim Wan Fung, Bernard Vincent as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve 2018 Financial Reports For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve Interim Profit Distribution For For Management Plan 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association and For For Management Authorize Secretary to the Board to Represent Sinopec Corp. in Handling Relevant Formalities for Amendments -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Xin as Director For For Management 3.2 Elect Shen Tongdong as Director For For Management 3.3 Elect Wu Bingqi as Director For For Management 3.4 Elect Chen Rong as Director For Against Management 3.5 Elect Wang Yan as Director For Against Management 3.6 Elect Zhong Wei as Director For Against Management 3.7 Elect Sun Zhe as Director For For Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINASOFT INTERNATIONAL LIMITED Ticker: 354 Security ID: G2110A111 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Tang Zhenming as Director For For Management 2.2 Elect Zhang Yaqin as Director For For Management 2.3 Elect Gavriella Schuster as Director For For Management 2.4 Elect Mo Lai Lan as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme 9 Approve Dividend Payment For For Management -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAY 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For For Management 3.2 Elect Lin Feng as Director For For Management 3.3 Elect Wang Wei as Director For For Management 3.4 Elect Tan Wee Seng as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: MAY 27, 2019 Meeting Type: Special Record Date: APR 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Updated Plan in Relation to For For Management the Acquisition of Assets by Issuance of Shares and Related Party Transaction 1.01 Approve Overall Plan of the Transaction For For Management 1.02 Approve Target Assets and For For Management Counterparties of the Transaction 1.03 Approve Pricing Basis of the Target For For Management Asset and Consideration of the Transaction 1.04 Approve Payment Methods of the For For Management Consideration 1.05 Approve Term of Payment For For Management 1.06 Approve Contractual Obligations For For Management Regarding the Transfer of the Target Assets and Liability for Breach of the Relevant Obligations 1.07 Approve Profit and Loss Distribution For For Management 1.08 Approve Transfer of the Excluded For For Management Assets by Guangzhou Securities 1.09 Approve Debt and Personnel Arrangements For For Management 1.10 Approve Preliminary Integration For For Management Arrangements Upon Completion of the Transaction 1.11 Approve Effective Period of the For For Management Resolution 1.12 Approve Way of Issuance For For Management 1.13 Approve Type and Nominal Value of For For Management Shares to be Issued 1.14 Approve Targets of Issuance and Way of For For Management Subscription 1.15 Approve Pricing Benchmark Date and For For Management Issue Price 1.16 Approve Number of Shares to be Issued For For Management 1.17 Approve Lock-up Period For For Management 1.18 Approve Arrangement in Relation to the For For Management Accumulated Undistributed Profits of the Company Prior to the Issuance 1.19 Approve Listing Arrangement For For Management 1.20 Approve Effective Period of the For For Management Resolution 2 Approve Transaction Constituting a For For Management Related Party Transaction 3 Approve Report on the Acquisition of For For Management Assets by Issuance of Shares and Related Party Transaction of CITIC Securities Company Limited (Draft) and Its Summary 4 Approve Agreement on Asset Acquisition For For Management by Issuance of Shares and Its Appendix Among the Company, Its Wholly-owned Subsidiary and Specific Parties 5 Approve Acquisition of Assets by For For Management Issuance of Shares Not Constituting a Backdoor Listing as Stipulated in Article 13 of the Administrative Measures for the Significant Asset Restructurings of Listed Companies 6 Approve Acquisition of Assets by For For Management Issuance of Shares and Related Party Transaction of the Company Complying with Relevant Laws and Regulations 7 Approve Transaction Complying with For For Management Article 4 of the Provisions on Several Issues Concerning Regulating the Significant Asset Restructurings of Listed Companies 8 Approve Audit Report, the Pro Forma For For Management Review Report and the Asset Valuation Report in Relation to the Transaction 9 Approve Independence of the Appraisal For For Management Institution, Reasonableness of the Appraisal Assumptions, Relevance of Appraisal Method Selected to Appraisal Objectives and Status of Assets Under Appraisal and Fairness of the Appraisal Price 10 Approve Resolution on the Risk Warning For For Management on Dilution of Immediate Return and Remedial Measures in Relation to the Transaction 11 Approve Provision of Guarantee for For For Management Guangzhou Securities by the Company 12 Authorized Board to Deal with All For For Management Matters in Relation to the Transaction 13 Elect Zhou Zhonghui as Director For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 28, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Work Report of the Board For For Management 2 Approve 2018 Work Report of the For For Management Supervisory Committee 3 Approve 2018 Annual Report For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as PRC and International Auditors Respectively, PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2019 Estimated Investment For For Management Amount for Proprietary Business 8 Approve Remuneration of Directors and For For Management Supervisors 9.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 9.02 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Other Related/Connected Parties 9.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Companies Holding More Than 10% Equity Interest 9.04 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Companies Holding More Than 5% Equity Interest 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: MAR 05, 2019 Meeting Type: Special Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Share Repurchase For For Management Plan 1.1 Approve Usage of Share Repurchase For For Management 1.2 Approve Amount and Source of Funds of For For Management Share Repurchase 1.3 Approve Type, Scale and Proportion to For For Management Share Capital of Funds of Share Repurchase 1.4 Approve Expected Changes in the For For Management Company's Equity After Share Repurchase 2 Approve Employee Share Purchase Plan For For Management Draft and Summary 3 Approve Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: MAY 24, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 8 Approve Use of Idle Own Funds to For Against Management Conduct Risk Investment -------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED Ticker: 27 Security ID: Y2679D118 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAY 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Joseph Chee Ying Keung as For For Management Director 2.2 Elect James Ross Ancell as Director For For Management 2.3 Elect Charles Cheung Wai Bun as For Against Management Director 2.4 Elect Michael Victor Mecca as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share For For Management Capital 4.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Apurv Bagri as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6a Approve Remuneration Payable to the For For Management Chairman and Each of the Other Non-Executive Directors of HKEX 6b Approve Remuneration Payable to the For For Management Chairman and Each of the Other Members in Respect of Each Committee -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: MAY 20, 2019 Meeting Type: Special Record Date: JAN 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Hao as Director For For Management 2 Elect Tan Jiong as Director For For Management 3 Approve Issuance of Undated Additional For For Shareholder Tier 1 Capital Bonds 4 Elect Chen Siqing as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Work Report of the Board For For Management of Directors 2 Approve 2018 Work Report of the Board For For Management of Supervisors 3 Approve 2018 Audited Accounts For For Management 4 Approve 2018 Profit Distribution Plan For For Management 5 Approve 2019 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors and KPMG Huazhen LLP as Internal Control Auditors 7 Elect Yang Siu Shun as Director For For Management 8 Elect Zhang Wei as Supervisor For For Management 9 Elect Shen Bingxi as Supervisor For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Elect Lu Yongzhen as Director For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAR 21, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operational Plan and For For Management Investment Plan 5 Approve 2018 Financial Statements and For For Management 2019 Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Provision of Guarantees to For For Management Upstream and Downstream Business Partners 9 Approve Partial Cancellation of Stock For For Management Options as well as Repurchase and Cancellation of Performance Shares 10 Amend Articles of Association For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Issuance of Domestic and Foreign Debt Financing Instruments 12 Approve Provision of Guarantee for For For Management Foreign Debt Financing Instruments of Wholly-Owned Subsidiary 13 Approve Appointment of Financial and For For Management Internal Control Auditor as well as Payment of Remuneration -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 27, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Kwok Wing as Director For For Management 3B Elect Cheung Kwong Kwan as Director For For Management 3C Elect Chong Kin Ki as Director For For Management 3D Elect Leung Tai Chiu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: APR 17, 2019 Meeting Type: Special Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management and Its Summary 1.1 Approve Purpose of Implementation of For Against Management Stock Option Incentive Plan 1.2 Approve Criteria to Select Plan For Against Management Participants 1.3 Approve List of Personnel and For Against Management Distribution of Incentive Targets 1.4 Approve Type, Source and Number of For Against Management Underlying Stocks 1.5 Approve Duration, Grant Date, Waiting For Against Management Period, Vesting Date, Exercise Ratio and Lock-up Period 1.6 Approve Exercise Price and For Against Management Price-setting Basis 1.7 Approve Conditions of Grant and For Against Management Conditions of Exercise 1.8 Approve Grant and Exercise Procedures For Against Management 1.9 Approve Methods and Procedures to For Against Management Adjust the Incentive Plan 1.10 Approve Accounting Treatment For Against Management 1.11 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 1.12 Approve Conditions to Change or For Against Management Terminate the Incentive Plan 1.13 Approve Mechanism for Disputes or For Against Management Disputes Between the Company and Incentive Object 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: FEB 15, 2019 Meeting Type: Special Record Date: FEB 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: MAY 13, 2019 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Profit Distribution For For Management 7 Approve Draft and Summary on Stock For For Management Option Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Stock Option Incentive Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 10 Approve Draft and Summary on For For Management Performance Share Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Performance Share Incentive Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters to Performance Share Incentive Plan 13 Approve Draft and Summary on Fifth For For Management Phase Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Related Matters to Fifth Phase Share Purchase Plan 15 Approve Draft and Summary on Second For For Management Phase Share Purchase Plan 16 Approve Authorization of the Board to For For Management Handle All Related Matters to Second Phase Share Purchase Plan 17 Approve Provision of Guarantee For For Management 18 Approve Report on Foreign Exchange For For Management Derivatives Business 19 Approve Use of Idle Own Funds to For Against Management Conduct Entrusted Asset Management 20 Approve Related-party Transaction For For Management 21 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE CO., LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 27, 2019 Meeting Type: Annual Record Date: MAY 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board For For Management 2 Approve 2018 Report of the Board of For For Management Supervisors 3 Approve 2018 Annual Report and Its For For Management Summary 4 Approve 2018 Annual Financial Report For For Management 5 Approve 2018 Profit Distribution Plan For For Management 6 Approve 2018 Report of Performance of For For Management the Directors 7 Approve 2018 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Daily Related Transactions For For Management with China Development Bank 10 Approve Resolutions in Relation to the For For Shareholder Election of Directors 10.1 Elect Liu Haoling as Director For For Shareholder 10.2 Elect Xiong Lianhua as Director For For Shareholder 10.3 Elect Yang Yi as Director For For Shareholder 10.4 Elect Guo Ruixiang as Director For For Shareholder 10.5 Elect Li Qiqiang as Director For For Shareholder 10.6 Elect Hu Aimin as Director For For Shareholder 10.7 Elect Peng Yulong as Director For Against Shareholder 10.8 Elect Li Zongjian as Director For For Shareholder 10.9 Elect Edouard Schmid as Director For For Shareholder 10.10 Elect Li Xianglu as Director For Against Shareholder 10.11 Elect Zheng Wei as Director For Against Shareholder 10.12 Elect Cheng Lie as Director For Against Shareholder 10.13 Elect Geng Jianxin as Director For Against Shareholder 10.14 Elect Ma Yiu Tim as Director For For Shareholder 11 Approve Resolutions in Relation to the For For Shareholder Election of Supervisors 11.1 Elect Wang Chengran as Supervisor For For Shareholder 11.2 Elect Yu Jiannan as Supervisor For For Shareholder 11.3 Elect Wu Xiaoyong as Supervisor For For Shareholder 12 Approve Amendments to Articles of For For Management Association 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: MAY 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve 2018 Financial Statements and For For Management 2019 Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions and For For Management Implementation of Related Party Transaction Management System 7 Approve to Appoint Auditor For For Management 8 Approve Capital Management Plan For For Management 9 Approve Issuance of Capital Bonds For For Management -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY CO. LTD. Ticker: 1833 Security ID: G71139102 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Law Siu Wah Eddie as Director For For Management 2a2 Elect Lee Yuan Siong as Director For For Management 2a3 Elect Yao Jason Bo as Director For For Management 2a4 Elect Cai Fangfang as Director For For Management 2a5 Elect Tang Yunwei as Director For For Management 2a6 Elect Guo Tianyong as Director For For Management 2a7 Elect Liu Xin as Director For For Management 2a8 Elect Chow Wing Kin Anthony as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Report of the Board of For For Management Directors 2 Approve 2018 Report of the Supervisory For For Management Committee 3 Approve 2018 Annual Report and its For For Management Summary 4 Approve 2018 Financial Statements and For For Management Statutory Reports 5 Approve 2018 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019-2021 Development Plan For For Management 8 Approve Performance Evaluation of For For Management Independent Non-executive Directors 9 Approve Issuance of Debt Financing For For Management Instruments 10.1 Approve Share Repurchase Plan For For Management 10.2 Approve Grant of General Mandate to For For Management Repurchase H shares 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: APR 29, 2019 Meeting Type: Special Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Plan For For Management 1.2 Approve Grant of General Mandate to For For Management Repurchase H shares -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Tse, Theresa Y Y as Director For For Management 4 Elect Tse Hsin as Director For For Management 5 Elect Lu Hong as Director For For Management 6 Elect Zhang Lu Fu as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Director 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9B Authorize Repurchase of Issued Share For For Management Capital 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jacobus Petrus (Koos) Bekker as For For Management Director 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: G8904A100 Meeting Date: MAY 17, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Shum Siu Hung as Director For For Management 3A2 Elect Niu Jimin as Director For For Management 3A3 Elect Jin Qingjun as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: MAR 07, 2019 Meeting Type: Special Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Authorization of Board to For For Management Handle All Related Matters to Merger by Absorption 3 Amend Remuneration System for For For Management Directors and Supervisors 4.1 Elect Rong Feng as Non-Independent For For Management Director 4.2 Elect Chen Dianxin as Non-Independent For For Management Director 4.3 Elect Qi Guishan as Non-Independent For For Management Director 4.4 Elect Hua Weiqi as Non-Independent For For Management Director -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: MAY 13, 2019 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve 2018 Investment Plan and 2019 For Against Management Investment Plan Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Provision of Guarantee and For Against Management Provision of Mutual Guarantee for Subsidiary 12 Approve Provision of Guarantee for For For Management Joint Ventures 13 Approve Entrusted Asset Management For For Management 14 Approve Issuance of Medium-term Notes For For Management 15 Elect Liu Zhijun as Supervisor For For Shareholder -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9 Elect Jiang Wenge as Non-Independent For For Management Director 10 Approve Dismissal of Zhang Hui as For For Management Non-Independent Director 11 Approve Investment of Technical For For Management Infrastructure Projects 12 Approve 2019 Comprehensive Budget Plan For For Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Zhang Zhicheng as Director For For Management 6 Elect Lin Yong as Director For For Management 7 Elect Chin Siu Wa Alfred as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE CHINA FUND, INC.
By: | /s/ Frank Wheeler | |
Frank Wheeler | ||
President | ||
August 21, 2019 |