UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05749
The China Fund, Inc.
(Exact name of registrant as specified in charter)
c/o Brown Brothers Harriman & Co.,
50 Post Office Square
Boston, MA 02110
(Address of principal executive offices)
Copies to:
Suzan Barron, Esq. 50 Post Office SQ Boston, Massachusetts 02110 (Name and address of agent for service) | Laura Flores, Esq. Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave, NW Washington, DC 20004 |
Registrant’s telephone number, including area code: 888-246-2255
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 - June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05749 Reporting Period: 07/01/2020 - 06/30/2021 CHINA FUND, INC. =============================== China Fund, Inc. =============================== AIA GROUP LIMITED Ticker: 1299 Security ID: HK0000069689 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lee Yuan Siong as Director For For Management 4 Elect Chung-Kong Chow as Director For For Management 5 Elect John Barrie Harrison as Director For For Management 6 Elect Lawrence Juen-Yee Lau as Director For For Management 7 Elect Cesar Velasquez Purisima as For For Management Director 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9B Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: CNE0000019V8 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaorong as Director For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: CNE0000019V8 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve Profit Appropriation Proposal For For Management and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Elect Wang Cheng as Director For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiufen as Independent For For Management Director 1.2 Elect Zhai Guofu as Independent For For Management Director 1.3 Elect Bao Huifang as Independent For For Management Director 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jiajin as Director For For Management 2 Elect Shao Min as Director For For Management 3 Elect Liu Fang as Director For For Management 4 Elect William (Bill) Coen as Director For For Management 5 Approve Remuneration Distribution and For For Management Settlement Plan for Directors 6 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors 7 Approve Issuance of Qualified For For Management Write-Down Tier 2 Capital Instruments -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: CNE1000002H1 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiang as Director For For Management 2 Approve Confirmation of the Donations For For Management of Anti-Pandemic Materials Made in 2020 3 Approve Additional Limit on Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: CNE1000002H1 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget for Fixed Assets For For Management Investment 6 Elect Kenneth Patrick Chung as Director For For Management 7 Elect Leung Kam Chung, Antony as For For Management Director 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: CNE100002359 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Amendments to the Plan on For For Management Authorization of the Shareholders' General Meeting to the Board of Directors 3 Approve 2020 Work Report of the Board For For Management of Directors 4 Approve 2020 Work Report of the For For Management Supervisory Committee 5 Approve 2020 Annual Report For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 8 Amend Rules of Procedures Regarding For For Management Meetings of Board of Directors 9 Approve the Establishment of the Asset For For Management Management Subsidiary 10.01 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Tan Lixia 10.02 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Duan Wenwu 10.03 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Xiong Lianhua 10.04 Approve Estimated Related-Party For For Management Transactions with Zheshang Jinhui Trust Co., Ltd. 10.05 Approve Estimated Related-Party For For Management Transactions with Other Related Legal Persons 10.06 Approve Estimated Related-Party For For Management Transactions with Other Related Natural Persons -------------------------------------------------------------------------------- CHINA ISOTOPE & RADIATION CORPORATION Ticker: 1763 Security ID: Y1468V107 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of the Tongfu For For Management Innovation Industrial Investment Fund Partnership (Limited Partnership) Partnership Agreement and Related Transactions 2 Elect Liu Xiuhong as Director For For Management 3 Approve Jonton Certified Public For For Management Accountants (Limited Liability Partnership) as Auditor -------------------------------------------------------------------------------- CHINA ISOTOPE & RADIATION CORPORATION Ticker: 1763 Security ID: CNE1000031F4 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Meng Yanbin as Director For For Management 1.2 Elect Wang Suohui as Director For For Management 1.3 Elect Liu Zhonglin as Director For For Management 1.4 Elect Chen Shoulei as Director For For Management 1.5 Elect Chang Jinyu as Director For For Management 1.6 Elect Liu Xiuhong as Director For For Management 1.7 Elect Hui Wan Fai as Director For Against Management 1.8 Elect Tian Jiahe as Director For For Management 1.9 Elect Chen Jingshan as Director For For Management 1.10 Elect Lu Chuang as Director For For Management 2.1 Elect Zhang Qingjun as Supervisor For For Management 2.2 Elect Zhao Nanfei as Supervisor For For Management 2.3 Elect Zhang Guoping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Jianmin as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: CNE000001B33 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration 7 Approve Related Party Transaction For For Management Report 8 Elect Li Chaoxian as Director For For Management 9 Elect Shi Yongdong as Director For For Management 10 Elect Guo Xikun as Supervisor For For Shareholder 11 Approve Medium-Term Capital Management For For Management Plan for 2021-2023 12 Approve Redemption of Capital Bonds For For Management 13 Approve Authorization to Issue Capital For For Management Bonds 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2.01 Elect Huo Da as Director For For Shareholder 2.02 Elect Su Jian as Director For For Shareholder 2.03 Elect Xiong Xianliang as Director For For Shareholder 2.04 Elect Su Min as Director For For Shareholder 2.05 Elect Xiong Jiantao as Director For For Shareholder 2.06 Elect Peng Lei as Director For For Shareholder 2.07 Elect Gao Hong as Director For For Shareholder 2.08 Elect Huang Jian as Director For For Shareholder 2.09 Elect Wang Daxiong as Director For For Shareholder 2.10 Elect Wang Wen as Director For For Shareholder 3.01 Elect Xiang Hua as Director For For Shareholder 3.02 Elect Xiao Houfa as Director For For Shareholder 3.03 Elect Xiong Wei as Director For For Shareholder 3.04 Elect Hu Honggao as Director For For Shareholder 4.01 Elect Zhou Linda Lei as Supervisor For For Shareholder 4.02 Elect Li Xiaofei as Supervisor For For Shareholder 4.03 Elect Wang Zhangwei as Supervisor For For Shareholder 4.04 Elect Ma Yunchun as Supervisor For For Shareholder 4.05 Elect Zhang Zhen as Supervisor For For Shareholder 4.06 Elect Zou Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: CNE1000029Z6 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Duty Report of Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Final Accounts Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget for Proprietary For For Management Investment 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Internal Control Auditor and Authorize Board to Fix Their Remuneration 9.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries 9.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 9.03 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China Merchants Group Limited 9.04 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited and Its Associates 9.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China COSCO Shipping Corporation Limited 9.06 Approve Contemplated Ordinary Related For For Management Party Transactions with The People's Insurance Company (Group) of China Limited and Its Related Parties 9.07 Approve Contemplated Ordinary Related For For Management Party Transactions with the Directors, Supervisors and Senior Management of the Company 9.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Natural Persons 9.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 10 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries 11 Approve Shareholders' Return Plan For For Management 12 Elect Liu Weiwu as Director For For Shareholder 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: KYG2162W1024 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Zhigao as Director For For Management 5 Elect Wang Liqun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: KYG2140A1076 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For For Management 3.2 Elect Yang Xin as Director For For Management 3.3 Elect Zhang Yongyue as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments and Improvements to For Against Shareholder the Articles of Association -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: CNE1000016V2 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2021 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Approve Amendments to Articles of For Against Management Association 10.01 Approve Issuing Entity, Size of For For Management Issuance and Method of Issuance 10.02 Approve Type of the Debt Financing For For Management Instruments 10.03 Approve Term of the Debt Financing For For Management Instruments 10.04 Approve Interest Rate of the Debt For For Management Financing Instruments 10.05 Approve Security and Other Arrangements For For Management 10.06 Approve Use of Proceeds For For Management 10.07 Approve Issuing Price For For Management 10.08 Approve Targets of Issue and the For For Management Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders 10.09 Approve Listing of the Debt Financing For For Management Instruments 10.10 Approve Resolutions Validity Period For For Management 10.11 Approve Authorization for the For For Management Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 11 Approve Related Party Transactions For For Management Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments by the Company 12 Elect Li Qing as Director For For Management 13 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 14.01 Approve Type and Nominal Value of the For For Management Rights Shares 14.02 Approve Method of Issuance For For Management 14.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 14.04 Approve Pricing Principle and For For Management Subscription Price 14.05 Approve Target Subscribers for the For For Management Rights Issue 14.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 14.07 Approve Time of Issuance For For Management 14.08 Approve Underwriting Method For For Management 14.09 Approve Use of Proceeds to be Raised For For Management 14.10 Approve Effective Period of the For For Management Resolutions 14.11 Approve Listing of the Rights Share For For Management 15 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 17 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 18 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue 19 Approve Shareholders' Return Plan for For For Management 2021-2023 20 Approve Use of Previous Proceeds For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: CNE1000016V2 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 2.01 Approve Type and Nominal Value of the For For Management Rights Shares 2.02 Approve Method of Issuance For For Management 2.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 2.04 Approve Pricing Principle and For For Management Subscription Price 2.05 Approve Target Subscribers for the For For Management Rights Issue 2.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 2.07 Approve Time of Issuance For For Management 2.08 Approve Underwriting Method For For Management 2.09 Approve Use of Proceeds to be Raised For For Management Under the Rights Issue 2.10 Approve Effective Period of the For For Management Resolutions in Relation to the Rights Issue 2.11 Approve Listing of the Rights Shares For For Management 3 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 5 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 6 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision 2 Elect Liu Yang as Supervisor For For Management 3.1 Elect Chen Haibin as Non-independent For For Management Director 3.2 Elect Huang Boxing as Non-independent For For Management Director 3.3 Elect Shen Lijun as Non-independent For For Management Director 3.4 Elect Guo Sanhui as Non-independent For For Management Director 3.5 Elect Jiang Tang as Non-independent For For Management Director 3.6 Elect Ye Xiaoping as Non-independent For For Management Director 4.1 Elect Chen Weiru as Independent For For Management Director 4.2 Elect Ding Guoqi as Independent For For Management Director 4.3 Elect Li Tiantian as Independent For For Management Director -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: CNE1000015N1 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Controlled For For Management Subsidiary and Introduction of Investors -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: CNE1000015N1 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantees 9 Approve Daily Related-party For For Management Transactions 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: KYG3066L1014 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Yusuo as Director For For Management 3a2 Elect Zheng Hongtao as Director For For Management 3a3 Elect Wang Zizheng as Director For For Management 3a4 Elect Ma Zhixiang as Director For For Management 3a5 Elect Yuen Po Kwong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Bo as Non-Independent Director For For Management 1.2 Elect Wu Kan as Non-Independent For For Management Director 1.3 Elect Yuan Qin as Non-Independent For For Management Director 1.4 Elect Zhu Chunhua as Non-Independent For For Management Director 1.5 Elect Zhou Ailin as Non-Independent For For Management Director 1.6 Elect Qian Wei as Non-Independent For For Management Director 2.1 Elect Tang Wencheng as Independent For For Management Director 2.2 Elect Feng Hutian as Independent For For Management Director 2.3 Elect Li Xiang as Independent Director For For Management 3.1 Elect Gu Xiaoxia as Supervisor For For Management 3.2 Elect Wang Jiamin as Supervisor For Against Management 4 Approve Allowance Standard of For For Management Independent Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For Against Management 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Amount and Use of Proceeds For Against Management 2.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.9 Approve Listing Exchange For Against Management 2.10 Approve Resolution Validity Period For Against Management 3 Approve Private Placement of Shares For Against Management 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5.1 Approve China General Technology For Against Management (Group) Holding Co., Ltd. as Strategic Investor 5.2 Approve National Manufacturing For Against Management Transformation and Upgrade Fund Co., Ltd. as Strategic Investor 5.3 Approve Hubei Xiaomi Changjiang For Against Management Industrial Fund Partnership (Limited Partnership) as a Strategic Investor 6 Approve Signing of Strategic For Against Management Cooperation Agreement 7 Approve Signing of Share Subscription For Against Management Agreement 8 Approve Report on the Usage of For Against Management Previously Raised Funds 9 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For Against Management Handle All Related Matters 11 Amend Management System of Use of For For Management Raised Funds -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Land Use Right For For Management Recovery Agreement 2 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Lines For Against Management 8 Approve Use of Own Funds for Cash For Against Management Management 9 Amend Working System for Independent For Against Management Directors 10 Amend Management Method for Providing For Against Management External Guarantees 11 Amend Related-Party Transaction For Against Management Management Method 12 Amend Information Disclosure For Against Management Management System 13 Amend Major Event Disposal System For Against Management 14 Amend System for Important Information For Against Management Internal Report 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Approve Change of Registered Address For For Management 4 Amend Articles of Association For Against Management 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Amend Management Rules for A Share For For Management Proceeds of Hangzhou Tigermed Consulting Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Option Scheme For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Final Financial Report For For Management 6 Approve BDO China Shu Lun Pan For Against Management Certified Public Accountants LLP as Domestic Auditors and BDO Limited as Overseas Auditors 7 Approve Application to the Bank for For For Management the Integrated Credit Facility 8 Approve Purchase of Short-Term Bank For For Management Principal-Guaranteed Wealth Management Products with Self-Owned Idle Funds 9 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 10 Approve Change of Registered Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: HK0388045442 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Nicholas Charles Allen as For For Management Director 2b Elect Cheung Ming Ming, Anna as For For Management Director 2c Elect Zhang Yichen as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: CNE1000003G1 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For Against Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: KYG4818G1010 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Shuyun Chen as Director For For Management 2.2 Elect Kaixian Chen as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: KYG4818G1010 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Restricted Shares to For Against Management De-Chao Michael Yu Under the 2020 RS Plan 1b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan 2a Approve Grant of Restricted Shares to For Against Management Ronald Hao Xi Ede Under the 2020 RS Plan 2b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan 3a Approve Grant of Restricted Shares to For Against Management Charles Leland Cooney Under the 2020 RS Plan 3b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan 4a Approve Grant of Restricted Shares to For Against Management Joyce I-Yin Hsu Under the 2020 RS Plan 4b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan 5a Approve Grant of Restricted Shares to For Against Management Kaixian Chen Under the 2020 RS Plan 5b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: KYG8208B1014 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Amend Memorandum of Association and For For Management Articles of Association -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: 47215P106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Amend Memorandum of Association and For For Management Articles of Association -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: KYG525681477 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Xu Shao Chun as Director For For Management 2B Elect Dong Ming Zhu as Director For Against Management 2C Elect Zhou Bo Wen as Director For Against Management 2D Elect Ni Zheng Dong as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: KYG5264Y1089 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chi Ping Lau as Director For For Management 3.2 Elect Shun Tak Wong as Director For For Management 3.3 Elect David Yuen Kwan Tang as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KUAISHOU TECHNOLOGY Ticker: 1024 Security ID: KYG532631028 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Su Hua as Director For For Management 3 Elect Cheng Yixiao as Director For For Management 4 Elect Zhang Fei as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: CNE0000018R8 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Abstain Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 6 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Location For For Management 2.2 Approve Types of Issued Shares For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issuance Scale For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Other Matters Related to the For For Management Issuance 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 11 Approve to Implement a Shareholding For Against Management Plan for the Company's Core Employees 12 Approve Related Party Transaction in For Against Management Connection to the Senior Management's Participation in this Shareholding Plan 13 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Shareholding Plan -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: CNE100000C15 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Raised Funds Project For For Management Completion and Use Remaining Raised Funds for New Projects and Replenish Working Capital 2 Approve Investment in the Construction For For Management of 3GW Monocrystalline Battery Project 3 Approve Related Party Transaction For For Management 4 Approve 2021 Financing Guarantees For For Management 5 Approve 2021 Performance Guarantees For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Credit Line from JP Morgan For For Management Chase and Provision of Guarantee to Wholly-owned Subsidiary 8 Approve Credit Line from Hang Seng For For Management Bank and Provision of Guarantee to Wholly-owned Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line of Subsidiary from ICBC 10 Approve Provision of Guarantee to For For Management Taizhou Longi Leye Photovoltaic Technology Co., Ltd. 11 Approve Provision of Guarantee to For For Management Longi (Hong Kong) Trading Co., Ltd. -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: CNE100001FR6 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Downward Adjustment of For For Management Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholder For For Management Meetings 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Dividend Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Financial Statements For For Management 13 Approve Annual Report For For Management 14 Approve Report of the Independent For For Management Directors 15 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 16 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 17 Approve Appointment of Auditor For For Management 18 Approve Remuneration of Directors and For For Management Supervisors 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: CNE100000TP3 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend External Investment Management For Against Management System 10 Approve Provision of Guarantees For For Management 11.1 Elect Wang Laichun as Director For For Management 11.2 Elect Wang Laisheng as Director For For Management 11.3 Elect Li Wei as Director For For Management 11.4 Elect Wang Tao as Director For For Management 12.1 Elect Zhang Ying as Director For For Management 12.2 Elect Liu Zhonghua as Director For For Management 12.3 Elect Song Yuhong as Director For For Management 13.1 Elect Xia Yanrong as Supervisor For For Management 13.2 Elect Mo Rongying as Supervisor For For Management -------------------------------------------------------------------------------- MEITUAN Ticker: 3690 Security ID: KYG596691041 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Huiwen as Director For For Management 3 Elect Lau Chi Ping Martin as Director For For Management 4 Elect Neil Nanpeng Shen as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10a Approve Tencent Subscription Agreement For For Management 10b Approve Grant of Specific Mandate to For For Management Issue Tencent Subscription Shares 10c Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Subscription Agreement 11 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company 1b Authorize Board to Deal with All For For Management Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on For For Management ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on ChiNext 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Participation of Directors and For For Management Senior Executives in the Employee Share Purchase Plan in Connection to the Spin-off 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Elect Dong Wentao as Supervisor For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares in 2017 2 Approve Repurchase and Cancellation of For For Management Performance Shares in 2018 3 Approve Repurchase and Cancellation of For For Management Performance Shares in 2019 4 Approve Repurchase and Cancellation of For For Management Performance Shares in 2020 -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Draft and Summary on Stock For For Management Option Incentive Plan 7 Approve Methods to Assess the For For Management Performance of Stock Option Incentive Plan Participants 8 Approve Authorization of the Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 9 Approve Draft and Summary on For For Management Performance Share Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Performance Share Incentive Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters to Performance Share Incentive Plan 12 Approve Share Purchase Plan (Draft) For For Management and Summary Phase VII 13 Approve Methods to Assess the For For Management Performance of Share Purchase Plan Phase VII Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase VII 15 Approve Draft and Summary on Share For For Management Purchase Plan Phase IV 16 Approve Methods to Assess the For For Management Performance of Share Purchase Plan Phase IV Participants 17 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase IV 18 Approve Provision of Guarantee For For Management 19 Approve Special Report on Foreign For For Management Exchange Fund Derivatives Business Investment 20 Approve Related Party Transaction For For Management 21 Approve to Appoint Auditor For For Management 22 Approve Amendments to Articles of For For Management Association 23 Approve Repurchase of the Company's For For Shareholder Shares -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 2 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 3 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares -------------------------------------------------------------------------------- MMG LTD. Ticker: 1208 Security ID: HK1208013172 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Connected For Against Management Award Shares to Up to 12 Connected Incentive Participants Under the Long Term Incentive Equity Plan and Related Transactions -------------------------------------------------------------------------------- MMG LTD. Ticker: 1208 Security ID: HK1208013172 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Shuqiang as Director For For Management 2b Elect Xu Jiqing as Director For For Management 2c Elect Leung Cheuk Yan as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: CNE100000ML7 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: CNE100000ML7 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Additional Issuance of Super For For Management Short-term Commercial Papers 11 Approve Amendments to Articles of For For Management Association 12 Elect Guo Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC. Ticker: 9901 Security ID: 647581107 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For Against Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For Against Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For Against Management Handle Matters Pertaining to the A Share Incentive Scheme 4 Approve First H Share Award and Trust For Against Management Scheme (Draft) 5 Approve Authorization to the Board For Against Management and/or the Delegatee to Handle Matters Pertaining to the First H Share Award and Trust Scheme 6 Amend Articles of Association For For Management 7 Authorize the Board to Handle All For For Management Matters in Relation to the Amendment of Articles of Association 8 Elect Feng Shu as Supervisor For For Shareholder -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For Against Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For Against Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For Against Management Handle Matters Pertaining to the A Share Incentive Scheme -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Annual For For Management Results Announcement 6 Approve Remuneration of the Directors For For Management 7 Approve Remuneration of the Supervisors For For Management 8 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Guarantees Quota For For Management 11 Approve Foreign Exchange Hedging Quota For For Management 12 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 13 Approve Reduction of Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Authorization for Registration For For Management of the Reduction in Registered Capital and Amendments to the Articles of Association 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 2 Approve Reduction of Registered Capital For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: CNE000001R84 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For For Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For Against Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: CNE100001FB0 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Company's Management Systems For Against Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: CNE100001FB0 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jidong as Independent For For Shareholder Director and Member of Special Committee of the Board of Directors -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: CNE100003G91 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve to Appoint Auditor For For Management 11.1 Elect Yu Zhong as Director For For Management 11.2 Elect Zuo Guojun as Director For For Management 11.3 Elect Liang Meizhen as Director For For Management 11.4 Elect Li Shijun as Director For For Management 11.5 Elect Wu Bo as Director For For Management 11.6 Elect Li Ying as Director For For Management 12.1 Elect Zhu Yujie as Director For For Management 12.2 Elect Lin Anzhong as Director For For Management 12.3 Elect Du Jisheng as Director For For Management 13.1 Elect Liu Feng as Supervisor For For Management 13.2 Elect Huang Wei as Supervisor For For Management 14 Approve Acquisition of Equity and For Against Management Related Transaction -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: CNE100003G91 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: CNE100003G91 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue For For Management 2 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: CNE000001P78 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: CNE000001P78 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Loan Application and Related For For Management Authorization 8 Approve Change in Guarantee Period For Against Management 9 Approve Issuance of Commercial Papers For For Management 10 Approve Issuance of Green Corporate For For Management Bonds 11 Approve Guarantee and Mutual Guarantees For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: CNE000001P78 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Integration of Company's For For Management Lithium Membrane Industry Assets 2 Approve Provision of Guarantee For For Management 3 Elect Yu Mingqing as Non-independent For For Management Director -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Procurement Framework For For Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve 2020 Financial Services For Against Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhiming as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 2 Elect Yu Qingming as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 3 Elect Liu Yong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 4 Elect Chen Qiyu as Director and For Against Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 5 Elect Ma Ping as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 6 Elect Hu Jianwei as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 7 Elect Deng Jindong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 8 Elect Wen Deyong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 9 Elect Guan Xiaohui as Director and For For Management Authorize Board to Fix Her Remuneration and to Enter Into a Service Contract with Her 10 Elect Feng Rongli as Director and For For Management Authorize Board to Fix Her Remuneration and to Enter Into a Service Contract with Her 11 Elect Zhuo Fumin as Director and For Against Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 12 Elect Chen Fangruo as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 13 Elect Li Peiyu as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 14 Elect Wu Tak Lung as Director and For Against Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 15 Elect Yu Weifeng as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 16 Elect Wu Yifang as Supervisor and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 17 Elect Liu Zhengdong as Supervisor and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 18 Elect Li Xiaojuan as Supervisor and For For Management Authorize Board to Enter Into a Service Contract with Her 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Basis For For Management of Pricing and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Guarantee For For Management 11 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantees For Against Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Foreign Exchange Hedging For For Management Business 13 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management 3 Approve Waiver of Voluntary Share For For Management Sales Restriction Commitment -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: KYG875721634 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Siu Shun as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: KYG875721634 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Plan of China For Against Management Literature Limited -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: CNE1000021D0 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Directors For For Management 8 Approve Credit Line Application For For Management 9 Approve Use of Idle Raised Funds for For Against Management Cash Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: CNE1000021D0 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Jie as Independent Director For For Management -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: KYG8904A1004 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Guan Jianhui as Director For For Management 3A2 Elect Bai Xihong as Director For For Management 3A3 Elect Li Qiang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: CNE0000016J9 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and For For Management Fundraising Projects -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: CNE0000016J9 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Completion of 2020 Investment For Against Management Plan and 2021 Investment Plan Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Provision of Guarantee to For Against Management Subsidiary and Guarantee Provision Between Subsidiaries 12 Approve Provision of Guarantee to For For Management Joint Venture Enterprise 13 Approve Change of Registered Address For For Management and Amend Articles of Association 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Increase in Foreign Forward For For Management Exchange Settlement and Sale as well as Amend Relevant Systems 16 Approve Provision of Financial Support For For Management 17 Approve Merger by Absorption For For Management 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the General Mandate For Against Management to Issue Shares to the Board 2 Approve Compliance with the Conditions For For Management of Non-Public Issuance of A Shares 3.1 Approve Class and Par Value of Shares For For Management to be Issued 3.2 Approve Method and Time of Issuance For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing 3.5 Approve Number of Shares to be Issued For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Place of Listing of the New A For For Management Shares to be Issued 3.8 Approve Arrangement of Accumulated For For Management Undistributed Profits 3.9 Approve Validity of the Resolutions in For For Management Respect of the Non-Public Issuance of A Shares 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for the Non-Public For For Management Issuance of A Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Absence of Need to Prepare a For For Management Report on the Use of Previously Raised Proceeds 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 8 Approve Plan on Shareholders' Return For For Management for the Upcoming Three Years (2021-2023) 9 Authorize Board and Its Authorized For For Management Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 10 Approve Proposed Amendments to the For For Management Management Measures on the Use of Raised Proceeds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations 2 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange 3 Approve the Plan for the Spin-off and For For Management Listing of Weichai Torch Technology Co. , Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange 4 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies" 5 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company 6 Approve the Ability of the Company to For For Management Maintain Its Independence and Sustainable Operation Ability 7 Approve the Capacity of Weichai Torch For For Management Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations 8 Approve the Explanation Regarding the For For Management Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto 9 Approve the Analysis in Relation to For For Management the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 10 Authorize the Board to Deal with the For For Management Matters Relating to the Spin-off 11 Amend Articles of Association For For Management 12 Approve the Continuing Connected For Against Management Transaction between the Company and Its Subsidiaries 13 Approve the CNHTC Purchase Agreement For For Management and the Relevant New Cap 14 Approve the CNHTC Supply Agreement and For For Management the Relevant New Cap -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Final Financial Report For For Management 6 Approve Financial Budget Report For Abstain Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 9 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Intensive Logistics Co., Ltd. 10 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Reconstruction Co., Ltd. 11 Approve Adjusted Proposal for the For For Shareholder Distribution of Profit 12 Approve Payment of Interim Dividend For For Shareholder 13.1 Elect Tan Xuguang as Director For For Management 13.2 Elect Zhang Liangfu as Director For For Management 13.3 Elect Jiang Kui as Director For For Management 13.4 Elect Zhang Quan as Director For For Management 13.5 Elect Xu Xinyu as Director For For Management 13.6 Elect Sun Shaojun as Director For For Management 13.7 Elect Yuan Hongming as Director For For Management 13.8 Elect Yan Jianbo as Director For For Management 13.9 Elect Gordon Riske as Director For For Management 13.10 Elect Michael Martin Macht as Director For For Management 14.1 Elect Li Hongwu as Director For For Management 14.2 Elect Wen Daocai as Director For For Management 14.3 Elect Jiang Yan as Director For For Management 14.4 Elect Yu Zhuoping as Director For For Management 14.5 Elect Zhao Huifang as Director For For Management 15.1 Elect Lu Wenwu as Supervisor For For Management 15.2 Elect Wu Hongwei as Supervisor For For Management -------------------------------------------------------------------------------- WEIMOB INC. Ticker: 2013 Security ID: KYG9T20A1060 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Sun Taoyong as Director For For Management 2A2 Elect Sun Mingchun as Director For For Management 2A3 Elect Li Xufu as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve RSU Scheme Annual Mandate For Against Management -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Real Estate For For Management Assets as well as Target Asset and Transfer Price of Equity Transfer -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Investment in Construction of For For Management 12-inch Power Semiconductor Automated Wafer Manufacturing Center Project -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Use of Proceeds For For Management 2.17 Approve Guarantee Matters For For Management 2.18 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Shareholder Return Plan For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For Against Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: CNE000000VQ8 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Appointment of Auditor For Against Management 8 Amend Articles of Association For Against Management 9 Approve Comprehensive Budget Plan For Abstain Management 10 Elect Jiang Wenchun as Supervisor For For Management 11.1 Elect Jiang Lin as Director For For Shareholder 11.2 Elect Xu Bo as Director For For Shareholder 12.1 Elect Xie Zhihua as Director For For Management 12.2 Elect Wu Yue as Director For For Management 12.3 Elect Lang Dingchang as Director For For Management -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Ticker: 2269 Security ID: KYG970081173 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect William Robert Keller as Director For For Management 2b Elect Teh-Ming Walter Kwauk as Director For For Management 3 Elect Ning Zhao as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Grant of Specific Mandate to For Against Management the Directors to Issue and Allot the Connected Restricted Shares 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Kenneth Walton Hitchner III 15 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Jian Dong 16 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Angus Scott Marshall Turner 17 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Brendan McGrath -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Operating Related Party For For Management Transaction 2 Approve Comprehensive Credit Line For For Management Application 3 Approve Provision of Guarantee For For Management 4 Approve Change in Registered Capital For For Management 5 Approve Amendments to Articles of For Against Management Association 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Working System for Independent For Against Management Directors 9 Amend Related Party Transaction For Against Management Decision System 10 Amend External Guarantee Management For Against Management Regulations 11 Amend External Investment Management For Against Management System 12 Amend Management System of Raised Funds For Against Management 13.1 Elect Wang Yanqing as Non-Independent For For Management Director 13.2 Elect Wang Jianxin as Non-Independent For For Management Director 13.3 Elect You Zhiliang as Non-Independent For For Management Director 13.4 Elect Wang Lei as Non-Independent For Against Management Director 14.1 Elect Zhang Mingyan as Independent For For Management Director 14.2 Elect Sun Qinglong as Independent For For Management Director 14.3 Elect Zhao Kanglian as Independent For For Management Director 15.1 Elect Cai Jianbo as Supervisor For For Management 15.2 Elect Wang Qingyan as Supervisor For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Capital Occupation by For For Management Controlling Shareholders and Other Related-parties and Provision of External Guarantees 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve to Appoint Auditor For For Management 9 Approve Authorization of the Board to For Against Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- XINYI GLASS HOLDINGS LTD. Ticker: 868 Security ID: KYG9828G1082 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Tung Ching Bor as Director For For Management 3A2 Elect Sze Nang Sze as Director For For Management 3A3 Elect Ng Ngan Ho as Director For For Management 3A4 Elect Wong Ying Wai as Director For For Management 3A5 Elect Tran Chuen Wah, John as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: KYG9894K1085 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For For Management 6 Elect Chin Siu Wa Alfred as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: CNE100000502 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Debt Financing For For Management Instruments 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Approve Arrangement of Guarantees to For Against Management Company's Subsidiaries, Associates and Other Party 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Supervisory For For Management Committee 8 Approve Financial Report For For Management 9 Approve Annual Report and Its Summary For For Management Report 10 Approve Profit Distribution Proposal For For Management 11 Approve Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 12 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE CHINA FUND, INC. | ||
By: | /s/ Frank Wheeler | |
Frank Wheeler | ||
President | ||
August 4, 2021 |