Exhibit 99.3
Name |
| Trade Date |
| Buy/Sell/ |
| No. of |
| Price |
| Trade Amount |
| ||
ABG II-SO Limited |
| January 29, 2018 |
| Sell |
| 17,214 |
| $ | 7.6063 |
| $ | 130,935 |
|
ABG SRNE Limited |
| January 29, 2018 |
| Sell |
| 39,667 |
| $ | 7.6063 |
| $ | 301,719 |
|
ABG Innovation-SO Limited |
| January 29, 2018 |
| Sell |
| 17,963 |
| $ | 7.6063 |
| $ | 136,632 |
|
ABG II-SO Limited |
| January 30, 2018 |
| Sell |
| 53,786 |
| $ | 7.6527 |
| $ | 411,608 |
|
ABG SRNE Limited |
| January 30, 2018 |
| Sell |
| 124,333 |
| $ | 7.6527 |
| $ | 951,483 |
|
ABG Innovation-SO Limited |
| January 30, 2018 |
| Sell |
| 57,037 |
| $ | 7.6527 |
| $ | 436,487 |
|
ABG II-SO Limited |
| February 5, 2018 |
| Sell |
| 16,265 |
| $ | 8.0038 |
| $ | 130,182 |
|
ABG SRNE Limited |
| February 5, 2018 |
| Sell |
| 37,483 |
| $ | 8.0038 |
| $ | 300,006 |
|
ABG Innovation-SO Limited |
| February 5, 2018 |
| Sell |
| 16,973 |
| $ | 8.0038 |
| $ | 135,848 |
|
Ally Bridge LB Healthcare Master Fund Limited |
| February 6, 2018 |
| Sell |
| 512,912 |
| $ | 6.7541 |
| $ | 3,464,259 |
|
Ally Bridge LB Healthcare Master Fund Limited |
| February 7, 2018 |
| Sell |
| 150,000 |
| $ | 7.1865 |
| $ | 1,077,975 |
|