UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A (No. 1)
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarter ended June 30, 2002
or
¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from To
Commission File Number 0-18050
PW EAGLE, INC.
(Exact name of registrant as specified in its Charter)
MINNESOTA (State of incorporation) | | 41-1642846 (I.R.S. Employer Identification No.) |
|
222 SOUTH NINTH STREET, SUITE 2880 MINNEAPOLIS, MINNESOTA (Address of principal executive offices) | | 55402 (Zip code) |
|
(612) 305-0339 (Registrant’s telephone number, including area code) |
NOT APPLICABLE
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
As of July 31, 2002 there were 7,046,750 shares of PW Eagle, Inc. Common Stock outstanding.
PW Eagle, Inc. hereby amends Item 6 of Part II of its Form 10-Q for the quarter ended June 30, 2002 solely to include Exhibits 99.1 and 99.2, the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002, which became effective on July 30, 2002.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
| | (a) | | Exhibits. See Exhibit Index on page following signatures. |
| | (b) | | Reports on Form 8-K. None. |
SIGNATURES
Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Company has caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | PW EAGLE, INC. |
|
| | | | | /s/ William H. Spell
|
| | | | | William H. Spell, Chief Executive Officer |
Dated: August 14, 2002
EXHIBIT INDEX TO FORM 10-Q/A (No. 1)
Exhibit No.
| | Description
|
| 10.1 | | Amendment Number 5 to the Securities Purchase Agreement dated May 14, 2002.* |
|
| 10.2 | | Fifteenth Amendment to Second Amended and Restated Loan and Security Agreement dated May 15, 2002.* |
|
| 10.3 | | First Amendment to Lease Agreement dated June 7, 2002.* |
|
| 99.1 | | Certification of Chief Executive Officer |
|
| 99.2 | | Certification of Chief Financial Officer |
| * | | Previously filed with Form 10-Q for quarter ended June 30, 2002. |
