OMB APPROVAL | ||||
OMB Number: | 3235-0582 | |||
Expires: | March 31, 2018 | |||
Estimated average burden | ||||
hours per response: | 7.2 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05845
Invesco Senior Loan Fund
(Exact name of registrant as specified in charter)
1555 Peachtree Street, N.E., Atlanta, Georgia 30309
(Address of principal executive offices) (Zip code)
John M. Zerr, Esquire
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Name and address of agent for service)
Copy to:
Peter Davidson, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (713) 626-1919
Date of fiscal year end: 2/29
Date of reporting period: 7/01/15 – 06/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05845 Reporting Period: 07/01/2015 - 06/30/2016 Invesco Senior Loan Fund ==================== Invesco Senior Loan Fund ================================= BMC Stock Holdings, Inc. Ticker: Security ID: 05591B109 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter C. Alexander For For Management 1b Elect Director Carl R. Vertuca, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BMC Stock Holdings, Inc. Ticker: Security ID: 86101X104 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter C. Alexander For For Management 1b Elect Director Carl R. Vertuca, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Genie Energy Ltd. Ticker: Security ID: 372284307 Meeting Date: MAY 4, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Courter For Against Management 1.2 Elect Director Howard S. Jonas For Against Management 1.3 Elect Director W. Wesley Perry For Against Management 1.4 Elect Director Alan B. Rosenthal For Against Management 1.5 Elect Director Allan Sass For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Establish Board Committee on Operations Against Against Shareholder in Israeli-Occupied Territory -------------------------------------------------------------------------------- LyondellBasell Industries NV Ticker: Security ID: N53745100 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jacques Aigrain to Supervisory Bo For For Management ard 1b Elect Lincoln Benet to Supervisory Boar For For Management d 1c Elect Nance K. Dicciani to Supervisory For For Management Board 1d Elect Bruce A. Smith to Supervisory Boa For For Management rd 2a Elect Thomas Aebischer to Management Bo For For Management ard 2b Elect Dan Coombs to Management Board For For Management 2c Elect James D. Guilfoyle to Management For For Management Board 3 Adopt Financial Statements and Statutor For For Management y Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 7 Ratify PricewaterhouseCoopers Accountan For For Management ts N.V. as Auditors 8 Approve Dividends of USD 3.12 Per Share For For Management 9 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 10 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital -------------------------------------------------------------------------------- Merrill Corporation Ticker: Security ID: 0921XV904 Meeting Date: JUN 3, 2016 Meeting Type: Special Record Date: MAY 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Restated Investors Agreement For No Action Management -------------------------------------------------------------------------------- New Millennium Holdco, Inc. Ticker: Security ID: 01367912D Meeting Date: JUN 10, 2016 Meeting Type: Special Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2016 Equity Incentive Plan For For Management -------------------------------------------------------------------------------- Tribune Media Company Ticker: Security ID: 896047503 Meeting Date: MAY 5, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Karsh For Do Not Vote Management 1.2 Elect Director Ross Levinsohn For Do Not Vote Management 1.3 Elect Director Peter E. Murphy For Do Not Vote Management 2 Advisory Vote to Ratify Named Executive For Do Not Vote Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For Do Not Vote Management ditors 4 Approve Omnibus Stock Plan For Do Not Vote Management 5 Approve Non-Employee Director Omnibus S For Do Not Vote Management tock Plan -------------------------------------------------------------------------------- Tribune Publishing Company Ticker: Security ID: 896082104 Meeting Date: JUN 2, 2016 Meeting Type: Proxy Contest Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Crenshaw For For Management 1.2 Elect Director Justin C. Dearborn For For Management 1.3 Elect Director David E. Dibble For For Management 1.4 Elect Director Michael W. Ferro, Jr. For For Management 1.5 Elect Director Philip G. Franklin For For Management 1.6 Elect Director Eddy W. Hartenstein For For Management 1.7 Elect Director Richard A. Reck For For Management 1.8 Elect Director Donald Tang For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 1.1 Management Nominee Carol Crenshaw Withhold Do Not Vote Shareholder 1.2 Management Nominee Justin C. Dearborn Withhold Do Not Vote Shareholder 1.3 Management Nominee David E. Dibble Withhold Do Not Vote Shareholder 1.4 Management Nominee Michael W. Ferro, Jr Withhold Do Not Vote Shareholder . 1.5 Management Nominee Philip G. Franklin Withhold Do Not Vote Shareholder 1.6 Management Nominee Eddy W. Hartenstein Withhold Do Not Vote Shareholder 1.7 Management Nominee Richard A. Reck Withhold Do Not Vote Shareholder 1.8 Management Nominee Donald Tang Withhold Do Not Vote Shareholder 2 Advisory Vote to Ratify Named Executive Abstain Do Not Vote Management Officers' Compensation 3 Amend Omnibus Stock Plan Abstain Do Not Vote Management 4 Ratify Ernst & Young LLP as Auditors Abstain Do Not Vote Management ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) INVESCO SENIOR LOAN FUND | ||||
By (Signature and Title)* | /s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Executive Officer |
Date August 12, 2016
* | Please print the name and title of the signing officer below the signature |