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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05845
Invesco Senior Loan Fund
(Exact name of registrant as specified in charter)
1555 Peachtree Street, N.E., Atlanta, Georgia 30309
(Address of principal executive offices) (Zip code)
Jeffrey H. Kupor, Esquire
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Name and address of agent for service)
Copy to:
Peter Davidson, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (713) 626-1919
Date of fiscal year end: 2/28
Date of reporting period: 7/01/17 – 6/30/18
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05845 Reporting Period: 07/01/2017 - 06/30/2018 Invesco Senior Loan Fund =Invesco Senior Loan Fund======================================================= BMC Stock Holdings, Inc. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael T. Miller For For Management 1b Elect Director James O'Leary For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- C&J Energy Services, Inc. Ticker: CJ Security ID: 12674R100 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: APR 2, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart Brightman For For Management 1.2 Elect Director Michael Zawadzki For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Genie Energy Ltd. Ticker: GNE Security ID: 372284307 Meeting Date: MAY 7, 2018 Meeting Type: Annual Record Date: MAR 9, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Courter For Against Management 1.2 Elect Director Howard S. Jonas For Against Management 1.3 Elect Director W. Wesley Perry For Against Management 1.4 Elect Director Alan B. Rosenthal For For Management 1.5 Elect Director Allan Sass For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Past Issuance of Shares of Restr For Against Management icted Stock to Howard S. Jonas 4 Approve Sale of Shares of Class B Commo For Against Management n Stock and Warrants to Howard S. Jonas 5 Approve Grant of Options to Howard S. J For Against Management onas 6 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Three Yea One Year Management -------------------------------------------------------------------------------- IDW Media Holdings, Inc. Ticker: IDWM Security ID: 44951N106 Meeting Date: FEB 15, 2018 Meeting Type: Annual Record Date: DEC 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore B. Adams For For Management 1.2 Elect Director Stephen R. Brown For Against Management 1.3 Elect Director Perry Davis For Against Management 1.4 Elect Director Howard S. Jonas For Against Management 1.5 Elect Director Irwin Katsof For For Management 1.6 Elect Director Marc E. Knoller For Against Management 1.7 Elect Director Kerry McCluggage For For Management 1.8 Elect Director Kenneth Traub For Against Management -------------------------------------------------------------------------------- LyondellBasell Industries N.V. Ticker: LYB Security ID: N53745100 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2a Elect Director Bhavesh (Bob) Patel For For Management 2b Elect Director Robert Gwin For For Management 2c Elect Director Jacques Aigrain For For Management 2d Elect Director Lincoln Benet For Against Management 2e Elect Director Jagjeet (Jeet) Bindra For For Management 2f Elect Director Robin Buchanan For Against Management 2g Elect Director Stephen Cooper For For Management 2h Elect Director Nance Dicciani For For Management 2i Elect Director Claire Farley For For Management 2j Elect Director Isabella (Bella) Goren For For Management 2k Elect Director Bruce Smith For For Management 2l Elect Director Rudy van der Meer For For Management 3a Elect Bhavesh (Bob) Patel to Management For For Management Board 3b Elect Thomas Aebischer to Management Bo For For Management ard 3c Elect Daniel Coombs to Management Board For For Management 3d Elect Jeffrey Kaplan to Management Boar For For Management d 3e Elect James Guilfoyle to Management Boa For For Management rd 4 Adopt Financial Statements and Statutor For For Management y Reports 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Ratify PricewaterhouseCoopers Accountan For For Management ts N.V. as Auditors 8 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 9 Approve Dividends of USD 3.70 Per Share For For Management 10 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 11 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 12 Authorization of the Cancellation of Sh For For Management ares 13 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- New Millennium Holdco, Inc. Ticker: Security ID: 647530203 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Lukowiak For For Management 1.2 Elect Director Eugene I. Davis For For Management 1.3 Elect Director Jeffrey D. Goldberg For For Management 1.4 Elect Director Stephen Gray For For Management 1.5 Elect Director Joan B. Stafslien For For Management 1.6 Elect Director Jennifer Strickland For For Management -------------------------------------------------------------------------------- Ocean Rig UDW Inc. Ticker: ORIG Security ID: G66964118 Meeting Date: NOV 3, 2017 Meeting Type: Special Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt the Second Amended and Restated M For For Management emorandum and Articles 2 Reduce Authorized Common and Preferred For For Management Stock 3 Approve the Redesignation and Cancellat For For Management ion of Shares 4 Other Business For Abstain Management -------------------------------------------------------------------------------- Ocean Rig UDW Inc. Ticker: ORIG Security ID: G66964118 Meeting Date: MAR 5, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young (Hellas) Certified For Against Management Auditors Accountants S.A as Auditors 2 Amend Articles Regarding Director and O For For Management fficer Indemnification -------------------------------------------------------------------------------- tronc, Inc. Ticker: TRNC Security ID: 89703P107 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Crenshaw For For Management 1.2 Elect Director Justin C. Dearborn For For Management 1.3 Elect Director David Dreier For For Management 1.4 Elect Director Philip G. Franklin For For Management 1.5 Elect Director Eddy W. Hartenstein For For Management 1.6 Elect Director Richard A. Reck For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Vistra Energy Corp. Ticker: VST Security ID: 92840M102 Meeting Date: MAR 2, 2018 Meeting Type: Special Record Date: JAN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Acquisi For For Management tion 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Vistra Energy Corp. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 1, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilary E. Ackermann For For Management 1.2 Elect Director Brian K. Ferraioli For Withhold Management 1.3 Elect Director Jeff D. Hunter For Withhold Management 2.1 Elect Director Brian K. Ferraioli For Withhold Management 2.2 Elect Director Jeff D. Hunter For Withhold Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as Auditor For For Management s ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) INVESCO SENIOR LOAN FUND
By (Signature and Title)* | /s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Executive Officer |
Date August 10, 2018
* | Please print the name and title of the signing officer below the signature |