UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05845
Invesco Senior Loan Fund
(Exact name of registrant as specified in charter)
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Address of principal executive offices) (Zip code)
Jeffrey H. Kupor, Esquire
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Name and address of agent for service)
Copy to:
Taylor V. Edwards, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (713) 626-1919
Date of fiscal year end: 2/28
Date of reporting period: 7/01/20 – 6/30/21
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05845 Reporting Period: 07/01/2020 - 06/30/2021 Invesco Senior Loan Fund =Invesco Senior Loan Fund======================================================= ACBL Holding Corp. Ticker: Security ID: 00085Q605 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Raine For For Management 1.2 Elect Director Michael Ginnings For For Management 1.3 Elect Director David Ebbrecht For For Management 1.4 Elect Director Stephen Johnson For For Management 1.5 Elect Director Philip Yarrow For For Management 1.6 Elect Director Michael C. Ellis For For Management 1.7 Elect Director Scott Vogel For For Management 1.8 Elect Director Dan Mchugh For For Management 1.9 Elect Director John Giles For For Management -------------------------------------------------------------------------------- ACBL Holding Corp. Ticker: Security ID: 00085Q118 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Raine For For Management 1.2 Elect Director Michael Ginnings For For Management 1.3 Elect Director David Ebbrecht For For Management 1.4 Elect Director Stephen Johnson For For Management 1.5 Elect Director Philip Yarrow For For Management 1.6 Elect Director Michael C. Ellis For For Management 1.7 Elect Director Scott Vogel For For Management 1.8 Elect Director Dan Mchugh For For Management 1.9 Elect Director John Giles For For Management -------------------------------------------------------------------------------- ACBL Holding Corp. Ticker: Security ID: 00085Q209 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Raine For For Management 1.2 Elect Director Michael Ginnings For For Management 1.3 Elect Director David Ebbrecht For For Management 1.4 Elect Director Stephen Johnson For For Management 1.5 Elect Director Philip Yarrow For For Management 1.6 Elect Director Michael C. Ellis For For Management 1.7 Elect Director Scott Vogel For For Management 1.8 Elect Director Dan Mchugh For For Management 1.9 Elect Director John Giles For For Management -------------------------------------------------------------------------------- ACBL Holding Corp. Ticker: Security ID: 00085Q167 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Raine For For Management 1.2 Elect Director Michael Ginnings For For Management 1.3 Elect Director David Ebbrecht For For Management 1.4 Elect Director Stephen Johnson For For Management 1.5 Elect Director Philip Yarrow For For Management 1.6 Elect Director Michael C. Ellis For For Management 1.7 Elect Director Scott Vogel For For Management 1.8 Elect Director Dan Mchugh For For Management 1.9 Elect Director John Giles For For Management -------------------------------------------------------------------------------- Bally's Corporation Ticker: BALY Security ID: 05875B106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence Downey For Against Management 1b Elect Director Jaymin B. Patel For For Management 1c Elect Director Wanda Y. Wilson For For Management 2 Increase Authorized Common Stock For For Management 3 Authorize New Class of Preferred Stock For Against Management 4 Amend Certificate of Incorporation to I For For Management nclude New Jersey Gaming Law Requiremen ts 5 Approve Omnibus Stock Plan For Against Management 6 Ratify Deloitte and Touche, LLP as Audi For For Management tors -------------------------------------------------------------------------------- Bally's Corporation Ticker: BALY Security ID: 05875B106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Acquisi For For Management tion 2 Approve Qualified Employee Stock Purcha For For Management se Plan 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Caesars Entertainment Corporation Ticker: CZR Security ID: 127686103 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Benninger For For Management 1b Elect Director Jan Jones Blackhurst For For Management 1c Elect Director Juliana Chugg For For Management 1d Elect Director Denise Clark For For Management 1e Elect Director Keith Cozza For For Management 1f Elect Director John Dionne For For Management 1g Elect Director James Hunt For For Management 1h Elect Director Don Kornstein For For Management 1i Elect Director Courtney R. Mather For For Management 1j Elect Director James Nelson For For Management 1k Elect Director Anthony Rodio For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- Caesars Entertainment, Inc. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Jan Jones Blackhurst For Withhold Management 1.4 Elect Director Frank J. Fahrenkopf For For Management 1.5 Elect Director Don R. Kornstein For For Management 1.6 Elect Director Courtney R. Mather For For Management 1.7 Elect Director Michael E. Pegram For For Management 1.8 Elect Director Thomas R. Reeg For For Management 1.9 Elect Director David P. Tomick For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management s 5 Increase Authorized Common Stock For For Management 6 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- California Resources Corporation Ticker: CRC Security ID: 13057Q305 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas E. Brooks For For Management 1.2 Elect Director Tiffany (TJ) Thom Cepak For For Management 1.3 Elect Director James N. Chapman For For Management 1.4 Elect Director Mark A. (Mac) McFarland For For Management 1.5 Elect Director Julio M. Quintana For Withhold Management 1.6 Elect Director William B. Roby For For Management 1.7 Elect Director Andrew Bremner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Clear Channel Outdoor Holdings, Inc. Ticker: CCO Security ID: 18453H106 Meeting Date: MAY 5, 2021 Meeting Type: Annual Record Date: MAR 9, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. William Eccleshare For For Management 1.2 Elect Director Lisa Hammitt For For Management 1.3 Elect Director Mary Teresa Rainey For Withhold Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- iHeartMedia, Inc. Ticker: IHRT Security ID: 45174J509 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 1, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Bressler For For Management 1.2 Elect Director Kamakshi Sivaramakrishna For For Management n 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- McDermott International Ltd. Ticker: MCDIF Security ID: G5924V106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint David Dickson as Chairman of th For For Management e Meeting 2.1 Elect Director Craig Broderick For For Management 2.2 Elect Director Neil Bruce For For Management 2.3 Elect Director David Dickson For For Management 2.4 Elect Director Barbara Duganier For For Management 2.5 Elect Director Andrew Gould For For Management 2.6 Elect Director Alan Hirshberg For For Management 2.7 Elect Director Nils Larsen For For Management 2.8 Elect Director Lee McIntire For For Management 2.9 Elect Director Paul Soldatos For For Management 3 Amend Bye-laws For For Management 4 Approve Alteration to the Memorandum of For For Management Association 5 Approve Ernst & Young LLP as Auditors a For Against Management nd Authorize Board to Fix Their Remuner ation -------------------------------------------------------------------------------- McDermott International Ltd. Ticker: MCDIF Security ID: 58004K109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint David Dickson as Chairman of th For For Management e Meeting 2.1 Elect Director Craig Broderick For For Management 2.2 Elect Director Neil Bruce For For Management 2.3 Elect Director David Dickson For For Management 2.4 Elect Director Barbara Duganier For For Management 2.5 Elect Director Andrew Gould For For Management 2.6 Elect Director Alan Hirshberg For For Management 2.7 Elect Director Nils Larsen For For Management 2.8 Elect Director Lee McIntire For For Management 2.9 Elect Director Paul Soldatos For For Management 3 Amend Bye-laws For For Management 4 Approve Alteration to the Memorandum of For For Management Association 5 Approve Ernst & Young LLP as Auditors a For Against Management nd Authorize Board to Fix Their Remuner ation -------------------------------------------------------------------------------- NexTier Oilfield Solutions Inc. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For Against Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For For Management 1g Elect Director Michael Roemer For For Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Transocean Ltd. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Discharge of Board and Senior M For For Management anagement 3 Appropriation of Available Earnings for For For Management Fiscal Year 2020 4 Approve the Renewal of Authorized Share For For Management Capital with Partial Exclusion of Pree mptive Rights 5A Elect Director Glyn A. Barker For For Management 5B Elect Director Vanessa C.L. Chang For For Management 5C Elect Director Frederico F. Curado For For Management 5D Elect Director Chadwick C. Deaton For For Management 5E Elect Director Vincent J. Intrieri For For Management 5F Elect Director Samuel J. Merksamer For For Management 5G Elect Director Frederik W. Mohn For For Management 5H Elect Director Edward R. Muller For For Management 5I Elect Director Margareth Ovrum For For Management 5J Elect Director Diane de Saint Victor For For Management 5K Elect Director Jeremy D. Thigpen For For Management 6 Elect Chadwick C. Deaton as Board Chair For For Management man 7A Appoint Glyn A. Barker as Member of the For For Management Compensation Committee 7B Appoint Vanessa C.L. Chang as Member of For For Management the Compensation Committee 7C Appoint Samuel J. Merksamer as Member o For For Management f the Compensation Committee 8 Designate Schweiger Advokatur / Notaria For For Management t as Independent Proxy 9 Appointment Of Ernst & Young LLP as Ind For For Management ependent Registered Public Accounting F irm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich as the Co mpany's Auditor for a Further One-Year Term 10 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 11A Approve Maximum Remuneration of Board o For For Management f Directors for the Period Between the 2021 and 2022 Annual General Meetings i n the Amount of USD 4.12 Million 11B Approve Maximum Remuneration of the Exe For For Management cutive Management Team for Fiscal Year 2022 in the Amount of USD 24 Million 12 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Vistra Corp. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) INVESCO SENIOR LOAN FUND
By (Signature and Title)* | /s/ Sheri Morris | |
Sheri Morris | ||
President/Principal Executive Officer |
Date August 12, 2021
* | Please print the name and title of the signing officer below the signature |