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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05845
Invesco Senior Loan Fund
(Exact name of registrant as specified in charter)
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Address of principal executive offices) (Zip code)
Jeffrey H. Kupor, Esquire
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Name and address of agent for service)
Copy to:
Joseph Benedetti, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (713) 626-1919
Date of fiscal year end: 2/29
Date of reporting period: 7/01/19 – 6/30/20
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05845 Reporting Period: 07/01/2019 - 06/30/2020 Invesco Senior Loan Fund =Invesco Senior Loan Fund======================================================= C&J Energy Services, Inc. Ticker: CJ Security ID: 12674R100 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Caesars Entertainment Corporation Ticker: CZR Security ID: 127686103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Clear Channel Outdoor Holdings, Inc. Ticker: CCO Security ID: 18453H106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Dionne For For Management 1.2 Elect Director Andrew Hobson For For Management 1.3 Elect Director Joe Marchese For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- iHeartMedia, Inc. Ticker: IHRT Security ID: 45174J509 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Barber For For Management 1.2 Elect Director Brad Gerstner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- NexTier Oilfield Solutions Inc. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert W. Drummond For For Management 1B Elect Director Stuart Brightman For For Management 1C Elect Director Gary M. Halverson For For Management 1D Elect Director Patrick Murray For For Management 1E Elect Director Amy H. Nelson For For Management 1F Elect Director Mel G. Riggs For For Management 1G Elect Director Michael Roemer For For Management 1H Elect Director James C. Stewart For For Management 1I Elect Director Scott Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- Pacific Drilling SA Ticker: PACD Security ID: L7257P205 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 10 Advisory Vote on Say on Pay Frequency One Year One Year Management 11 Renew Appointment of KPMG LLP and KPMG For For Management Luxembourg as Auditor 2 Approve Consolidated Financial Statemen For For Management ts 3 Approve Allocation of Income and Divide For For Management nds 4 Approve Discharge of Directors For For Management 5 Approve Resignations of Daniel Han and For For Management Edward H. Burdick as Directors 6 Approve Confirmation to Appoint Bouk va For For Management n Geloven as Class B Director 7 Approve Remuneration of Class A Directo For For Management rs 8.1 Reelect W. Matt Ralls as Director For Against Management 8.2 Reelect Bouk van Geloven as Director For For Management 8.3 Reelect Donald Platner as Director For For Management 8.4 Reelect Kiran Ramineni as Director For For Management 8.5 Reelect John V. Simon as Director For For Management 8.6 Reelect David N. Weinstein as Director For For Management 8.7 Reelect Bernie G. Wolford Jr. as Direct For For Management or 9 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Transocean Ltd. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 11A Approve Maximum Remuneration of Board o For For Management f Directors for the Period Between the 2020 and 2021 Annual General Meetings i n the Amount of USD 4.12 Million 11B Approve Maximum Remuneration of the Exe For For Management cutive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million 12 Amend Omnibus Stock Plan For For Management 2 Approve Discharge of Board and Senior M For For Management anagement 3 Appropriation of Available Earnings for For For Management Fiscal Year 2019 4 Approve the Renewal of Authorized Share For For Management Capital without Preemptive Rights 5A Elect Director Glyn A. Barker For For Management 5B Elect Director Vanessa C.L. Chang For For Management 5C Elect Director Frederico F. Curado For For Management 5D Elect Director Chadwick C. Deaton For For Management 5E Elect Director Vincent J. Intrieri For For Management 5F Elect Director Samuel J. Merksamer For For Management 5G Elect Director Frederik W. Mohn For For Management 5H Elect Director Edward R. Muller For For Management 5I Elect Director Diane de Saint Victor For For Management 5J Elect Director Tan Ek Kia For For Management 5K Elect Director Jeremy D. Thigpen For For Management 6 Elect Chadwick C. Deaton as Board Chair For For Management man 7A Appoint Glyn A. Barker as Member of the For For Management Compensation Committee 7B Appoint Samuel J. Merksamer as Member o For For Management f the Compensation Committee 7C Appoint Tan Ek Kia as Member of the Com For For Management pensation Committee 8 Designate Schweiger Advokatur / Notaria For For Management t as Independent Proxy 9 Appointment Of Ernst & Young LLP as Ind For For Management ependent Registered Public Accounting F irm for Fiscal Year 2020, and Reelectio n of Ernst & Young Ltd, Zurich as the C ompany's Auditor for a Further One-Year Term -------------------------------------------------------------------------------- Tribune Publishing Company Ticker: TPCO Security ID: 89609W107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Crenshaw For For Management 1.2 Elect Director Philip G. Franklin For For Management 1.3 Elect Director Terry Jimenez For For Management 1.4 Elect Director Christopher Minnetian For For Management 1.5 Elect Director Dana Goldsmith Needleman For For Management 1.6 Elect Director Richard A. Reck For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Twin River Worldwide Holdings, Inc. Ticker: TRWH Security ID: 90171V204 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George T. Papanier For Withhold Management 1.2 Elect Director Jeffrey W. Rollins For Withhold Management 2 Ratify Deloitte & Touche, LLP as Audito For For Management rs -------------------------------------------------------------------------------- Vistra Energy Corp. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.10 Elect Director John R. (JR) Sult For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Ratify Deloitte & Touche LLP as Auditor For For Management s ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | INVESCO SENIOR LOAN FUND |
By (Signature and Title)* | /s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Executive Officer |
Date August 13, 2020
* | Please print the name and title of the signing officer below the signature |